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Ramon Bojorquez Salcido is a convicted mass murderer and as
of 2011 is on death row in California's San Quentin State Prison.
He was convicted of the 1989 murders of seven people,
including his wife and two of his daughters, Sofia (age 4) and Teresa (age
1). A third daughter, Carmina, aged 3, lay in a field beside the bodies
of her sisters for 36 hours after being slashed across the throat by her
father. She was rescued and later adopted by a family in Missouri.
In 2009, Carmina Salcido wrote a book, Not Lost
Forever, about her experiences.
Murder victims
Angela Salcido, 24, wife of Ramon Salcido
Sofia Salcido, 4, daughter of Ramon Salcido
Teresa Salcido, 2, daughter of Ramon Salcido
Marion Louise Richards, 47, mother of Angela Salcido
Ruth Richards, 12, daughter of Marion Richards
Maria Richards, 8, daughter of Marion Richards
Tracey Toovey, 35, winemaster at Grand Cru wine
Wikipedia.org
State High Court Upholds Ramon Salcido Death
Penalty
Ktvu.com
June 30, 2008
The California Supreme Court Monday upheld the death
penalty of Ramon Salcido, a Sonoma County winery worker who killed seven
people, including his wife and two of his three daughters, in 1989.
The murders began when Salcido drove his three young
daughters to a dumpsite, cut their throats and left them there. His 4-year-old
and 1-year-old daughters died but a 3-year-old survived.
Salcido then fatally stabbed his mother-in-law and
two of her daughters and shot his wife and his winery supervisor.
The high court in a ruling issued in San Francisco
unanimously upheld Salcido's San Mateo Superior Court conviction and
death penalty. His trial was moved to San Mateo County because of
extensive pretrial publicity.
Salcido can now continue appeals in the federal court
system.
Salcido Verdict
October 30, 1990
(juror)"We the jury find the defendant Ramon Salcido
guilty of murder in the first degree of Angela Salcido in violation of
penal code section 187."
The jury found Ramon Salcido guilty of six counts of 1st degree murder,
one count of second degree murder, and 2 counts of premeditated
attempted murder. The jury also decided there were special circumstances
that could trigger the death penalty.
Attorneys for Salcido hoped to convince the jury
their client was crazed by alcohol and other drugs when he went on a
murderous rampage in Sonoma County in April of '89.
Salcido had been charged with killing his wife, two
of his three daughters, his mother in-law, and her other two daughters,
and a fellow worker in Sonoma County Winery. Salcido's daughter Carmina
then two years old was found with her two dead sisters at a rural dump,
she had survived a slashed throat.
Prosecutors argue that Salcido premeditated the
murders out of jealousy and revenge. Salcido was arrested at his mothers
home in Mexico and later talked about the killings. Prosecutor Peter
Brummits was pleased with the juries decision.
(Brummits)"Well I feel as if the system of justice has been vindicated
again. I think it's a fine verdict, the jury worked very hard at it".
Salcido's attorney Martine Miller said he had never expected to see his
client go free. The goal he said was to spare Salcido the death penalty.
(Miller)"The best we could hope for 127 years in prison and that's the
way we argued the case, we have to be realistic about this thing."
The guilty verdicts were welcomed by Deputy Sheriff David Edmond, the
officer who took Salcido's confession in April of 1989.
(Edmond)"Anybody who that's had to deal with the case is affected by it,
and I'm human just as everybody else, and I've been affected by it. I
don't, it's hard pressed to find justice with 7 dead people no matter
what."
Next week the jury returns to decide whether or not Salcido will go to
the gas chamber for his crimes, or live out the rest of his life in
prison.
"My
Story" by Ramon Salcido
The Bible
is a wonderful book containing God's word telling
us of His great love and His plan for our lives. We
know positively that we can have a glorious life
with Jesus (here) and for all eternity an assurance
of Heaven.
How much does Jesus love you?
ANYONE can say "I love you." It's easy. However, to really mean
it is another thing entirely. Something extra special must happen to a
heart that makes it sincerely care about other people. Why? What is it?
My heart was cold; torn by shattered dreams. My heart was lonely, hurt
and rejected. My heart was struggling for inner peace, my heart was
defeated by wasted efforts to find lasting love. My heart was pretending
to be happy with phony smiles and words. My heart was running, searching
for truth, hope, and comfort. My heart cried out, "Where is someone
to love me; someone to help me and show me the way!" My heart heard
a gentle voice whisper, "I love you. I accept you just the way you
are. Open your heart to me. I am the way, the truth and the life you're
looking for." My heart said, "Yes, I will!" Something
beautiful and extra special happened. Jesus came into my heart! My heart
was flooded with warm waves of forgiveness and true joy. My heart was
washed clean; soothing peace of mind calmed all my fears. My heart
changed into sincere kindness and love for everyone. My heart was free;
life forevermore replaced the dreaded fear of death.
My heart sings a brand new song,
JESUS IS THE ANSWER! What about your heart? Have you received Jesus
Christ as your Savior and heart specialist? We must personally
receive him to be reborn free and clean. The Bible says, "As many as
received him, to them he gave the right to become the children of God,
even to those who believe in His name." We must first acknowledge
that we are sinners and need forgiveness. "For all have sinned and
come short of the glory of God." Then confess our sins to Jesus.
"If we confess our sins. He is faithful and just to forgive us and
cleanse us from all unrighteousness."
Proverbs 28:13 says, "He who
conceals his sins does not prosper, but whoever confesses and
renounces them finds mercy".
If you are truly sincere and
want a change of heart, find a place to get alone and pray this prayer,
"Dear Father, I know that I am a sinner and need forgiveness. I
believe that Christ died for my sins. I am willing to turn from those
sins. I now invite Jesus Christ to come into my heart and life as my
personal Savior. I am willing, by God's grace, to follow and obey Christ
as the Lord of My life."
For God so loved the world
that he gave His only begotten son, that whosoever believes on Him
should not perish but have everlasting life. John 3:16
Daddy Dearest
Ramón Salcido's life was rapidly unraveling. He thought his wife Angela
was having an affair with his boss, Tracey Toovey, a vintner at the
Grand Cru Winery in Sonoma, California. To make matters worse, Angela
was planning to leave him. He also suspected that he was not the father
of his oldest daughter, Sophia.
After spending a night snorting cocaine and drinking,
he packed his daughters in the car and went looking for Angela. Unable
to find her he drove to a dump near Petaluma where he slit the girl's
throats with a fishing knife. Sophia, 4, and Teresa, 1, died. Carmina,
3, the middle child survived and now lives with a family outside
California.
He then went to his in-laws' house and clubbed to
death his mother-in-law, Marion Richards. He also slit the throats of
Marion's two youngest daughters, Ruth, 12, and Marie, 8, whom he
sodomized and otherwise sexually assaulted. Next, he went back home
where he found Angela and shot her to death. He drove off drinking
champagne. He finished his busy day by killing his boss at the winery
whom he suspected was having an affair with his wife.
After the killings he headed to his hometown of Los
Mochis in Mexico to see his mother. There he was arrested by authorities
and extradited to California to stand trial for his bloody rampage.
Mayhem.net
Man Wanted in Killing of 7 Is Arrested in Mexico
The New York Times
April 20, 1989
Ramon Salcido Bojorquez, a California winery worker
wanted for the slaying of seven people, including his wife and two of
his daughters, was arrested today at a roadblock in northwestern Mexico,
officials said.
Mr. Salcido told the Mexican police that he killed
his wife and a co-worker because he thought they were having an affair,
the officials said.
''He was arrested before dawn this morning in a
surprise roadblock set up by agents fighting the illicit drug trade,''
said Vicente Mendoza, a spokesman for the Attorney General's Office here.
Mr. Salcido, who is also suspected of killing two of his daughters, his
mother-in-law and two sisters-in-law in a rampage in Sonoma County,
Calif., was picked up just outside Guasave, Mr. Mendoza said. The
village is near Los Mochis, Mr. Salcido's hometown in Sinaloa state,
about 850 miles northwest of Mexico City. Hearing in Mexico City
''He has been arrested at the request of U.S.
authorities, who have asked for his extradition,'' Mr. Mendoza said. ''We
are bringing him to Mexico City.'' He added that Mr. Salcido was in the
custody of the Federal Judicial Police, a branch of the Attorney
General's Office.
He said Mr. Salcido would be taken to Mexico City for
an extradition hearing.
Javier Coello Trejo, the Deputy Attorney General,
told reporters that Mr. Salcido drove into Mexico at the border crossing
at Calexico, Calif.
Mr. Coello said Mr. Salcido told the police under
questioning that he had lived in California for nine years and had
acquired American citizenship. Other officials said this was being
checked with the police in California.
Mr. Salcido also told the Mexican police that he went
on the rampage out of jealousy after suspecting that his wife of five
years was having an affair with a co-worker, Tracy Toovey, Mr. Coello
said.
Mr. Salcido, 28 years old, was a forklift operator
who worked with Mr. Toovey at the winery. Services in California
Mr. Salcido was arrested the same day services were
being held in Petaluma, Calif., for six of the seven people who were
killed.
Mr. Salcido's wife, his mother-in-law, two sisters-in-law
and Mr. Toovey were killed on April 15. The next day, three of Mr.
Salcido's daughters were found with their throats cut, two of them dead.
The survivor, Carmina, 3, is recovering in Petaluma
Valley Hospital. She told investigators her father cut her and her
sisters. Mr. Salcido has been charged in four of the killings and was
being sought on a Federal warrant for flight to avoid prosecution.
Affidavits filed this week against Mr. Salcido in
Federal District Court in San Francisco alleged that he left a note
asking God's mercy and blaming the law for the slayings, apparently
referring to a court order that he make child support payments.
The Supreme Court of California
PEOPLE v. SALCIDO
The PEOPLE, Plaintiff and Respondent,
v.
Ramon Bojorquez SALCIDO, Defendant and Appellant.
No. S018814.
June 30, 2008
Conrad Petermann, Ojai, under appointment by the
Supreme Court, for Defendant and Appellant.Bill Lockyer and Edmund G.
Brown, Jr., Attorneys General, David P. Druliner, Chief Assistant
Attorney General, Ronald A. Bass, Assistant Attorney General, Herbert F.
Wilkinson and Ronald S. Matthias, Deputy Attorneys General, for
Plaintiff and Respondent.
Defendant Ramon Bojorquez Salcido appeals from a
judgment of the San Mateo County Superior Court imposing a sentence of
death following his conviction of six counts of first degree murder, one
count of second degree murder (Pen. Code, §§ 187, subd. (a), 189), and
two counts of willful, deliberate, and premeditated attempted murder (Pen.
Code, §§ 664, 187, subd. (a), 189). The jury found true a multiple-murder
special-circumstance allegation. (Pen.Code, § 190.2, subd. (a)(3).)
Defendant admitted the allegations that he personally used a firearm in
the commission of counts I (Angela Salcido-murder), IV (Tracey Toovey-murder),
and VIII (Kenneth Butti-attempted murder) (Pen.Code, § 12022, subd.
(d)), that he personally used a deadly weapon, a knife, in the
commission of counts II (Sofia Salcido-murder), III (Theresa Salcido-murder),
V (Marion Louise Richards-murder), VI (Ruth Bernadette Richards-murder),
VII (Marie Ann Richards-murder), and IX (Carmina Salcido-attempted
murder) (Pen.Code, § 12022.5), and that he personally inflicted great
bodily injury in the commission of counts VIII and IX (Pen.Code,
§ 12022.7). After the jury determined that defendant's punishment
should be death, the trial court imposed a sentence of death and also
imposed sentence on the noncapital offenses. Defendant's appeal is
automatic. (Pen.Code, § 1239, subd. (b).) 1
We affirm the judgment in its entirety.
I. FACTS
A. Guilt Phase Evidence
1. The prosecution's case
a. The crimes
The evidence established that in the early morning
hours of April 14, 1989, defendant drove his three young daughters,
Sofia, Carmina, and Theresa to an isolated gulch used as a dumping site,
where he cut their throats and left them, resulting in the deaths of
Sofia and Theresa. Defendant drove to the residence of his mother-in-law,
Marion Louise Richards, where he stabbed to death Marion and her
daughters Ruth Bernadette Richards and Marie Ann Richards. Defendant
returned home, where he shot to death his wife Angela. He proceeded to
his workplace at Grand Cru Vineyard, where he shot to death his
supervisor, Tracey Toovey, and then drove to the residence of another
supervisor, Kenneth Butti, whom defendant shot and injured. The crimes
took place within a period of approximately three hours.
Prior to 1980, while living in his native Mexico, at
18 years of age, defendant married a young woman who had become pregnant
by another man. After giving birth, the woman abandoned defendant for
the child's father. Following defendant's arrival in the United States
that year, defendant moved to Kern County, where he married a second
time, to Debra, who bore him a child. When their relationship ended,
defendant moved away. The couple did not obtain a divorce. Defendant
did not make child support payments.
In the mid 1980's, defendant married his third wife,
Angela Richards, who had had a strict Catholic upbringing. They had
three daughters, Sofia, Carmina, and Theresa, whom defendant appeared to
love very much. Carmina was defendant's favorite.
In early 1987, defendant obtained a job at Grand Cru
Vineyard in Sonoma County. Defendant's job responsibilities included
operating the “bottling line.” Tracey Toovey, the assistant wine maker,
was defendant's supervisor. Several months after defendant's
employment began, Kenneth Butti was hired. Butti assumed
responsibility for running the bottling line and became defendant's
primary supervisor. Butti believed defendant was a poor employee, and
Toovey informed defendant that he needed to improve his job performance.
At the time of the murders in April 1989, defendant
and his family resided in a small one-bedroom rental home that was part
of a duplex at 201 Baines Street in Boyes Hot Springs. Their home was
located several blocks from the Sonoma Mission Inn and approximately
seven miles from Grand Cru Vineyard. Angela's parents, Robert and
Marion Louise Richards, resided together with their two younger
daughters in a rented home at 8393 Lakewood Avenue in Cotati.
Defendant was known by acquaintances as a frequent
consumer of alcoholic beverages. He enjoyed “fancy” automobiles.
Several months prior to the murders, he purchased a Pontiac Trans Am but
in January 1989 transferred the vehicle to a friend after it proved
difficult for him to make the payments. Defendant also drove a 1981
Buick Skylark. One month prior to the murders, defendant traded the
Buick for a Ford LTD.
On Tuesday, April 11, 1989, while he was at work,
defendant was served for a second time with documents related to his
second wife Debra's efforts to obtain child support, and he informed
Butti, his supervisor, of that occurrence. On the following day,
Angela Salcido told her neighbor, Connie Breazeale, that defendant
previously had been married. Angela laughed about obtaining an
annulment of her marriage to defendant.
On the evening of Thursday, April 13, 1989, Breazeale
observed defendant load several boxes the size of wine cases into the
trunk of his vehicle and drive away. After 9:00 that evening, Mark
Ondrasek met defendant at McNeilly's Bar in El Verano, a neighboring
community. Defendant sold Ondrasek two cases of sparkling wine that
were in his vehicle. Michael Caratti, who recognized defendant from
having seen him at several bars, also was at McNeilly's Bar. At
approximately 11:30 p.m., Caratti and defendant went to the latter's
vehicle, where defendant sold him nine bottles of sparkling wine that
were in the trunk. Each of the men had cocaine in his possession and
proceeded to snort a “line” (less than one-quarter gram). At
defendant's suggestion, they drove to his home, where they ingested
additional cocaine with Angela. After 20 minutes, defendant, who did
not appear to have difficulty operating the car, drove Caratti back to
the bar, where defendant attempted to obtain additional cocaine. The
two men ingested the remaining cocaine in their possession. Caratti
estimated they consumed a total of approximately one gram of cocaine.
Defendant invited Caratti to meet him at the Sonoma Mission Inn to
socialize with several women.
Prior to 2:00 a.m. on Friday, April 14, 1989,
defendant's friend, Mario Mata, and his wife were asleep in the bedroom
of their residence when defendant appeared. Defendant, who smelled of
alcohol but did not appear extremely intoxicated, persuaded Mata to
attend a party with him. Defendant told Mata that he was leaving the
area the next day and that Mata's brother could move into defendant's
house. Defendant asked Mata for $50 to purchase drugs but Mata refused.
They drove to McNeilly's Bar, but Mata shortly had defendant drive him
home. When defendant returned to the bar at 2:15 a.m., he was rejoined
by Caratti and a friend, Larry Mateo, who in a separate vehicle followed
defendant to the Sonoma Mission Inn. Caratti noticed that defendant
did not appear to have any difficulty driving, but Caratti was “messed
up” at the time and was unaware of defendant's state of intoxication.
Upon their arrival at the Sonoma Mission Inn,
defendant entered the lobby while Caratti and Mateo waited in their
vehicle. At approximately 2:50 a.m., Lela Brooks, the receptionist,
conversed with defendant, who spoke very softly and “had trouble”
speaking English. Defendant did not smell of alcohol or appear
intoxicated or under the influence of drugs. He inquired about a
reservation, referring to “Grande.” Brooks did not find a reservation
listed either for Grand Cru Vineyard or Salcido. A security guard who
was out of defendant's sight line had observed two other men waiting
outside and signaled to Brooks, “no.” Brooks then suggested to
defendant that he may have confused the hotel with the Sonoma Valley Inn
and telephoned that hotel for him. Defendant spoke for several minutes
with someone at the other hotel. As defendant walked outside, he spoke
with the security guard, who detected a slight smell of alcohol on
defendant but did not have difficulty understanding him. Defendant
asked the guard the nightly rate to rent a room and, on hearing it was
$200, indicated that was “too much.” Defendant drove over to the other
vehicle, and after having a short conversation he and the other two men
drove off separately.
At 5:39 a.m., Angela withdrew $200 in cash from her
and defendant's joint checking account from the automated teller machine
at Wells Fargo Bank in downtown Sonoma, a distance of two and one-half
miles from the Salcido residence. Angela departed from the bank on
foot.
That morning, Angela's parents (Robert and Marion)
and her two young sisters (Ruth and Marie) were in their residence on
Lakewood Avenue. Robert departed for work prior to 7:00 a.m., and
planned to leave directly for New York that evening without first
returning home. At approximately the same time, a neighbor, Roy Curtis,
saw the Richards family's Chihuahua barking, shaking, and looking at the
Richards residence. Curtis never had seen the dog loose before and
knocked on the front door, but no one answered. Curtis heard a man's
voice, which might have come from a radio or television. At 7:00 a.m.,
the neighbor who resided directly across the street from the Richardses
heard a woman's voice screaming “No, no.”
Later the same day, the bodies of Marion and her
daughter Marie, who was eight years of age, were discovered lying in the
hallway of the Richards home. Marie's nightgown was pulled above her
waist, her underpants were wrapped around one ankle, and her legs were
spread apart. The body of Ruth, who was 12 years of age, was found
lying facedown in the kitchen. Ruth was wearing a nightgown pulled
above her waist; her panties, which had blood on them, were wrapped
around one foot, and her legs were apart. A bloody handprint was found
on Ruth's buttock, and additional handprints were on her thighs. In
the hallway, a bloody knife was found near Marion's feet, and two boxes
of Federal Brand .22-caliber bullets and a box of bandages with blood on
it were found nearby. Another box of Federal Brand .22-caliber long
rifle bullets, which had a fingerprint and blood that proved to be from
defendant, was found in the bedroom. Marion's glasses and her pendant
were found on the garage floor. The medical examiner determined that
Marion had suffered a blunt force injury to the back of her head
sufficient to cause unconsciousness. Marion, Marie, and Ruth each died
from blood loss due to cut wounds to their throats.
Meanwhile, at 7:14 that morning (as determined from
telephone records), a telephone call lasting 30.7 seconds was placed to
defendant's home telephone number from the Richards residence. At 7:30
a.m., Mrs. Ledesma, defendant's neighbor in the adjoining unit of the
duplex where he and his family resided, was outside her residence. At
that time, she did not observe defendant's vehicle. Subsequently, she
reentered her own unit. At 8:00 a.m. Ledesma sensed that persons were
running inside defendant's unit, and she heard a shot fired. After
hearing Angela shout, “Watch out,” Ledesma heard a second shot. Angela
repeated “Watch out,” and Ledesma then heard a third shot.
At approximately 8:00 a.m. defendant's supervisor
Tracey Toovey left his residence to drive to the winery, a five-minute
commute. At 8:20 a.m., Toovey's body was discovered inside his vehicle
on the gravel driveway to the vineyard, which was located approximately
seven miles from defendant's home. Toovey had suffered four gunshot
wounds, three to his head and one to his arm. Two bullets recovered
from his head proved to be .22-caliber.
At approximately 8:15 a.m., defendant drove into the
driveway of Kenneth Butti's residence, located 2.4 miles from the winery.
Butti walked up to defendant's vehicle. Defendant backed his vehicle
to within 10 feet of Butti and said, “Hi, how ya doin.' ” Butti asked
defendant, who appeared normal, “What's going on, Ramon?” and noticed
defendant had blood on his forearms. Defendant turned away briefly and,
when he turned back toward Butti, was holding a gun with his hand
resting on the open window ledge of the car door. Butti heard
intermittent pops and clicks from the gun, and fell to the ground when a
bullet hit his shoulder. As defendant drove out of Butti's yard,
Butti's wife Terri saw from the doorway that the gun was pointed at her
and heard a click. Defendant's eyes were open wide; his gaze was
steady, and he appeared alert but had no expression.
At 8:26 a.m. (as determined from telephone records),
a telephone call lasting one minute and 40 seconds was made from
defendant's residence (eight miles from Butti's home) to Los Molchis,
Sinaloa, Mexico, where defendant's mother resided. At 8:50 a.m.,
defendant's neighbor, Connie Breazeale, observed defendant leave
hurriedly in his vehicle. At 9:00 a.m., Lieutenant Ballinger and
Sergeant Brown of the Sonoma County Sheriff's Department arrived at
defendant's residence and discovered Angela's body in the hallway. Six
spent bullet casings were found in the kitchen and the hallway. An ATM
receipt, an advertisement for childcare, and $200 in cash were found in
her clothing. The medical examiner subsequently removed a .22-caliber
bullet from her head. She had suffered three bullet wounds, two to her
head and one to her shoulder.
At 9:24 a.m. an attempt was made to withdraw $140
from defendant and Angela's joint checking account at a branch of Wells
Fargo Bank in San Rafael. At approximately 10:00 a.m., defendant,
wearing a light-colored shirt and jacket and white long pants, purchased
a shirt and a pair of light-colored pants at a department store in San
Rafael. Defendant did not appear to be intoxicated or in a hurry. At
12:18 p.m., defendant cashed checks made out to him by Mark Ondrasek, in
purchasing the sparkling wine, as well as another check for $200, at the
Wells Fargo Bank at the corner of Van Ness Avenue and California Street
in San Francisco.
Later that day, the police found defendant's Ford LTD
automobile in a parking lot across the street from the department store
in San Rafael. In addition to a bag and a credit card receipt bearing
defendant's name from the department store, the vehicle contained three
notes written in Spanish. The first expressed the hope that “Arturo
and Richard” would be arrested because they sold cocaine. The second
note stated, “Your father loves you very much. We will see each other
in God's other world.” The third said, “Forgive me God, but this law
made me do it. My children and I could live better but I was pushed
into doing it.” Under the front passenger seat, the police found a
.22-caliber semi-automatic handgun with one round in the chamber, and a
knife that had a small amount of blood on it. Near the knife were
articles of children's clothing with blood on them and a blanket.
Other ammunition and a half-filled bottle of sparkling wine were
recovered.
At approximately noon on Saturday April 15, 1989,
defendant's three young daughters were found in the tall grass at the
bottom of a 15-foot embankment in a field next to the parking lot at
Stagegulch Quarry, which also was used as a dumpsite, located 6.6 miles
from defendant's residence and 13.5 miles from the Richards residence.
Two quarry employees observed the bodies of Sofia and Theresa. Near
them, Carmina was sitting up, facing her sisters.
Sofia, who was confirmed by postmortem genetic
testing not to be defendant's biological daughter, died from loss of
blood caused by three large lateral cuts across her throat that
penetrated to her spine-any one of which would have been fatal. She
may have survived for an undetermined period of time, especially if her
going into shock had arrested the flow of blood. She had suffered a
wound to her hand consistent with defensive behavior. Theresa died
from loss of blood caused by two lateral cuts across her throat that
also penetrated to her spine-either of which would have been fatal.
Carmina suffered a large lateral cut across the
throat from one side of her jawbone to the other, exposing her voice box
and partially detaching her tongue. She apparently remained sitting
with her chin supported by her chest during a period more than 30 hours
prior to being found, and because of hunger had consumed some small
pebbles during that time. Her tongue could have closed her throat,
suffocating her, had she laid down. She had a wound to her hand
consistent with defensive behavior. She was extremely dehydrated, in
shock, and close to death. She was taken to a hospital emergency room
in critical condition and was treated by a team of 20 medical personnel.
While being transferred from one bed to another in the hospital, she
said, “Daddy cut me.”
The knife and the handgun recovered from defendant's
automobile were tested. The knife could have inflicted the wounds
suffered by defendant's daughters. Ballistics analysis of the bullets
recovered from the various victims revealed they were fired from the
same Sturm Ruger pistol found in defendant's automobile. A criminalist
who tested the weapon discovered that the magazine had a “feeding
problem” that caused the first round to “hang up,” which could be dealt
with by hitting the bolt or by ejecting the first round. Several
unfired rounds were discovered at the crime scenes. Mr. Richards
confirmed that the handgun was similar to guns he kept in his home as
part of a gun collection he stored with ammunition in a bedroom closet.
b. Defendant's arrest and confession
Defendant was arrested on April 19, 1989, at a train
station outside Los Molchis, Sinaloa, Mexico. Several minutes after
boarding a private airplane for his return to the United States,
defendant stated, “I was going to turn myself in. I made a mistake.
I'm guilty.” During the course of the flight to Sonoma County,
defendant made a full statement in English, confessing to shooting and
stabbing the victims. Defendant's statement was tape-recorded and
later transcribed.2
Sonoma County Sheriff's Department Detective David Edmonds inquired of
defendant as to when he first considered committing the murders.
Defendant believed he first did so on Thursday, April 13, 1989. After
being served with child support documents at his workplace, on his
return home he and his current wife argued. Defendant then went to a
bar and, during the course of the night, ingested approximately three
grams of cocaine and consumed two or three bottles of champagne. When
asked whether he was drunk at that time, defendant stated he felt like
someone else because he was so out of his mind.
Defendant explained that when he returned home and
found that his wife had departed, leaving him with the children, he felt
that he wanted to kill her. He ingested cocaine and at approximately
5:00 a.m. drove with his children to look for his wife. After about an
hour, because he was angry at his wife, defendant decided to kill
himself and his children, and at approximately 6:00 a.m. he drove to the
quarry, near the county dump. Defendant took each daughter separately
to a spot near his parked vehicle, cut the throat of each from behind,
and threw each body into the creek.
Defendant stated that he then drove to his in-laws'
residence, 30 minutes away, to look for his wife, and observed Mr.
Richards drive away. Defendant intended to kill his mother-in-law who,
along with his two sisters-in-law, knew that his eldest daughter was not
his biological child. When informed that his wife was not at the
Richards residence, defendant asked Marion for a screwdriver, walked
with her to the garage, and from behind hit her head once or twice with
an automobile jack stand. Defendant went back inside the home, where
he encountered Ruth. Defendant obtained a knife, grabbed Ruth from
behind, and cut her throat. She was not wearing panties, and he
observed her buttocks. By this time Marie appeared, asking where her
mother was. Afraid she would ask questions, defendant cut her throat.
As defendant continued to the front door, Marion appeared in the
hallway. Because defendant was concerned that she might telephone the
police, he cut her throat. Having cut his finger, defendant removed
Marie's panties to stop the bleeding, and observed her buttocks.
Defendant explained that he next proceeded to the
room containing Mr. Richards's firearm collection and took a .22-caliber
Ruger automatic pistol. Defendant obtained ammunition from the bedroom
and loaded the weapon, accidentally discharging a bullet into the floor.
He departed with the weapon, intending to kill himself and his wife.
Detective Edmonds told defendant he had heard
defendant had a reason to kill his wife. Defendant responded that one
of the reasons was that she had not told him that he had not fathered
their first child. That had upset him slightly, but he had decided it
would be all right. When defendant returned to their residence, his
wife said she would summon the police. Because defendant was
frightened, he shot her twice in the head; as she raised her hands,
defendant shot her once in the temple, hit her on the head with the gun,
and shot her again in the head. Defendant intended to also kill
himself.
Defendant related that as he drank champagne in his
vehicle, he decided to kill Tracey Toovey and Kenneth Butti. Defendant
drove to work to kill Toovey, who generally arrived one hour earlier
than Butti. When Toovey drove into the driveway of the winery,
defendant flashed his headlights and Toovey pulled alongside.
Defendant approached, telling Toovey he was going to kill him. When
Toovey inquired whether this was because Toovey intended to fire
defendant, defendant replied, “So you got that in mind already.”
Defendant fired but did not recall how many times. Defendant drove to
Butti's residence, where he accused Butti of attempting to take
defendant's job and said he intended to kill Butti. Defendant shot at
Butti, who began running. Defendant decided to “forget it” and started
to drive home. He did not attempt to shoot Butti's wife.
Defendant telephoned his mother in Los Molchis and
reported what he had done and that he intended to kill himself. She
requested that defendant first visit her and his sister one last time.
Defendant drove to San Rafael. At a gas station defendant noticed
blood on his pants and removed them. He drove to a store and entered
wearing his shorts, purchased new brown pants and a white T-shirt with
his credit card, and abandoned his vehicle with the gun and the knife
inside. Defendant took a bus to San Francisco, where he cashed checks
received in his champagne sales and withdrew cash from his checking
account, traveling by bus to Los Molchis, Mexico, a journey that took
several days.
c. Alcohol and cocaine use and effects
On April 21, 1989, a sample of defendant's blood was
taken and analyzed. No cocaine or other drugs were detected.
Forensic toxicologist William Phillips testified it was unlikely that
cocaine ingested on April 14 would be detectable in defendant's body on
April 21, but the presence of cocaine or its metabolite may be detected
in dried blood. A sample of dried blood collected from the ammunition
box found at the Richards home was established to have greater than 100
nanograms (one nanogram equals one billionth of one gram) of cocaine and
40 nanograms of cocaine metabolite per gram of whole blood. Although
estimation was very difficult, by extrapolation Phillips estimated that
the amount of cocaine in defendant's body at the time the blood was
deposited was 201 nanograms per milliliter.
Psychiatrist and clinical researcher Dr. Reese Jones,
a specialist in psychopharmacology, testified regarding the effects of
alcohol and cocaine consumption. Dr. Jones explained that a cocaine
user does not necessarily appear or act intoxicated by impairment of
motor performance, and in moderate doses cocaine may enhance mental
function, whereas alcohol has the opposite effect. Alcohol and cocaine,
although operating in opposite manners on the user, tend to elicit his
or her innate behavior and traits.
Dr. Jones reviewed the police and toxicology reports,
listened to a tape recording of defendant's confession, and was advised
of the foregoing test results of the analysis of the dried blood sample.
Dr. Jones stated that if high dosages of cocaine repeatedly had been
ingested, he would expect to find 500 to 1,000 nanograms of cocaine
metabolite per gram of blood.
Dr. Jones also testified that the type of weapon
selected by an assailant and the efficiency with which a wound is
inflicted tend to indicate the amount of planning involved in an attack.
Lying to a victim to induce that person to move to a different spot,
such as defendant's lying to Mrs. Richards, and killing the children one
at a time, were acts that were consistent with planning rather than with
impulsive or disorganized thinking. Defendant's ability to travel from
one crime scene to another reflected attention, concentration, and
planning inconsistent with the mental impairment that would result from
heavy drug usage.
2. The defense case
a. Defendant's history and socialization
The defense presented testimony regarding defendant's
emigration from Mexico and the various circumstances that frustrated his
attempts to assimilate in the United States. Alex Saragoza, an
associate professor of history in the Department of Ethnic Studies at
the University of California, Berkeley, reviewed the police reports and
spoke with defendant on several occasions.
Saragoza formed the opinion that defendant
exaggerated his own importance, blamed others for his failures, had a
poor sense of self, and had low self-esteem. Saragoza found
defendant's social history unusual in several respects. Defendant's
relationship with his family was strained; he left Mexico after
threatening to kill his entire family, and moved to Northern California
without their assistance. Upon returning to his home town, he boasted
of his achievements in the United States. Defendant's experience as a
Mexican immigrant was atypical: in Sonoma, defendant had many non-Mexican
acquaintances and frequented Anglo-American bars. He portrayed his
family in Mexico as more affluent and accomplished than their actual
circumstances.
According to Saragoza, defendant's marital history
was out of the ordinary. His first marriage, to a woman pregnant by
another man, was not typical in Mexican culture. Defendant married a
second time, in the United States, and it was unclear whether his wife
Debra's baby was defendant's biological child. Defendant belatedly
learned that his third wife, Angela, had borne a child who was not
defendant's. Angela was an unusual choice as defendant's marital
partner in other respects. She had been educated at home because her
family believed the public schools were a bad influence, was taught
feminine tasks, and was raised as a strict Catholic. In Saragoza's
view, Angela rebelled by, among other things, marrying a Mexican
immigrant, to the displeasure of her family. Angela became more
independent during the marriage, behavior that was inconsistent with a
wife's role in defendant's native culture. At the same time,
defendant's behavior toward his family was inconsistent with the male
role in his culture. He treated Angela poorly by, among other things,
staying out four or five nights a week in bars until 10:00 or 11:00 p.m.
b. Defendant's job and home environment
Defendant's first job in Sonoma County was at St.
Francis Winery in Kenwood. According to his employers, defendant was
an able employee who required little supervision. Defendant made a
concerted effort to learn English and spoke that language better than
most Mexican immigrants. Defendant was neat in his grooming, friendly,
got along well, and seemed happy. He strove to become Americanized.
According to defendant's coworkers and friends, defendant was a likeable
person who appeared to love his daughters. He was known as a joker or
a clown.
When defendant started working at Grand Cru Vineyard
in early 1987, he was friendly, outgoing, and well-dressed and arrived
on time. Defendant's use of sick leave was minimal in 1987 but
steadily increased. Defendant's fellow employee, David Hellman, who
had known him for five years, noted defendant was resentful of Butti,
who was prejudiced against Mexican workers. Defendant and Hellman went
to bars together (and defendant by himself when Hellman did not
accompany him) and drank heavily. In 1987, defendant and Hellman first
ingested cocaine, and thereafter used the drug together, in one-quarter
to one-half gram amounts, every six to eight weeks. In 1988, defendant
began to use cocaine while consuming alcoholic beverages.
Defendant, described by Hellman as an “habitual
liar,” boasted about being better off than he was in reality.
Defendant and Angela obtained a credit card toward the end of 1988, and
promptly incurred debt up to the $3,000 maximum. At approximately the
same time, defendant purchased a Trans Am automobile that they could not
afford. The couple began having difficulty making the payments due on
the credit card and the car. By early 1989, defendant relinquished the
vehicle to someone else. In the period immediately preceding the
murders, defendant's work attendance became more erratic. Hellman
warned defendant that if he did not “straighten up,” he would be fired.
Several witnesses who had become acquainted with
defendant at various bars or restaurants described his drinking habits.
Generally these witnesses spoke well of defendant, stating he treated
his wife well and had not been violent. Other witnesses confirmed
defendant's movements on the day prior to and on the day of the murders,
and provided details of defendant's alcohol consumption during that
period.
Mr. Richards told a sheriff's deputy that Richards
could not understand the killings, because defendant liked Mrs. Richards,
who supported her daughter's wish to marry defendant and had done many
favors for defendant. The two families had socialized on the Easter
Sunday preceding the killings and had a wonderful time. Several
witnesses testified that following the murders, defendant acted as if
his family were still alive.
c. Defense experts
Pharmacologist and toxicologist Dr. James Meeker
analyzed the dried sample of defendant's blood obtained at the Richards
residence and determined the blood contained, at most, 36 nanograms of
cocaine per milliliter of blood. Dr. Meeker testified that, using this
number to extrapolate back to the time defendant's blood had been
deposited, there would have been 288 nanograms of cocaine per milliliter
of blood, an amount consistent with the analysis performed by Phillips,
the prosecution's toxicologist. Dr. Meeker also analyzed the blood
sample for the presence of the metabolite benzolecgonine-the cocaine
metabolite for which the “vast majority” of laboratories tested, because
such analysis produced results more accurate than analysis for
metabolites such as metholycgognine. Dr. Meeker detected 6,777
nanograms of benzolecgonine per milliliter of blood. With greater
doses of cocaine the ratio of benzolecgonine to metholycgognine
increases. In view of the high levels of that metabolite, in Dr.
Meeker's opinion a fairly high dosage of cocaine had been ingested.
Dr. David Smith, a specialist in addiction medicine,
testified regarding the addictive properties of cocaine, the effects of
cocaine consumption in combination with abuse of alcohol, cocaine's
propensity to induce paranoid psychosis, and psychopharmacological
effects of cocaine on the brain, including its effect on serotonin
levels. Dr. Smith explained that high dosages of cocaine deplete the
brain's neurotransmitters and, in combination with the subject's
inability to sleep, make it more likely that brain function will
progress on “the scale of psychosis.” Abuse of alcohol tends to impair
or deplete the “inhibitory” neurotransmitter serotonin, which is
important in balancing the “excitatory” neurotransmitters that may
produce negative impulses. Although the combination of alcohol and
cocaine may tend to cancel the opposing effects of each substance on the
user's motor skills, the combination may increase the negative
psychiatric effects. Smith testified that average serotonin levels are
123 nanograms per milliliter of blood. The circumstance that defendant
had extremely low serotonin levels in December 1989, but normal levels
the following June, indicated that defendant's low serotonin levels most
likely were caused by drug abuse rather than genetic predisposition to
low serotonin.
Clinical psychologist Dr. Francis Crinella, whose
subspecialty was neuropsychology, testified he met with defendant on
eight occasions between June 1989 and November 1990, reviewed police
reports and news accounts, and learned of defendant's family, criminal,
and medical history in Mexico. Defendant did not have any criminal
record in that country. Dr. Crinella learned that defendant had a high
fever during infancy, suffered a head injury in a bicycle accident when
he was 10 years of age, and received a severe electrical shock during
adolescence. Defendant provided Dr. Crinella with varying descriptions
of his ailments, indicating an attempt to rationalize his actions and
also that he was bright and well organized-characteristics inconsistent
with brain damage. Defendant read in the jail's law library when given
the opportunity, and in his jail cell kept books concerning famous
criminal cases. Defendant told Dr. Crinella that he killed seven
individuals but could not recall having done so. According to Dr.
Crinella, defendant was motivated to place himself in a good light in
the opinion of his listener.
Dr. Crinella reviewed and summarized the results of
numerous tests performed upon defendant, including a computerized axial
tomography scan, electroencephalogram, magnetic resonance imaging, and
neurological and personality testing. The results were generally
normal. A neuropsychological test battery that included the Wechsler
Adult Intelligence Scale did not reveal the presence of any organic
brain dysfunction and established that defendant had an above-average
IQ.
Dr. Crinella concluded that defendant had a constant
and severe paranoid personality. Events in the months preceding the
crimes, including defendant's and Angela's arrest for welfare fraud in
July 1988 and their rapid accumulation of credit card debt to the
authorized maximum of $3,000 at the end of the year, as well as the
cumulative effects of defendant's consumption of alcohol and cocaine,
the prospect of losing his job at the same time he was required to
assume child support payments, and his wife's increasing independence,
in combination adversely influenced defendant's vulnerable mental state.
Dr. Crinella also considered the acutely stressful events that
immediately preceded the murders, including defendant's being refused a
hotel room and his return home to find his children alone. Dr.
Crinella concluded that between 6:00 a.m. and 9:00 a.m. on April 14,
1989, defendant had a psychotic episode leading to his commission of the
crimes.
3. Rebuttal
a. Defendant's prior threats
Federal Bureau of Investigation Agent John Johnson
testified that several days after the murders when defendant was still a
fugitive, Johnson interviewed Salvador Oseguera Manzo and Bianey Mata,
who were working at St. Francis Winery. The two men informed Johnson
that at some point Mata had several heated exchanges with defendant
after he overstayed his welcome at Mata's residence and Mata tired of
providing defendant with food, beer, and cigarettes. At one point,
defendant disclosed to Manzo that he kept several automatic rifles and a
pistol in the trunk of his vehicle to “take care of Mata,” should the
latter cause defendant problems in the future. Manzo and Mata were
very concerned for their personal safety.
b. Prosecution experts
Neuropsychologist Dr. John Walker reviewed
defendant's transcribed statement and the police reports of the crimes.
Based upon that material, Dr. Walker did not believe that defendant
suffered from psychosis at the time of the crimes.
Upon being re-called, Dr. Reese Jones testified that
analysis of an individual's serotonin levels present in blood was of
limited utility. He explained that, among other limitations, serotonin
is but one of 80 to 100 different neurotransmitters that interact with
one another in the human body, and that analysis of the level of
serotonin present in blood is not as accurate or predictive of brain
activity as would be analysis of serotonin in spinal fluid or brain
tissue. Dr. Jones testified that the results of the December 14, 1989
blood assay of defendant's serotonin levels reflecting the presence of
less than 10 nanograms of serotonin per milliliter of blood suggested
errors in testing, because the body requires some level of serotonin to
function. Although low levels of serotonin may indicate a history of
mental disturbance or cocaine use, an abnormally low level of serotonin
probably would not be attributable to the effects of cocaine last used
six months earlier.
Having reviewed the police reports, defendant's
statement, and the testimony of Dr. Smith and Dr. Crinella, Dr. Jones
also expressed doubt concerning Crinella's opinion that defendant
suffered a psychotic episode during the period in which he committed the
crimes. Dr. Jones pointed out that during this period, defendant did
not display catatonic stupor or excitement, hallucinations or illusions,
psychotic delusions, incoherence, or extremely disorganized behavior.
The jury reached its verdict on October 30, 1990,
finding defendant guilty of the offenses as charged, with the exceptions
that defendant was found guilty of second degree murder of Marie Ann
Richards and was acquitted of attempted murder of Mrs. Butti. The jury
found true the multiple-murder special-circumstance allegation.
B. Penalty Phase Evidence
1. The prosecution's case in aggravation
The prosecution presented a photograph depicting the
body of Marie Ann Richards, together with foundational testimony from
Detective David Edmonds establishing that the position in which her body
was found indicated she had been sexually molested. Marie was found
lying on her back with her nightgown pulled above her waist, her knees
and lower legs spread wide apart, and her underpants wrapped around one
ankle. The body had blood smears near the pelvis.
2. The defense case in mitigation
Defendant's mother, Valentina Armendariz, described
defendant's youth and family life. Defendant, 29 years of age at the
time of trial, was one of seven children. He suffered severe pneumonia
at one month of age. Defendant enjoyed school, but when his father
died in 1975, it was necessary for defendant to leave school, having
received only nine years of education. While growing up, defendant had
many friends and got along well with his family. Defendant worked at
various jobs and at times contributed to the family's finances.
Defendant's mother testified that defendant had a
temper, as had his father. On one occasion, defendant became angry
with his sister and destroyed her bed. On another, defendant wanted to
use a “locked” telephone at his mother's residence. His mother asked
him to use another, unlocked telephone in the home, but defendant
repeated his request and hit his brother in the face when the latter
asked defendant to calm down. Defendant's mother and his younger
brother did not remember defendant threatening to kill his family.
Shortly after that incident, defendant moved to the United States.
Later, defendant occasionally telephoned his mother and visited her,
accompanied by his wife and children.
Sonoma County Sheriff's Detectives David Edmonds and
Larry Doherty traveled to Mexico to investigate defendant's background
and interview those who had known him in that country. The detectives
ascertained that defendant did not have a criminal record. His
childhood neighbors did not report anything negative about defendant,
and his former employers provided letters of recommendation.
As noted earlier, before 8:30 a.m. on April 14, 1989,
defendant made a telephone call to his mother and informed her that a
tragedy had occurred; he had killed his wife, and he was going to be
killed or was going to kill himself. Defendant told his mother that he
had left his children with a friend. Three days later, defendant
appeared at his mother's house, crying and appearing anguished.
Defendant asked to see his grandmother and sister before surrendering.
Subsequently, defendant sent his mother a letter in which he accepted
responsibility for his actions, expressed doubt that his first daughter
was his own, and commented that nothing had worked out for him with his
first and second wives.
A correctional officer at Sonoma County jail
testified that defendant was a good inmate. A former prison warden
testified that defendant's record indicated he would not be a danger if
he were sentenced to life in prison without the possibility of parole.
A postal employee from defendant's community testified that defendant
was pleasant, cheerful, very religious, and had nice things to say about
everyone. The defense also displayed 10 samples of defendant's
drawings.
The penalty phase commenced on November 5, 1990, and
the parties concluded the presentation of evidence on November 13.
After three days of deliberations, the jury returned a verdict of death
on November 16. The trial court declined to modify the verdict and
imposed a sentence of death on December 17, 1990.
II. DISCUSSION
A. Asserted Errors Affecting the Guilt Phase of
Trial
1. Effect on California jurisdiction of
defendant's seizure in Mexico
Defendant contends that because he was a citizen of
the Republic of Mexico, he was not subject to seizure in Mexico by law
enforcement officials of the United States and California governments.
Defendant urges that in obtaining custody of him by falsely representing
to Mexican government officials that defendant was a citizen of the
United States, American officials violated the terms of the extradition
treaty between the United States and Mexico, as well as international
law, and as a consequence California forfeited its jurisdiction to
prosecute him.3
According to defendant, the state is required to release him to the
custody of law enforcement officials in Mexico, whose legal system does
not prescribe a death penalty for any crime, and whose official policy
is not to extradite an individual sought for criminal prosecution by
another nation having criminal laws that prescribe the death penalty for
certain crimes.
a. Factual and procedural background
On December 12, 1989, defendant moved to prohibit the
prosecution from seeking the death penalty on the basis that, in
requesting defendant's return to the United States for prosecution,
American law enforcement officers intentionally circumvented the
extradition procedures of the Treaty of Extradition Between United
States of America and United Mexican States. (Agreement of May 4,
1978, 31 U.S.T. 5059, T.I.A.S. No. 9656, entered into force June 25,
1980 (Extradition Treaty or Treaty).) Defendant asserted that American
officials sought to forestall an attempt by the Mexican government to
invoke article 8 of the Treaty, which provides that the requested party
may refuse extradition unless the requesting party furnishes assurances
that its death penalty laws will not be imposed. The prosecution
opposed the motion on the basis that only the Mexican government is a
party to the Treaty with standing to complain of a violation.
Defendant urged in reply that, inasmuch as the Mexican government
participated in defendant's illegal arrest and detention, it could not
object to a treaty violation.
The trial court conducted a series of hearings and
granted defendant several continuances to pursue further discovery in
this matter. Defendant also unsuccessfully applied to obtain
commissions to examine foreign witnesses-the subject of defendant's
fourth claim below. (See post, 79 Cal.Rptr.3d pp. 90-92, 186 P.3d pp.
467-468.) On August 1, 1990, defendant moved to preclude application
of the death penalty, this time on the theory that the penalty violated
international law.4
Defendant relied upon testimony and other evidence concerning the
circumstances of his arrest in Mexico and return to the United States
presented at the hearings held in connection with these motions, the
substance of which is recounted below.
In seeking custody of defendant, officials in Sonoma
County consulted with officials of the offices of the California
Attorney General and the United States Attorney regarding matters of
formal and informal extradition, and received the assistance of several
other government agencies in this country and in Mexico. On April 18,
1989, Sonoma County Sheriff's Detective David Edmonds was apprised that
defendant was in Mexico, and Edmonds subsequently learned from a Drug
Enforcement Administration (DEA) agent in Mazatlan, Mexico, that
defendant had been taken into custody in that city. Los Angeles Police
Department (LAPD) Detectives Moya and Arturo Zorilla (head of the Latin
American Fugitive Unit), whose areas of expertise included international
custody, informed Sonoma County officials that the Mexican government
might formally extradite, informally expel, or prosecute defendant, and
would require certain documents from any American officials who sought
custody. Having been apprised that authorities in Mexico likely would
not extradite defendant, Sonoma County officials did not seek formal
extradition.
Based upon their consultants' advice, Sonoma County
officials prepared two information packets. The larger packet was to
be provided in the event the Mexican government would not extradite or
otherwise release defendant to American law enforcement officers for
prosecution in the United States. The packet included a copy of a 1986
Immigration Visa and Alien Registration form designating defendant a
Mexican national, and a letter dated April 19, 1989, prepared by Sonoma
County District Attorney Gene Tunney, requesting that the Mexican
government prosecute defendant as a Mexican national for the murders.
The smaller packet contained information concerning the murder case
against defendant and identifying him, including his place of birth but
not his nationality.
In Mexico, meanwhile, DEA Supervisor Edward Heath,
then stationed at the American Embassy in Mexico City, had been apprised
that defendant was wanted for murder in the United States and was
currently in Mexico. DEA Agent Joseph Martinez, stationed in Mazatlan,
provided this information to Heath prior to and following defendant's
arrest near Los Mochis by the Mexican Federal Judicial Police, which
took place in the presence of Agent Martinez. Defendant was driven to
Mazatlan in a convoy of vehicles. DEA Agent Martinez was present in
another vehicle. Heath learned from several communications with his
agents and with Assistant Attorney General of the Republic of Mexico,
Javier Coelho Trejo (second in command at that office), that defendant
had identified himself to the federal magistrate in Mazatlan. Although
the magistrate was prepared to expel defendant immediately, and Coelho
Trejo “did not want someone like that in their country,” officials
arranged for defendant to be transported (in the company of the federal
judicial police and DEA Agent Martinez) to Mexico City to make positive
identification.
On April 20, 1989, Sonoma County Sheriff's Detectives
Edmonds, Doherty, Mike Brown, and Frank Trejo, and LAPD Officers Moya
and Zorilla flew on a borrowed private aircraft to Mexico City.
Detectives Edmonds and Doherty and DEA Supervisor Heath met with Coelho
Trejo, who told them defendant had signed documents attesting that he
was a citizen of the United States. Coelho Trejo also related that he
had observed defendant make a statement “to the public” on television
that he was a United States citizen and wanted to be returned to the
United States. Heath testified that the Americans presented a package
to Coelho Trejo that included all of the charges, defendant's
fingerprints, his application for an immigrant visa, and other
information. Coelho Trejo retained the package, stating he would
discuss the matter with his superiors and make a final determination
whether to “informally extradite” (or expel) defendant, “or, if it was
determined that he was a Mexican citizen possibly he would not be
expelled.”
Heath testified that in negotiating the terms of
defendant's release and transfer, Heath and Coelho Trejo both assumed
defendant was an American citizen. Heath believed that was the case,
because defendant had resided and worked for several years in the United
States, had a Social Security card and a driver's license, and had
children and a permanent residence in California. Detective Edmonds
told Heath defendant was an American citizen. Heath testified that,
had Coelho Trejo realized defendant was a Mexican citizen or national,
it would have been difficult for him to surrender defendant to the
American authorities.
Approximately three hours after the foregoing
meeting, the American agents were informed by the Mexican officials that
their government had decided to expel defendant, and that the Americans
would be permitted to return defendant to Sonoma County.
During the hearings on defendant's motion to preclude
the death penalty because of asserted treaty and international law
violations, the trial court considered the testimony of Supervisor Heath,
Detectives Edmonds, Trejo, Doherty, Brown, and Edmonds, Officer Zorilla,
and District Attorney Tunney. Defendant also furnished documents that
included the statement of an official in the Mexican Attorney General's
office disclaiming knowledge of any written documents executed by
defendant in Mexico, and commenting it was highly unlikely such a
document existed because defendant had been expelled from that country.
The trial court determined that only a party
government may assert a violation of the terms of the Treaty, that the
government of Mexico did not seek to invoke the protections of the
Treaty or request that defendant not be subject to the death penalty,
and that defendant did not appear to have standing to object to any
violation of the terms of the Treaty. The court also rejected the
claim based on international law, and denied defendant's motions as well
as his application for an additional commission and a continuance.
Defendant sought relief by filing a petition for a writ of mandate,
which was denied by the Court of Appeal.
b. Analysis
In furtherance of the mutual goal to “cooperate more
closely in the fight against crime,” under the 1978 Extradition Treaty
the United States and the Republic of Mexico each is required to
extradite any person whom the other nation is seeking, has charged, or
has convicted of certain offenses within its borders. The Treaty
mandates extradition for enumerated willful acts, including murder or
manslaughter, that are subject to punishment by the laws of each nation
party for a maximum sentence of one or more years. (Art. 1, subd. (1).)
The requested party is required to grant extradition if the person “is
a national of the requesting Party, and that Party has jurisdiction
under its own laws to try that person.” (Art. 1, subd. (2)(b).)
Article 8 of the Treaty provides: “When the offense
for which extradition is requested is punishable by death under the laws
of the requesting Party and the laws of the requested Party do not
permit such punishment for that offense, extradition may be refused
unless the requesting Party furnishes such assurances as the requested
Party considers sufficient that the death penalty shall not be imposed,
or, if imposed, shall not be executed.” (Italics added.) Article 9,
subdivision (1) provides that a nation party is not “bound to deliver up
its own nationals,” but the executive authority of that party may do so
at his or her discretion, if not prohibited by the party's laws.
Subdivision (2) provides that if the national is not extradited, the
requested party “shall submit the case to its competent authorities for
the purpose of prosecution.”
In United States v. Alvarez-Machain (1992) 504 U.S.
655, 112 S.Ct. 2188, 119 L.Ed.2d 441 (Alvarez-Machain ), the high court
interpreted the Treaty as not defeating federal jurisdiction to
prosecute a foreign national abducted abroad for the purpose of
prosecution. Following the defendant's indictment for kidnapping and
murdering a DEA special agent, the DEA orchestrated the defendant's
forcible kidnapping in Mexico to enable his prosecution in the United
States. The Mexican government protested. The district court and the
circuit court of appeals both ruled that forcible abduction of a Mexican
national “ ‘with the authorization or participation of the United States' ”
violated the Treaty and, in view of Mexico's formal objection, defeated
jurisdiction and required dismissal of the indictment. (Id. at pp.
657-659, 112 S.Ct. 2188.)
In reversing the lower courts, the high court
compared two early, nearly contemporaneous precedents. In United
States v. Rauscher (1886) 119 U.S. 407, 430, 7 S.Ct. 234, 30 L.Ed. 425,
the court determined the effect of Great Britain's surrender of a
British national to the United States for prosecution pursuant to an
extradition treaty. The court held that “a person who has been brought
within the jurisdiction of the court by virtue of proceedings under an
extradition treaty, can only be tried for one of the offenses described
in that treaty, and for the offense with which he is charged in the
proceedings for his extradition.” (Id. at p. 430, 7 S.Ct. 234.) In
contrast, in Ker v. Illinois (1886) 119 U.S. 436, 7 S.Ct. 225, 30 L.Ed.
421 (Ker ) the court considered the effect on jurisdiction of forcible
abduction in Peru of a non-Peruvian national (without objection from
Peru) for the purpose of prosecution in the United States. The court
held that “forcible abduction is no sufficient reason why the party
should not answer when brought within the jurisdiction of the court
which has the right to try him for such an offense.” (119 U.S. at p.
444, 7 S.Ct. 225; Alvarez-Machain, supra, 504 U.S. at pp. 659-666, 112
S.Ct. 2188.)
The high court observed it has “never departed from
the rule announced in Ker that the power of a court to try a person for
a crime is not impaired by the fact that he had been brought within the
court's jurisdiction by reason of a ‘forcible abduction’․ There is
nothing in the Constitution that requires a court to permit a guilty
person rightfully convicted to escape justice because he was brought to
trial against his will.” (Alvarez-Machain, supra, 504 U.S. at pp.
661-662, 112 S.Ct. 2188; see Frisbie v. Collins (1952) 342 U.S. 519,
522, 72 S.Ct. 509, 96 L.Ed. 541 [concluding Michigan had jurisdiction to
prosecute a defendant abducted in Illinois by Michigan officers, because
“due process of law is satisfied when one present in court is convicted
of a crime after having been fairly apprised of the charges against him
and after a fair trial in accordance with constitutional procedural
safeguards”].)
In Alvarez-Machain the defendant contended the rule
in Ker, recognizing jurisdiction to prosecute despite abduction from a
foreign country, did not apply, because the federal government was
involved in his abduction and Mexico objected to his prosecution. In
considering whether the defendant's abduction defeated jurisdiction, the
high court stated that if the abduction did not violate the terms of the
Treaty, the rule in Ker applied “and the court need not inquire as to
how [the defendant] came before it.” (Alvarez-Machain, supra, 504 U.S.
at p. 662, 112 S.Ct. 2188.) The court observed that the Treaty does
not discuss “the obligations of the United States and Mexico to refrain
from forcible abductions of people from the territory of the other
nation, or the consequences under the Treaty if such an abduction occurs.”
(Id. at p. 663, 112 S.Ct. 2188.)
Further considering the language in historical
context, the high court held the Treaty does not prohibit abductions
when formal extradition is not sought. “Article 9 does not purport to
specify the only way in which one country may gain custody of a national
of the other country for the purposes of prosecution. In the absence
of an extradition treaty, nations are under no obligation to surrender
those in their country to foreign authorities for prosecution. [Citations.]
Extradition treaties exist so as to impose mutual obligations to
surrender individuals in certain defined sets of circumstances,
following established procedures. [Citation.] The Treaty thus provides
a mechanism which would not otherwise exist, requiring, under certain
circumstances, the United States and Mexico to extradite individuals to
the other country, and establishing the procedures to be followed when
the Treaty is invoked.” (Alvarez-Machain, supra, 504 U.S. at pp.
664-665, 112 S.Ct. 2188.)
The high court next analyzed whether “the Treaty
should be interpreted so as to include an implied term prohibiting
prosecution where the defendant's presence is obtained by means other
than those established by the Treaty.” (Alvarez-Machain, supra, 504
U.S. at p. 666, 112 S.Ct. 2188.) The court found the legislative
history did not reflect an intent to prohibit “abductions outside of its
terms,” and the Treaty does not prohibit abduction “when the nation from
which the defendant was abducted objects.” (Id. at p. 666, 667, 112
S.Ct. 2188.) Thus, jurisdiction was not defeated by the abduction
“regardless of the offensiveness of the practice of one nation to the
other nation.” (Id. at p. 667, 112 S.Ct. 2188.) The high court also
noted that international law, which clearly prohibits international
abductions, does not govern extradition treaties and thus does not
affect interpretation of the Treaty. (Id. at p. 668, 112 S.Ct. 2188.)
“[T]o infer from this Treaty and its terms that it prohibits all means
of gaining the presence of an individual outside of its terms goes
beyond established precedent and practice” and would require an
inferential leap with respect to international law. (Id. at pp.
668-669, 112 S.Ct. 2188.) Because the defendant's abduction did not
violate the Treaty, Ker was applicable and the defendant could be tried
in this country for violations of its criminal laws. (Id. at p. 670,
112 S.Ct. 2188.)
In the present case, no proceedings under color of
the Treaty were commenced when defendant was apprehended. As federal
and state court decisions repeatedly have held, an individual lacks
standing to challenge an asserted violation of an international treaty
if the sovereign who is a party to the treaty does not protest. (See,
e.g., United States v. Emuegbunam (6th Cir.2001) 268 F.3d 377, 389-390;
United States v. Jimenez-Nava (5th Cir.2001) 243 F.3d 192, 195, & fn.
3; Rodriguez v. State (Fla.Dist.Ct.App.2002) 837 So.2d 478, 481; Commonwealth
v. Diaz (2000) 431 Mass. 822, 827, 730 N.E.2d 845, 850.) Far from
protesting defendant's seizure and rendition, Mexico willingly, if not
enthusiastically, accommodated defendant's request to return to
California in light of the avowal of U.S. citizenship he made on live
television in Mexico. (See ante, 79 Cal.Rptr.3d pp. 83-84, 186 P.3d pp.
461-462; see also Case Concerning Avena and Other Mexican Nationals (Mex.
v. U.S.), 2004 I.C.J. 128 (Mar. 31) [Mexico recognized that at the time
of his arrest, the defendant asserted his United States citizenship].)
In the absence of an objection on the part of Mexico, defendant as an
individual may not question the validity of his seizure under the Treaty.
(Alvarez-Machain, supra, 504 U.S. at pp. 668-670, 112 S.Ct. 2188; Ker,
supra, 119 U.S. 436, 444, 7 S.Ct. 225, 30 L.Ed. 421.)
Even if we were to assume for the sake of argument
that American law enforcement officers obtained custody of defendant
from Mexican authorities by intentionally misrepresenting he was a
citizen of the United States and that, had the Mexican authorities
believed defendant was a Mexican national, they would have objected to a
transfer of custody, as the high court in Alvarez-Machain has explained,
such involuntary seizures are neither permitted nor prohibited under the
terms of the Treaty. Had defendant's “abduction” been accomplished by
mendacity rather than by force, that circumstance would not render the
rule in Ker inapplicable.
In the alternative, defendant contends that the
conduct of the Republic of Mexico was consistent with his having been
expelled, thus rendering the Treaty applicable, because both parties to
the Treaty-Mexico and the United States-sought the same result. The
circumstance that a foreign national's country of origin informally
cooperates with the government of the United States in securing the
removal of the foreign national does not make the removal subject to the
terms of the Treaty.
For example, in United States v. Mejia (D.C.Cir.2006)
448 F.3d 436, 439, 442-443, the court held that the Panamanian
authorities' seizure of the defendants in Panama and rapid transfer of
their custody to DEA agents was permissible. Similar to the United
States-Mexico Treaty, the United States-Panama treaty contained “no
prohibition against procuring the presence of an individual outside the
terms of the treaty-let alone one barring the signatories from
informally cooperating with each other.” (Id. at p. 443.) Similarly,
in United States v. Bourdet (D.D.C.2007) 477 F.Supp.2d 164, 169, 178,
DEA and Salvadoran officials met and discussed the manner in which the
defendants would be arrested for drug offenses committed in the United
States, and Salvadoran officials made the decision to arrest and
controlled the ensuing tactical and administrative details. The United
States-El Salvador treaty was found not to prohibit or address
procurement of an individual outside its terms, and the court, declining
to infer a prohibition, held that the defendants' renditions did not
violate the treaty or compromise their due process rights. (See also
United States v. Suchit (D.D.C.2007) 480 F.Supp.2d 39, 49-50.) We see
no reason to depart from that precedent in the case before us. Even
assuming that defendant has standing to object to a Treaty violation on
this theory, his seizure and transportation from Mexico did not violate
the Treaty, and the California court had jurisdiction of his case.
Defendant also suggests that even if federal
precedent does not mandate reversal of his conviction on the ground that
his custody was obtained through deception committed by the authorities
in violation of the Treaty, this court should reverse the judgment in
the exercise of our inherent supervisory power “to do equity and
administer justice.” Defendant urges that doing so would prevent the
abuse of court process undertaken by United States officials, who, in
deceiving the Mexican government as to defendant's nationality, induced
it to violate its obligations under the International Covenant on Civil
and Political Rights. It has not been demonstrated that Mexican
officials released custody of defendant to American agents as a result
of any misrepresentation. Moreover, assuming defendant had standing to
invoke that covenant, it is not our task to redress an asserted
violation of an international agreement by a nation party. (See People
v. Prince (2007) 40 Cal.4th 1179, 1298, 57 Cal.Rptr.3d 543, 156 P.3d
1015 (Prince ); People v. Cornwell (2005) 37 Cal.4th 50, 106, 33
Cal.Rptr.3d 1, 117 P.3d 622 (Cornwell ).)
2. Effect of defendant's seizure on imposition of
death penalty
Defendant contends the trial court erred in denying
his motion to preclude imposition of the death penalty following his
assertedly illegal seizure in Mexico. Defendant urges that application
of the death penalty would violate his rights under the Fifth and Sixth
Amendments to the United States Constitution to due process of law and
his Eighth Amendment right to a fair trial as applied to the states by
the Fourteenth Amendment.5
As explained above, in the trial court defendant
moved to preclude the death penalty on grounds similar to those raised
on appeal in challenging California's jurisdiction over him-namely, that
asserted misrepresentation by United States law enforcement agents to
Mexican officials that defendant was a United States citizen violated
the Treaty and international law. Similar to the conclusion we reach
here, the trial court's holding was that defendant lacked standing to
assert such a violation, and that assuming defendant had standing, his
seizure by United States officers did not violate the explicit or
implicit terms of the Treaty and did not violate international law.
For the same reasons, the present claim must be rejected.
3. Defendant's confession during his return from
Mexico
a. Inadequate Miranda warnings
Defendant contends that the advisements given
defendant by Detective Edmonds pursuant to Miranda v. Arizona (1966) 384
U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (Miranda ), during the flight
returning defendant to the United States were inadequate.6
According to defendant, he neither intelligently nor knowingly waived
his Miranda rights. The transcribed record of the interview
establishes, to the contrary, that Detective Edmonds carefully advised
defendant of his Miranda rights and inquired in followup questions
whether defendant had been beaten or mistreated in any way or felt he
was being coerced in any way. Defendant repeatedly responded that he
had not been mistreated or coerced and had volunteered to talk with
Edmonds about the crimes.
Defendant also claims that his asserted inability to
communicate effectively in English contributed to a “perception that the
lawyer [provided for him by the government] would be in the Sheriff's
employ and not necessarily aligned with defendant's best interests,” and
evidently the impression that there would be no benefit in requesting or
receiving the assistance of an attorney. Defendant relies upon United
States v. Garibay (9th Cir.1998) 143 F.3d 534, a decision that
assertedly bears a “compelling similarity” to his own case. In that
matter, the court held the defendant had not knowingly or intelligently
waived his Miranda rights, because he did not understand the recitation
of his rights in English, was not given an opportunity to hear his
rights in Spanish, did not have ability in the English language, and had
a low verbal IQ. (Id. at pp. 537-538.)
In the present case, in contrast, the transcript of
advisements, followup questions, and defendant's responses establishes
that Detective Edmonds inquired whether defendant wished to receive the
advisements in English or in Spanish and whether he was more comfortable
conversing in English or in Spanish. Spanish-speaking agents were
present on the flight, with whom defendant could consult if there was
something he did not understand. In addition, as explained in expert
testimony, defendant had an above-average IQ. Unlike the defendant in
Garibay, defendant was provided an ample opportunity to be advised in
Spanish and to communicate in that language, and had the innate
intelligence to decide whether to avail himself of that opportunity.
Finally, defendant contends his waiver of Miranda
rights was invalid because, in obtaining the waiver, Detective Edmonds
failed to advise defendant that he might face the death penalty if found
guilty. In rejecting such a claim in People v. Hill (1992) 3 Cal.4th
959, 13 Cal.Rptr.2d 475, 839 P.2d 984, we explained that Miranda does
not require the authorities to apprise a suspect of the crimes with
which he or she may be charged. We explained that “[i]f a suspect need
not be informed of the possible charges against him, there is no basis
for concluding that he must be advised of the possible punishment for
those charges if proven.” (Id. at p. 982, 13 Cal.Rptr.2d 475, 839 P.2d
984.)
b. Involuntariness
Defendant contends that both his Miranda waiver and
his ensuing statement are attributable “to his will being overborne” and
thus are involuntary. As mentioned earlier, defendant believes we
should infer involuntariness from the likelihood that defendant was
physically and psychologically coerced while in the custody of Mexican
law enforcement officers and, in addition, “[a]fter this ordeal, he was
physically, mentally and emotionally exhausted.” Defendant also points
to the circumstances surrounding his seizure by American officials, his
recent ingestion of drugs and alcohol, the circumstances of the flight,
including lengthy confinement in a small aircraft, lack of sleep, water,
and access to a telephone, his inability to communicate effectively in
English, and Detective Edmonds's assertedly coercive questioning tactics.
As an initial matter, defendant requests that the
court overlook defense counsel's failure to object to the admission of
the confession at trial or, alternatively, determine that defense
counsel violated defendant's Sixth Amendment rights by providing
ineffective assistance. We shall discuss the latter claim with the
other claims of ineffective assistance of trial counsel.
On the merits, we conclude that the circumstances of
defendant's arrest and transfer did not contribute to or result in his
will being overborne. Defendant's spontaneous initial admission of
guilt (in itself consistent with the self-accusatory note found in his
vehicle), the absence of physical signs or other evidence that defendant
had been mistreated prior to or during his transfer to American
officials, together with the recording of the Miranda advisements,
defendant's explicit waiver of his rights, and his subsequent lengthy
and detailed narrative of the circumstances of the crimes, are simply
inconsistent with involuntary conduct on his part. The record evidence
amply reflects defendant's personal willingness, if not desire, to
discuss his crimes.
4. Trial court's denial of a commission to examine
Mexican officials concerning defendant's confession
Defendant contends the trial court erred in denying
his applications for a commission to examine witnesses in Mexico who
assertedly were material with respect to the circumstances of both
defendant's release and transfer to American law enforcement officials,
and defendant's interrogation. Defendant asserts the interrogation may
have been a “joint venture” between Mexican and American officials,
requiring that adequate Miranda warnings and other American legal
protections be provided. Defendant claims the trial court's error
violated his rights to due process of law and a fair trial under the
Fifth, Eighth, and Fourteenth Amendments.
At the time defendant initially moved in December
1989 to bar the prosecution from seeking the death penalty, based upon
asserted treaty violations (see ante, 79 Cal.Rptr.3d pp. 82-84, 186 P.3d
pp. 460-462), defendant filed a related motion for discovery regarding
his apprehension in Mexico and transfer to the custody of American law
enforcement officials. The trial court denied the discovery motion on
the ground that as an individual, defendant lacked standing to assert a
violation of the Treaty or rely upon it as a third party beneficiary.
The court granted several continuances to pursue further discovery.
On May 30, 1990, defendant applied for the issuance
of a commission to examine 13 nonresident witnesses, including Assistant
Attorney General Coelho Trejo, Department of Foreign Relations Director
of Legal Affairs Dr. Alberto Szekley, and Mazatlan Police Comandante
Antonio Romero, all officials of the Republic of Mexico, as well as DEA
Agents “Joe Heath” (actually, Edward Heath), James Reagan, Joseph
Martinez, Ricky Sanchez, and Eddy Sanchez, and five members of
defendant's family. Defendant urged these witnesses were necessary to
provide evidence concerning asserted due process violations resulting
from official circumvention of the Treaty. The trial court denied the
request on the basis that the court lacked jurisdiction to compel
testimony in a foreign nation, noting as it had earlier that a
commission was not available as a discovery tool. The court denied a
motion for an additional continuance.
At the hearing held August 13, 1990, in connection
with defendant's renewed motion to prohibit the prosecution from seeking
the death penalty on the basis of due process violations occurring
during defendant's transfer to American officials, DEA Supervisor Heath
testified as described above regarding the circumstances of defendant's
arrest, transportation to Mexico City, and ultimate release to United
States officials. Defendant filed a renewed application for a
commission on August 20, 1990, based on that testimony, naming only
Coelho Trejo and Dr. Szekley. The trial court denied the motion on the
grounds that a commission was an inappropriate means of discovery, and
that it had not been demonstrated these prospective witnesses could
provide testimony that would be material at trial, or material,
admissible, or relevant in the proceedings on the defense motion to bar
the death penalty.
Sections 1349 through 1362 set forth procedures under
which a defendant may have a material witness residing outside the state
or the country examined on an issue of fact arising in a pending
criminal action. The defendant must apply for an order to examine the
witness upon a commission (§§ 1349, 1350), based upon an affidavit
stating the testimony of the witness is material to defense of the
action. (§ 1352; see People v. Cavanaugh (1968) 69 Cal.2d 262, 266, 70
Cal.Rptr. 438, 444 P.2d 110 [holding a witness may not be deemed
material on the basis that he or she possibly could provide pertinent
testimony in trial; the defense must demonstrate materiality at the
hearing].) If the court “is satisfied of the truth of the facts stated,
and that the examination of the witness is necessary to the attainment
of justice,” it must order issuance of a commission to take the
witness's testimony. (§ 1354; People v. Stewart (1924) 68 Cal.App. 621,
624, 230 P. 221.)
The commission itself is a process issued under seal
of the court, authorizing a designated individual to take the deposition
of the named foreign witness and return it to the court. (§ 1351; Volkswagenwerk
Aktiengesellschaft v. Superior Court (1973) 33 Cal.App.3d 503, 506-507,
109 Cal.Rptr. 219.) Depositions taken under the commission may be read
into evidence by either party at trial on a finding the witness is
unavailable under Evidence Code section 240. (§ 1362.) The procedure
does not afford any means by which such testimony may be compelled; obtaining
the testimony is subject to the consent of the person whose testimony is
sought.
The trial court's ruling on the application is
reviewed for an abuse of discretion. (People v. Oakley (1967) 251
Cal.App.2d 520, 525, 59 Cal.Rptr. 478 [trial court did not abuse its
discretion in denying defense motion for two-week continuance of trial
to permit taking depositions of certain witnesses when record was silent
as to substance of intended testimony]; People v. Markos (1956) 146
Cal.App.2d 82, 85, 303 P.2d 363 [trial court did not abuse its
discretion in refusing an additional postponement when the defendant had
the benefit of several continuances and several months to obtain the
deposition of witness] ; People v. Stewart, supra, 68 Cal.App. 621,
624, 230 P. 221 [trial court did not abuse its discretion in denying
order for commission when affidavit accompanying application merely
stated the person's testimony was material without describing the
proposed testimony or any showing of its materiality].)
In the present case, defendant was permitted a number
of continuances in order to investigate the circumstances of his
surrender, arrest, and treatment during the time he was in the custody
of law enforcement officials in Mexico. Defense counsel made several
trips to that country as part of the defense investigation and, in
reporting to the trial court on his progress, complained he was being
“stonewalled” by officials there. When the trial court denied the
renewed motion on the ground, among others, that the court was not
authorized to compel the testimony of the foreign witnesses, it was
aware those witnesses had not willingly provided information to defense
counsel. In addition, by that time, several other witnesses had
provided details of defendant's release to the custody of United States
officials. As the court observed, Dr. Szekley could not have testified
concerning what the Mexican officials would have done had it been
clearly established that defendant was a Mexican national. The trial
court properly determined under section 1354 that “the examination of
the additional witnesses [was not] necessary to the attainment of
justice.” Its ruling did not violate defendant's constitutional rights.
5. Prosecution's for-cause challenges of
prospective jurors
Defendant contends that in the course of voir dire
conducted to determine the views of prospective jurors concerning the
death penalty, the trial court improperly granted the prosecutor's
challenges for cause of two prospective jurors, T.C. and F.P.
Defendant asserts the excusals were not justified by any showing that
the views of these prospective jurors would prevent or substantially
impair the performance of their duties as jurors. He asserts that
excusal based merely upon a juror's absence of enthusiasm for the
onerous task of serving as a juror in a capital case violated
defendant's rights to due process of law and a fair and impartial jury
under the federal and state Constitutions (U.S. Const., 5th, 6th, and
14th Amends; Cal. Const., art. I, §§ 7, 15, 16, and 17).
As we repeatedly have observed, “[i]n a capital case,
a juror is properly excused for cause if that juror would
‘automatically’ vote for a certain penalty or if the juror's views on
capital punishment would ‘ “prevent or substantially impair” ’ the
performance of his or her duties in keeping with the juror's oath and
the court's instructions. (People v. Stitely (2005) 35 Cal.4th 514,
538, 26 Cal.Rptr.3d 1, 108 P.3d 182 (Stitely ), quoting Witherspoon v.
Illinois (1968) 391 U.S. 510, fn. 21, 88 S.Ct. 1770, 20 L.Ed.2d 776, and
Wainwright v. Witt (1985) 469 U.S. 412, 424, 105 S.Ct. 844, 83 L.Ed.2d
841.)” (People v. Alfaro (2007) 41 Cal.4th, 1277, 1313, 63 Cal.Rptr.3d
433, 163 P.3d 118 (Alfaro ). Recently the high court reviewed the
underlying relevant principles: “First, a criminal defendant has the
right to an impartial jury drawn from a venire that has not been tilted
in favor of capital punishment by selective prosecutorial challenges for
cause. [Witherspoon, supra, 391 U.S. at p. 521, 88 S.Ct. 1770.]
Second, the State has a strong interest in having jurors who are able to
apply capital punishment within the framework state law prescribes. [Witt,
supra, at p. 416, 105 S.Ct. 844.] Third, to balance these interests, a
juror who is substantially impaired in his or her ability to impose the
death penalty under the state-law framework can be excused for cause; but
if the juror is not substantially impaired, removal for cause is
impermissible. Id. at p. 424, 105 S.Ct. 844.” Uttecht v. Brown (2007)
551 U.S. 1, ----, 127 S.Ct. 2218, 2224, 167 L.Ed.2d 1014 (Uttecht ).)
The high court continued: “Fourth, in determining
whether the removal of a potential juror would vindicate the State's
interest without violating the defendant's right, the trial court makes
a judgment based in part on the demeanor of the juror, a judgment owed
deference by reviewing courts. [Witt, supra, 469 U.S. at pp. 424-434,
105 S.Ct. 844.] Deference to the trial court is appropriate because it
is in a position to assess the demeanor of the venire, and of the
individuals who compose it, a factor of critical importance in assessing
the attitude and qualifications of potential jurors. [Citations.]” (Uttecht,
supra, 551 U.S. 1, ----, 127 S.Ct. 2218, 2224.) The latter comment
confirms our established rule that such a determination involves an
assessment of a prospective juror's demeanor and credibility that is
“ ‘peculiarly within a trial judge's province.’ [Citation.] ‘When
applying these rules, the trial court's assessment of a prospective
juror's state of mind will generally be binding on the reviewing court
if the juror's responses are equivocal and conflicting’ [citation] and
the reviewing court generally must defer to the judge who sees and hears
the prospective juror, and forms the ‘definite impression’ ” the juror
is biased even when the juror's views are not clearly stated. (People
v. Lewis and Oliver (2006) 39 Cal.4th 970, 1006-1008, 47 Cal.Rptr.3d
467, 140 P.3d 775 (Lewis and Oliver ); People v. Chatman (2006) 38
Cal.4th 344, 365-366, 42 Cal.Rptr.3d 621, 133 P.3d 534; People v.
Schmeck (2005) 37 Cal.4th 240, 257-263, 33 Cal.Rptr.3d 397, 118 P.3d 451
(Schmeck ).)
We apply those precepts to the present case. When
questioned by the trial court, Prospective Juror T.C. confirmed her
response on the juror questionnaire that in her view, a juror who voted
for the death penalty essentially committed murder, and that she was
strongly opposed to the death penalty and would be unable to impose that
punishment. At this point, the trial court indicated it would excuse
T.C. for cause. Defense counsel asked T.C. whether she automatically
would vote for life imprisonment without the possibility of parole.
T.C. responded she would have to hear both sides and had not really
decided. She also stated she would be able to follow the law as given
to the jury by the trial court and rationally decide whether death or
life in prison without parole was the appropriate punishment, taking
into account all of the circumstances.
The trial court reminded T.C. of her earlier comments
that she would not be able to impose the death penalty. T.C. responded
that she was not “for” that penalty, but if the law prescribed it she
would have to vote for it. The trial court explained that first degree
murder with a special circumstance finding such as multiple murder may
“carry” the death penalty, and if the jury found multiple murders it
would be asked to decide whether the death penalty should apply. Asked
whether she would be unable to make a decision to impose death, T.C.
responded that she might not be able to impose the death penalty.
Asked whether it seemed too much in light of her moral standards to be
asked to impose that punishment, T.C. responded “Yes.” Over defense
counsel's objection, T.C. was excused for cause.
Defendant asserts that T.C. never was asked whether
her views concerning the death penalty would prevent or substantially
impair her from performing her duties as a juror. He urges that she
was questioned by the trial court in a manner that would elicit her
views in opposition to the death penalty, she “rose to the bait” in
answering that she did not believe she could impose the death penalty,
and her answers revealed reluctance rather than inability to impose the
death penalty. Considered together with her initial unequivocal
answers indicating she would be unable to impose the death penalty,
however, her subsequent equivocal responses, followed by the firm
statement that her moral beliefs would not permit her to impose that
punishment, convey an inability to vote in favor of death
notwithstanding the evidence. At best, her temporary equivocation in
responding requires that we defer to the trial court's assessment of her
initial and ultimate state of mind. The court acted within its
discretion in excusing T.C. based upon its “definite impression” the
prospective juror held views that would substantially impair her ability
to perform the duties of a juror in this case. (Lewis and Oliver, supra,
39 Cal.4th at p. 1008, 47 Cal.Rptr.3d 467, 140 P.3d 775.)
Prospective Juror F.P. indicated on his juror
questionnaire that the death penalty was not fair to the poor, but as
long as it existed in law, it should be used in some cases. Asked by
defense counsel whether he was leaning for or against the death penalty,
F.P. said he was “not leaning towards anything right now.” Asked by
defense counsel whether he could vote for life if 11 other jurors voted
for death, F.P. said “always” and said he definitely would listen to his
own feelings and would have no trouble reaching his own decision.
Asked by the prosecutor whether, if given a choice, F.P. would “do away
with” the death penalty, F.P. responded he did not know, had discussed
it with friends, and believed it was appropriate for a defendant such as
Ted Bundy. F.P. indicated he had mixed feelings about the death
penalty, but also stated he believed he was capable of imposing it and
could follow the law given by the court.
When general voir dire resumed two weeks later,
however, F.P. indicated he had given a lot of thought to whether he
would be able to apply the death penalty, and that after he departed
from the courtroom, the weight of assuming the burden of making a
determination of death in the case first “hit” him. F.P. indicated
that even if he were to determine that death was the proper punishment,
he would have difficulty voting in favor of the death penalty. The
trial court excused him for cause, and defense counsel did not object.
Defendant contends that Prospective Juror F.P. did
not give equivocal answers but rather stated he could follow the law and
did nothing to suggest that his ability to perform his duties as a juror
would be impaired, let alone substantially impaired by his views
concerning the death penalty. In light of the record of the voir dire
of F.P., it is clear that the court acted well within its discretion in
excusing him based upon his initial somewhat equivocal answers, followed
by much more definite indications that he would be unable to vote in
favor of the death penalty regardless of the evidence. To the extent
the prospective juror's views were conflicting, we must defer to the
assessment of the trial court that F.P. entertained views substantially
impairing his ability to perform the duties of a juror. (Lewis and
Oliver, supra, 39 Cal.4th at p. 1008, 47 Cal.Rptr.3d 467, 140 P.3d 775.)
6. Prosecution's peremptory challenges of
“minority” group prospective jurors
The prosecution excused eight “minority” group
prospective jurors in total, including all of the Hispanics. Defendant
contends that by denying his motion challenging the prosecution's
excusal of six of these prospective jurors, the trial court violated
defendant's rights to trial by a fair and impartial jury and to equal
protection of the laws under the Sixth, Eighth, and Fourteenth
Amendments to the federal Constitution (Batson v. Kentucky (1986) 476
U.S. 79, 88, 106 S.Ct. 1712, 90 L.Ed.2d 69 (Batson )), as well as his
right to a jury drawn from a representative cross-section of the
community under article 1, section 16 of the state Constitution (People
v. Wheeler (1978) 22 Cal.3d 258, 278-282, 148 Cal.Rptr. 890, 583 P.2d
748 (Wheeler ); see Lewis and Oliver, supra, 39 Cal.4th at pp.
1007-1008, 47 Cal.Rptr.3d 467, 140 P.3d 775).7
A prosecutor is precluded by these constitutional principles from
utilizing peremptory challenges to challenge prospective jurors based
upon bias against “members of an identifiable group distinguished on
racial, religious, ethnic, or similar grounds.” (Wheeler, supra, 22
Cal.3d at pp. 276-277, 148 Cal.Rptr. 890, 583 P.2d 748; Batson, supra,
476 U.S. at p. 88, 106 S.Ct. 1712; see Cornwell, supra, 37 Cal.4th at
p. 66, 33 Cal.Rptr.3d 1, 117 P.3d 622; People v. Griffin (2004) 33
Cal.4th 536, 553, 15 Cal.Rptr.3d 743, 93 P.3d 344; People v. Cleveland
(2004) 32 Cal.4th 704, 732, 11 Cal.Rptr.3d 236, 86 P.3d 302.)
Subject to rebuttal, a presumption exists that a
peremptory challenge is properly exercised, and the burden is upon the
opposing party to demonstrate impermissible discrimination against a
cognizable group. (Purkett v. Elem (1995) 514 U.S. 765, 768, 115 S.Ct.
1769, 131 L.Ed.2d 834; People v. Bonilla (2007) 41 Cal.4th 313, 341, 60
Cal.Rptr.3d 209, 160 P.3d 84 (Bonilla ).) As the United States Supreme
Court recently reaffirmed, Batson sets forth the procedure and standard
that trial courts should employ in ruling upon motions challenging
peremptory strikes. (People v. Zambrano (2007) 41 Cal.4th 1082, 1104,
63 Cal.Rptr.3d 297, 163 P.3d 4 (Zambrano ); Lewis and Oliver, supra, 39
Cal.4th at pp. 1008-1009, 47 Cal.Rptr.3d 467, 140 P.3d 775.)
“ ‘First, the defendant must make out a prima facie
case “by showing that the totality of the relevant facts gives rise to
an inference of discriminatory purpose.” [Citations.] Second, once the
defendant has made out a prima facie case, the “burden shifts to the
State to explain adequately the racial exclusion” by offering
permissible race-neutral justifications for the strikes. [Citations.] Third,
“[i]f a race-neutral explanation is tendered, the trial court must then
decide ․ whether the opponent of the strike has proved purposeful racial
discrimination.” [Citation.]’ ” (Johnson v. California (2005) 545 U.S.
162, 168, 125 S.Ct. 2410, 162 L.Ed.2d 129, fn. omitted (Johnson ); see
Snyder v. Louisiana (2008) --- U.S. ----, ----, 128 S.Ct. 1203, 1207,
170 L.Ed.2d 175 (Snyder ); Zambrano, supra, 41 Cal.4th at p. 1104, 63
Cal.Rptr.3d 297, 163 P.3d 4; Bonilla, supra, 41 Cal.4th at p. 341, 60
Cal.Rptr.3d 209, 160 P.3d 84; Lewis and Oliver, supra, 39 Cal.4th at
pp. 1008-1009, 47 Cal.Rptr.3d 467, 140 P.3d 775; People v. Johnson
(2006) 38 Cal.4th 1096, 1099, 45 Cal.Rptr.3d 1, 136 P.3d 804.) The
identical three-step procedure applies to claims made under the state
Constitution. (Bonilla, supra, at p. 341, 60 Cal.Rptr.3d 209, 160 P.3d
84; People v. Bell (2007) 40 Cal.4th 582, 596, 54 Cal.Rptr.3d 453, 151
P.3d 292.)
Ordinarily, we apply a deferential standard of review
to the trial court's denial of a defendant's Wheeler/Batson motion,
considering only whether the ruling is supported by substantial evidence.
(Bonilla, supra, 41 Cal.4th at p. 341, 60 Cal.Rptr.3d 209, 160 P.3d 84;
Lewis and Oliver, supra, 39 Cal.4th at p. 1009, 47 Cal.Rptr.3d 467,
140 P.3d 775; see People v. McDermott (2002) 28 Cal.4th 946, 971, 123
Cal.Rptr.2d 654, 51 P.3d 874 (McDermott ).) A prosecutor is presumed
to employ peremptory challenges in a constitutional manner, and we defer
to the trial court's ability to assess the prosecutor's rationale for
excusal in order to distinguish “bona fide reasons from sham excuses.”
(Zambrano, supra, 41 Cal.4th at p. 1104, 63 Cal.Rptr.3d 297, 163 P.3d
4; Lewis and Oliver, supra, at p. 1009, 47 Cal.Rptr.3d 467, 140 P.3d
775; People v. Burgener (2003) 29 Cal.4th 833, 864, 129 Cal.Rptr.2d
747, 62 P.3d 1.) We also defer to the trial court's conclusions in
ruling on the motion, so long as the court makes “a sincere and reasoned
effort to evaluate the nondiscriminatory justifications offered.” (29
Cal.4th at p. 864, 129 Cal.Rptr.2d 747, 62 P.3d 1; Lewis and Oliver,
supra, at pp. 1008-1009, 47 Cal.Rptr.3d 467, 140 P.3d 775.)
After the high court concluded in Johnson that the
state constitutional standard employed in Wheeler to determine whether a
defendant has made a prima facie case of group discrimination was more
rigorous than, and therefore violated, the federal constitutional
standard enunciated in Batson (Johnson, supra, 545 U.S. 162, 168, 125
S.Ct. 2410; People v. Ward (2005) 36 Cal.4th 186, 201, fn. 2, 30
Cal.Rptr.3d 464, 114 P.3d 717 (Ward )), we recognized that a different
standard of appellate review is required in cases predating Johnson in
which the trial court determined the defendant failed to make a prima
facie case of group discrimination. Thus, when it is unclear exactly
what standard the trial court has employed in deciding whether the
defendant has made a prima facie case, we may not accord deference to
the trial court's finding that no prima facie case has been made, but
must be satisfied from our independent review of the record that the
defendant has made an insufficient showing at the outset to permit an
inference of discrimination. (Zambrano, supra, 41 Cal.4th at p. 1104,
63 Cal.Rptr.3d 297, 163 P.3d 4; Bonilla, supra, 41 Cal.4th at p. 341,
60 Cal.Rptr.3d 209, 160 P.3d 84.)
In the alternative, we may assume, without deciding,
that defendant in the present case succeeded at the first, “prima facie”
step of Batson and Wheeler by pointing out that the prosecutor employed
one-half of his first 16 peremptory challenges to excuse prospective
minority-group jurors, including all four of the Hispanic persons called
to the jury box and four African-American or Filipino individuals. (See
Zambrano, supra, 41 Cal.4th at p. 1106, 63 Cal.Rptr.3d 297, 163 P.3d 4.)
“Because the prosecutor voluntarily explained his dismissals, we may
then proceed directly to the second and third steps of the Wheeler/Batson
analysis. [Citations.]” (Zambrano, supra, at p. 1106, 63 Cal.Rptr.3d
297, 163 P.3d 4; see Bonilla, supra, 41 Cal.4th at p. 343, fn. 13, 60
Cal.Rptr.3d 209, 160 P.3d 84 [the “better practice” is for the trial
court to request that the prosecution offer its race-neutral explanation
for any contested peremptory challenge, despite the possibility the
court will not find a prima face case, in order to assist trial and
appellate courts in evaluating the challenge].)
We adopt the alternative approach in the present
case. During jury selection, after the prosecutor exercised 14
peremptory challenges, defense counsel objected to the excusal of
Prospective Jurors R.H., J.N., and R.N. (whom defense counsel identified
as Hispanic), G.P. (whom counsel identified as Filipino), and J.F. and
“especially” E.O. (whom counsel identified as African-American).
Defense counsel asserted the prosecutor was engaged in a “systematic use
of peremptory challenges to exclude a cognizable group under the Wheeler
decision.” The trial court held a hearing in chambers and questioned
the prosecutor, who observed “[w]e have left minorities on” and offered
to provide a reason for each person challenged, having “nothing to do
with their race or ethnic group.” The court indicated it did not
appear defendant had made a prima facie case, and directed that the
proceedings continue. In open court, the parties accepted the panel as
then constituted.
During the ensuing selection of the alternate jurors,
the prosecutor employed peremptory challenges to excuse Prospective
Jurors M.M. and R.F. Defense counsel renewed his objection pursuant to
Wheeler, identifying M.M. and R.F. as, respectively, Hispanic and
African-American. The court reconvened the hearing in chambers. The
prosecutor, observing that one seated juror, A.A., was African-American,
explained that Prospective Alternate Juror M.M. stated she could not
envision a situation in which she could possibly vote for the death
penalty if given the alternative of life imprisonment without parole,
and R.F. had essentially the same attitude as M.M. The trial court
expressed uncertainty with respect to the precise nature of the prima
facie standard but denied the motion, while advising that it would
consider the matter further. The court requested that the prosecutor
state his reasons for the challenges, following selection of the
alternate jurors.
After the alternate jurors had been chosen, the trial
court resumed the hearing in chambers and made the following comment for
the record. The court was uncertain of the exact percentage of total
prospective minority-group jurors excused by the prosecutor, but
believed he had not done anything reflecting purposeful discrimination
against any minority. In exercising the peremptory challenges, the
prosecutor “was reviewing” each prospective juror's questionnaire and
did not appear affected in any way by the particular juror's race or
nationality during the individual questioning. No pattern of
discrimination appeared to the trial court to be present.
The prosecutor, having previously provided reasons
for excusing Prospective Alternate Jurors M.M. and R.F., proceeded to
state his reasons for excusing the other prospective jurors identified
by defendant. The prosecutor believed that Prospective Juror G.P. was
too anxious and immature to sit on the jury. G.P. did not appreciate
the gravity of the situation, exhibited a willingness to excuse or
justify “any behavior,” and in comments on her questionnaire noted there
“was a reason behind” defendant's actions, whether or not they were
justified.
The prosecutor questioned the stability of
Prospective Juror J.N. In view of the circumstances of the case, the
prosecutor found it significant that during a period in his life when
J.N. consumed alcoholic beverages, he evidently had been violent and
abusive toward his family, raising a doubt whether he would examine the
evidence in a detached manner. J.N. appeared to conceal his actual
views concerning the death penalty by offering a “stock” response to
each of the prosecutor's questions-namely, that this was a sensitive
case, and he would decide “when the time comes.”
The prosecutor noted that Prospective Juror R.H. was
merely 19 years of age. During the time jury selection was in progress,
R.H. had visited her boyfriend in jail and had observed defendant. R.H.
appeared to have a negative view of the death penalty because her mother
had told her that “only God can take a life.”
The prosecutor felt that Prospective Juror R.N.
opposed the death penalty and that this juror believed that no human had
the right to take another person's life. R.N. had stated on the juror
questionnaire that he had heard defendant killed his wife because he
believed she was unfaithful to him, he had been on drugs, and he was out
of control. The prosecutor commented that if R.N. “was green he could
not sit on the jury.” 8
Defendant contends that the prosecutor's explanations
did not rebut the presumption of group bias. Defendant urges that the
prosecutor's reasons were insufficient as a matter of law, were not
supported by the record of the voir dire, and were inconsistent with the
prosecutor's choices to retain on the jury persons having similar
characteristics. We conclude, to the contrary, that the prosecutor's
justifications were facially neutral, based upon “ specific” or
“individual” bias as opposed to group bias, similar to or the same as
justifications we have upheld in other cases, and supported by the
record of the voir dire. Accordingly, we reject defendant's claims.
As an initial matter, we note that several of those
excused-“regular” Prospective Jurors R.H. and R.N., and Prospective
Alternate Jurors M.M. and R.F.-held substantially negative views
regarding the death penalty. A prosecutor may exercise peremptory
challenges against prospective jurors who are not so intractably opposed
to the death penalty that they are subject to challenge for cause under
the Witt-Wainwright standard, but who nonetheless are substantially
opposed to the death penalty. (Zambrano, supra, 41 Cal.4th at pp.
1104-1107, 63 Cal.Rptr.3d 297, 163 P.3d 4; People v. Jurado (2006) 38
Cal.4th 72, 106, 41 Cal.Rptr.3d 319, 131 P.3d 400.)
In other respects, the excused prospective jurors
embodied characteristics, or communicated views, that justified the
prosecutor's exercise of peremptory challenges. Prospective Juror G.P.'s
answers during Hovey voir dire (Hovey v. Superior Court (1980) 28 Cal.3d
1, 168 Cal.Rptr. 128, 616 P.2d 1301) confirm that she lacked the
maturity to act as a juror in the present case, as reflected by her
focus on the attention she had received at work because of the
possibility she would be selected as a juror in this case, and on the
useful experience she might acquire as a result. G.P. explained that
she was a legal assistant secretary and was taking classes for
certification in that field. When asked specifically how she would
feel about having someone else's life in her hands, G.P.'s enthusiastic
and generalized response did not reflect she appreciated the gravity of
that responsibility. G.P. was “not reluctant” to decide whether
somebody “will live or die,” and felt comfortable with that role. (See
People v. Sims (1993) 5 Cal.4th 405, 429-430, 20 Cal.Rptr.2d 537, 853
P.2d 992 (Sims ) [upholding peremptory challenge based upon Prospective
Juror's immaturity].)
Prospective Juror J.N., who volunteered extensive
information related to his own history of alcoholism, reasonably was
excused on the basis that his life experiences, including his court-martial
and his excessive alcohol consumption (resulting in abusive behavior
toward his family), might predispose him to bias in favor of the accused.
The record also confirms the prosecutor's explanation that J.N. was
less than direct in responding to questions related to his views
regarding the death penalty. (See People v. Montiel (1993) 5 Cal.4th
877, 909, 21 Cal.Rptr.2d 705, 855 P.2d 1277 [finding excusal valid based
upon the prospective juror's manner of answering questions].)
The record of Prospective Juror R.H.'s views
concerning the death penalty-reflecting that her mother raised her to
believe that only God can decide who lives and who dies, and that she
did not “feel that the death penalty is right”-confirms the prosecutor's
comments. R.H.'s relative youth and related immaturity were reasonable
grounds for her excusal. (Sims, supra, 5 Cal.4th at pp. 429-430, 20
Cal.Rptr.2d 537, 853 P.2d 992; see People v. Arias (1996) 13 Cal.4th
92, 139, 51 Cal.Rptr.2d 770, 913 P.2d 980.) R.H.'s relationship and
contact with an incarcerated individual was an appropriate ground for
excusal. (See People v. Panah (2005) 35 Cal.4th 395, 442, 25 Cal.Rptr.3d
672, 107 P.3d 790 (Panah ) [“A negative experience with police or the
arrest of a prospective juror or a close relative is a gender-neutral
reason for exclusion”]; People v. Cummings (1993) 4 Cal.4th 1233,
1281-1282 & fn. 22, 18 Cal.Rptr.2d 796, 850 P.2d 1.)
Although the record of Prospective Juror R.N.'s voir
dire reflects his assertion that he could return a death verdict if the
facts so warranted, his statement on his juror questionnaire that “no
human has the right to take another's life” could cause the prosecutor
legitimate concern about R.N.'s ability to vote in favor of the death
penalty. (Cf. People v. Hoyos (2007) 41 Cal.4th 872, 902, 63 Cal.Rptr.3d
1, 162 P.3d 528; People v. Thornton (2007) 41 Cal.4th 391, 418, 61
Cal.Rptr.3d 461, 161 P.3d 3 (Thornton ); McDermott, supra, 28 Cal.4th
at pp. 974-975, 123 Cal.Rptr.2d 654, 51 P.3d 874.) When R.N. was asked
during voir dire what he recalled hearing about defendant's case, R.N.'s
description of the information he had received-including that drugs were
involved, and that defendant's wife was unfaithful to him-was consistent
with the prosecutor's stated concern, based on R.N.'s questionnaire
responses, that R.N. might feel these circumstances justified or
mitigated defendant's actions.9
For the first time on appeal, defendant identifies
eight jurors (each of whom ultimately sat on the jury panel) who he
contends gave responses that were materially similar to those given by
certain prospective jurors who were excused by the prosecutor.
Although we previously have declined to engage in comparative juror
analysis as an initial matter on appeal, in Miller-El v. Dretke (2005)
545 U.S. 231, 125 S.Ct. 2317, 162 L.Ed.2d 196 the high court examined
the veracity of the prosecutor's stated race-neutral reasons for the
challenged excusals notwithstanding a similar absence of comparative
analysis at trial. Following that decision, we have assumed, without
deciding, that we must undertake comparative juror analysis in these
circumstances. (Zambrano, supra, 41 Cal.4th at p. 1109, 63 Cal.Rptr.3d
297, 163 P.3d 4; Lewis and Oliver, supra, 39 Cal.4th at p. 1017, 47
Cal.Rptr.3d 467, 140 P.3d 775; Schmeck, supra, 37 Cal.4th at p. 270, 33
Cal.Rptr.3d 397, 118 P.3d 451; Ward, supra, 36 Cal.4th at p. 203, 30
Cal.Rptr.3d 464, 114 P.3d 717; cf. Bonilla, supra, 41 Cal.4th at p.
350, 60 Cal.Rptr.3d 209, 160 P.3d 84 [Miller-El v. Dretke does not
require comparative juror analysis in a “first-stage” Wheeler-Batson
case; denial of motion on the ground defendant failed to make a prima
facie case].) More recently, in Snyder, supra, --- U.S. ----, ----,
128 S.Ct. 1203, 1211, fn. 2, the high court engaged in that practice,
and we shall do so the same.
We compare the responses of the challenged
prospective jurors with those of several jurors who served and,
according to defendant, did not respond in a manner materially different
from that of the challenged jurors, and who shared characteristics with
those challenged. That exercise, however, does not persuade us that
the prosecutor's challenges were based upon race or ethnicity rather
than upon specific bona fide reasons.
Defendant suggests that in explaining her opposition
to the death penalty based upon her mother's admonition that “only God
can take a life,” Prospective Juror R.H.'s response was not materially
different from those of sitting jurors A.A., J.M., and C.M. These
jurors did not answer questions concerning the death penalty in a manner
suggesting it was not their place to make a life or death decision, or
reflecting the strong influence of a close relative, as R.H. did in
relating her mother's general admonition and the juror's specific
opinion that defendant should not receive the death penalty. A.A.
indicated that it would take a very serious crime for her to punish
someone with death, and that she could vote for the death penalty if the
crime were sufficiently serious, heinous, and vicious. J.M. indicated
she would vote for the death penalty if the issue were presented to the
voters in a referendum election, and she felt “we have the best judicial
system in the world, much more fair than most.” In contrast to R.H.,
who visited her boyfriend in jail, C.M. had numerous ties to law
enforcement, and her husband was a former prosecutor. C.M. felt the
death penalty was needed for some crimes, and “ [h]opefully some crimes
would not be committed if the criminal knew the consequences.”
Prospective Juror J.N. was excused on the basis that
he had been violent and abusive to his family during a period when he
was drinking, was of doubtful stability, and was not direct in
explaining his views regarding the death penalty. Defendant suggests
that Prospective Juror J.N. did not give responses that were materially
different from Jurors D.D., D.H., and D.A., and Alternate Juror V.B.,
who indicated that incidents arising from alcohol or drug use had
occurred in their families. These jurors were more forthcoming as to
their views concerning the death penalty. They did not have a lengthy
personal history involving alcohol abuse related to violence with family
members or changes in personality, and did not state that persons
consuming alcohol or drugs sometimes “behave like an animal,” as did J.N.
As defendant observes, Prospective Juror R.N. stated
he could sit on the jury and return a death penalty if that was
appropriate, and referred to the rule of “an eye for an eye.” R.N.
also expressed reservations concerning the death penalty, and referred
to the biblical prohibition against killing. R.N. disclosed he had
observed defendant in handcuffs during his televised statement after his
arrest, and learned from news accounts that defendant's wife had been
unfaithful to him.
Defendant suggests that R.N.'s responses were not
materially different from those of Jurors A.A. and J.T. relating to the
death penalty and to their knowledge of the circumstances of the case,
because their responses also indicated that defendant may have been on
drugs, or may not have been in his right mind. A.A., who was employed
in the child-support division of the district attorney's office, stated
she accepted the death penalty. Her answers did not suggest that
circumstances such as the consumption of drugs or infidelity might
justify or mitigate the conduct about which she had heard. J.T. said
she thought “God has put people on earth to be judges and that's one of
the things that He may have called people to do, and if that's called
for [with regard to] the death penalty, then I think it's my obligation
to do that.” She also stated that if the evidence proved defendant had
committed the murders, it did not make much difference why he had done
so. These responses were not materially similar to those of R.N.
Defendant points out that Prospective Alternate Juror
M.M., in addition to indicating she could not imagine a crime in which
she would find the death penalty appropriate, also stated she could
consider the death penalty and was not unequivocally opposed to it, and
could be a fair and impartial juror. Her statements, considered in
total, reflected far stronger opposition to the death penalty than those
of the sitting jurors or alternate jurors.
Defendant indicates, similarly, that Prospective
Alternate Juror R.F. responded to questions regarding his views
concerning the death penalty in a manner much more equivocal than was
suggested by the prosecutor in excusing him because of opposition to the
death penalty. Defendant also suggests that R.F.'s responses had much
in common with those of Juror D.A., who stated he had mixed feelings
about, or was reluctant to impose, the death penalty. R.F. explained
that he believed the death penalty is arbitrarily applied from state to
state, that its imposition traumatizes the defendant's family just as a
defendant's crimes traumatize the victims' families, and that he would
eliminate the death penalty were it within his power to do so. Those
responses reflect a much more considered and profound opposition to the
death penalty than those of D.A., who did not have any sense what he
would do if the death penalty were the subject of an election, and did
not wish to, yet could, decide whether imposition of that punishment was
appropriate. The responses of R.F. and D.A. on other subjects, such as
respect for the opinions of mental health professionals on behavioral
motivation, also were dissimilar.
Defendant suggests that Prospective Juror G.P.'s
responses do not support the prosecutor's assessment that she was too
anxious, immature, and insufficiently aware of her responsibility to
serve as a juror in the present case. As discussed above, G.P.'s
responses, in light of her background, confirm she was unsuitable for
the grave responsibility of becoming a juror in the present case. The
jurors chosen displayed a much greater ability to decide guilt and (if
necessary) punishment in a careful and fair manner, and did not
emphasize that the prospect of becoming a juror provided an opportunity
for personal growth.
Finally, defendant claims the trial court failed “in
its duty to inquire and evaluate” the prosecutor's explanations for the
excusal of each prospective juror, by determining whether a valid reason
existed that “actually prompted the prosecutor's exercise of the
particular peremptory challenge.” (Citing People v. Fuentes (1991) 54
Cal.3d 707, 720, 286 Cal.Rptr. 792, 818 P.2d 75.) As explained above,
the trial court denied the defense motion on the basis that defendant
had failed to make a prima facie case. Therefore, the prosecutor was
not required to provide reasons for his challenges, nor was the court
required to determine the validity and sincerity of any reasons that
were proffered. Our assumption on appeal that a prima facie case was
made does not alter the trial court's duties at trial.
Moreover, as described above, during the hearing on
the Wheeler/Batson motion the trial court placed on the record its
observations that the prosecutor had not exercised challenges or
otherwise conducted himself in a manner suggesting any discriminatory
motive. After the prosecutor stated his reasons, the trial court
reiterated that defendant had failed to make a prima facie case, but
also noted “the prosecutor has a rational basis for each of these [peremptories].”
We find no Batson/Wheeler error.
7. The prosecution's peremptory challenges of
“death penalty skeptics”
Defendant contends that despite his objections, the
prosecution utilized its peremptory challenges systematically to excuse
prospective jurors who, although not unalterably opposed to the death
penalty, nonetheless expressed skepticism concerning that punishment.
Defendant identifies Prospective Jurors B.H., A.N., D.C., and J.F.,
asserting that the removal of these jurors violated his federal and
state rights to due process of law, equal protection of the laws, an
impartial jury drawn from a fair cross-section of the community, and a
reliable determination of his guilt and appropriate penalty. (U.S.
Const., Fifth, Sixth, Eighth, and Fourteenth Amends.; Cal. Const., art.
I, §§ 1, 7, 15, 16, and 17.)
As defendant recognizes, we have rejected this claim
on numerous prior occasions. “Skepticism about the death penalty is a
permissible basis for a prosecutor's exercise of a peremptory challenge.”
(People v. Jurado, supra, 38 Cal.4th at p. 106, 41 Cal.Rptr.3d 319, 131
P.3d 400; see e.g., Ward, supra, 36 Cal.4th at pp. 201-202, 30 Cal.Rptr.3d
464, 114 P.3d 717; Panah, supra, 35 Cal.4th at p. 441, 25 Cal.Rptr.3d
672, 107 P.3d 790; McDermott, supra, 28 Cal.4th at pp. 970-971, 123
Cal.Rptr.2d 654, 51 P.3d 874; People v. Jackson (1996) 13 Cal.4th 1164,
1200, 56 Cal.Rptr.2d 49, 920 P.2d 1254.) Defendant does not offer any
compelling reason to depart from our precedent, and we reject this claim,
as we have in past cases.
8. Motion for discovery of personnel files of DEA
agent and officers present during defendant's arrest and return to the
United States
Prior to trial, defendant moved pursuant to Pitchess
v. Superior Court (1974) 11 Cal.3d 531, 536-537, 113 Cal.Rptr. 897, 522
P.2d 305, for discovery of the personnel files of the law enforcement
officials present during defendant's return flight from Mexico to the
United States in which he made incriminating statements. Defendant
sought the files of Sonoma County Sheriff's Detectives David Edmonds,
Larry Doherty, Frank Trejo, Dave Sederholm, and Mike Brown, and LAPD
Officer Arturo Zorilla, as well as the files of DEA Agent Joseph
Martinez, who was not present on that flight. In a separate motion,
defendant sought the personnel files of DEA Agent Martinez, who was
present at defendant's arrest. In the motion, defendant asserted on
information and belief that “[t]he manner in which the United States and
Mexican Federal Agents obtained this original statement suggests a
pattern of selective harassing conduct and coercive practices by the
above-named DEA agent in excess of that required by an agent to carry
out the duties of his office.”
At the hearing on the motion, the prosecutor stated
that neither the Sonoma County Counsel nor the Los Angeles City Attorney
could represent the DEA in regard to Agent Martinez, that the district
attorney's office had requested Martinez's personnel records through the
United States Department of Justice, but that the request was denied
because it was DEA policy to release personnel records only on order of
a court having competent jurisdiction. The responses to defendant's
motion also pointed out that, unlike the other officers whose personnel
files had been sought, Agent Martinez was not on the return flight with
defendant. In addition, the issue concerning statements made by
defendant to Mexican officials in the presence of Agent Martinez had
been litigated previously in the context of the hearing on the
voluntariness of defendant's confession, and Martinez had been cross-examined
at that time concerning his role.
The trial court granted the motion with regard to the
personnel records of the officials present during defendant's return
flight and examined those records in camera, finding that none of them
should be released. The trial court indicated with respect to Agent
Martinez that it did not have jurisdiction to order the United States
Attorney into court, could not enter an ex parte order in the absence of
counsel, and lacked authority to order production of the records.
Defendant contends the trial court erred in failing
to order discovery of the records of Agent Martinez. “On a showing of
good cause a criminal defendant is entitled to discovery of relevant
documents or information in the personnel records of a police officer
accused of misconduct against the defendant. (Evid.Code, § 1043, subd.
(b).)” (Warrick v. Superior Court (2005) 35 Cal.4th 1011, 1026-1027, 29
Cal.Rptr.3d 2, 112 P.3d 2.) To determine whether the good cause
requirement has been met, a trial court must consider whether the
defense has established (1) that the information is material to the
subject matter of the pending litigation, and (2) “a ‘reasonable belief’
that the agency has the type of information sought.” (Id. p. 1016, 29
Cal.Rptr.3d 2, 112 P.3d 2.) The defense must demonstrate a logical
connection between the charges and the proposed defense, and also
“ ‘articulate how the discovery being sought would support such a
defense or how it would impeach the officer's version of events.’ ” (Garcia
v. Superior Court (2007) 42 Cal.4th 63, 71, 63 Cal.Rptr.3d 948, 163 P.3d
939.) “The information sought must be described with some specificity
to ensure that the defendant's request” is confined to the instances of
officer misconduct related to what has been claimed by the defendant. (Ibid.)
The trial court did not abuse its discretion in
denying the discovery motion as to Agent Martinez. As discussed above,
when the voluntariness of defendant's confession previously was
litigated, defendant's statements were found to be voluntary. In
connection with those proceedings, the circumstances of defendant's
arrest and transportation to Mexico City in the custody of Mexican
officials also had been explored, and it was established that Agent
Martinez was present but did not participate in the arrest, that he told
the foreign officials to treat defendant well and not question him, that
defendant had not been abused while in Mexican custody, and that the
failure of foreign officials to advise defendant of his Miranda rights
had not affected the statements he made to American officials.
9. Admission of evidence sugesting that defendant
molested the Richards girls
Defendant contends the trial court erred in admitting
evidence establishing that the victims Ruth and Marie Richards were
sexually molested at the time of the murders. The challenged evidence
included (1) the portion of defendant's tape-recorded account of the
murders when he was asked concerning, and vigorously denied committing,
any sexual crimes with regard to these victims, (2) the testimony of an
evidence technician and of a sheriff's deputy who first arrived at the
Richards crime scene concerning the positions and condition of the
bodies, and (3) the victims' bloody underpants. At the guilt phase, a
single photograph depicting victim Ruth Richards at the scene lying
prone, with her legs spread apart, underpants wrapped around one ankle,
a bloody handprint on her buttocks, and blood smears consistent with the
body having been moved, also was admitted into evidence. At the
penalty phase, a similar photograph of Marie Richards was admitted into
evidence. Defendant's claim as it relates to that evidence is
discussed below.
At trial, the defense attempted to eliminate or
reduce the impact of evidence suggesting any sexual misconduct with
these victims. The defense moved in limine to exclude any photographic
evidence of suggestive positioning of the bodies, and was successful to
the extent of limiting the admission of the photographs to the two
described above. The defense moved to redact the portion of
defendant's tape-recorded interview and confession concerning removal of
the victims' underwear and the presence of bloody handprints on their
legs and thighs, to exclude the evidence of the victims' bloody
underpants, and twice requested a mistrial during the prosecutor's
examination of the evidence technician, who was asked to describe the
condition of the bodies by referring to additional photographs not
permitted to be shown directly to the jury. These motions were denied.
Defendant asserts the evidence was irrelevant to any
material issue of disputed fact, observing that at trial he offered to
stipulate to the admission of evidence relating to the positions and
condition of the bodies. Relevant evidence is that “having any
tendency in reason to prove or disprove any disputed fact that is of
consequence to the determination of an action.” (Evid.Code, § 210.)
The concept of relevance is very broad (People v. Scheid (1997) 16
Cal.4th 1, 16, 65 Cal.Rptr.2d 348, 939 P.2d 748), encompassing evidence
depicting the crime scene and injuries inflicted (People v. Heard (2003)
31 Cal.4th 946, 972-974, 4 Cal.Rptr.3d 131, 75 P.3d 53), and that
bearing on the defendant's account of events and state of mind. Here,
the evidence also tended to establish defendant's attitude toward his
victims and that he acted methodically and deliberately rather than as
the result of uncontrollable impulses arising from his ingestion of
drugs and alcohol. (Heard, supra, 31 Cal.4th at pp. 972-974, 4 Cal.Rptr.3d
131, 75 P.3d 53; People v. Carpenter (1997) 15 Cal.4th 312, 410, 63
Cal.Rptr.2d 1, 935 P.2d 708; People v. Crittenden (1994) 9 Cal.4th 83,
133-134, 36 Cal.Rptr.2d 474, 885 P.2d 887.) In addition, the
prosecution is not required to accept a stipulation “if the effect would
be to deprive the state's case of its effectiveness and thoroughness,”
nor is it “obligated to present its case in the sanitized fashion
suggested by the defense.” (People v. Garceau (1994) 6 Cal.4th 140,
182, 24 Cal.Rptr.2d 664, 862 P.2d 664 (Garceau ); People v. Bradford
(1997) 14 Cal.4th 1005, 1050-1051, 60 Cal.Rptr.2d 225, 929 P.2d 544; People
v. Pinholster (1992) 1 Cal.4th 865, 959, 4 Cal.Rptr.2d 765, 824 P.2d
571.) The prosecutor need not stipulate to proof in place of
photographic evidence. (Bradford, supra, 14 Cal.4th at pp. 1050-1051,
60 Cal.Rptr.2d 225, 929 P.2d 544.)
Defendant also contends the trial court erred in
failing to exclude the evidence as substantially more prejudicial than
probative under Evidence Code section 352, and to engage in the weighing
process required by that statute. The circumstance that evidence is
adverse to a defendant's case does not render it prejudicial within the
meaning of section 352. (People v. Padilla (1995) 11 Cal.4th 891, 925,
47 Cal.Rptr.2d 426, 906 P.2d 388 (Padilla ).) In applying this statute
we evaluate the risk of “undue ” prejudice, that is, “ ‘evidence which
uniquely tends to evoke an emotional bias against the defendant as an
individual and which has very little effect on the issues,’ ” not the
prejudice “that naturally flows from relevant, highly probative evidence.”
(Padilla, supra, 11 Cal.4th at p. 925, 47 Cal.Rptr.2d 426, 906 P.2d
388; People v. Gionis (1995) 9 Cal.4th 1196, 1214, 40 Cal.Rptr.2d 456,
892 P.2d 1199; People v. Karis (1988) 46 Cal.3d 612, 638, 250 Cal.Rptr.
659, 758 P.2d 1189.) In particular, we have rejected the claim that
the “sexually suggestive nature” of photographs of a murder victim
created undue prejudice, because “it was the nature of the crime ․ that
made it necessary for the jury to see her without clothes.” (People v.
Navarette (2003) 30 Cal.4th 458, 496, 133 Cal.Rptr.2d 89, 66 P.3d 1182 (Navarette ).)
In the present case, the trial court carefully
restricted the photographic evidence of the victims and limited
presentation of the crime scene details largely to the information
provided through witnesses such as the evidence technician, who referred
to photographs that were not exhibited to the jurors. It is evident
the trial court weighed the prejudicial impact of that and other
evidence against its probative value, determining the evidence was
admissible. (Cf. Navarette, supra, 30 Cal.4th at p. 495, 133 Cal.Rptr.2d
89, 66 P.3d 1182.) Having reviewed the photographic evidence in
question, we conclude the trial court did not abuse its discretion in
determining that the risk of undue prejudice from its admission did not
substantially outweigh its probative value.
Defendant suggests the jurors must have assigned
undue weight to Detective David Edmonds's statement, during his in-flight
interview with defendant, that Edmonds believed defendant molested these
victims. In the context of the jury's consideration of defendant's
entire confession, we conclude Edmonds's comments reflect nothing more
than appropriate questioning regarding defendant's account of the crimes
and could not have had any undue impact on the jury.
10. Admission of asserted victim-impact evidence
at the guilt phase
Defendant contends the trial court erred in admitting
the testimony of victim Tracey Toovey's wife, Catherine. Defendant
asserts that her testimony was irrelevant; “substantially more
prejudicial than probative”, and thus inadmissible pursuant to Evidence
Code section 352; that it amounted to “victim impact evidence”
inadmissible at the guilt phase; and that its admission at that phase
violated defendant's right to due process of law under the Fourteenth
Amendment to the federal Constitution.
Prior to commencement of the guilt phase, the defense
offered to stipulate to any facts to which Catherine Toovey might
testify, because she had been extremely emotional in testifying at the
preliminary hearing. The defense suggested the prosecutor intended to
present her testimony, which would be cumulative of that provided by
other witnesses, solely to inflame the jury. The prosecutor argued
that Mrs. Toovey's testimony was necessary to identify her husband and
describe his actions on the morning he was murdered. Following a
colloquy between the trial court and the prosecutor regarding this
potential testimony, the court indicated Mrs. Toovey's testimony was
unnecessary to establish Toovey's identity. After the prosecutor
reiterated that the testimony would establish the time of Toovey's
departure and other relevant times, the court required the prosecutor to
make an offer of proof prior to calling her to testify.
In his subsequent offer of proof, the prosecutor
explained Mrs. Toovey would identify this victim as her husband and
further testify that he departed for work 10 minutes prior to 8:00 a.m.
on the day of the murder, that his drive from their residence to Grand
Cru Vineyard was approximately five minutes in duration, and that
recently he had been leaving for work an hour earlier than in the past-which
was relevant because, in his confession, defendant stated he knew Toovey
had been going to work an hour earlier. The prosecutor stated that,
because the trial court had denied his motion to introduce Toovey's
autopsy photographs, Mrs. Toovey's testimony was necessary to identify
her husband and his automobile as depicted in an aerial photograph of
the crime scene.
Defense counsel then offered to stipulate to those
facts in order to avoid the possibility that Mrs. Toovey would “break
down” on the witness stand (as she had at the earlier hearing), thereby
creating undue sympathy for the victim's family and prejudicing the
defense. The prosecutor then explained to the court that at the
preliminary hearing, when he returned to counsel's table, he
inadvertently had left an autopsy photograph in front of Mrs. Toovey on
the witness stand, and the prosecutor did not intend to show the
photograph to her at trial or expect her to have the same reaction. In
response, defense counsel argued the testimony was extremely prejudicial
victim-impact evidence. The trial court observed the testimony in
question was cumulative and potentially highly prejudicial, and reserved
its ruling pending the prosecution's presentation of other evidence on
those issues.
When the prosecutor approached the conclusion of his
case-in-chief, he requested a ruling on the issue of Mrs. Toovey's
intended testimony. Defense counsel objected on the grounds of undue
prejudice under Evidence Code section 352 and violation of due process
under the federal Constitution and repeated his offer to stipulate to
the evidence in question. The prosecution reiterated its offer of
proof and stated that, in addition, Mrs. Toovey would testify she was
aware of the tension or difficulty that existed between her husband and
defendant. The prosecutor represented that Mrs. Toovey would not break
down and become emotional on the witness stand. The trial court then
overruled the defense objection.
Mrs. Toovey proceeded to testify concerning the time
her husband departed for work, explaining that recently he had been
reporting to work and departing from work an hour earlier than
previously in order to pick up their daughter after school so that Mrs.
Toovey would not have to drive during her pregnancy. Mrs. Toovey
identified her husband in the aerial photograph. She testified she was
aware of a conflict between her husband and defendant, and explained
that defendant had some ability to speak English. She did not become
emotional on the witness stand.
Defendant contends this evidence was irrelevant and
inadmissible in view of the circumstance that defendant offered to
stipulate to the substance of Mrs. Toovey's testimony. That testimony,
however, was relevant to the credibility and reliability of various
witnesses and of defendant, whose account of events and of his state of
mind were at issue. As indicated above, the prosecution is not
required to accept a stipulation that would deprive its case of its
effectiveness, or present its case in the manner preferred by the
defense. (Garceau, supra, 6 Cal.4th at p. 182, 24 Cal.Rptr.2d 664, 862
P.2d 664; People v. Pinholster, supra, 1 Cal.4th at p. 959, 4 Cal.Rptr.2d
765, 824 P.2d 571.)
Defendant also asserts Mrs. Toovey's testimony
recounting the last time she saw her husband alive likely would inflame
the emotions of the jury, as would her demeanor, and thus was
substantially more prejudicial than probative under Evidence Code
section 352. The trial court properly determined her testimony did not
create undue prejudice either in its substance or its presentation.
The court deferred ruling on the admissibility of this testimony in
order to consider whether it was necessary in light of other evidence,
restricted the prosecutor's display of photographs relating to the
evidence in question, and secured the prosecutor's promise the witness
would not suffer an emotional breakdown during her testimony. Mrs.
Toovey's account of her husband's departure and her identification of
him in the aerial crime-scene photograph scarcely would evoke an
exceptional emotional bias against defendant as an individual.
(Padilla, supra, 11 Cal.4th at p. 925, 47 Cal.Rptr.2d 426, 906 P.2d
388; People v. Karis, supra, 46 Cal.3d at p. 638, 250 Cal.Rptr. 659,
758 P.2d 1189.)
Defendant also urges that introduction of this
testimony amounted to victim-impact evidence that is inadmissible at the
guilt phase. We have recognized that a prosecutor's argument to the
jury that “ ‘appeal [s] to sympathy for the victim is out of place
during an objective determination of guilt.’ ” (See People v. Stansbury
(1993) 4 Cal.4th 1017, 1057, 17 Cal.Rptr.2d 174, 846 P.2d 756; People
v. Millwee (1998) 18 Cal.4th 96, 137, 74 Cal.Rptr.2d 418, 954 P.2d 990.)
Similarly, the prosecutor's introduction of victim-impact testimony is
impermissible at the guilt phase of a capital trial. (See People v.
Taylor (2001) 26 Cal.4th 1155, 1171-1172, 113 Cal.Rptr.2d 827, 34 P.3d
937 (Taylor ); People v. Frye (1998) 18 Cal.4th 894, 974-975, 77
Cal.Rptr.2d 25, 959 P.2d 183.)
In the present case, however, Mrs. Toovey's testimony
scarcely touched upon the victim's family life and did not relate the
effect of defendant's acts upon family members. (See Taylor, supra, 26
Cal.4th at pp. 1171-1172, 1182, 113 Cal.Rptr.2d 827, 34 P.3d 937 [at the
guilt phase, physician's testimony regarding the extent of the victim's
injuries was not victim-impact evidence; at the penalty phase, family
members' testimony concerning the various ways they adversely were
affected by loss of the victim's care and companionship was admissible
victim-impact evidence]; cf. Thornton, supra, 41 Cal.4th at p. 406, 61
Cal.Rptr.3d 461, 161 P.3d 3 [at the penalty phase, the mother of the
victim testified the victim was her only daughter, whose murder left the
victim's young son motherless].)
Defendant asserts, nonetheless, that the admission of
this testimony “infected the guilt and penalty phases” of the trial in
violation of defendant's federal constitutional rights. Defendant
relies in part upon Booth v. Maryland (1987) 482 U.S. 496, 107 S.Ct.
2529, 96 L.Ed.2d 440 and South Carolina v. Gathers (1989) 490 U.S. 805,
109 S.Ct. 2207, 104 L.Ed.2d 876, prohibiting the admission of victim-impact
evidence even during the penalty phase of a capital trial. In Payne v.
Tennessee (1991) 501 U.S. 808, 111 S.Ct. 2597, 115 L.Ed.2d 720, the high
court overruled those decisions, holding that a state is free to
determine that victim-impact evidence demonstrating specific harm caused
by the defendant's crimes is relevant to a jury's assessment of a
defendant's moral culpability. (Id. at p. 819, 111 S.Ct. 2597; see
People v. Roldan (2005) 35 Cal.4th 646, 732, 27 Cal.Rptr.3d 360, 110
P.3d 289 [ex post facto principles are not violated by applying the
Payne rule to cases in which the crimes precede that decision].) Under
our law, evidence of specific harm, including the impact on the family
of the victim caused by the defendant's acts, is a circumstance of the
crime and is therefore admissible pursuant to section 190.3, factor (a).
(People v. Kelly (2007) 42 Cal.4th 763, 793, 68 Cal.Rptr.3d 531, 171
P.3d 548; People v. Edwards (1991) 54 Cal.3d 787, 833-836, 1 Cal.Rptr.2d
696, 819 P.2d 436; 3 Witkin & Epstein, Cal.Criminal Law 3d (3d ed.
2000) Punishment, § 472, pp. 631-632.) In the event the jury at the
penalty phase considered Mrs. Toovey's brief guilt phase testimony
concerning her husband, the jurors were entitled to consider that and
all other circumstances of the crimes.
11. Prosecutorial misconduct affecting right to a
fair trial at both phases of the proceedings
Defendant raises several claims of prosecutorial
misconduct in the misuse of voir dire in commenting upon defendant's
failure to testify, in indoctrinating potential jurors, proffering
evidence of defendant's sexual misconduct with the Richards girls, and
impugning the motives of defense counsel and a defense expert. Prior
to examining these claims, we recall the general principles governing a
prosecutor's conduct during trial in the context of a claim of
prosecutorial misconduct. “A prosecutor who uses deceptive or
reprehensible methods to persuade the jury commits misconduct, and such
actions require reversal under the federal Constitution when they infect
the trial with such ‘ “unfairness as to make the resulting conviction a
denial of due process.” ’ (Darden v. Wainwright (1986) 477 U.S. 168,
181, 106 S.Ct. 2464, 91 L.Ed.2d 144; see People v. Cash (2002) 28
Cal.4th 703, 733, 122 Cal.Rptr.2d 545, 50 P.3d 332.) Under state law,
a prosecutor who uses deceptive or reprehensible methods commits
misconduct even when those actions do not result in a fundamentally
unfair trial. [Citation.]” (People v. Cook (2006) 39 Cal.4th 566, 606,
47 Cal.Rptr.3d 22, 139 P.3d 492, italics added; see People v. Lopez
(2008) 42 Cal.4th 960, 965, 71 Cal.Rptr.3d 253, 175 P.3d 4 (Lopez ); People
v. Hoyos, supra, 41 Cal.4th at p. 923, 63 Cal.Rptr.3d 1, 162 P.3d 528; People
v. Ledesma (2006) 39 Cal.4th 641, 726, 47 Cal.Rptr.3d 326, 140 P.3d
657.)
“ ‘A defendant may not complain on appeal of
prosecutorial misconduct unless in a timely fashion, and on the same
ground, the defendant objected to the action and also requested that the
jury be admonished to disregard the perceived impropriety.’ ” (Thornton,
supra, 41 Cal.4th at p. 454, 61 Cal.Rptr.3d 461, 161 P.3d 3.) “A
defendant whose counsel did not object at trial to alleged prosecutorial
misconduct can argue on appeal that counsel's inaction violated the
defendant's constitutional right to the effective assistance of counsel,”
but the appellate record rarely demonstrates “that the failure to object
was the result of counsel's incompetence; generally, such claims are
more appropriately litigated on habeas corpus, which allows for an
evidentiary hearing where the reasons for defense counsel's actions or
omissions can be explored.” (Lopez, supra, 42 Cal.4th at p. 966, 71
Cal.Rptr.3d 253, 175 P.3d 4; People v. Mendoza Tello (1997) 15 Cal.4th
264, 267, 62 Cal.Rptr.2d 437, 933 P.2d 1134.)
a. Voir dire: assertion that defendant was the
“best source” of his state of mind
Defendant contends that the prosecutor committed
misconduct by repeatedly questioning potential jurors during voir dire,
and by recalling those questions during closing argument, in a manner
designed to emphasize that jurors should consider defendant's statements
to be the best source of his state of mind during the commission of the
murders. Defendant asserts the prosecutor thereby committed error
under Griffin v. California (1965) 380 U.S. 609, 611, 85 S.Ct. 1229, 14
L.Ed.2d 106 (Griffin ) and also impermissibly attempted to indoctrinate
the jury to discount expert testimony concerning defendant's mental
state.
In the course of general voir dire, during which
three of the jurors who eventually served on the case were present-D.D.,
D.H., and J.M.-the prosecutor posed questions to several potential
jurors relating to whether on a particular date, the potential juror or
instead someone else would have been the best source of information
concerning that potential juror's state of mind, suggesting in effect
that the best source would be the potential juror himself or herself.
After a prospective juror (who did not serve on the jury) asked for
clarification, the prosecutor indicated “the best the question is
obviously going to be not [sic ] what's in my mind or your mind at any
given time during this trial but what was in Mr. Salcido's mind.” The
prospective juror then commented that defendant was not on the witness
list. The trial court explained that this circumstance did not
necessarily signify defendant would not testify as a witness.
After further exchange with the prospective juror on
a different topic, the prosecutor indicated that the question he “was
trying to ask” was that “if people give opinions about what other people
are thinking at a given moment and what I'm raising to you is that we
should look with some caution about those kinds of opinions, and if we
have available to us more direct evidence, perhaps of what a person is
feeling or what a person did and why they did it, then we ought to look
to that as well. So that's all I'm trying to get at.”
After the voir dire of prospective jurors concluded
for the day, the trial court and counsel outside the presence of the
jury discussed scheduling and evidentiary issues. At that point,
defense counsel objected to the foregoing questioning by the prosecutor
as improper comment on defendant's failure to testify, in violation of
Griffin, and requested that the trial court instruct the prosecutor
“from now on” not to inquire as to who is “the best judge of what was
going on” in defendant's mind. The trial court cautioned the
prosecutor against arguing his case in voir dire, and the prosecutor
agreed to phrase his questions more accurately.
It is apparent that defendant failed to timely object
during voir dire to the prosecutor's line of questioning and thus has
forfeited this claim on appeal. Moreover, in response to defendant's
belated objection and request, the trial court instructed the prosecutor
to refrain from questioning any additional potential jurors in that
manner. (People v. Lewis (2001) 25 Cal.4th 610, 670, 106 Cal.Rptr.2d
629, 22 P.3d 392.) The prosecutor did not press the matter in closing
argument. Finally, the prosecutor's questions do not reflect that his
sole purpose was to indoctrinate the potential jurors. (See People v.
Fierro (1991) 1 Cal.4th 173, 209, 3 Cal.Rptr.2d 426, 821 P.2d 1302.)
Accordingly, we reject defendant's claim.
b. Voir dire: additional indoctrination of the
jury
Defendant asserts that the prosecutor otherwise
attempted to indoctrinate potential jurors by questioning them regarding
their experiences relating to alcohol consumption, specifically with
regard to its effect on their capacity to make decisions. This
questioning did not improperly attempt to educate potential jurors
concerning the facts of the case or to secure their votes, and thus was
proper. (See People v. Fierro, supra, 1 Cal.4th at p. 209, 3 Cal.Rptr.2d
426, 821 P.2d 1302.)
c. Proffer of unredacted statements and evidence
of sexual misconduct
Defendant contends that the prosecutor introduced
grossly inflammatory evidence of defendant's sexual misconduct with the
Richards girls. As explained above, the testimony and related evidence
properly were admitted.
d. Impugning defense counsel and defense expert
Defendant contends the prosecutor impugned the
motives of defense expert Dr. Crinella by, among other things,
suggesting his testimony was the result of his long friendship with
defense counsel. Defendant forfeited his present claim of
prosecutorial misconduct by failing to object at trial and seek an
admonition. (Prince, supra, 40 Cal.4th 1179, 1244, 57 Cal.Rptr.3d 543,
156 P.3d 1015; People v. Welch (1999) 20 Cal.4th 701, 753, 85 Cal.Rptr.2d
203, 976 P.2d 754.) Even assuming this claim was not waived, the
prosecutor has considerable leeway in suggesting an expert may testify a
certain way for financial gain or other reasons, without committing
misconduct. (People v. Monterroso (2004) 34 Cal.4th 743, 784, 22
Cal.Rptr.3d 1, 101 P.3d 956.)
12. Jury instruction (CALJIC No. 2.02)
Defendant asserts that following presentation of the
guilt phase evidence, the trial court erred in giving a pattern
instruction, CALJIC No. 2.02, defining the nature and sufficiency of
circumstantial evidence to prove specific intent and mental state, in
violation of defendant's rights under the federal (U.S. Const., Fifth,
Sixth, Eighth, and Fourteenth Amends.) and state (Cal. Const., art. 1,
§ 15) Constitutions.10
Defendant maintains this instruction improperly
required the jury to decide between defendant's guilt and innocence, by
shifting the burden of proof from the prosecutor and implying that
defendant was required to present a “reasonable” defense to the
prosecution's case. Alternately, defendant contends the instruction
operated as a mandatory, conclusive presumption, reducing the
prosecution's burden to prove defendant guilty beyond a reasonable doubt.
Defendant asserts the instruction suggested that the jury could accept
evidence as incriminatory if it “appeared reasonable” to do so, lowering
the standard of proof substantially below that of proof beyond a
reasonable doubt. Defendant emphasizes the statement that if one
interpretation of the evidence “appears to be reasonable ” and the other
unreasonable, the jury “must accept the reasonable and reject the
unreasonable interpretation.”
The Attorney General responds that defendant has
forfeited this claim on appeal because he did not object to the
instruction at trial. Despite defendant's failure to object, this
instructional claim may be raised initially on appeal to the extent it
implicates his substantial rights. (§ 1259; see People v. Carey (2007)
41 Cal.4th 109, 129-130, 59 Cal.Rptr.3d 172, 158 P.3d 743 (Carey ); People
v. Gray (2005) 37 Cal.4th 168, 235, 33 Cal.Rptr.3d 451, 118 P.3d 496.)
Because defendant contends the instruction reduced the prosecutors
burden of proof, thus affecting one of his fundamental constitutional
rights, we entertain the claim on its merits.
As defendant concedes, we have rejected similar
arguments in the past, generally on the basis that the instruction
merely requires the jury to reject unreasonable interpretations of the
evidence. (See, e.g., Zambrano, supra, 41 Cal.4th at p. 1159, 63
Cal.Rptr.3d 297, 163 P.3d 4; Carey, supra, 41 Cal.4th at pp. 129-130,
59 Cal.Rptr.3d 172, 158 P.3d 743; Guerra, supra, 37 Cal.4th at pp.
1139-1140, 40 Cal.Rptr.3d 118, 129 P.3d 321; People v. Crew (2003) 31
Cal.4th 822, 847, 3 Cal.Rptr.3d 733, 74 P.3d 820; People v. Maury
(2003) 30 Cal.4th 342, 428, 133 Cal.Rptr.2d 561, 68 P.3d 1; People v.
Hughes (2002) 27 Cal.4th 287, 298, 116 Cal.Rptr.2d 401, 39 P.3d 432.)
Defendant, insisting his case is different because the evidence of
specific intent and mental state assertedly was less than compelling,
asks that we reconsider our prior views, but we see no reason to do so.
13. Cumulative error
Defendant contends that the errors claimed above,
considered together, eroded the fundamental fairness of the proceedings,
in violation of the Fifth, Sixth, Eighth, and Fourteenth Amendments to
the federal Constitution, requiring reversal of his conviction. Most
fundamental, in defendant's view, is his seizure in Mexico, the asserted
illegality of which deprived the court of jurisdiction to try defendant.
As we have discussed, defendant has not established
that error occurred at the guilt phase. Therefore, we do not find that
any cumulative deficiency arose from a combination of particular errors
requiring reversal. (People v. Halvorsen (2007) 42 Cal.4th 379, 422, 64
Cal.Rptr.3d 721, 165 P.3d 512; People v. DePriest (2007) 42 Cal.4th 1,
44, 63 Cal.Rptr.3d 896, 163 P.3d 896; People v. Abilez (2007) 41
Cal.4th 472, 523, 61 Cal.Rptr.3d 526, 161 P.3d 58; People v. Sanchez
(1995) 12 Cal.4th 1, 84, 47 Cal.Rptr.2d 843, 906 P.2d 1129.)
B. Asserted Errors Affecting the Penalty Phase of
Trial
1. Notice of prosecution evidence in aggravation
Defendant contends the prosecution unreasonably
delayed providing the defense with notice that it intended to offer as
evidence in aggravation a photograph of the body of Marie Richards (together
with brief foundational testimony by Detective Edmonds) that depicts her
lying faceup, her nightgown pulled above her waist, her legs spread wide
apart, and her underpants wrapped around one ankle-a position suggesting
that defendant had sexually abused her prior to her death.11
Defendant points out that he was not convicted of any sexual crime
against this victim, and thus that this particular evidence was not
exempt from the requirement of pretrial notice afforded “evidence in
proof of the offense[s],” set forth in section 190.3. Defendant claims
the delay violated various rights, including the right to due process of
law, a fair trial, and the effective assistance of counsel under the
Fifth, Sixth, and Fourteenth Amendments.
Defendant complains that it was only several days
prior to the commencement of the penalty phase on November 5, 1990 that
the prosecutor informed the defense of his intention to introduce the
photograph of Marie Richards. In response, the People observe that the
prosecution moved to admit the photograph on November 1, and that
defendant moved to exclude the photograph prior to commencement of the
penalty phase several days later. The People also point out that two
months earlier, on September 13, 1990, prior to presentation of the
guilt phase evidence, the prosecution filed written notice of the
proposed penalty phase evidence referring to “the circumstances of the
crimes of which the defendant was convicted in the present proceeding.”
Such evidence would include the photograph. (See People v. Williams
(2006) 40 Cal.4th 287, 305, 52 Cal.Rptr.3d 268, 148 P.3d 47; People v.
Farnam (2002) 28 Cal.4th 107, 174-176, 121 Cal.Rptr.2d 106, 47 P.3d
988.)
Section 190.3 provides in part that “[e]xcept for
evidence in proof of the offense or special circumstances which subject
a defendant to the death penalty, no evidence may be presented by the
prosecution in aggravation unless notice of the evidence to be
introduced has been given to the defendant within a reasonable period of
time as determined by the court, prior to trial.” (Italics added.)
This statute provides pretrial notice but not discovery. (People v.
Gonzalez (2006) 38 Cal.4th 932, 955, 44 Cal.Rptr.3d 237, 135 P.3d 649.)
“We have construed the phrase ‘prior to trial’ to
mean before the cause is called to trial” (People v. Mitcham (1992) 1
Cal.4th 1027, 1070, 5 Cal.Rptr.2d 230, 824 P.2d 1277), and have
interpreted the statute to require the prosecution to provide notice
“before the cause is called for trial or as soon thereafter as the
prosecution learns of the existence of the evidence. [Citation.]” (People
v. Wilson (2005) 36 Cal.4th 309, 356, 30 Cal.Rptr.3d 513, 114 P.3d 758.)
Although we never have “explain[ed] precisely when a case may be
deemed ‘called’ for trial” (People v. Johnson (1993) 6 Cal.4th 1, 51, 23
Cal.Rptr.2d 593, 859 P.2d 673), it appears the present case was called
for trial by the date on which the jury was sworn (September 5, 1990)
and the written notice and the motion both were filed by the prosecutor
after that date. Nothing suggests the prosecution did not learn of the
photographic evidence until after the cause was called for trial. Thus,
the notice provided did not clearly satisfy the terms of the statute.
Nonetheless, defendant did receive general notice
well preceding this phase of the trial as well as the opportunity to
object to the admission of the photograph. In view of the evidence
introduced during the guilt phase suggesting that defendant sexually
abused the Richards girls, and the number and the circumstances of
defendant's offenses-depicted in other photographs as well as through
extensive testimony-there is no reasonable possibility that the
provision of earlier notice to the defense would have altered the
outcome. The error in delaying notice of evidence in aggravation
clearly was harmless.
2. Admission of photograph of Marie Richards's
body
Defendant also contends the trial court erred in
admitting the photograph of Marie Richards's body because it was unduly
inflammatory. The prosecutor sought to introduce two such photographs.
The trial court conducted a hearing on the motion and admitted a
single photograph.
We have explained that the provisions of the capital
sentencing statute rendering evidence of the circumstances of the crime
admissible do not deprive the trial court of its traditional discretion
to exclude particular items of evidence as unduly inflammatory. (People
v. Box (2000) 23 Cal.4th 1153, 1201, 99 Cal.Rptr.2d 69, 5 P.3d 130
(Box ).) Nonetheless, the trial court's discretion to exclude evidence
regarding the circumstances of the crime as unduly prejudicial is more
circumscribed at the penalty phase than at the guilt phase of a capital
murder trial, because the sentencer is expected to weigh the evidence
subjectively. (Ibid.)
In People v. Moon (2005) 37 Cal.4th 1, 34-35, 32
Cal.Rptr.3d 894, 117 P.3d 591 (Moon ), the trial court excluded
photographs of the victims at the guilt phase pursuant to Evidence Code
section 352, but permitted the prosecutor to introduce the photographs
at the penalty phase. As in Box, supra, 23 Cal.4th at page 1201, 99
Cal.Rptr.2d 69, 5 P.3d 130, in Moon we upheld the admission of the
photographs despite the circumstance they were “bloody and graphic.” (Moon,
supra, 37 Cal.4th at pp. 34-35, 32 Cal.Rptr.3d 894, 117 P.3d 591.) In
the present case it is clear the trial court exercised its traditional
discretion to consider whether the evidence was unduly inflammatory,
deciding to place a quantitative limitation on the evidence. At the
same time, the court correctly recognized that at the penalty phase the
prosecution had the right to present this particular evidence concerning
the circumstances of the crimes. The court did not err.
Moreover, even had the trial court erred in admitting
the photograph of Marie Richards suggesting sexual molestation,
defendant was not prejudiced by this evidence. Considered in light of
the evidence that defendant had decided in advance to commit murder and
then, utilizing several different types of weapons, systematically and
efficiently murdered seven victims, including two of his own young
daughters, and attempted to murder two others, including a third
daughter, there is no reasonable possibility the outcome would have been
different had the photograph been excluded. (Alfaro, supra, 41 Cal.4th
1277, 1306, 63 Cal.Rptr.3d 433, 163 P.3d 118; People v. Robinson (2005)
37 Cal.4th 592, 641-642, 36 Cal.Rptr.3d 760, 124 P.3d 363 (Robinson );
People v. Brown (1988) 46 Cal.3d 432, 448, 250 Cal.Rptr. 604, 758 P.2d
1135 (Brown ).)
3. Asserted prosecutorial misconduct in closing
argument
Defendant asserts the prosecutor improperly presented
evidence and engaged in argument suggesting defendant had sexually
molested the Richards girls. Defendant notes that, despite having
agreed not to argue that defendant committed sexual misconduct with the
Richards girls, (1) in his opening statement the prosecutor told the
jury it would view a photograph depicting victim Marie's “entire body,”
because there was no other way to demonstrate “what happened ” on April
14, 1989; (2) in cross-examination the prosecutor asked defendant's
mother whether defendant told her “how he had left those victims,” and
(3) in closing argument the prosecutor observed that in addition to
killing those victims, defendant “moves those bodies, after slashing
their throat[s], removed their underwear for whatever gruesome reason.”
Defense counsel failed to object to these statements
and has forfeited the claim. (People v. Davenport (1995) 11 Cal.4th
1171, 1209, 47 Cal.Rptr.2d 800, 906 P.2d 1068; People v. Memro (1995)
11 Cal.4th 786, 879, 47 Cal.Rptr.2d 219, 905 P.2d 1305; People v.
Rodrigues (1994) 8 Cal.4th 1060, 1125-1126, 36 Cal.Rptr.2d 235, 885 P.2d
1 (Rodrigues ).) Defendant's in limine motion to restrict the scope of
the prosecutor's penalty phase argument did not preserve the claim on
appeal, because defendant did not object to the argument when made. (People
v. Leonard (2007) 40 Cal.4th 1370, 1406, 58 Cal.Rptr.3d 368, 157 P.3d
973.)
Even had defendant not forfeited the claim, the
prosecutor's argument did not constitute misconduct. The prosecution
properly may point out that the circumstances of the murders suggest
possible sexual conduct despite the absence of specific charges of
sexual crimes. (Navarette, supra, 30 Cal.4th at p. 518, 133 Cal.Rptr.2d
89, 66 P.3d 1182.) In any event, there is no reasonable possibility
that defendant was prejudiced by oblique references to his having left
these young victims partially nude after slashing their throats.
Defendant asserts the prosecutor improperly argued to
the jury that it should discount defendant's mitigating evidence. We
have concluded such argument does not constitute misconduct. (People v.
Lucero (2000) 23 Cal.4th 692, 734-735, 97 Cal.Rptr.2d 871, 3 P.3d 248.)
Defendant asserts the prosecutor improperly referred
to defendant's lack of remorse for his crimes as a factor in aggravation.
Defendant misconstrues the prosecutor's argument, which did not
identify lack of remorse as an aggravating factor. “There is no
statutory bar to a logical comment on a defendant's lack of remorse. [Citation.]
To the contrary, we have recognized that consideration of lack of
remorse is proper. ‘A defendant's remorse or lack thereof is a proper
subject for the jury's consideration at the penalty phase [citation],
and the prosecutor's comment thereon, which lacked any suggestion that
the absence of remorse should be deemed a factor in aggravation of the
offense, was proper.’ [Citation.] The argument did not, as defendant
asserts, focus the jury's attention on defendant's failure to testify at
the penalty phase. It was clearly directed to the opportunities
defendant had to express remorse in his statement to the police and
guilt phase testimony.” (Holt, supra, 15 Cal.4th at p. 691, 63 Cal.Rptr.2d
782, 937 P.2d 213; People v. Hughes, supra, 27 Cal.4th at pp. 393-394,
116 Cal.Rptr.2d 401, 39 P.3d 432.)
Defendant asserts the prosecutor improperly suggested
that, if sentenced to life in prison without the possibility of parole,
defendant would enjoy a lifetime of “unfettered leisurely pursuits,”
urging the jury to consider this as a factor in aggravation. We do not
believe this assertion properly characterizes the prosecutor's argument.
As the People observe, the argument responded to the testimony of
defense expert Len Chastian concerning the harsh realities of life in
prison without the possibility of parole. The prosecutor pointed out
that the expert never had seen defendant prior to attending defendant's
trial, and suggested the expert could not predict defendant's future.
The prosecutor compared the activities engaged in by ordinary persons
during leisure time, such as reading, watching television, writing
letters, or communicating with friends or relatives and suggested those
activities also would be available to defendant even in a maximum
security prison. The prosecutor properly could argue that the expert's
testimony should be discounted (People v. Arias, supra, 13 Cal.4th at p.
182, 51 Cal.Rptr.2d 770, 913 P.2d 980), and in doing so he did not
suggest that the availability in prison of some activities of normal
life constituted a circumstance in aggravation.
Defendant complains of the prosecutor's argument that
the death penalty was appropriate in view of the seriousness of the
crimes, that defendant was not deserving of sympathy, and that the jury
had the responsibility to return a proper verdict. Argument that death
is appropriate in light of the gravity of the crimes is permissible. (Navarette,
supra, 30 Cal.4th at p. 518, 133 Cal.Rptr.2d 89, 66 P.3d 1182.) The
prosecution properly may argue that a defendant is undeserving of
sympathy. (People v. Dennis (1998) 17 Cal.4th 468, 548, 71 Cal.Rptr.2d
680, 950 P.2d 1035.)
4. Exclusion of mitigation evidence that survivors
would receive benefits from defendant's art sales
As a circumstance in mitigation, the defense offered
evidence relating to defendant's artistic efforts during his time in
custody. To that end, the defense displayed 10 drawings made by
defendant, and a retired prison warden testified that inmates are
permitted to sell their artwork in the institution's “hobby shop.”
The defense also called as a witness Douglas Gray, an
attorney who practiced civil and criminal litigation, and inquired of
him as to possible sales of defendant's artwork. Gray related that a
woman whose husband had been murdered could sue the murderer and, in the
event no answer was filed, ultimately could obtain a default judgment.
The defense asked Gray whether monies generated by a prisoner's sales of
his or her artwork, held at the institution for the prisoner's benefit,
ultimately could be used to satisfy such a judgment. The prosecution
objected and requested that Gray's testimony be stricken as speculative
and irrelevant. The defense urged that because Mrs. Toovey testified
during the guilt phase that she had filed suit against defendant for
causing her husband's death and defendant had not filed an answer, the
prospect that proceeds from the sale of defendant's artwork might be
used to satisfy her default judgment (or other such judgments obtained
by the families of other victims) tended to establish that defendant
should be sentenced to life in prison without the possibility of parole
in order to provide such “restitution” for his crimes.
The trial court ruled that this evidence was not
relevant and also noted that if it were admitted, the prosecution would
be permitted to offer highly damaging evidence in rebuttal. The court
sustained the prosecutor's objection and instructed the jury to
disregard Gray's testimony. Defendant contends he was entitled to
present any relevant evidence at the penalty phase and that the trial
court erred in refusing to admit this testimony.
It is well established that at the penalty phase of a
capital case, the fact finder may not be precluded from considering any
relevant mitigating evidence. (Skipper v. South Carolina (1986) 476 U.S.
1, 4, 106 S.Ct. 1669, 90 L.Ed.2d 1; Eddings v. Oklahoma (1982) 455 U.S.
104, 114, 102 S.Ct. 869, 71 L.Ed.2d 1.) The Eighth Amendment to the
federal Constitution requires that a capital jury be permitted to
consider in mitigation “ ‘any aspect of a defendant's character or
record, and any circumstance of the offense that the defendant proffers
as a basis for a sentence less than death.’ [Citation.]” (People v.
Williams, supra, 40 Cal.4th at p. 320, 52 Cal.Rptr.3d 268, 148 P.3d 47.)
As defendant observes, the defense may offer evidence
that the defendant, if permitted a life sentence, would behave in prison
and earn money toward the support of his or her family, or would adapt
well to prison life and would assist others by employing particular
skills, such as writing ability. (See, e.g., People v. Fudge (1994) 7
Cal.4th 1075, 1113-1115, 1117, 31 Cal.Rptr.2d 321, 875 P.2d 36.)
“Nonetheless, even in the penalty phase the trial court ‘ “determines
relevancy in the first instance and retains jurisdiction to exclude
evidence whose probative value is substantially outweighed by the
probability that its admission will create substantial danger of
confusing the issues or misleading the jury.” ’ [Citation.]” (People
v. Williams, supra, 40 Cal.4th at p. 320, 52 Cal.Rptr.3d 268, 148 P.3d
47.)
In the present case the defense was permitted to
introduce evidence of defendant's artistic activities in prison
suggesting positive aspects of his character or conduct and, in addition,
the possibility that income might be derived from his efforts. The
jury previously had learned that defendant had not filed any answer to
Mrs. Toovey's lawsuit. Defendant's attempt to present evidence
suggesting that the families of defendant's victims ultimately might
receive from his artistic efforts a form of financial restitution or
compensation for their suffering, however, was likely to lead to the
admission of evidence that in total was aggravating rather than
mitigating. As the trial court observed, the prosecutor would be
permitted to rebut such evidence with evidence highlighting the
devastating impact of defendant's acts upon the victims and their
families. In addition, the details and prospects of collecting such a
judgment would be subject to examination, with the result that the jury
would hear evidence that at best was speculative and confusing, and at
worst was morally offensive and hardly mitigating in nature. The trial
court did not abuse its discretion in excluding the testimony in
question.
5. Jury instruction on weighing of factors
Defendant raises several claims related to the
purported inadequacy of CALJIC No. 8.88 (1989 rev.), which instructs the
jurors regarding the weighing of circumstances in aggravation and
mitigation in deciding the appropriate penalty.
a. Trial court's refusal to instruct on single
mitigating circumstance
Defendant requested that the jury be instructed that
a single mitigating circumstance could outweigh multiple aggravating
circumstances and by itself justify a verdict of life imprisonment
without the possibility of parole. The trial court denied the request.
Defendant urges that the language of CALJIC No. 8.88, the standard
instruction given to the jury, refers to the jury's consideration of the
totality of the aggravating circumstances and the totality of the
mitigating circumstances and that the instruction advises that in order
to return a verdict of death, each juror must be persuaded that the
aggravating circumstances are so substantial in comparison with the
mitigating circumstances that death is warranted instead of life
imprisonment without the possibility of parole. Defendant suggests
that, as a result, the jury may have believed that more than one
mitigating factor must be demonstrated in order to avoid a verdict of
death.
As we have concluded previously, the trial court did
not err in declining to give the instruction requested by defendant. (People
v. Cook (2007) 40 Cal.4th 1334, 1364, 58 Cal.Rptr.3d 340, 157 P.3d 950;
People v. Breaux (1991) 1 Cal.4th 281, 316-317, 3 Cal.Rptr.2d 81, 821
P.2d 585; People v. Williams (1988) 45 Cal.3d 1268, 1322, 248 Cal.Rptr.
834, 756 P.2d 221.) In addition, we have held such an instruction “was
misleading, because it wrongly implied that at least one mitigating
factor was needed to justify a sentence of life imprisonment without
parole. (See People v. Johnson, supra, 6 Cal.4th 1, 52, 23 Cal.Rptr.2d
593, 859 P.2d 673.)” (People v. Cook, supra, 40 Cal.4th at p. 1364, 58
Cal.Rptr.3d 340, 157 P.3d 950.)
b. The asserted creation of a presumption in favor
of a death verdict by the “so substantial” language
Defendant contends that the “so substantial” language
of CALJIC No. 8.88 is unconstitutionally vague under the Eighth
Amendment. Defendant acknowledges that we previously have rejected
this claim (see, e.g., People v. Jackson, supra, 13 Cal.4th at pp.
1242-1243, 56 Cal.Rptr.2d 49, 920 P.2d 1254), and raises it here solely
to preserve the issue for federal review.
Defendant contends that the “so substantial”
language also “does not convey the threshold requirement that
aggravation outweigh mitigation” and effectively creates a presumption
in favor of a death verdict by suggesting at the outset that the
circumstances in aggravation are substantial. We have rejected similar
claims in previous cases. (People v. Carter (2003) 30 Cal.4th 1166,
1226, 135 Cal.Rptr.2d 553, 70 P.3d 981.)
6. Other claimed instructional errors
Contrary to defendant's claim, the jury need not be
instructed concerning which factors, pursuant to section 190.3, are
aggravating and which are mitigating. (People v. Rogers (2006) 39
Cal.4th 826, 897, 48 Cal.Rptr.3d 1, 141 P.3d 135 (Rogers ); People v.
Carter, supra, 30 Cal.4th at pp. 1229-1230, 135 Cal.Rptr.2d 553, 70 P.3d
981.)
The instructions did not invite the jury to consider
inapplicable factors in aggravation. (Rogers, supra, 39 Cal.4th at pp.
897-898, 48 Cal.Rptr.3d 1, 141 P.3d 135.)
The instruction concerning the jury's sentencing
discretion was not vague or misleading. (People v. Cook, supra, 39
Cal.4th 566, 617-618, 47 Cal.Rptr.3d 22, 139 P.3d 492.)
Contrary to defendant's claim, comparative intercase
proportionality review is not required by the United States Constitution
(People v. Snow (2003) 30 Cal.4th 43, 126-127, 132 Cal.Rptr.2d 271, 65
P.3d 749), although intracase proportionality review is available. (Rogers,
supra, 39 Cal.4th at pp. 894-895, 48 Cal.Rptr.3d 1, 141 P.3d 135; People
v. Hillhouse (2002) 27 Cal.4th 469, 511, 117 Cal.Rptr.2d 45, 40 P.3d
754.)
CALJIC No. 2.11, explaining that neither party is
required to call all witnesses or produce all objects or documents, does
not invite the jury to speculate with regard to nonstatutory aggravating
factors. (People v. Mickey (1991) 54 Cal.3d 612, 702, 286 Cal.Rptr.
801, 818 P.2d 84.)
The statutory language referring to aggravating and
mitigating circumstances is not vague or ambiguous. (Prince, supra, 40
Cal.4th at p. 1298, 57 Cal.Rptr.3d 543, 156 P.3d 1015; People v.
Morrison (2004) 34 Cal.4th 698, 729, 21 Cal.Rptr.3d 682, 101 P.3d 568.)
The trial court was not required to instruct the jury
that “life in prison without possibility of parole means exactly what it
says: The defendant will be in prison for the rest of his life.” (People
v. Sanders (1995) 11 Cal.4th 475, 561-562, 46 Cal.Rptr.2d 751, 905 P.2d
420; see Rogers, supra, 39 Cal.4th at p. 899, 48 Cal.Rptr.3d 1, 141
P.3d 135; People v. Jones (1997) 15 Cal.4th 119, 189-190, 61 Cal.Rptr.2d
386, 931 P.2d 960.)
7. Cumulative prejudice
Defendant contends that the asserted errors arising
at the penalty phase were cumulatively prejudicial and that those errors,
considered together with the asserted errors affecting the guilt phase,
were prejudicial at the penalty phase. Defendant, urging that the
defense case in mitigation was “compelling,” emphasizes that the guilt
phase claims related to the prosecutor's “allegations” of molestation,
his “maligning” of Dr. Crinella's opinion, and his “treading” upon
defendant's right to remain silent “tipped the scales” against defendant.
Defendant further suggests that the “explosively prejudicial” impact
on the penalty determination of various guilt phase and penalty phase
errors must be determined under the standard applicable to review of
federal constitutional error as set forth in Chapman v. California
(1967) 386 U.S. 18, 87 S.Ct. 824, 17 L.Ed.2d 705, and that to the extent
the assertion of error is not based upon the federal Constitution, the
claimed error must be reviewed under the test of state law error
applicable at the penalty phase, as described in Brown, supra, 46 Cal.3d
432, 448, 250 Cal.Rptr. 604, 758 P.2d 1135. (See, e.g., Robinson, supra,
37 Cal.4th at pp. 641-642, 36 Cal.Rptr.3d 760, 124 P.3d 363.) As we
previously have explained, however, “ ‘Brown's “reasonable possibility”
standard and Chapman's “reasonable doubt” test ․ are the same in
substance and effect.’ ” (People v. Gonzalez, supra, 38 Cal.4th at p.
961, 44 Cal.Rptr.3d 237, 135 P.3d 649, fn. omitted.) Having reviewed
and rejected all of the guilt phase and all except one of the penalty
phase assertions of error, we conclude there was no cumulative error.
8. Failure to give curative instructions
Defendant asserts the trial court was obligated sua
sponte to give curative instructions after the prosecutor engaged in the
actions and argument that, in defendant's view, constituted misconduct.
We have concluded above that the prosecutor did not commit misconduct.
No such curative instructions were required. (People v. Cole (2004)
33 Cal.4th 1158, 1204, fn. 12, 17 Cal.Rptr.3d 532, 95 P.3d 811.)
9. Multiple-murder special circumstance-narrowing
function
Defendant asserts the multiple-murder special
circumstance fails to narrow the class of persons eligible for the death
penalty, as required by the federal Constitution. “[C]ategorizing as
especially deserving of the ultimate penalty those offenders who kill
two or more victims in one criminal event is not arbitrary, unfair or
irrational, and performs the necessary narrowing of the pool of
potential offenders required by the Eighth Amendment to the United
States Constitution.” (People v. Boyette (2002) 29 Cal.4th 381, 440,
127 Cal.Rptr.2d 544, 58 P.3d 391; see People v. Yeoman, supra, 31
Cal.4th 93, 165, 2 Cal.Rptr.3d 186, 72 P.3d 1166.)
10. Asserted unconstitutional vagueness of section
190.3, factor (a)
Defendant also asserts that section 190.3, factor
(a), which permits the jury to consider the circumstances of the crime
as a possible aggravating factor, is so broad and ill defined that it
encourages jurors to impose the death penalty arbitrarily and
capriciously. Defendant provides examples from California decisions
demonstrating that prosecutors have relied upon a wide range of facts in
arguing that the circumstances of the crime should be treated as an
aggravating factor. As we previously have noted, judicial decisions
have rejected these vagueness and overbreadth arguments. (See Tuilaepa
v. California (1994) 512 U.S. 967, 975-976, 114 S.Ct. 2630, 129 L.Ed.2d
750 (Tuilaepa ); People v. Cook, supra, 40 Cal.4th p. 1366, 58 Cal.Rptr.3d
340, 157 P.3d 950; Panah, supra, 35 Cal.4th at p. 499, 25 Cal.Rptr.3d
672, 107 P.3d 790; People v. Carpenter (1999) 21 Cal.4th 1016, 1064, 90
Cal.Rptr.2d 607, 988 P.2d 531.) As the high court stated in Tuilaepa,
“[t]he circumstances of the crime are a traditional subject for
consideration by the sentencer, and an instruction to consider the
circumstances is neither vague nor otherwise improper under our Eighth
Amendment jurisprudence.” (Tuilaepa, supra, 512 U.S. at p. 976, 114
S.Ct. 2630; People v. Cook, supra, 40 Cal.4th p. 1366, 58 Cal.Rptr.3d
340, 157 P.3d 950.)
11. Delay in execution
Defendant claims that the “extraordinary delay” that
is transpiring between his sentencing and the execution of his
punishment constitutes cruel and unusual punishment. (Lackey v. Texas
(1995) 514 U.S. 1045, 115 S.Ct. 1421, 131 L.Ed.2d 304 (mem. opn. of
Stevens, J., on denial of cert.).) We repeatedly have concluded that
delay, whether in the appointment of counsel on appeal or in processing
the appeal, or both, does not inflict cruel or unusual punishment within
the meaning of the state or federal Constitution. (Prince, supra, 40
Cal.4th at p. 1298, 57 Cal.Rptr.3d 543, 156 P.3d 1015; People v.
Demetrulias (2006) 39 Cal.4th 1, 45, 45 Cal.Rptr.3d 407, 137 P.3d 229 (Demetrulias );
People v. Lewis (2004) 33 Cal.4th 214, 232-233, 14 Cal.Rptr.3d 566, 91
P.3d 928; People v. Lenart (2004) 32 Cal.4th 1107, 1131, 12 Cal.Rptr.3d
592, 88 P.3d 498.)
12. Challenges to California's death penalty
scheme
Defendant raises numerous constitutional challenges
to the California death penalty statute that we repeatedly have rejected
in prior decisions. Defendant has not persuaded us to reexamine these
holdings.
a. “Narrowing function; overbreadth of statutory
array”
California's death penalty statute does not fail to
narrow the class of offenders who are eligible for the death penalty, as
is required by the Eighth Amendment, nor has the statute been expanded
“beyond consistency with” the Fifth and Fourteenth Amendments. (Prince,
supra, 40 Cal.4th at pp. 1297-1298, 57 Cal.Rptr.3d 543, 156 P.3d 1015; Lewis
and Oliver, supra, 39 Cal.4th at p. 1068, 47 Cal.Rptr.3d 467, 140 P.3d
775; People v. Gray, supra, 37 Cal.4th at p. 237, 33 Cal.Rptr.3d 451,
118 P.3d 496; Robinson, supra, 37 Cal.4th at p. 655, 36 Cal.Rptr.3d
760, 124 P.3d 363; People v. Smithey (1999) 20 Cal.4th 936, 1017, 86
Cal.Rptr.2d 243, 978 P.2d 1171.)
b. Absence of written findings
“The California death penalty statute is not
unconstitutional in failing to require the jury to make written findings
concerning the aggravating circumstances relied upon, nor does the
failure to require written findings preclude meaningful appellate review.”
(Prince, supra, 40 Cal.4th at p. 1297, 57 Cal.Rptr.3d 543, 156 P.3d
1015; see Alfaro, supra, 41 Cal.4th at pp. 1331-1332, 63 Cal.Rptr.3d
433, 163 P.3d 118; Robinson, supra, 37 Cal.4th at 655, 36 Cal.Rptr.3d
760, 124 P.3d 363; People v. Morrison, supra, 34 Cal.4th at pp.
730-731, 21 Cal.Rptr.3d 682, 101 P.3d 568.)
c. Absence of instructions on burden of proof
The absence of instructions to the jury concerning
the correct burden of proof did not infringe upon defendant's
constitutional rights. (Alfaro, supra, 41 Cal.4th at p. 1331, 63
Cal.Rptr.3d 433, 163 P.3d 118; Prince, supra, 40 Cal.4th at p. 1297, 57
Cal.Rptr.3d 543, 156 P.3d 1015.) “Failure to require that the jury
unanimously find the aggravating circumstances true beyond a reasonable
doubt, to find unanimously and beyond a reasonable doubt that
aggravating circumstances outweigh mitigating circumstances, or to
require a unanimous finding beyond a reasonable doubt that death is the
appropriate penalty does not violate the Fifth, Eighth, or Fourteenth
Amendment guarantees of due process and a reliable penalty determination.”
(Prince, supra, 40 Cal.4th at p. 1297, 57 Cal.Rptr.3d 543, 156 P.3d
1015; see People v. Cook, supra, 40 Cal.4th 1334, 1365, 58 Cal.Rptr.3d
340, 157 P.3d 950; Box, supra, 23 Cal.4th at p. 1217, 99 Cal.Rptr.2d
69, 5 P.3d 130.) Neither Apprendi v. New Jersey (2000) 530 U.S. 466,
120 S.Ct. 2348, 147 L.Ed.2d 435, nor Ring v. Arizona (2002) 536 U.S.
584, 122 S.Ct. 2428, 153 L.Ed.2d 556, nor Blakely v. Washington (2004)
542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403, “affects California death
penalty law or otherwise justifies reconsideration of the foregoing
decisions.” (People v. Morrison, supra, 34 Cal.4th at p. 731, 21
Cal.Rptr.3d 682, 101 P.3d 568.) The high court's recent decision in
Cunningham v. California (2007) 549 U.S. 270, 127 S.Ct. 856, 166 L.Ed.2d
856 merely extends the Apprendi and Blakely analyses to California's
determinate sentencing law and has no apparent application to
California's capital sentencing scheme. (Prince, supra, 40 Cal.4th at
p. 1297, 57 Cal.Rptr.3d 543, 156 P.3d 1015.) In Apprendi, supra, 530
U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435, the high court “found a
constitutional requirement that any fact, other than a prior conviction,
which increases the maximum penalty for a crime must be formally charged,
submitted to the fact finder, treated as a criminal element and proved
beyond a reasonable doubt. [Citation.] But under the California
penalty scheme, once the defendant has been convicted of first degree
murder and one or more special circumstances have been found true beyond
a reasonable doubt, death is no more than the prescribed statutory
maximum for the offense; the only alternative is life imprisonment
without the possibility of parole.” (People v. Anderson (2001) 25
Cal.4th 543, 589-590, fn. 14, 106 Cal.Rptr.2d 575, 22 P.3d 347; Prince,
supra, 40 Cal.4th at pp. 1297-1298, 57 Cal.Rptr.3d 543, 156 P.3d 1015.)
d. Absence of requirement that the jury agree as
to aggravating factors
We previously have concluded the federal Constitution
does not require that the jury agree or be instructed it must agree
which aggravating factors are applicable. (People v. Cook, supra, 40
Cal.4th at p. 1365, 58 Cal.Rptr.3d 340, 157 P.3d 950; People v. Cook,
supra, 39 Cal.4th at p. 603, 47 Cal.Rptr.3d 22, 139 P.3d 492; Robinson,
supra, 37 Cal.4th at p. 654, 36 Cal.Rptr.3d 760, 124 P.3d 363; People
v. Young (2005) 34 Cal.4th 1149, 1233, 24 Cal.Rptr.3d 112, 105 P.3d
487.)
e. Effect of use of “extreme” in section 190.3,
factor (d), concerning mental disturbance
As we have stated generally, “the use of the terms
‘extreme’ or ‘substantial’ does not improperly limit the jury's
consideration of mitigating evidence in violation of the Fifth, Sixth,
Eighth, or Fourteenth Amendments.” (Prince, supra, 40 Cal.4th at p.
1298, 57 Cal.Rptr.3d 543, 156 P.3d 1015; People v. Smith (2003) 30
Cal.4th 581, 642, 134 Cal.Rptr.2d 1, 68 P.3d 302.) We have rejected
the claim that the word “extreme” should be omitted from the language of
section 190.3, factor (d). (People v. Yeoman, supra, 31 Cal.4th at p.
145, 2 Cal.Rptr.3d 186, 72 P.3d 1166.)
f. Prosecutorial discretion
We also have rejected claims that the death penalty
statute unconstitutionally grants unfettered discretion to prosecutors
to decide whether to charge eligible defendants with a capital offense
or seek the death penalty, resulting in disparate imposition of the
death penalty throughout the state. (Alfaro, supra, 41 Cal.4th at p.
1330, 63 Cal.Rptr.3d 433, 163 P.3d 118; Prince, supra, 40 Cal.4th at p.
1298, 57 Cal.Rptr.3d 543, 156 P.3d 1015; People v. Vieira (2005) 35
Cal.4th 264, 304, 25 Cal.Rptr.3d 337, 106 P.3d 990; Box, supra, 23
Cal.4th at p. 1217, 99 Cal.Rptr.2d 69, 5 P.3d 130.)
g. Frequency of imposition of death penalty in
light of international norms
Our sentencing scheme does not violate international
norms of humanity and decency. “ ‘ “ ‘International law does not
prohibit a sentence of death that is rendered in accordance with state
and federal constitutional and statutory requirements.’ ” ' ” (Alfaro,
supra, 41 Cal.4th at p. 1332, 63 Cal.Rptr.3d 433, 163 P.3d 118.)
“Defendant points out that all Western European
countries, and many others around the world, have either abolished the
death penalty or restrict its use to extraordinary crimes. He contends
that this near-consensus demonstrates evolving standards of decency and
humanity that should be deemed to bar use of execution ‘as a regular
form of punishment’ under the Eighth Amendment to the United States
Constitution. As we recently said, however, ‘[d]efendant's argument
that the use of capital punishment “as regular punishment for
substantial numbers of crimes” violates international norms of human
decency and hence the Eighth Amendment to the United States Constitution
fails, at the outset, because California does not employ capital
punishment in such a manner. The death penalty is available only for
the crime of first degree murder, and only when a special circumstance
is found true; furthermore, administration of the penalty is governed
by constitutional and statutory provisions different from those applying
to “regular punishment” for felonies. (E.g., Cal. Const., art. VI,
§ 11; §§ 190.1-190.9, 1239, subd. (b).)’ ” (People v. Brasure (2008)
42 Cal.4th 1037, 1071-1072, 71 Cal.Rptr.3d 675, 175 P.3d 632, quoting
Demetrulias, supra, 39 Cal.4th at pp. 43-44, 45 Cal.Rptr.3d 407, 137
P.3d 229; see Moon, supra, 37 Cal.4th at p. 48, 32 Cal.Rptr.3d 894, 117
P.3d 591; accord, People v. Bell, supra, 40 Cal.4th at p. 621, 54
Cal.Rptr.3d 453, 151 P.3d 292.)
h. Imposition of death penalty balanced with
postconviction relief
Defendant incorporates by reference Justice
Blackmun's dissenting opinion in Callins v. Collins (1994) 510 U.S.
1141, 1143, 114 S.Ct. 1127, 127 L.Ed.2d 435, concerning procedural
barriers to habeas corpus relief, adding that the limitations to federal
postconviction proceedings described in that opinion apply to California
postconviction proceedings as well. We previously have rejected this
claim. (Demetrulias, supra, 39 Cal.4th at pp. 44-45, 45 Cal.Rptr.3d
407, 137 P.3d 229; People v. Fairbank (1997) 16 Cal.4th 1223, 1255, 69
Cal.Rptr.2d 784, 947 P.2d 1321.)
i. Adequacy of federal and state court
postconviction relief
Defendant relies upon Justice Blackmun's concurring
opinion in Sawyer v. Whitley (1992) 505 U.S. 333, 357-360, 112 S.Ct.
2514, 120 L.Ed.2d 269, which discusses the increasing procedural
barriers to the consideration of the claims of condemned prisoners in
federal habeas corpus proceedings, and asserts that the mounting federal
habeas corpus procedural barriers, considered with increasing comparable
barriers in the state courts, have rendered the system of review of
capital convictions and sentences more arbitrary and less reliable than
it was at the time capital punishment was resumed in the 1970's.
Defendant has not established or provided authority for the proposition
that such a result has occurred.
j. Cruel and unusual punishment-asserted arbitrary
administration of the death penalty
Defendant adopts by reference Judge Noonan's
dissenting opinion in Jeffers v. Lewis (9th Cir.1994) 38 F.3d 411,
425-427, urging that the administration of the death penalty in
California is so arbitrary as to constitute cruel and unusual punishment.
We previously have rejected this argument. (Demetrulias, supra, 39
Cal.4th at pp. 44-45, 45 Cal.Rptr.3d 407, 137 P.3d 229.)
13. Cruel and unusual punishment: lethal injection
Defendant contends that California's method of
execution by lethal injection constitutes cruel and unusual punishment,
in violation of the Eighth Amendment to the federal Constitution. We
repeatedly have rejected this claim. (Lewis and Oliver, supra, 39
Cal.4th at p. 1068, 47 Cal.Rptr.3d 467, 140 P.3d 775; People v. Young,
supra, 34 Cal.4th at p. 1234, 24 Cal.Rptr.3d 112, 105 P.3d 487.)
Moreover, asserted “ imperfections in the method of execution do not
affect the validity of the death judgment itself.” (People v. Boyer
(2006) 38 Cal.4th 412, 485, 42 Cal.Rptr.3d 677, 133 P.3d 581; see Baze
v. Rees (2008) ---U.S. ----, ----, 128 S.Ct. 1520, 1537-1538, 170 L.Ed.2d
420 [rejecting challenge to lethal-injection procedure of the State of
Kentucky based upon the Eighth Amendment]; Morales v. Hickman (2006)
438 F.3d 926, 931 [affirming federal district court's modification of
California's protocol for lethal injection in lieu of injunctive relief].)
14. Asserted ineffective assistance of counsel
Defendant contends he received constitutionally
defective assistance from his trial counsel at both the guilt and
penalty phases of his trial. “In order to establish a claim of
ineffective assistance of counsel, defendant bears the burden of
demonstrating, first, that counsel's performance was deficient because
it ‘fell below an objective standard of reasonableness ․ under
prevailing professional norms.’ [Citations.] Unless a defendant
establishes the contrary, we shall presume that ‘counsel's performance
fell within the wide range of professional competence and that counsel's
actions and inactions can be explained as a matter of sound trial
strategy.’ [Citation.] If the record ‘sheds no light on why counsel
acted or failed to act in the manner challenged,’ an appellate claim of
ineffective assistance of counsel must be rejected ‘unless counsel was
asked for an explanation and failed to provide one, or unless there
simply could be no satisfactory explanation.’ [Citation.] If a
defendant meets the burden of establishing that counsel's performance
was deficient, he or she also must show that counsel's deficiencies
resulted in prejudice, that is, a ‘reasonable probability that, but for
counsel's unprofessional errors, the result of the proceeding would have
been different.’ [Citation.]” (Lopez, supra, 42 Cal.4th at p. 966, 71
Cal.Rptr.3d 253, 175 P.3d 4, citing People v. Ledesma, supra, 39 Cal.4th
at pp. 745-746, 47 Cal.Rptr.3d 326, 140 P.3d 657.)
a. Failure to challenge jurisdiction based upon
treaty violation
As discussed above, we have entertained defendant's
jurisdictional challenge despite any failure by his counsel to raise
this claim at trial. Accordingly, defendant cannot establish prejudice
from the asserted deficient performance of trial counsel in this respect.
b. Failure to emphasize certain evidence in motion
to suppress
Defendant asserts that in moving to suppress evidence
of his confession, defense counsel failed specifically to make the
points raised in part II.A.3, ante (guilt phase contentions)-that in
advising defendant of his Miranda rights, Detective Edmonds did not
adequately advise him of his right to speak to an attorney and have an
attorney present during questioning, and failed to advise defendant that
he faced the death penalty. As we explained earlier, the detective
carefully and adequately advised defendant of his constitutional rights.
Accordingly, defendant's claim fails.
c. Failure to make a timely Pitchess motion
Because we have concluded that defendant's discovery
motion under Pitchess v. Superior Court, supra, 11 Cal.3d 531, 536-537,
113 Cal.Rptr. 897, 522 P.2d 305, properly was denied on its merits,
defendant cannot establish prejudice from any ineffective assistance of
trial counsel in failing to make the motion earlier.
d. Failure to object to excusal for cause of
Prospective Juror F.P.
Because we have determined that Prospective Juror F.P.
properly was excused for cause, defendant cannot establish prejudice
from any possible ineffective assistance of trial counsel in failing to
object when the trial court granted the prosecutor's challenge for
cause.
e. Failure to object to Detective Edmonds's guilt
phase opinion testimony
Defendant contends trial counsel failed to object to
the portion of defendant's tape recorded confession in which Detective
Edmonds conveyed his opinion that defendant had attempted to sexually
molest the Richards girls and had failed to tell the truth about his
actions. As we concluded above, Edmonds's comments in the course of
his interview with defendant do not constitute improper opinion
testimony. Moreover, trial counsel attempted to exclude all evidence
relating to that line of questioning. Trial counsel did not render
ineffective assistance.
f. Failure to object to prosecutorial misconduct
Because the prosecutor's arguments discussed above
were appropriate, there was no reason for an objection, and defense
counsel's failure to make an objection was not unreasonable.
Accordingly, the failure to object did not result in a violation of
defendant's constitutional right to the effective assistance of counsel.
(Lopez, supra, 42 Cal.4th at p. 968, 71 Cal.Rptr.3d 253, 175 P.3d 4; People
v. Dickey (2005) 35 Cal.4th 884, 915, 28 Cal.Rptr.3d 647, 111 P.3d 921;
Rodrigues, supra, 8 Cal.4th at p. 1126, 36 Cal.Rptr.2d 235, 885 P.2d 1;
see Holt, supra, 15 Cal.4th at p. 691, 63 Cal.Rptr.2d 782, 937 P.2d 213
[“Inasmuch as the comment [on defendant's lack of remorse] was not
improper, counsel had no basis for an objection and the failure to
object cannot be deemed incompetent”].)
As we have observed, “except in those rare instances
where there is no conceivable tactical purpose for counsel's actions,”
claims of ineffective assistance of counsel generally must be raised in
a petition for writ of habeas corpus based on matters outside the record
on appeal. (Lopez, supra, 42 Cal.4th at p. 972, 71 Cal.Rptr.3d 253,
175 P.3d 4; People v. Mendoza Tello, supra, 15 Cal.4th at pp. 266-267,
62 Cal.Rptr.2d 437, 933 P.2d 1134.) The rule is particularly apt when
the asserted deficiency arises from defense counsel's failure to object.
“[D]eciding whether to object is inherently tactical, and the failure
to object will rarely establish ineffective assistance.” (People v.
Hillhouse, supra, 27 Cal.4th at p. 502, 117 Cal.Rptr.2d 45, 40 P.3d 754;
see also People v. Dickey, supra, 35 Cal.4th at p. 914, 28 Cal.Rptr.3d
647, 111 P.3d 921; People v. Boyette, supra, 29 Cal.4th at p. 433, 127
Cal.Rptr.2d 544, 58 P.3d 391.) Here, the record establishes that
defense counsel had valid tactical reasons for not objecting to, and not
asking the trial court to tell the jury to disregard, the prosecutor's
arguments.
g. Failure to move for new trial
Defendant contends trial counsel rendered ineffective
assistance by failing to move for a new trial on the grounds of
prosecutorial misconduct, insufficiency of the evidence of defendant's
deliberation in the murders of the Richards girls, and the prejudicial
impact of the evidence suggesting sexual misconduct was committed upon
these victims. Because we have concluded there was no error as to the
underlying claims, it follows that trial counsel did not render
ineffective assistance in failing to seek a new trial on those grounds.
15. Motion for continuance to enable the defense
to review juror questionnaires
Defendant contends the trial court erred in denying
his motion for a continuance, following return of the penalty phase
verdict on November 16, 1990, that was sought to enable the defense to
receive and review questionnaires that it sent to individual jurors in
an attempt to ascertain (prior to the sentencing hearing set for
December 17, 1990) whether any juror misconduct had occurred. The
record reflects that a single juror response was received to the defense
questionnaire, which was sent to the jurors on December 7. The trial
court did not abuse its discretion in determining that the defense had
not shown good cause why a continuance was necessary.
Defendant has not demonstrated that any material
error occurred at the penalty phase, or that he suffered prejudice at
that stage of the proceedings.
III. CONCLUSION
The judgment is affirmed in its entirety.
FOOTNOTES
1. All
further references are to the Penal Code unless otherwise indicated.
2. At trial,
a tape recording of defendant's statement was played to the jurors,
which they followed on individual copies of a transcription.
3. In the
proceedings described below, defendant did not challenge the
jurisdiction of the California court to try him for these offenses.
Rather, defendant merely challenged any attempt by the state to assert
or impose the death penalty-on the ground that the American officials'
seizure of defendant was in violation of the treaty and international
law. It is established, however, that a jurisdictional claim raised
for the first time on appeal, is directed to our court's fundamental
authority to act and is not forfeited. (Cf. People v. Simon (2001) 25
Cal.4th 1082, 1095-1096, 108 Cal.Rptr.2d 385, 25 P.3d 598; 3 Witkin,
Cal. Procedure (4th ed. 1996) Actions, § 701, pp. 892-893.)
4. Jury
selection commenced on July 23, 1990, and concluded on September 5,
1990.
5. Defendant
requests that pursuant to Evidence Code section 452, we take judicial
notice of “the criminal cases referred to herein,” an apparent reference
to his petition for writ of mandate filed in this court (Salcido v.
Super. Ct. filed Sept. 10, 1990, S017395) challenging the trial court's
denial of his request for a commission to examine witnesses in Mexico.
The trial court ruled that defendant, as an individual, lacked standing
to receive such a commission for this purpose. Following our transfer
of the petition to the First District Court of Appeal, that court denied
the petition (Sept. 13, 1990, A050953) and we denied review. (Oct. 25,
1990, S017552.) We grant the request to take judicial notice of the
relevant documents. We deny defendant's additional requests under
Evidence Code section 452 to take judicial notice of “trial court
proceedings in other cases,” and “proceedings in this court in other
cases” consisting of references to the reporter's transcripts of the
trials in 51 automatic appeals we previously have decided.
6. Defendant
suggests that his in-flight confession was the fruit of an unlawful
interrogation conducted by Mexican officials, and that the “pattern and
practice” of that nation's officials make it “reasonable to assume” that
such interrogation was coerced and involuntary and that defendant was
not advised of his Miranda rights. Defendant also theorizes that his
confession to Mexican authorities may have been the result of torture or
other coercive methods, based upon reports of the general pattern and
practice of law enforcement authorities in Mexico as described in a
report issued by Amnesty International. (Amnesty International, Amnesty
International's Concerns Regarding Torture and Ill-Treatment in Mexico (AMR
41/17/97, Apr. 30, 1997).) Defendant contends his involuntary
confession to authorities in Mexico resulted in his confession to United
States law enforcement authorities, rendering the latter confession
subject to suppression as tainted by the former. Defendant relies upon
a comment by Detective Edmonds to defendant, in their transcribed
interview on the flight returning to the United States, that Edmonds
“heard” defendant had a reason for killing his wife, and asked whether
that was true.As defendant acknowledges, the record in general, and
Detective Edmonds's comment in particular, do not reflect that defendant
was interrogated in Mexico. According to the testimony offered at
hearings related to defendant's above-described pretrial motions (notably,
that of DEA Supervisor Heath relating his meeting with Mexico's
Assistant Attorney General Coelho Trejo (see ante, 79 Cal.Rptr.3d pp.
83-84, 186 P.3d p. 461)), defendant appeared on television in Mexico,
claiming to be a United States citizen and requesting that he be
returned to this country, and did not exhibit any signs of mistreatment.
Moreover, upon defendant's arrest and conveyance to Mazatlan, Mexican
officials promptly transported him to Mexico City, where officials
determined that defendant should be expelled and promptly transferred
him to the custody of United States officials.In asserting that a
coerced interrogation did occur or was likely to have occurred based
upon generalized studies of law enforcement practices in Mexico,
defendant contends, as discussed more fully below (post, 79 Cal.Rptr.3d
pp. 90-92, 186 P.3d pp. 467-468), that the trial court erred in denying
his motions for a commission to examine officials who were present at
defendant's arrest in Mexico or who were familiar with that nation's
interview practices. The trial court's denial of defendant's request
for a commission to interview foreign resident witnesses is discussed in
part II.A.4., post. Here we consider the claims related to the Miranda
warnings and the interview conducted by American officials during the
return flight to the United States.
7. At trial
defendant relied solely upon Wheeler and did not invoke Batson. We
have recognized that an objection on the basis of Wheeler also preserves
claims that may be made under Batson. (Lewis and Oliver, supra, 39
Cal.4th at pp. 1007-1008, 47 Cal.Rptr.3d 467, 140 P.3d 775; People v.
Yeoman (2003) 31 Cal.4th 93, 117-118, 2 Cal.Rptr.3d 186, 72 P.3d 1166.)
8. On
appeal, defendant does not challenge the prosecutor's reasons for
excusing Prospective Jurors J.F. and E.O. J.F., whom the prosecutor
earlier unsuccessfully challenged for cause, could not imagine
circumstances in which she could impose the death penalty, and the
prosecutor continued to believe her ability to follow the law was
“substantially impaired.” E.O. was habitually late and once had failed
to appear, and had a prior jury experience in which she was “positive”
that the person was not guilty. The prosecutor also observed the jury
included A.A., who was African-American, and D.D., who was “at least one-half
Japanese.”
9. The
excusal of these prospective jurors was not based to any substantial
degree upon his or her demeanor not reflected in the record. (Cf.
Snyder, supra, --- U.S. ----, ----, 128 S.Ct. at pp. 1208-1209.)
10. As
given to the jury, CALJIC No. 2.02 (1979 rev.) provided: “The specific
intent or mental state with which an act is done may be shown by the
circumstances surrounding the commission of the act. But you may not
find the defendant guilty of any offense charged in the information,
unless the proved circumstances are not only (1) consistent with the
theory that the defendant had the required specific intent or mental
state but (2) cannot be reconciled with any other rational conclusion.
[¶] Also, if the evidence as to any such specific intent or mental
state is susceptible of two reasonable interpretations, one of which
points to the existence of the specific intent or mental state and the
other to the absence of the specific intent or mental state, you must
adopt that interpretation which points to the absence of the specific
intent or mental state. If, on the other hand, one interpretation of
the evidence as to the specific intent or mental state appears to you to
be reasonable and the other interpretation to be unreasonable, you must
accept the reasonable interpretation and reject the unreasonable.”
11. Defendant's
claim that the prosecution failed to provide notice of the evidence it
intended to offer in aggravation refers to the following: (1)
defendant's lack of remorse for his crimes and (2) the circumstance that
the penalty of life in prison without possibility of parole would afford
defendant “a lifetime of unfettered leisurely pursuits.” The
prosecutor made both of these points in his closing argument, but did
not offer any related evidence in aggravation. The statute requiring
the prosecution to provide notice of aggravating evidence (§ 190.3) does
not require any notice relating to the prosecution's intended argument.
(People v. Holt (1997) 15 Cal.4th 619, 691, 63 Cal.Rptr.2d 782, 937
P.2d 213 (Holt ).) In any event, we shall examine both of these claims
as part of defendant's contention that the prosecution committed
misconduct in its closing argument. (See post, 79 Cal.Rptr.3d pp.
114-115, 186 P.3d pp. 487-488.)
GEORGE, C.J.
WE CONCUR: KENNARD, BAXTER, WERDEGAR, CHIN, MORENO,
and CORRIGAN, JJ.