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Robert T. SIDEBOTTOM
Robbery
5 days after
Killer Executed in Missouri
The New York Times
November 16, 1995
A 33-year-old Missouri
man was executed by injection early
Wednesday for beating his grandmother and
leaving her to die in her burning home in
1985.
The man, Robert
Sidebottom, who had been on death row since
1987, was executed at the Potosi
Correctional Center after the Supreme Court
turned down a last-minute request to stay
his execution.
His grandmother, May
Sidebottom, 74, was found unconscious by
police officers in her burning home in
Independence in October 1985. She died
within minutes.
State of Missouri v. Robert T. Sidebottom
753 S.W. 2d 915 (Mo. Banc 1988)
Robert T.
Sidebottom was executed on November 15, 1995
Case Facts:
In the early morning hours of October 4, 1985
Robert Sidebottom went to his grandmother’s home to get some money
from her. Sidebottom was with a co-worker whom he had been
drinking with most of the evening.
Upon returning to the car,
Sidebottom told his companion that he was upset that his 74 year
old grandmother, May Sidebottom, only gave him $5.00 when he knew
she had just received $ 14,000.00 from insurance following the
death of her husband.
Sidebottom later returned to his
grandmother’s home and told his companion he would give him $ 14,000.00
if he would "cover" for him if anything went wrong. Sidebottom then told
his companion to leave. The companion complied driving Sidebottom’s
automobile from the scene.
Evidence indicates that Ms.
Sidebottom’s assailant broke into her house through a back door window.
Once inside, Sidebottom told police that he confronted his grandmother
and told her he wanted more money. She became angry with him and denied
his demand.
Sidebottom in his statement to
police reported that he got angry at his granmother’s refusal for more
money and began beating her. He struck her in the head and back with his
fists and a chair until she stopped moving. He then started a fire in a
bedroom and left.
Police arrived at the
burning house at around 2:35a.m. and found Ms. Sidebottom lying
unconscious, but alive in a pool of blood in the kitchen. Blood was
splattered on the floor, walls and ceiling of the kitchen along with
pieces of a broken chair. Ms. Sidebottom suffered from numerous injuries
of the head and neck including a fractured jaw, broken nose, five
frontal rib fractures and three back rib fractures. She later died that
same morning.
Sidebottom had previously
told friends that he would inherit approximately $ 30,000.00 after
his grandmother died and that he would do just about anything,
including killing her, to get the money.
When police interviewed
Sidebottom about his grandmother’s death he admitted to being present
and striking her, but could not remember details.
Legal
Chronology
1984
02/26 - Sidebottom was arrested for Forgery in Lee’s Summit,
Missouri. He later pleaded guilty and was placed on probation for two
years.
1985
05/01 - Sidebottom was arrested for Sexual Abuse First Degree in Lee’s
Summit, Missouri and was sentenced to five years in the Missouri
Department for Corrections on July 17, 1986
10/4 – Robert Sidebottom brutally beats his 74 year-old grand mother
with his fists and a chair until she is unconscious. He then sets her
house on fire. Police arrive at the burning house.
12/30 – Robert Sidebottom is indicted for the first degree murder of his
grandmother, May Sidebottom.
1986
11/26-12/5 – Robert Sidebottom is convicted after a jury trial in
Jackson County, Missouri of First Degree Murder and Armed Criminal
Action.
1987
3/6 – The Circuit Court of Jackson County, Missouri denies Robert
Sidebottom’s motion for new trial and sentences him to death.
3/23 – Notice of Appeal is filed with the Missouri Supreme Court.
1988
6/14 – The Missouri Supreme Court affirms Robert Sidebottom’s conviction
and sentence.
6/27 – Robert Sidebottom files a motion for post-conviction relief under
Missouri Supreme Court Rule 29.15.
8/26 – Robert Sidebottom files an amended Rule 29.15 motion through
counsel.
1989
1/20 – The Circuit court of Jackson County, Missouri denies the Rule
29.15 motion.
12/12 – The Missouri Supreme Court affirms the denial of the Rule 29.15
motion.
1990
7/26 – Robert Sidebottom files a petition for habeas corpus in the
United States District Court for the Western District of Missouri.
1991
7/1 – An amended habeas corpus petition is filed in the United States
District Court.
1993
5/24 – The United States District Court denies the petition for the writ
of habeas corpus. Unpublished order.
6/8 – Sidebottom Files a motion asking the United States District Court
to alter or amend its judgment.
6/13 – Sidebottom files a motion asking the Missouri Supreme Court to
recall its mandated.
7/6 – Sidebottom files a state habeas corpus petition under MO Supreme
Court Rule 91.
8/17 – The Missouri Supreme Court denies the motion to recall the
mandate.
8/19 – The Missouri Supreme Court denies the state habeas corpus
petition.
10/15 – The United States District Court denies the motion to alter or
amend judgment.
11/12 – Sidebottom files a notice of intent to appeal to the Eighth
Circuit Court of Appeals.
1994
9/14 – The Eighth Circuit Court of Appeals affirms the denial of
Sidebottom’s habeas corpus petition.
1995
3/30 – The Eighth Circuit Court of Appeals issues its mandate
effectively removing all stays of execution.
10/2 – The United States Supreme Court denies certiorari.
10/12 – The Missouri Supreme Court sets November 15, 1995 as the date of
execution.
46 F.3d 744
31 Fed.R.Serv.3d 1435
Robert T. SIDEBOTTOM, Appellant, v.
Paul DELO; Jay Nixon, Appellees.
No. 94-1463.
United States Court of Appeals, Eighth Circuit.
Submitted Sept. 14, 1994.
Decided Jan. 26, 1995.
Rehearing and Suggestion for Rehearing En Banc Denied March
22, 1995.
Stay Denied Nov. 6, 1995.
Before RICHARD S. ARNOLD, Chief
Judge, FLOYD R. GIBSON, Senior Circuit Judge, and WOLLMAN, Circuit
Judge.
WOLLMAN, Circuit Judge.
Robert T. Sidebottom,
convicted and sentenced to death for the capital murder of his
seventy-four year old grandmother, May Sidebottom, appeals the
district court's1
order denying his petition for a writ of habeas corpus under 28
U.S.C. Sec. 2254. We affirm.
I.
The facts giving rise to
Sidebottom's conviction are fully set forth in the Missouri
Supreme Court's opinion in Sidebottom's direct appeal. State v.
Sidebottom, 753 S.W.2d 915 (Mo.) (en banc), cert. denied, 488
U.S. 975, 109 S.Ct. 515, 102 L.Ed.2d 550 (1988). We summarize
them here briefly.
In the late afternoon of
October 3, 1985, Sidebottom and a coworker, Tom Shier, went out
for some drinks after work. They stayed out drinking until early
the next morning. In his initial statement to police, Sidebottom
estimated that he had had ten to fifteen beers and about ten
caffeine tablets called "mini-whites" during that time.
Sometime during the evening,
Sidebottom and Shier stopped at May Sidebottom's home so that
Sidebottom could obtain some money from her. Shier stayed in
Sidebottom's car while Sidebottom went into the house. Shier
testified that Sidebottom was upset when he came back to the car
because his grandmother had given him only five dollars and that
Sidebottom had intended to get twenty dollars from her.
Sidebottom indicated that his
grandmother could have given him more money, telling Shier that
she had "lots" of money and referring to $14,000 that his
grandmother had received in insurance proceeds when his
grandfather died. Sidebottom and Shier made several other stops
that evening, buying six-packs of beer early in the evening and
stopping later at several taverns.
In the early morning hours of
October 4, 1985, Sidebottom and Shier left the Class Reunion Bar
in Blue Springs, Missouri. Sidebottom asked Shier to drive
because he said that he (Sidebottom) had had too much to drink
and instructed Shier to take him to his grandmother's house in
Independence, Missouri.
During the trip, Sidebottom
talked about needing money, and he made repeated statements that
he was going to rob somebody. He also said that he knew where he
could get several thousand dollars and told Shier that he would
give Shier $14,000 "to cover for him if anything went wrong."
Other witnesses also testified
that Sidebottom had often bragged about inheriting his
grandmother's money when she died. Laverne Willis, a close
friend of May Sidebottom, testified that Sidebottom's
relationship with his grandmother "was bad." Several months
before the murder, May Sidebottom destroyed her will, which
included Sidebottom as a named beneficiary. Rick Alcorn,
Sidebottom's neighbor, testified that Sidebottom said that he
would kill his grandmother if this would get him into the Mafia.
Sidebottom and Shier arrived
at May Sidebottom's house at approximately 1:45 a.m. Sidebottom
got out of the car and told Shier not to wait for him. Shier
then left in Sidebottom's car as instructed. The evidence
indicated that someone had entered May Sidebottom's home after
breaking the back door window. Sidebottom told police that he
entered his grandmother's home after Shier had dropped him off,
but he could not remember how he got in.
Once inside, he demanded more
money from his grandmother. She became angry and denied his
request. Sidebottom stated that he then lost his temper and
began beating his grandmother. He further stated that he struck
her in the head and back with his fists and a chair until she
stopped moving. He then started a fire in a bedroom and fled.
Police arrived at the burning
house at approximately 2:35 a.m. They found May Sidebottom still
alive but lying unconscious in a pool of blood in the kitchen.
She had been brutally beaten, and she died shortly thereafter.
Blood was splattered on the floors, walls, and ceiling in the
kitchen, dining room, and living rooms. Pieces of a broken chair
were found scattered on the floor.
An autopsy revealed that May
Sidebottom died of multiple injuries, particularly blunt force
injury to the head and neck. She suffered a fractured cervical
spine, fractured jaw, broken nose, five frontal rib fractures,
and three back rib fractures.
The police interviewed
Sidebottom as part of their investigation of the murder. During
this initial interview, Sidebottom made several incriminating
statements to the effect that he may have killed his grandmother.
Following his arrest on October 9, 1985, Sidebottom confessed to
the murder and recounted the events as described above.
Sidebottom was initially
represented by appointed counsel, but he later retained private
counsel, Joseph McMullin, to represent him. At trial, McMullin
put forth no affirmative defense and called no witnesses. His
primary defense tactic was to cross-examine the State's
witnesses and criticize the State's evidence. Likewise, the
defense presented no evidence during the penalty phase. Counsel
presented no testimony from Sidebottom's family, although family
members were available to testify.
The jury convicted Sidebottom
of capital murder and sentenced him to death. The Missouri
Supreme Court affirmed the conviction and sentence on direct
appeal. State v. Sidebottom, 753 S.W.2d 915 (Mo.) (en banc),
cert. denied, 488 U.S. 975, 109 S.Ct. 515, 102 L.Ed.2d 550
(1988). Sidebottom attacked his conviction and sentence by
filing a motion pursuant to Missouri Supreme Court Rule 29.15.
Following a three-day
evidentiary hearing, the motion was denied. The denial of the
29.15 motion was also affirmed by the Missouri Supreme Court.
Sidebottom v. State, 781 S.W.2d 791 (Mo.1989) (en banc), cert.
denied, 497 U.S. 1031, 110 S.Ct. 3295, 111 L.Ed.2d 804 (1990).
On July 6, 1990, Sidebottom
filed a pro se petition for a writ of habeas corpus in the
United States District Court for the Western District of
Missouri raising numerous grounds for relief. The district court
appointed counsel to represent Sidebottom, and counsel then
filed an amended petition.
On May 24, 1993, the district
court entered an order denying Sidebottom's petition. On June 8,
1993, pursuant to Fed.R.Civ.P. 59(e), Sidebottom filed a motion
with the district court requesting that the court alter or amend
its judgment or, in the alternative, to reconsider its order. On
July 26, 1993, the district court issued an order denying
Sidebottom's motion.
Shortly thereafter, on August
10, 1993, the district court issued an order withdrawing its
earlier order of July 26, 1993. The reason for this subsequent
order was to allow Sidebottom's counsel to withdraw because she
had been appointed as a state circuit judge and to allow
replacement counsel to become familiar with the case. On October
15, 1993, the district court reissued its order of July 26,
1993, denying Sidebottom's Rule 59(e) motion. Sidebottom then
filed a notice of appeal on November 12, 1993.
Meanwhile, sometime around
June 13, 1993, Sidebottom filed a motion with the Missouri
Supreme Court requesting that the court withdraw its mandate.2
On July 23, 1993, Sidebottom filed a petition for a writ of
habeas corpus with the Missouri Supreme Court under Mo.Sup.Ct.R.
91. On August 17, 1993, the Missouri Supreme Court summarily
denied the habeas corpus petition and rejected the motion to
recall the mandate.
On appeal to this court,
Sidebottom argues that the district court erred in (1) denying
his request for an evidentiary hearing; (2) rejecting his claims
of ineffective assistance of post-conviction counsel; (3)
rejecting his claims of ineffective assistance of trial counsel;
(4) rejecting his claims of ineffective assistance of appellate
counsel; (5) rejecting his claims of prosecutorial misconduct;
(6) rejecting his claim of an incomplete and incompetent mental
evaluation; and (7) denying various claims on procedural grounds.
II.
Before addressing Sidebottom's
claims, we must first consider the State's challenge to our
jurisdiction over this appeal. The State contends that
Sidebottom filed his notice of appeal outside the time
limitation provided in Rule 4(a)(5) of the Federal Rules of
Appellate Procedure.
Rule 4(a)(1) of the Federal
Rules of Appellate Procedure requires that a notice of appeal
must be filed in the district court "within thirty days after
the date of entry of the judgment or order appealed from." Upon
a showing of excusable neglect, the district court may extend
the time for filing a notice of appeal upon a motion filed not
later than thirty days after expiration of the thirty-day period
prescribed under Rule 4(a)(1). Fed.R.App.P. 4(a)(5). The time
limits set forth in Rule 4 are "mandatory and jurisdictional."
Browder v. Director, Department of Corrections of Illinois, 434
U.S. 257, 264, 98 S.Ct. 556, 561, 54 L.Ed.2d 521 (1978).
The State argues that
Sidebottom's notice of appeal was due on August 25, 1993, thirty
days after the district court's initial entry of its order on
July 26, 1993, denying Sidebottom's Rule 59(e) motion. Thus,
according to the State, Sidebottom's notice of appeal filed on
November 12, 1993, is untimely because the district court had no
authority under Rule 4(a)(5) to extend the time period for
filing a notice of appeal beyond September 24, 1993. See
Fed.R.App.P. 4(a)(1), (4), (5).
Although Rule 4(a)(5)
prohibits the district court from granting more than a thirty-day
extension of time to file a notice of appeal, we have recognized
that an appeal may be allowed under certain "unique
circumstances." Estle v. Country Mutual Insurance Co., 970 F.2d
476, 478 (8th Cir.1992) (quoting Harris Truck Lines, Inc. v.
Cherry Meat Packers, Inc., 371 U.S. 215, 217, 83 S.Ct. 283, 285,
9 L.Ed.2d 261 (1962) (per curiam)). " '[T]he unique
circumstances exception to rule 4(a) protects a party who
reasonably relied on erroneous district court action that caused
the party to file an untimely notice of appeal.' " Id. (quoting
Hable v. Pairolero, 915 F.2d 394, 395 (8th Cir.1990)).
In this case, the district
court did not expressly grant an extension under Rule 4(a)(5),
nor did Sidebottom file a motion requesting an extension. Rather,
the district court simply withdrew its initial order denying
Sidebottom's Rule 59(e) motion and reissued it at a later date.
Even if this sua sponte withdrawal order was improper--an issue
we need not decide--the order "was entered when time remained to
file a timely notice of appeal under Rule 4(a)(1)." Id.
As a result, Sidebottom was "lulled
into inactivity" by the district court's representation that it
was allowing newly-appointed counsel to become familiar with the
case and that it was taking the matter under advisement. The
clear inference from the district court's action was that a
timely notice of appeal could be filed after the district court
reissued its order. See id. Sidebottom could not have been
expected to file a notice of appeal from an order that had been
withdrawn.
Indeed, the effect of the
district court's withdrawal of its earlier order was to
reinstate the Rule 59(e) motion's status as a pending motion,
and a notice of appeal filed at that point would have been a
nullity. Flieger v. Delo, 16 F.3d 878, 882 (8th Cir.), cert.
denied, --- U.S. ----, 115 S.Ct. 355, 130 L.Ed.2d 309 (1994).
Given these unique circumstances, we conclude that Sidebottom's
notice of appeal was timely and that we have jurisdiction over
his appeal.
III.
Sidebottom first argues that
the district court should have held an evidentiary hearing on
his claims concerning 1) prosecutorial misconduct; 2)
ineffective assistance of counsel; 3) adequacy of the mental
health evaluation; and 4) adequacy of procedural barriers to
reviewing the merits of various claims.
Sidebottom's "brief fails,
however, to go beyond [a] cursory and summary statement" of the
need for an evidentiary hearing. Primary Care Investors, Seven,
Inc. v. PHP Healthcare Corp., 986 F.2d 1208, 1212 (8th
Cir.1993). Sidebottom raises four different claims--and fifty-eight
specific instances of error underlying these claims--with this
single argument, while providing little or no hint as to the
nature of each asserted error.
Rule 28(a)(5) of the Federal
Rules of Appellate Procedure provides that an appellant's brief
shall include an argument containing "contentions ... with
respect to the issues presented, and the reasons therefor, with
citations, statutes and parts of the record relied on."
Fed.R.App.P. 28(a)(5); see also Turner County, S.D. v. Miller,
170 F.2d 820, 828 (8th Cir.1948). By failing to specify why any
one or more of these grounds entitled him to an evidentiary
hearing, Sidebottom has waived any right to have us consider his
argument. Primary Care Investors, 986 F.2d at 1212.3
Even if we were to exercise
our discretion to consider this claim, we would conclude that
Sidebottom has failed to establish that he is entitled to an
evidentiary hearing. Sidebottom was given an evidentiary hearing
in state court on his post-conviction claims. To merit an
evidentiary hearing in federal court, a habeas petitioner who
has failed to develop evidence in state court must show cause
and prejudice for that failure. Keeney v. Tamayo-Reyes, --- U.S.
----, ---- - ----, 112 S.Ct. 1715, 1719-21, 118 L.Ed.2d 318
(1992); Parkus v. Delo, 33 F.3d 933, 938 (8th Cir.1994); McKee
v. Nix, 995 F.2d 833, 835-36 (8th Cir.), cert. denied, --- U.S.
----, 114 S.Ct. 565, 126 L.Ed.2d 465 (1993).
Sidebottom has not
demonstrated, or even attempted to demonstrate, cause and
prejudice, nor has he shown that the denial of an evidentiary
hearing would result in a fundamental miscarriage of justice. "There
is no requirement of a hearing where the claim[s] [are] based
solely on vague, conclusory, or palpably incredible allegations
or unsupported generalizations." Amos v. Minnesota, 849 F.2d
1070, 1072 (8th Cir.), cert. denied, 488 U.S. 861, 109 S.Ct.
159, 102 L.Ed.2d 130 (1988). Accordingly, the district court did
not err in denying an evidentiary hearing.
IV.
Sidebottom next argues that
the district court erred in rejecting his claims of ineffective
assistance of post-conviction counsel. We disagree.
"[T]here is no constitutional
right to an attorney in state post-conviction proceedings."
Coleman v. Thompson, 501 U.S. 722, 752, 111 S.Ct. 2546, 2566,
115 L.Ed.2d 640 (1991). "Where there is no constitutional right
to counsel there can be no right to effective assistance of
counsel." Pollard v. Delo, 28 F.3d 887, 888 (8th Cir.), cert.
denied, --- U.S. ----, 115 S.Ct. 518, 130 L.Ed.2d 423 (1994).
Nor can ineffective assistance of post-conviction counsel serve
as cause for a petitioner's procedural default. Id.
Sidebottom attempts to avoid
this reasoning by arguing that these principles should not apply
to Missouri's post-conviction proceedings. First, he contends
that proceedings under Missouri Supreme Court Rule 29.15 are not,
by definition, post-conviction in nature because Rule 29.15
generally requires post-conviction motions to be filed prior to
the conclusion of the direct appeal process.4
We agree with the district
court, however, that although proceedings under Rule 29.15 may
not truly be "post-final conviction," they clearly are a
collateral attack upon a defendant's criminal conviction for
which there is no right to effective assistance of counsel under
the federal Constitution. We so held in Lowe-Bey v. Groose, 28
F.3d 816, 820 (8th Cir.), cert. denied, --- U.S. ----, 115 S.Ct.
674, 130 L.Ed.2d 606 (1994).
Second, Sidebottom relies on
Evitts v. Lucey, 469 U.S. 387, 105 S.Ct. 830, 83 L.Ed.2d 821
(1985), for the proposition that even though Missouri need not
grant a prisoner access to counsel on post-conviction review,
once it has done so, the Due Process Clause of the Fourteenth
Amendment requires the State to ensure effective assistance of
such counsel.5
This argument, at least where,
as here, petitioner is not totally deprived of the state-created
right, has been rejected by the Supreme Court. Pennsylvania v.
Finley, 481 U.S. 551, 558, 107 S.Ct. 1990, 1994-95, 95 L.Ed.2d
539 (1987). Accordingly, the district court did not err in
rejecting Sidebottom's claims of ineffective assistance of post-conviction
counsel, either as independent claims for habeas relief, or as
cause for excusing any procedural default.
V.
Sidebottom also contends that
he was denied effective assistance of counsel at both the guilt
and penalty phases of his capital trial. The district court held
that seventeen of the twenty-three specific instances of alleged
ineffective assistance of trial counsel claims were procedurally
barred. Sidebottom does not challenge that ruling.
The remaining six claims that
were preserved deal with 1) failure to investigate and present
mental health evidence at the guilt and penalty phases of the
trial; 2) failure to object to a "Prisoner Data Sheet"; and 3)
failure to object to one of the jury instructions concerning
aggravating circumstances.
In order to prevail on his
ineffective assistance of counsel claims, Sidebottom must
establish that counsel's performance was deficient and that he
was prejudiced by that deficient performance. Strickland v.
Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 2064, 80 L.Ed.2d
674 (1984). Counsel's performance was deficient if it fell "outside
the wide range of professionally competent assistance." Id. at
690, 104 S.Ct. at 2066.
In reviewing counsel's
performance, we must apply an objective standard and "
'determine whether, in light of all the circumstances, the
identified acts or omissions were outside the wide range of
professionally competent assistance,' ... while at the same time
refraining from engaging in hindsight or second-guessing of
trial counsel's strategic decisions." Nave v. Delo, 22 F.3d 802,
812 (8th Cir.1994), (quoting Strickland, 466 U.S. at 690, 104
S.Ct. at 2066), cert. granted and judgment vacated, --- U.S.
----, 115 S.Ct. 1086, 130 L.Ed.2d 1057 (1995). Counsel's
performance is prejudicial if "there is a reasonable probability
that, but for counsel's unprofessional errors, the result of the
[guilt and/or penalty] proceeding would have been different."
Strickland, 466 U.S. at 694, 104 S.Ct. at 2068.
An ineffective assistance of
counsel claim presents a mixed question of law and fact; we
review the district court's factual findings for clear error and
its legal conclusions de novo. Wilkins v. Iowa, 957 F.2d 537,
540 (8th Cir.1992).
A.
Sidebottom first argues that
he received ineffective assistance of trial counsel due to
counsel's failure to fully investigate evidence of mental
disease or defect. In Griffin v. Delo, 33 F.3d 895 (8th
Cir.1994), we noted that "[t]rial counsel has a duty to conduct
a reasonable investigation or to make a reasonable determination
that an investigation is unnecessary." Id. at 901. The
reasonableness of failing to investigate or act "must be
assessed in light of all [the] circumstances, and a significant
degree of deference [must be] given to counsel and his or her
professional judgment." Id.
Prior to trial, Sidebottom
underwent a psychological evaluation at the Western Missouri
Health Center. The evaluation was performed by Dr. Robijn
Hornstra, a psychiatrist. In his report to the trial court, Dr.
Hornstra concluded that 1) Sidebottom was not suffering from any
mental disease or defect; 2) there was no history of mental
disease or defect; 3) although there was evidence of alcohol or
drug usage, there was no evidence of abnormal mental condition
or mental retardation that would preclude the requisite state of
mind for commission of the crime; and 4) Sidebottom was capable
of assisting in his own defense.
Counsel testified at the 29.15
hearing that in preparing for trial, he reviewed the
psychological report, met with Sidebottom on numerous occasions,
and talked with members of Sidebottom's family. Neither
Sidebottom nor any members of his family were able to provide
any evidence to contradict the findings in the psychological
report or provide other information concerning mental disease or
defect. As a result, counsel determined that there was
insufficient evidence upon which to present a defense of
diminished capacity and that further investigation was
unnecessary.
Based on, inter alia,
counsel's testimony and the results of the psychological report,
the 29.15 court and the Missouri Supreme Court found, among
other things, that counsel had conducted a reasonable
investigation. Absent evidence to the contrary, we accord this
factual finding a presumption of correctness under 28 U.S.C.
Sec. 2254(d).
Sidebottom now argues that
counsel's investigative performance concerning the existence of
mental disease or defect was deficient. Specifically, Sidebottom
contends that the psychiatric evaluation conducted by Dr.
Hornstra was defective because it did not include the
administration of various standardized testing procedures to
determine the existence of brain disease. In support of this
argument, Sidebottom relies on the report of Dr. O'Connor, a
psychologist, who conducted a second evaluation more than two
years after the evaluation performed by Dr. Hornstra.
Dr. O'Connor's report did not
differ substantially from that of Dr. Hornstra. Dr. O'Connor did
conclude, however, that Sidebottom suffers from the mental
disease or defect of intermittent explosive disorder and that it
is "highly probable" that Sidebottom suffered from some degree
of lack of capacity at the time of the murder. Dr. O'Connor
further concluded that without standardized testing, the level
of IQ and cognitive efficiency cannot be ascertained. Thus,
Sidebottom argues, counsel was ineffective for relying on Dr.
Hornstra's allegedly incomplete evaluation.
The problem with Sidebottom's
argument is that his criticism is not so much directed at his
counsel, but rather at the examining psychiatrist, Dr. Hornstra.
Indeed, Sidebottom has expended considerable effort in
articulating what he perceives to be the appropriate methods for
conducting an adequate psychological evaluation and criticizing
Dr. Hornstra for failing to apply those methods.
Notwithstanding any error on
Dr. Hornstra's part, Sidebottom must still meet the heavy burden
of establishing that counsel acted unreasonably in relying on
the results of the psychological evaluation as a basis for
terminating further investigation. Having reviewed the record,
we agree with the district court that Sidebottom has not met
that burden and that counsel's investigative performance did not
fall to the level of constitutionally ineffective assistance.
Sidebottom's after-the-fact
claim is similar to the argument that we recently rejected in
O'Neal v. Delo, 44 F.3d 655 (8th Cir.1995). There, petitioner
underwent a mental evaluation prior to trial and was found to be
free of psychotic illness at the time of the murder. He was also
capable of understanding the charges against him and the
consequences of conviction, and he was found capable of
assisting in his own defense. The examining psychiatrist
recommended, however, that petitioner receive additional testing
to rule out the unlikely possibility of brain disease. The trial
court denied petitioner's motion to obtain the second
examination.
Nevertheless, petitioner
argued that counsel was ineffective in failing to do whatever
was necessary to secure an additional psychological evaluation.
In finding that counsel's decision not to pursue a second
evaluation was reasonable, we noted that "[t]here [was] no
evidence in the record that [petitioner] exhibited any behavior
or other indicia of an abnormal mental state such that counsel
could not reasonably decide to proceed without further
psychiatric testing." O'Neal, 44 F.3d at 660.
And so it is here. Counsel
reviewed a mental health report that clearly indicated that
Sidebottom did not suffer from any mental disease or defect and
had no history of mental abnormality. Counsel was fully aware of
Sidebottom's personal and family history, and neither Sidebottom
nor any of his family members were able to provide any evidence
to the contrary.
As a result, counsel made the
reasonable decision that further investigation of psychological
evidence was unnecessary. "[W]e have never suggested [that]
counsel must continue looking for experts just because the one
he has consulted gave an unfavorable opinion," Dees v. Caspiri,
904 F.2d 452, 454 (8th Cir.) (per curiam), cert. denied, 498
U.S. 970, 111 S.Ct. 436, 112 L.Ed.2d 419 (1990), and we decline
to depart from that principle today merely on the basis of
Sidebottom's after-the-fact diagnosis. "The mere fact that [Sidebottom's]
counsel did not shop around for a psychiatrist willing to
testify to the presence of more elaborate or grave psychological
disorders simply does not constitute ineffective assistance."
Poyner v. Murray, 964 F.2d 1404, 1419 (4th Cir.), cert. denied,
--- U.S. ----, 113 S.Ct. 419, 121 L.Ed.2d 342 (1992).
Accordingly, we hold that Sidebottom has failed to establish "that
his counsel's decision not to pursue a second psychiatric
examination ... was professionally unreasonable so as to render
counsel constitutionally ineffective." O'Neal, 44 F.3d at 660.
B.
Sidebottom also contends that
counsel acted unreasonably in failing to present any mitigating
evidence during the penalty phase of the trial. Sidebottom first
argues that counsel should have presented evidence concerning
the effect that consumption of chemical substances may have had
on Sidebottom on the night of the murder as well as the effect
of Sidebottom's long-term use of alcohol and drugs.
We reject this argument, for
it is clearly a product of hindsight, and it fails to take into
account the facts reasonably relied upon by counsel at the time.
Counsel was aware of Sidebottom's prior use of alcohol and drugs,
including the amount of alcohol and drugs consumed by Sidebottom
prior to the murder.
Counsel testified at the 29.15
hearing that he had rejected a defense based on alcohol or drug
usage because Sidebottom had told him that, although he was
intoxicated on the night of the murder, he was aware of what was
going on. We therefore decline to second-guess counsel's
decision not to present Sidebottom's use of alcohol and drugs as
mitigation evidence.
Sidebottom next argues that
counsel was ineffective for failing to call family members to
testify concerning Sidebottom's abusive home life. Counsel
testified at the 29.15 hearing that he was concerned that
presenting such evidence would have elicited damaging
information on cross-examination regarding Sidebottom's
character, the most damning of which would have revealed that
Sidebottom had previously raped the victim. On these facts, we
find that counsel's strategic decision not to present such
testimony was not professionally unreasonable.
Indeed, we would be hard-pressed
to envision a case with more potential for disastrous
consequences than a situation where a capital jury is informed
that the defendant had previously raped the victim, particularly
where that victim was the defendant's own grandmother.
Finally, Sidebottom contends
that counsel was deficient in failing to investigate and present
evidence of Sidebottom's school, work, and military records.
Sidebottom argues that these records would have provided
additional evidence of mental impairment. As we have already
held, however, based on his review of the mental evaluation and
his perception of Sidebottom's demeanor, counsel made the
reasonable decision that further investigation of mental disease
or defect was unnecessary.
Had counsel obtained these
records, they would have revealed that Sidebottom had a poor
school record and a history of frequent job changes, and that he
had been AWOL in the military and received an "other than
honorable discharge." Such information could just as easily have
been perceived by the jury as aggravating. Accordingly, we
reject Sidebottom's argument that counsel was deficient in
failing to present those records.
C.
We conclude that the absence
of evidence concerning any mental disease, defect or extreme
disturbance suffered by Sidebottom, coupled with counsel's
legitimate concern of exposing what clearly would have been
damaging information, distinguishes this case from previous
cases in which we have held that a failure to investigate and/or
present evidence of mental disease or defect was both
unreasonable and prejudicial. See, e.g., Hill v. Lockhart, 28
F.3d 832 (8th Cir.), cert. denied, --- U.S. ----, 115 S.Ct. 778,
130 L.Ed.2d 673 (U.S. 1995); Kenley v. Armontrout, 937 F.2d 1298
(8th Cir.), cert. denied, 502 U.S. 964, 112 S.Ct. 431, 116 L.Ed.2d
450 (1991); Thomas v. Lockhart, 738 F.2d 304 (8th Cir.1984).
Accordingly, we agree with the
district court and the Missouri state courts that counsel
performed a reasonable investigation and, after conferring with
Sidebottom, made a strategic decision not to present a
psychological defense or mitigating evidence. We have previously
found that similar decisions do not constitute ineffective
assistance of counsel. See, e.g., Whitmore v. Lockhart, 8 F.3d
614 (8th Cir.1993); Laws v. Armontrout, 863 F.2d 1377 (8th
Cir.1988) (en banc), cert. denied, 490 U.S. 1040, 109 S.Ct.
1944, 104 L.Ed.2d 415 (1989); Wilkins v. Iowa, 957 F.2d 537, 540
(8th Cir.1992). Because we conclude that trial counsel was not
ineffective, we do not reach the prejudice prong of the
ineffective assistance of counsel analysis.
D.
Sidebottom argues that he was
denied effective assistance of trial counsel because counsel did
not object or move for a mistrial after discovering that a "Prisoner
Data Sheet" had been inadvertently submitted to the jury during
deliberations. This form incorrectly stated that Sidebottom had
either been charged with or committed the crimes of rape or
burglary.
Shortly after receiving the
form, the jury sent a note to the trial judge asking if
Sidebottom "had been convicted of rape + burglary or had just
been charged which does not constitute guilt." After conferring
with the trial court and the prosecution, trial counsel
determined that the proper remedy was a curative instruction.
Sidebottom contends that counsel's decision not to request a
mistrial was unreasonable.
On direct appeal, the Missouri
Supreme Court found that counsel's failure to request, and the
trial court's failure to grant, a mistrial did not constitute
plain error. State v. Sidebottom, 753 S.W.2d at 921. After
noting that there was no contention at trial that the
information regarding the rape and burglary was related to the
murder, the court reasoned that any error did not so
substantially affect Sidebottom's rights that a manifest
injustice or miscarriage of justice resulted from this
admittedly inadmissible evidence. Id. at 920-21.
"Federal habeas corpus relief
does not lie for errors of state law." McKee, 995 F.2d at 836. "The
admissibility of evidence is a question of state law that does
not raise a federal issue unless admitting the evidence
infringes specific constitutional protections or is so
prejudicial that it amounts to a denial of due process." Foster
v. Delo, 39 F.3d 873, 882 (8th Cir.1994) (en banc). Sidebottom
argues that admission of the form violated his right to due
process.
We disagree, for, after
discovering the error, the trial court promptly issued a
curative instruction and the prosecution made no attempt to
capitalize on the erroneous information. Accordingly, we cannot
say that admission of the Prisoner Data Sheet was so prejudicial
that it violated Sidebottom's due process rights or that counsel
was constitutionally ineffective for failing to object or to
request a mistrial.
E.
Sidebottom next argues that
counsel was ineffective for failing to object to the aggravating
circumstance instruction that required the jury to determine "whether
the murder of May Sidebottom involved depravity of mind and as a
result thereof it was outrageously or wantonly vile, horrible or
inhuman." Sidebottom contends that this instruction is
unconstitutionally vague and overbroad, and that counsel's
failure to object was unreasonable.
We have held that "a statutory
aggravating circumstance requiring that the murder involve 'depravity
of mind' without further definition of the phrase violates the
Eighth Amendment because it does not sufficiently limit the pool
of persons convicted of murder who would be eligible for the
death penalty." Battle v. Delo, 19 F.3d 1547, 1562 (8th
Cir.1994); see also Mathenia v. Delo, 975 F.2d 444, 449 (8th
Cir.1992), cert. denied, --- U.S. ----, 113 S.Ct. 1609, 123 L.Ed.2d
170 (1993); Newlon v. Armontrout, 885 F.2d 1328, 1334 (8th
Cir.1989), cert. denied, 497 U.S. 1038, 110 S.Ct. 3301, 111 L.Ed.2d
810 (1990); Smith v. Armontrout, 888 F.2d 530, 538 (8th
Cir.1989). Nevertheless, " 'some kind of torture or serious
physical abuse is a sufficient limiting construction' to save an
aggravating circumstance instruction." Battle, 19 F.3d at 1562 (quoting
Maynard v. Cartwright, 486 U.S. 356, 362-64, 108 S.Ct. 1853,
1858-59, 100 L.Ed.2d 372 (1988)).
The problem in this case,
however, is that the instruction given to the jury did not
include the limiting elements of torture or serious physical
abuse, nor did the jury make a finding that either of those
elements existed in reaching its verdict at the penalty phase of
the trial. Thus, because of the absence of a clear, limiting
directive, the "depravity of mind" instruction did not
sufficiently channel the sentencer's discretion. Newlon, 885
F.2d at 1334; Smith, 888 F.2d at 538.
However, the presence of an
invalid aggravating circumstance does not end the inquiry. Under
Missouri's death penalty law, the sentencer is required to find
only one of certain enumerated aggravating circumstances.
Mo.Rev.Stat. Sec. 565.032.1(1) (Supp.1993). In this case, the
jury found a second aggravating circumstance, namely, "[that]
the defendant was convicted of sexual abuse in the first degree
on July 17, 1986."
The Missouri Supreme Court has
held that "[w]hen a 'jury finds two or more aggravating
circumstances, "the failure of one circumstance[ ] does not
taint the proceedings so as to invalidate the other aggravating
circumstance found and the sentence of death thereon." ' " State
v. Sidebottom, 781 S.W.2d at 799 (quoting State v. Malone, 694
S.W.2d 723, 728 (Mo.1985) (en banc), cert. denied, 476 U.S.
1164, 106 S.Ct. 2292, 90 L.Ed.2d 733 (1986)). Because Missouri
is a non-weighing state, LaRette v. Delo, 44 F.3d 681, 687 n. 4
(8th Cir.1995), the existence in this case of the second
aggravating factor also precludes the tainting of the conviction
and sentence as a matter of federal constitutional law. Zant v.
Stephens, 462 U.S. 862, 890, 103 S.Ct. 2733, 2749-50, 77 L.Ed.2d
235 (1983).
We conclude that any error
resulting from the invalid aggravating circumstance was harmless.
In Clemons v. Mississippi, 494 U.S. 738, 110 S.Ct. 1441, 108
L.Ed.2d 725 (1990), the Supreme Court held that a state
appellate court may cure this type of sentencing error by
conducting a harmless error analysis. Id. at 752-53, 110 S.Ct.
at 1450-51.
Although the Missouri Supreme
Court did not apply a harmless error analysis on direct appeal,
we have recently held that a federal court on collateral review
may "apply the Chapman [v. California, 386 U.S. 18, 87 S.Ct.
824, 17 L.Ed.2d 705 (1967) ] harmless error standard in the
first instance and consider whether the constitutional error ...
is harmless beyond a reasonable doubt." Williams v. Clarke, 40
F.3d 1529, 1541 (8th Cir.1994).
To make that determination, we
review the record de novo and ask "whether there is a reasonable
possibility that the evidence complained of might have
contributed to the conviction." Id. (citation and quotation
omitted). More precisely, we inquire "whether the sentencer
actually rested its decision to impose the death penalty on the
valid evidence and the constitutional aggravating factors,
independently of the vague factor considered." Id.
As noted above, the jury in
this case found the additional aggravating factor that
Sidebottom had previously committed a sexual assault. The victim
of that assault testified at the penalty phase of Sidebottom's
trial, describing in detail the vicious nature of the attack
upon her, in which Sidebottom, while armed with a gun, choked
her into unconsciousness before sodomizing her.
Given the viciousness of the
additional aggravating factor and the fact that we can discern
no evidence in the record of mitigating circumstances, statutory
or otherwise, we conclude that the additional aggravating factor
was so " 'overwhelming' that the decision would have been the
same even absent the invalid factor." Williams, 40 F.3d at 1541.
Therefore, after carefully
reviewing the record, we are convinced beyond a reasonable doubt
that Sidebottom's sentence would have been the same even absent
the constitutionally inadequate instruction defining the other
aggravating circumstance. Accordingly, counsel's failure to
object to the depravity of mind instruction had no effect on the
ultimate result of the penalty phase of the trial.
VI.
In his amended federal habeas
petition, Sidebottom alleged ten specific instances of
ineffective assistance of appellate counsel due to counsel's
failure to raise or fully discuss certain issues. Sidebottom
contends that the district court erred both in rejecting these
claims as procedurally barred and on the merits. Under Missouri
law, Sidebottom properly raised these claims in his motion to
recall the mandate filed with the Missouri Supreme Court. E.g.
Nave v. Delo, 22 F.3d at 808-09.
The State concedes this point.
Therefore, the district court erred in finding that these claims
were procedurally defaulted. See Hall v. Delo, 41 F.3d 1248 (8th
Cir.1994) (holding that district court erred in concluding that
petitioner's claim of ineffective assistance of appellate
counsel was procedurally barred even though it was raised in a
motion to recall the mandate). This error was inconsequential,
however, because the district court also rejected Sidebottom's
claims on the merits. We agree with that part of the district
court's conclusion.
Although Sidebottom is correct
in asserting that his claims of ineffective assistance of
appellate counsel were preserved for federal collateral review,
he has wholly failed to develop any arguments on the merits in
his brief. "We have generally held that a party's failure to
raise or discuss an issue in his brief is to be deemed an
abandonment of that issue." Hatley v. Lockhart, 990 F.2d 1070,
1073 (8th Cir.1993). However, because this is a death penalty
case, and because this is Sidebottom's first federal habeas
petition, we have exercised our discretion to consider the
arguments raised in Sidebottom's habeas petition. Only four of
these claims merit discussion.
A.
Sidebottom first argues that
appellate counsel was ineffective for failing to object to the
aggravating circumstance instruction that required the jury to
determine whether "the offense was committed by a person who has
one or more serious assaultive criminal convictions." At the
time of his trial in this case, Sidebottom had already pleaded
guilty to first degree sexual assault. After his release on bail
on that charge, Sidebottom committed the murder that gave rise
to this prosecution.
A formal adjudication of guilt
for the sexual assault offense, however, was not rendered by the
state court until after the murder. Sidebottom contends that it
was improper to use this conviction as a prior assaultive
conviction because he had not yet been adjudicated guilty at the
time of the murder. Thus, he argues, because the formal date of
the assaultive conviction occurred after the date of May
Sidebottom's murder, use of that conviction as an aggravating
circumstance violated the Eighth Amendment's ban on cruel and
unusual punishment. We do not agree.
Sidebottom relies upon Johnson
v. Mississippi, 486 U.S. 578, 108 S.Ct. 1981, 100 L.Ed.2d 575
(1988), as support for his argument. In Johnson, the Court held
that the death penalty may not be imposed when it is based in
part on an extraneous offense that is vacated subsequent to the
capital trial. Id. at 590, 108 S.Ct. at 1988-89.
The Court found that imposing
the death penalty under such circumstances violated the
principle that "such decisions cannot be predicated on mere 'caprice'
or on 'factors that are constitutionally impermissible or
totally irrelevant to the sentencing process.' " Id. at 585, 108
S.Ct. at 1986 (quoting Zant v. Stephens, 462 U.S. 862, 884-85,
887 n. 24, 103 S.Ct. 2733, 2746-47, 2748 n. 24, 77 L.Ed.2d 235
(1983)).
Here, unlike in Johnson, the
jury was not allowed to consider evidence that was "materially
inaccurate[,]" id. at 590, 108 S.Ct. at 1988-89 because there
has been no subsequent invalidation of Sidebottom's prior
conviction. Moreover, Sidebottom cannot dispute that although
the trial court's formal adjudication of guilt on the sexual
assault charge did not occur until after the murder, there still
existed, at the time of sentencing for the murder, an unrefuted
factual determination based upon Sidebottom's guilty plea, that
Sidebottom had previously committed the sexual assault.
We therefore hold that
admission of the sexual assault conviction as an aggravating
circumstance was not violative of Sidebottom's Eighth Amendment
rights and that appellate counsel was not ineffective for
failing to raise this claim.
B.
Sidebottom contends that
appellate counsel was ineffective in failing to adequately
challenge the admissibility of statements made to police prior
to and following Sidebottom's arrest. Sidebottom argues that his
mental condition precluded him from giving voluntary statements
to the police and that appellate counsel's performance was
ineffective in failing to fully advance this issue on direct
appeal.
Sidebottom's argument is
foreclosed by the Supreme Court's decision in Colorado v.
Connelly, 479 U.S. 157, 107 S.Ct. 515, 93 L.Ed.2d 473 (1986).
There, the Court held that "coercive police activity is a
necessary predicate to [a] finding that a confession is not 'voluntary'
within the meaning of the Due Process Clause of the Fourteenth
Amendment." Id. at 167, 107 S.Ct. at 521.
We have interpreted Connelly
to mean that the "personal characteristics of the defendant are
constitutionally irrelevant absent proof of 'coercion brought to
bear on the defendant by the State.' " United States v. Rohrbach,
813 F.2d 142, 144 (8th Cir.) (quoting Connelly, 479 U.S. at 167,
107 S.Ct. at 521), cert. denied, 482 U.S. 909, 107 S.Ct. 2490,
96 L.Ed.2d 381 (1987).
Because Sidebottom has failed
to prove, or even allege, that the police officers' conduct was
coercive, we reject his argument that his incriminating
statements were involuntary. Consequently, appellate counsel's
performance was not deficient in failing to raise this claim.
C.
Sidebottom argues that
appellate counsel was ineffective in attacking the sufficiency
of the evidence for capital murder. He contends that counsel
failed to argue that the evidence was insufficient to establish
deliberation.
Our review of this claim is
limited to determining "whether, after viewing the evidence in
the light most favorable to the prosecution, any rational trier
of fact could have found the essential elements of the crime
beyond a reasonable doubt." Jackson v. Virginia, 443 U.S. 307,
319, 99 S.Ct. 2781, 2789, 61 L.Ed.2d 560 (1979). "[A] federal
habeas court faced with a record of historical facts that
supports conflicting inferences must presume--even if it does
not affirmatively appear in the record--that the trier of fact
resolved any such conflicts in favor of the prosecution, and
must defer to that resolution." Id. at 326, 99 S.Ct. at 2793.
The elements of state-law
crimes are defined by state law. Flieger, 16 F.3d at 883. Under
Missouri law, "[a] person commits the crime of murder in the
first degree if he knowingly causes the death of another person
after deliberation upon the matter." Mo.Rev.Stat. Sec. 565.020.1
(Supp.1993). Missouri law provides that "[a] person acts
knowingly ... [w]ith respect to a result of his conduct when he
is aware that his conduct is practically certain to cause that
result." Id. Sec. 562.016.3 (1986). Missouri law further
provides that "[d]eliberation means cool reflection for any
length of time no matter how brief." Id. Sec. 565.002(3). "The
jury may infer these elements from indirect evidence and the
circumstances surrounding the murder." Flieger, 16 F.3d at 883 (citations
omitted).
Our review of the record
satisfies us that the evidence presented at trial was
constitutionally sufficient. In reviewing this claim on direct
appeal, the Missouri Supreme Court found that Sidebottom's "confession
and the testimony of many witnesses, especially those to whom [Sidebottom]
made statements about killing his grandmother prior to the
murder," were sufficient to support Sidebottom's conviction.
State v. Sidebottom, 753 S.W.2d at 925.
We agree with this reasoning
and likewise hold that there was more than sufficient evidence
for a rational jury to convict Sidebottom of capital murder.
Accordingly, appellate counsel was not ineffective in failing to
advance this claim.
D.
Sidebottom next argues that
appellate counsel was ineffective for failing to challenge
various statements made by the prosecutor concerning defense
counsel's failure to present any evidence. Sidebottom contends
that these statements amounted to an impermissible comment on
his failure to testify.
During closing argument, the
prosecutor stated:
What do you do when you don't
have any evidence? ... Mr. McMullin said he was going to put on
evidence in his opening statement and he didn't do that. So you
can throw out everything he said in his opening statement,
because he didn't put on any evidence.
... What do you do when you
don't have a defense, when your client confesses to not one but
two distinguished and dedicated police officers of the
Independence, Missouri Police Department?
....
The State's evidence in this
case is uncontroverted. We've brought you all of these witnesses
and we've proved our case. I'd like for you folks to think about
these things I've said to you.... [U]se your common sense and
your reason when listening to his argument.
And remember, when you don't
have a defense you try to pick at the little things and you try
to say that the police coerced the confession. The man is
clearly, clearly, folks, guilty of murder in the first degree....
....
He did it. He confessed to it.
What do you expect him to do? He's not going--what do you expect
him to do? He did it.
Trial counsel did not object
to these statements at trial or in a motion for a new trial. On
direct appeal, the Missouri Supreme Court reviewed many of these
statements for plain error and rejected Sidebottom's claim of
prosecutorial misconduct. We likewise review the prosecutor's
comments for plain error. Pollard, 28 F.3d at 890.
It is well established that
direct comments by a prosecutor on a defendant's failure to
testify violate the defendant's Fifth Amendment privilege
against self-incrimination. Griffin v. California, 380 U.S. 609,
615, 85 S.Ct. 1229, 1233, 14 L.Ed.2d 106 (1965). Indirect
references to a defendant's failure to testify are also
prohibited if they either "(1) manifest the prosecutor's
intention to call attention to the defendant's failure to
testify, or (2) are such that the jury would naturally have
understood them as a comment on defendant's failure to testify."
Pollard, 28 F.3d at 890.
We are unpersuaded that the
prosecutor's comments constituted plain error. Rather than
constituting an impermissible reference to Sidebottom's failure
to testify, the prosecutor's comments referred to defense
counsel's failure to present any evidence. The prosecution may
comment on the defense's failure to present evidence to
contradict the State's case "unless the defendant alone had the
information to do so." Richards v. Solem, 693 F.2d 760, 766
(1982), cert. denied, 461 U.S. 916, 103 S.Ct. 1898, 77 L.Ed.2d
286 (1983); see also Griffin, 33 F.3d at 906 (prosecutor's
statement construed as "what was the defendant's evidence" was
not improper).
The strategy indicated by
defense counsel during his opening statement that Sidebottom did
not commit the murder and that his confession was the product of
police coercion "is not of a nature that exculpatory information
would be exclusively in the defendant's possession." Richards,
693 F.2d at 766. Accordingly, we conclude that the prosecutor's
statements were not a comment on Sidebottom's failure to testify
and that appellate counsel was not constitutionally ineffective
in challenging these statements.
E.
We have reviewed Sidebottom's
remaining claims of ineffective assistance of appellate counsel
and find them to be without merit. The Constitution does not
require appellate counsel to raise every nonfrivolous argument
on appeal. Jones v. Barnes, 463 U.S. 745, 754, 103 S.Ct. 3308,
3314, 77 L.Ed.2d 987 (1983).
Moreover, Sidebottom has
failed to establish that he would have been likely to prevail
had counsel advanced these additional claims. Absent contrary
evidence, we conclude that appellate counsel was exercising
sound appellate strategy in the "process of winnowing out weaker
arguments on appeal and focusing on those more likely to prevail."
Smith v. Murray, 477 U.S. 527, 536, 106 S.Ct. 2661, 2667, 91
L.Ed.2d 434 (1986). Accordingly, the district court did not err
in rejecting Sidebottom's remaining claims of ineffectiveness of
appellate counsel.
VII.
Petitioner asserts four
instances of prosecutorial misconduct as independent claims for
habeas relief. The district court held that these claims were
procedurally barred because they were not presented in the
direct appeal or post-conviction proceeding. The district court
also rejected them on the merits.
Our review of the record
confirms the district court's conclusion that Sidebottom did not
raise these claims in state court. Therefore, federal habeas
review of Sidebottom's procedurally defaulted claims is barred
unless he "can demonstrate cause for the default and actual
prejudice as a result of the alleged violation of federal law,
or demonstrate that failure to consider the claims will result
in a fundamental miscarriage of justice." Coleman v. Thompson,
501 U.S. 722, 750, 111 S.Ct. 2546, 2565, 115 L.Ed.2d 640 (1991).
Sidebottom has failed to
invoke either exception to the procedural-bar doctrine. Instead,
he has merely proceeded to argue these claims on the merits.
This he may not do. Because Sidebottom failed to properly assert
these claims in his direct appeal or state post-conviction
proceeding, we conclude that they are defaulted. In any event,
we perceive no error in the district court's decision with
respect to these claims.
The only claim that arguably
was preserved is Sidebottom's contention that the prosecutor
improperly made reference to Sidebottom's failure to testify. We
have already rejected this contention as an underlying claim of
ineffective assistance of appellate counsel. Accordingly, we
affirm the district court's refusal to grant relief based on
Sidebottom's claims of prosecutorial misconduct.
VIII.
Sidebottom next argues that he
was denied a fair trial because he did not receive a complete
and competent mental examination as required under Ake v.
Oklahoma, 470 U.S. 68, 105 S.Ct. 1087, 84 L.Ed.2d 53 (1985).
Once again, Sidebottom failed to present this claim to the
Missouri courts. He has not demonstrated cause and prejudice for
his failure to do so, nor has he shown that it would constitute
a fundamental miscarriage of justice to deny this claim on
procedural grounds. As a result, it is barred.
IX.
Sidebottom argues that the
district court erred in concluding that his claims regarding
additional instructional errors were procedurally barred. These
claims involved challenges to Missouri's instructions on
reasonable doubt and mitigating circumstances.
We need not address
Sidebottom's disagreement with the district court's application
of the procedural-bar doctrine because these claims may be
readily disposed of on the merits. In Murray v. Delo, 34 F.3d
1367, 1382 (8th Cir.1994), we held that petitioner's challenge
to the Missouri reasonable doubt instruction was barred by the
new-rule doctrine articulated in Teague v. Lane, 489 U.S. 288,
109 S.Ct. 1060, 103 L.Ed.2d 334 (1989). In addition, we have
consistently rejected claims that Missouri's mitigating
circumstances instruction impermissibly requires a finding of
unanimity. E.g. Murray, 34 F.3d at 1381; Battle, 19 F.3d at
1562; Smith, 888 F.2d at 545.
X.
Finally, Sidebottom's
perfunctory due process challenge to the admission of other
evidence at trial does not properly bring this claim before us.
See Schleeper v. Groose, 36 F.3d 735, 737 (8th Cir.1994) ("perfunctory
reference to due process without discussion does not bring the
issue before this court"). Even if we were to address this
argument, we would find that it is without merit.
The district court's order
denying the petition for a writ of habeas corpus is affirmed.
In his statement of the case and within
the argument sections of the brief, petitioner attempts to
incorporate by reference various arguments made to the
district court. This practice is prohibited under 8th Cir.R.
28A(j)
The effect of filing a Rule 29.15 motion
is to suspend the direct appeal pending resolution of the
issues raised by the motion. Rule 29.15(l ) provides in part:
If a motion is filed under this Rule
29.15 and an appeal is pending from the judgment of
conviction that is the subject of the motion, the appeal
shall be suspended until final determination of the issues
raised by the motion.... If an appeal is filed from the
judgment sustaining or overruling [the] motion ..., the
appeal from the judgment of conviction shall be consolidated
with the appeal from the judgment on the motion.
When an indigent movant files a pro se
motion, the court shall cause counsel to be appointed for
the movant. Counsel shall ascertain whether sufficient facts
supporting the grounds are asserted in the motion and
whether the movant has included all grounds known to him as
a basis for attacking the judgment and sentence. If the
motion does not assert sufficient facts or include all
grounds known to the movant, counsel shall file an amended
motion that sufficiently alleges the additional facts and
grounds.