Murderpedia has thousands of hours of work behind it. To keep creating
new content, we kindly appreciate any donation you can give to help
the Murderpedia project stay alive. We have many
plans and enthusiasm
to keep expanding and making Murderpedia a better site, but we really
need your help for this. Thank you very much in advance.
Simmons v. State, 805 So.2d 452 (Miss. 2001). (Direct
Appeal) Simmons v. State, 869 So.2d 995 (Miss. 2004). (PCR) Simmons v. Epps, 654 F.3d 526 (5th Cir. Miss. 2011).
(Habeas)
Final/Special Meal:
One Pizza Hut medium Super Supreme Deep Dish pizza, double
portion, with mushrooms, onions, jalapeno peppers, and pepperoni;
pizza, regular portion, with three cheeses, olives, bell pepper,
tomato, garlic and Italian sausage; 10 8-oz. packs of Parmesan
cheese; 10 8-oz. packs of ranch dressing; one family size bag of
Doritos nacho cheese flavor; 8 oz. jalapeno nacho cheese; 4 oz.
sliced jalapenos; 2 large strawberry shakes; two 20-oz. cherry
Cokes; one super-size order of McDonald's fries with extra ketchup
and mayonnaise; and two pints of strawberry ice cream. (A 28,974
calorie-busting feast)
Final Words:
“I’ve been blessed to be loved by some good people, by some
amazing people. I thank them for their support. Now, let’s get it
on so these people can go home. That’s it.!
Mississippi Department of
Corrections
Inmate: GARY CARL SIMMONS
MDOC# R1943
Race: WHITE
Sex: MALE
Date of Birth: 11/18/1962
Height: 5' 11"
Weight: 264
Complexion: FAIR
Build: LARGE
Eye Color: BLUE
Hair Color: BROWN
Entry Date: 09-03-97
Mississippi Department
of Corrections
Factual Background of the Case
On October 11, 1996, Gary Carl Simmons, Jr.
(Simmons), and Timothy John "Timmy" Milano (Milano) were indicted
for the capital murder of Jeffery Wolfe, while engaged in the
commission of a robbery. Simmons and Milano were also indicted for
the kidnaping and rape of Charlene Brooke Leaser.
Simmons was arraigned in the Circuit Court of
Jackson County on January 9, 1997, and pled not guilty to the
pending charges. Milano's trial was severed from Simmons. On
February 21, 1997, the trial judge granted a change of venue
motion to allow jury selection from the venire in Lauderdale
County, but then held that the remainder of the trial would be
conducted in Jackson County, sequestering the jury for the
duration of the trial.
The trial began on August 25, 1997, and four
days later, the jury returned a guilty verdict on all three counts
of the indictment. For the kidnaping and rape, Simmons was
sentenced to separate life sentences. A separate sentencing
hearing was held on the capital murder conviction and the jury
found unanimously that Simmons should suffer death. Immediately
thereafter, the trial judge sen-tenced Simmons to die by lethal
injection on the capital murder charge and to two consecutive life
sentences for the kidnaping and rape convictions.
Facts of the Case:
On August 11, 1996, Jeffery Wolfe and Charlene
Brooke Leaser drove from Houston, Texas, to Jackson County,
Mississippi to "pick up some money" from some friends that were in
his debt. Upon their arrival on the Mississippi Gulf Coast, they
checked into a hotel. Wolfe then left to meet Sonny Milano,
Timothy Milano's brother. Later that evening, Wolfe, Sonny,
Sonny’s girl-friend and Leaser went to dinner.
During dinner, Wolfe asked if Sonny planned to
go to Simmons' house that evening. Sonny Milano decided to go to
Simmons' house, arriving there after dropping his girlfriend off.
When he arrived, Simmons and Timothy Milano were the only two at
the house. Simmons asked Sonny to get in touch with Wolfe. Wolfe
told Sonny that he would be there in a minute.
Sonny conveyed this information to Simmons and
Simmons told Sonny to leave the house. Wolfe and Leaser later
arrived at the house. Simmons walked into the kitchen to get a
beer while Leaser sat down at a table in the living room. Leaser
heard Wolfe and Milano chatting. Wolfe mentioned money he was
owed. Apparently, Simmons and Milano owed Wolfe between twelve and
twenty thousand dollars.
Leaser testified that she then heard gunshots
and saw Wolfe fall to the ground. Simmons grabbed Leaser and
ordered her not to look in the direction of Wolfe's body. Leaser
noticed Milano standing directly behind Wolfe holding a .22
caliber rifle.
Simmons took Leaser to a back bedroom and
forced her to lie face down on the floor. He placed himself on top
of her and began questioning her, asking whether she or Wolfe were
law enforcement officers, whether Wolfe had any drugs with him,
and who knew they were in Mississippi. She became understandably
hysterical and simply responded that she did not know anything, as
she and Wolfe had only become acquainted a few weeks ago. After
Simmons finished questioning Leaser, he tied her hands behind her
back, bound them to her feet with some rope, and locked her in a
metal box with dimensions similar to a large footlocker near his
bedroom, telling her he was "on a time frame" that he could not
"mess up."
Leaser managed to untie her hands and feet and
began kicking the top of the box unsuccessfully trying to get out.
After some length of time had passed, Simmons returned to the box
and took Leaser out. Simmons was undressed. He forced her to lie
face down on the floor of the bedroom. He then raped her. Leaser
testified that she thought he was holding a pistol to the back of
her head during the assault.
Afterward, Simmons tied her up and locked her
in the box. While Leaser was secured in the box, Simmons and
Milano went about their plan to dispose of Wolfe's body. Simmons
began dismembering Wolfe in the bathtub. Simmons, with Milano's
help, began distributing Wolfe's remains into the bayou that ran
behind Simmons's property using a boat Simmons borrowed from
neighbor only hours before.
Leaser, asleep and still locked in the box,
awoke to the sound of the telephone ringing. When no one answered
it, Leaser reasoned that the house was empty. She mustered all of
her energy and began banging on the top of the box. The lid popped
off and Leaser managed to get out of the house. She grabbed her
clothes and ran to a neighbor's house to call the police.
Simmons’ trial began on August 25, 1997, and
four days later, the jury returned a guilty verdict on all three
counts of the indictment. For the kidnaping and rape, Simmons was
sentenced to separate life sentences. A separate sentencing
hearing was held on the capital murder conviction and the jury
found unanimously that Simmons should suffer death.
Execution by Lethal Injection
In 1998, the Mississippi Legislature amended
Section 99-19-51, Mississippi Code of 1972, as follows: 99-19-51.
The manner of inflicting the punishment of death shall be by
continuous intravenous administration of a lethal quantity of an
ultra short-acting barbiturate or other similar drug in
combination with a chemical para-lytic agent until death is
pronounced by the county coroner where the execution takes place
or by a licensed physician according to accepted standards of
medical practice.
Contents of Syringes for Lethal Injection
Anesthetic - Pentobarbital – 2.0 Gm.
Normal Saline – 10-15 cc.
Pavulon – 50 mgm per 50 cc.
Potassium chloride – 50 milequiv. per 50 cc.
Lethal injection is the world’s newest method
of execution. While the concept of lethal injection was first
pro-posed in 1888, it was not until 1977 that Oklahoma became the
first state to adopt lethal-injection legislation. Five years
later in 1982, Texas performed the first execution by lethal
injection. Lethal injection has quickly be-come the most common
method of execution in the United States. Thirty-five of
thirty-six states that have a death penalty use lethal injection
as the primary form of execution. The U.S. federal government and
U.S. mili-tary also use lethal injection. According to data from
the U.S. Department of Justice, 41 of 42 people executed in the
United States in 2007 died by lethal injection.
While lethal injection initially gained
popularity as a more humane form of execution, in recent years
there has been increasing opposition to lethal injection with
opponents arguing that instead of being humane it results in an
extremely painful death for the inmate. In September 2007 the
United States Supreme Court agreed to hear the case of Baze v.
Rees to determine whether or not Kentucky’s three drug-protocol
for lethal injections amounts to cruel and unusual punishment in
violation of the Eighth Amendment to the United State
Constitution. As a result of the Supreme Court’s decision to hear
this case, executions in the United States came to a brief halt in
late September 2007. On April 16, 2008, the Supreme Court ruled in
Baze holding that Kentucky’s three-drug protocol for administering
lethal injections does not violate the Eighth Amendment. The
result of this ruling was to lift the de facto moratorium on
executions in the United States. The State of Georgia became the
first state to carry out an execution since the Court’s Baze
decision when William Earl Lynd was executed by lethal injection
on May 6, 2008.
Chronological Sequence of Events of
Execution
48 Hours Prior to Execution The condemned
inmate shall be transferred to a holding cell.
24 Hours Prior to Execution Institution is placed in
emergency/lockdown status.
1200 Hours Day of Execution Designated media center at institution
opens.
1500 Hours Day of Execution Inmate’s attorney of record and
chaplain allowed to visit.
1600 Hours Day of Execution Inmate is served last meal and allowed
to shower.
1630 Hours Day of Execution MDOC clergy allowed to visit upon
request of inmate.
1730 Hours Day of Execution Witnesses are transported to Unit 17.
1800 Hours Day of Execution Inmate is escorted from holding cell
to execution room.
1800 Witnesses are escorted into observation room.
1900 Hours Day of Execution A post execution briefing is conducted
with media witnesses.
2030 Hours Day of Execution Designated media center at institution
is closed.
Since Mississippi joined the Union in 1817,
several forms of execution have been used. Hanging was the first
form of execution used in Mississippi. The state continued to
execute prisoners sentenced to die by hanging until October 11,
1940, when Hilton Fortenberry, convicted of capital murder in
Jefferson Davis County, became the first prisoner to be executed
in the electric chair. Between 1940 and February 5, 1952, the old
oak electric chair was moved from county to county to conduct
execu-tions. During the 12-year span, 75 prisoners were executed
for offenses punishable by death. In 1954, the gas chamber was
installed at the Mississippi State Penitentiary, in Parchman,
Miss. It replaced the electric chair, which today is on display at
the Mississippi Law Enforcement Training Academy. Gearald A.
Gallego became the first prisoner to be executed by lethal gas on
March 3, 1955. During the course of the next 34 years, 35 death
row inmates were executed in the gas cham-ber. Leo Edwards became
the last person to be executed in the gas chamber at the
Mississippi State Penitentiary on June 21, 1989.
On July 1, 1984, the Mississippi Legislature
partially amended lethal gas as the state’s form of execu-tion in
§ 99-19-51 of the Mississippi Code. The new amendment provided
that individuals who com-mitted capital punishment crimes after
the effective date of the new law and who were subsequently
sentenced to death thereafter would be executed by lethal
injection. On March 18, 1998, the Mississippi Legislature amended
the manner of execution by removing the provision lethal gas as a
form of execution.
Mississippi Death Row Demographics
Youngest on Death Row: Terry Pitchford, MDOC
#117778, age 26
Oldest on Death Row: Richard Jordan, MDOC #30990, age 66
Longest serving Death Row inmate: Richard Jordan, MDOC #30990
(March 2, 1977: 35 Years)
Total Inmates on Death Row = 51
MALE:49
FEMALE: 2
WHITE:21
BLACK: 29
ASIAN: 1
Mississippi State Penitentiary
The Mississippi State Penitentiary (MSP) is
Mississippi’s oldest of the state’s three institutions and is
located on approximately 18,000 acres in Parchman, Miss., in
Sunflower County. In 1900, the Mississippi Legislature
appropriated $80,000 for the purchase of 3,789 acres known as the
Parch-man Plantation. The Superintendent of the Mississippi State
Penitentiary and Deputy Commissioner of Institutions is E.L.
Sparkman. There are approximately 868 employees at MSP. MSP is
divided into two areas:
AREA WARDEN UNITS Area I - Warden Earnest Lee
Unit 29 Area II - Warden Timothy Morris Units 25, 26, 28, 30, 31,
and 42 The total bed capacity at MSP is currently 4,648. The
smallest unit, Unit 42, houses 56 inmates and is the institution’s
hospital. The largest unit, Unit 29, houses 1,561 minimum, medium,
close-custody and Death Row inmates. MSP houses male offenders
classified to all custody levels and Long Term Segregation and
death row.
All male offenders sentenced to death are
housed at MSP. All female offenders sentenced to death are housed
at the Central Mississippi Correctional Facility in Pearl, Miss.
The majority of the farming activity involving Agricultural
Enterprises takes place at MSP. Programs offered at MSP include
alcohol and drug treatment, adult basic education, inmate legal
assistance, pre-release, therapeutic recreation, religious/faith
programs and vocational skills training. Mississippi Prison
Industries operates a work program at the MSP and utilizes more
than 296,400 inmate man-hours in its textile, metal fabrication
and wood working shops. On a monthly average, 190 inmates work in
these shops.
Gary Carl Simmons Jr, Butcher Who Murdered
Jeffery Wolfe, Will Be Executed In Mississippi
By Emily Le Coz - HuffingtonPost.com
June 20, 2012
TUPELO, Miss., June 20 (Reuters) - Mississippi
is set on Wednesday to execute a grocery store butcher found
guilty of dismembering his drug dealer with knives taken from work
and then scattering the body parts in an alligator-infested bayou
in 1996. The execution of Gary Carl Simmons Jr., 49, by lethal
injection was scheduled for 6 p.m. local time (2300 GMT) at the
Mississippi State Penitentiary in Parchman. It is scheduled to be
the third execution carried out in the state this month. There
have been 21 executions in the United States this year, according
to the Death Penalty Information Center.
Simmons was convicted of the August 1996 murder
of Jeffery Wolfe, 21. According to records from the Mississippi
Supreme Court, Wolfe and his girlfriend had driven from Houston to
Mississippi to collect a drug debt of between $12,000 to $20,000.
But when they got to Simmons' house, Simmons and his accomplice,
Timothy Milano, told Wolfe they did not have the drugs or the
money, records showed. An argument erupted, and Milano fatally
shot Wolfe with a .22-caliber rifle, records showed. Simmons then
hog-tied and locked Wolfe's girlfriend in a foot locker, removing
her later to rape her and "telling her that her life depended on
how well she performed sexually," the court document said.
Afterward, Simmons put the woman back inside
the box and went into the bathroom, where he dismembered and
gutted Wolfe's body in the bathtub using knives he had sharpened
at work, the records showed. Simmons and Milano scattered the
victim's remains in a bayou behind Simmons' property, according to
documents. Wolfe's girlfriend managed to escape from the foot
locker and ran to a neighbor's house to call police, records
showed.
Simmons was sentenced to death after being
convicted in August 1997 of kidnapping, rape and capital murder.
Milano was sentenced to life in prison for his role in the crime.
(Editing By Colleen Jenkins and Will Dunham).
Mississippi Executes Its Sixth Death Row
Inmate Of 2012
By Jeffrey Hess - MpbOnline.org
June 20, 2012
Mississippi has executed the 6th death row
inmate of the year. M-P-B's Jeffrey Hess reports Gary Carl Simmons
was executed by lethal injection at the state penitentiary in
Parchman last night. Simmons was convicted of the 1996 murder of
Jeffrey Wolfe as well as the kidnapping and rape Wolfe's female
friend. Simmons worked as a butcher and allegedly used those
skills, and knives from work, to dismember Wolfe and scatter his
body parts in an alligator infested Jackson County bayou.
After the execution, Wolfe's step-mother Linda
Wolfe says Simmons never apologized even with his last words. "Did
he tell us, 'I am sorry. I wish I could take it back'? No, He
didn't take nothing back. Like he said, 'Let's get it over with.
Let's get done so these people can go home'. Well that is where we
are going. We are going back to Houston, Texas and our hearts are
proud. And we are proud of y'all. And thank y'all for every
prayer, every thought and everything you have done the last 16
years," Wolfe said.
Wolfe's father Paskiel Wolfe reacted
emotionally to the execution. "Do you think God is going to
forgive you for doing such a good deed? No. You are going to go to
Hell. And that is where you are gonna be. And I hope you burn in
Hell. When you take your last breath I will be leaving to go and
have a cold beer," Wolfe said.
Two dozen protestors sing and light candles in
honor of Wolfe and Simmons in protest to the execution. Carrying a
sign reading, killing won't solve killing, James Bowley says he
will continue to oppose the death penalty despite the state
putting more people to death this year than at any time in the
last 60 years. "It is obviously not going to stop any this year
but it might make a person or two or three or ten who drive by
think about it. And that is what education is all about is getting
people to stop and think. Obviously it won't stop and it won't
step the next ones but maybe next or in two years or in ten
years," Bowley said. There is the potential for additional
executions later this year, if the Supreme Court rejects any more
appeals before its session which finishes at the end of the month.
Gary Carl Simmons
ProDeathPenalty.com
The murder
occurred in Gary Carl Simmons's house early in the morning of
August 13, 1996.
Jeffrey Wolfe
had traveled with his companion, Charlene Leaser, from Houston to
Mississippi in order to collect a drug-related debt from Simmons
and Timothy Milano, Simmons's ex-brother-in-law.
Wolfe and
Leaser arrived at Simmons's house late in the evening after
Simmons asked Sonny Milano, Timothy's brother, to call Wolfe and
ask him to come to the house. Shortly after, Timothy Milano
arrived as well. While Simmons and Leaser went into the kitchen to
smoke a joint of marijuana, Leaser heard several shots.
She saw Wolfe
fall to the floor and saw Timothy standing behind him with a gun.
Simmons immediately seized Leaser, told her not to look, and
brought her into a bedroom where he lay down on top of her.
He then
questioned her about why they were there, whether she had any
drugs, and who knew that they were there. After he finished
questioning her, he tied up her hands and feet and placed her in a
large metal box. After Simmons left the room, Leaser managed to
free herself from the rope and was attempting to knock the lid off
the box. Simmons returned at that point, stripped her of her
clothes and jewelry, retied her, and placed her back in the box.
When Simmons returned again, he raped her, then retied her and
placed her back in the box. Later, after hearing nobody answer the
ringing phone, Leaser surmised that nobody else was in the house
and managed to force the lid off of the box.
She then ran
across the street to a neighbor, who called the police. Although
Leaser's suitcases were still inside Simmons's house when she
reentered with the police, her money was gone. Shortly after
police arrived on the scene and secured a search warrant, they
noticed a small boat docked on the bayou behind Simmons's house,
and in it, a piece of flesh. They also discovered several buckets,
a bushhook, and a knife, all of which had blood on them. Shortly
after this discovery, they began collecting body parts from the
bayou, a task that took several days.
Testimony from
trial established that officers and coroner's office officials
collected eighty-five pounds of human remains on the first day and
forty-one pounds on the second day. Several portions of the body
had bullet holes, and Dr. Paul McGarry testified that the body
parts had been cut sharply and precisely and the bones separated
from flesh.
Ultimately,
the body parts collected were identified as Wolfe's. At trial,
Simmons's co-worker in the meat department of the grocer where
they both worked testified that Simmons had taken his butcher's
knives home with him on the evening of the murder, which he found
unusual. During both a pre-trial suppression hearing and during
the trial, Lee Merrill, an investigator with the Moss Point Police
Department who was involved with removing Wolfe's remains from the
bayou, testified about the bayou and his collection of the body
parts. He testified that although he began finding body parts
twenty to thirty feet from where the boat was located, he
ultimately found body parts as far as 150 yards away.
He further
noted that the bayou was approximately eight to nine feet wide and
four feet deep, and contained fish and crabs, and that he had seen
an alligator once during his time there. He also stated, and the
Mississippi Supreme Court later found as fact, that the bayou had
a current and ran into a tributary that itself eventually flowed
into the Gulf of Mexico. Simmons's neighbor and friend Rita Taylor
also testified at trial about the bayou, which she referred to as
the “canal,” and the surrounding area.
She stated
that their neighborhood was “somewhat rural,” and that she had
seen alligators in the bayou. Taylor noted that Simmons would
“play around with them,” and on one occasion she saw him shoot at
one a few times. At trial, Simmons's friend Dennis Guess also
provided crucial testimony. He described returning from work on
August 14, the day after the murder, to find Simmons in his house.
Guess testified that Simmons told him that he had “whacked a drug
dealer” and then had “deboned him, cut him up in little pieces,
and put him in the bayou.” Guess noted that Simmons was
disappointed because Wolfe only had one thousand dollars on his
person, but that Simmons was hoping that he would have much more.
After confiding to Guess that he felt his only options were to
run, commit suicide, or turn himself in, they decided that Simmons
would turn himself in. Simmons then called a Jackson County deputy
who picked him up. One issue of contention during the trial and
sentencing was a videotape Simmons recorded for his ex-wife, Lori,
and his two daughters on the morning of the murder before turning
himself in.
In the
videotape, he expressed remorse without ever referring directly to
Wolfe's murder. He made, among others, the following statements: "I
guess it's a real mess, isn't it? It wasn't supposed to go like
that. Things got pressing in. I was in a bind three or four
different ways. To my way of thinking, I didn't have much of a
choice. I mean, I'd already taken his money. There's no excuses.
It's hard sitting here doing this, knowing under what conditions
you'll probably be watching it. I'm so dreadfully sorry. I didn't
think about it until after it was done. And then it couldn't be
undone. There was nothing in the world I could do to make it
undone. And I would have. Oh, God, I would have. You never realize
how close you are to the edge until you actually step over it. I
don't know how it happened, I really don't. And after it had
happened, I would have gave anything to take it back, even my
life." After Simmons sent the videotape to Lori, she turned
it over to Simmons's attorneys.
At trial, the
State moved to compel Simmons to turn over the videotape, and the
court granted the motion. Simmons attempted to introduce the
videotape during both the guilt and sentencing phases of the
trial, but the court ruled it inadmissible. After a trial that
lasted most of one week, the jury found Simmons guilty of capital
murder, kidnapping, and rape. Simmons received life sentences for
the kidnapping and rape, and the trial proceeded to the sentencing
phase for capital murder.
The court
instructed the jury that in order to return the death penalty, it
must first find that Simmons either (1) killed Wolfe; (2)
attempted to kill Wolfe; (3) intended that the killing of Wolfe
take place; or (4) contemplated that lethal force would be
employed. If it found one of the four, it must then decide whether
one or both of the two aggravating circumstances the State had
submitted applied, and if so, weigh the aggravating and mitigating
circumstances. The court submitted the following two aggravating
circumstances to consider: (1) Simmons “knowingly created a great
risk of death to many people”; and (2) “the capital offense was
committed for pecuniary gain during the course of a robbery.”
During the
sentencing hearing, the State called no witnesses and did not make
an opening statement other than to introduce forty-six exhibits
from trial, including the tools used to dismember Wolfe. Simmons
called six mitigation witnesses, including his ex-wife, his
half-brother, and his half-sister. The witnesses generally
testified that he was a “family man” who cared deeply for his
daughters and often worked several jobs at a time to provide for
his family. Further, they noted that the crimes Simmons was
charged with were totally out of character for him. Simmons's
step-brother also testified that Simmons had a difficult
childhood, and that Simmons's step-father beat him almost every
day and beat their mother. The jury returned a verdict of death
for Simmons.
Simmons v. State, 805 So.2d 452
(Miss. 2001). (Direct Appeal)
Defendant was convicted in the Circuit Court,
Jackson County, Bill Jones, J., of capital murder, rape, and
kidnapping, and was sentenced to death and two consecutive terms
of life imprisonment. Defendant appealed. The Supreme Court,
Smith, P.J., held that: (1) it would address merits of claims
raised on appeal which were not raised before trial court and were
thus subject to procedural bar, with any subsequent review to
stand on procedural bar alone; (2) self-defense and manslaughter
instructions were not warranted; (3) evidence was sufficient to
support all convictions; (4) defendant received effective
assistance of counsel; (5) warrantless searches of defendant's
home and its curtilage were justified by exigent circumstances;
(6) videotape made by defendant shortly after his decapitation and
dismemberment of victim's body was inadmissible as mitigation
evidence; (7) claims of prosecutorial misconduct were all
procedurally barred, without merit, or both; (8) evidence that
defendant placed victim's body parts in bayou behind his house was
sufficient to warrant instruction on aggravating circumstance of
“knowing creation of great risk to many persons”; (9) “committed
for pecuniary gain during commission of a robbery” aggravator did
not improperly permit jury to consider both commission of
underlying felony and motive behind the underlying felony as
separate aggravators; (10) process by which peremptory challenges
were exercised and state's panel presented to defendant did not
violate statutory requirements; and (11) death penalty was not
disproportionate. Affirmed.
McRae, P.J., concurred in part. Diaz, J.,
concurred in part and dissented in part with separate written
opinion in which McRae, P.J., and Graves, J., joined.
En Banc. SMITH, P.J., For The Court.
¶ 1. On October 11, 1996, Gary Carl Simmons,
Jr. (Simmons), and Timothy John “Timmy” Milano (Milano) were
indicted for the capital murder of Jeffery Wolfe, while engaged in
the commission of a robbery. Simmons and Milano were also indicted
for the kidnaping and rape of Charlene Brooke Leaser. Simmons was
arraigned in the Circuit Court of Jackson County on January 9,
1997, and pled not guilty to the pending charges. One month later,
the trial judge appointed two attorneys, W. Harvey Barton and R.
Michael *466 Cunningham, to represent Simmons, an indigent.
Milano's trial was severed from Simmons. On February 21, 1997, the
trial judge granted a change of venue motion to allow jury
selection from the venire in Lauderdale County, but then held that
the remainder of the trial would be conducted in Jackson County,
sequestering the jury for the duration of the trial.
¶ 2. The trial began on August 25, 1997, and
four days later, the jury returned a guilty verdict on all three
counts of the indictment. For the kidnaping and rape, Simmons was
sentenced to separate life sentences. A separate sentencing
hearing was held on the capital murder conviction and the jury
found unanimously that Simmons should suffer death. Immediately
thereafter, the trial judge sentenced Simmons to die by lethal
injection on the capital murder charge and to two consecutive life
sentences for the kidnaping and rape convictions.
¶ 3. Simmons's motion for a new trial and
amended motion for a new trial were both denied by Judge Jones.
Simmons' automatic direct appeal is now before this Court raising
twenty-seven alleged errors at trial for consideration by this
Court.
¶ 4. Finding no error, we affirm the trial
court, upholding Simmons's guilty verdict and sentence of death as
well as the two consecutive sentences of life imprisonment. I. THE
TRIAL COURT COMMITTED REVERSIBLE ERROR BY DENYING THE DEFENDANT'S
SELF–DEFENSE INSTRUCTION. II. THE TRIAL COURT COMMITTED REVERSIBLE
ERROR BY DENYING THE DEFENDANT'S MANSLAUGHTER INSTRUCTION. III.
THE TRIAL COURT'S RULINGS VIOLATED THE DEFENDANT'S CONSTITUTIONAL
RIGHT TO PRESENT A DEFENSE. IV. THE TRIAL COURT ERRED BY GRANTING
TWO OF THE PROSECUTION'S INSTRUCTIONS DURING THE GUILT–INNOCENCE
PHASE OVER THE DEFENDANT'S OBJECTIONS. V. THE TRIAL COURT ERRED BY
DENYING THE DEFENDANT'S MOTION FOR A DIRECTED VERDICT AS THE
JURY'S FINDING THAT A ROBBERY WAS COMMITTED WAS AGAINST THE
OVERWHELMING WEIGHT OF THE EVIDENCE. VI. THE TRIAL COURT COMMITTED
REVERSIBLE ERROR BY OVERRULING THE DEFENDANT'S MOTION FOR A
MISTRIAL CONCERNING CERTAIN TESTIMONY OFFERED BY DENNIS GUESS.
VII. THE DEFENDANT WAS DENIED EFFECTIVE ASSISTANCE OF COUNSEL AT
TRIAL. VIII. THE TRIAL COURT ERRED BY PERMITTING THE PROSECUTION
TO ADDUCE EVIDENCE CONCERNING AN ALLEGED BURGLARY OF THE VICTIM'S
ROOM AT THE KING'S INN HOTEL. IX. THE TRIAL COURT COMMITTED
REVERSIBLE ERROR BY DENYING *467 THE DEFENDANT'S MOTION TO EXCLUDE
EVIDENCE OBTAINED AS A PART OF AN ILLEGAL SEARCH AND SEIZURE. X.
THE TRIAL COURT ERRED BY ALLOWING THE EXPERT WITNESS TESTIMONY OF
DEBORAH HALLER INTO EVIDENCE OVER OBJECTION FROM DEFENSE COUNSEL.
XI. THE TRIAL COURT ERRED BY DENYING THE DEFENDANT'S MOTION FOR A
CONTINUANCE. XII. THE TRIAL COURT ERRED BY DENYING THE DEFENDANT'S
MOTION IN LIMINE TO EXCLUDE CERTAIN PHOTOGRAPHS FROM ADMISSION
INTO EVIDENCE. XIII. THE TRIAL COURT COMMITTED REVERSIBLE ERROR
WHEN RULING ON VARIOUS MATTERS IN THE GUILT PHASE OF THE TRIAL.
XIV. THE TRIAL COURT ERRED IN EXCLUDING A VIDEOTAPE OF THE
DEFENDANT MADE HOURS AFTER THE COMMISSION OF THE CRIMES IN WHICH
THE DEFENDANT DISCUSSES THE CRIMES AND EXHIBITS REMORSE FOR HIS
PART IN COMMITTING THEM. XV. THE PROSECUTOR ENGAGED IN MISCONDUCT
REQUIRING REVERSAL. XVI. THE TRIAL COURT ERRED BY SUBMITTING TO
THE JURY THE AGGRAVATING CIRCUMSTANCE THAT THE DEFENDANT KNOWINGLY
CREATED A GREAT RISK TO MANY PERSONS. XVII. THE TRIAL COURT
COMMITTED NUMEROUS REVERSIBLE ERRORS IN ITS RULINGS DURING THE
SENTENCING PHASE OF THE TRIAL. XVIII. THE TRIAL COURT ERRED BY
GRANTING MANY OF THE PROSECUTION'S INSTRUCTIONS DURING THE
SENTENCING PHASE OF THE TRIAL. XIX. THE TRIAL COURT ERRED BY
REQUIRING THE DEFENSE TO EXERCISE SOME OF ITS PEREMPTORY
CHALLENGES PRIOR TO THE PROSECUTION TENDERING TWELVE ACCEPTED
JURORS. XX. THE TRIAL COURT ERRED IN THE PROCEDURE IT USED IN
SELECTING THE COUNTY FOR THE CHANGE OF VENUE. XXI. THE TRIAL COURT
COMMITTED NUMEROUS REVERSIBLE ERRORS DURING THE “DEATH/LIFE”
QUALIFICATION COMPONENT OF VOIR DIRE. XXII. THE TRIAL COURT ERRED
BY ALLOWING THE PROSECUTION TO OBTAIN A PROMISE FROM PROSPECTIVE
JURORS TO RETURN A SPECIFIC*468 VERDICT UNDER A SPECIFIC SET OF
CIRCUMSTANCES. XXIII. THE TRIAL COURT ERRED BY LIMITING THE VENIRE
IN LAUDERDALE COUNTY. XXIV. THE TRIAL COURT ERRED BY ALLOWING THE
SELECTED JURORS TO RETURN HOME AND PACK CLOTHING FOR THE WEEK
BEFORE BEING SEQUESTERED. XXV. THE DEFENDANT HAS BEEN DENIED HIS
RIGHT TO A MEANINGFUL APPEAL. XXVI. MISSISSIPPI'S CAPITAL
PUNISHMENT SCHEME IS UNCONSTITUTIONAL AND THE IMPOSITION OF THE
DEATH PENALTY IN THIS CASE IS DISPROPORTIONATE. XXVII. THE ERRORS
TAKEN TOGETHER IN THIS CASE WARRANT REVERSAL. [1]
¶ 5. Before proceeding to the facts, the State
asserts that Simmons's assignments of error numbered IV, VIII,
XVI, XVIII, XIX, XX, XXII, XXIII, XXIV, and XXV should be
procedurally barred from consideration by this Court. The State
argues that the issues were not presented to the trial court and
are therefore not properly before this Court. The State alleges
that the error, if any, is waived due to the procedural bar. It
has been repeatedly held that the procedural bar rule is not
diminished in a capital case. Cole v. State, 525 So.2d 365, 369
(Miss.1987); Irving v. State, 498 So.2d 305 (Miss.1986); Johnson
v. State, 477 So.2d 196 (Miss.1985); In re Hill, 460 So.2d 792
(Miss.1984); Hill v. State, 432 So.2d 427 (Miss.1983); Chase v.
State, 645 So.2d 829, 845 (Miss.1994); Foster v. State, 639 So.2d
1263, 1270 (Miss.1994).
¶ 6. Simmons, in his reply brief, points out
that this Court has “repeatedly relaxed the procedural bar rule in
capital cases,” citing Harrison v. State, 635 So.2d 894
(Miss.1994). Simmons also quotes from Pinkney v. State, which
said: We have in death penalty cases the prerogative of relaxing
out contemporaneous objection and plain error rules when the
interest of justice so requires. Because the death penalty is a
different sort of punishment with more severe consequences than
other sentences, this Court's scrutiny of such cases is
correspondingly heightened. In capital cases, the procedural bar
is sometimes relaxed because of the nature of the right asserted.
Also, this Court has relaxed its procedural bar to consider
serious, cumulative errors. Even in capital cases procedural bars
appear to be applied, based on a number of factors, on a case by
case basis. Pinkney v. State, 538 So.2d 329, 338 (Miss.1988)
(citations omitted). While these allegations of error are
procedurally barred, we will address the merits of the underlying
claims in the order raised by Simmons knowing that any subsequent
review will stand on the procedural bar alone. Chase v. State, 645
So.2d at 845; Foster v. State, 639 So.2d at 1270.
FACTS
¶ 7. In the early morning hours of August 11,
1996, Jeffery Wolfe and Charlene Brooke Leaser drove from Houston,
Texas, to Jackson County, Mississippi. They had only known each
other a few weeks. Wolfe asked Leaser to accompany him on a trip
to the Gulf Coast to “pick up some money” from some friends that
were in his debt. Leaser later learned that the debt *469 accrued
some weeks earlier from a transaction involving drugs. While on
the Gulf Coast, Wolfe also planned to buy new wheel rims and tires
for his vehicle and then return through New Orleans with Leaser
for a short vacation. Wolfe left Houston with twelve hundred
dollars in his wallet. Leaser had approximately two hundred
dollars in her purse.
¶ 8. Upon their arrival on the Mississippi Gulf
Coast, they checked into the King's Inn Hotel. Wolfe and Leaser
fell asleep. Wolfe awoke early and left Leaser at the Hotel to
meet Sonny Milano, Timothy Milano's brother, who worked at a local
tire store. Apparently, they met a few weeks earlier while Wolfe
was on the Coast conducting his illicit business deal. Later that
afternoon, Wolfe and Sonny returned to the hotel room to pick up
Leaser for dinner. Sonny Milano left to get his girlfriend and the
four met in Wolfe and Leaser's room at the hotel. They all took
Wolfe's white Honda Civic to Shoney's where they dined together.
¶ 9. Sonny Milano testified that during dinner,
Wolfe asked if Sonny planned to go to Simmons' house that evening.
Sonny Milano, over loud protests from his girlfriend, decided to
go to Simmons' house, arriving there late that evening after
dropping her off. When he arrived, Simmons and Sonny's brother,
Milano, were the only two at the house. Simmons asked Sonny if he
had seen Wolfe and Sonny told him that they ate dinner together.
Simmons asked Sonny to get in touch with Wolfe. Sonny contacted
Wolfe at his hotel room and told Wolfe that he was at Simmons's
house. Wolfe was pleasantly surprised to hear that Sonny was
there, since Sonny's girlfriend was opposed to his going. Wolfe
told Sonny that he would be there in a minute.
¶ 10. Sonny conveyed this information to
Simmons, who less than one minute later, approached Sonny as he
talked to Milano and asked him to leave the house. Sonny testified
that he did not find this unusual because “that's just Gary.”
Sonny left without explanation, with Wolfe on his way.
¶ 11. After dinner, as the couples parted ways,
Wolfe and Leaser returned to their hotel where they relaxed before
leaving to meet Wolfe's debtors. They drove out to Simmons's house
but found no one home. After leaving the house to pick up
cigarettes and a beverage, Wolfe and Leaser returned to the hotel.
To pass the time, the two then went to Wal–Mart, and again tried
to meet Simmons at his house. Still, no one was home. By this time
it was nearly 10 in the evening, August 12, 1996. Again, they
returned to the hotel. Near midnight, Wolfe received a phone call
while Leaser stood outside smoking a cigarette. Wolfe hung up the
phone, gathered Leaser, and left the hotel headed toward Simmons's
house.
¶ 12. Upon arriving at the house, they found
Simmons sitting on the front porch. The three began talking, and
Simmons offered them some marijuana. Leaser and Simmons smoked a
marijuana cigarette, but Wolfe refrained. Milano drove up as they
finished the marijuana. Simmons was related to the Milanos by
marriage; Simmons married their sister, Lori, but that marriage
ended in divorce. Simmons offered his guests a beer, and all four
adjourned to the kitchen and living room area. Simmons walked into
the kitchen to get a beer while Leaser sat down at a table in the
living room to roll another marijuana cigarette.
¶ 13. Leaser heard Wolfe and Milano chatting in
the doorway separating the kitchen and living room. Wolfe
mentioned the money he was owed. Apparently, Simmons and Milano
owed Wolfe between twelve and twenty thousand dollars. They *470
did not have the money, nor did they have the drugs. Simmons
returned from the kitchen while Wolfe and Milano discussed this
predicament. Leaser testified that she heard gunshots and saw
Wolfe fall to the ground. Immediately thereafter, Simmons grabbed
Leaser and ordered her not to look in the direction of Wolfe's
body. Leaser noticed Milano standing directly behind Wolfe holding
what was later identified as State's exhibit 29, a .22 caliber
rifle.
¶ 14. Simmons took her to a back bedroom of the
house and forced her to lie face down on the floor. He placed
himself on top of her and began questioning her, asking whether
she or Wolfe were law enforcement officers, whether Wolfe had any
drugs with him, and who knew they were in Mississippi. She became
understandably hysterical and simply responded that she did not
know anything, as she and Wolfe had only become acquainted a few
weeks ago. After Simmons finished questioning Leaser, he tied her
hands behind her back, bound them to her feet with some rope, and
locked her in a metal box with dimensions similar to a large
footlocker near his bedroom, telling her he was “on a time frame”
that he could not “mess up.”
¶ 15. Leaser managed to untie her hands and
feet and began kicking the top of the box unsuccessfully trying to
get out. Leaser continued kicking the top of the box until Simmons
returned. He removed her from the box, stripped her nude, tied her
up again and returned her to the box. Again, Leaser managed to
free herself from the knotted ropes, but remained unable to get
the top off of the metal box holding her. After some length of
time had passed, Simmons returned to the box and took Leaser out.
Simmons was undressed. He again forced her to lie face down on the
floor of the bedroom. Leaser was in the middle of her menstrual
cycle, so Simmons forced her to remove her tampon. He then raped
her, telling her that her life depended on how well she performed
sexually. Leaser testified that she thought he was holding a
pistol to the back of her head during the assault.
¶ 16. Afterward, Simmons asked Milano if he
would like to rape her as well; Milano declined. Simmons then took
Leaser to the bathroom, allowed her to clean up with an athletic
sock; and yet again, tied her up and locked her in the box.
¶ 17. While Leaser was secured in the box,
Simmons and Milano went about their plan to dispose of Wolfe's
body. Simmons, by trade, was a butcher in a meat market. Simmons's
co-worker, Charles Jenkins, testified that during the preceding
workweek, Simmons sharpened all of his knives and took them home
from work for the weekend. Jenkins testified that this was rather
unusual because everyone normally leaves their knives at work.
Apparently, the only time that Jenkins could remember anyone
taking their knives home was before leaving on an extended
vacation or quitting the job. Simmons took those knives and began
dismembering Wolfe in the bathtub. After gutting him and severing
his head and limbs, Simmons, with Milano's help, began
distributing Wolfe's remains into the bayou that ran behind
Simmons's property using a boat Simmons borrowed from neighbor
Donald Taylor FN1 only hours before. Alligators were known to
inhabit the area. The bayou had a running current that eventually,
through tributaries, fed into the Gulf of Mexico. FN1. Simmons
told Taylor he needed the boat “to go fishing.”
¶ 18. Leaser, still locked in the box, again
untied herself. Simmons returned to the box smoking marijuana and
offered *471 some to Leaser. She accepted. After sharing the
marijuana cigarette, Simmons locked Leaser in the box with a
blanket, where she fell asleep. She awoke to the sound of the
telephone ringing. When no one answered it, Leaser reasoned that
the house was empty. She mustered all of her energy and began
banging on the top of the box. The lid popped off and Leaser
managed to get out of the house. On her way out of the door, she
grabbed a bag with some of her clothes and belongings in it. She
then partially dressed herself. Leaser ran to a neighbor's house
and convinced the neighbor to call the police. Upon their arrival,
Leaser recounted the events of the previous twenty-four hours.
¶ 19. Many different law enforcement agencies
were involved in investigating the scene of the crime. Leaser told
police officers that Wolfe was inside, had been shot, and that she
had been raped. Once the police arrived, they began to secure the
area and investigate Leaser's claims. Moss Point police officers
Lee Merrill and Richard Cushman entered the house with Leaser to
determine if a crime had, in fact, been committed and if so,
whether other victims were still in the house. Once the police
officers saw blood and other evidence of violent crimes, they left
the house and secured a search warrant.
¶ 20. After obtaining a search warrant, the
police called the Mississippi Crime Lab, and they entered the
house to gather evidence. From inside the house, they collected
portions of fingernails from a wastebasket, a used condom, and two
used tampons, among other things. The local police department also
recovered a Marlin model # 60 .22 caliber rifle, eight empty .22
caliber shell casings, and Wolfe and Leaser's personal items
originally left in their hotel room.
¶ 21. Near the rear of the property, a small
“jon boat” was spotted near the water. Officers Magee and Graff
investigated and requested that Officer Cushman join them. Near
the boat they found four five gallon white buckets, one green
plastic barrel, a one gallon bottle of Clorox bleach, a brush, a
knife, and a bushhook. The brush and bushhook appeared to be
covered in blood. An aluminum boat paddle was covered in bloody
finger prints. In the boat, the officers discovered a piece of
flesh. The local coroner called Dr. Paul McGarry to help with the
investigation. Outside the house, but still on or very near
Simmons's property, Dr. McGarry found the rest of Wolfe's body.
Dr. McGarry testified that he and a group of police officers
floated approximately two hundred yards down the bayou over which
they found various parts of the skin, muscle, chest, abdominal
walls, penis and testicles, lungs, heart, intestines, liver, as
well as fingers and toes from a young human white male.
¶ 22. Dr. McGarry testified that the body parts
had been cut sharply and with precision into block like sections
of tissue. Most of the bones had been separated. Of the flesh he
found and examined, several pieces had bullet holes in them. One
portion of the chest had five bullet holes in it while another
portion revealed one bullet hole. Some of the internal organs, the
heart and lungs specifically, also had bullet holes in them. The
left lung had a bullet lodged in it. Dr. McGarry testified that
these gunshot wounds were the cause of death.
¶ 23. A further search of the area revealed
Wolfe's severed head, upper chest portion, and pelvic area sans
reproductive organs. Over two days of searching, they found, on
the first day, eighty-five pounds of human remains the largest of
which was seventeen inches in diameter. The following day, they
collected forty-one pounds of similar pieces, with the largest
piece measuring*472 nineteen inches. Some pieces found later were
large enough to have identifiable tatoos. All of the flesh was
identified as belonging to Wolfe.
¶ 24. Simmons left his house after dismembering
and disposing of Wolfe. He drove to Mobile, Alabama, where he made
a videotape for his ex-wife and children. Throughout the video
recording, Simmons spoke to his family in the most general terms
about what he had done, although he never specifically admitted
committing any crimes. Simmons mailed the video cassette to his
wife and drove back to the Coast. Upon arriving at his house,
Simmons noticed that Leaser had escaped. He immediately left again
and went to see his friend Dennis Guess.
¶ 25. Guess testified that while they were
conversing, Simmons volunteered that he had just “whacked a drug
dealer, ... deboned him, cut him up in little pieces, and put him
in the bayou.” Simmons told Guess that he used a butcher knife and
bolt cutters to accomplish the task. Simmons also told Guess that
he had a girl in a box and planned to “train her” and “keep her
around as a sex toy,” but confessed that she had escaped. The
conversation then turned to what realistic options Simmons had
left. Simmons, after further discourse with Guess on this subject,
decided against fleeing the jurisdiction or committing suicide. He
eventually decided to turn himself in to the authorities.
STANDARD OF REVIEW [2] [3]
¶ 26. This Court will review an appeal from a
capital murder conviction and death sentence with “heightened
scrutiny” under which all bona fide doubts are resolved in favor
of the accused. Porter v. State, 732 So.2d 899, 902 (Miss.1999).
Further, this Court is cognizant of the fact that what may be
harmless error in certain situations becomes reversible error
where the penalty is death. Id.
LEGAL ANALYSIS
I. THE TRIAL COURT COMMITTED REVERSIBLE
ERROR BY DENYING THE DEFENDANT'S SELF–DEFENSE INSTRUCTION. [4]
¶ 27. Simmons alleges that the trial court
erred in denying his requested self-defense instruction. Simmons
argues that the testimony of Dennis Guess established the factual
basis necessary to provide the jury with a self-defense
instruction. Simmons spoke with Guess soon after the killing.
Guess testified that Simmons recounted the events of the evening
to him and explained the alleged provocation behind the violent
assault as follows: BY DENNIS GUESS: Okay, He [Simmons] said a
drug dealer from Texas [Wolfe] and his girlfriend [Leaser] had
come to his house night before last about midnight. Gary was
supposed to have sold some drugs and collected some money for this
guy. It didn't happen. Timmy [Milano] was supposed to have wasted
the money, or the drugs, or what not. I don't know. But, anyway,
the boy [Wolfe] broke bad on him and threatened him, to do
something to him. * * * * * * BY ASSISTANT DISTRICT ATTORNEY
SAUCIER: When you make the statement that the boy broke bad on him
and he shot him, do you know who you are referring to in this
statement when you said he just shot him? BY DENNIS GUESS: I made
a reference to Wolfe being the one that broke bad. And either Gary
or Timmy, unclear. One of them shot him. *473
¶ 28. Later, Leaser testified that Wolfe told
her he always carried a .9 millimeter handgun, although she never
saw it and one was never recovered. Leaser also testified that she
never saw Wolfe brandish a weapon of any kind. Leaser further
testified that Milano shot Wolfe while Simmons was with her in
another room.
¶ 29. Simmons cites Manuel v. State, 667 So.2d
590 (Miss.1995) as support for this assignment of error, where
this Court held: In homicide cases, the trial court should
instruct the jury about a defendant's theories of defense,
justification, or excuse that are supported by the evidence, no
matter how meager or unlikely, and the trial court's failure to do
so is error requiring reversal of a judgment of conviction.
Hester, 602 So.2d at 872. Where the instructions are in improper
form and are the only ones embodying a legally correct theory of
the defendant's defense, it is the duty of the trial court to see
that the instructions are placed in proper form for submission to
the jury. Id. at 873. Manuel v. State, 667 So.2d at 593. [5]
¶ 30. The State asserts that the record does
not contain any evidence to support Simmons' self-defense
instruction. Jury instructions should be given only when facts
developed in the case being tried support them. Walker v. State,
740 So.2d 873, 888 (Miss.1999). All evidence points to Simmons and
Timmy Milano having executed a planned assault. Jenkins testified
that Simmons took his knives home for the weekend. Leaser's
testimony regarding Wolfe being unarmed, combined with her
testimony that all of the conversations involving Wolfe, Milano
and Simmons were “friendly” and resembled “chit-chat” more than
argument, points away from any self-defense theory. Leaser also
testified that Simmons informed her that he was on a time frame,
and ordered her not to mess it up. This clearly suggests some
premeditation that would rule out self-defense as being a
motivating factor. Finally, Taylor's testimony that Simmons
borrowed the boat less than a day before the killing to “go
fishing” indicates he had a plan to distribute the body long
before Wolfe arrived. Further, “Mississippi adheres to the common
law rule that an aggressor is precluded from pleading
self-defense.” Layne v. State, 542 So.2d 237, 244 (Miss.1989).
Here, there was ample testimony that placed Simmons and Milano as
the aggressor, thus Simmons is precluded from pleading
self-defense. The State argues that this testimony and case law
render Simmons's argument baseless, and we agree.
II. THE TRIAL COURT COMMITTED REVERSIBLE
ERROR BY DENYING DEFENDANT'S MANSLAUGHTER INSTRUCTION. [6] [7]
¶ 31. Simmons argues that, if not in self
defense, Wolfe was killed in the “heat of passion” and he
therefore deserved a manslaughter instruction. The term “heat of
passion” has been defined by this Court as: a state of violent and
uncontrollable rage engendered by a blow or certain other
provocation given, which will reduce a homicide from the grade of
murder to that of manslaughter. Passion or anger suddenly aroused
at the time by some immediate and reasonable provocation, by words
or acts of one at the time. The term includes an emotional state
of mind characterized by anger, rage, hatred, furious resentment
or terror. Tait v. State, 669 So.2d 85, 89 (Miss.1996) (quoting
Buchanan v. State, 567 So.2d 194, 197 (Miss.1990)). Simmons again
relies on the alleged confrontation between Wolfe *474 and Milano
as the basis for his actions. The burden to overcome the
presumption of murder lies with the defendant. Nicolaou v. State,
534 So.2d 168, 171 (Miss.1988). Simply presenting testimony from a
witness who states that the defendant told him the “boy broke bad”
on him does not overcome this presumption. Although Dennis Guess
also testified that there “was an argument over some money or
drugs”, he admitted he was unclear on that point. Leaser's
eyewitness testimony refutes this allegation and crystallizes the
nature of the encounter as conversational. [8] [9]
¶ 32. Additionally, where the killing occurred
during the course of a robbery, the defendant is not entitled to a
manslaughter instruction. Burns v. State, 729 So.2d 203, 225
(Miss.1998). Denial of a manslaughter instruction is proper where
the record is clear that the decedent was shot with malice or
deliberate design. West v. State, 725 So.2d 872, 890 (Miss.1998).
More on point, the defendant in Walker v. State requested a
self-defense instruction or provocation instruction because the
defendant told a third party after the killing that the “dude
[victim] made a move on him.” 740 So.2d at 888. The trial court
denied this request, and this Court affirmed. It is clear that no
reasonable hypothetical juror could find that this killing was
without malice. Blue v. State, 674 So.2d 1184, 1201 (Miss.1996).
There is no evidence in the record that supports a manslaughter
instruction under the aforementioned authority as the State
adduced evidence throughout the trial relating to premeditation.
Therefore, Simmons was not entitled to a manslaughter instruction.
This assignment of error is meritless.
III. THE TRIAL COURT'S RULINGS VIOLATED THE
DEFENDANT'S CONSTITUTIONAL RIGHT TO PRESENT A DEFENSE. [10]
¶ 33. Simmons argues that the trial court
prevented him from fully presenting his defense. Essentially,
Simmons believes that because he was unable to introduce testimony
regarding Milano's alleged knowledge of Wolfe's supposed
involvement in the death of a former roommate in Houston, Texas,
he was denied his right to present a defense. The defense believes
this information was essential to Simmons' defense because Wolfe
allegedly played some part in his former roommate's death, the
result of a drug deal gone bad. Simmons therefore wanted to
introduce this evidence to show that Milano, the “trigger man”,
had a reason to fear for his life since he knew Wolfe had the
potential to become violent when he realized that this drug deal
was going to go bad as well.
¶ 34. Defense counsel tried to introduce
testimony through Leaser regarding this alleged incident in
Houston, Texas. The trial judge overruled these attempts to
introduce this evidence saying “[s]he [Leaser] doesn't know
anything about the Houston thing unless somebody told her that.
And that's hearsay, and it's not admissible in this case. It's not
even material in this case.” Simmons argues that prior bad acts of
the victim are admissible as a hearsay exception if the defendant
knew of them because they exhibit a basis for Simmons to view
Wolfe as the aggressor. In support of this proposition, Simmons
cites Heidel v. State, 587 So.2d 835 (Miss.1991). In Heidel, a man
shot his wife after he said she attacked him with a butcher knife.
Found guilty at trial, Heidel appealed alleging that the trial
court erred in excluding his testimony regarding a previous
incident only weeks before when his wife attacked him with a
butcher knife. This Court held that Insofar as [the wife's] prior
act may reflect a propensity for wielding her *475 butcher knife,
it was admissible on other grounds. True, we have a general rule
that “a person's character or a trait of his character is not
admissible for the purpose of proving that he acted in conformity
therewith on a particular occasion[.]” Rule 404(a), Miss.R.Ev.,
but this case falls within a long recognized exception. The
exception allows the accused, claiming self-defense, to offer
“[e]vidence of a pertinent trait of character of the victim of the
crime....” Rule 404(a)(2), Miss.R.Ev. Heidel's justifiable
homicide defense rendered Esther's propensity for violence a
“pertinent trait of character of the victim,” and it matters not
how much of that defense had been put before the Court and jury at
the time Heidel made his proffer. Heidel v. State, 587 So.2d 835,
845 (Miss.1991). However, reading further, this Court also
required the admissibility of this character evidence to rest upon
whether Heidel presented “evidence of an overt act perpetrated
against him by the victim.” Heidel, 587 So.2d at 845. Simmons
failed to clear this second hurdle. There is no testimony in
evidence alleging that Wolfe made such an overt act. The only
testimony resembling this comes from Dennis Guess who testified
that Simmons told him that Wolfe “broke bad.” This is contradicted
by the testimony elicited from Leaser who said that Wolfe and
Milano had not behaved in a confrontational manner, and in fact
that they acted like friends. Beyond this, neither Milano nor
Simmons had any personal knowledge of the incident in Houston, as
in the Heidel case. It is clear that the trial judge was correct
in excluding the testimony and references to it as hearsay.
IV. THE TRIAL COURT ERRED BY GRANTING TWO OF
THE PROSECUTION'S INSTRUCTIONS DURING THE GUILT–INNOCENCE PHASE
OVER DEFENDANT'S OBJECTIONS. [11]
¶ 35. Simmons alleges that the trial court
erred in granting State's S–11 FN2 which he believes is an
incorrect statement of the law. The State urges that this argument
should be procedurally barred because defense counsel's objection
to S–11 is different on appeal than the one offered at trial. At
trial, it appears that defense counsel objected to S–11 on the
grounds that it was an “aiding and abetting” instruction, rather
than an incorrect statement of the law. The State cites Doss v.
State, 709 So.2d 369, 378 (Miss.1996) for the proposition that an
objection at trial on one specific ground constitutes a waiver on
all other grounds. FN2. State's Jury Instruction S–11 reads as
follows: The Court instructs the jury that one who willfully,
unlawfully, and feloniously aids, abets, assists, or otherwise
encourages the commission of a crime is just as guilty under the
law as if he or she had committed the whole crime with his or her
hand. [12]
¶ 36. Simmons believes that this instruction
relieved the prosecution of its burden to prove all of the
elements of capital murder, robbery, kidnaping and rape. Simmons
cites generally Hornburger v. State, 650 So.2d 510, 514
(Miss.1995) and Berry v. State, 728 So.2d 568 (Miss.1999). [13]
¶ 37. Both Hornburger and Berry are
distinguishable because they involved instructions that told the
jury that each person who commits any act that is an element of
the crime is guilty as a principle. S–11 simply does not contain
the operative language that could be construed as reading that a
defendant found guilty of aiding and abetting with respect to one
element of the crime is guilty as a principle. When determining
whether error*476 lies in the granting or refusal of various
instructions, we must consider all the instructions given as a
whole. Coleman v. State, 697 So.2d 777, 782 (Miss.1997). “When so
read, if the instructions fairly announce the law of the case and
create no injustice, no reversible error will be found.” Coleman,
697 So.2d at 782. The jury instructions listing the elements of
capital murder (S–4a), robbery (S–3), kidnapping (S–7), and rape
(S–8) all carefully lay out the elements of each crime.
Additionally, Simmons is guilty as a principal under Miss.Code
Ann. § 97–1–3 (2000).FN3 Thus, we find no error in the giving of
this instruction. FN3. Miss.Code Ann. § 97–1–3 reads: “Every
person who shall be an accessory to any felony, before the fact,
shall be deemed and considered a principal, and shall be indicted
and punished as such; and this whether the principal have been
previously convicted or not.”
¶ 38. Simmons further claims that the trial
court erred by granting jury instruction S–3b. The instruction is
not contained in the record nor is it listed in Simmons' brief.
This Court has held that the duty of the appellant is to present a
sufficient record of the trial to prove that the alleged error
actually occurred, and that the error was timely and properly
preserved. Walker v. State, 671 So.2d 581, 620 (Miss.1995). [14]
¶ 39. Simmons alleges that the instruction was
improper because it allowed the jury to consider whether the
underlying felony of robbery in the capital murder charge was
based upon a robbery of either Wolfe or Leaser. Simmons also
alleges that the State failed to prove what was taken during the
robbery. The State based its case upon the notion that the murder
was committed because Simmons and Milano owed Wolfe a debt they
could not pay. Additionally, Leaser testified that when the police
returned her belongings, she could not find $ 200 she placed in
her purse for the trip. Additionally, Guess testified that Simmons
said he was disappointed because Wolfe only had about one thousand
dollars on him when he searched the body. This money was never
recovered. The record easily supports the State's contention that
the instruction had a sufficient evidentiary basis for both Wolfe
and Leaser. In an effort to address the nature of the instruction,
if not the exact language itself, the State cites Gray v. State,
728 So.2d 36, 71 (Miss.1998) (holding that where evidence is
sufficient to support both phrases of a disjunctive statement, the
use of the disjunctive term is of no consequence). This issue is
meritless.
V. THE TRIAL COURT ERRED BY DENYING THE
DEFENDANT'S MOTION FOR A DIRECTED VERDICT AS THE JURY'S FINDING
THAT A ROBBERY WAS COMMITTED WAS AGAINST THE OVERWHELMING WEIGHT
OF THE EVIDENCE.
¶ 40. Simmons contends that the trial court
erred in denying his motion for a directed verdict, and that the
jury's guilty verdict on the underlying felony of robbery was
against the overwhelming weight of the evidence. These arguments
challenge both the weight and sufficiency of the evidence. This
Court's standard in regard to challenges to the weight and
sufficiency of the evidence is clearly defined in McClain v.
State, 625 So.2d 774 (Miss.1993). This Court said: The three
challenges by McClain (motion for directed verdict, request for
peremptory instruction, and motion for JNOV) challenge the legal
sufficiency of the evidence. Since each requires consideration of
the evidence before the court when made, this Court properly *477
reviews the ruling on the last occasion the challenge was made in
the trial court. This occurred when the Circuit Court overruled
McClain's motion for JNOV. In appeals from an overruled motion for
JNOV the sufficiency of the evidence as a matter of law is viewed
and tested in a light most favorable to the State. The credible
evidence consistent with McClain's guilt must be accepted as true.
The prosecution must be given the benefit of all favorable
inferences that may be reasonably drawn from the evidence. Matters
regarding the weight and credibility of the evidence are to be
resolved by the jury. We are authorized to reverse only where,
with respect to one or more of the elements of the offense
charged, the evidence so considered is such that reasonable and
fair-minded jurors could only find the accused not guilty. Id. at
778 (citations omitted).
¶ 41. Simmons argues that the prosecution
failed to adduce evidence sufficient to convict him of robbery, as
defined in Miss Code Ann. § 97–3–73 (2000).FN4 Additionally,
Simmons states that the prosecution failed to establish beyond a
reasonable doubt that Wolfe's murder occurred during the
commission of a robbery, violating the “one continuous
transaction” language quoted in West v. State, 553 So.2d 8, 13
(Miss.1989). Lastly, Simmons argues that the State failed to prove
that Simmons took any personal property belonging to Leaser with
the intention of permanently depriving her of it. FN4. Miss.Code
Ann. § 97–3–73 reads as follows: Every person who shall
feloniously take the property of another, in his presence or from
his person and against his will, by violence to his person or by
putting such person in fear of some immediate injury to his
person, shall be guilty of robbery. [15]
¶ 42. The State asserts that Simmons
unquestionably violated the provisions of Miss.Code Ann. § 97–3–73
and offers the testimony of Leaser and Dennis Guess as proof.
Leaser testified that Simmons told her to remove all of her
clothes and jewelry, and then he took them prior to raping her.
Leaser never recovered the money missing from her purse. Leaser
later recovered some of her belongings from a plastic bag in the
kitchen as she dashed out of the door, making her escape. Simmons
also confessed to Dennis Guess that he stole one $ 1,000 from
Wolfe and was disappointed that Wolfe did not have more money on
him at the time. [16]
¶ 43. As for Simmons' argument that the
language in West may be exculpatory in his case, a close reading
of the language seems to belie this. This Court held that:
Mississippi law accepts a “one continuous transaction” rationale
in capital cases. In Pickle v. State, 345 So.2d 623 (Miss.1977),
we construed our capital murder statute and held that “the
underlying crime begins where an indictable attempt is
reached....” 345 So.2d at 626. An indictment charging a killing
occurring “while engaged in the commission of” one of the
enumerated felonies includes the actions of the defendant leading
up to the felony, the attempted felony, and flight from the scene
of the felony. E.g., Neal v. State, 451 So.2d 743, 757–58
(Miss.1984). The fact that the actual moment of the victim's death
preceded consummation of the underlying felony does not vitiate
the capital charge. West v. State, 553 So.2d at 13 (citations
omitted) (emphasis added). Simmons's confession to Guess clearly
reveals that the robbery occurred in connection with the killing.
Also, the fact that he told Leaser *478 before he raped her that
he was “on a time frame” points out that he had a plan of some
sort he tried to adhere to. Additionally, direct testimony from
Simmons's neighbor, Donald Taylor, is illuminating on this
subject. Taylor testified that just prior to the evening in
question, Simmons asked to borrow his boat “to go fishing.” Taylor
obliged him, as he had done in the past, and Simmons took the boat
to his land and tied it up behind his house. This was the boat
used to disperse Wolfe's body over the bayou.
¶ 44. This line of reasoning is further
bolstered by the testimony of Simmons's former co-worker at the
butcher shop who saw him carry his knives home for the weekend and
Rita Taylor, a neighbor and wife of Donald, who testified that she
was awake at about 3:00 a.m. on the night in question and stepped
outside to put some bills in her truck to mail the next day and
saw, by illumination of the streetlight, Simmons and Timmy Milano,
both of whom she was previously acquainted with, each carrying a
white bucket toward the bayou. Later, the authorities found
several white buckets by the boat and identified DNA matter on
them. These testimonials serve as additional evidence of
premeditation to kill and dismember Wolfe in an effort to dispose
of the body. [17]
¶ 45. Accepting all credible evidence
consistent with Simmons' guilt as true, and giving the State the
benefit of all favorable inferences, there is overwhelming
evidence that with respect to each element of the offenses
charged, reasonable and fair-minded jurors could find Simmons
guilty.
VI. THE TRIAL COURT COMMITTED REVERSIBLE
ERROR BY OVERRULING THE DEFENDANT'S MOTION FOR A MISTRIAL
CONCERNING CERTAIN TESTIMONY OFFERED BY DENNIS GUESS. [18]
¶ 46. Simmons directs this Court's attention to
an unsolicited statement made by Dennis Guess on the stand and
asks for reversal based upon this statement's alleged prejudicial
affect on the jury. The exchange in question went as follows: BY
DEFENSE COUNSEL BARTON: Now, I ask you whether or not Gary
[Simmons] showed any remorse to you in the fact that he had cut
Jeffery Wolfe up? BY DENNIS GUESS: Extreme remorse. He made a
comment. He said that while he was in prison they told him that it
gets easier and easier. He said this was so bad he just knew that
he would never be able to do it again. Immediately following this
exchange between defense counsel and Dennis Guess, defense counsel
asked for a bench conference outside the presence of the jury
which was granted. Simmons attorney addressed the trial judge and
asked that he grant a mistrial because of the “highly prejudicial
representation” made to the jury about Simmons serving prison
time. The trial judge denied the motion, but offered to grant a
limiting instruction, which defense counsel turned down.
¶ 47. “A determination of whether such an error
[prejudicial testimony presented to a jury] is incurable,
resulting in a mistrial, rests within the sound discretion of the
trial court.” Snelson v. State, 704 So.2d 452, 456 (Miss.1997)
(citing Logsdon v. State, 183 Miss. 168, 170, 183 So. 503, 503
(1938)). The trial judge overruled the mistrial motion saying that
he did not think that the objectionable words “in prison” were
really that prejudicial since there was no reference to when he
was in prison or for what particular reason. Judge Jones reasoned
that the public (and the *479 jury) may well reason that Dennis
Guess was referring to when Simmons turned himself in to the
authorities and placed in a holding cell. Judge Jones pointed out
that the public does not differentiate between the terms “jail”
and “prison” in the way the legal system does.
¶ 48. Simmons cites Snelson v. State, 704 So.2d
452, 456 (Miss.1997) for the proposition that references at trial
to past incarceration may constitute reversible error. In Snelson,
the defendant blurted out that this was the third or fourth time
he was on trial for murder. Clearly, the situation here is quite
different. An off-handed reference by a witness that Simmons
expressed remorse when he was “in prison” is far less damaging
than the defendant commenting that he was on trial again for
murder, as he had been several times before. Additionally, the
State did not solicit this testimony; it came out when defense
counsel questioned him. [19] [20]
¶ 49. In Wilcher v. State, 697 So.2d 1087, 1101
(Miss.1997), a reporter being questioned as a witness stated that
he interviewed the defendant on “death row” at “Parchman
Penitentiary.” The defense objected and the trial judge offered
them a limiting instruction, but they did not request that he give
it. The trial judge therefore did not give the limiting
instruction and this Court found no error on appeal. Wilcher, 697
So.2d at 1101. Further, where an objection is sustained and no
request is made that the jury be instructed to disregard the
matter, there is no error. Marks v. State, 532 So.2d 976, 981
(Miss.1988). This issue is without merit.
VII. THE DEFENDANT WAS DENIED EFFECTIVE
ASSISTANCE OF COUNSEL AT TRIAL.
¶ 50. W. Harvey Barton, Simmons's trial
attorney and one of the lawyers who perfected this appeal, alleges
that he labored under “a classic conflict of interest” at trial
and thus deprived his client of effective assistance of counsel.
Simmons argues that because Barton failed to question Dennis Guess
before he got on the stand, he was ineffective. Also, Simmons
submits that because Barton represented Guess and his father in
the past, he was under a conflict of interest in this case. The
record is unclear on precisely what matters Barton represented the
Guess family. [21] [22] [23] [24] [25]
¶ 51. The standard for reviewing claims of
ineffective assistance of counsel was set forth in Hansen v.
State, 649 So.2d 1256, 1259 (Miss.1994) (citing Strickland v.
Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674
(1984)). The inquiry under Strickland is twofold: (1) was defense
counsel's performance deficient when measured by the objective
standard of reasonable professional competence, and if so (2) was
[the appellant] prejudiced by that failure to meet that standard?
Hansen v. State, 649 So.2d 1256, 1259 (Miss.1994). Defense counsel
is presumed competent and the burden of proving otherwise rests on
the appellant. Hansen, 649 So.2d at 1258. The defendant must prove
both prongs of the Strickland test to succeed. McQuarter v. State,
574 So.2d 685, 687 (Miss.1990). This Court's scrutiny of defense
counsel's performance is highly deferential. Hansen, 649 So.2d at
1259. With respect to the overall performance of the attorney, his
choice of whether or not to file certain motions, call witnesses,
ask certain questions, or make certain objections falls within his
discretion in planning a trial strategy. Cole v. State, 666 So.2d
767, 777 (Miss.1995). [26]
¶ 52. Simmons argues that because Barton
represented Guess, a witness *480 for the prosecution, and/or his
family in other legal matters, Barton operated under a prejudicial
conflict of interest. The only evidence in the record concerning
this occurred when Barton spoke to the Court during the mistrial
motion: BY DEFENSE COUNSEL BARTON: Okay. I purposely did not talk
to Dennis Guess before he took the witness stand for the reason
that, number one, I represent his father and have for a number of
years; number two, I think I have formerly given counsel advice to
Dennis Guess; and, number three, I was satisfied with what he was
going to say in his statement and I was prepared to accept that on
the witness stand.
¶ 53. Simmons argues that based on this
colloquy that the trial judge knew or should have known that
Barton had a conflict of interest. The United States Supreme Court
stated that “[p]rejudice is presumed only if the defendant
demonstrates that counsel ‘actively represented conflicting
interests' and that an ‘actual conflict of interest adversely
affected his lawyer's performance.’ ” Strickland v. Washington,
466 U.S. at 692, 104 S.Ct. 2052 (citing Cuyler v. Sullivan, 446
U.S. 335, 350, 100 S.Ct. 1708, 64 L.Ed.2d 333 (1980)). “[T]he
possibility of conflict is insufficient to impugn a criminal
conviction on appeal.” Wheat v. United States, 486 U.S. 153, 160,
108 S.Ct. 1692, 100 L.Ed.2d 140 (1988). There is no evidence in
the record to suggest that defense counsel acted in some manner
other than capable. In fact, the trial judge commented as much
when he said during his ruling on the Amended Motion for a New
Trial that: I don't know anybody whatsoever, any lawyer that has
defended a case any more stronger [sic] than Mr. Barton and Mr.
Cunningham. I don't think the charge in regard to ineffective
assistance of counsel [raised during the Motion for a New Trial]
is justified ... I have been seventeen years on the bench. And I
don't know anybody that has worked harder in regard to defending a
case, even at their on [sic] risk in regard to things. The trial
judge properly addressed this argument. There is no error here.
VIII. THE TRIAL COURT ERRED BY PERMITTING
THE PROSECUTION TO ADDUCE EVIDENCE CONCERNING AN ALLEGED BURGLARY
OF THE VICTIM'S ROOM AT THE KING'S INN HOTEL. [27]
¶ 54. Simmons argues the prosecution adduced “a
significant amount of highly prejudicial evidence” that tended to
establish that he burglarized the King's Inn hotel room that Wolfe
and Leaser occupied while in Mississippi. Simmons was not indicted
for burglary.
¶ 55. The testimony that Simmons refers to, as
best as can be gleaned from the record and briefs, is Leaser's
testimony that as she escaped Simmons' house the morning after the
rape and murder, she saw her suitcase in the house. She testified
earlier that when she and Wolfe left the hotel, her suitcase was
there. The State argues that this assignment of error is
procedurally barred. The State points out that Simmons failed to
object when these facts were elicited and points to Williams v.
State, 684 So.2d 1179, 1203 (Miss.1996) which holds that the
contemporaneous objection rule is applicable in death penalty
cases. [28] [29]
¶ 56. Although there was no contemporaneous
objection at trial, Simmons relies on this Court's power to
address “plain error” when a trial court's error impacts a
fundamental right of a defendant. *481 Sanders v. State, 678 So.2d
663, 670 (Miss.1996). In addressing the merits of the claim, the
State offers that: Generally, evidence of a crime other than that
charged in the indictment is not admissible evidence against the
accused. However, where another crime or act is “so interrelated
[to the charged crime] as to constitute a single transaction or
occurrence or a closely related series of transactions or
occurrences,” proof of the other crime or act is admissible. Proof
of another crime or act is also admissible where necessary to
identify the defendant, to prove motive, or to prove scienter.
Duplantis v. State, 644 So.2d 1235, 1246 (Miss.1994). Evidence of
other bad acts is admissible in order to tell a complete story to
avoid confusion among jurors. Ballenger v. State, 667 So.2d 1242,
1256 (Miss.1995).
¶ 57. The State therefore argues that the
burglary at the hotel is so interrelated to the capital murder
charge that it constitutes a single transaction. The State
believes this is a viable argument and asserts that this was part
of the master plan by Simmons and Milano to cover their tracks and
dispose of any evidence of the victims' presence in the State of
Mississippi. Also, the State argues that this testimony explains
how Leaser's belongings ended up at Simmons's house. We find that
the testimony was harmless.
IX. THE TRIAL COURT COMMITTED REVERSIBLE
ERROR BY DENYING THE DEFENDANT'S MOTION TO EXCLUDE EVIDENCE
OBTAINED AS A PART OF AN ILLEGAL SEARCH AND SEIZURE.
¶ 58. Simmons argues that the search of his
house and property violated his rights under the Fourth, Eighth
and Fourteenth Amendments of the United States Constitution, as
well as the corresponding sections of the Mississippi
Constitution. Simmons argues that the trial court should have
excluded the evidence obtained during this search including the
murder weapon, the condom with incriminating DNA evidence, various
body parts of the victim and the tools he used to dispose of the
victim's body.
¶ 59. The trial court held a hearing on a
motion to suppress the evidence collected from the house and
surrounding property. Simmons argues that the police illegally
searched his house before obtaining a warrant. From the record, it
appears that two separate searches were conducted. Capt. Guy Magee
and Harvey Graff initially went inside the house to look for other
potential victims and secure the scene. After this initial search,
Officers Cushman and Merrill searched the house with Leaser. They
also looked for bodies and checked all of the rooms “to make sure
that there was no one else in the house” rather than just perform
a cursory search. Finding no one, they left the house and “secured
it.” Officer Cushman then went to get a search warrant for the
house. When asked why he went in the house after Officers Magee
and Graff but before a search warrant was obtained, Officer
Merrill said that there was an attic and other small spaces that
needed to be checked to see if anyone was hiding in there.
Additionally, police officers were in boats on the bayou
collecting body parts and looking around the outside of the
property by the time Officer Cushman returned with the search
warrant. [30] [31]
¶ 60. The right to be free from unreasonable
searches and seizures is guaranteed by the Fourth Amendment of the
United States Constitution as well as Article 3, Section 23 of the
Mississippi Constitution. Section 23 of the Mississippi
Constitution provides greater protections *482 to our citizens
than those found within the United States Constitution. Graves v.
State, 708 So.2d 858, 861 (Miss.1997). This Court, speaking about
searches of a private home has said: In none is the zone of
privacy more clearly defined than when bounded by the unambiguous
physical dimensions of an individual's home—a zone that finds its
roots in clear and specific constitutional terms: “The right of
the people to be secure in their ... houses ... shall not be
violated.” That language unequivocally establishes the proposition
that “[a]t the very core [of the Fourth Amendment] stands the
right of a man to retreat into his own home and there be free from
unreasonable governmental intrusion.” Graves, 708 So.2d at 861
(citations omitted). [32] [33] [34]
¶ 61. The United States Supreme Court has
recognized that warrantless searches are allowed if they fall
under specifically established and well-delineated exceptions. Id.
at 861. This Court has set forth numerous exceptions to the
requirement of obtaining a valid search warrant, including search
incident to arrest, search of a vehicle, plain view, stop and
frisk, hot pursuit and emergency search, and administrative
searches. Id. at 862. It is black letter law that the scope of a
warrantless search must be commensurate with the rationale that
excepts the search from the warrant requirement. Cupp v. Murphy,
412 U.S. 291, 295, 93 S.Ct. 2000, 36 L.Ed.2d 900 (1973).
¶ 62. Using the emergency search exception,
Judge Jones ruled that since the officers were faced with “exigent
circumstances,” it was reasonable to search the house. The trial
judge noted that the emergency circumstances included the
recognition that two suspects were involved, that several cars
were parked outside of the home indicating the possibility that
any number of people may still be inside, and Leaser's uncertainty
about Wolfe's condition. [35]
¶ 63. As to the issue of curtilage, the judge
again held that the searches did not violate the Constitution
because exigent circumstances, like the “ebb and flow” of the tide
in the bayou, existed. The officers testified that they feared the
flesh would be eaten in the brackish water, or float down stream
if they did not recover it immediately. [36] [37] [38]
¶ 64. “In determining whether evidence should
be suppressed, a trial court's findings of fact are not disturbed
on appeal absent a finding that the ‘trial judge applied an
incorrect legal standard, committed manifest error, or made a
decision contrary to the overwhelming weight of the evidence.’ ”
Taylor v. State, 733 So.2d 251, 255 (Miss.1999) (citing Crawford
v. State, 716 So.2d 1028 (Miss.1998)). The “emergency” or
“exigency” doctrine is accepted as a narrowly defined exception to
the general requirement of a warrant for all searches and
seizures. Graves v. State, 708 So.2d 858, 862 (Miss.1997). The
basic elements of the emergency exception are: (1) The police must
have reasonable grounds to believe that there is an emergency at
hand and an immediate need for their assistance for the protection
of life or property; (2) The search must not be primarily
motivated by intent to arrest and seize the evidence; (3) There
must be some reasonable basis, approximating probable cause, to
associate the emergency with the area or place to be searched.
Smith v. State, 419 So.2d 563, 570 (Miss.1982) (rev'd on other
grounds). The reasonableness of those circumstances must be
evaluated on a case by case basis. Smith v. State, 419 So.2d at
570. “Whether a subsequent entry is detached from an *483 initial
exigency and warrantless entry or is a continuation of the lawful
initial entry can be determined only in light of the facts and
circumstances of each case.” Id. at 573. [39]
¶ 65. The State argues that the second entry
was simply a continuation of the first. They argue that a complete
sweep of the house wasn't made by the initial search; and thus, a
second search was necessary. Clearly, Leaser's statement that a
victim remained in the house satisfied the first prong of the
Smith test. While in the house, the officers arrested no one and
seized nothing, thus satisfying the second prong of the Smith
test. Leaser's statements regarding the violent crimes provide
ample probable cause based upon the “totality of the
circumstances” to satisfy the third prong. We find no error in the
trial court's determination.
X. THE TRIAL COURT ERRED BY ALLOWING THE
EXPERT WITNESS TESTIMONY OF DEBORAH HALLER INTO EVIDENCE OVER
OBJECTION FROM DEFENSE COUNSEL. [40]
¶ 66. Simmons argues that the Director of the
State Crime Lab's DNA division, Deborah Haller, should not have
been allowed to testify on DNA probability statistics at trial
because she holds a Bachelor of Science degree in Biology rather
than a Ph.D. Haller testified that she had logged some hours of
graduate work, but not yet earned her graduate degree. She noted
that she had attended several courses offered at the F.B.I.
Academy and worked for over ten years in the fields of serology
and DNA analysis. Haller was also the senior analyst of the Crime
Lab's bio-science division. [41]
¶ 67. The trial judge conducted a voir dire of
Haller and found her to be competent. The determination of the
admissibility of expert witness testimony rests within the sound
discretion of the trial judge. Crawford v. State, 716 So.2d 1028,
1045 (Miss.1998). We find no abuse of discretion; thus, this issue
is without merit. [42]
¶ 68. Simmons's further arguments under this
assignment of error are rather unusual and unsupported by legal
precedent. Simmons finds fault with Haller only reporting
statistics on DNA profiles of white men when testifying as to
whether or not the DNA found at the scene matched Wolfe. Haller
told the jury that the blood from the crime scene was consistent
with Wolfe's DNA and there was only a 1 in 390,000 chance that
another Caucasian was the DNA donor. As the State pointed out,
Wolfe was white. Any other racial group's statistics would be
irrelevant. [43] [44]
¶ 69. Similarly, Haller testified that the DNA
match from the sperm cells in the used condom were consistent with
Simmons's DNA and that the particular DNA profile in the condom
occurred in 1 in 80,000 people in the Caucasian population.
Simmons also argues that she made basic errors as to statistical
calculations and the distinctions she drew while testifying on the
stand. All of these “errors” and “misstatements” should have and
could have been dealt with on cross-examination. The defense had
ample opportunity to question her about these alleged
discrepancies at trial and, in fact, took full advantage of that
opportunity. The jury chose to believe Haller. The jury is charged
with listening to and reviewing conflicting testimony and witness
credibility, and deciding whom to believe. Wetz v. State, 503
So.2d 803, 807 (Miss.1987).
¶ 70. Further, Simmons asserts that Haller
shouldn't have been allowed to testify as to the mixture of DNA
found in the *484 condom and the probabilities that it matched
both Simmons and Leaser. This is the same argument presented above
on a different factual basis. There is no error here.
XI. THE TRIAL COURT ERRED BY DENYING THE
DEFENDANT'S MOTION FOR A CONTINUANCE.
¶ 71. Simmons asks this Court to reverse this
case based upon Judge Jones' failure to grant two requests for a
continuance during the trial. The first request involved Simmons'
desire to have more time for a DNA expert to review the results of
the State's DNA analysis. The State provided the defense with the
DNA results on July 23, 1997. On August 8, 1997, the defense filed
a motion to acquire funds for a DNA expert of their own. The
motion was heard on August 15, 1997. The trial was set to begin on
August 23, 1997. The trial court granted the defendant the
necessary funds, but denied the continuance. [45] [46]
¶ 72. The decision to grant or deny a motion
for a continuance is within the sound discretion of the trial
court and will not be grounds for reversal unless shown to have
resulted in manifest injustice. Coleman v. State, 697 So.2d at 780
(citing Atterberry v. State, 667 So.2d 622, 631 (Miss.1995)).
Unless a manifest injustice occurs as a result of the denial, this
Court will not reverse. Walker v. State, 671 So.2d 581, 591
(Miss.1995). [47]
¶ 73. The State argues that the defense knew at
least three months prior to the production of the State's DNA
report that they were doing DNA testing and that Simmons should
have begun the process of hiring a DNA expert earlier to challenge
the State's methodology or final report instead of waiting until
the report was finished. The trial judge asked the defense if they
had anyone in mind, knew how much money they would need, or any of
the other information required before the judge could release
State funds. The defense had no such information. The trial judge
hesitated “to continue this case for the reason that a lot of
effort has gone into it by Lauderdale County.”
¶ 74. The trial court did grant an overnight
continuance to the defense to allow them to further prepare for
the cross-examination of the State's DNA expert with their DNA
expert, Dr. Ron Acton.FN5 FN5. Dr. Ron Acton's name appears in the
record and briefs of both parties spelled any number of ways. The
defense brief alone spelled it two different ways. We chose this
spelling because it was used by all parties at one point or
another and a footnote in Simmons's reply brief seems to confirm
this way as correct.
¶ 75. The defense cites Polk v. State, 612
So.2d 381 (Miss.1992) as authority for this Court reversing on
failure to properly allow time for expert testimony relating to
DNA evidence. In the appendix to the opinion, to be used as
guidelines for the bench and bar on DNA testing, this Court held
that it is imperative that no defendant have such evidence
admitted against him without benefit of an expert witness to
evaluate the data on his behalf. Polk, 612 So.2d at 394. The
record reflects that Dr. Acton was retained by the defense and
that he participated in the defense, but never conducted an
independent review of the DNA matter. Dr. Acton did not testify at
trial. The record reflects that Dr. Acton was able to review the
prosecution's report with defense counsel before Haller testified.
¶ 76. The State cites Lewis v. State, 725 So.2d
183, 187 (Miss.1998), which involved the defense counsel receiving
expert footprint analysis from the State twenty-six days prior to
trial. In Lewis, the trial *485 court denied Lewis's motion for a
continuance in order to get someone to rebut the State's footprint
analysis. This Court held that Lewis had a meaningful opportunity
to make use of the State's report, but failed to do so; thus,
there was no error. The State argues the same reasoning applies to
Simmons who could have gotten a DNA expert months in advance to
monitor the procedures and evidence at the Crime Lab as Haller was
conducting her analysis. The defense had a duty to supplement the
record with a proffer of what their expert would have shown. They
failed to do so. Thus, there is no error here. [48]
¶ 77. Simmons's second claim for reversal based
upon the trial court failing to grant a continuance occurred when
the trial judge failed to grant a continuance when Leaser changed
her testimony regarding her rape. Initially, Leaser claimed that
both Simmons and Milano raped her. She recanted her allegation
against Milano on her way to the trial from Houston, Texas. [49]
¶ 78. The trial judge overruled the motion
saying that the information was not exculpatory for Simmons,
adding that although Leaser now claimed Milano did not rape her,
she still claimed that Simmons did. Judge Jones noted that Simmons
could cross examine Leaser on the trustworthiness of her
testimony. In Hughes v. State, this Court rejected similar
arguments based upon Brady v. Maryland, 373 U.S. 83, 87, 83 S.Ct.
1194, 10 L.Ed.2d 215 (1963) and U.R.C.C.C. 9.04. Hughes v. State,
735 So.2d 238, 253 (Miss.1999). Reversal on this point only
applies to favorable evidence, such as evidence which is either
exculpatory, or which tends to impeach the State's case. Hughes,
735 So.2d at 253. Here, as in Hughes, it is not clear that the
evidence Simmons complained of favored his case or harmed the
State's case against him. This issue is without merit.
XII. THE TRIAL COURT ERRED BY DENYING THE
DEFENDANT'S MOTION IN LIMINE TO EXCLUDE CERTAIN PHOTOGRAPHS FROM
ADMISSION INTO EVIDENCE.
¶ 79. Simmons' next assignment of error
addresses the admissibility of certain photographs of Wolfe's body
parts that were entered into evidence by the State. Specifically,
the defense argues that the trial judge erred in admitting one
photo of Wolfe's severed head into evidence. [50] [51] [52] [53]
¶ 80. Photographs of the victim have
evidentiary value when they aid in describing the circumstances of
the killing, the location of the body, the cause of death, or
clarify or supplement a witness's testimony. Gray v. State, 728
So.2d at 57. Their admissibility rests within the sound discretion
of the trial court and will not be overruled unless there was an
abuse of discretion. Gray, 728 So.2d at 57. The discretion of the
trial judge runs toward almost unlimited admissibility regardless
of the gruesomeness, repetitiveness, and the extenuation of
probative value. Woodward v. State, 726 So.2d 524, 535
(Miss.1997). The mere fact that the defense is willing to
stipulate what the prosecution hopes to prove by admitting the
photographs into evidence does not bar their admissibility. Hughes
v. State, 735 So.2d at 263. [54]
¶ 81. The prosecution used the photograph of
the severed head several times. Once, they showed it to Officer
Merrill, who identified it as Jeffery Wolfe's head. The defense
objected to this as gratuitous, and the State responded that it
needed it to identify the flesh found in the bayou as human,
specifically belonging to Jeffery Wolfe. The defense was willing
to *486 stipulate that it was the remains of Jeffery Wolfe in the
bayou. The judge overruled defense counsel's objection and the
photo was entered as State's exhibit No. 8.
¶ 82. Later, the State again used the
photograph when questioning Wolfe's girlfriend, Leaser. When the
prosecution showed her the photograph and asked her to identify
it, she burst into tears. Defense objected and said again that
they were willing to stipulate that it was Wolfe, but the trial
court overruled them, and Leaser positively identified it as
Wolfe's head. The State argues that Dr. McGarry, the forensic
pathologist, used the picture to describe the wounds around
Wolfe's head and neck to match the type of instrument used to
inflict those injuries. While Dr. McGarry does testify about the
neck wounds, opining that the bush hook found at the scene was
used to behead Wolfe, the record does not reflect that the State
referred to exhibit No. 8 during questioning. Since the discretion
of the trial judge runs toward unlimited admissibility, it is
impossible for this Court to say that the trial judge abused his
discretion.
XIII. THE TRIAL COURT COMMITTED REVERSIBLE
ERROR WHEN RULING ON VARIOUS MATTERS IN THE GUILT PHASE OF THE
TRIAL.
¶ 83. This assignment of error really consists
of at least 13 sub-parts that serve as allegations of reversible
error in and of themselves. Simmons argues that individually and
cumulatively, the errors warrant reversal. He relies generally on
West v. State, 519 So.2d 418, 419–24 (Miss.1988), which involved a
trial judge who overstepped the bounds of his authority by
questioning witnesses and offering trial strategy to the
prosecution. This Court reversed West based upon the judge's
obviously improper actions recognizing that since trial judges
have a great deal of influence with juries, they should be
exceedingly careful in their manner and commenting in front of a
jury. West, 519 So.2d at 423. [55] [56]
¶ 84. The first error Simmons posits is
addressed under Issue III—defense counsel's inability to elicit
testimony about Wolfe's alleged involvement in a drug deal and
murder in Houston, Texas, weeks before his trip to the Mississippi
Gulf Coast. Simmons argues that the trial judge should have
granted his request for a recess to confer with his client when
this testimony was refused by the trial court. The record reflects
that the trial judge told defense counsel that he would allow him
to confer with his client as soon as questioning ended for the
witness on the stand. A defendant and his attorney do not have a
right to consult indiscriminately without leave of the court as
one must adhere to orderly courtroom decorum and procedure.
Pendergraft v. State, 191 So.2d 830, 839 n. 1 (Miss.1966). We find
no error here. [57]
¶ 85. Next, Simmons argues that the State's
sustained objection during the following exchange when defense
counsel addressed the jury during voir dire was error: BY DEFENSE
COUNSEL BARTON: Do each of you understand that as he sits here
today Mr. Gary Carl Simmons is an innocent man? Is there anyone
here who doesn't believe he is innocent? BY DISTRICT ATTORNEY
HARKEY: Judge, I object to that. That's not a correct statement of
the law. As he sits here he is not innocent; he is presumed to be
innocent. BY DEFENSE COUNSEL BARTON: So I left out the word
presumed. He is presumed to be innocent. He is cloaked *487 with
that innocence. My apologies, Judge, if that— * * * * * * BY THE
COURT: Objection sustained. This argument is without merit. [58]
¶ 86. Simmons also believes that the trial
court erred by overruling his objection to “reserve the right to
object regarding his [Mr. Bush's] ultimate conclusions and
opinions.” Both the prosecution and the defense accepted Mr. Bush
as an expert in fingerprint identification. Simmons does not offer
a coherent argument and fails to cite relevant authority. Defense
counsel never objected during any of the direct examination and
took full advantage of cross-examination of this witness. [59]
¶ 87. Next, Simmons argues that the trial court
erred by striking all of the questions and non-responsive answers
given by Timmy Milano. The defense called Milano to the stand and
asked a number of questions insinuating his guilt, to which, under
advice of counsel, he refused to answer, invoking his Fifth
Amendment privilege against self-incrimination. The State moved
that this exchange be stricken from the record and Judge Jones
granted that request. Simmons cites Hall v. State, 490 So.2d 858,
859 (Miss.1986), which holds that it is reversible error to refuse
to permit the defendant to call a witness to the stand and
question him in the presence of the jury even though it had been
demonstrated that the witness would refuse to answer based upon
his Fifth Amendment privilege against self-incrimination. This
case is distinguishable because Simmons was allowed to call Milano
to the stand. This issue is meritless.
¶ 88. Simmons' next contention, that Deborah
Haller should not have been allowed to testify about certain
aspects of the DNA evidence found at the scene is precisely the
same argument presented under Issue X. [60]
¶ 89. Simmons further argues that the trial
court should have allowed him to introduce evidence concerning the
past criminal records of Wolfe and Milano. Instead, the trial
court granted the prosecution's motion in limine covering the
previous criminal matters. This is the entire sum of his argument
on this issue. Simmons simply asserts that the trial judge was in
error and refers the Court to Newsom v. State, 629 So.2d 611
(Miss.1993), which addresses the admissibility of character
evidence very generally. The referenced case bears no relevance to
the issue in question, and we find no error here. [61]
¶ 90. Next, Simmons argues that many sustained
hearsay objections made at trial by the prosecution were
erroneous. He cites no authority and gives no reasoning, but
simply says that the trial court erred by sustaining them. Failure
to cite relevant authority obviates the appellate court's
obligation to review such issues. Williams v. State, 708 So.2d
1358, 1362–63 (Miss.1998). [62]
¶ 91. Citing M.R.E. 602 (no testimony from
witness allowed with lack of personal knowledge), 701 (opinion
testimony of a lay witness) and Terry v. State, 718 So.2d 1115,
1122 (Miss.1998), Simmons argues that he should have been allowed
to question Donald Taylor about Simmons's motives for using the
boat. It was denied as speculative. Simmons cites several other
objections as well that were of the same caliber. The Terry case
holds that wide latitude should be afforded both sides in
introducing evidence that supports their theory of the case, be it
a defense or a scenario of how the crime unfolded. Terry, 718
So.2d at 1122. [63] [64]
¶ 92. The relevancy and admissibility of
evidence are largely within *488 the discretion of the trial court
and this Court should only reverse where it is clear that
discretion has been abused. Burns v. State, 729 So.2d 203, 218
(Miss.1998). It is also well settled that error may not be
predicated upon a ruling which admits or excludes evidence unless
a substantial right is affected by the ruling. Miss. Rules of
Evid. 103(a). Simmons failed to show what right, if any would be
affected by any of those rulings.
XIV. THE TRIAL COURT ERRED IN EXCLUDING A
VIDEOTAPE OF THE DEFENDANT MADE HOURS AFTER THE COMMISSION OF THE
CRIMES IN WHICH THE DEFENDANT DISCUSSES THE CRIMES AND EXHIBITS
REMORSE FOR HIS PART IN COMMITTING THEM. [65]
¶ 93. Simmons next argues that the trial court
erred in excluding from the jury a videotape that Simmons made of
himself shortly after the murder, decapitation, dismemberment of
the body of Jeffery Wolfe and throwing the pieces into a bayou in
hopes that alligators would devour the evidence of the gruesome
crime. Simmons apparently sent the videotape to his ex-wife who in
turn delivered it to his lawyer. We find that this video is both
irrelevant, as well as inadmissible, hearsay. If allowed, it would
only have bolstered Simmons' testimony had he elected to testify,
or absolutely prohibited cross-examination if Simmons decided not
to testify. Simmons did not testify.
¶ 94. Before trial Simmons took the opposite
view from his current position regarding the videotape, arguing
that it should not be disclosed to the State and that if required
to produce it that the videotape could not be used as evidence
against Simmons because it was private communication protected by
attorney-client privilege. The trial court ruled the videotape had
to be produced, but reserved ruling on the admissibility of the
tape until trial. Simmons filed an interlocutory appeal with this
Court and we denied the petition. At trial, the State moved to
compel Simmons to produce the tape which the trial court granted.
The State subsequently moved to exclude the videotape and the
trial court stated that he would consider and rule on that issue
if and when Simmons offered the videotape into evidence. Simmons'
counsel apparently thought that the State would introduce the
videotape because of Simmons' supposed admissions thereon. The
State did not offer the tape into evidence, but rather
subsequently moved in limine to exclude it. The trial court
granted the motion subject to whether Simmons could lay a proper
predicate for introducing the video during his case-in-chief.
¶ 95. Simmons argues that the denial of the
videotape as mitigation evidence prevented him from demonstrating
to the jury remorse for the crime. If allowed, however, Simmons
would be enabled to end-run the hearsay prohibition by use of a
self-serving videotape which was inadmissible as a statement
against interest or for mental, emotional, or physical conditions
then existing, because, such exception is applicable only where a
defendant is unavailable. M.R.E. 804(b)(3); M.R.E. 803(3). Simmons
was present during trial and elected not to testify, thus he
cannot satisfy the exceptions. Under M.R.E. 402 the videotape is
simply not relevant and thus not admissible. In Clanton v. State,
the Court noted that: Clanton, pre-trial, vigorously opposed the
statements being offered into evidence by the State, which the
court overruled. The State, however, at trial made no effort to
offer either into evidence. Clanton did not testify in his *489
own behalf, and no witnesses were offered by the defense. Clanton
did seek to introduce the two statements. Clanton, 539 So.2d 1024,
1028 (Miss.1989). In Clanton this Court held: These statements
were hearsay. Ordinarily, under pre-rules decisions, they would
have been inadmissible even if Clanton had testified, as an
attempt to bolster his testimony ... The mere fact that the
statements were in writing and would have been admissible had the
State offered them, assuming as the circuit judge held, they had
been freely and voluntarily given, does not mean that Clanton had
the right to introduce them to bolster his defense. And, most
especially is this true since Clanton did not testify himself ...
Id. The issue here is strikingly similar to Nicholson ex rel.
Gollott v. State, 672 So.2d 744, 754 (Miss.1996), where this Court
noted that, “Gollott wished to have the tape of his confession
played at trial, to show the extremely upset and remorseful
demeanor he had, in an effort to show he did not intentionally
kill Diane, and that it was an accident.” Id. This Court held
that, “Our caselaw states that the defendant is barred from
introducing a statement made by the defendant immediately after
the crime, if it is self-serving, and if the State refuses to use
any of it.” See also, Tigner v. State, 478 So.2d 293, 296
(Miss.1985); Jones v. State, 342 So.2d 735, 736–37 (Miss.1977).
Additionally, in Shorter v. State, 257 So.2d 236, 240 (Miss.1972),
this Court held that “[i]t is a general rule that declarations of
a party in his own favor are not admissible in his behalf.”
Further, in Wilson v. State, this Court stated: A declaration made
by a defendant in his own favor, unless part of the res gestae or
of a confession offered by the prosecution, is not admissible for
the defense. A self-serving declaration is excluded because there
is nothing to guarantee its trustworthiness. If such evidence is
admissible, the door would be thrown open to obvious abuse: an
accused could create evidence for himself by making statements in
his favor for subsequent use at his trial to show his innocence.
Wilson, 451 So.2d 718, 721 (Miss.1984) (emphasis added).
¶ 96. Here, the State did not introduce the
videotape, and the defendant, though present, did not testify. The
trial court correctly ruled that Simmons must comply with
precedent and the rules of evidence, and lay a proper predicate
for the video to be admissible. He did not, and accordingly it was
not admissible.
¶ 97. Besides, contrary to the view that the
jury was prohibited from hearing that Simmons was remorseful, in
fact, Simmons presented the issue of his supposed remorse for the
murder legitimately and properly through the testimony of his
friend, and State witness, Dennis Guess. The video, however, was
self-serving hearsay, irrelevant and properly disallowed by the
trial court.
XV. THE PROSECUTOR ENGAGED IN MISCONDUCT
REQUIRING REVERSAL.
¶ 98. This assignment of error is another where
Simmons argues at least fifteen different subpoints under a main
heading of “prosecutorial misconduct.” As the State notes in its
brief, Simmons should be procedurally barred from making many of
these arguments because he failed to make a contemporaneous
objection at trial. Evans v. State, 725 So.2d 613, 670
(Miss.1997). This Court has held that the failure by defense
counsel to contemporaneously object to a prosecutor's remarks at
trial bars consideration of prosecutorial misconduct allegations
on appeal. *490 Davis v. State, 660 So.2d 1228, 1255 (Miss.1995).
“In order to make an appropriate assessment, the reviewing court
must not only weigh the impact of the prosecutor's remark, but
must also take into account defense counsel's opening salvo.”
Edwards v. State, 737 So.2d 275, 299 (quoting Booker v. State, 511
So.2d 1329, 1331 (Miss.1987)). The State also cites Holland v.
State, 705 So.2d 307, 345–49 (Miss.1997), as authority that the
prosecutor is entitled to make inferences from the record and that
all statements must be read in the context of the way they were
presented to the jury.
¶ 99. Simmons rests his argument upon several
cases, including but not limited to Cabello v. State, 471 So.2d
332, 346 (Miss.1985) and United States v. Young, 470 U.S. 1, 8 n.
6, 105 S.Ct. 1038, 1043 n. 6, 84 L.Ed.2d 1, 8 n. 6 (1985).
However, these cases do not hold what Simmons argues they do. They
each address prosecutorial misconduct, but do not support reversal
based upon similar statements made by prosecutors in those
instances. For example, Hickson v. State, 472 So.2d 379, 384
(Miss.1985) does say that the prosecution should not be permitted
to deflect the attention of the jury from the issues before it,
but the Court was referring to distractions akin to the
prosecution's presentation of the victim's “pickled hands” sealed
in a jar to the jury when they had not been offered into evidence
nor received as an exhibit. The situation in Hickson is very
different than the one we are faced with today; comments made by
the prosecution about defense counsel's trial strategy. [66]
¶ 100. The first allegation Simmons raises
concerns the prosecutor's admonishment to Barton to “quit lying to
the jury” during defense counsel's closing arguments. The exchange
went as follows: BY DEFENSE COUNSEL BARTON: I want y'all to look
at what the definition of what robbery is. But I want to give you
a definition. It's out of the dictionary. BY DISTRICT ATTORNEY
HARKEY: That's improper. He can't stand up and read a dictionary.
It's a definition according to the law, not Webster. BY DEFENSE
COUNSEL BARTON: Judge, I'm not reading the definition of robbery.
If I can continue with my argument, I will clear it up. BY
DISTRICT ATTORNEY HARKEY: Well, then quit lying to the jury. BY
THE COURT: Well, you said you were going to read the definition of
robbery from Webster's dictionary. BY DEFENSE COUNSEL BARTON: No,
sir. The definition of robbery is a jury instruction. And if I
misquoted that, I'm sorry. It seems as though District Attorney
Harkey was responding to defense counsel Barton's attempt to
introduce improper lay definitions of legal terms, and was done in
a effort to rebut an argument proffered by the defense. Evans v.
State, 725 So.2d 613, 673 (Miss.1997). Simmons offers no analysis
of the statement and its prejudicial effect. No contemporaneous
objection was made, so the State invokes the procedural bar. [67]
¶ 101. The second set of questionable
statements surrounds Simmons's elusive expert, Dr. Ron Acton.
Defense counsel Barton was cross-examining the prosecution's DNA
expert, Deborah Haller, and asked the following question that
elicited the objectionable comment by Assistant District Attorney
Saucier: BY DEFENSE COUNSEL BARTON: Knowing that you were
preparing to testify as a DNA analyst in the Gary Simmons trial
and knowing that [Assistant District Attorney] Ben Saucier had
called you and Dr. Acton had called you, what, please ma'am,
prevented you from *491 making a copy of your file and giving it
to Ben Saucier, myself, or Dr. Acton before yesterday morning? BY
ASSISTANT DISTRICT ATTORNEY SAUCIER: Counsel knows the answer to
that because I wasn't getting in between two experts, one of whom
I don't have any respect for. And I specifically told this lawyer
[Barton] that I wasn't dealing with Dr. Acton. I ran him out of
this courtroom one time about five years ago and I didn't want to
have nothing else to do with him. He knows the answer. I told him
to have his pseudo-expert get in touch with my lady. The two sides
exchanged barbs during respective closing arguments, calling each
other's experts “pseudo” experts, while the State noted that Dr.
Acton “won't even come into the courtroom.”
¶ 102. As the State points out, no
contemporaneous objection was made and raises the procedural bar.
Simmons offers no further argument other than it amounts to
general “prosecutorial misconduct” to make these statements. [68]
¶ 103. Next, Simmons argues that District
Attorney Harkey “launched a highly prejudicial attack” on Barton
in his closing arguments by saying: BY DISTRICT ATTORNEY HARKEY:
... or hear from lawyers who ask questions with no answers. From
lawyers who speculate, who tell you [sic] speculate, who tell you
a story as if he is producing a movie—producing a movie or
something. I have never heard an argument like I just heard in
court. BY DEFENSE COUNSEL BARTON: Excuse me. If I'm not allowed to
attack them, then I would offer the same objection and ask that he
not be allowed to attack me, because that would be a personal
attack. BY THE COURT: I think he is attacking your argument. You
cannot attack personalties in regard to counsel. * * * * * * BY
DISTRICT ATTORNEY HARKEY: Hello. Where are we? I thought I was in
one trial. The defense thought they were in another, and they
heard all this other stuff. This is what the defense finds
objectionable. It seems clear that the prosecution is attacking
the argument and defense theory rather than Barton personally.
[69]
¶ 104. Simmons further argues that the
prosecution prejudicially attacked him by asking Barton, “What
rule is that? Use the rule book counselor. Find that for me.” when
responding to Barton's assertion that certain testimony should be
allowed under a hearsay exception. The State raises its procedural
bar again, as Barton failed to make a contemporaneous objection
alleging prosecutorial misconduct through personal attacks. [70]
¶ 105. Simmons also argues that it was
prosecutorial misconduct for the prosecutor to ask Lori Simmons
whether or not Barton also served as her ex-husband's divorce
attorney and to later refer to his client as a “sociopath”. Again,
no argument is raised in support of this issue by Simmons; and
again, the State raises the procedural bar. [71]
¶ 106. Simmons is also upset that the
prosecution, during closing arguments, told the jury that Simmons
could not get a fair trial in front of twelve people in Jackson
County. This comment, made in an effort to express agreement with
defense counsel, was in direct response to a similar comment made
by defense counsel during their closing argument: BY DEFENSE
COUNSEL CUNNINGHAM: ... and that's the reason *492 you are here.
Because we could not get twelve people to sit in that jury who had
not already predisposed his guilt. * * * * * * BY ASSISTANT
DISTRICT ATTORNEY SAUCIER: And counsel opposite is right. We could
not get twelve people in this county because of the absolute
horrible nature and how it impacted our county. Further, the State
raises the procedural bar due to lack of a contemporaneous
objection. [72]
¶ 107. Simmons also argues that the prosecutor
committed reversible conduct during the voir dire based upon the
following exchange with a potential juror. The question was
whether anyone had a family member that was a victim of a violent
crime: BY VENIRE MEMBER NUMBER 106: 106, Barbara Hannah. I did not
put it on the form because it happened years ago in 1979. It was
my ex-husband's niece who was murdered during a rape. BY DISTRICT
ATTORNEY HARKEY: Is there anything about that experience that
would influence you today? I mean, 1979, I'm not sure Mr. Simmons
was in the State of Mississippi at that time. Would there be
anything about that that would influence you one way or the other?
The defense failed to raise a contemporaneous objection, thus the
State raises the procedural bar. During jury selection, she was
excused for cause. Again, no argument in support is presented by
the defense. [73] [74]
¶ 108. Simmons also alleges that the prosecutor
commented on his decision not to testify. He cites Griffin v.
State, 557 So.2d 542 (Miss.1990), which said: No person ... shall
be compelled in any criminal case to be a witness against himself,
... U.S. Const. Am. 5. See also, Miss.Code Ann. section 13–1–9
(1972); Griffin v. California, 380 U.S. 609, 85 S.Ct. 1229, 14
L.Ed.2d 106 (1965). This constitutional right has been construed
by this Court to have been violated, not only when a direct
statement is made by the prosecution as to the defendant's not
testifying, but also by a comment which could reasonably be
construed by a jury as a comment on the defendant's failure to
testify. Griffin, 557 So.2d at 552. On this basis, Simmons argues
that the following exchange amounts to reversible error by the
prosecution for making said improper reference. This colloquy
occurred while defense counsel was questioning Leaser: BY DEFENSE
COUNSEL BARTON: But did you know whether Gary Simmons knew that
you were going to be there? BY BROOKE LEASER: I don't know. You
would have to ask him. BY DEFENSE COUNSEL BARTON: For all Gary
Simmons knew— BY DISTRICT ATTORNEY HARKEY: Excuse me, Judge. He
gets an answer, the only answer this witness can give. Now he
wants to argue with the witness. Simmons does not explain how this
amounts to a comment by the prosecution on his failure to testify.
Since this comment came from the witness he was questioning and no
contemporaneous objection was made, the State again invokes the
procedural bar. [75] [76]
¶ 109. Next, Simmons argues that the State
improperly referred to matters outside the record. Counsel is
allowed considerable latitude in the argument of cases. Ivy v.
State, 589 So.2d 1263, 1266 (Miss.1991)(citing *493 Craft v.
State, 271 So.2d 735, 737 (Miss.1973)). The boundaries are well
established, limiting counsel to the facts introduced in evidence,
deductions and conclusions he may reasonably draw therefrom, and
the application of the law to the facts. Ivy, 589 So.2d at 1266
(citing Davis v. State, 530 So.2d 694, 701–02 (Miss.1988)).
Simmons points to a reference the prosecution made that Leaser
would have been killed had she not escaped as improper. Simmons
believes that nothing in the record points to him expressing a
desire, directly or indirectly, to kill Leaser.
¶ 110. The State argues that all of the
evidence regarding his intentions to cover up the crime and his
statement to Dennis Guess that he regretted that Leaser got away
serve as an evidentiary basis to draw the inference that he
planned to kill the only eyewitness. Leaser's testimony regarding
the specifics of the rape seem to indicate that Simmons
contemplated killing her. She testified that she thought Simmons
put a gun against the back of her head and told her that her life
depended upon how well she performed sexually. [77] [78]
¶ 111. Simmons also argues that the prosecution
went outside the boundaries of the evidence when they noted that
Simmons planned the killing rather than Milano and that Simmons
was no longer allowed to see his step-daughter. The State invokes
the procedural bar on both of these issues. With regard to the
statements about Simmons's step-daughter, his ex-wife testified
that she divorced him because of “allegations” made against him by
his step-daughter. The record does not reflect the prosecution or
defense making any reference to sexual impropriety. Obviously, the
prosecution is allowed to comment on a statement made by a
witness. [79]
¶ 112. As for the comment concerning the
premeditated nature of the murder, Simmons' actions of taking his
butchering tools home from work for the weekend, an unusual move,
and committing the act in his home provides an adequate
evidentiary basis for alleging that he planned the event. It is a
question for the jury to decide. [80]
¶ 113. The defense also argues that Wolfe's
pistol was found in his car. The pistol was never produced at
trial and the prosecution consistently argued that it was not
found. Simmons doesn't attempt to state how this is prosecutorial
misconduct. The State never wavered from its proposition that if,
in fact, there was a gun, it was never recovered. Leaser testified
that Wolfe told her he had one, but she also testified that she
never saw it. Again, the State invokes the procedural bar. [81]
¶ 114. The defense also feels the prosecution
was out of line when it said during the Motion for a New Trial,
that they possessed no evidence of Milano having a previous drug
conviction. The trial court granted a motion in limine suppressing
all references to the previous criminal records of Wolfe and
Milano. Apparently, Milano had a conviction for the sale of
narcotics in the State of Connecticut. Defense Counsel Barton
found out about this and wanted to use it at trial. Barton argues
that because there was an actual conviction that was on record as
a proffer, the prosecutor misstated the evidence in the record.
This Court will not hold the prosecution in error for observing a
court order. [82] [83]
¶ 115. Simmons also accuses the State of
misstating the law regarding the correct presumption of innocence,
the standard of guilt beyond a reasonable doubt, and the Enmund
factors. The State raises its procedural bar against all of these
allegations of error. As to the *494 comment regarding Simmons'
presumption of innocence, Simmons objects to the following comment
made by the prosecutor during voir dire: Presumption of innocence
goes along until the case is proved [sic] to the standard that's
necessary beyond a reasonable doubt. Do you understand that? And
that's the law. And the burden is always on the State of
Mississippi to prove its case. But the Judge, by telling you that
Mr. Simmons as he sits here is presumed to be innocent is not
making a judgment about Mr. Simmons. He is telling you what the
law is. Understand? In reference to the “reasonable doubt”
standard, the following is what Simmons objects to: Beyond a
reasonable doubt. That's the law. We agree with that. Right? Will
you hold us to that standard? Will you hold us to the standard of
beyond a reasonable doubt and not hold the State of Mississippi to
beyond all possible conceivable imaginary doubt? To my way of
thinking, that's a different standard, a lot harder, lot higher.
I'm splitting hairs with you. Simmons's arguments about the
sentencing instruction hinge on the prosecution's comments during
closing arguments of the sentencing hearing reviewing the
sentencing instruction with the jury. It went as follows: The
first is that you have to find one of four things really. If you
don't find any of them, go home; it's over. That's the first bus
stop. That Gary Carl Simmons actually killed Jeffery Wolfe. I will
tell you right now that's not out theory, never has been. He
didn't pull a trigger. He didn't actually kill him. The second one
is that the Defendant, Gary Carl Simmons attempted to kill, Not
our proof, not our theory, you haven't found that. Nobody has
argued that to you. So the first two are out that door. The next
two I think you can find. I think you have found them already. He
has been found guilty of capital murder. Killing during the
commission of a robbery. Number 3, the defendant intended the
killing of Jeffery Wolfe to take place. That sounds reasonable.
You have heard that before. That's what y'all did by your first
verdict. That's exactly what you did. You found that he was
involved in the killing, and it was for robbery and expungement of
debt. You found that. The fourth one is that he contemplated
lethal force would be used. The Enmund factors to be considered
are whether the jury makes a written finding of one or more of the
following: (a) the defendant actually killed; (b) the defendant
attempted to kill; (c) the defendant intended that a killing take
place; (d) the defendant contemplated that lethal force would be
employed. Enmund v. Florida, 458 U.S. 782, 797–801, 102 S.Ct.
3368, 73 L.Ed.2d 1140 (1982); Humphrey v. State, 759 So.2d 368,
382 (Miss.2000) citing Miss.Code Ann. § 99–19–101(7) (1994). These
are precisely the factors that the prosecution covered in that
statement to the jury. Not one of the myriad allegations listed
above individually or cumulatively require reversal predicated
upon prosecutorial misconduct in this case.
XVI. THE TRIAL COURT ERRED BY SUBMITTING TO
THE JURY THE AGGRAVATING CIRCUMSTANCE THAT THE DEFENDANT KNOWINGLY
CREATED A GREAT RISK TO MANY PERSONS.
¶ 116. Simmons argues that the trial judge
erred when he submitted to the jury the aggravating circumstance
contained in *495 Miss.Code Ann. § 99–19–101(5)(c) FN6 that the
defendant knowingly created a great risk to many persons in
killing Jeffery Wolfe. Simmons believes the trial judge was in
error because there was insufficient evidence proffered by the
State to support either of the submitted theories alleged to have
created this “great risk.” FN6. Miss.Code Ann. § 99–19–101(5)(c)
reads in pertinent part: (2) After hearing all the evidence, the
jury shall deliberate on the following matters: (a) Whether
sufficient factors exist as enumerated in subsection (7) of this
section; (b) Whether sufficient aggravating circumstances exist as
enumerated in subsection (5) of this section; (c) Whether
sufficient mitigating circumstances exist as enumerated in
subsection (6) of this section, which outweigh the aggravating
circumstances found to exist; and (d) Based on these
considerations, whether the defendant should be sentenced to life
imprisonment, life imprisonment without eligibility for parole, or
death. (3) For the jury to impose a sentence of death, it must
unanimously find in writing the following: (a) That sufficient
factors exist as enumerated in subsection (7) of this section; (b)
That sufficient aggravating circumstances exist as enumerated in
subsection (5) of this section; and (c) That there are
insufficient mitigating circumstances, as enumerated in subsection
(6), to outweigh the aggravating circumstances. In each case in
which the jury imposes the death sentence, the determination of
the jury shall be supported by specific written findings of fact
based upon the circumstances in subsections (5) and (6) of this
section and upon the records of the trial and the sentencing
proceedings. If, after the trial of the penalty phase, the jury
does not make the findings requiring the death sentence or life
imprisonment without eligibility for parole, or is unable to reach
a decision, the court shall impose a sentence of life
imprisonment. (4) The judgment of conviction and sentence of death
shall be subject to automatic review by the Supreme Court of
Mississippi within sixty (60) days after certification by the
sentencing court of entire record, unless the time is extended for
an additional period by the Supreme Court for good cause shown.
Such review by the Supreme Court shall have priority over all
other cases and shall be heard in accordance with rules
promulgated by the Supreme Court. (5) Aggravating circumstances
shall be limited to the following: (a) The capital offense was
committed by a person under sentence of imprisonment. (b) The
defendant was previously convicted of another capital offense or
of a felony involving the use or threat of violence to the person.
(c) The defendant knowingly created a great risk of death to many
persons. [84] [85] [86]
¶ 117. Specifically, Simmons believes that the
State failed to show who, other than Wolfe and possibly Leaser,
would have been at “great risk” when Timmy Milano discharged the
weapon that night. Simmons argues that “two” people do not
constitute “many” people as the statute contemplates. He offers
Jackson v. State, 684 So.2d 1213 (Miss.1996) as an example. In
Jackson, this Court affirmed the use of the aggravator because
four children were stabbed to death and one adult and two other
children received life threatening wounds. Jackson, 684 So.2d at
1235. Use of this aggravating circumstance is not limited to those
crimes where very large numbers of individuals are at risk or
those where the safety of others than the intended few was
jeopardized. Id. at 1235. The State argues that the procedural bar
should apply. However, Miss.Code Ann. § 99–19–105(3)(b) FN7 states
*496 that this Court must consider the sufficiency of the evidence
to support the aggravating circumstances. FN7. Miss.Code Ann §
99–19–105 reads in pertinent part: (1) Whenever the death penalty
is imposed, and upon the judgment becoming final in the trial
court, the sentence shall be reviewed on the record by the
Mississippi Supreme Court. The clerk of the trial court, within
ten (10) days after receiving the transcript, shall transmit the
entire record and transcript to the Mississippi Supreme Court
together with a notice prepared by the clerk and a report prepared
by the trial judge. The notice shall set forth the title and
docket number of the case, the name of the defendant and the name
and address of his attorney, a narrative statement of the
judgment, the offense, and the punishment prescribed. The report
shall be in the form of a standard questionnaire prepared and
supplied by the Mississippi Supreme Court, a copy of which shall
be served upon counsel for the state and counsel for the
defendant. (2) The Mississippi Supreme Court shall consider the
punishment as well as any errors enumerated by way of appeal. (3)
With regard to the sentence, the court shall determine: (a)
Whether the sentence of death was imposed under the influence of
passion, prejudice or any other arbitrary factor; (b) Whether the
evidence supports the jury's or judge's finding of a statutory
aggravating circumstance as enumerated in Section 99–19–101; (c)
Whether the sentence of death is excessive or disproportionate to
the penalty imposed in similar cases, considering both the crime
and the defendant; and (d) Should one or more of the aggravating
circumstances be found invalid on appeal, the Mississippi Supreme
Court shall determine whether the remaining aggravating
circumstances are outweighed by the mitigating circumstances or
whether the inclusion of any invalid circumstance was harmless
error, or both.
¶ 118. Beyond this Simmons argues that, if he
caused risk of harm to a great many people, it was not done so
knowingly. He cites Porter v. State, 732 So.2d 899, 905
(Miss.1999) (rev'd on other grounds). Porter was hired to shoot
and kill a man. He did so and then fled the scene. Simmons cites
Porter for the proposition that, although reversed on other
grounds, the Court instructed the lower court on remand not to
give this aggravating factor again because there was little chance
that someone other than the intended victim would have been
harmed.
¶ 119. The State argues that Milano's repeated
firing of the rifle in a residential neighborhood suffices as
knowingly creating a risk of death to many people. As best as one
can glean from the record, Milano and Wolfe were the only two
people in the room when the killing occurred. While it is
undeniably dangerous to fire a weapon inside of an occupied house,
we are unsure that if upon doing so, you have knowingly created a
great risk of death to many people. This Court would have to
conclude that Wolfe, Leaser, and Simmons together constitute
“many” people for purposes of the statutory language. We decline
the opportunity to do so here. [87]
¶ 120. Additionally, the State argues that
placing body parts, fluids and other vestiges of human remains in
community waters, as Simmons did, also creates a risk of harm to
many people; we agree. Simmons contaminated the recreational
waters of the residential neighborhood with Wolfe's remains, much
of which was not recovered by police. These actions were intended
to attract alligators and other similar creatures in an effort to
use what nature had to offer to dispose of the evidence. Adjoining
landowners and other water enthusiasts were subjected to this
inherent danger as a direct result of Simmons' actions. In
addition, all of those residents who used that water as it carried
the solid and liquid remains of Wolfe through tributaries into the
Gulf of Mexico were subjected to this toxic mixture as well. [88]
¶ 121. Simmons also claims that the use of this
aggravator is unconstitutionally vague. This Court has held that
Mississippi's capital sentencing scheme, as *497 a whole, is
constitutional. Puckett v. State, 737 So.2d 322, 363 (Miss.1999).
Thus, this claim is meritless.
¶ 122. We find that the evidence regarding
Simmons' disposal of Wolfe's remains into the bayou constituted
knowingly creating a great risk to many people. There is no
reversible error here.
XVII. THE TRIAL COURT COMMITTED NUMEROUS
REVERSIBLE ERRORS IN ITS RULINGS DURING THE SENTENCING PHASE OF
THE TRIAL. [89] [90]
¶ 123. Simmons argues that the trial court
committed numerous errors at the sentencing phase of the trial.
Simmons believes that the trial court disallowed mitigation
evidence that would have helped him avoid receiving the death
penalty. This Court has held that the jury must have as much
information as possible when it makes its sentencing decision.
Mackbee v. State, 575 So.2d 16, 39 (Miss.1990). Mississippi allows
evidence of a mitigating circumstance of an unlimited nature.
Mackbee, 575 So.2d at 39. [91]
¶ 124. Simmons argues that the limitations
placed on the following exchanges between his ex-wife and counsel
constitute reversible error on the trial court's part: BY DEFENSE
COUNSEL BARTON: Lori, do you know what might have caused the
events leading up to what happened on August the 13, 1996? BY
ASSISTANT DISTRICT ATTORNEY SAUCIER: To that I'm going to have to
object. That's just too much speculation. We have tried to be as
reserved on objections as we possible can. BY THE COURT: Objection
sustained. * * * * * * BY DEFENSE COUNSEL BARTON: When you heard
that Gary had been charged with this crime, did you believe that
this was the same Gary that you had been married to all those
years? BY ASSISTANT DISTRICT ATTORNEY SAUCIER: That's been asked
and answered, Your Honor, earlier on when he asked her virtually
the same question. BY THE COURT: Objection sustained. * * * * * *
BY DEFENSE COUNSEL BARTON: Does he [Simmons] love [his daughters]
Heather and Felicia? BY ASSISTANT DISTRICT ATTORNEY SAUCIER:
Objection, Your Honor. Calls for speculation. BY THE COURT:
Objection sustained. * * * * * * BY DEFENSE COUNSEL BARTON: Lori,
would you like to see that type of continuing relationship, as bad
as it may be, exist between you, Felicia, Heather and Gary? BY
ASSISTANT DISTRICT ATTORNEY SAUCIER: Objection, Your Honor. That's
impact on family members. We object to it. BY THE COURT: Objection
sustained. * * * * * * BY DEFENSE COUNSEL BARTON: But you still
would like the father of your children— BY ASSISTANT DISTRICT
ATTORNEY SAUCIER: Objection, Your Honor. That's an impact
question. BY THE COURT: Objection sustained. Simmons argues that
the answers to these statements were admissible under M.R.E. 401,
403, 602, 608, 701 and the Eighth Amendment to the U.S.
Constitution. *498 [92]
¶ 125. Those responsible for sentencing the
defendant should not be precluded from considering, as a
mitigating factor, any aspect of the defendant's character or
record and any of the circumstances of the offense that the
defendant proffers as a basis for a sentence less than death.
Wilcher v. State, 697 So.2d 1087, 1103 (Miss.1997) (citing Eddings
v. Oklahoma, 455 U.S. 104, 110, 102 S.Ct. 869, 71 L.Ed.2d 1
(1982)). The rule expressed in Eddings “does not limit the trial
court's power to exclude from the sentencing phase as irrelevant,
evidence not bearing on the defendant's character or prior record,
or the circumstances of the offense.” Wilcher, 697 So.2d at 1103
(citing Cole v. State, 525 So.2d 365, 371 (Miss.1987)). “[I]t is
clear that the evidence must be relevant to one or more of those
factors.” Id. at 1103. [93]
¶ 126. Lori Simmons was not prohibited from
fully testifying to crucial evidence during the sentencing phase.
She had already been asked about and answered some of these exact
questions, and subsequently discussed much of the very subject
matter of the initially prohibited answers. She was allowed to
testify that Gary was “the hardest working man” she knew.
Regarding the crime of August 13, 1996, Lori had already testified
that, “I didn't believe it. I thought someone was calling me and
playing a prank at work actually.” Subsequently, Lori did testify
that she loved Simmons and that Simmons loved and was a good
father to his children, in fact that his “greatest joy in life”
was his daughters. Although the trial judge may have initially
erred in sustaining the State's objections to several questions
posed to Lori, in fact, subsequently, she was allowed to respond
and fully explore the issues posed by the previous denied
questions. This Court will only reverse where the trial court has
abused its discretion. Burns v. State, 729 So.2d 203, 218
(Miss.1998) quoting Hentz v. State, 542 So.2d 914, 917
(Miss.1989). Nor was there any prejudice or injury to any
substantial right since Lori ultimately testified regarding issues
upon which she was initially precluded from testifying. M.R.E.
103(a). Error here was cured, thus harmless. [94]
¶ 127. Additionally, Simmons argues that the
trial court should have granted his motion for a cooling off
period after the verdict was rendered before having the jury
consider sentencing. In a similar situation we have stated: The
jury brought the guilty verdict in at 12:46 p.m., and the judge
allowed a 15 minute recess before beginning the sentencing phase
of the trial. The judge, in denying the motion, noted that it was
the middle of the day, the jury had already eaten lunch, and he
did not see any reason for a cooling off period. Mississippi's
statutory scheme concerning the guilt and sentencing phases of a
capital murder trial provides only that “[t]he proceeding shall be
conducted by the trial judge before the trial jury as soon as
practicable.” Miss.Code Ann. § 99–19–101(1) (1994). Ordinarily,
trial judges have broad discretion in determining how long trials
last on any given day. In utilizing this discretion, trial judges
should keep in mind the mental and physical toll that litigation
takes on the lawyers involved and the defendant's right to
effective assistance of counsel. McGilberry v. State, 741 So.2d
894, 919 (Miss.1999) (citations omitted). The situation in
McGilberry is almost identical to this case. The defense noted
that it was Labor Day weekend and one juror had a paid vacation he
was waiting to embark upon. The defense wanted to wait until the
following Tuesday to conduct sentencing, but the trial judge said
that after *499 questioning the juror during voir dire, he didn't
think that the vacation meant that much to him. The motion was
made by 1:00 p.m. on a Friday afternoon and defense counsel
offered no other reason for the requested six-hour cooling off
period or, in the alternative, the entire weekend, besides letting
the jurors “collect their thoughts” to avoid any “inflamed,
impassioned, or prejudiced” thoughts lingering from the verdict
deliberations. The State objected and the trial judge saw no
evidence of inflamed passions or prejudice among the jurors. The
trial judge, in his discretion, determined that it was proper to
go forward. The defense has done nothing to show that this was
improper or an abuse of discretion.
XVIII.THE TRIAL COURT ERRED BY GRANTING MANY
OF THE PROSECUTION'S INSTRUCTIONS DURING THE SENTENCING PHASE OF
THE TRIAL. [95] [96]
¶ 128. The State argues that this allegation of
error should be procedurally barred. The record reflects that the
sentencing instructions were given by agreement and without
objection. Simmons now asserts that the trial court committed
reversible error in ruling on the instructions for the sentencing
phase FN8. Simmons specifically alleges that the trial court
submitted the “non-existent statutory aggravator” that the capital
offense was committed for pecuniary gain during the commission of
a robbery. He alleges that Miss.Code Ann. § 99–19–103 contains no
such language and pursuant to Hunter v. State, 684 So.2d 625
(Miss.1996) this Court should reverse because it is fundamental
error for the trial court to fail to properly instruct the jury
with regard to the law. The State points this Court to language in
Turner v. State, which quotes Jenkins v. State, 607 So.2d 1171,
1182 (Miss.1992), rejecting this argument because the use of
robbery and pecuniary gain aggravators were, in essence, just one.
Turner v. State, 732 So.2d 937, 955 (Miss.1999). FN8. The
sentencing instructions were lost. The transcript of the trial
judge reading the sentencing instructions is contained in a
supplemental volume to the record. The argument and information in
the briefs are based upon this transcription. [97]
¶ 129. Similarly, Simmons argues that the trial
court erred in instructing the jurors that they were to “consider
the detailed circumstances of the offense” citing Leatherwood v.
State, 539 So.2d 1378, 1383 (Miss.1989) as support for the
proposition that a sentencing jury is limited to the enumerated
aggravating circumstances and the mitigating circumstances offered
by the defendant. Again, the State points to Turner, which held
that the language “you may objectively consider the detailed
circumstances of the offense for which the defendant was
convicted” in the sentencing instruction is not error, but is
recognized by this Court as proper. Turner, 732 So.2d at 953. [98]
¶ 130. Simmons points out error on the trial
court's part that resulted from giving the jurors a “catch-all”
mitigator, alleging that the jurors “could and would” have
interpreted the instructions to read that they had discretion in
deciding what was and was not a mitigating circumstance. The State
refers this Court to a case involving identical arguments where we
held that the language at issue did not authorize the jury to
ignore non-statutory elements of mitigation, but rather instructed
them that they might consider additional mitigating evidence.
Evans v. State, 725 So.2d 613, 694 (Miss.1997). It is therefore in
conformity with Miss.Code Ann. § 99–19–101(1), which states that
any *500 relevant mitigating evidence introduced on behalf of the
defendant may be considered by the jury. Evans, 725 So.2d at 694.
This Court has approved instructions containing this language and
note that catch-all language regarding mitigating factors should
be employed in every case. Id. at 694.
¶ 131. Simmons makes this same argument with
regard to a jury instruction that he believes the jurors could and
would have read as saying they could only consider a mitigating
circumstance if they agreed unanimously. Again, this argument has
been rejected by this Court. See Williams v. State, 684 So.2d
1179, 1201 (Miss.1996) (holding that instruction that used the
word “unanimous” in regard to aggravating circumstances, but not
in regard to mitigating circumstances, is not error). [99]
¶ 132. Simmons posits the argument that the
jurors could and would have read the instructions as requiring
that once one aggravating circumstance was found to exist, then
the burden shifted to the defense to demonstrate that the death
penalty should not be imposed. The language in Williams prevents
this interpretation. Every mandatory element of proof is assigned
to the prosecution. Neither the burden of production nor the
burden of proof ever shifts to the defendant. Williams, 684 So.2d
at 1202. [100]
¶ 133. In the alternative, Simmons argues that
the instructions failed to require the prosecution to prove beyond
a reasonable doubt that the aggravating circumstances were
sufficient to impose the death penalty, that the aggravating
circumstances outweighed the mitigating circumstances, and that
the defendant should suffer death. The State argues that they were
not required to prove that aggravating circumstances outweighed
mitigating circumstances beyond a reasonable doubt as that would
be contrary to established case law. Edwards v. State, 737 So.2d
275, 314 (Miss.1999) (holding that the majority rule of this Court
is that the jurors are required to find the existence of each
aggravating circumstance beyond a reasonable doubt, but the jury
is not required to find that the aggravating circumstances beyond
a reasonable doubt outweigh the mitigating circumstances following
the statute.). [101]
¶ 134. Simmons also claims that he is entitled
to have an instruction that the jury must find beyond a reasonable
doubt that the death penalty is the appropriate penalty. This
Court addressed this argument in Williams and said “[t]he
Mississippi statutory scheme does not require this finding.”
Williams, 684 So.2d at 1202. None of the arguments asserted by
Simmons under this issue, singly or cumulatively, require
reversal.
XIX. THE TRIAL COURT ERRED BY REQUIRING THE
DEFENSE TO EXERCISE SOME OF ITS PEREMPTORY CHALLENGES PRIOR TO THE
PROSECUTION TENDERING TWELVE ACCEPTED JURORS. [102] [103]
¶ 135. Simmons argues that the trial court
erred by requiring “the defendant to exercise his seventh, eighth,
and ninth peremptory challenges on jurors who had never been
tendered to the prosecution for acceptance or peremptory
challenge.” After a careful review of the record, no evidentiary
support for this argument can be found. The only segment of the
record that closely resembles this accusation is reproduced below
in the following exchange: BY ASSISTANT DISTRICT ATTORNEY SAUCIER:
We should have used six challenges and now tender twelve. *501 BY
DEFENSE COUNSEL BARTON: That's what I have got. BY THE COURT:
That's what I have got. BY DEFENSE COUNSEL BARTON: We would strike
number two. We will tender number five, strike number eleven.
That's defense second strike. Strike number fourteen, ... exercise
D–8 strike on number forty-four, D–9 strike on number forty-five,
tender number forty-seven. That's twelve jurors through forty
seven. The State exercised six peremptory challenges and tendered
twelve potential jurors. The defense then exercised six peremptory
challenges and accepted six. Defense counsel then proceeded to
strike three jurors, accept six jurors, and tender the panel of
twelve to the prosecution. Immediately thereafter, the State used
four more strikes. At no point did the defense interpose an
objection, thus the State raises its procedural bar. [104]
¶ 136. Simmons relies on Miss.Code Ann. §
99–17–3 FN9 to support his argument. This Court has mandated that
the failure to abide by the statute is reversible error. Peters v.
State, 314 So.2d 724 (Miss.1975); Gammons v. State, 85 Miss. 103,
37 So. 609 (1905); State v. Mitchel, 12 So. 710 (1893). FN9.
Miss.Code Ann § 99–17–3 states in full: In capital cases the
defendant and the state shall each be allowed twelve peremptory
challenges. In cases not capital the accused and the state each
shall be allowed six peremptory challenges; but all peremptory
challenges by the state shall be made before the juror is
presented to the prisoner. In all cases the accused shall have
presented to him a full panel before being called upon to make his
peremptory challenges. [105]
¶ 137. Peremptory challenges are not of
constitutional dimension. They are a means to achieve the end of
an impartial jury. So long as the jury that sits is impartial, the
fact that the defendant had to use a peremptory challenge to
achieve that result does not mean the Sixth Amendment was
violated. Fleming v. State, 732 So.2d 172, 181 (Miss.1999)(citing
Ross v. Oklahoma, 487 U.S. 81, 88, 108 S.Ct. 2273, 101 L.Ed.2d 80
(1988)). The State also cites Miss.Code Ann. § 13–5–87 (1972)
which states that “[a]ll the provisions of law in relation to the
listing, drawing, summoning and impaneling juries are directory
merely, and a jury listed, drawn, summoned or impaneled, though in
an informal or irregular manner, shall be deemed a legal jury
after it shall have been impaneled and sworn, and it shall have
the power to perform all the duties devolving on the jury.”
¶ 138. Simmons still had a peremptory challenge
to use after all sides agreed on the jury. No objection was made,
and a panel of twelve was submitted to the defendant at the
beginning of the exchange. This argument is without merit.
XX. THE TRIAL COURT ERRED IN THE PROCEDURE
IT USED IN SELECTING THE COUNTY FOR THE CHANGE OF VENUE. [106]
¶ 139. The defense argues that the trial court
erred in when it allowed the prosecution to “determine which
county venue was changed to upon proper application by the
defendant for a change of venue.” Simmons argues that the trial
judge based his decision “solely on the prosecutor's directive.”
The record belies this assertion. [107] [108]
¶ 140. Mississippi law recognizes that the
granting of a change in venue is a matter largely within the
discretion of the trial court. Evans v. State, 725 So.2d 613, 646
(Miss.1997). The decision *502 to change venue, although left to
the sound discretion of the trial judge, is not one involving
unfettered discretion. Evans, 725 So.2d at 646. [109]
¶ 141. The trial court arrived at the decision
to change venue in the following manner: BY THE COURT: Does either
side have any suggestions in regard to the site to change this
venue to? BY DEFENSE COUNSEL CUNNINGHAM: We are still in the
preliminary stages of getting some research on that matter, Your
Honor, and trying to reach a decision. Offhand, we would hope for
a county in northern Mississippi if at all possible. BY ASSISTANT
DISTRICT ATTORNEY SAUCIER: Your Honor, I look at Interstate 20 as
a good area because it is outside the normal publishing area ...
And I would submit to the Court that probably Lauderdale or Rankin
County would be more suitable as a trial site just for the
purposes of having a municipal area. BY DEFENSE COUNSEL
CUNNINGHAM: Specifically, Your Honor, we would oppose Rankin
County. We would request Lafayette, possibly Granada [sic] County,
Montgomery County in North Mississippi. BY THE COURT: How about
Lauderdale County? BY DEFENSE COUNSEL CUNNINGHAM: I'm not prepared
to comment on that at this point, Your Honor. BY THE COURT: I
don't know what facilities Granada [sic] County has. Are you
familiar with theirs? BY ASSISTANT DISTRICT ATTORNEY SAUCIER: I
am. I'm not satisfied with Granada [sic]. And the distance, also,
Your Honor, is adding another hundred miles plus above Jackson. I
think once you reach I–20 I can't imagine that there would be any
publicity of this at all that would possibly taint any jury. The
makeup of Lauderdale County I do know is very similar to the
makeup of Jackson County as far as populations and races of
population .... ample courthouse space, ample facilities. BY THE
COURT: The court will grant a change of venue, and we will change
the venue to Lauderdale County. BY DEFENSE COUNSEL CUNNINGHAM: To
Lauderdale? BY THE COURT: Lauderdale. BY DEFENSE COUNSEL
CUNNINGHAM: All right, sir. Thus, the record reflects that the
trial judge considered the racial makeup of the counties, the
courthouse space, and other factors before making his decision.
Simply because the trial judge selected one of the counties
offered by the State does not qualify the decision as reversible
error due to the trial judge's wide latitude of discretion in
rendering those types of decisions. Further, Simmons raised no
objection. This issue is procedurally barred, and we further find
it to be meritless.
XXI. THE TRIAL COURT COMMITTED NUMEROUS
REVERSIBLE ERRORS DURING THE “DEATH/LIFE” QUALIFICATION COMPONENT
OF VOIR DIRE.
¶ 142. Simmons argues that the trial court
erred by granting the State's cause for challenge of potential
juror Paula Evans. Additionally, Simmons believes that the trial
court erred by denying defense counsel's challenges for cause
regarding jurors Price, Hart, Null, Schanrock, Haynes, Robertson,
and Johnson. [110]
¶ 143. With regard to Paula Evans, the thrust
of her testimony is that, *503 when asked by the prosecution if
she could set aside her personal beliefs against the death
penalty, she continually responded by saying that she “would try”
her best to do so or that she thought she could do it. This Court
has held that a prospective juror who indicates that he or she
would “try” to follow the court's instruction is not enough.
Billiot v. State, 454 So.2d 445, 457 (Miss.1984). [111] [112]
¶ 144. Simmons's complaint against the other
seven jurors is questionable at best. The record reflects that
Simmons did not use all of his peremptory challenges. The record
further reflects that none of the contested jurors served on the
actual jury panel. The State believes that Simmons's argument
should fall under the weight of the following authority: The law
afforded Hansen twelve peremptory challenges. Miss.Code Ann. §
99–17–3 (1972). He exercised but seven—three being used on jurors
Woodward, Adams and Conduit. Our settled rule requires that,
before an appellant may challenge a trial court's refusal to
excuse a juror for cause, he must show that he utilized all of his
peremptory challenges. See, e.g., Berry v. State, 575 So.2d 1, 9
(Miss.1990); Chisolm v. State, 529 So.2d 635, 639 (Miss.1988);
Johnson v. State, 512 So.2d 1246, 1255 (Miss.1987); Billiot v.
State, 454 So.2d, 445, 457 (Miss.1984). The reason for the rule is
that the appellant has the power to cure substantially any error
so long as he has remaining unused peremptory challenges. We would
put the integrity of the trial process at risk were we to allow a
litigant to refrain from using his peremptory challenges and,
suffering an adverse verdict at trial, secure reversal on appeal
on grounds that the Circuit Court did not do what appellant wholly
had power to do. Hansen v. State, 592 So.2d 114, 129 (Miss.1991).
Further, each juror testified that they could put aside their
personal views about the death penalty and follow the law in
regard to Simmons' case. It appears that, by this admission, they
rehabilitated themselves. This language of “putting aside”
personal beliefs was approved in the following passage of
Leatherwood v. State: The two veniremen, Robert Nations and Mary
Garrett, indicated that they had strong views in favor of the
death penalty. After the court overruled appellant's challenge to
the jurors, appellant used two of his peremptory challenges to
strike them. We have carefully considered the questions propounded
to and responses of Nations and Garrett and are of the opinion
that the trial court's ruling was in full compliance with
Witherspoon v. Illinois, 391 U.S. 510, 88 S.Ct. 1770, 20 L.Ed.2d
776 (1968). When questioned by counsel both jurors said that they
could put aside their personal feelings, follow the law and
instructions of the court and return a verdict based solely upon
the law and the evidence and not vote for the death penalty unless
the evidence warranted it. Leatherwood v. State, 435 So.2d 645,
654 (Miss.1983). The trial court cannot be said to have erred by
following this language. [113]
¶ 145. Simmons also contends that the trial
judge erred by conducting an individualized voir dire of the
jurors who were in favor of the death penalty. This Court has said
that voir dire “is conducted under the supervision of the court,
and a great deal must, of necessity, be left to its sound
discretion.” Ballenger v. State, 667 So.2d 1242, 1250 (Miss.1995).
This Court has directed the trial court to take a substantial role
in conducting Witherspoon voir dire of potential jurors in capital
cases. Ballenger, 667 So.2d at 1250. There is no error here. *504
XXII. THE TRIAL COURT ERRED BY ALLOWING THE
PROSECUTION TO OBTAIN A PROMISE FROM PROSPECTIVE JURORS TO RETURN
A SPECIFIC VERDICT UNDER A SPECIFIC SET OF CIRCUMSTANCES. [114]
¶ 146. Simmons argues that the trial court
erred by allowing the prosecution to obtain pledges from jurors to
convict him of rape and sentence him to death. Simmons alleges
that the prosecution was inappropriately allowed to pose questions
to prospective jurors concerning how they would act if presented
with a certain set of hypothetical circumstances, which he
believes resembled those of the case at hand. The allegations are
based upon a series of questions concerning the jurors'
willingness to impose the death penalty for various crimes and
convict for rape without evidence of the utmost resistance. The
first line of questioning went as follows: BY DISTRICT ATTORNEY
HARKEY: ... [O]f the ones who responded that you can make that
consideration that the law requires you to make, before imposing a
penalty of death would you require a multiple killing, a killing
of more than one person? BY THE JURORS: No. BY DISTRICT ATTORNEY
HARKEY: Anybody fell that way? BY THE JURORS: No. BY DISTRICT
ATTORNEY HARKEY: Anybody fell that before I can impose the death
penalty I need to know that we have a fellow with a lot of crimes,
he has been in a lot of trouble? BY THE JURORS: No. BY DISTRICT
ATTORNEY HARKEY: What you are telling me basically is that you can
consider the death penalty for one homicide. BY THE JURORS: Yes.
BY DISTRICT ATTORNEY HARKEY: Can you do that? BY THE JURORS: Yes.
BY DISTRICT ATTORNEY HARKEY: For one killing. Can you do it? BY
THE JURORS: Nod (in the affirmative). BY DISTRICT ATTORNEY HARKEY:
Anybody feel that regardless of what other aggravating
circumstances are presented, if he didn't kill more than one
person, or if he wasn't in trouble with the law I don't think I
can impose a death penalty? See how it gets a little bit more
information? You follow me? See what I'm saying? You get more
information. I want to know right now if it would affect you one
way or the other. Would it, anybody? BY SOME JURORS: No. Simmons
also disapproves of the following question: BY DISTRICT ATTORNEY
HARKEY: With respect to the rape case, would the evidence for you
to find somebody guilty of committing rape, would you require the
State of Mississippi to prove or require that a victim come in
here and say that she resisted until she was beaten to a bloody
pulp and seriously injured before you could find someone guilty?
We are talking about forcible rape here. I believe force is an
element that we are going to have to prove. But would you require
a victim resist until she is unconscious, fight and struggle
dealing against overwhelming odds?
¶ 147. The defense asserts that these
questions, along with questions posed to a particular prospective
juror, violate Mississippi's rule against eliciting promises from
jurors that they will return a specific verdict under certain
circumstances. Miss. U.R.C.C.C. 3.05. Simmons relies heavily *505
upon Holland v. State, in which counsel for the defense was
restricted from asking whether prospective jurors would
automatically rule out alcohol as a mitigating factor. Holland v.
State, 705 So.2d 307, 338–39 (Miss.1997). “It is reversible error
to ask a juror during voir dire to commit to returning a
particular verdict.” Stringer v. State, 500 So.2d 928, 938
(Miss.1986). [115]
¶ 148. The State points out that Simmons failed
to contemporaneously object to any of the questions it now lists
as error. In Edwards v. State, this Court held that the failure to
object during voir dire barred the issue from being raised on
appeal. Edwards v. State, 737 So.2d 275, 308 (Miss.1999). [116]
¶ 149. The prosecution's questions do not
elicit the jurors to commit to a particular verdict. In order for
there to be per se error, the questions must be a direct request
for a promise for a specific verdict. Stringer, 500 So.2d at 938.
Since we do not have such a request in the case at bar, our review
is based upon the familiar abuse of discretion standard, and we
find nothing in the record to indicate any such abuse. Edwards,
737 So.2d at 308.
XXIII. THE TRIAL COURT ERRED BY LIMITING THE
VENIRE IN LAUDERDALE COUNTY [117]
¶ 150. Simmons next contends that the trial
court erred by limiting the venire to: (1) qualified electors of
Lauderdale County or resident freeholders for more than one year;
(2) persons over the age of 21, and (3) persons who could read and
write. Simmons argues that his rights under the Fifth and
Fourteenth Amendments were violated as well as those under Article
3, Sections 14 and 26 of the Mississippi Constitution by so
limiting the venire. Simmons's contention is that properly
qualified citizens were denied their right to participate actively
in government, which cannot be allowed. Powers v. Ohio, 499 U.S.
400, 408–09, 111 S.Ct. 1364, 1369, 113 L.Ed.2d 411 (1991). Simmons
extends the argument, originally concerning racial discrimination,
to cover property ownership, age, and literacy citing cases not
directly dealing with the right to be on a jury. Quinn v. Millsap,
491 U.S. 95, 109 S.Ct. 2324, 105 L.Ed.2d 74 (1989); Turner v.
Fouche, 396 U.S. 346, 90 S.Ct. 532, 24 L.Ed.2d 567 (1970). In
addition, Simmons asserts that his right to a fair and impartial
jury drawn from a cross section of the community was denied him by
the venire limitations. However, Mississippi case law holds the
contrary; in fact, restrictions such as these have specifically
been upheld by this Court. Chase v. State, 645 So.2d 829, 844–45
(Miss.1994); Turner v. State, 573 So.2d 657, 666 (Miss.1990);
Irving v. State, 498 So.2d 305, 319 (Miss.1986); Leatherwood v.
State, 435 So.2d 645, 654 (Miss.1983); Edwards, 737 So.2d at 319;
Wilson v. State, 574 So.2d 1324, 1331 (Miss.1990). [118]
¶ 151. Simmons's argument is further weakened
by the fact that although the trial judge referred to them, no
members of the venire were excluded based upon the three criteria.
Therefore, the venire was not “limited” by the trial judge. [119]
¶ 152. In addition, Simmons again failed to
raise a contemporaneous objection to the use of the aforementioned
criteria and is thus procedurally barred from asserting the claim
on appeal. Williams v. State, 684 So.2d 1179, 1203 (Miss.1996).
XXIV. THE TRIAL COURT ERRED BY ALLOWING THE
SELECTED JURORS TO RETURN HOME AND PACK CLOTHING FOR THE WEEK
BEFORE BEING SEQUESTERED. *506 [120] [121]
¶ 153. Simmons contends that the trial court
erred in allowing the jurors to go home and pack clothes for the
week of trial without being sequestered. The defense further
alleges that this act was in violation of procedural rules which
state, “in any case where the state seeks to impose the death
penalty, the jury shall be sequestered during the entire trial.”
Miss. U.R.C.C.C. 10.02. The principle of this rule is to insure a
fair and impartial jury that will return a verdict beyond
reproach.
¶ 154. The State first points out that Simmons
did not object at the time of the decision which normally acts as
a procedural bar. However, Simmons counters that requiring
sequestration of a jury cannot be waived. Wilson v. State, 248
So.2d 802, 805 (Miss.1971).
¶ 155. With or without the procedural bar,
Simmons's argument fails under the recent case of Watts v. State,
733 So.2d 214, 242–44 (Miss.1999). Just as in the case at hand,
the jury in Watts was allowed to go home to pack, but were
admonished with special instructions. Watts, 733 So.2d at 242.
Although this Court stated that a better procedure would have
involved the potential jurors bringing clothing with them before
final selection, allowing the jurors to quickly go home “does not
warrant reversal of the entire case.” Id. at 244. In fact, the
preferred procedure was unavailable to Judge Jones in the present
case because jury selection began and ended in a single day. This
allegation of error lacks merit without proof that one or more of
the jurors disobeyed the judge's instructions.
XXV. THE DEFENDANT HAS BEEN DENIED HIS RIGHT
TO A MEANINGFUL APPEAL. [122]
¶ 156. Simmons alleges that there are
substantial omissions in the record that deny him the right to a
meaningful appeal. Defense counsel lists as missing the following
items: transcriptions of the bench conferences, sentencing phase
instructions, and guilt/innocence phase jury instructions. The
assertion is that the absence of these items leads to an
incomplete record which, in turn, means there cannot be a truly
meaningful review on appeal.
¶ 157. Simmons did not follow the proper
procedure for correcting omissions in the record as set out in the
Mississippi Rules. M.R.A.P. 10(c). The Watts case indicates that
the failure to do so acts as a procedural bar to raising the issue
on appeal. Watts v. State, 717 So.2d 314, 317 (Miss.1998). [123]
¶ 158. The argument that the absence of the
bench conference transcripts hurts the defense's case on appeal is
meritless. Defense counsel failed to object to the lack of
transcriptions at the time; thus, he is procedurally barred from
raising the issue on appeal. Burns v. State, 729 So.2d 203, 212
(Miss.1998) (“It is in poor grace for counsel to participate
without objection in unrecorded bench conferences and complain for
the first time on appeal.”) (quoting Thorson v. State, 653 So.2d
876, 895 (Miss.1994)). [124]
¶ 159. The absence of the jury instructions is
a more difficult situation. A true copy of said instructions is
missing; however, affidavits and copies of transcripts of the
instructions being read are included within the record. Thus, it
is difficult to ascertain exactly what effect the inclusion of
copies would have achieved. The record is sufficient to analyze
all of the issues and properly review the case. Thus, this issue
is procedurally barred, and bar notwithstanding, lacks merit.
XXVI. MISSISSIPPI'S CAPITAL PUNISHMENT
SCHEME IS *507 UNCONSTITUTIONAL AND THE IMPOSITION OF THE DEATH
PENALTY IN THIS CASE IS DISPROPORTIONATE. [125]
¶ 160. The crux of Simmons's disproportionality
argument is that Milano, the “trigger man”, received only a life
sentence while Simmons has been sentenced to die. Simmons supports
this claim by pointing out that the jury did not find that he
killed or attempted to kill anyone and that non-triggermen rarely
receive the death penalty, although he fails to cite similar
cases. The State, however, points out that the jury did find that
Simmons intended Wolfe's death and contemplated that lethal force
would be employed. In Doss v. State, 709 So.2d 369, 400
(Miss.1996), this Court held that, where a jury finds that the
defendant intended the killing and contemplated that lethal force
would be used, the death penalty is not disproportionate for a
non-triggerman. In addition, this Court on several other occasions
has ruled the death penalty was not disproportionate for those
whom did not do the actual killing: This Court has affirmed death
sentences where the appellants were not the actual killers. In
Stringer v. State, 454 So.2d 468 (Miss.1984), cert. denied, 469
U.S. 1230, 105 S.Ct. 1231, 84 L.Ed.2d 368 (1985), Stringer, while
not the actual triggerman, “was the instigator, the planner, the
master-mind, and the one who directed the entire occurrence.
According to the testimony of the two participants, the attempted
armed robbery and the killing would not have occurred had it not
been for appellant.” Stringer, 454 So.2d at 479. In Leatherwood v.
State, 435 So.2d 645 (Miss.1983), this Court affirmed
Leatherwood's sentence of death although he did not do the actual
killing. More recently in Ballenger v. State, 667 So.2d 1242
(Miss.1995), the jury's sentence of death was unanimously affirmed
by this Court even though Ballenger was not even present when the
actual robbery and beating that resulted in the victim's death
took place. In affirming, the Court held, “like Stringer and
Leatherwood, [Ballenger] instigated and planned the robbery of
Ellis. Her actions secured others to kill.” Id. at 1268. Smith v.
State, 724 So.2d 280, 304 (Miss.1998). Under this authority and
those in the attached Appendix, Simmons's sentence is not
disproportionate even though he was not the person who actually
shot and killed Wolfe. There is ample evidence to show that he did
have an active role in planning and participating in the robbery
and murder. [126]
¶ 161. Simmons next contends that Mississippi's
capital punishment scheme is unconstitutional as applied to him.
The defense contends that the capital punishment scheme does not
allow the jury to consider the fact that Simmons did not kill or
attempt to kill Wolfe as a mitigating factor. However, case law
states the contrary. Evans v. State, 725 So.2d 613, 684
(Miss.1997). [127]
¶ 162. Defense counsel's next argument is that
the capital punishment scheme is unconstitutional on its face. As
support, Simmons points out that premeditated murders are treated
with more deference than a simple felony murderer making the
scheme a form of disproportionate punishment. Also, the defense
says that allowing the underlying felony to also be considered as
an aggravating circumstance violates the Eighth Amendment and
Section 28 of the Mississippi Constitution. However, this Court
has held exactly the opposite: We have previously rejected this
argument. See *508 Ladner v. State, 584 So.2d 743, 762
(Miss.1991); Minnick v. State, 551 So.2d 77, 96–7 (Miss.1988),
rev'd on other grounds, 498 U.S. 146, 111 S.Ct. 486, 112 L.Ed.2d
489 (1990). Ladner and Minnick expressly rejected the stacking
argument based on the United States Supreme Court ruling in
Lowenfield v. Phelps, 484 U.S. 231, 108 S.Ct. 546, 98 L.Ed.2d 568
(1988). The Minnick Court stated that Lowenfield “held that the
fact that the sole aggravating circumstance found by the jury in
its penalty decision was identical to an element of the underlying
offense did not violate the Eighth Amendment.” Minnick, 551 So.2d
at 97. Bell v. State, 725 So.2d 836, 859 (Miss.1998). Accordingly,
the lower court will not be held in error on this issue.
XXVII. THE ERRORS TAKEN TOGETHER IN THIS
CASE WARRANT REVERSAL.
¶ 163. Simmons's final assertion of error is
that each of the above enumerated errors, when taken together,
warrant reversal as cumulative error. Simmons cites Hickson v.
State, as authority for this proposition when this Court held that
reversal was warranted by their perception of a combined
prejudicial impact of two actions taken by the State that
substantially compromised Hickson's right to a fair trial. Hickson
v. State, 472 So.2d 379, 385 (Miss.1985). [128]
¶ 164. The State counters with a quote from
Doss v. State, which reads “[w]here there is no reversible error
in any part, .... there is no reversible error to the whole.” Doss
v. State, 709 So.2d 369, 401 (Miss.1996). Additionally, this Court
has held that a murder conviction or a death sentence will not
warrant reversal where the cumulative effect of alleged errors, if
any, was procedurally barred. Doss, 709 So.2d at 401.
Cumulatively, these errors do not warrant reversal.
CONCLUSION
¶ 165. The trial court committed no reversible
error in its rulings below. Therefore, we affirm the conviction of
Gary Carl Simmons of capital murder, rape and kidnaping, and the
accompanying sentences of death and two terms of life
imprisonment.
¶ 166. COUNT I: CONVICTION OF CAPITAL MURDER
AND SENTENCE OF DEATH BY LETHAL INJECTION AFFIRMED. COUNT II:
CONVICTION OF KIDNAPING AND SENTENCE OF LIFE IMPRISONMENT IN THE
CUSTODY OF THE MISSISSIPPI DEPARTMENT OF CORRECTIONS AFFIRMED.
COUNT III: CONVICTION OF RAPE AND SENTENCE OF LIFE IMPRISONMENT IN
THE CUSTODY OF THE MISSISSIPPI DEPARTMENT OF CORRECTIONS AFFIRMED.
PITTMAN, C.J., WALLER, COBB, EASLEY and CARLSON, JJ., CONCUR.
McRAE, P.J., CONCURS IN PART. DIAZ, J., CONCURS IN PART AND
DISSENTS IN PART WITH SEPARATE WRITTEN OPINION JOINED BY McRAE,
P.J., and GRAVES, J. DIAZ, J., concurring in part and dissenting
in part:
¶ 167. At the outset, I would like to make
clear that I agree with the majority's decision to affirm
Simmons's conviction and the trial court's findings at the guilt
phase of the trial. However, I believe the trial court committed
reversible error when it refused to allow the video tape into
evidence at the sentencing hearing as a mitigating factor.
Additionally, I believe that the trial court should have allowed
Lori Simmons to fully testify at the sentencing*509 hearing when
questioned by the defense. Therefore, I respectfully dissent.
¶ 168. Under Issue XIV, the majority points out
that several times during the trial and sentencing phase, Simmons
tried to introduce a videotape into evidence. Simmons recorded the
videotape in Mobile, Alabama, hours after the killing. The
recording is approximately 35–40 minutes long and simply shows him
speaking to the camera, essentially addressing his ex-wife, Lori,
and his two children. Much of what Simmons says in the video
covers his feelings for them and instructions on what to do with
his property after he turns himself in to the authorities.
¶ 169. However, Simmons makes several
statements like, “I didn't think until after it was done. I can't
make it undone. I would have. Oh God, I would have.” He also makes
a comment similar to “I don't know how it happened and afterward,
I would have given anything to take it back, even my life.” He
also said things like, “It got out of hand and it wasn't supposed
to go like this.” These statements are peppered throughout the
tape while he is constantly speaking to his family about how much
he loves them. He also accepts responsibility for his actions.
Simmons never directly admits that he killed anyone, but the
insinuation is there in much of what he says.
¶ 170. During the closing arguments of the
trial, the prosecution stated that Simmons had not shown any
remorse for his crimes other than being upset that Leaser escaped
from the box. During the sentencing phase, the prosecution made
further statements to the effect that Simmons did not have a
conscience.
¶ 171. Simmons argues that it should have been
allowed into evidence during the sentencing phase of the trial.
Although inadmissible at trial, Simmons argues that it would have
rebutted the statements made by the prosecution concerning his
lack of remorse or conscience. In McCleskey v. Kemp, 481 U.S. 279,
306, 107 S.Ct. 1756, 95 L.Ed.2d 262 (1987), the Court held that a
defendant is entitled to have the jury in a capital sentencing
phase consider any relevant circumstance that could cause it to
decline to impose the death penalty.
¶ 172. The United States Supreme Court has held
that prejudice can be acute during the sentencing phase, when the
jury must “attempt to know the heart and mind of the offender and
judge his character, his contrition or its absence, and his future
dangerousness. In a capital sentencing proceeding, assessments of
character and remorse may carry great weight and, perhaps, be
determinative of whether the offender lives or dies.” Riggins v.
Nevada, 504 U.S. 127, 144, 112 S.Ct. 1810, 118 L.Ed.2d 479 (1992).
Additionally, Mississippi allows evidence of mitigating
circumstance of an unlimited nature. Mackbee v. State, 575 So.2d
16, 39 (Miss.1990) (citing Leatherwood v. State, 435 So.2d 645,
650 (Miss.1983)). Accord, Skipper v. South Carolina, 476 U.S. 1,
106 S.Ct. 1669, 90 L.Ed.2d 1(1986) (holding that exclusion during
sentencing hearing of testimony that defendant had made a good
adjustment during his time in jail denied defendant the right to
introduce relevant mitigating evidence); Eddings v. Oklahoma, 455
U.S. 104, 102 S.Ct. 869, 71 L.Ed.2d 1 (1982) (constitutional
demand for individualized consideration means that a sentencer
cannot exclude as a matter of law any relevant mitigating
evidence).
¶ 173. The majority discusses, at length, that
the videotape is inadmissible hearsay, and I agree completely, as
it pertains to the guilt phase. However, every case cited by the
majority, including the “strikingly similar” Nicholson ex rel.
Gollott v. State, 672 So.2d 744 (Miss.1996), *510 deals with the
admissibility of evidence at trial, during the guilt phase. The
error before us lies in the exclusion of the videotape during the
sentencing phase of the trial. The sentencing phase carries with
it entirely different standards and considerations. See Skipper,
476 U.S. 1, 4–8, 106 S.Ct. 1669, 90 L.Ed.2d 1; Eddings, 455 U.S.
at 110–12, 102 S.Ct. 869; Mackbee, 575 So.2d at 39. Furthermore,
none of the cited authority relied upon by the majority concerns a
possible death sentence.
¶ 174. After reviewing the tape, some of the
statements can be interpreted as remorseful and thus mitigating in
the eyes of the jury. Certainly, they appear to rebut the
prosecution's claim that he showed no remorse whatsoever.
Accordingly, I would find that it was reversible error for the
trial court to exclude this videotape as mitigating evidence
during the sentencing phase of the trial and would, therefore,
vacate Simmons' death sentence and remand the matter to the trial
court for a new sentencing hearing.
¶ 175. Under Issue XVII, the majority finds
that the trial court did not commit reversible error when it
prevented Lori Simmons, Simmons's ex-wife, to testify fully.FN10
FN10. BY DEFENSE COUNSEL BARTON: Lori, do you know what might have
caused the events leading up to what happened on August the 13,
1996? BY ASSISTANT DISTRICT ATTORNEY SAUCIER: To that I'm going to
have to object. That's just too much speculation. We have tried to
be as reserved on objections as we possible can. BY THE COURT:
Objection sustained. * * * * * * BY DEFENSE COUNSEL BARTON: When
you heard that Gary had been charged with this crime, did you
believe that this was the same Gary that you had been married to
all those years? BY ASSISTANT DISTRICT ATTORNEY SAUCIER: That's
been asked and answered, Your Honor, earlier on when he asked her
virtually the same question. BY THE COURT: Objection sustained. *
* * * * * BY DEFENSE COUNSEL BARTON: Does he [Simmons] love [his
daughters] Heather and Felicia? BY ASSISTANT DISTRICT ATTORNEY
SAUCIER: Objection, Your Honor. Calls for speculation. BY THE
COURT: Objection sustained. * * * * * * BY DEFENSE COUNSEL BARTON:
Lori, would you like to see that type of continuing relationship,
as bad as it may be, exist between you, Felicia, Heather and Gary?
BY ASSISTANT DISTRICT ATTORNEY SAUCIER: Objection, Your Honor.
That's impact on family members. We object to it. BY THE COURT:
Objection sustained. * * * * * * BY DEFENSE COUNSEL BARTON: But
you still would like the father of your children— BY ASSISTANT
DISTRICT ATTORNEY SAUCIER: Objection, Your Honor. That's an impact
question. BY THE COURT: Objection sustained.
¶ 176. Criminal defendants are entitled to
heightened protection such as the Eighth Amendment right to allow
all mitigating evidence at the sentencing stage. The U.S. Supreme
Court has reiterated that the Eighth Amendment imposes special
limitations when the death penalty is imposed. Payne v. Tennessee,
501 U.S. 808, 856, 111 S.Ct. 2597, 2625–26, 115 L.Ed.2d 720
(1991). Among those limitations, the high Court noted that
“[s]tates cannot limit the sentencer's consideration of any
relevant circumstance that could cause it to decline to impose the
penalty. In this respect, the State cannot challenge the
sentencer's discretion, but must allow it to consider any relevant
information offered by the defendant,” and that mitigating factors
must be allowed in an effort to treat defendants as “uniquely
individual *511 human beings.” Payne, 501 U.S. at 822–24, 111
S.Ct. at 2606–08 (quoting McCleskey v. Kemp, 481 U.S. 279, 305–06,
107 S.Ct. 1756, 1774, 95 L.Ed.2d 262 (1987)). Lori was not allowed
to fully testify as the above-quoted passages from the transcript
clearly reveal. The trial judge erroneously cut off Lori's
testimony on several avenues. The better course of action would
have been to allow her to fully answer the questions posed by
defense counsel at the sentencing hearing. Therefore, I would also
reverse the trial court on this issue and remand this case for a
new sentencing hearing. McRAE, P.J., and GRAVES, J., JOIN THIS
OPINION.
Simmons v. State, 869 So.2d 995
(Miss. 2004). (PCR)
Background: Defendant was convicted in the
Circuit Court, Jackson County, Bill Jones, J., of capital murder,
rape, and kidnaping, and was sentenced to death and two
consecutive terms of life imprisonment. Defendant appealed. The
Supreme Court, 805 So.2d 452, affirmed. Defendant filed motion for
leave to seek post-conviction relief.
Holdings: The Supreme Court, En Banc, Smith,
P.J., held that: (1) defendant was not entitled to psychological
expert at sentencing; (2) defendant failed to establish
ineffective assistance of trial counsel; (3) death sentence was
not disproportionate to defendant's involvement as an aider and
abettor to murder; and (4) aggravating factors used to sentence
defendant to death for murder were not constitutionally required
to be specified in indictment. Motion denied.
EN BANC. SMITH, Presiding Justice, for the
Court.
¶ 1. Gary Carl Simmons, Jr., was convicted of
capital murder and sentenced to death for the murder of Jeffery
Wolfe. Simmons was also convicted of the rape and kidnaping of
Wolfe's female companion. On direct appeal Simmons raised
twenty-seven issues. This Court found *998 those issues to be
without merit and affirmed Simmons's conviction and death
sentence. See Simmons v. State, 805 So.2d 452 (Miss.2001), cert.
denied, 537 U.S. 833, 123 S.Ct. 142, 154 L.Ed.2d 51 (2002).
¶ 2. Simmons subsequently filed his Motion for
Leave to Proceed in the Trial Court with a Petition for
Post-Conviction Relief, Supplement/Amendment to Petition for
Post-Conviction Relief, Correction to Supplement/Amendment, and
Supplemental Authority with this Court. The State has filed its
Response, and Simmons has filed his Reply Brief.
¶ 3. Simmons's Petition for Post-Conviction
Relief raises the following issues: I. PETITIONER WAS UNFAIRLY
DENIED BY THE TRIAL COURT OF HIS RIGHT TO PRESENT TO THE TRIAL
JURY A VIDEOTAPE HE HAD MADE WITHIN HOURS AFTER THE OFFENSE IN
WHICH HE HAD EXPRESSED REMORSE, HUMANITY AND DEMEANOR PARTICULARLY
AT THE PENALTY PHASE, IN VIOLATION OF ESTABLISHED FEDERAL AND
STATE CASE LAW. II. PETITIONER WAS DENIED HIS SIXTH AMENDMENT
RIGHT TO EFFECTIVE ASSISTANCE OF COUNSEL WITHIN THE MEANING OF
STRICKLAND v. WASHINGTON. A. Trial Counsel's Inadequate
Investigation and Presentation of Mitigation Factors at the
Penalty Phase. B. DNA Evidence. C. Cumulative Effect of Counsel's
Failure to Make Contemporaneous Objections to Damaging Testimony,
the Result of Which was Ineffective Assistance of Counsel Within
the Meaning of Strickland v. Washington. III. SIMMONS WAS DENIED
THE EFFECTIVE ASSISTANCE OF CONFLICT FREE COUNSEL AND THE FAILURE
OF THE TRIAL COURT TO INQUIRE INTO THE CONFLICT VIOLATED HIS
FIFTH, SIXTH, EIGHTH AND FOURTEENTH AMENDMENT RIGHTS AND
CORRESPONDING PROVISIONS OF THE MISSISSIPPI CONSTITUTION. IV. THE
MITIGATION TESTIMONY OF LORI SIMMONS, EX-WIFE OF THE PETITIONER,
WAS UNFAIRLY LIMITED BY THE TRIAL COURT AND AS A RESULT SIMMONS
WAS DENIED HIS FUNDAMENTAL CONSTITUTIONAL RIGHT TO CALL WITNESSES
TO TESTIFY ON HIS BEHALF. V. THE TRIAL COURT ERRED IN SUBMITTING
TO THE JURY THE AGGRAVATING CIRCUMSTANCE THAT THE DEFENDANT
KNOWINGLY CREATED A GREAT RISK TO MANY PERSONS. VI. THE
PETITIONER'S MOTIONS FOR A CONTINUANCE SHOULD HAVE BEEN GRANTED
AND THE FAILURE TO DO SO WAS REVERSIBLE ERROR. VII. THE SENTENCE
RENDERED AGAINST PETITIONER GARY CARL SIMMONS IS DISPROPORTIONATE
TO THAT OF HIS CO- DEFENDANT, THE PERSON WHO SHOT AND KILLED
JEFFERY WOLFE, IN VIOLATION OF THE EIGHTH AND FOURTEENTH
AMENDMENTS TO THE UNITED STATES CONSTITUTION AND THE CORRESPONDING
*999 PORTIONS OF THE MISSISSIPPI CONSTITUTION. VIII. PETITIONER
WAS DENIED HIS RIGHTS GUARANTEED BY THE FIFTH, SIXTH, EIGHTH AND
FOURTEENTH AMENDMENTS TO THE FEDERAL CONSTITUTION AND MISSISSIPPI
LAW DUE TO THE CUMULATIVE EFFECT OF THE ERRORS AT HIS CAPITAL
TRIAL.
¶ 4. Simmons's Supplement/Amendment to Petition
raises the following supplemental issues:
IX. THE AGGRAVATING FACTORS ELEVATING THE
CHARGE TO A CAPITAL OFFENSE WERE NOT INCLUDED IN SIMMONS'
INDICTMENT AND THEREFORE HIS DEATH PENALTY MUST BE VACATED.
A. In Ring v. Arizona, the U.S. Supreme Court
held that aggravating circumstances function as elements of the
offense of capital murder. B. In its requirement that at least one
aggravating circumstance be found before the death penalty can be
imposed, Mississippi's capital sentencing scheme is
indistinguishable from the Arizona scheme rejected in Ring. C.
Capital murder may be charged only upon an indictment alleging all
of the elements of the crime to be proved.
X. THE TRIAL COURT ERRED IN CHARGING THE
TRIAL JURY WITH STATE REQUESTED INSTRUCTION S-11 AS THE SAME IS AN
INCORRECT STATEMENT OF THE LAW OF THE STATE AND AS A RESULT
SIMMONS WAS UNFAIRLY PREJUDICED AND DENIED A FUNDAMENTALLY FAIR
TRIAL.
¶ 5. The State has moved to strike the issues
raised in the Supplement/Amendment, saying they could have been
raised earlier. We deny the motion to strike, as this Court
granted Simmons time to supplement his initial Petition for
Post-Conviction Relief, and the Supplement/Amendment was filed as
a result. FACTS
¶ 6. Jeffery Wolfe and Charlene Brooke Leaser
drove from Houston, Texas, to Jackson County, Mississippi, in
August 1996 to collect money owed Wolfe from a drug transaction.
Wolfe and Leaser met with Gary Simmons and Timothy Milano at
Simmons's house on the evening of August 12. Initially the men
discussed the money owed to Wolfe, but after failing to resolve
the matter Milano shot Wolfe with a .22 caliber rifle. Simmons
then bound Leaser and locked her in a metal box. Leaser tried
repeatedly to escape from the box, and on one occasion Simmons
heard her attempting to escape, removed her from the box and raped
her. He then returned her to the box. Simmons then dismembered
Wolfe's body and dumped the various body parts in the bayou behind
his house. Leaser eventually escaped and convinced a neighbor to
call the police.
DISCUSSION
I. EXCLUSION OF A VIDEOTAPE.
¶ 7. Simmons made a videotape of himself after
the murder of Wolfe and sent it to his wife, who in turn delivered
it to his lawyer. The videotape was eventually produced to the
State. Simmons did not testify at trial but attempted to introduce
the videotape. The trial court excluded the videotape, and Simmons
raised this as error on direct appeal. This Court found *1000 that
the videotape inadmissible because it was hearsay and not
relevant. Simmons, 805 So.2d at 488. Three members of the Court
acknowledged that the videotape was properly excluded in the guilt
phase of the trial, but found that it should have been admitted
during the sentencing phase as part of Simmons's mitigating
evidence. Simmons, 805 So.2d at 508 -11 (Diaz, J., concurring in
part and dissenting in part). [1]
¶ 8. Simmons argues that it was error for the
trial court to exclude the videotape during the sentencing phase
because (1) it showed remorse by Simmons and would have rebutted
the prosecution's argument during sentencing that Simmons showed
no remorse and (2) the admission of evidence should be relaxed
during the sentencing hearing.
¶ 9. The State argues that Simmons's argument
is barred under Miss.Code Ann. § 99-39-21, which provides in part:
(1) Failure by a prisoner to raise objections, defenses, claims,
questions, issues or errors either in fact or law which were
capable of determination at trial and/or on direct appeal,
regardless of whether such are based on the laws and the
Constitution of the state of Mississippi or of the United States,
shall constitute a waiver thereof and shall be procedurally
barred, but the court may upon a showing of cause and actual
prejudice grant relief from the waiver. (2) The litigation of a
factual issue at trial and on direct appeal of a specific state or
federal legal theory or theories shall constitute a waiver of all
other state or federal legal theories which could have been raised
under said factual issue; and any relief sought under this article
upon said facts but upon different state or federal legal theories
shall be procedurally barred absent a showing of cause and actual
prejudice. (3) The doctrine of res judicata shall apply to all
issues, both factual and legal, decided at trial and on direct
appeal.
¶ 10. We agree and hold that Simmons's argument
is barred by res judicata.
II. EFFECTIVE ASSISTANCE OF COUNSEL. [2] [3]
[4] [5] [6] [7] [8] [9] [10]
¶ 11. This Court has stated the following on
ineffective assistance of counsel and the standard provided in
Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d
674 (1984): “The benchmark for judging any claim of
ineffectiveness [of counsel] must be whether counsel's conduct so
undermined the proper functioning of the adversarial process that
the trial cannot be relied on as having produced a just result.”
Strickland v. Washington, 466 U.S. 668, 686, 104 S.Ct. 2052, 80
L.Ed.2d 674 (1984). A defendant must demonstrate that his
counsel's performance was deficient and that the deficiency
prejudiced the defense of the case. Id. at 687, 466 U.S. 668, 104
S.Ct. 2052. “Unless a defendant makes both showings, it cannot be
said that the conviction or death sentence resulted from a
breakdown in the adversary process that renders the result
unreliable.” Stringer v. State, 454 So.2d 468, 477 (Miss.1984)
(citing Strickland v. Washington, 466 U.S. at 687, 104 S.Ct.
2052). The focus of the inquiry must be whether counsel's
assistance was reasonable considering all the circumstances. Id.
Judicial scrutiny of counsel's performance must be highly
deferential. (citation omitted) ... A fair assessment of attorney
performance requires that every effort be made to eliminate the
distorting effects of hindsight, to reconstruct the circumstances
of counsel's challenged conduct, and to evaluate the conduct *1001
from counsel's perspective at the time. Because of the
difficulties inherent in making the evaluation, a court must
indulge a strong presumption that counsel's conduct falls within
the wide range of reasonable professional assistance; that is, the
defendant must overcome the presumption that, under the
circumstances, the challenged action ‘might be considered sound
trial strategy.’ Stringer, 454 So.2d at 477 (citing Strickland,
466 U.S. at 689, 104 S.Ct. 2052). Defense counsel is presumed
competent. Id. Then, to determine the second prong of prejudice to
the defense, the standard is “a reasonable probability that, but
for counsel's unprofessional errors, the result of the proceeding
would have been different.” Mohr v. State, 584 So.2d 426, 430
(Miss.1991). This means a “probability sufficient to undermine the
confidence in the outcome.” Id. The question here is: whether
there is a reasonable probability that, absent the errors, the
sentencer-including an appellate court, to the extent it
independently reweighs the evidence-would have concluded that the
balance of the aggravating and mitigating circumstances did not
warrant death. Strickland, 466 U.S. at 695, 104 S.Ct. at 2068.
There is no constitutional right then to errorless counsel.
Cabello v. State, 524 So.2d 313, 315 (Miss.1988); Mohr v. State,
584 So.2d 426, 430 (Miss.1991) (right to effective counsel does
not entitle defendant to have an attorney who makes no mistakes at
trial; defendant just has right to have competent counsel). If the
post-conviction application fails on either of the Strickland
prongs, the proceedings end. Neal v. State, 525 So.2d 1279, 1281
(Miss.1987); Mohr v. State, 584 So.2d 426 (Miss.1991). Davis v.
State, 743 So.2d 326, 334 (Miss.1999) (citing Foster v. State, 687
So.2d 1124, 1130 (Miss.1996)). Brown v. State, 798 So.2d 481,
493-94 (Miss.2001).
A. Trial Counsel's Investigation and
Presentation of Mitigation Factors at the Penalty Phase.
¶ 12. Simmons called the following witnesses in
his sentencing hearing: Jewell Simmons, his paternal grandmother;
Milton Dupuis, his half-brother; Dana Vanzante, a friend; Lynette
Holmes, a friend of Simmons's ex-wife, Lori; Belinda West,
Simmons's half-sister; and Lori Simmons, Simmons's ex-wife. The
witnesses testified that Simmons was a good person, a loving
husband and father to his two daughters, and he was a different
person from the one portrayed at trial. Milton Dupuis testified
that his father, Gary's stepfather, beat them “every day just
about,” and Gary got the worst of it because he was the oldest.
Dupuis testified that his father also beat their mother and once
when Gary tried to defend her, the stepfather shot at him. Dupuis
stated that Gary led him to have a religious conversion, but when
Gary and Lori divorced, Gary started making bad decisions. There
was also testimony that Gary had been barred from residing in the
house with Lori's two older children from another marriage, but
the reasons given for this were not clear. Simmons argues that his
counsel was ineffective for failure to adequately investigate his
background and family and to procure a professional expert to
evaluate this information for the jury.
¶ 13. Simmons cites Williams v. Taylor, 529
U.S. 362, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000), where the United
*1002 States Supreme Court found that counsel had been ineffective
at the sentencing phase of trial because of counsel's failure to
investigate and uncover proof of Williams's tragic childhood
because counsel thought that state law barred access to certain
relevant records. The Court said counsel could have discovered
that Williams's parents had been imprisoned for criminal neglect
of their children, that Williams had been beaten by his father,
that Williams had spent time in an abusive foster home, that
Williams was borderline mentally retarded and did not advance past
the sixth grade in school, and that Williams had helped
authorities during his stay in prison.
¶ 14. Simmons also cites Jackson v. Calderon,
211 F.3d 1148 (9th Cir.2000), where Jackson's attorney was found
to have been ineffective in the sentencing phase for spending
about two hours investigating in preparation for sentencing and
calling only Jackson's estranged wife and mother as witnesses. In
invalidating the death sentence, the Ninth Circuit stated that
Jackson's attorney never investigated beyond the mother and wife
because he never expected the case to reach the sentencing phase,
and he never investigated or presented evidence concerning
Jackson's addiction to PCP or his PCP intoxication at the time of
the murder, never investigated a separate aggravating factor, and
never investigated beatings Jackson had endured as a child or
signs that Jackson was mentally ill. See also Smith v. Stewart,
140 F.3d 1263 (9th Cir.1998) (death sentence vacated where counsel
presented no mitigating evidence when evidence concerning mental
problems, drug abuse and family ties was available).
¶ 15. Simmons cites Castro v. Oklahoma, 71 F.3d
1502 (10th Cir.1995), which is not an ineffective assistance of
counsel case. Castro deals with whether the trial court erred in
refusing to provide funds for a psychiatric expert for Castro's
defense.
¶ 16. Simmons finally cites Wiggins v. Smith,
539 U.S. 510, 123 S.Ct. 2527, 156 L.Ed.2d 471 (2003), where the
United States Supreme Court found that Wiggins received
ineffective assistance of counsel because his trial counsel had
failed to investigate and present mitigating evidence of Wiggins's
background, including physical and sexual abuse committed by his
mother, by a series of foster parents, and a Job Corps supervisor,
as well as evidence of mental retardation. Counsel for Wiggins
failed to make this investigation even though the State made funds
available for this purpose. Trial counsel instead attempted to
show that Wiggins was not responsible for the murder in question.
The Supreme Court stated: In finding that Schlaich and
Nethercott's investigation did not meet Strickland's performance
standards, we emphasize that Strickland does not require counsel
to investigate every conceivable line of mitigating evidence no
matter how unlikely the effort would be to assist the defendant at
sentencing. Nor does Strickland require defense counsel to present
mitigating evidence at sentencing in every case. Both conclusions
would interfere with the “constitutionally protected independence
of counsel” at the heart of Strickland, 466 U.S., at 689, 104
S.Ct. 2052. We base our conclusion on the much more limited
principle that “strategic choices made after less than complete
investigation are reasonable” only to the extent that “reasonable
professional judgments support the limitations on investigation.”
Id., at 690-691, 104 S.Ct. 2052. A decision not to investigate
thus “must be directly assessed for reasonableness in all the
circumstances.” Id., at 691, 104 S.Ct. 2052. *1003 Counsel's
investigation into Wiggins' background did not reflect reasonable
professional judgment. Their decision to end their investigation
when they did was neither consistent with the professional
standards that prevailed in 1989, nor reasonable in light of the
evidence counsel uncovered in the social services records-evidence
that would have led a reasonably competent attorney to investigate
further. Counsel's pursuit of bifurcation until the eve of
sentencing and their partial presentation of a mitigation case
suggest that their incomplete investigation was the result of
inattention, not reasoned strategic judgment. In deferring to
counsel's decision not to pursue a mitigation case despite their
unreasonable investigation, the Maryland Court of Appeals
unreasonably applied Strickland. Furthermore, the court partially
relied on an erroneous factual assumption. The requirements for
habeas relief established by 28 U.S.C. §§ 2254(d) are thus
satisfied. Wiggins, 539 U.S. at ---- - ----, 123 S.Ct. at 2541-42.
[11]
¶ 17. The State argues that Simmons's counsel
was not ineffective for failure to procure a psychological or
mitigation expert because he was not entitled to one. The State
cites Bishop v. State, 812 So.2d 934, 939-40 (Miss.2002), where
this Court stated: A defendant is not entitled to a psychological
expert where he has not raised insanity as a defense or where the
State does not plan to submit psychological evidence against the
defendant. Ladner v. State, 584 So.2d 743, 757 (Miss.1991); Nixon
v. State, 533 So.2d 1078, 1096 (Miss.1987). As we have stated,
“[w]here a defendant offers no more ‘than undeveloped assertions
that the requested assistance would be beneficial,’ no trial court
is under an obligation to provide him with fishing equipment.”
Griffin v. State, 557 So.2d 542, 550 (Miss.1990) (quoting Caldwell
v. Mississippi, 472 U.S. 320, 323 n. 1, 105 S.Ct. 2633, 2637 n. 1,
86 L.Ed.2d 231 (1985)). Bishop did not raise an insanity defense;
he offered no facts which would show that there was a need to
develop mitigating evidence based on psychological problems; and
he underwent a thorough psychological evaluation performed at the
State Hospital which produced no mitigating evidence. We therefore
find that Bishop was not entitled to a psychological expert for
the purpose of developing mitigating evidence. In this case
Simmons did not raise an insanity defense. His mental condition
was not an issue in this case. [12]
¶ 18. In addition, Simmons offers no evidence
now which supports his claim that his trial counsel should have
investigated more thoroughly, or in certain areas, even under the
authority he cites. Simmons offers nothing in support from mental
health experts who can now say what an investigation of Simmons or
his family background would have shown, or what such experts would
now be willing to testify to. Simmons offers nothing from his
trial attorney on how much time he spent preparing for the
sentencing phase and why he did not feel the need to offer more or
different evidence on mitigation. In Wiggins v. Smith, Jackson v.
Calderon, and Williams v. Taylor refer to potential mitigation
evidence contained in school records, hospital records, prison
records and expert findings. Here Simmons presents the affidavits
of an investigator from the Office of Capital Post-Conviction
Counsel, who interviewed Simmons's grandmother and sister, Jewel
and Belinda Simmons. The first affidavit states that Jewel Simmons
loved Gary and was upset *1004 with the verdict. The affidavit
further states that Gary's father refused to talk to the
investigator and that Jewel would not sign an affidavit because of
Gary's father. Gary's mother, Mildred, never attended the trial
because she was embarrassed. Mildred had a gambling problem which
caused hardship for the family. Mildred remarried when Gary was
three, and Gary's stepfather was very abusive. The investigator's
other affidavit describes an attempt to interview Gary's ex-wife,
Lori, who, according to the investigator, did not want to answer
questions about Gary. The State argues that the affidavits are
primarily hearsay, and we agree. In addition some of what is
contained in the affidavits was presented at trial.
¶ 19. In conclusion we find that, Simmons has
not submitted sufficient evidence of a breach of the duty of
counsel to investigate and present mitigation evidence as
described by the United States Supreme Court in Wiggins v. Smith.
[13]
¶ 20. Simmons also argues that trial counsel
was ineffective for failure to interview the State's witnesses,
particularly Charlene Brooke Leaser, before trial, and for failure
to cross-examine Leaser on her previous guilty pleas in Texas
state court to DUI and credit card abuse, and revocation of
probation on credit card abuse. The State argues that impeachment
would have been permissible only on the credit card issue. The
State also argues that it could have been trial strategy not to
cross-examine this young rape victim any more vigorously
considering what she had allegedly suffered.
¶ 21. We find nothing in this record to
indicate whether defense counsel interviewed Leaser. As for the
impeachment Simmons suggests, we doubt that it would have been
significant considering that (1) the State's DNA testimony
supported Leaser's testimony and (2) Simmons did not testify, so
there was no testimony to contradict Leaser's version of the
events surrounding Jeffery Wolfe's death. We hold that this issue
is without merit.
B. DNA Evidence.
¶ 22. Simmons next argues that his trial
counsel was ineffective for failure to adequately prepare for the
examination of Deborah Haller, the State Crime Lab's DNA expert.
Simmons states that his counsel should have begun the process of
procuring funds and finding a DNA expert “at least three months
prior to the production of the State's DNA report that they were
doing DNA testing,” or at least three months prior to July 23,
1997, because counsel for Simmons allegedly knew at this time that
the State was doing DNA testing. This is the argument that the
State made at trial and on direct appeal in response to Simmons's
request for continuance. See Simmons, 805 So.2d at 484. The State
argued at trial and on direct appeal that counsel for Simmons was
at fault for not timely finding a DNA expert. Here, Simmons adopts
the State's trial and direct appeal argument. The State, faced
with its arguments made at trial and on direct appeal concerning
defense counsel's lack of competence, now states, “It is unclear
what more trial counsel could have done.”
¶ 23. Deborah Haller, the State's DNA expert,
testified concerning blood found in a bucket near a boat used by
Simmons, muscle tissue found in the bathroom in Simmons's home, a
bush hook, and a knife collected from the bathroom of Simmons's
home. As to these items Haller testified that the probability of
the blood belonging to someone besides Jeffery Wolfe was one in
390,000 in the Caucasian population. Haller also testified that
the DNA material found on a condom collected from a wastebasket in
Simmons's bathroom was consistent*1005 with that of Simmons and
Charlene Leaser.
¶ 24. This testimony was critical on the matter
of Simmons's participation in the case. It also supported Leaser's
testimony that Simmons had raped her. The State argues that this
issue is in part a restatement of issues raised on direct appeal
concerning whether the trial court erred in admitting Haller's
testimony and whether the trial court erred in refusing to grant a
continuance to Simmons so that his expert could have more time to
review the DNA evidence. The State also argues that defense
counsel's conduct was not deficient and that Simmons did not at
trial and does not here proffer any evidence which would show that
Haller's testimony was incorrect or flawed in any way. [14]
¶ 25. We agree with the State's last argument.
Even if one conceded that the first prong of the Strickland v.
Washington test, that of deficient conduct by defense counsel, was
met here, there is still the matter of prejudice. Simmons has
produced nothing, even at this time, from Dr. Ron Acton, Simmons's
DNA expert at trial, or anyone else, which calls into question the
accuracy of the results testified to by the State's DNA expert.
Without such evidence prejudice cannot be shown, and this issue is
without merit.
C. Cumulative Effect of Counsel's Failure to
Make Contemporaneous Objections. [15]
¶ 26. Simmons next argues that the failure of
his trial counsel to make contemporaneous objections on numerous
occasions amounted, in a cumulative manner, to ineffective
assistance of counsel. The State argues that this Court noted all
of these instances in its opinion, including the fact that no
contemporaneous objection had been made by the defense, and
reached the merits of each argument regardless, finding that none
of the claims amounted to error. The State argues that because
this Court considered each of these instances on the merits and
found that there was no error, then a claim for ineffective
assistance of counsel can not be supported because the prejudice
prong of the Strickland test cannot be met. We agree and hold that
this issue is without merit.
III. EFFECTIVE ASSISTANCE OF CONFLICT FREE
COUNSEL. [16]
¶ 27. Simmons next argues that he was denied
effective assistance of counsel because his trial counsel, Harvey
Barton, had before the trial represented a state witness, Dennis
Guess, and represented Guess's father at the time of Simmons's
trial. Simmons argues that this amounted to a conflict of interest
and the trial judge should have declared a mistrial.
¶ 28. This issue was raised by Simmons on
direct appeal. This Court found that there was “no evidence in the
record to suggest that defense counsel acted in some manner other
than capable.” Simmons, 805 So.2d at 480. The issue is barred by
res judicata pursuant to Miss.Code Ann. § 99-39-21(3).
IV. MITIGATION TESTIMONY OF LORI SIMMONS.
[17]
¶ 29. Simmons next argues that “his ex-wife,
Lori Simmons, was not permitted to fully testify as to matters
pertaining to mitigation factors offered by him at the sentencing
phase of the proceeding. Numerous times the State objected to
responses to defense questions during her examination at trial.
Simmons alleges that the adverse rulings by the trial court
violated his fundamental right to call witnesses on his behalf.”
*1006
¶ 30. This issue was presented to this Court on
direct appeal. The Court found that “the trial judge may have
initially erred in sustaining the State's objections to several
questions posed to Lori, in fact, subsequently, she was allowed to
respond and fully explore the issues posed by the previous denied
questions,” and any error was harmless. Simmons, 805 So.2d at 498.
¶ 31. The State argues that Simmons is barred
by res judicata from raising this issue now, as it was decided on
direct appeal. Simmons provides no exception to this rule. Simmons
does attach an affidavit from an employee of the Office of Capital
Post-Conviction Counsel, which states that the employee attempted
to contact Lori Simmons, who declined to answer any questions
about the case. That Lori Simmons refuses to answer questions now
about the case is not relevant on the question of whether Gary
Simmons received a fair trial. We hold that this issue is without
merit.
V. AGGRAVATING CIRCUMSTANCE THAT SIMMONS
KNOWINGLY CREATED A GREAT RISK TO MANY PERSONS. [18]
¶ 32. At trial the jury found two aggravating
circumstances: one was that the capital offense was committed for
pecuniary gain, and the second was that “the defendant knowingly
created a great risk of death to many people.” On direct appeal
Simmons argued that the second aggravator was supported by
insufficient evidence. This Court found “that the evidence
regarding Simmons' disposal of Wolfe's remains into the bayou
constituted knowingly creating a great risk to many people. There
is no reversible error here.” Simmons, 805 So.2d at 497.
¶ 33. Simmons now makes the same argument on
post-conviction, that “the prosecution failed to introduce
adequate and sufficient evidence to convince a jury beyond a
reasonable doubt that petitioner had knowingly created a great
risk to many persons as a matter of law.” We hold that this issue
is barred by res judicata.
¶ 34. Simmons also argues that “[i]t should not
matter either, if a defendant fails to object to any such charge
or erroneous instruction as under the recent case of Ring v.
Arizona, 536 U.S. 584, 122 S.Ct. 2428, 153 L.Ed.2d 556 (2002), the
Sixth Amendment requires that any finding of fact that makes a
defendant eligible for the death penalty must be unanimously made
by the jury beyond a reasonable doubt.” Though the record is not
clear whether defense counsel objected or not, this is irrelevant,
as this Court considered the merits of the argument and found
there was no error. Even if Ring did apply, the jury did find the
aggravating circumstance in question beyond a reasonable doubt.
¶ 35. Simmons argues that this Court's finding
on direct appeal that one scenario, the repeated firing of a rifle
in a residential neighborhood, did not sufficiently support the
aggravator in question, but that placing Jeffery Wolfe's remains
in community waters did support the aggravator, amounts to
appellate fact-finding or reweighing. We disagree. This Court
reviewed the entire record on direct appeal and found that the
aggravating circumstance in question was supported by certain
evidence. We hold that this issue is without merit.
VI. MOTIONS FOR A CONTINUANCE. [19]
¶ 36. Simmons next argues that the trial court
erred in failing to grant a continuance due to the State's
intention to *1007 offer DNA evidence in support of its case and
Simmons's resulting attempt to rebut this evidence. This issue was
raised on direct appeal. This Court found that Simmons had not
shown sufficient evidence, in a timely manner, to support the
granting of a continuance. Simmons, 805 So.2d at 484-85. The State
answers that as this issue was raised and rejected on direct
appeal, it is barred by res judicata here. Simmons provides no
reason that an exception to the bar should be considered. We hold
that this issue is without merit.
VII. PROPORTIONALITY OF DEATH SENTENCE. [20]
[21]
¶ 37. Simmons next argues that his death
sentence is disproportionate because Timothy Milano, not Simmons,
actually fired the shots that killed Jeffery Wolfe. Milano
received a life sentence. Simmons argues that this disparity in
sentences is unfair, and also argues that there is no evidence
that Simmons was a leader, planner and/or instigator of the
killing. This issue was also raised on direct appeal. This Court
rejected this issue, noting that the jury had found that Simmons
intended Wolfe's death and contemplated that lethal force would be
used, that the death penalty had been affirmed for others who had
not done the actual killing and that ample evidence showed that
Simmons actively planned and participated in the robbery and
murder. Simmons, 805 So.2d at 507.
¶ 38. Simmons cites Bishop v. State, 812 So.2d
934 (Miss.2002), where Bishop was not the primary killer. The
State argues that Bishop is more supportive of its argument, as
Bishop received the death penalty while Jessie Wayne Johnson, who
inflicted the lethal blows in that case, received life without
parole. We agree with the State. The Court has also found the
death penalty not to be disproportionate for an aider and abetter
who is not the actual killer in several other cases. Smith v.
State, 729 So.2d 1191 (Miss.1998); Ballenger v. State, 667 So.2d
1242 (Miss.1996); Carr v. State, 655 So.2d 824 (Miss.1995); Abram
v. State, 606 So.2d 1015 (Miss.1992); Leatherwood v. State, 435
So.2d 645 (Miss.1983).
¶ 39. Simmons also cites Randall v. State, 806
So.2d 185 (Miss.2001), where this Court found that, where there
was no proof as to who actually killed the victim, and the other
co-defendants received sentences of less than death, and the jury
only found that Randall contemplated that lethal force would be
used and nothing else, then the death sentence was
disproportionate. While Simmons's case does have similarities to
Randall, the case at bar, as this Court noted on direct appeal,
the jury found that Simmons intended the killing of Jeffery Wolfe
to take place, in addition to finding that Simmons contemplated
that lethal force would be employed. This Court specifically found
that under these circumstances the death penalty was not
disproportionate.
¶ 40. Simmons also cites Bullock v. State, 525
So.2d 764 (Miss.1987), and Duplantis v. State, 644 So.2d 1235
(Miss.1994). In Bullock, this Court rendered a sentence of life
imprisonment where Bullock's co- defendant actually killed the
victim and received a life sentence. In Duplantis this Court
reversed a murder conviction and death sentence on other grounds
and intimated that the State's proof might have been insufficient
on the issue of proportionality in the first trial. We find
neither case to be controlling here.
¶ 41. Simmons also cites as intervening cases
Ring v. Arizona, 536 U.S. 584, 122 S.Ct. 2428, 153 L.Ed.2d 556
(2002), and Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348,
147 L.Ed.2d 435 (2000). The Supreme Court held in Ring that only a
*1008 jury may find an aggravating circumstance necessary for the
imposition of the death penalty. The Supreme Court held in
Apprendi that any fact, other than a previous conviction, that
increases the penalty for a crime beyond the prescribed statutory
maximum must be submitted to a jury, and proved beyond a
reasonable doubt. Neither case changes or expands the law on
proportionality. The issue was dealt with on direct appeal, and we
hold that it is barred by res judicata at the post-conviction
level.
VIII. CUMULATIVE ERROR.
¶ 42. Simmons next argues that even if none of
the alleged errors, cited individually, may be basis for relief,
the cumulative effect of all the errors viewed together mean that
Simmons is entitled to relief. Simmons raised the cumulative error
issue on direct appeal. The Court found the argument was without
merit: Simmons's final assertion of error is that each of the
above enumerated errors, when taken together, warrant reversal as
cumulative error. Simmons cites Hickson v. State, as authority for
this proposition when this Court held that reversal was warranted
by their perception of a combined prejudicial impact of two
actions taken by the State that substantially compromised
Hickson's right to a fair trial. Hickson v. State, 472 So.2d 379,
385 (Miss.1985). The State counters with a quote from Doss v.
State, which reads “[w]here there is no reversible error in any
part, .... there is no reversible error to the whole.” Doss v.
State, 709 So.2d 369, 401 (Miss.1996). Additionally, this Court
has held that a murder conviction or a death sentence will not
warrant reversal where the cumulative effect of alleged errors, if
any, was procedurally barred. Doss, 709 So.2d at 401.
Cumulatively, these errors do not warrant reversal. Simmons, 805
So.2d at 508. Even with the additional arguments made here that
were not made on direct appeal, we hold that this issue is without
merit.
IX. OMISSION OF THE AGGRAVATING FACTORS
ELEVATING THE CHARGE TO A CAPITAL OFFENSE FROM INDICTMENT.
A. Ring v. Arizona. [22]
¶ 43. Simmons argues that his indictment is
unconstitutional for failure to include and specify the
aggravating factors used to sentence him to death. This issue was
not raised at trial or on direct appeal and normally would be
procedurally barred. However, Simmons primarily relies on Jones v.
United States, 526 U.S. 227, 119 S.Ct. 1215, 143 L.Ed.2d 311
(1999), Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147
L.Ed.2d 435 (2000), and Ring v. Arizona, 536 U.S. 584, 122 S.Ct.
2428, 153 L.Ed.2d 556 (2002), as intervening decisions which would
nullify the procedural bar.
¶ 44. In Jones v. United States the United
States Supreme Court considered a federal carjacking statute. The
Supreme Court found in Jones that the carjacking statute, which
allowed three different punishments increasing in severity
depending on the degree of violence used or physical harm
accomplished by the carjacker, could result in three distinct
offenses, all of which had to be charged in the carjacker's
indictment: [U]nder the Due Process Clause of the Fifth Amendment
and the notice and jury trial guarantees of the Sixth Amendment,
any fact (other than prior conviction) that increases the maximum
penalty for a crime must be charged in *1009 an indictment,
submitted to a jury, and proven beyond a reasonable doubt. Jones,
526 U.S. at 243 n. 6, 119 S.Ct. 1215 (emphasis added).
¶ 45. Jones was followed by Apprendi. Apprendi
fired several shots into the home of an African-American family in
Vineland, New Jersey. Apprendi was indicted on numerous state
charges of shooting and possession of firearms. He eventually pled
guilty to two counts of possession of a firearm for unlawful
purpose and one count of possession of an explosive. After the
judge accepted the guilty pleas, the prosecutor moved for an
enhanced sentence on one of the counts on the basis that it was a
hate crime. The judge concurred and rendered an enhanced sentence
on twelve years on that particular count, with shorter concurrent
sentences on the other two counts.
¶ 46. Relying in part on Jones, Apprendi argued
that he was entitled to have the finding on enhancement decided by
a jury. The Supreme Court agreed, stating: “Other than the fact of
a prior conviction, any fact that increases the penalty for a
crime beyond the prescribed statutory maximum must be submitted to
a jury, and proved beyond a reasonable doubt.” Apprendi, 530 U.S.
at 490, 120 S.Ct. 2348. However, the Court specifically stated
that “Apprendi has not here asserted a constitutional claim based
on the omission of any reference to sentence enhancement or racial
bias in the indictment.... We thus do not address the indictment
question separately today.” Apprendi, 530 U.S. at 477 n. 3, 120
S.Ct. 2348.
¶ 47. The Court found in Apprendi that New
Jersey's statutory scheme would allow a jury to convict a
defendant of a second degree offense of possession of a prohibited
weapon, and then, in a separate subsequent proceeding, allow a
judge to impose a punishment usually reserved for first degree
crimes made on the judge's finding based on a preponderance of the
evidence. The Apprendi Court finally stated that its decision did
not apply to capital sentencing cases, even those cases where the
judge was the one deciding whether to sentence the defendant to
death or some lesser sentence, citing Walton v. Arizona, 497 U.S.
639, 110 S.Ct. 3047, 111 L.Ed.2d 511(1990), where the Arizona
capital sentencing process had been upheld.
¶ 48. In 2002, the U.S. Supreme Court decided
Ring v. Arizona. Ring addressed the issue of whether the Arizona
capital sentencing process as upheld in 1990 in Walton v. Arizona,
that of a jury deciding guilt and a judge making findings on
aggravating factors, could survive the Apprendi decision. The
Supreme Court decided it could not. Despite the efforts in
Apprendi to distinguish non-capital enhancement cases from
aggravating circumstances in capital cases in this context, the
Supreme Court in Ring found that there was no difference. [W]e
overrule Walton to the extent that it allows a sentencing judge,
sitting without a jury, to find an aggravating circumstance
necessary for imposition of the death penalty. See 497 U.S., at
647-649, 110 S.Ct. 3047. Because Arizona's enumerated aggravating
factors operate as “the functional equivalent of an element of a
greater offense,” Apprendi, 530 U.S., at 494, n. 19, 120 S.Ct.
2348, the Sixth Amendment requires that they be found by a jury. *
* * “The guarantees of jury trial in the Federal and State
Constitutions reflect a profound judgment about the way in which
law should be enforced and justice administered.... If the
defendant preferred the common-sense judgment of a jury to the
more *1010 tutored but perhaps less sympathetic reaction of the
single judge, he was to have it.” Duncan v. Louisiana, 391 U.S.
145, 155-156, 88 S.Ct. 1444, 20 L.Ed.2d 491 (1968). The right to
trial by jury guaranteed by the Sixth Amendment would be
senselessly diminished if it encompassed the factfinding necessary
to increase a defendant's sentence by two years, but not the
factfinding necessary to put him to death. We hold that the Sixth
Amendment applies to both. Ring, 536 U.S. at 609, 122 S.Ct. 2428.
¶ 49. Simmons's argument is that because Ring
found the Apprendi decision persuasive on the issue of Arizona's
enumerated aggravating factors operating as “the functional
equivalent of an element of a greater offense,” the Supreme Court
necessarily adopted every other rule stated in Apprendi for state
capital sentencing proceedings, specifically the rule first cited
in Jones v. United States, that the Constitution requires that
aggravating factors be listed in indictments. We find this
argument is incorrect. Ring only found juries must find
aggravating factors: “Ring's claim is tightly delineated: He
contends only that the Sixth Amendment required jury findings on
the aggravating circumstances asserted against him....” Finally,
Ring does not contend that his indictment was constitutionally
defective. See Apprendi, 530 U.S. at 477 n. 3, 120 S.Ct. 2348
(Fourteenth Amendment “has not ... been construed to include the
Fifth Amendment right to ‘presentment or indictment of a Grand
Jury’ ”). Ring, 536 U.S. at 597 n. 4, 122 S.Ct. 2428.
B. Mississippi's capital sentencing scheme.
¶ 50. Simmons's argues: “Although Mississippi's
capital sentencing scheme is not identical in all respects to the
Arizona scheme rejected by the United States Supreme Court in
Ring, the two schemes are identical in the respects relevant to
this case.” This is incorrect. The two sentencing schemes are
different in the only respect relevant to Ring, that of who finds
aggravating circumstances that lead to the death sentence. Under
Arizona's scheme, the judge did this, and for this reason
Arizona's scheme was found to be unconstitutional. Under this
state's statutory scheme, and in Simmons's case the jury found the
aggravating circumstances. We hold that there is no infirmity
under Ring.
C. Indictment alleging all of the elements
of the crime to be proved.
¶ 51. Simmons sums up his argument concerning
the alleged problems with his indictment by repeating it here.
Simmons cites United States v. Fell, 217 F.Supp.2d 469
(D.Vt.2002), and United States v. Lentz, 225 F.Supp.2d 672
(E.D.Va.2002). In Fell, 217 F.Supp.2d at 483, the court found the
following: “Although the Ring decision explicitly did not discuss
whether a defendant was entitled to grand jury indictment on the
facts that, if proven, would justify a sentence of death, see
Ring, 536 U.S. at 597 n. 4, 122 S.Ct. at 2437 n. 4, the clear
implication of the decision, resting as squarely as it does on
Jones, is that in a federal capital case the Fifth Amendment right
to a grand jury indictment will apply.” This is not a federal
capital case, and there is nothing to show that this Fifth
Amendment right is applicable to a state capital case. Lentz makes
the same finding, but once again deals with the Federal Death
Penalty Act, or FDPA.
¶ 52. Simmons also relies on the United States
Supreme Court decision of Allen v. United States, 536 U.S. 953,
122 S.Ct. 2653, 153 L.Ed.2d 830 (2002). In a memorandum decision,
the Supreme Court stated the following: “The judgment [in
Allen*1011 ] is vacated and the case is remanded to the United
States Court of Appeals for the Eighth Circuit for further
consideration in light of Ring v. Arizona, 536 U.S. 584, 122 S.Ct.
2428, 153 L.Ed.2d 556 (2002).” [23]
¶ 53. One issue raised in Allen was the issue
Simmons raises here, that of his indictment being defective
because it did not contain the aggravating factors. The Eighth
Circuit in Allen found that Allen's indictment was not defective
even though it did not contain the aggravating factors. If this is
the basis on which Allen is being reversed, it seems odd to cite
Ring v. Arizona to do it. The question of what an indictment must
contain in a state capital case was not before the Ring court. In
Apprendi v. New Jersey, the Supreme Court stated that the Fifth
Amendment right to indictment had never been applied to the states
through the Fourteenth Amendment. Absent more explicit direction,
we find that the Supreme Court has not ruled that state capital
defendants have a constitutional right to have all aggravating
circumstances listed in their indictments. We find that this issue
is without merit.
X. INSTRUCTION S-11. [24]
¶ 54. On direct appeal Simmons raised as error
the giving of Instruction S-11, which states: The Court instructs
the jury that one who willfully, unlawfully, and feloniously aids,
abets, assists, or otherwise encourages the commission of a crime
is just as guilty under the law as if he or she had committed the
whole crime with his or her hand.
¶ 55. This Court found the issue to be without
merit as follows: Simmons alleges that the trial court erred in
granting State's S-11 which he believes is an incorrect statement
of the law. The State urges that this argument should be
procedurally barred because defense counsel's objection to S-11 is
different on appeal than the one offered at trial. At trial, it
appears that defense counsel objected to S-11 on the grounds that
it was an “aiding and abetting” instruction, rather than an
incorrect statement of the law. The State cites Doss v. State, 709
So.2d 369, 378 (Miss.1996) for the proposition that an objection
at trial on one specific ground constitutes a waiver on all other
grounds. Simmons believes that this instruction relieved the
prosecution of its burden to prove all of the elements of capital
murder, robbery, kidnaping and rape. Simmons cites generally
Hornburger v. State, 650 So.2d 510, 514 (Miss.1995) and Berry v.
State, 728 So.2d 568 (Miss.1999). Both Hornburger and Berry are
distinguishable because they involved instructions that told the
jury that each person who commits any act that is an element of
the crime is guilty as a principle. S-11 simply does not contain
the operative language that could be construed as reading that a
defendant found guilty of aiding and abetting with respect to one
element of the crime is guilty as a principle. When determining
whether error lies in the granting or refusal of various
instructions, we must consider all the instructions given as a
whole. Coleman v. State, 697 So.2d 777, 782 (Miss.1997). “When so
read, if the instructions fairly announce the law of the case and
create no injustice, no reversible error will be found.” Coleman,
697 So.2d at 782. The jury instructions listing the elements of
capital murder (S-4a), robbery (S-3), kidnapping (S-7), and rape
(S-8) all carefully lay out the elements of each crime.
Additionally, Simmons is guilty *1012 as a principal under
Miss.Code Ann. §§ 97-1-3 (2000). Thus, we find no error in the
giving of this instruction. Simmons, 805 So.2d at 475-76.
¶ 56. Simmons acknowledges this Court's
consideration of S-11 on direct appeal, but states here at the
post-conviction level that S-11 “causes a more serious, obscure
and sinister problem, different and apart from the issue addressed
on appeal-it allows the jury an option in regard to the capital
murder charge of finding Simmons guilty through a minimal act not
rising to the level of the actual commission of the crime.”
Simmons further states that “[t]he syntactical and semantic
differences in the given aiding and abetting and accessory
instructions which may allow for an experienced jurist to
differentiate are simply confusing and prone to error when read by
a lay juror.” Simmons later adds that S-11, “when viewed within
the evidence adduced in trial, unfairly lessened the prosecutor's
burden.” The State argues that Simmons is raising the same issue
here that he raised on direct appeal, and as such this issue is
barred from consideration by res judicata. We agree with the
State's argument and hold that the issue is barred due to res
judicata.
¶ 57. If Simmons is attempting to raise a new
issue here, we hold that the attempt is further barred under
Miss.Code Ann. § 99-39-21(1), as this issue could have been raised
on direct appeal but was not, and § 99-39-21(3), which states that
“the litigation of a factual issue at trial and on direct appeal
of a specific state or federal legal theory or theories shall
constitute a waiver of all other state or federal legal theories
which could have been raised under said factual issue; and any
relief sought under this article upon said facts but upon
different state or federal legal theories shall be procedurally
barred absent a showing of cause and prejudice.”
¶ 58. Simmons finally argues that in the direct
appeal of his co-defendant, Timothy Milano, this Court was
compelled to announce that the jury instruction at issue in Berry
and Lester v. State, 744 So.2d 757 (Miss.1999), and in this case
should no longer be given, and the Court prospectively adopted a
Pattern Jury Instruction from the Fifth Circuit. As stated in this
Court's opinion in Simmons's direct appeal, S-11 is
distinguishable from the instructions found in the other cases
cited here. This Court in Milano did not reverse based on the
instruction in question, but found that any error was harmless as
other instructions provided that all elements of the offenses had
to be proved before Milano could be found guilty. Milano v. State,
790 So.2d 179, 185 (Miss.2001). We find that this issue is without
merit.
CONCLUSION
¶ 59. After thorough consideration we deny
Simmons's Motion for Leave to Proceed in the Trial Court on a
Petition for Post-Conviction Relief, as amended and supplemented.
¶ 60. MOTION FOR LEAVE TO SEEK POST-CONVICTION
RELIEF, DENIED. PITTMAN, C.J., WALLER, P.J., COBB, EASLEY,
CARLSON, GRAVES AND DICKINSON, JJ., CONCUR. DIAZ, J., NOT
PARTICIPATING.
Background: State death-row inmate petitioned
for federal habeas relief. The United States District Court for
the Southern District of Mississippi, Halil S. Ozerden, J., 2008
WL 4446615, denied petition, and inmate appealed.
Holdings: The Court of Appeals held that: (1)
evidence that, after shooting of drug dealer in capital murder
defendant's home, defendant had used knives that he possessed from
his job as butcher to cut up body and throw body parts into
neighboring bayou which he knew to be inhabited by alligators, was
insufficient to permit submission, as possible aggravating factor
for jury at punishment phase of case, that defendant had
“knowingly created a great risk of death” to residents of homes
neighboring the bayou; (2) erroneous submission of invalid
aggravator was harmless, and did not warrant federal habeas
relief; and (3) exclusion of proffered mitigating evidence was not
objectively unreasonable, nor did exclusion of this evidence
render defendant's sentencing fundamentally unfair, so as not to
support federal habeas relief. Affirmed. Emilio M. Garza, Circuit
Judge, dissented and filed opinion.
PER CURIAM:
Petitioner Gary Carl Simmons Jr. appeals the
denial of his petition for habeas corpus, brought pursuant to 28
U.S.C. § 2254. On August 29, 1997, Simmons was convicted of
capital murder, rape, and kidnapping in the Circuit Court of
Jackson County, Mississippi. After the Mississippi Supreme Court
denied relief on direct review, Simmons v. State, 805 So.2d 452
(Miss.2001), and in post-conviction relief proceedings, Simmons v.
State, 869 So.2d 995 (Miss.2004), Simmons filed a federal habeas
petition in the U.S. District Court for the Southern District of
Mississippi, raising fifteen grounds for relief. The district
court denied relief on all grounds, but granted a certificate of
appealability (“COA”) on one ground. Simmons v. Epps, No.
1:04–CV–00496, 2008 WL 4446615 (S.D.Miss. Sept. 26, 2008).
Thereafter this Court granted Simmons a COA on one additional
ground and denied it on another. See Simmons v. Epps, 381
Fed.Appx. 339 (5th Cir.2010) (per curiam) (unpublished).
We consider Simmons's habeas petition on two
grounds, both of which challenge his death sentence but not his
underlying conviction: (1) whether the trial court erroneously
allowed the prosecution to *530 submit to the jury an aggravating
circumstance without sufficient evidentiary support in violation
of the Sixth, Eighth, and Fourteenth Amendments; and (2) whether
the trial court erred during the sentencing phase of his trial by
excluding relevant mitigating evidence in violation of the Sixth,
Eighth, and Fourteenth Amendments. We hold that although the
“great risk of death” aggravating circumstance was improperly
applied to Simmons, the error is nonetheless harmless.
Additionally, we find that the trial court's exclusion of a
self-made videotape as mitigating evidence was not objectively
unreasonable in light of the clearly established constitutional
precedent. Therefore, we affirm the district court's denial of
habeas relief.
I. FACTUAL AND PROCEDURAL BACKGROUND
Because the facts of this case are adequately
set out in both the Mississippi Supreme Court's opinion affirming
Simmons's conviction and sentence, Simmons, 805 So.2d 452, and the
district court's opinion, Simmons, 2008 WL 4446615, we discuss
only the facts and procedural history directly relevant to this
appeal. The murder at issue occurred in Simmons's house early in
the morning of August 13, 1996. Jeffrey Wolfe had traveled with
his companion, Charlene Leaser, from Houston to Mississippi in
order to collect a drug-related debt from Simmons and Timothy
Milano, Simmons's ex-brother-in-law. Wolfe and Leaser arrived at
Simmons's house late in the evening after Simmons asked Sonny
Milano, Timothy's brother, to call Wolfe and ask him to come to
the house. Shortly after, Timothy Milano arrived as well. While
Simmons and Leaser went into the kitchen to smoke a joint of
marijuana, Leaser heard several shots. She saw Wolfe fall to the
floor and saw Timothy standing behind him with a gun. Simmons
immediately seized Leaser, told her not to look, and brought her
into a bedroom where he lay down on top of her. He then questioned
her about why they were there, whether she had any drugs, and who
knew that they were there. After he finished questioning her, he
tied up her hands and feet and placed her in a large metal box.
After Simmons left the room, Leaser managed to
free herself from the rope and was attempting to knock the lid off
the box. Simmons returned at that point, stripped her of her
clothes and jewelry, retied her, and placed her back in the box.
When Simmons returned again, he raped her, then retied her and
placed her back in the box. Later, after hearing nobody answer the
ringing phone, Leaser surmised that nobody else was in the house
and managed to force the lid off of the box. She then ran across
the street to a neighbor, who called the police. Although Leaser's
suitcases were still inside Simmons's house when she reentered
with the police, her money was gone.
Shortly after police arrived on the scene and
secured a search warrant, they noticed a small boat docked on the
bayou behind Simmons's house, and in it, a piece of flesh. They
also discovered several buckets, a bushhook, and a knife, all of
which had blood on them. Shortly after this discovery, they began
collecting body parts from the bayou, a task that took several
days. Testimony from trial established that officers and coroner's
office officials collected eighty-five pounds of human remains on
the first day and forty-one pounds on the second day. Several
portions of the body had bullet holes, and Dr. Paul McGarry
testified that the body parts had been cut sharply and precisely
and the bones separated from flesh. Ultimately, the body parts
collected were identified as Wolfe's. *531 At trial, Simmons's
co-worker in the meat department of the grocer where they both
worked testified that Simmons had taken his butcher's knives home
with him on the evening of the murder, which he found unusual.
During both a pre-trial suppression hearing and
during the trial, Lee Merrill, an investigator with the Moss Point
Police Department who was involved with removing Wolfe's remains
from the bayou, testified about the bayou and his collection of
the body parts. He testified that although he began finding body
parts twenty to thirty feet from where the boat was located, he
ultimately found body parts as far as 150 yards away. He further
noted that the bayou was approximately eight to nine feet wide and
four feet deep, and contained fish and crabs, and that he had seen
an alligator once during his time there. He also stated, and the
Mississippi Supreme Court later found as fact, that the bayou had
a current and ran into a tributary that itself eventually flowed
into the Gulf of Mexico. Simmons's neighbor and friend Rita Taylor
also testified at trial about the bayou, which she referred to as
the “canal,” and the surrounding area. She stated that their
neighborhood was “somewhat rural,” and that she had seen
alligators in the bayou. Taylor noted that Simmons would “play
around with them,” and on one occasion she saw him shoot at one a
few times.
At trial, Simmons's friend Dennis Guess also
provided crucial testimony. He described returning from work on
August 14, the day after the murder, to find Simmons in his house.
Guess testified that Simmons told him that he had “whacked a drug
dealer” and then had “deboned him, cut him up in little pieces,
and put him in the bayou.” Guess noted that Simmons was
disappointed because Wolfe only had one thousand dollars on his
person, but that Simmons was hoping that he would have much more.
After confiding to Guess that he felt his only options were to
run, commit suicide, or turn himself in, they decided that Simmons
would turn himself in. Simmons then called a Jackson County deputy
who picked him up. One issue of contention during the trial and
sentencing was a videotape Simmons recorded for his ex-wife, Lori,
and his two daughters on the morning of the murder before turning
himself in. In the videotape, he expressed remorse without ever
referring directly to Wolfe's murder. He made, among others, the
following statements: I guess it's a real mess, isn't it? It
wasn't supposed to go like that .... Things got pressing in. I was
in a bind three or four different ways. To my way of thinking, I
didn't have much of a choice. I mean, I'd already taken his money.
There's no excuses. .... It's hard sitting here doing this,
knowing under what conditions you'll probably be watching it. I'm
so dreadfully sorry. .... I didn't think about it until after it
was done. And then it couldn't be undone. There was nothing in the
world I could do to make it undone. And I would have. Oh, God, I
would have. You never realize how close you are to the edge until
you actually step over it. .... I don't know how it happened, I
really don't. And after it had happened, I would have gave
anything to take it back, even my life. After Simmons sent the
videotape to Lori, she turned it over to Simmons's attorneys. At
trial, the State moved to compel Simmons to turn over the
videotape, and the court granted the motion. Simmons attempted to
introduce the videotape during both the guilt and sentencing
phases of the trial, but the court ruled it inadmissible.
After a trial that lasted most of one week, the
jury found Simmons guilty of capital murder, kidnapping, and rape.
Simmons received life sentences for the kidnapping and rape, and
the trial proceeded to the sentencing phase for capital murder.
The court instructed the jury that in order to return the death
penalty, it must first find that Simmons either (1) killed Wolfe;
(2) attempted to kill Wolfe; (3) intended that the killing of
Wolfe take place; or (4) contemplated that lethal force would be
employed. If it found one of the four, it must then decide whether
one or both of the two aggravating circumstances the State had
submitted applied, and if so, weigh the aggravating and mitigating
circumstances. The court submitted the following two aggravating
circumstances to consider: (1) Simmons “knowingly created a great
risk of death to many people”; and (2) “the capital offense was
committed for pecuniary gain during the course of a robbery.”
During the sentencing hearing, the State called
no witnesses and did not make an opening statement other than to
introduce forty-six exhibits from trial, including the tools used
to dismember Wolfe. Simmons called six mitigation witnesses,
including his ex-wife, his half-brother, and his half-sister. The
witnesses generally testified that he was a “family man” who cared
deeply for his daughters and often worked several jobs at a time
to provide for his family. Further, they noted that the crimes
Simmons was charged with were totally out of character for him.
Simmons's step-brother also testified that Simmons had a difficult
childhood, and that Simmons's step-father beat him almost every
day and beat their mother. The jury returned a verdict of death
for Simmons. It found that Simmons intended that the killing take
place and that lethal force be employed, and that both aggravating
circumstances were satisfied and that they outweighed the
mitigating circumstances. Simmons filed a motion for a new trial,
which was denied.
Simmons appealed his conviction and sentence to
the Mississippi Supreme Court, citing twenty-seven different
errors by the trial court. The Mississippi Supreme Court denied
relief. As to the two issues contested here, the Mississippi
Supreme Court found that although Simmons failed to preserve error
by objecting to the “great risk of death” aggravating circumstance
during sentencing, it was nonetheless obligated to review whether
the aggravator was supported by sufficient evidence. Simmons, 805
So.2d at 495–96. The State had abandoned the argument used at
trial, namely, that the great risk of death to many people related
to Simmons's trapping Leaser in the metal box. Instead, the
Mississippi Supreme Court considered whether Simmons had knowingly
created a great risk of death to many people because of Milano's
firing of a rifle in a residential neighborhood, or because of
Simmons's disposal of Wolfe's remains in the bayou. After
rejecting the first explanation, the Supreme Court held that the
disposal of Wolfe's body satisfied the aggravator because (1)
Wolfe's remains created a “toxic mixture” that endangered
residents who used the water, and (2) Simmons's disposal of the
remains was intended to attract alligators that would endanger
“adjoining landowners” and “water enthusiasts.” Id. at 496.
The Mississippi Supreme Court also rejected
Simmons's claim that the trial court erred by excluding the
videotape from sentencing. It found that the videotape was “both
irrelevant, as well as inadmissible, hearsay.” Id. at 488. The
Mississippi Supreme*533 Court addressed his argument that the
denial of the videotape prevented him from demonstrating his
remorse for the crime, explaining that because he was present at
trial and decided not to testify, the relevant hearsay exception
was unavailable to him. Id. It then noted that admitting a
self-serving declaration like the videotape would open the door to
abuse, because “an accused could create evidence for himself by
making statements in his favor for subsequent use at his trial to
show his innocence.” Id. at 489. Three justices, however, issued a
dissent on this issue. The dissent distinguished the use of such
evidence at sentencing from its use at trial, and noted that the
cases relied upon by the majority dealt with hearsay evidence
during the guilt phase and not the punishment phase. Id. at 509–10
(Diaz, J., concurring in part and dissenting in part). Justice
Diaz cited McCleskey v. Kemp, 481 U.S. 279, 306, 107 S.Ct. 1756,
95 L.Ed.2d 262 (1987), for the proposition that Simmons was
entitled to have the jury consider any relevant circumstance
during sentencing. Id. at 509. The dissent also cited Mississippi
Supreme Court cases holding that “Mississippi allows evidence of
mitigating circumstance of an unlimited nature.” Id.
Simmons then instituted state post-conviction
proceedings to challenge his conviction and sentence. The
Mississippi Supreme Court denied relief in 2004 and, in so doing,
found that both issues relevant to this appeal were barred by res
judicata. Simmons, 869 So.2d at 1000, 1006. On October 15, 2004,
Simmons filed a petition for writ of habeas corpus in the U.S.
District Court for the Southern District of Mississippi, raising
fifteen grounds for relief. The district court denied relief on
all grounds. As to the “great risk of death aggravating
circumstance,” the district court found that although the record
did not support the Mississippi Supreme Court's “toxic mixture”
holding concerning the disposal of Wolfe's body, the evidence was
sufficient to support its alligator theory and thereby support the
aggravator. Simmons, 2008 WL 4446615, at *12. Additionally, the
district court found that the exclusion of the videotape was not
constitutional error. Id. at *31.
Simmons requested a COA on three issues: (1)
whether the trial court erroneously allowed the prosecution to
submit to the jury an aggravating circumstance without sufficient
evidentiary support in violation of the Sixth, Eighth, and
Fourteenth Amendments; (2) whether Simmons was denied effective
assistance of counsel during the penalty phase of his trial, in
violation of the Sixth and Fourteenth Amendments; and (3) whether
the trial court erred during the sentencing phase of his trial by
excluding relevant mitigating evidence in violation of the Sixth,
Eighth, and Fourteenth Amendments. The district court granted
Simmons a COA as to the first issue, but denied it as to the
second and third. Simmons filed a motion to expand the COA, and we
granted a COA as to the third issue and denied it as to the
second. Simmons, 381 Fed.Appx. at 340. Simmons then timely filed
this appeal.
II. STANDARD OF REVIEW
We review the district court's legal
conclusions de novo and its factual findings for clear error. Ladd
v. Cockrell, 311 F.3d 349, 351 (5th Cir.2002). Simmons filed his
federal habeas petition after 1996, so the Anti–Terrorism and
Effective Death Penalty Act (“AEDPA”) applies to his claims. See
Cantu v. Thaler, 632 F.3d 157, 162 (5th Cir.2011) (citing Lindh v.
Murphy, 521 U.S. 320, 324–26, 117 S.Ct. 2059, 138 L.Ed.2d 481
(1997)). Under AEDPA, we cannot grant habeas relief for claims
that were adjudicated on the merits in *534 state court
proceedings unless that adjudication either (1) resulted in a
decision that was contrary to, or involved an unreasonable
application of, clearly established federal law, as determined by
the Supreme Court of the United States; or (2) resulted in a
decision that was based on an unreasonable determination of the
facts in light of the evidence presented in the State court
proceeding. 28 U.S.C. § 2254(d). “We review pure questions of law
under the ‘contrary to’ standard of sub-section (d)(1), mixed
questions of law and fact under the ‘unreasonable application’
standard of sub-section (d)(1), and pure questions of fact under
the ‘unreasonable determination of facts' standard of sub-section
(d)(2).” Murphy v. Johnson, 205 F.3d 809, 813 (5th Cir.2000)
(citation omitted).
A decision is contrary to clearly established
federal law under § 2254(d)(1) if the state court (1) “arrives at
a conclusion opposite to that reached by [the Supreme] Court on a
question of law”; or (2) “confronts facts that are materially
indistinguishable from a relevant Supreme Court precedent” and
reaches an opposite result. Williams v. Taylor, 529 U.S. 362, 405,
120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). The state court makes an
unreasonable application of clearly established federal law if the
state court (1) “identifies the correct governing legal rule from
[the Supreme] Court's cases but unreasonably applies it to the
facts”; or (2) “either unreasonably extends a legal principle from
[Supreme Court] precedent to a new context where it should not
apply or unreasonably refuses to extend that principle to a new
context where it should apply.” Id. at 407, 120 S.Ct. 1495. In
order to find that the state court's application of law to facts
was unreasonable, its result must have been “more than incorrect
or erroneous” but must be “objectively unreasonable.” Wiggins v.
Smith, 539 U.S. 510, 520–21, 123 S.Ct. 2527, 156 L.Ed.2d 471
(2003) (quoting Williams, 529 U.S. at 409, 120 S.Ct. 1495). We
presume that factual determinations of the state court are
correct; the petitioner must rebut this presumption by clear and
convincing evidence. See § 2254(e)(1); Woods v. Quarterman, 493
F.3d 580, 587 (5th Cir.2007).
III. DISCUSSION
Simmons alleges two points of constitutional
error on his appeal. First, he claims that the “knowingly created
a great risk of death to many persons” aggravating circumstance
found by the jury during sentencing and affirmed by the
Mississippi Supreme Court lacks sufficient evidentiary support in
violation of the Sixth, Eighth, and Fourteenth Amendments. Second,
he alleges that the trial court erred by excluding relevant
mitigating evidence during sentencing; namely, that the exclusion
of the videotape Simmons made shortly after the murder in which he
expressed remorse violated his rights under the Sixth, Eighth, and
Fourteenth Amendments.
A. Sufficiency of the Evidence on the
Aggravating Circumstance
Simmons first notes that the jury found that he
“knowingly created a great risk of death to many people” based on
the State's argument that he created this risk by locking Charlene
Leaser in a metal box for several hours. He also asserts that the
State misstated the aggravating circumstance in its closing
argument during sentencing, referring to it simply as “great risk
of harm or death.” On direct appeal, the State abandoned this line
of argument and instead asserted that Simmons created a great risk
of death to many people when (1) Milano repeatedly fired a rifle
in a residential neighborhood, and (2) when *535 Simmons created a
“toxic mixture” in the bayou by disposing of Wolfe's body parts
and did so to attract alligators, both of which created the risk
to recreational users of the bayou. The Mississippi Supreme Court
rejected the first explanation but found that Simmons's disposal
of Wolfe's body parts in the bayou satisfied the aggravating
circumstance because (1) it created a “toxic mixture” that
endangered residents who used the water, and (2) it was intended
to attract “alligators and other similar creatures” that subjected
nearby residents and “water enthusiasts” to inherent danger. Using
this trial and appellate history, Simmons claims that the jury
found an aggravating circumstance without sufficient evidentiary
support in violation of his Sixth, Eighth, and Fourteenth
Amendment rights. Simmons first contends that the Mississippi
Supreme Court's acceptance of the public health and alligator
theories violated Ring v. Arizona, 536 U.S. 584, 122 S.Ct. 2428,
153 L.Ed.2d 556 (2002), because it used facts not found by the
jury to make Simmons eligible for the death penalty. Second, he
asserts that the Mississippi Supreme Court's decision was based on
an unreasonable determination of the facts and that the evidence
was insufficient for a reasonable jury to find the aggravating
circumstance beyond a reasonable doubt.
1. Sufficiency of the Evidence
As a first matter, we may not consider
Simmons's argument that the Mississippi Supreme Court's
determination of a new factual basis for the “great risk of death”
aggravating circumstance deprived him of his constitutional right
under Ring to have a “jury determination of any fact on which the
legislature conditions an increase in their maximum punishment.”
536 U.S. at 589, 122 S.Ct. 2428. Simmons sought, and the district
court granted, a COA to determine whether “the trial court
erroneously allowed the prosecution to submit to the jury an
aggravating circumstance without sufficient evidentiary support in
violation of [Simmons's] Sixth, Eighth and Fourteenth Amendment
rights as set forth in the United States Constitution.” Simmons's
argument about allegedly improper appellate fact finding is
therefore outside of the scope of his sufficiency-of-the-evidence
argument. “We have jurisdiction to address only the issue
specified in the COA.” United States v. Daniels, 588 F.3d 835, 836
n. 1 (5th Cir.2009) (citing Lackey v. Johnson, 116 F.3d 149, 151
(5th Cir.1997)). Because Simmons's argument falls outside the
scope of the COA, we may not address it here. The Supreme Court
has held that habeas relief is proper if we find “that upon the
record evidence adduced at trial no rational trier of fact could
have found proof of guilt beyond a reasonable doubt.” Jackson v.
Virginia, 443 U.S. 307, 324, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979).
In Lewis v. Jeffers, the Supreme Court extended this principle to
hold that a petitioner's due process or Eighth Amendment rights
are violated when a state court finds an aggravating circumstance
that no reasonable sentencer could have based on the evidence
adduced at trial. 497 U.S. 764, 783, 110 S.Ct. 3092, 111 L.Ed.2d
606 (1990). We must therefore evaluate the sufficiency of the
evidence using the “rational factfinder” standard established in
Jackson. See id. at 781, 110 S.Ct. 3092.
The aggravating circumstance at issue here is
one of eight allowed under Mississippi law. See Miss.Code Ann. §
99–19–101(5). The aggravator reads: “The defendant knowingly
created a great risk of death to many persons.” Id. §
99–19–101(5)(c). The Mississippi Supreme Court has held that this
aggravator is not restricted*536 to “those crimes where very large
numbers of individuals were at risk or those where the safety of
others than an intended few was jeopardized.” Jackson v. State,
684 So.2d 1213, 1235 (Miss.1996). It has also held that the
aggravator was improperly given, however, when there was “no
evidence that [the defendant] knowingly created a great risk of
death to anyone, other than ... his intended victim.” Porter v.
State, 732 So.2d 899, 906 (Miss.1999). In the present case, the
Mississippi Supreme Court rejected the argument that Simmons
satisfied the aggravator because Milano fired a gun in the middle
of the night in a residential neighborhood when only Simmons,
Wolfe, and Leaser were in the house. See Simmons, 805 So.2d at
496. In so doing, it noted that it declined to find that these
three people together constituted “many” people under the
aggravator. Id. Instead, it found the following:
Simmons contaminated the recreational waters of
the residential neighborhood with Wolfe's remains, much of which
was not recovered by police. These actions were intended to
attract alligators and other similar creatures in an effort to use
what nature had to offer to dispose of the evidence. Adjoining
landowners and other water enthusiasts were subjected to this
inherent danger as a direct result of Simmons' actions. In
addition, all of those residents who used that water as it carried
the solid and liquid remains of Wolfe through tributaries into the
Gulf of Mexico were subjected to this toxic mixture as well. Id.
Thus, the Mississippi Supreme Court held that the evidence adduced
at trial was sufficient to support the aggravator because when
Wolfe dumped the chopped up remains of Wolfe into the bayou, he
(1) created a toxic mixture that threatened residents who used the
bayou, and (2) intended to attract alligators who would eat the
remains, thus also endangering nearby residents and “water
enthusiasts.”
Because the facts marshaled by the Mississippi
Supreme Court were an unreasonable determination in light of the
trial record, there was insufficient evidence to sustain the
aggravating circumstance. First, we agree with the district court
that the trial record is absent of any testimony or other evidence
that disposing of Wolfe's body parts in the bayou created a “toxic
mixture” that posed a great risk to human life. The State concedes
as much on appeal, noting in its brief that “[b]ecause this was
not argued by the prosecution at trial the respondents can have no
quarrel with this finding by the district court.” Not only is the
trial record devoid of any evidence that disposing of Wolfe's
remains in the bayou could create a toxic mixture, the record
provides little evidence about use of the bayou by residents or
“water enthusiasts.” As to the alligators, the district court
found that the risk of attracting alligators that would threaten
“adjoining landowners” or “water enthusiasts” who used the bayou
would nonetheless satisfy the aggravator. This finding is clearly
erroneous. There is ample evidence in the record to support a
finding that alligators inhabited the bayou. Simmons's neighbor
and friend, Rita Taylor, testified that there were alligators in
the bayou, and noted an incident where Simmons shot at one of
them. Additionally, police investigator Lee Merrill testified that
in the course of the several days he spent helping to collect
Wolfe's remains, he once saw an alligator. Viewed in the light
most favorable to the state, this evidence establishes (1) that
there are alligators in the bayou, and (2) that Simmons knew that
there were alligators in the bayou. Additionally, we may fairly
infer that alligators might eat human remains disposed of in the
bayou. Accepting these facts as true, the evidence is still
insufficient to find that by disposing of Wolfe's remains in the
bayou, Simmons “knowingly created a great risk of death to many
people.”
Most importantly, the evidence in the record
establishes that alligators were already present in the bayou.
Therefore, to the extent that we may speculate that “adjoining
landowners” and “water enthusiasts” used the bayou for recreation
and that alligators threatened these people with a great risk of
death, they already faced this threat regardless of the disposal
of Wolfe's remains. Additionally, aside from the testimony that
Simmons had once shot at an alligator in the bayou, and that his
neighbor owned a boat that he used on the bayou, there is a dearth
of evidence in the record of any other “adjoining landowners” or
“water enthusiasts” using the bayou for recreational purposes.
Moreover, Lee Merrill's testimony indicates that police and
coroners began collecting Wolfe's remains from the bayou only
hours after Leaser called the police the morning following the
shooting and body-parts disposal. Finally, the aggravating
circumstance requires that Simmons knowingly create a great risk
of death to many people. To find this intent, jurors must infer
from the fact that Simmons knew there were alligators in the
bayou, that his intent was for the alligators to consume Wolfe's
remains, thereby destroying the evidence. Even viewing this
inference as permissible based on our deferential review of facts
found by the Mississippi Supreme Court, finding that Simmons
satisfied the knowledge component of the aggravator would require
assuming that he knew that (1) the body parts would attract
alligators not already present in the bayou, and (2) that more
than a couple of “adjoining landowners” and “water enthusiasts”
would use this stretch of water before the alligators consumed
Wolfe's remains. This rank speculation is unsupported by the
record. While we recognize the deferential standard of review we
must employ in reviewing the state court's findings of fact, and
their own prerogative in defining the scope of the aggravating
circumstance within constitutional bounds, Simmons has shown by
clear and convincing evidence that the Mississippi Supreme Court's
finding of fact regarding the “toxic mixture” and risk of
alligators are unreasonable given the facts in the record.
Therefore, there is insufficient evidence for a rational
fact-finder to find beyond a reasonable doubt that Simmons
knowingly created a great risk of death to many people, and the
trial court's submission of the instruction was error.
2. Effect of the Error
Having found that the “great risk of death”
aggravator was submitted in error, we must determine the effect of
the error. The State argues that even if we find that the “great
risk of death to many people” aggravator was unsupported by the
evidence, there is nonetheless no constitutional error. The State
contends in light of the Supreme Court's decision in Brown v.
Sanders, we must now apply the following principle: An invalidated
sentencing factor (whether an eligibility factor or not) will
render the sentence unconstitutional by reason of its adding an
improper element to the aggravation scale in the weighing process
unless one of the other sentencing factors enables the sentencer
to give aggravating weight to the same facts and circumstances.
546 U.S. 212, 220, 126 S.Ct. 884, 163 L.Ed.2d 723 (2006). Arguing
that the district court correctly found that the evidence*538 used
to support the “great risk of death to many people” aggravator was
also relevant to the pecuniary-gain aggravator, the State urges us
to find that the sentence was still constitutional. Simmons urges
that the facts and circumstances relevant to the invalidated
aggravator are not relevant to the pecuniary-gain aggravator.
At least prior to Sanders, in “weighing
states”FN1 such as Mississippi, an invalidated aggravating factor
used in imposing a death sentence rendered the sentence
unconstitutional. See Sochor v. Florida, 504 U.S. 527, 532, 112
S.Ct. 2114, 119 L.Ed.2d 326 (1992). The Supreme Court noted that
this rule stems from the fact that “eligibility factors by
definition identified distinct and particular aggravating
features, [so] if one of them was invalid the jury could not
consider the facts and circumstances relevant to that factor as
aggravating in some other capacity.” Sanders, 546 U.S. at 217, 126
S.Ct. 884. Therefore, after invalidating one of the aggravating
circumstances, we were compelled to reverse the sentence unless we
determined that the error was nonetheless harmless under the
standard adopted in Brecht v. Abrahamson, 507 U.S. 619, 623, 113
S.Ct. 1710, 123 L.Ed.2d 353 (1993). See Nixon v. Epps, 405 F.3d
318, 329–30 (5th Cir.2005).
FN1. The Supreme Court has previously
distinguished between “weighing” and “non-weighing” states in the
application of death-penalty sentencing. The distinction between
these states occurs after the state has applied statutorily
defined eligibility factors that narrow the class of defendants
convicted of murder who are eligible for the death penalty. See
Sanders, 546 U.S. at 216, 126 S.Ct. 884. “Once this narrowing
requirement has been satisfied, the sentencer is called upon to
determine whether a defendant thus found eligible for the death
penalty should in fact receive it.” Id. In weighing states, “the
only aggravating factors permitted to be considered by the
sentencer were the specified eligibility factors.” Id. at 217, 126
S.Ct. 884. Therefore, in weighing states, “the sentencer's
consideration of an invalid eligibility factor necessarily skewed
its balancing of aggravators with mitigators and required reversal
of the sentence” unless the error was found to be harmless. Id.
(citing Stringer v. Black, 503 U.S. 222, 232, 112 S.Ct. 1130, 117
L.Ed.2d 367 (1992)) (internal citation omitted). For non-weighing
states, “a State that permitted the sentencer to consider
aggravating factors different from, or in addition to, the
eligibility factors,” the Supreme Court “set forth different rules
governing the consequences of an invalidated eligibility factor.”
Id. at 217–18, 126 S.Ct. 884. Sanders's language, however, leaves
great ambiguity as to whether the principle announced above
applies in weighing as well as non-weighing states. In the
paragraph prior to announcing its test, the Supreme Court
explained that the “weighing/non-weighing scheme is accurate as
far as it goes, but it now seems ... needlessly complex.” Sanders,
546 U.S at 219, 126 S.Ct. 884. It went on, however, to preface
announcement of the test by noting: “We think it will clarify the
analysis, and simplify the sentence-invalidating factors we have
hitherto applied to non-weighing States, if we are henceforth
guided by the following rule....” Id. at 220 (emphasis added). The
Court did not appear to explicitly overrule its precedent that
creates the “weighing/non-weighing” bifurcation, but used some
language that nevertheless suggests that the distinction is a
remnant of the past. The Sixth Circuit has held that the Sanders
test does not apply to weighing states, noting the Court's mention
of simplifying the analysis the Court has applied to non-weighing
states. See Wilson v. Mitchell, 498 F.3d 491, 507 (6th Cir.2007).
The Eleventh Circuit, without deciding the issue, indicated that
“it is probable that the Court's decision ... announced a uniform
rule to be applied in weighing and nonweighing states alike.” *539
Jennings v. McDonough, 490 F.3d 1230, 1255 n. 22 (11th Cir.2007).
Like the Eleventh Circuit in Jennings, we need not decide today
whether the Supreme Court intended Sanders to apply in weighing
states, because we find that the submission of the “great risk of
death” aggravator was harmless error.
In our case law, when an aggravating
circumstance was improperly submitted to the sentencer we have
applied the test found in Brecht to determine if the error was
harmless. See Nixon, 405 F.3d at 329–30; Billiot v. Puckett, 135
F.3d 311, 318 (5th Cir.1998). The Supreme Court recently affirmed
the propriety of applying the Brecht test when conducting harmless
error review in habeas proceedings “when the state appellate court
failed to recognize the error and did not review it for
harmlessness.” Fry v. Pliler, 551 U.S. 112, 114, 127 S.Ct. 2321,
168 L.Ed.2d 16 (2007). Under Brecht, we may not grant Simmons
relief unless the error “had substantial and injurious effect or
influence in determining the jury's verdict.” 507 U.S. at 637, 113
S.Ct. 1710 (quoting Kotteakos v. United States, 328 U.S. 750, 776,
66 S.Ct. 1239, 90 L.Ed. 1557 (1946)). We have interpreted this
standard to mean that habeas relief is only proper if there is
“more than a reasonable probability” that it could have
contributed to the decision to impose the death sentence. Billiot,
135 F.3d at 318 (quoting Woods v. Johnson, 75 F.3d 1017, 1026–27
(5th Cir.1996)). If, however, “our minds are ‘in virtual equipoise
as to the harmlessness,’ ” we must find that the error was
harmful. Id. (quoting O'Neal v. McAninch, 513 U.S. 432, 433–36,
115 S.Ct. 992, 130 L.Ed.2d 947 (1995)). Thus, under our standard,
the error is harmless if we find that “the sentence would have
been the same had the unconstitutional aggravator never been
submitted to the jury.” Nixon, 405 F.3d at 330 (citing Billiot,
135 F.3d at 319).
The State argues that even if we hold the
“great risk of death to many people” aggravator constitutionally
invalid in this case, the error was nonetheless harmless to the
jury's sentencing determination. First, it argues under the guise
of the Sanders test that the jury could have properly considered
the evidence that Leaser was kept locked in a metal box and
stripped of her clothes and belongings under the pecuniary-gain
aggravator. It further argues that the jury was authorized to
consider the detailed circumstances of the crime, and that the
jury would have nevertheless returned a verdict of death
considering: (1) Simmons planned the murder in hopes of robbing
Wolfe; (2) he raped and imprisoned Leaser in a metal box for
several hours; and (3) he butchered Wolfe's body. The State also
notes that the prosecutor only mentioned the “great risk”
aggravator twice in his closing argument during sentencing, and
cites our decision in Nixon, where we found the submission of an
invalid aggravating circumstance harmless error under the Brecht
test. 405 F.3d at 331. The State offered a fairly limited case
during Simmons's sentencing. It made no opening argument, instead
introducing forty-six exhibits from the trial, including evidence
such as the knife and bushhook used to dismember Wolfe's body.
Aside from this and some limited cross-examination of two of
Simmons's mitigation witnesses, the only other argument or
evidence offered was during closing argument. The first prosecutor
explained that the jury first needed to find that Simmons intended
that Wolfe's killing take place and satisfy at least one of the
two qualifying factors offered, which were the same as the
aggravating factors, before balancing the aggravating against *540
the mitigating circumstances. The State made the following
argument with respect to the “great risk of death” aggravator:
Aggravating circumstance in this case, number
one, is we submit to you he created a great risk of harm or death.
Think of what was going on in the box for about six or seven
hours. Think of what was going to happen to her. Think of what
they consciously did to Jeffrey Wolfe, knowing that they were
going to have to get rid of everything, every piece of evidence
including the body. ... Where does all this lead? What was he
going to do with the eyewitness to this crime? What do you think
was happening? Common sense. You have heard all the evidence.
Based on everything you heard, I think it is reasonable to infer,
to believe based on everything else, that this was going to happen
to her. So, that's submitted to you. That's submitted to you
because we think that was going to happen. I think you think it
was going to happen. You know it was going to happen. Thereafter,
the prosecutor introduced the pecuniary-gain aggravator, spending
about the same amount of time discussing evidence of Simmons's
financial troubles and arguing that the murder was motivated by a
desire to rob Wolfe. Only once more did the prosecutor refer to
evidence that Simmons locked Leaser in a box, merely stating:
“remember Brooke.”
As a first matter, we reject the State's
argument that the error was harmless because under the jury
instruction, the jury could have nonetheless considered all of the
circumstances of the crime. While the jury was allowed to consider
all the circumstances of the crime when considering (1) whether
Simmons intended that the killing of Wolfe take place and (2) what
mitigating evidence existed in the case, this was not the case
with respect to aggravating circumstances. The jury instruction
was clear that once the jury found that Simmons intended the
killing take place and that he satisfied one of the eligibility
factors, it must “consider only the following elements of
aggravation in determining whether the death penalty may be
imposed.” Because we have ruled one of those two aggravating
circumstances invalid, we must consider only the evidence
presented that was relevant to the remaining aggravating
circumstance. Regardless, we find that the error was harmless.
Throughout trial and sentencing, the jury heard extensive
testimony and evidence related to Simmons's financial motives in
murdering Wolfe. Indeed, this was the primary theory upon which
the State sought to convict Simmons; the jury ultimately found him
guilty of capital murder because of the underlying felony of
robbery. The jury heard, among other evidence, that Simmons: asked
that Sonny Milano call Wolfe and ask him to come over to Simmons's
house that night; brought home butcher knives from work; borrowed
a boat from his neighbor; owed a drug-related debt to Wolfe; was
having financial difficulties; took approximately $1,000 from
Wolfe after his murder and was disappointed that he did not have
more money on his person; likely took Leaser's money while she was
trapped in the metal box; and sought to hide the evidence by
dismembering Wolfe and disposing of his remains in the bayou.
Further, the State's closing argument again
emphasized the pecuniary-gain aggravator. The State noted that
Simmons's ex-wife had admitted on cross-examination during her
mitigation testimony that Simmons was having financial
difficulties, and argued that he was not in a position to pay off
the large debts he owed to Wolfe. *541 Based on this, the State
emphasized that in convicting Simmons of capital murder, the jury
had already found that the murder was committed during the course
of a robbery and that he did so because he could not extinguish
his debt to Wolfe. The State also recapitulated its theory of
Simmons's role in the murder in its final argument, suggesting
among other things that Simmons planned the murder, needed the
money, and had “told Sonny Milano to call Jeffrey Wolfe and come
to his death.” Additionally, the fact that Simmons locked Leaser
in a box and stripped her of her belongings also relates to
Simmons's pecuniary motives for the murder. That Leaser was locked
up and had her belongings taken, including cash that she brought
with her from Houston, is relevant to showing similar motive and
intent with respect to Wolfe's murder. It was also during the time
that Leaser was trapped in the box that Simmons was able to strip
Wolfe of approximately $1,000. Therefore, some of the evidence
that the State submitted under the invalid aggravator was actually
relevant to the pecuniary-gain aggravator. The evidence regarding
Leaser should not have been submitted under the “great risk of
death to many people” aggravator in the first place, as evidenced
by the State's post-hoc justifications regarding the disposal of
Wolfe's body creating the risk due to a “toxic mixture” and
alligators. It is thus not surprising that some of this evidence
properly relates to another aggravator.
In contrast to the extensive evidence properly
related to the pecuniary-gain aggravator, the only evidence that
must be excluded under the invalidated aggravator is (1) the
aggravator itself and (2) the State's suggestion during closing
argument that Simmons planned to kill Leaser. While this latter
argument does have the potential to inflame the passions of the
jury, it pales in comparison to the more extensive and equally
disturbing evidence that the jury could consider under the
pecuniary-gain aggravator. Further, in Nixon, we held harmless the
improper introduction of documentary evidence of the petitioner's
prior rape conviction and the prosecutor's two references to it
during closing argument when the bulk of the evidence and argument
presented related to the other aggravator. 405 F.3d at 331. Thus,
the inflammatory nature of a certain argument does not, in itself,
make the error harmful. Here, the prosecutor spent at least equal
time emphasizing the pecuniary gain aggravator as the invalidated
aggravator. Moreover, some of the evidence emphasized during his
argument concerning the “great risk of death” aggravator could
have been properly emphasized by the prosecutor under the
pecuniary-gain aggravator. Contrary to the dissent, we find this
Court's decision in Nixon analogous to the situation here. While
the dissent notes that the State repeatedly suggested that Simmons
would have killed Leaser had she not escaped from the box, the
prosecutor made this argument twice during closing argument, the
latter quite briefly. Similar to this case, this Court in Nixon
found the introduction of an improper aggravating circumstance
harmless when the prosecution improperly introduced documentary
evidence of the petitioner's rape conviction and referred to it
twice during closing argument. Id. at 331. The Court then
contrasted this with the “brutal details” the jury was properly
allowed to consider, as here, under the other aggravator. Id.
Although the prosecution here emphasized the probability that
Simmons would have killed Leaser slightly more than the prosecutor
in Nixon emphasized the rape in that case, if anything, the actual
evidence of the rape is more likely to significantly prejudice a
jury than the mere possibility *542 that Simmons would have
ultimately killed Leaser. Given the similarities between the
amount of improper evidence and the prosecutor's improper argument
in both cases, we find Nixon hard to distinguish in any meaningful
way. Because a substantial portion of the prosecution's argument
and the bulk of the evidence referred to by the State during
sentencing went to Simmons's intent to commit the murder for
pecuniary gain during the course of a robbery, we find that the
“great risk of death” aggravator did not have a “substantial and
injurious effect” on the jury's sentencing decision. We thus
affirm the district court's denial of habeas on this ground.
B. Exclusion of Videotape as Mitigating
Evidence
Simmons argues that the trial court's denial of
his motions to introduce a videotape he made hours after the
murder violates his Eighth and Fourteenth Amendment rights to
introduce all relevant mitigating evidence in the penalty phase.
In the videotape, addressed to his ex-wife and children, Simmons
expressed remorse without directly admitting the murder. He points
to two closely related lines of cases, each of which he claims
supports his claim for relief. First, he notes the Supreme Court's
command in Lockett v. Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57
L.Ed.2d 973 (1978), subsequently reemphasized in Eddings v.
Oklahoma, 455 U.S. 104, 102 S.Ct. 869, 71 L.Ed.2d 1 (1982), that:
[T]he Eighth and Fourteenth Amendments require that the sentencer,
in all but the rarest kind of capital case, not be precluded from
considering, as a mitigating factor, any aspect of a defendant's
character or record and any of the circumstances of the offense
that the defendant proffers as a basis for a sentence less than
death. Lockett, 438 U.S. at 604–05, 98 S.Ct. 2954. Second, he
claims that the videotape's exclusion violates the principle
announced in Chambers v. Mississippi, 410 U.S. 284, 93 S.Ct. 1038,
35 L.Ed.2d 297 (1973), concerning guilt, and extended to capital
sentencing in Green v. Georgia, 442 U.S. 95, 99 S.Ct. 2150, 60
L.Ed.2d 738 (1979) (per curiam), that “the hearsay rule may not be
applied mechanistically to defeat the ends of justice.” Chambers,
410 U.S. at 302, 93 S.Ct. 1038. Specifically, he argues that like
the evidence in Green, the excluded videotape was “highly relevant
to a critical issue in the punishment phase of the trial,” and
“substantial reasons existed to assume its reliability.” Green,
442 U.S. at 97, 99 S.Ct. 2150.
In Chambers, the Supreme Court considered the
petition of a man sentenced to life in prison for the murder of a
police officer. 410 U.S. at 285, 93 S.Ct. 1038. Prior to the
petitioner's trial, another man, McDonald, gave a sworn confession
that he had committed the murder and had already confessed this to
another friend, before later retracting his confession. Id. at
287–88, 93 S.Ct. 1038. At the petitioner's trial, the trial court
denied his request to call McDonald as an adverse witness as well
as three witnesses to whom McDonald had confessed, finding that
the testimony of the other three would constitute hearsay. Id. at
291–92, 93 S.Ct. 1038. The Supreme Court reversed the petitioner's
conviction, holding that “the exclusion of this critical evidence,
coupled with the State's refusal to permit [the petitioner] to
cross-examine McDonald, denied him a trial in accord with ... due
process.” Id. at 302, 93 S.Ct. 1038. The Court noted that “where
constitutional rights directly affecting the ascertainment of
guilt are implicated, the hearsay rule may not be applied
mechanistically to defeat the ends of justice.”*543 Id. Despite
this broad language, the Court noted that its holding did not
establish new constitutional principles, but instead that “under
the facts and circumstances of this case,” the petitioner was
denied a fair trial. Id. at 302–03, 93 S.Ct. 1038. The Court also
noted that the hearsay statements it ruled should have been
admitted “were originally made ... under circumstances that
provided considerable assurance of their reliability.” Id. at 300,
93 S.Ct. 1038. The Supreme Court applied a similar principle in
the context of capital sentencing several years later. In Green,
the Supreme Court reversed the death sentence of the petitioner
after the trial court excluded from the sentencing as hearsay the
testimony of a man, Moore, who claimed that another man had
confessed to committing the murder. 442 U.S. at 96, 99 S.Ct. 2150.
The Supreme Court held that regardless of Georgia's hearsay rule,
“under the facts of this case,” the testimony's exclusion was a
due process violation. Id. at 97, 99 S.Ct. 2150. The Court noted
that the testimony was “highly relevant to a critical issue in the
punishment phase of the trial,” and “substantial reasons existed
to assume its reliability.” Id. These “substantial reasons” to
find the testimony reliable were: (1) Moore's confession was made
spontaneously to a close friend; (2) the confession was
corroborated by ample evidence; (3) the statement was against
interest and nothing suggested an ulterior motive; and (4)
“[p]erhaps most important, the State considered the testimony
sufficiently reliable to use it against Moore, and to base a death
sentence upon it.” Id. Therefore, the Supreme Court held that
“[i]n these unique circumstances, ‘the hearsay rule may not be
applied mechanistically to defeat the ends of justice.’ ” Id.
(quoting Chambers, 410 U.S. at 302, 93 S.Ct. 1038).
We have held that the application of these
cases is quite limited. We have noted that “ Green is limited to
its facts, and certainly did not federalize the law of evidence.
It does, however, indicate that certain egregious evidentiary
errors may be redressed by the due process clause.” Barefoot v.
Estelle, 697 F.2d 593, 597 (5th Cir.), aff'd, 463 U.S. 880, 103
S.Ct. 3383, 77 L.Ed.2d 1090 (1983). In Edwards v. Scroggy, we
considered the trial court's exclusion of testimony by the
petitioner's mother and priest that the petitioner was sorry for
his participation in the murder and, if his life were spared, that
he would “serve God” and “do something with his life in the future
in a very constructive way.” 849 F.2d 204, 211–12 (5th Cir.1988).
We found that the exclusion was not unconstitutional under Green
and Eddings, holding that Mississippi's exclusion of hearsay
evidence “was not unnecessarily limiting, nor did it operate to
render [the petitioner's] trial fundamentally unfair.” Id. at 212.
Given the limitations imposed by both the case law and the scope
of our review under AEDPA, we cannot say that the state court's
exclusion of the videotape as hearsay was objectively unreasonable
or that the exclusion rendered the sentencing fundamentally
unfair. The Supreme Court was clear that its holdings in both
Green and Chambers were based on unique and disturbing facts: the
exclusion of evidence about another person confessing to the
murder. While evidence of Simmons's remorse would surely have been
relevant to the jury's consideration of mitigating factors, the
probative value of the videotape pales in comparison to the
excluded evidence in Green and Chambers. More importantly, the
statements in Simmons's videotape did not have the “considerable
assurance of reliability” that the Supreme Court found in Chambers
or *544 the “substantial reasons” to support its reliability that
the Court found in Green. Although the videotape here in which
Simmons expressed some remorse does contain some indicia of
reliability, we cannot say that its reliability is “substantial.”
The videotape here (1) was not made as contemporaneously as were
the confessions in Green and Chambers; (2) was less of a statement
against interest, because Simmons did not directly confess to the
crime and may have had ulterior motives to create the tape; and
(3) unlike the most important factor in Green, the prosecution did
not introduce the videotape as evidence during trial.
Additionally, while it is true that evidence of Simmons's remorse
was important to the jury's consideration of mitigating factors,
the videotape was not the sole avenue he had to provide such
evidence. Simmons chose not to testify at the sentencing hearing,
at which time he could have expressed his remorse in person.
Introducing the videotape without testifying would have allowed
Simmons to show that he felt remorse without the ability to
cross-examine him.
Additionally, the Supreme Court's decisions in
Eddings and Lockett do not provide Simmons a path to relief. The
Supreme Court has held that it is “clear” and “well established”
that the “sentencer may not refuse to consider or be precluded
from considering ‘any relevant mitigating evidence.’ ” Skipper v.
South Carolina, 476 U.S. 1, 4, 106 S.Ct. 1669, 90 L.Ed.2d 1 (1986)
(quoting Eddings, 455 U.S. at 114, 102 S.Ct. 869). The Lockett/
Eddings line of cases, however, deals with the exclusion of
specific types of evidence rather than specific items in evidence.
In Lockett, the Supreme Court struck down Ohio's death penalty
statute because it permitted the sentencer to consider only three
mitigating circumstances. 438 U.S. at 607–08, 98 S.Ct. 2954.
Likewise in Eddings, the Supreme Court reversed the petitioner's
death sentence because the trial judge refused to admit entire
areas of mitigating evidence: there, evidence relating to the
circumstances of the petitioner's “unhappy upbringing and
emotional disturbance.” 455 U.S. at 109, 113–15, 102 S.Ct. 869.
Here, the trial court did not disallow evidence that Simmons was
remorseful for his actions; instead, it excluded a particular item
in which Simmons expressed remorse because the court found it
unreliable hearsay. Therefore, Simmons cannot accurately claim
that the jury was deprived of considering “as a mitigating factor,
any aspect of [his] character or record [or] any of the
circumstances of the offense.” Lockett, 438 U.S. at 604–05, 98
S.Ct. 2954. We do not, and cannot, today decide whether the
videotape should have been admitted as evidence during the
sentencing hearing under Mississippi law. See Estelle v. McGuire,
502 U.S. 62, 67–68, 112 S.Ct. 475, 116 L.Ed.2d 385 (1991) (“[I]t
is not the province of a federal habeas court to reexamine
state-court determinations on state-law questions.”). Instead, we
can only decide whether the exclusion of the videotape was an
unreasonable determination in light of clearly established federal
law. Here, the facts of this case are easily distinct from the
“unique” set of circumstances faced by the Supreme Court in Green
and do not involve a categorical exclusion of mitigating evidence
as in Lockett and Eddings. Because the videotape's exclusion was
not such an egregious evidentiary error so as to deny Simmons a
fair sentencing hearing, we affirm the district court's denial of
habeas on this ground.
IV. CONCLUSION
We find that neither of the two grounds of
error that Simmons has presented here *545 entitle him to habeas
relief. Therefore, we affirm the district court's denial of
Simmons's habeas petition. AFFIRMED.
EMILIO M. GARZA, Circuit Judge, dissenting:
I agree with the majority that the State
presented no evidence that could have supported applying the
“great risk of death to many people” aggravating circumstance, and
that the jury therefore should not have been instructed that it
could weigh that aggravating circumstance in its decision to
impose the death penalty. I also agree that this case would be
unproblematic if the jury had been instructed that the only
potentially applicable aggravating circumstance was that the
petitioner (“Simmons”) committed the murder for pecuniary gain.
The only question, then, is whether the inclusion of the “great
risk of death to many people” instruction was harmless. I cannot
say with any confidence that it was. See O'Neal v. McAninch, 513
U.S. 432, 435, 115 S.Ct. 992, 130 L.Ed.2d 947 (1995) (“[W]hen a
habeas court is in grave doubt as to the harmlessness of an error
that affects substantial rights, it should grant relief.”).
Accordingly, I dissent.
A trial court's submission of an invalid
aggravating factor in a capital case is harmless “(a) if the
sentence would have been the same had the unconstitutional
aggravator never been submitted to the jury, or (b) if the
sentence would have been the same had the ... aggravating
circumstance been properly defined in the jury instructions.”
Nixon v. Epps, 405 F.3d 318, 330 (5th Cir.2005) (citing Billiot v.
Puckett, 135 F.3d 311, 319 (5th Cir.1998)). We will not consider
submission of the aggravator sufficiently harmful to warrant
habeas relief unless the factor “can be said to have had a
‘substantial and injurious effect on the verdict reached by the
jury.’ ” Id. at 329 (quoting Brecht v. Abrahamson, 507 U.S. 619,
623, 113 S.Ct. 1710, 123 L.Ed.2d 353 (1993)). There must be “ ‘
more than a mere reasonable possibility that [the improper
aggravating circumstance] contributed to the verdict. It must have
had substantial effect or influence in determining the verdict.’ ”
Id. at 330 (quoting Billiot, 135 F.3d at 318). “[I]f, after
evaluating the claim in light of the entire record, our minds are
in ‘virtual equipoise as to the harmlessness' of the error, ‘we
must conclude that it was harmful.’ ” Id. (quoting Billiot, 135
F.3d at 318); see O'Neal, 513 U.S. at 435, 115 S.Ct. 992. If we
are in “grave doubt” about the effect of the error, we cannot deny
relief on the ground that the error was harmless. O'Neal, 513 U.S.
at 435–37, 115 S.Ct. 992. The trial court's erroneous instruction
alone does not give us much indication of how much weight the jury
may have given the risk of death to others. The State, however,
placed significant emphasis on that factor during closing
argument. Specifically, the State's argument to the jury at
sentencing went into significantly more detail regarding what the
jury might consider under “great risk of death to many people,”
focusing the jury's attention on Charlene Leaser's predicament.
Its discussion of aggravating circumstances began as follows:
Aggravating, why he should receive [the death
penalty]; mitigating, why he shouldn't. Aggravating circumstance
in this case, number one, is we submit to you he created a great
risk of harm or death. Think of what was in that box for about six
or seven hours. Think of what was going to happen to her. Think of
what they consciously did to Jeffrey Wolfe, knowing they were
going to have to get rid of everything, every piece of evidence
including the body. Simmons then objected to the argument as
unsupported by the evidence. The objection was overruled. The
State continued: Where does this all lead? What was he going to do
with the eyewitness to this crime? What do you think was
happening? Common sense. You have heard all the evidence. Based on
everything you heard, I think it is reasonable to infer, to
believe based on everything else, that this was going to happen to
her. So, that's submitted to you. That's submitted to you because
we think that was going to happen. I think you think it was going
to happen. You know it was going to happen. This argument went
well beyond the proper bounds of the “great risk of death to many
people” aggravating factor, urging the jury to sentence Simmons to
death based on facts that were not entitled to aggravating weight.
After broadening its discussion to include the pecuniary gain
aggravating circumstance, the State concluded by again referring
to the treatment of Leaser and again suggesting that that
treatment was appropriate for consideration as aggravating
evidence: Unanimously find the aggravating circumstances,
pecuniary gain, great risk of harm to many people. Think about
Brooke. You go here and you say those circumstances outweigh the
mitigating. Those mitigating circumstances do not outweigh. And I
ask you to return a penalty of death in this case. If it's not
imposed and the circumstances warrant it, it's no penalty at all.
It is not difficult to discern the State's
argument. Its discussion of aggravation both opened and closed
with emphasis on Simmons's actions towards Leaser, and the State
discussed the “great risk of death to many” aggravator
extensively. The State repeatedly urged the jury to place
aggravating weight on Simmons's treatment of Leaser and, in
particular, the probability that he would have eventually killed
her.
I agree with the majority that it is
appropriate to consider, as one factor in our analysis, whether
evidence that was given aggravating weight under an improperly
admitted factor would have been admissible even in the absence of
that factor. But I cannot agree that, simply because the brutal
details of Simmons's treatment of Leaser were admissible, the
erroneous instruction was harmless. The majority suggests that
this case is not meaningfully distinguishable from Nixon v. Epps,
in which we found an erroneously charged aggravating circumstance
harmless in light of the extensive “brutal details” on which the
jury could have based a sentence of death. 405 F.3d at 331. But
the jury in Nixon had been instructed that it could consider as an
aggravating circumstance that the capital offense was especially
heinous, atrocious or cruel. Id.; see Miss.Code Ann. §
99–19–101(5)(h). In other words, the jury was expressly permitted
to give aggravating weight to the brutal details of the crime. As
the Mississippi Supreme Court has explained, though, a jury
instructed only as to the pecuniary gain aggravator, as this jury
should have been, has “no way under the instructions to base their
sentence of death on any argument that the crime was especially
heinous.” Turner v. State, 732 So.2d 937, 956 (Miss.1999) (en
banc) (internal quotation marks omitted). Similarly, a jury
instructed only as to pecuniary gain could not base the sentence
of death on the great risk of death to many people. Even assuming
that the majority is correct that Simmons's brutal treatment of
Leaser is relevant to establishing the pecuniary gain aggravator,
it is relevant only insofar as it supports the inference of a
pecuniary motive. Simmons's brutality to Leaser, any risk he *547
created to her, and any intent to eventually kill her could not
have been given aggravating weight in their own right.
It is entirely possible that the jury, properly
instructed and acting within the confines of those instructions,
would have imposed the death penalty. Certainly, Mississippi
courts have sentenced others to death in cases where pecuniary
gain was the only aggravating circumstance. See, e.g., Turner v.
State, 953 So.2d 1063, 1076 (2007) (en banc); Byrom v. State, 863
So.2d 836, 881–82 (Miss.2003) (en banc). This jury, unfortunately,
never had the opportunity to decide whether the pecuniary gain
aggravating circumstance alone outweighed any mitigating
circumstances. Making matters worse, the State aggressively
emphasized the risk Simmons posed to Leaser and urged the jury to
consider that risk under the improperly charged factor. In light
of the record as a whole, I cannot say with any confidence that
the sentence was not substantially and injuriously influenced by
the submission of that improper aggravating circumstance. I
therefore respectfully DISSENT.