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Prison authorities describe him as a brutal killer
and a former leader of the Aryan Brotherhood prison gang. Silverstein
maintains that the dehumanizing conditions inside the prison system are
responsible for the three murders he committed.
He is held "in a specially designed cell" at
Leavenworth federal penitentiary and is currently the longest held
prisoner in total solitary confinement within the Bureau of Prisons.
Early life
Silverstein was born in Long Beach, California, to
Virginia Silverstein. She divorced her first husband in 1952 while
pregnant with Thomas Silverstein and immediately married Thomas Conway,
who Thomas said was his natural father.
Four years later, she divorced Conway and married Sid
Silverstein, who legally adopted her son. Thomas Silverstein remembered
the marriage as rocky and fights as common.
Silverstein was timid, awkward, shy, and frequently
bullied as a child in the middle-class neighborhood where the family
lived. Everyone assumed that he was Jewish, and that too made him an
outcast. Virginia Silverstein told her son that if he ever came home
again crying because he had been beaten up by a bully, she would be
waiting to give him a second licking.
Silverstein states, “That’s how my mom was. She stood
her mud. If someone came at you with a bat, you got your bat and you
both went at it.” At age 14 Silverstein was sentenced to a California
reformatory where, he said, his attitudes about violence were reinforced.
“Anyone not willing to fight was abused.”
In 1971, at age nineteen, Silverstein was sent to San
Quentin for armed robbery. Four years later, he was paroled, but he was
arrested soon after along with his father, Thomas Conway, and his uncle
for three armed robberies. Their take was less than $1,400. A probation
officer later blamed the older men for getting Silverstein, then age
twenty-three, involved in the crimes. Silverstein was sentenced to 15
years for armed robbery.
Murders at Marion Supermax
In 1980, Silverstein was moved to USP Marion, at that
time the only “level six” (now called “supermax”) facility in the BOP,
after being convicted of the murder of inmate Danny Atwell. This
conviction was later overturned as based on false testimony from
jailhouse informants.
At Marion, Silverstein was housed in the “Control
Unit,” a virtual solitary confinement regime reserved for extreme
'management problems' (prisoners prone to assaultive and disruptive
behavior) in the prison.
In 1981, Silverstein was accused of the murder of
Robert Chappelle, a member of the DC Blacks prison gang. Silverstein was
again convicted based on testimony from informants and sentenced to life
in prison. Silverstein maintains he is innocent.
While Silverstein and Fountain were on trial for
Chappelle’s murder the bureau transferred Raymond “Cadillac” Smith, the
national leader of the D.C. Blacks prison gang, from another prison into
the control unit in Marion and put him in a cell near Silverstein’s.
From the moment Smith arrived in the control unit, prison logs show that
he began trying to kill Silverstein.
“I tried to tell Cadillac that I didn’t kill
Chappelle, but he didn’t believe me and he bragged that he was going to
kill me.” Silverstein recalled. “Everyone knew what was going on and no
one did anything to keep us apart. The guards wanted one of us to kill
the other.” Silverstein and another prisoner killed Smith, and
Silverstein received another life sentence.
Ironically, his initial conviction for the murder of
Atwell (the reason why he was transferred to USP Marion in the first
place) was quashed, as the testimony that convicted him was adjudged
perjured.
Murder of Merle E. Clutts
On October 22, 1983, Silverstein
killed Marion Officer Merle E. Clutts by stabbing him
with a shank. After being let out of his cell for a
shower, Silverstein used a ruse to get Clutts to walk
ahead of him, placing Silverstein between Clutts and
other officers. He then stopped at another cell, where
an inmate passed him the shank and unlocked his
handcuffs using a homemade key. Silverstein attacked
Clutts, stabbing him several dozen times. Silverstein
claims that Clutts was deliberately harassing him.
Following the murder of Clutts, Silverstein was
transferred to a special ”no human contact” cell at
Atlanta Prison.
Later that same day, after
Silverstein was secured and the unit returned to normal
operations, another inmate member of the Aryan
Brotherhood killed another federal corrections officer
in the same manner, stopping at a cell to have an
accomplice unlock his cuffs and pass him a shank.
Following these two murders, Marion was placed on an
indefinite lockdown.
Riot in the Atlanta penitentiary and transfer to
Leavenworth
During the 1987 riot by Cuban detainees at the
Atlanta federal penitentiary, the Cubans released Silverstein from his
isolation cell. They handed Silverstein over to the Federal Hostage
Rescue Team one week later.
BOP officials were reputedly afraid that Silverstein
would begin killing correctional officers held hostage by the Cubans.
BOP negotiators were able to convince the Cuban riot leaders to hand
over Silverstein as a gesture of good faith, a relatively easy decision
for them, given that Silverstein's status was peripheral to the aims of
the Cuban leaders during the riot.
Silverstein was subsequently moved to Leavenworth
Penitentiary in Leavenworth, Kansas, with his security recorded as "no
human contact." Silverstein was placed in a cell located underground.
The lights burned 24 hours a day and he was watched by guards constantly.
In 2005, when USP Leavenworth was designated to
become a medium security facility, Silverstein was moved to ADX Florence,
a supermax facility in Colorado. His earliest theoretical date of
release is November 2, 2095.
Allegations of torture and injustice
Silverstein claims that "no human contact” status is
essentially a form of torture reserved for those who kill correctional
officers. "When an inmate kills a guard, he must be punished," a Bureau
of Prisoners official told author Pete Earley. "We can’t execute
Silverstein, so we have no choice but to make his life a living hell.
Otherwise other inmates will kill guards too. There has to be some
supreme punishment. Every convict knows what Silverstein is going
through. We want them to realize that if they cross the same line that
he did, they will pay a heavy price."
Ted Sellers, a black former convict who met
Silverstein during 25 years spent in jail, said he became a "legend" at
Leavenworth. Sellers told BBC News Online "He is not as bad as they
portray. Sure he is dangerous if they push him to the wall. But there
were some dirty rotten guards at Marion... They would purposely screw
you around. You are dealing with a person locked up 23 hours a day. Of
course he's got a short fuse."
Silverstein also maintains that, since he was in the
Marion supermax on a conviction that was later overturned, he should
have been released long before, and would never have killed anyone but
for this false conviction and the brutality of the prison system.
Wikipedia.org
Solitary
Soul: Tommy Silverstein
Not even
the notorious “Birdman of
Alcatraz” was held in (total
solitary confinement) absolute
insolation, as I have been
subjected to the past 23 years!
He was able to see and speak
with his neighbors in adjacent
cells beside and across from his
cell at U.S.P. Leavenworth in
building 63 (where I had spent
over a year in 1979-80). Whereas
I am deprived of any and all
contact with fellow prisoners.
Prisoncrats
have sadly, but most definitely,
surpassed their previous
diabolical means of burying a
man alive in the twenty first
century since the Birdman’s era.
These
pathetically sadistic agents of
oppression eerily have excelled
at intensifying the environment
of sensory deprivation and
psychological torture, which is
what causes sane men to be
driven completely insane. This
has been scientifically proven;
I do not arbitrarily charge my
tormentors as “sadist.” They
know exactly the effects of long
term insolation and
intentionally, with malice and
forethought, continue it.
I’ll
include my recent appeal’s so
you can read it for yourself my
argument for getting out of this
damnation and their denials. We
have four levels of appeals. Two
at the prison, three to the
regional director and the last (fourth)
to the BOP director in
Washington, D.C.
We (prisoners)
seldom win an appeal. It’s
really just a sham they use to
assure the public that any
grievances we have are reviewed
by higher level administrators.
Which is comparable to the cops
policing themselves. Ha ha! It
is not worth the paper its
written on. I however went
through the process anyway in
order to obtain irrefutable
evidence, so no one would have
to just take my word regarding
my allegations. The BOP enjoys
giving the illusion that our
problems will be solved if we
(the prisoners) would only file
appeals. Although this process
is stress producing, it is a
legal requirement that I exhaust
all my administrative remedies (appeals)
before I can petition the courts
to hopefully make the BOP
officials do what they’re
determined not to do on their
own.
You’ll note
they don’t make it easy for me
in this regard either, because
as they often do when they don’t
want to address an issue,
they’ll dismiss it as “untimely”
or claim they didn’t receive it,
etc.
Prisoncrats,
like politicians, lack the
integrity to just spit it out as
they really see it, so they hide
behind the same procedures that
they’ve created and implemented;
so in the rare event someone
like me dares to expose this
nonsense, they can claim
everything was in accordance
with BOP policy.
This is one
reason we’ve started this site.
We hope to reveal, from a
prisoners personal perspective,
what truly goes on behind these
prison gates of hell, that are
seldom, if ever, presented by
the corporate, mainstream media,
much less seriously challenged.
On the contrary and sadly, when
they do bother to report on U.S.
penitentiaries, it’s miserably
inadequate and skewed in favor
of the prisoncrats. Their
premise being “them against us.”
“Us” being called the “worst of
the worst,” while guards use
that ploy to justify their
madness, abuse, and means of
confinement.
We welcome
one and all to our new site.
Regardless of sex, race,
religion, class, height, weight,
looks, education, citizenship,
etc. We honor your input and
interest in what all we share
together, so please don’t
hesitate to express yourself
whenever the urge strikes.
But I must
warn you, we believe in free
speech. A lot of folks say that,
until they hear what they don’t
like and suddenly want to ban it.
If anyone objects to adult
language, being expressed about
adult issues, I suggest you
stick with the mainstream
sources who spoonfeed the public
their sterilized sugar coated
version of events and commentary,
in fear of offending someone
who’ll stop buying their paper.
This site
also hopes to give the voiceless
an opportunity to finally be
heard loud and clear. We care
more about what’s said, than how
people say it!
If all goes
well, we hope to enlist some
profound columnist to share
their investigative insights
into the U.S. penal/injustice
system so you all can see what
is happening within the U.S.
penitentiaries since your hard
earned and over taxed dollars
are paying for it. You all
should have a say about how
these government asylums are run
and by whom. Especially when
George Bush and Attorney General
Alberto Gonzales continue to
assure the public that the U.S.
government doesn’t condone
torture.
When in
fact, both men support torture,
as evidenced by the 23 years I
have served in total solitary
confinement; torture intended to
make my life “a living hell.”
I’m an
American citizen, so if they can
get away doing it to me, they
can do it to anyone!
A former
law clerk to Clarence Thomas and
a member of the right wing
federalist society, John Woo,
was among a group of Bush
administration lawyers,
including Alberto Gonzales, now
Bush’s Attorney General, who
crafted legal justification
giving Bush a free hand to order
the torture of those he has
declared as “illegal combatants”
and held at Guantanamo Bay and
elsewhere. I am not an illegal
combatant and I am accused of
killing gang members (members of
a prison gang) and one prison
guard, not members of the armed
services fighting a war.
According
to the PBS documentary “The
Torture Question,” after 9/11, John
Yoo “wrote the first draft of a
sweeping war powers
authorization designed to give
president Bush unprecedented
power. The new statue would vest
virtually unlimited power in the
President to fight the war on
terror. Congress passed it
overwhelmingly.”
The
following quotes by John Yoo are
from New York magazine
(“Outsourcing Torture” by Jane
Mayer.):
“There is a
category of behavior not covered
by the legal system...if you
were an illegal combatant, you
didn’t deserve the protection of
the laws of war...they were
tried in a military court and
executed.”
Congress
has no power to “tie the
President’s hands in regard to
torture as an interrogation
technique.”
“It’s the
core of the commander in chief
function. They can’t prevent the
President from ordering
torture.”
Conservative my ass! These
people are Nazi’s!
This is not
surprising to U.S. prisoners
since we are regularly subjected
to this systems torturous
techniques. What Yoo has
professed publically isn’t
anything new to this governments
penal institutions and what they
do to its own confined
citizenry!
I’m not in
Abu Ghraib or one of this
governments secret prisons
abroad, where they send
suspected terrorist to be
tortured so they can later claim
the usual bureaucratic non-accountability
if and when their deceitful
maneuver is revealed. I am in
the U.S. of A.’s BOP’s most
Draconian and repressive
SuperMax penitentiary in this
country and perhaps the world.
It’s replaced the horrific U.S.P.
Marion in Illinois. The BOP
opened the Administrative
Maximum (ADX) in Florence,
Colorado, in1994. The BOP had
three decades to sharpen their
instruments of human destruction
and degradation, in order to
make “hell a living reality at
their new and improved monster
at the United States
Penitentiary (U.S.P.) in
Florence, Colorado.
Here is...
...where
real life is stranger than
fiction and in the absence of
light, darkness prevails
After 31
long hard years in some of
American’s most cruel and harsh
prisons; Solodad, San Quentin,
U.S.P. Leavenworth, Atlanta,
Marion and Florence, I now know
exactly why the Irish dramatist,
novelist, poet and wit, Oscar
Wilde, said after his
imprisonment for homosexual
offences (1895-97) that if you
ever want to see the scum of the
earth, go to your local prison
and observe the changing of the
guards.
In an
article entitled “US Prison
Torture and You” it states in
the early 1800 and 1900's
prisons warehoused prisoners in
dirty, stark, solitary
confinement cells (now they
leave a maddening bright light
on 24-7) and a large number of
them never left, or left with
serious mental disorders. A
delegation from Europe, came to
America and with the well known
author, Charles Dickens, toured
the U.S. prison system. Upon
completion of the tour, there
was a very negative report. But
something Charles Dickens wrote
played an integral part in
waking up society to the
inhumanity of solitary
confinement:
“I believe
that few men are capable of
estimating the immense amount of
torture and agony which this
dreadful punishment, prolonged
for years, inflicts. There is a
depth of terrible endurance in
it which none but the sufferers
can fathom. I hold this slow and
daily tampering with the
mysteries of the brain to be
immeasurably worse than any
torture of the body; and because
its ghastly signs and tokens are
not so palpable to the eye and
sense of touch as scars upon the
flesh; because its wounds are
not upon the surface, therefore
the more I denounce it as a
secret punishment which a
slumbering humanity is not
roused up to stay.”
This
commentary by Dickens, caused
the U.S. Supreme Court to review
the use of solitary confinement
and they concluded that it
indeed caused mental disorders
and was therefore a violation of
the 8th Amendment (the right to
be free from cruel and unusual
punishment). New guidelines were
established nationwide, banning
the use of solitary confinement
for more than 15 consecutive
days. This saved thousands of
prisoners and millions of tax
dollars. It also protected
society from the release of
damaged, often psychotic men and
women.
In 1952, an
administrator at the New Jersey
state prison figured a way
around the ban. At the time, he
truly believed in what he was
doing. He changed the name from
“solitary confinement” and
remained it “administrative
segregation” and classified it
as “treatment.”
Four years
later that administrator,
Richard R. Korn, realized he was
mistaken and that solitary, in
whatever disguise, could not be
treatment, that it did indeed
cause serious psychological
damage. He stood up and
protested it, but the system had
once again embraced it as a tool
of control. The consequences to
the prisoners and society be
damned.
An old
adage proclaims that the sure
sign of insanity, is repeating
the same mistakes over again,
expecting a different result.
Since
history clearly shows us that
solitary confinement does more
harm than good, proves the
idiocy and sadistic mentality of
prison administrators who
embrace this barbaric, medieval
practice that is a crime against
humanity.
More to
follow, but for now, I wish you
all and hope you all continue to
visit us!
Your new
pal, I hope!
Tommy
Silverstein
#14634-116, Z-13-040-L
TommySilverstein.com
America's
Most Dangerous Prisoner?
"...Thomas
Silverstein, a man considered so
dangerous he was been isolated
from the outside world...."
Although Mr.
Thomas Silverstein has been
convicted of killings at Marion
U.S. Penitentiary during the
early 1980s (1981-1983). It
should be remembered that he had
never killed anyone while on the
street or at Leavenworth (the
conviction for killing the
inmate in 1980 at Leavenworth;
the one he was sent to Marion
for allegedly killing was
overturned by the Appellate
Court.) Therefore he was
wrongfully sent to Marion’s
segregation unit in 1980, in
that the conviction for the
murder of Danny Atwell was
overturned by the Appellate
Court because the federal
prosecutors based their case
against Silverstein, on
testimony given by inmate
informants who had cut deals
with the prosecutors.
November
22nd of 1981 at 7:15 p. m., the
body of Robert M. Chappelle, a
convicted killer and member of
the D.C. Blacks prison gang, was
found dead sprawled under his
bed in his locked cell. FBI
agents theorized that he had
been murdered while lying on his
bunk, with his head on a pillow
propped up against the cell bars..
Again federal prosecutors based
their case against Silverstein
on testimony given by inmate
informants. Tommy plead not
guilty but was convicted of
killing Robert Chappelle based
on the testimony of inmates that
cut deals with the prosecutor,
and the judge gave Tommy
Silversteinan a sentence of life
in prison for killing a gang
member serving a sentence for
murder in segregation at the
United States Penitentiary in
Marion, Illinois.
Again he
plead not guilty to the killing
of Chappelle as he had to the
murder of Atwell; although he
was well aware they were both
members of the D.C. blacks
prison gang. Tommy was again
sentenced to life in prison and
retained in the segregation unit.
Then Raymond Cadillac Smith, a
leader among the D.C. blacks was
transferred into the same unit
where Tommy was held.
The two
killings that Tommy Silverstein
admits to are the killing of
Raymond Cadillac Smith and a
senior guard by the name of
Merle Eugene Clutts, both were
killed by Silverstein within a
13 month span of time
(9-27-1982 & 10-22-1983).
Tommy
Silverstein explains that he
tried to tell Cadillac that he
didn’t kill Chapppelle, “but he
didn’t believe me and he bragged
that he was going to kill me.” Tommy
Silverstein says, “everyone knew
what was going on and no one did
anything to keep us apart. Merle
Eugene Clutts as well as many of
the other guards, “wanted one of
us to kill the other.” After
two attempts on his life by
Raymond Cadillac Smith, Tommy
was convicted of stabbing
Raymond Cadillac Smith to death
on September 27, 1982.
No single
incident in the Bureau’s history,
as Pete Earley said in The Hot
House, is as controversial as
what happened next. On October
22, 1983, Tommy Silverstein
stabbed Merle Eugene Clutts to
death in the control unit at
Marion while handcuffed and
escorted by three officers (guards)
from the shower back to his cell.
Silverstein came out of his
hand cuffs and then stabbed
Clutts 38 times while the other
two officers ran for safety. Clutts
was pronounced dead almost
immediately.
Silverstein
at the age of 31, was perhaps
the most notorious inmate at
Marion, particularly after he
killed Cadillac Smith. Other
prisoners saw Silverstein as a
defiant leader, unafraid of
guards; on the other side was
Merle Eugene Clutts, one of
Marion’s tougher guards with a
large watermelon belly and the
weathered looks of a man used to
working outdoors. A prisoner by
the name of John Greschner
recalls Clutts telling Tommy,
“Hey, I’m running this shit. You
ain’t running it. You’re a
fucking prisoner! I’m the cop.
Who the fuck do you think you
are?”
Silverstein
explains that Clutts thought it
would be fun to harass him and
punish him further for his
transgressions. Clutts passed
him when it was his turn to be
the first to go into the
recreation cage. Clutts
searched his cell more often
than those of other prisoners
and left Silverstein’s cell in a
shambles every time he searched
it. Clutts would hang on to
Silverstein’s mail and deliver a
big bundle of it all at once
after several days or weeks. Clutts
would shine his flashlight in
Silverstein’s eyes during the
inmate counts. Clutts would
also intentionally smudge his
artwork, teasing him and saying,
“I did a bit of work on your
painting.”
Clutts was
a bully, picking on Silverstein.
Tommy has always hated bullies
and he hated Clutts. What isn’t
disputed is that Clutts and
Silverstein disliked each other,
and this dislike turned to a
personal hatred. (The BOP
denies that Merle Eugene Clutts
harassed Silverstein, of course,
while other inmates claim
Silverstein is telling the truth.)
Over the
years, guards have made Officer
Merle Eugene Clutts into a
martyr, the inmates have done
the same with Tommy Silverstein.
“I told Tommy, hey man, when
you kill a cop, you know it’s
over. Your life is gone.” Then
Ronnie Bruscino, a convicted
murderer, in a cell near
Silverstein’s in 1983, continued,
“Twenty years from now every
guard will still know you are
the one who killed a cop,
because that is something the
guards never, never forget.”
That was 23
years ago. After five more
years in isolation, Tommy
Silverstein stopped violating
prison rules and settled down at
Leavenworth in 1987. Thus, he
has not received a disciplinary
report in 19 years. An
accomplishment for which Mr.
Silverstein should be rewarded,
not punished.
The only
reason I can think of to
transfer Tommy Silverstein to a
more punitive prison after 19
years of good behavior would be
provocation and/or additional
punishment. Provocation as well
as additional punishment and
torture is inconsistent with
modern penal practices and with
the BOP mission statement and
vision statement.
The
provocation of inmates is beyond
comprehension. Other than the
innate pleasure derived from
sadism, what benefit is derived
from deliberate provocation or
increased (meaningless)
punishment? If effective, it
can only lead to the unjust
killing of a prisoner or perhaps
a BOP employee?
Federal
Bureau of Prisons’ employees
should not be harmed as a result
of provocation or increased
meaningless punishment at the
whim of administrators within
the BOP. These administrators
should be prosecuted for
provoking inmates in their
charge, and for authorizing
additional (meaningless)
punishment they should be dealt
with very harshly for their
calloused treatment of those in
their charge.
TommySilverstein.com
*****
Dissent by SWYGERT (In Part)
Therefore,
although I would affirm Gometz'
conviction, I would vacate his
restitution sentence and remand
for resentencing in light of the
statutory mandate to make a
meaningful inquiry into his
financial resources. Because I
would reverse the convictions of
Silverstein and Fountain and
remand for new trail, a similar
order with respect to their
restitution sentences would be
unnecessary.
UNITED
STATES COURT OF APPEALS FOR
THE SEVENTH CIRCUIT
Nos.
82-2453, 82-2454, 82-2456,
82-2457
February
13, 1984, Argued—April 26,
1984, Decided
These
appeals by Thomas
Silverstein,
Clayton
Fountain, Edgar
Hevle, and Adolph
Reynosa from their
convictions for
complicity in the murder
of an inmate at Marion
Penitentiary, the
nation's maximum-security
federal prison, Garza v.
Miller, 688 F.2d 480,
482 (7th Cir. 1982),
afford a horrifying
glimpse of the sordid
and lethal world of
modern prison gangs.
The story begins with a
chance encounter in 1981
of three prisoners --
Galez, Perumean, and
defendant Silverstein --
in a county jail where
they were being held en
route to various prisons.
Galez, who like
Silverstein had come
from Marion, told
Perumean, and
Silverstein confirmed,
that a black inmate at
Marion named Chappelle
had "disrespected"
Vargas, a member of the
prison gang known as the
Mexican Mafia. Galez
reported that Vargas had
planned to kill
Chappelle but had given
up the idea when guards
had discovered and
confiscated the knife he
had secreted in his cell
for this purpose.
Silverstein was a member
of another prison gang,
a gang of white men
known as the Aryan
Brotherhood, its symbol
being the three-leaf
shamrock. He was, indeed,
a member of the three-man
"commission" that
governs the Aryan
Brotherhood. To qualify
for membership in the
Aryan Brotherhood you
must "make bones." As
one prisoner explained,
"In effect what it means
is you will kill
somebody. They
distinguish the weed
[sic] from the shaft
[sic]. You must have a
killer instinct. This is
to be among an elite and
it's not for just any
particular white guy."
The Aryan Brotherhood
and the Mexican Mafia
are allied, among other
things in their
hostility to black
inmates, who have their
own gangs. (On the
contemporary problem of
prison gangs see Fox,
Organizational and
Racial Conflict in
Maximum-Security Prisons,
chs. 3 and 5 (1982),
especially at p. 136;
Jacobs, New Perspectives
on Prisons and
Imprisonment, ch. 3
(1983); Jacobs,
Stateville: The
Pentitentiary in Mass
Society, ch. 6 (1977);
Porter, California
Prison Gangs: The Price
of Control, Corrections
Magazine, Dec. 1982, at
6.)
Later
in 1981, two inmates at
Marion -- David Ownes, a
member of the Aryan
Brotherhood (and the
government's principal
witness at the trial),
and defendant Hevle, a
member of the Aryan
Brotherhood's commission
-- were talking, and
Owens expressed
dissatisfaction with the
fact that the
Brotherhood had done
nothing to avenge the
insult to Vargas, a
member of an allied gang.
Hevle told Owens that
the Mexican Mafia should
be given time to do
something on its own.
Soon afterward Perumean
and defendant Reynosa
(Reynosa a member,
Perumean an "associate,"
of the Mexican Mafia)
found themselves
confined in another part
of Marion -- the
"Control Unit" (also
known as "H-Unit"),
where the most
refractory inmates are
kept. Reynosa,, who
earlier had told
Perumean that he too was
upset that the Mexican
Mafia had done nothing
to avenge Vargas, now (August
1981) told Perumean that
he had heard that
Chappelle, the "disrespecter"
of Vargas, was being
moved to the Control
Unit. The said "they"
were planning to kill
Chappelle and that
although he did not know
what "range" (group of
cells) in the Control
Unit Chappelle would be
on, "they" had people on
every range. If
Chappelle went to D
Range, "we" would get
him (presumably, the
Mexican Mafia -- Reynosa
and Perumean were in D
range). If he went to C
range, Tommy Silverstein
(now back in Marion, and
confined in the C range
of the Control Unit)
would get him, since
Silverstein owed Reynosa
a favor.
The
Control Unit at Marion
has four ranges, A
through D, together
housing 36 inmates on
average. The ranges are
locked at each end and
each cell has only one
occupant, who is let out
of his cell once a day
for about an hour and
ten minutes either to
recreate in the range
corridor or in the
Control Unit's special
recreation yard, or to
take a shower in the
shower room at the end
of the range. The
inmates of the Control
Unit are served their
meals in their cells by
guards. Although inmates
from different ranges
are not allowed to
mingle, they can
occasionally talk or
shout to each other.
From the Control Unit's
recreation yard it is
possible to shout
through windows at the
end of the range
corridors and in the
Control Unit's law
library to inmates
recreating in the yard,
because the windows give
on the yard. Within a
range inmates can talk
to each other between
cells and also while
recreating -- especially
since they are sometimes
permitted to recreate in
pairs.
A
few weeks after their
conversation, Owens
again asked Hevle what
the Aryan Brotherhood
intended to do about
Chappelle. Hevle replied
that Bartosh, another
member of the
Brotherhood at Marion,
was going to be sent
with Silverstein to
Atlanta ("writted to
Atlanta," in prison
lingo) to testify in a
case and the two would
discuss the matter there.
During this trip,
Bartosh and Silverstein
were frequently together,
and when they returned,
Bartosh told Owens that
Silverstein had told him
that Chappelle was on
Silverstein's range in
the Control Unit and
that Silverstein would
take care of him.
Nine
days later, after their
evening meal,
Silverstein and another
inmate of C range,
defendant
Fountain, an "associate"
of the Aryan Brotherhood,
were let out of their
cells to recreate. They
were not kept under
continuous observation
by guards during the
hour in which they were
roaming the corridor of
C range. An hour and a
quarter after
Silverstein and
Fountain were
returned to their cells
Chappelle was found dead
on the floor of his cell.
Medical evidence showed
that he had been
strangled about an hour
after eating, by a cord
held by two people as he
lay on his bed with his
head leaning against the
bars of the cell. The
next day Reynosa told
Perumean, "we finally
got the son of a bitch,"
and later Silverstein
told Perumean that he
and
Fountain had "yoked
the nigger."
Fountain told
another inmate, "I am
glad we killed him," and
Silverstein told another,
"I am just sorry I had
to kill him through the
bars and couldn't get
next to him."
The
jury convicted
Silverstein and
Fountain of
murder, and they were
sentenced to life
imprisonment. The jury
convicted Silverstein,
Hevle, and Reynosa of
conspiracy to murder.
Silverstein was
sentenced to 20 years in
prison, and Hevle and
Reynosa to 40 years each,
for this crime. All of
the sentences were made
consecutive to the other
sentences that the
defendants are serving.
The
lapse in security that
allowed Chappelle to be
murdered in his cell
cannot be passed over in
silence. Because there
is no applicable federal
death sentence, because
the Control Unit at
Marion imposes the most
rigorous confinement in
the federal prison
system, and because many
of the inmates confined
there are serving long
prison terms without
prospect of early parole,
the deterrent effects of
criminal punishment
cannot be relied upon to
control the crime rate
in the Control Unit.
It is true that since
the regulations
governing confinement in
a control unit in
federal prison do not
contemplate that a
prisoner will spend his
whole term of
imprisonment there, see
28 C.F.R. §§ 541.48,
541.49 (the average
length of stay in
Marion's Control Unit is
15-18 months), and since
the commission of an act
of violence in prison is
a ground for extending a
prisoner's stay in the
unit, see 28 C.F.R. §
541.41, inmates have
some disincentive to
violent behavior. That
disincentive is
reinforced by the fact
that a prisoner under
federal sentence (except
for drug offenses under
21 U.S.C. § 848) is
eligible for parole
after he has been in
prison for a maximum of
ten years, no matter how
long his sentence is --
even if he is serving
multiple life sentences
-- and that any
additional convictions
will reduce his
prospects for parole.
See 18 U.S.C. § 4205(a);
28 C.F.R. § 2.36(a).
But since parole in the
federal system is not
mandatory, the effect of
an additional conviction
on a prisoner's
prospects for parole is
inherently speculative,
and may be slight when
the prisoner's prospects
for parole are dim
anyway because of the
gravity of his original
crime. Cf. 28 C.F.R. §§
2.18- 2.20. Moreover,
Marion takes in state
prisoners who may be
serving time under
sentences that do not
allow for parole; there
are more than 50 state
prisoners at Marion.
All
things considered, to
many inmates of Marion's
Control Unit the price
of murder must not be
high and to some it must
be close to zero. This
makes it essential that
the prison authorities
protect the inmates from
each other. They try to
do that, of course, and
largely succeed.
Violence in federal
prisons is less, in
aggregate terms, than
popularly supposed.
Seven inmates were
killed in federal
prisons in 1980 (the
latest date for which
statistics have been
published) out of a
total inmate population
of almost 25,000, see
U.S. Dept. of Justice,
Bureau of Judicial
Statistics, Sourcebook
of Criminal Justice
Statistics -- 1982, at
550 (tab. 6.39), 567
(tab. 6.54).
Yet, considering that
inmates are supposed to
be both disarmed and
closely supervised,
prison killings should
be extremely rare. And,
while granting as we do
that federal court
decisions expanding
prisoners' rights to
challenge both
disciplinary measures
and the conditions of
confinement have made it
more difficult than it
once was to maintain
order in prisons, we
nevertheless were
distressed to be told by
government counsel at
the oral argument of
these appeals that even
though security measures
were intensified after
the murder of Chappelle,
they were soon
circumvented and another
inmate was murdered in
the Control Unit.
Both Silverstein and
Fountain have
been implicated in
previous reported cases
of prison killings, one
under the auspices of
the Aryan Brotherhood.
See United States v.
Mills, 704 F.2d 1553,
1555 (11th Cir. 1983);
United States v.
Fountain, 642
F.2d 1083, 1085-86 (7th
Cir. 1981). Another
murder of a black inmate
by members of the Aryan
Brotherhood is recounted
in State v. Farmer, 126
Ariz. 569, 617 P.2d 521
(1980). What happened in
the present case could
not have come as much of
a surprise to the
authorities.
The
argument pressed most
strongly on this appeal
that the judge
improperly excluded the
evidence of a key
defense witness, Norman
Matthews. Matthews had
been an inmate in C
range on the day of
Chappelle's murder and
had been let out to
recreate right after
Silverstein and
Fountain were
returned to their cells.
When called to the stand
to testify he was asked
whether he could
remember November 22,
1981, and when he
answered yes, how he
could remember it, to
which he replied, "It
was the day I killed
Chappelle."
Though it should not
have been unexpected --
Matthews had given a
statement to the FBI
confessing to the murder
-- his confession in
open court caused a
commotion. Defense
counsel said, "All right,
now Mr. Matthews, you
understand this is a
court of law and that
you are called here as a
witness but you have
rights under the Fifth
Amendment of the
Constitution of the
United States not to
incriminate yourself. Do
you understand that?"
Matthews replied, "Yes."
At this point the
prosecutor objected to
the questioning of
Matthews. The judge sent
the jury out and himself
questioned Matthews to
make sure he understood
and intended to waive
his Fifth Amendment
right. When the judge
finished explaining
Matthews' Fifth
Amendment right to him,
the prosecutor said, "Your
Honor, I think Mr.
Matthews should also be
advised of any potential
charges of perjury if in
fact he perjures himself
on the witness stand."
The judge then said to
Matthews, "Well, do you
understand that Mr.
Matthews? You are under
oath and that there
would be a possibility
that if you would make a
misstatement that you
could be indicted and
tried for perjury?"
Matthews replied, "maybe
I should take the Fifth
. . . You convinced me I
should protect my rights,
sir." The judge then
ruled that Matthews had
a right to remain silent,
recalled the jury, and
instructed it to
disregard the questions
that had been put to
Matthews and the answers
he had given.
If
before Matthews had
answered defense
counsel's opening
questions the judge,
sensing that Matthews
might unwittingly
incriminate himself, had
reminded him of his
Fifth Amendment right,
there could be no
objection, in these
appeals anyway, to the
judge's action. For that
was the holding of
United States v. Colyer,
571 F.2d 941, 946 (5th
Cir. 1978), and the
defendants do not
challenge it. See also
United States v.
Morrison, 535 F.2d 223,
228 (3d Cir. 1976).
Their argument, rather,
is that by blurting out
his confession in open
court Matthews forfeited
his right not to be
forced to incriminate
himself, so the judge
should have required him
to continue testifying
rather than excuse him.
By excusing a defense
witness over the
defendants' objection
without any basis in the
Fifth Amendment or any
other source of law for
doing so, the judge --
the argument continues
-- interfered with the
defendants' right to
defend themselves. See
Webb v. Texas, 409 U.S.
95, (1972).
Evaluation
of this argument
requires us to consider
two rules pertaining to
the privilege against
compulsory self-incrimination.
The first is that
allowing an
incriminating statement
to stand as evidence
against the person who
made it does not violate
the privilege even if he
was not aware of the
privilege when he made
the statement -- even if,
in other words, he was
not knowingly waiving a
constitutional right.
E.g., Minnesota v.
Murphy, 465 U.S. 420,
1142, (1984); Garner v.
United States, 424 U.S.
648, 654 n.9, (1976).
The reason behind this
rule is that if the
witness blurted out his
confession without
prodding, there was no
compulsory self-incrimination
and hence no violation
of the Fifth Amendment.
See Garner v. United
States, supra, 424 U.S.
at 654-55. This rule
would be applicable if
the government were
prosecuting Matthews and
seeking to use his
confession as evidence
against him; but it is
not. The rule is not
addressed to the
question whether a judge,
sensing that a witness
who is not a party may
have blundered into
making a self-incriminating
statement without
appreciating the
significance of his
action, inflicts a wrong
on a party to that case
by reminding the witness
of his Fifth Amendment
right and permitting him
to withdraw the
statement.
The
second rule is that if a
witness confesses on the
stand to wrongdoing he
cannot refuse to give
the details. See, e.g.,
Klein v. Harris, 667
F.2d 274, 287 (2d Cir.
1981). "The privilege [against
compulsory self-incrimination]
is to suppress the truth,
but that does not mean
that it is a privilege
to garble it. . . ."
United States v. St.
Pierre, 132 F.2d 837,
840 (2d Cir. 1942) (L.
Hand, J.), cert.
dismissed, 319 U.S. 41,
(1943). But since
Matthews' initial
testimony was suppressed,
his failure to elaborate
could
1345 not garble
that testimony in any
sense relevant to the
trial.
No
court has decided
whether the district
judge has the power to
protect a witness who
has begun to incriminate
himself from inadvertent
abandonment of his Fifth
Amendment privilege in
circumstances where the
government is not
seeking either to use
the witness's initial
testimony against him or
to get the witness to
elaborate on that
testimony in order to
prevent distortion. But
since in these
circumstances the judge
can caution a witness
before the witness
speaks ( Colyer), and it
would be illogical to
hold that he may not
caution the witness
seconds later after the
witness has blurted out
a damaging admission, we
hold that he may.
The
manner in which defense
counsel questioned
Matthews provides an
independent reason for
refusing to set aside
the defendants'
convictions because of
the exclusion of
Matthews' testimony. By
asking him whether he
realized that he had a
constitutional right not
to be forced to
incriminate himself,
counsel invited Matthews
to retract his answer
and assert his right,
and will not be heard to
withdraw the invitation.
And since Matthews'
affirmative answer
implied, as defense
counsel intended that it
should imply, that he
was testifying with due
awareness of the
possible consequences to
him of testifying, and
therefore presumably
with greater reluctance
to incriminate himself
falsely, the prosecutor
was entitled to verify
that Matthews really was
knowingly waiving his
Fifth Amendment right --
really was aware that he
did not have to testify
against himself but that
if he did so he could be
prosecuted and his
testimony used to
convict him. If there
was any error, therefore,
it was invited by
defense counsel's manner
of questioning Matthews.
The
judge's questions
designed to elicit
Matthews' understanding
of the significance of
his testifying were not
excessive in number or
badgering in tone or
phrasing, and therefore
we cannot agree that by
the manner of putting
them the judge drove a
key defense witness off
the stand; nor did the
prosecutor intimidate
the witness, as in
United States v.
Morrison, supra, 535
F.2d at 227-28, or
United States v. Smith,
156 U.S. App. D.C. 66,
478 F.2d 976, 979 (D.C.
Cir. 1973). And
therefore the judge was
also justified (indeed
compelled) to direct the
jury to disregard
Matthews' testimony, as
the prosecution was
deprived by Matthews'
assertion of his Fifth
Amendment privilege of
an opportunity to
cross-examine him.
The
judge's reference to the
threat of prosecution
for perjury if Matthews
testified presents a
related issue. The judge
said that a misstatement
could open Matthews to a
perjury prosecution.
This was literally true
but was likely to create
a misleading impression
because a critical
proviso was omitted: if
the misstatement was
deliberate. The
defendants argue that by
exaggerating to Matthews
the danger that he might
be prosecuted for
perjury if he testified
on their behalf, the
judge improperly drove
him from the stand even
if the judge's handling
of Matthews' Fifth
Amendment right was
impeccable.
In
different circumstances
we can easily imagine
that a judge's telling a
defense witness that a
misstatement (as
distinct from a
deliberate misstatement)
could result in perjury
charges would indeed be
reversible error if the
witness then declined to
testify; it would be an
unjustifiable
interference with a
criminal defendant's
right to defend himself
by calling witnesses.
But it was not fear of
perjury charges that led
Matthews to step down.
When he decided not to
testify he gave as his
reason his Fifth
Amendment right rather
than any fear of a
perjury prosecution. And
it is difficult to
imagine that he could
really have feared the
consequences of such a
prosecution.
Matthews is serving
three consecutive life
sentences (at least one
a state sentence) for
either two or three
murders (the record is
unclear on this point).
The incremental
punishment that would
result from a conviction
for perjury would be, as
a practical matter, zero.
Thus we cannot believe
that the judge's
misstatement about
misstatements could have
been the
1346 decisive
factor in Matthews'
decision not to testify;
if it was error, it was
harmless beyond a
reasonable doubt.
This
point may seem to
undermine our earlier
conclusion that Matthews
voluntarily asserted his
Fifth Amendment
privilege in declining
to testify. If he had
testified about the
murder of Chappelle and
his testimony had been
believed, he could have
been prosecuted for
murder but at worst this
would have meant another
consecutive life
sentence -- and what
would a fourth
consecutive life
sentence add to the
three previous ones? But
this is tantamount to an
argument that Matthews
had no Fifth Amendment
right not to testify in
the defendants' case
because he could not
really incriminate
himself, an argument
that will not wash
despite its practical
appeal.
To incriminate oneself
is, as the language of
the Fifth Amendment
makes clear ("No person
. . . shall be compelled
in any criminal case to
be a witness against
himself"), to expose
oneself to criminal
prosecution, Hoffman v.
United States, 341 U.S.
479, 486-87, (1951); In
re Folding Carton
Antitrust Litigation,
609 F.2d 867, 872 (7th
Cir. 1979), even if a
successful prosecution
is unlikely to add to
the punishments that one
is already undergoing
for other crimes.
Matthews' Fifth
Amendment right may not
have been worth much,
which leads us to wonder
why he bothered to
assert it; but there is
no more plausible
explanation of why he
decided not to testify.
The hypothesis that he
did so because he feared
being prosecuted for
perjury if he made an
honest mistake is even
less believable.
But,
the defendants argue, if
Matthews was allowed not
to testify, then at
least his pretrial
statements, which
included a confession to
the murder of Chappelle,
should have been
admitted under the
exception to the hearsay
rule for statements
against interest. See
Fed. R. Evid. 804(b)(3).
One condition of the
exception clearly was
satisfied. The declarant
was unavailable;
Matthews could not be
questioned in court
about the confession
once he took the Fifth
Amendment. Fed. R. Evid.
804(a)(1); 4 Weinstein &
Berger, Weinstein's
Evidence para.
804(a)[01] at pp. 804-34
to 804-35 (1981). And we
shall assume that the
confession was a
statement against
interest (so satisfying
another condition),
though the contrary
position is arguable
since Matthews could not
be further punished in
view of his life
sentences.
But there is still
another condition in
Rule 804(b)(3) that is
pertinent to this case:
"A statement tending to
expose the declarant to
criminal liability and
offered to exculpate the
accused is not
admissible unless
corroborating
circumstances clearly
indicate the
trustworthiness of the
statement." (Emphasis
added.) As this language
and the legislative
history indicate (see
Notes of Advisory
Committee on Proposed
Rule 803, Subdivision
(b), Exception (3); H.R.
Rep. No. 650, 93d Cong.,
1st Sess. 16 (1973)),
such statements are
suspect because of along-standing
concern -- whether or
not well-founded, see 5
Wigmore, Evidence in
Trials at Common Law §
1477 (Chadbourn rev. ed.
1974) -- that a criminal
defendant might get a
pal to confess to the
crime the defendant was
accused of, the pal
figuring that the
probability of his
actually being
prosecuted either for
the crime or for perjury
was slight. See, e.g.,
United States v. Tovar,
687 F.2d 1210, 1213 (8th
Cir. 1982) (per curiam);
Lyon v. State, 22 Ga.
399, 401 (1857).
The present case
provides a good
illustration of this
concern. Although not
shown to be a member of
the Aryan Brotherhood or
even a sympathizer,
Matthews may well be the
latter; for he is white,
and there was testimony
that "almost any solid
white man you run into
is a sympathizer. I
would say the greater
majority of the
institution." And, as we
have said, even if the
government prosecuted
Matthews either for the
murder of Chappelle or
for perjury, and
succeeded in convicting
him, it could not impose
significant punishment.
Cf. Chambers v.
Mississippi, 410 U.S.
284, 300 n. 20, (1973).
Unfortunately,
the precise meaning of
the corroboration
requirement in Rule
804(b)(3) is uncertain,
and is not much
1347 clarified by
either legislative
history or the cases.
See Tague, Perils of the
Rulemaking Process: The
Development, Application,
and Unconstitutionality
of Rule 804(b)(3)'s
Penal Interest Exception,
69 Georgetown L.J. 851,
958-70, 973-74 (1981).
In particular, it is
unclear from the rule's
language whether the
judge may look beyond
the evidence offered in
corroboration of the
statement to evidence
either directly
contradicting the
statement or
contradicting the
evidence offered to
corroborate it. If he
may look beyond, the
rule is open to the
objection that it
withdraws the
credibility
determination from the
jury. But probably he
may, in light of the
Advisory Committee's
admonition that "The
requirement of
corroboration should be
construed in such a
manner as to effectuate
its purpose of
circumventing
fabrication." It is
noteworthy that this
caution was offered
before the House
Committee further
strengthened the rule by
inserting the word "clearly,"
which had not been in
the proposed rule.
Evidence
that the judge was not
required to ignore
created a strong
inference that Matthews'
statements were totally
fabricated -- which
would be no surprise in
view of his de facto
immunity from being
punished for either
murder or perjury. Cf.
United States v.
MacDonald, 688 F.2d 224,
233 (4th Cir. 1982).
Although the fact that
Matthews was let out of
his cell before the
discovery of Chappelle's
body provides slight
corroboration for his
statements, the medical
evidence that Chappelle
was killed by two men
and the estimate of the
time of death entitled
the judge to conclude
that the circumstances
did not clearly indicate
that Matthews'
confession was
trustworthy. Cf. United
States v. Tovar, supra,
687 F.2d at 1213-14;
United States v.
Satterfield, 572 F.2d
687, 693 (9th Cir.
1978); Lowery v. State,
401 F. Supp. 604, 607-08
(D. Md. 1975), aff'd
without opinion, 532
F.2d 750 (4th Cir.
1976).
But even if the judge
should not have
considered any evidence
beyond that offered to
corroborate Matthews'
statement, he would have
had to exclude the
statement. The mere fact
that Matthews was out of
his cell shortly before
Chappelle's corpse was
discovered was not
clearly corroborative of
his confession, but
merely consistent with
it. It is not as if the
statement had contained
facts that only the
murderer could have
known, or if, as in
Donnelly v. United
States, 228 U.S. 243,
272, (1913), which Rule
804(b)(3) overruled,
there was other evidence
linking Matthews to the
crime. In either case
the requirement of clear
corroboration ("circumstances
solidly indicating
trustworthiness," United
States v. Barrett, 539
F.2d 244, 253 (1st Cir.
1976)) would have been
satisfied, at least if
one assumes (as we do
not) that the judge
could not consider the
medical evidence that
cast grave doubt on the
truth of Matthews'
statement. But on the
facts presented, the
requirement was not
satisfied.
We
reject the argument that
Matthews' out-of-court
confession (whether or
not trustworthy) is
further and conclusive
evidence that Matthews
waived his Fifth
Amendment right not to
testify at the
defendants' trial. The
confession was not made
under oath; and the
Fifth Amendment does not
allow the government to
force a man to adopt his
unsworn out-of-court
confession. United
States v. Diecidue, 603
F.2d 535, 552 (5th Cir.
1979).
We
turn now to Reynosa's
contention that the
judge misled the jury by
his response to a
question that the jury
submitted to him while
it was deliberating. The
question was: "Is it
possible to get the
testimony of August '81
of Silverstein and
Reynosa making contact
about murdering Robert
Marvin Chappelle?" The
judge and counsel
conferred about the
question. All agreed
that there had been no
such testimony.
The indictment, which
had been given to the
jury with the usual
instruction that it was
not evidence, charged
that Silverstein and
Reynosa made contact in
August 1981. But no
substantiating evidence
had been offered,
although the
conversation between
Reynosa and Perumean in
which Reynosa said that
Silverstein owed him a
favor and would if need
be "get" Chappelle did
take place in August,
and it implied contact,
direct or indirect,
between the two. The
judge suggested telling
the jury, "Sorry, it is
not possible to furnish
the requested testimony."
The defendants' lead
counsel agreed, provided
the judge added, "Continue
with your deliberations."
Reynosa's counsel did
not demur. The
defendants were not
present during this
exchange and the judge
did not reconvene the
jury. Instead he sent
the following note to
the jury: "Sorry, it is
not possible to furnish
the requested
information. Please
continue with your
deliberations. Judge
Foreman."
Reynosa argues that
his right to be present
throughout the trial was
infringed because he was
not in the courtroom
when the judge replied
to the question that the
jury had raised, and in
addition that the
judge's reply prejudiced
Reynosa's case by
implying that there had
been testimony about a
conversation between him
and Silverstein in
August 1981 about
murdering Chappelle.
Reynosa's counsel did
not object either to his
client's absence from
the courtroom or to the
judge's reply to the
jury's question;
necessarily therefore
Reynosa is arguing that
these were plain errors.
See Fed. R. Crim. P.
52(b).
Rule
43 of the Federal Rules
of Criminal Procedure
requires that the
defendant be present (if
he desires) "at every
stage of the trial," and
this has been held to
include the giving of a
supplementary
instruction or other
communication with the
jury after it has begun
deliberating. Rogers v.
United States, 422 U.S.
35, 39, (1975). But the
requirement is subject
to the doctrine of
harmless error. Id. at
40; United States v.
Burns, 683 F.2d 1056,
1059 (7th Cir. 1982);
United States v. Clavey,
565 F.2d 111, 119
(1977), modified en banc
on other grounds, 578
F.2d 1219 (7th Cir.
1978) (per curiam); Ware
v. United States, 376
F.2d 717, 719 (7th Cir.
1967); 3A Wright,
Federal Practice and
Procedure: Crim. 2d §
724 at p. 31 (1982).
It is most unlikely that
a different reply to the
jury's question would
have been formulated if
the defendants had been
present. It was not the
sort of question on
which counsel would be
likely to consult their
clients, or on which the
clients, if consulted,
would be likely to have
an answer that would
sway the judge. In Ware,
a similar case, this
court described as "fancifully
remote" the prospect
that the defendant's
presence would have
changed the outcome of
the trial. 376 F.2d at
718.
A
more troublesome point
is that the reply was
potentially misleading.
It could be understood
to imply that the
testimony the jury
wanted to read had
indeed been given but
that the transcript had
not yet been prepared,
or had been mislaid, or
the jury for some reason
was entitled to see the
transcript. (Another
possible interpretation
of the note, however, is
that no part of the
trial transcript --
whatever it might
contain -- was available
for the jury to see.)
The implication the jury
might have drawn -- that
there had indeed been
direct testimony about a
contact between
Silverstein and Reynosa
in August 1981 about
killing Chappelle but
that the pertinent pages
of the transcript were
for some reason
unavailable -- was
incorrect. The jury
should have been told
that there had been no
direct testimony about
such a contact but that
it could consider, if it
thought it significant,
whether the testimony
supported an inference
that such a contact had
been made.
But
we do not think the
instruction actually
given was so likely to
have changed the result
that a retrial is
necessary to avoid a
miscarriage of justice,
the test for whether an
error is "plain" within
the meaning of Rule 52.
United States v. Frady,
456 U.S. 152, 163 n. 14,
(1982); United States v.
Blackwell, 224 U.S. App.
D.C. 350, 694 F.2d 1325,
1341 (D.C. Cir. 1982).
It is true that the only
evidence of Reynosa's
participation in the
conspiracy consisted of
testimony by other
inmates as to
incriminating statements
that Reynosa had made.
But there was a good
deal of mutually
corroborating testimony
along these lines and if
the jury believed it, as
it was entitled to do,
then it had to convict
Reynosa, while if it
disbelieved the inmates'
testimony it had to
acquit him.
A suspicion (quite
possibly correct) that
Reynosa and Silverstein
had "made contact" (maybe
indirectly) in August
1981 could not have
tipped the scales. Of
course the fact that the
jury asked for the
transcript shows that
the question of such a
contact concerned at
least one juror, and the
form in which the judge
replied might have
confirmed the erroneous
recollection of a juror
or jurors who thought
there had been such
testimony. But since the
judge refused to supply
the requested transcript,
the jury
1349 could not
have placed decisive
weight on the erroneous
recollection of the
testimony. Whoever
wanted the transcript
must in the end have
been convinced that
there was enough other
evidence, as indeed
there was, to link
Reynosa to the
conspiracy to murder
Chappelle.
To
be plain, an error must
be conspicuous, at least
in hindsight, and maybe
the error in the
supplementary
instruction was; but it
must also be an error
that probably changed
the outcome of the trial,
and the fact that this
error cannot be
dismissed as harmless
(as can the error in
responding to the jury's
question without the
defendants' being
present) is not enough
to show that it probably
changed the outcome. See
United States v.
Blackwell, supra, 694
F.2d at 1341; 3A Wright,
supra, § 856 at p. 344.
No doubt the difference
between the standards of
plain and of harmless
error is small, but
there is some, and there
is a reason for it.
Reversing a conviction
on the basis of an error
that the defendant's
lawyer failed to bring
to the judge's attention
is inconsistent with the
premises of an adversary
system and disruptive of
the efficient operation
of the criminal justice
system. It is
justifiable only when
the reviewing court is
convinced that it is
necessary in order to
avert an actual
miscarriage of justice,
which implies the
conviction of one who
but for the error
probably would have been
acquitted. We are not
convinced that there was
such a miscarriage here.
We
also reject the argument
that acquiescence in the
form of the reply
demonstrates that
Reynosa's trial counsel
was ineffective. He made
a mistake, but (as we
have just said) not a
critical one; the
representation of none
of the defendants at
trial fell below the
threshold of minimum
professional competence.
Although
several other issues are
raised in the defendants'
briefs, none of them has
any possible merit.
Hevle argues with great
vigor that David Owens'
testimony was
unbelievable, noting
that he gave
contradictory testimony
on some points and
pointing out the irony
of the government's
relying on the testimony
of the man who proposed
that the Aryan
Brotherhood assassinate
Chappelle. But Owens'
testimony was richly
corroborated by that of
other inmates. If all
inmate testimony were
deemed inherently
incredible, few crimes
within prison walls
could be prosecuted --
or for that matter
defended.