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Terry Melvin
SIMS
Robbery
Associated Press
STARKE, Fla., Feb. 23 — For the first time in its
history, Florida has executed an inmate by injection following a high-profile
struggle with how the condemned should be put to death.
Terry Melvin Sims, 58, was put to death by lethal
injection this morning for killing an off-duty sheriff’s deputy in 1977
during a drugstore robbery in the central Florida town of Longwood.
The Florida Legislature, meeting in special session
earlier this year, approved giving death row inmates the option of
choosing injection over the electric chair. Thirty-four other states
execute inmates by injection.
Florida stopped executions after the July 8, 1999,
electrocution of Allen Lee “Tiny” Davis. Blood poured from Davis’ nose,
making a plate-sized stain on his white shirt. Davis’ execution prompted
the U.S. Supreme Court to agree to hear a case challenging Florida’s use
of the electric chair.
After the state law was changed to allow
injection, the high court backed out of deciding whether the chair was
cruel and unusual punishment. Sims, who unsuccessfully challenged the
constitutionality of the electric chair, last week lost a bid attacking
the method of lethal injection.
Late Tuesday, the U.S. Supreme Court and the 11th
Circuit Court of Appeals in Atlanta denied his appeals. He was convicted
of shooting 55-year-old George Pfeil, a retired New York City police
officer and volunteer Seminole County deputy sheriff.
Pfeil was off-duty
when he stopped to pick up a prescription for his wife at a pharmacy
being held up by Sims and an accomplice. When Sims spotted Pfeil’s
uniform, he opened fire. The fatally wounded deputy fired and hit Sims
in the hip. Sims was not arrested until June 1978 after an attempted
robbery in California.
February 23, 2000
STARKE, Fla. (AP) -- Florida
carried out its first execution by injection today, just over a month
after changing the law to give condemned prisoners the choice between
lethal drugs and the electric chair. Terry Melvin Sims, 58, was
pronounced dead at 7:10 a.m.
He was sentenced to death for killing an off-duty
sheriff's deputy in 1977 during a drugstore robbery in the central
Florida town of Longwood.
The Florida Legislature, at a special session
Jan. 14, approved giving death row inmates the option of choosing
injection over the electric chair. Thirty-four other states execute
inmates by injection. Florida stopped executions after the July 8, 1999,
electrocution of Allen Lee "Tiny" Davis. Blood poured from Davis' nose,
making a plate-sized stain on his white shirt.
Appeals denied
Davis' execution prompted the U.S. Supreme Court to
agree to hear a case challenging Florida's use of the electric chair.
After the state law was changed to allow injection, the high court
backed out of deciding whether the chair was cruel and unusual
punishment.
Sims, who unsuccessfully challenged the constitutionality of
the electric chair, last week lost a bid attacking the method of lethal
injection. Late Tuesday, the U.S. Supreme Court and the 11th Circuit
Court of Appeals in Atlanta denied his appeals.
He was convicted of shooting 55-year-old George Pfeil,
a retired New York City police officer and volunteer Seminole County
deputy sheriff. Pfeil was off duty when he stopped to pick up a
prescription for his wife at a pharmacy being held up by Sims and an
accomplice.
When Sims spotted Pfeil's uniform, he opened fire. The
fatally wounded deputy fired and hit Sims in the hip. Sims was not
arrested until June 1978 after an attempted robbery in California.
Terry Melvin Sims killed a Seminole County reserve
deputy sheriff more than 20 years ago. Sims was condemned to die for the
slaying of Deputy George Pfeil, 55, at the Longwood Village Pharmacy on
Dec. 29, 1977.
Pfeil was in uniform and on his way home when he
entered the pharmacy on State Road 434 to pick up a prescription. Inside,
Sims and Curtis Baldree were robbing the store while accomplices B.B.
Halsell and Clarence Eugene Robinson waited in a getaway car. Pfeil
exchanged gunfire with Sims and was shot twice. He died a short time
later.
Sims, who was shot in the hip, was not arrested until
June 1978, after an attempted armed robbery in California. Baldree and
Halsell testified against Sims during his 1979 trial and said he bragged
that he "killed a cop with one shot."
Sims was convicted of 1st-degree
murder and robbery. Baldree and Halsell were both killed after being
released from 2-year prison terms. Robinson, who was indicted in
absentia for murder in the pharmacy shooting, remained at large until
June 1983 when he surrendered after being charged with shooting two FBI
agents in Volusia County.
DATE: September 23, 1999
TO: Capital Press Corps
FROM: Lucia Ross, Governor's Press Secretary
RE: Death Warrants
Governor Jeb Bush last night signed death warrants in
the cases of Terry Melvin Sims and Anthony B. Bryan. The Governor has
determined that there is no basis for altering the court-imposed
sentence in these cases.
Pursuant to Section 922.052, Florida Statutes,
Governor Bush has designated the executions of Sims and Bryan for the
week beginning Monday, October 25, 1999, at 7:00 a.m., and ending Monday,
November 1, 1999, at 7:00 a.m.
In accordance with Section 922.11,
Florida Statutes, Florida State Prison Warden James Crosby has set the
execution for Terry Melvin Sims on Tuesday, October 26, 1999, at 7:00
a.m., and has set the execution for Anthony B. Bryan on Wednesday,
October 27, 1999, at 7:00 a.m. Case briefs follow and death warrants are
attached:
TERRY MELVIN SIMS
Terry Melvin Sims was convicted and sentenced to
death for the December 29, 1977 murder of George Pfeil.
On December 29, 1977, Terry Melvin Sims, with the
help of three codefendants, forcibly committed an armed robbery at the
Longwood Village Pharmacy in Longwood, Florida.
At approximately 5:35
p.m. that day, Terry Melvin Sims and Curtis Baldree entered the pharmacy
with guns drawn, while codefendants B.B. Halsell and Eugene Robinson
waited in the getaway car.
Baldree went toward the back of the store to
rob Robert Duncan, the pharmacist, while Sims remained at the front of
the pharmacy to watch the door.
The customers were ordered into the
bathroom located in the rear. One of the customers, William Guggenheim,
testified that he tried to leave the store when he saw a man pointing a
gun at the pharmacist. He was stopped and robbed by Sims who took his
wallet.
George Pfeil, an off-duty sheriff's deputy, entered
the store while it was being robbed, and exchanged gunfire with Sims.
Deputy Pfeil was shot twice by Sims and later died as a result of his
wounds. Sims was wounded in the hip, but managed to escape the scene
along with his accomplices.
He was apprehended on June 25, 1978, in
California and was extradited to Florida. Baldree and Halsell, two of
Sims' codefendants, testified against him at his trial. Sims was
convicted of first degree murder and robbery, and the jury recommended a
sentence of death.
On July 24, 1979, Judge Tom Waddell, Jr., sentenced
Terry Melvin Sims to death for the murder of George Pfeil.
The Florida Supreme Court affirmed Sims' judgment and
sentence on November 3, 1983, and denied rehearing on January 19, 1984.
The United States Supreme Court Denied certiorari on June 11, 1984. Sims
was granted no relief in state post-conviction proceedings, and on June
24, 1993, the Florida Supreme Court denied his final petition for habeas
corpus.
On September 22, 1998, the Eleventh Circuit Court of Appeals
denied all federal relief, and the United States Supreme Court denied
certiorari on June 21, 1999.
On December 18, 1985, Sims' case was heard before the
Clemency Board, and Executive Clemency was determined not to be
appropriate. This is the first death warrant for Terry Melvin Sims.
Associated Press
February 23, 2000
STARKE -- For the first time in
its history, Florida has executed an inmate by injection. Terry Melvin
Sims was given a lethal dose of chemicals shortly after 7 a.m. for the
fatal shooting of a sheriff's deputy during a drugstore robbery in the
central Florida town of Longwood on Dec. 19, 1977. A prison doctor
pronounced him dead at 7:10 a.m., the governor's office said.
About two dozen anti-death penalty protesters,
carrying candles and signs, marched in the chilly dawn outside Florida
State Prison in rural north Florida during the execution. "I would like
to see Mr. Bush here," Michele Agans of St. Augustine said of Gov. Jeb
Bush, who pushed the legislation allowing the condemned to choose
between electrocution and lethal injection. "If he is ordering this
man's death, he should be in there watching."
Sims, 58, ate a final meal of grouper, french fries,
chef's salad, Boston cream pie and Coca-Cola at about 4 a.m., sharing it
with guards and Anthony B. Bryan, who is set to be executed Thursday and
is being held in an adjoining cell.
Sims, who was Jewish, also met with
a rabbi, said Florida State Prison spokesman C.J. Drake. During the
execution, a small group of Jews gathered outside to say mourning
prayers.
Sims' death marks the first time in almost 73 years
that Florida has executed anyone by a method other than electrocution.
Florida joined 34 other states that also use lethal injection.
The U.S.
Supreme Court and the 11th Circuit Court of Appeals in Atlanta denied
his last appeals late Tuesday. Last week, the Florida Supreme Court
rejected Sims' claims of innocence and his challenge to the new method
of execution. Last fall, Sims unsuccessfully fought the
constitutionality of the electric chair.
The execution team was well-prepared, having
practiced "well over a dozen times," Drake said before the death.
According to a protocol issued by prison officials, after his final meal,
Sims was showered and dressed in his funeral suit. A prison doctor
offered him Valium to calm his nerves.
Out of view of the media and
official witnesses, prison officials strapped Sims to a gurney in a
small preparation room, placing an intravenous line into each of his
arms and securing a heart monitor. An agent of the Florida Department of
Law Enforcement observed, making sure the inmate wasn't mistreated.
The grim work was done out of the view of witnesses
to protect the identity of members of the execution team. An anonymous
executioner, wearing a black hood in keeping with prison tradition,
pushed a plunger sending two syringes filled with sodium pentothal, an
anesthetic in a dose strong enough to kill, into Sims' arm.
Next he
injected a saline solution, followed by two syringes of a pancuronium
bromide, a muscle relaxant to halt breathing. Another saline solution
followed, then two syringes of the lethal potassium chloride. The
executioner earned $150 for the job.
On the day of the 1977 slaying, George Pfiel, 55, who
became a deputy after retiring from the New York City Police Department
after 22 years, was off duty and had stopped to pick up a prescription
for his wife, Florence. Sims and another man, Curtis Baldree were
holding up the pharmacy, while two other men waited in a car.
When Sims
spotted Pfeil's uniform, he opened fire. The fatally wounded deputy
fired and hit Sims in the hip. Sims was not arrested until June 1978
after an attempted robbery in California. Sims steadfastly maintained
his innocence.
The Florida Legislature, meeting in special session
earlier this year, approved giving death row inmates the option of
choosing lethal injection over the electric chair. Sims was the 45th
Florida inmate to be executed since the U.S. Supreme Court ruled in 1976
that Florida's death penalty law was constitutional.
Terry Melvin Sims, 58, 00-02-23, Florida
For the 1st time in its history, Florida executed an
inmate by injection Wednesday following a high-profile struggle with how
the state's condemned should be put to death.
Terry Melvin Sims was
given a lethal dose of chemicals shortly after 7 a.m. for the fatal
shooting of a sheriff's deputy during a drugstore robbery in the central
Florida town of Longwood on Dec. 19, 1977. A prison doctor pronounced
him dead at 7:10 a.m., the governor's office said.
About 2 dozen anti-death penalty protestors, carrying
candles and signs, marched in the chilly dawn outside Florida State
Prison in rural north Florida during the execution. "I would like to see
Mr. Bush here," Michele Agans of St. Augustine said of Gov. Jeb Bush,
who pushed the legislation allowing the condemned to choose between
electrocution and lethal injection. "If he is ordering this man's death,
he should be in there watching."
Sims, 58, ate a final meal, sharing it with guards
and Anthony B. Bryan, who is set to be executed Thursday and is being
held in an adjoining cell. Sims, who was Jewish, also met with a rabbi,
said Florida State Prison spokesman C.J. Drake. During the execution, a
small group of Jews gathered outside to say mourning prayers.
Sims' death marked the 1st time in almost 73 years
that Florida executed anyone by a method other than electrocution.
Florida joined 34 other states that also use lethal injection.
The U.S.
Supreme Court and the 11th Circuit Court of Appeals in Atlanta denied
his last appeals late Tuesday. Last week, the Florida Supreme Court
rejected Sims' claims of innocence and his challenge to the new method
of execution. Last fall, Sims unsuccessfully fought the
constitutionality of the electric chair.
The execution team was well-prepared, having
practiced "well over a dozen times," Drake said before the death.
According to a protocal issued by prison officials, after his final meal,
Sims was showered and dressed in his funeral suit. A prison doctor
offered him Valium to calm his nerves.
Out of view of the media and
official witnesses, prison officials strapped Sims to a gurney in a
small preparation room, placing an intravenous line into each of his
arms and securing a heart monitor. An agent of the Florida Department of
Law Enforcement observed, making sure the inmate wasn't mistreated.
The grim work was done out of the view of witnesses
to protect the identity of members of the execution team. An anonymous
executioner, wearing a black hood in keeping with prison tradition,
pushed a plunger sending two syringes filled with sodium pentothal, an
anesthetic in a dose strong enough to kill, into Sims' arm.
Next he
injected a saline solution, followed by 2 syringes of a pancuronium
bromide, a muscle relaxant to halt breathing. Another saline solution
followed, then 2 syringes of the lethal potassium chloride. The
executioner earned $150 for the job.
On the day of the 1977 slaying, George Pfiel, 55, who
became a deputy after retiring from the New York City Police Department
after 22 years, was off duty and had stopped to pick up a prescription
for his wife, Florence. Sims and another man, Curtis Baldree were
holding up the pharmacy, while 2 other men waited in a car.
When Sims
spotted Pfeil's uniform, he opened fire. The fatally wounded deputy
fired and hit Sims in the hip. Sims was not arrested until June 1978
after an attempted robbery in California. Sims steadfastly maintained
his innocence.
The Florida legislature, meeting in special session
earlier this year, approved giving death row inmates the option of
choosing lethal injection over the electric chair. It was the 1st
execution since the July 8, 1999, electrocution of Allen Lee "Tiny"
Davis.
Blood poured from Davis' nose, making a plate-sized stain on his
white shirt. Sims becomes the 1st Florida inmate to be put to death this
year and the 45th overall since the state resumed capital punishment in
1979. Sims also becomes the 15th condemned inmate to be put to death
this year in the USA and the 613th overall since America resumed
executions on Jan. 17, 1977.
(Sources: Sun-Sentinel & Rick Halperin)
February 24, 2000
STARKE -- The first Florida
prisoner to die by lethal injection went to his grave yesterday saying
his prayers and proclaiming his innocence.
After telling his family,
friends and rabbi that he loved them, Terry Melvin Sims said he wasn't
guilty of fatally shooting off-duty volunteer Seminole County sheriff's
deputy George Pfeil during a drugstore robbery. "I'm not guilty of the
charge of murder," Sims said, lying strapped to a gurney with needles
secured in his arms that would deliver several lethal chemicals. "I
stand before my God of the Jewish faith." Sims then whispered a prayer
in Hebrew, and said: "Peace, happiness and love to all."
As officials turned off the microphone, Florida State
Prison warden James Crosby briefly spoke to Gov. Jeb Bush, then nodded
to a hooded executioner behind a two-way mirror.
Suddenly, Sims turned
to Rabbi David Kane and began speaking again, but only a muffle could be
heard through a glass partition separating him and about 30 witnesses.
Within 20 seconds, Sims gasped for air, his lips trembled and a glaze
covered his eyes.
Sims was pronounced dead at 7:10 a.m. Prison officials
said the procedure, which is supervised by two physicians, went off with
no problems. But an autopsy will be performed. "It was a textbook
execution," prison spokesman C.J. Drake said.
While 50 anti-death penalty protesters stood outside
the prison with candles and signs, Pfeil's wife waited at her home near
Orlando. Shortly after 7 a.m., she received a series of phone calls from
the Governor's Office, the State Attorney's Office and the Seminole
County sheriff, who witnessed the execution at her request. "There's no
question in my mind that he was guilty," she said, recalling that during
the trial Sims claimed to be a born-again Christian. "There were two
eyewitnesses and he had my husband's bullet in his hip."
It was Dec. 29, 1977. George Pfeil, a 57-year-old
retired New York police officer, had just finished working and stopped
by a Longwood pharmacy to pick up a prescription for his wife. Sims was
in the front of the store, acting as a lookout, and ordered Pfeil into
the store when he saw him approaching wearing his uniform. A moment
later, Sims fired a shot and Pfeil returned fire. Sims shot two more
times. Pfeil died on the sidewalk outside the drugstore as Sims fled.
Not only did Florence Pfeil lose a husband that day,
she lost the support to raise the last of her four children. Pfeil, 70,
still works two days a week as a nurse at the Florida Hospital in
Orlando to make ends meet. "The relief is in the fact that it's finally
over after all these years and justice was done," she said. "I guess I'm
still angry... I would have liked to see him suffer the way he made my
family suffer all these years." While she spent a restless night waiting
for 7 a.m., Sims enjoyed his last meal of grilled grouper, french fries,
chef's salad with tomatoes and bleu cheese dressing, Coca-Cola and
Boston cream pie.
A calm and complacent Sims finished most of the meal,
except for the pie he shared with several correctional officers who had
been watching him since his death warrant was signed in October.
He also
gave a slice to Anthony Bryan, waiting in a neighboring cell for his
execution this morning. Sims spent the remainder of the night with his
lawyer and rabbi before taking a shower about 5:30 a.m. and slipping
into his funeral clothes.
Out of view of the witnesses, prison officials
strapped Sims to a gurney, placed an intravenous line into each of his
arms and secured a heart monitor. A Florida Department of Law
Enforcement agent observed, making sure he wasn't mistreated.
Guards
then wheeled the gurney into the room where the electric chair once sat.
After Sims spoke his last words, the executioner pushed a plunger
sending two syringes filled with sodium pentothal, an anesthetic in a
dose strong enough to kill, into Sims' arm. It was followed by two
syringes of pancuronium bromide, a muscle relaxant to halt breathing and
two syringes of lethal potassium chloride. The executioner, chosen from
a list created in 1976 after the prison ran a newspaper advertisement
seeking volunteers, was paid $150.
Although the Legislature changed the primary method
of execution from electrocution to lethal injection last month,
protesters said it was just another way for the state to legally murder.
"There are alternatives," said Linda McCray of Gainesville, suggesting
life in prison without parole or rehabilitation. "I don't think it's any
more humane for the person they are murdering."
Sims' relatives did not
attend the execution. Members of Gainesville's Jewish community prayed
across the street from the prison. The new method of capital punishment
is why Florence Pfeil chose not to see her husband's killer die. "I've
seen hundreds of people put to sleep," she said. "It's like they took
the sting out of it."
(This report contains material from The Associated
Press and Newsday.)
February 24, 2000
STARKE -- At 7:01 a.m., the warden nodded. Unseen, a
black-hooded executioner pushed down on a syringe plunger and the
chemicals started to flow. The man strapped to the gurney began to talk.
Then his jaw slackened and he moved no more. At 7:10 a.m., he was
pronounced dead.
With that, convicted killer Terry Melvin Sims
antiseptically passed into history Wednesday, the first Florida man to
be executed by lethal injection. Sims received a fatal dose of chemicals
designed to render him unconscious, cause paralysis and then induce a
massive coronary.
A heart monitor flatlined eight minutes after the
warden's nod, according to Department of Corrections officials, but Sims
died without so much as a twitch. Barring any last-minute stays, a
second death row inmate will meet the same fate today.
Sims' execution ushers in a new era in Florida's
sometimes gruesome history of capital punishment. For 76 years, the
state executed the condemned in an electric chair known as "Old Sparky."
But after a string of executions punctuated by blood, smoke and fire,
the U.S. Supreme Court agreed in October to hear arguments that the
chair was unconstitutional.
To avoid a legal showdown with the justices
in Washington, lawmakers last month reluctantly voted to offer inmates a
choice of lethal injection. That cleared the way for executions to
resume.
Sims, 58, was sentenced to death for the 1977 murder
of George Pfeil, an off-duty volunteer deputy with the Seminole County
Sheriff's Office. Pfeil was fatally shot after he walked in on a
drugstore robbery in the Central Florida town of Longwood. He was there
to fill a prescription for his wife.
Sims spent his final hours praying with a rabbi,
refusing a Valium to calm his nerves. As he lay strapped to a gurney,
intravenous needles inserted into each of his bound arms, he proclaimed
his innocence in a final death chamber statement. "I'm not guilty of
this charge of murder," said the slight, bespectacled Sims. "I stand
before my God." Sims then began to pray in Hebrew, ending with "peace,
happiness and love to all." At 7:01 a.m., Florida State Prison Warden
James Crosby nodded to an anonymous executioner hidden behind a one-way
mirror.
The chemicals began flowing through clear tubing that
snaked from Sims' arms through a hole in the wall separating the death
chamber from the executioner's unseen perch.
Sims spoke again at 7:02
a.m., but his words were unintelligible: The microphone that piped his
final statement into the witness room had been shut off. His lips parted
slightly. By 7:03, with none of the hand-clenching or slumping that
accompanied the high-voltage executions, Sims was motionless. In what
officials said was a signal that Sims' heartbeat no longer registered on
an out-of-sight monitor, a white-coated physician's assistant stepped
from behind a curtain at 7:09 a.m.
He placed a stethoscope against Sims'
chest. Then a doctor pronounced Sims dead at 7:10 a.m. "It was a
textbook procedure," said Department of Corrections spokesman C.J. Drake.
"The execution was administered in a thoroughly professional, humane and
dignified manner and went off without a hitch."
Pfeil's family did not attend Wednesday's execution.
But Seminole County Sheriff Don Eslinger, who took office shortly after
Pfeil was murdered and remembers the bloody crime scene photos, did.
Eslinger called the disparity between the Pfeil's violent murder and
Sims' uneventful execution "kind of ironic." But he said he does not
care that Sims did not die in the chair. "I don't care about the
peacefulness, how benign, how clinical the process," Eslinger said. "The
finality of the sentence is what's important to the community."
About 50 anti-death penalty protesters marched in a
field outside the North Florida prison early Wednesday. They included
the family of Anthony Bryan, who is set to die today for the 1983 murder
of George Wilson, a Mississippi night watchman.
Bryan kidnapped Wilson,
took him to Santa Rosa County in the Florida Panhandle and shot him in
the face. Like Eslinger, Bryan's son doesn't see much difference between
dying in a chair or by the needle. "It doesn't make it easier at all,"
said Bradley Bryan, 16, fighting back tears. "They say, "Oh, it's okay,
it's just a little prick.' No, that's not true."
Some of the difference between electrocution and
lethal injection are minor. Traditionally, inmates eat a last meal
shortly before their death. But because the mixture of food and
chemicals could cause vomiting, Sims was served 12 hours in advance.
He shared some of his Boston creme pie with guards and Bryan. Perhaps the
biggest change is that many of the mechanics of carrying out death
sentences now take place out of view of the media and official witnesses.
In the past, witnesses looked on as an inmate was led
into the death chamber and strapped to the electric chair. Body
movements made it clear when the electric jolts began and ended.
When
something went wrong, there was a paper trail to follow: A machine
recorded the voltage. Gone Wednesday was the leather and metal hood that
used to be fitted on freshly shorn heads, the better to conduct
electricity. Gone was the black cloth that draped the faces of the
condemned. Gone, too, was much of the ability to monitor how the
Department of Corrections carries out executions.
Sims was strapped to the gurney in a room behind the
death chamber. The only outside witness to see a medical technician
insert the intravenous lines into Sims' arms was a Florida Department of
Law Enforcement agent.
The agent will not write a report or share
observations unless compelled to do so in court, Drake said. Officials
pulled a curtain separating the witness room from the death chamber only
after Sims was in place.
Though Sims' face was visible, a sheet was
pulled to his neck. Because the syringes also were hidden from view, it
was impossible to verify whether the chemicals were administered in the
proper order.
Recently compelled to disclose that order in court,
department officials testified that inmates would be injected first with
sodium pentothal, an anesthetic commonly used in surgery but
administered in a strong enough dose to kill, followed by a paralyzing
dose of a muscle relaxant that slows breathing to a crawl. Finally, the
executioner is to administer potassium chloride, which stops the heart.
The department also chose not to print the readout
from the heart monitor. Drake said some of the secrecy is out of concern
for the dignity of the inmate. But there may be another factor at work.
Without paperwork and witnesses, it is difficult to make the case that
the department is administering lethal injection in an
unconstitutionally cruel and unusual manner, an argument that delayed
electric chair executions. "The Department of Corrections does not have
a stellar reputation when they implement the death penalty," said
Gregory Smith, a lawyer representing Bryan. "They are administering this
drug that paralyzes, so if something does go wrong, the person could not
demonstrate that they are in distress."
Sims was the 45th Florida inmate to be executed since
the U.S. Supreme Court reinstated the death penalty in 1976. He is also
the first to be executed since Allen "Tiny" Davis was put to death in
the electric chair last July. Davis died with blood pouring from his
nose in a spectacle that led the nation's high court to threaten its
review.
For the 1st time in its history, Florida executed an
inmate by injection Wednesday following a high-profile struggle with how
the state's condemned should be put to death.
Terry Melvin Sims was
given a lethal dose of chemicals shortly after 7 a.m. for the fatal
shooting of a sheriff's deputy during a drugstore robbery in the central
Florida town of Longwood on Dec. 19, 1977. A prison doctor pronounced
him dead at 7:10 a.m., the governor's office said.
About 2 dozen anti-death penalty protestors, carrying
candles and signs, marched in the chilly dawn outside Florida State
Prison in rural north Florida during the execution. "I would like to see
Mr. Bush here," Michele Agans of St. Augustine said of Gov. Jeb Bush,
who pushed the legislation allowing the condemned to choose between
electrocution and lethal injection. "If he is ordering this man's death,
he should be in there watching."
Sims, 58, ate a final meal, sharing it with guards
and Anthony B. Bryan, who is set to be executed Thursday and is being
held in an adjoining cell. Sims, who was Jewish, also met with a rabbi,
said Florida State Prison spokesman C.J. Drake. During the execution, a
small group of Jews gathered outside to say mourning prayers.
Sims' death marked the 1st time in almost 73 years
that Florida executed anyone by a method other than electrocution.
Florida joined 34 other states that also use lethal injection.
The U.S.
Supreme Court and the 11th Circuit Court of Appeals in Atlanta denied
his last appeals late Tuesday. Last week, the Florida Supreme Court
rejected Sims' claims of innocence and his challenge to the new method
of execution. Last fall, Sims unsuccessfully fought the
constitutionality of the electric chair.
The execution team was well-prepared, having
practiced "well over a dozen times," Drake said before the death.
According to a protocal issued by prison officials, after his final meal,
Sims was showered and dressed in his funeral suit. A prison doctor
offered him Valium to calm his nerves.
Out of view of the media and
official witnesses, prison officials strapped Sims to a gurney in a
small preparation room, placing an intravenous line into each of his
arms and securing a heart monitor. An agent of the Florida Department of
Law Enforcement observed, making sure the inmate wasn't mistreated.
The grim work was done out of the view of witnesses
to protect the identity of members of the execution team. An anonymous
executioner, wearing a black hood in keeping with prison tradition,
pushed a plunger sending two syringes filled with sodium pentothal, an
anesthetic in a dose strong enough to kill, into Sims' arm.
Next he
injected a saline solution, followed by 2 syringes of a pancuronium
bromide, a muscle relaxant to halt breathing. Another saline solution
followed, then 2 syringes of the lethal potassium chloride. The
executioner earned $150 for the job.
On the day of the 1977 slaying, George Pfiel, 55, who
became a deputy after retiring from the New York City Police Department
after 22 years, was off duty and had stopped to pick up a prescription
for his wife, Florence.
Sims and another man, Curtis Baldree were
holding up the pharmacy, while 2 other men waited in a car. When Sims
spotted Pfeil's uniform, he opened fire.
The fatally wounded deputy
fired and hit Sims in the hip. Sims was not arrested until June 1978
after an attempted robbery in California. Sims steadfastly maintained
his innocence.
The Florida legislature, meeting in special session
earlier this year, approved giving death row inmates the option of
choosing lethal injection over the electric chair. It was the 1st
execution since the July 8, 1999, electrocution of Allen Lee "Tiny"
Davis.
Blood poured from Davis' nose, making a plate-sized stain on his
white shirt. Bryan, 40, is scheduled to die for the Aug. 12, 1983,
murder of George Wilson in Santa Rosa County in the Florida Panhandle.
Sims becomes the 1st Florida inmate to be put to
death this year and the 45th overall since the state resumed capital
punishment in 1979. Sims also becomes the 15th condemned inmate to be
put to death this year in the USA and the 613th overall since America
resumed executions on Jan. 17, 1977.
155 F.3d 1297
United States Court of Appeals, Eleventh Circuit.
Sept. 22, 1998
Before DUBINA, CARNES and HULL, Circuit Judges.
DUBINA, Circuit Judge:
The State of Florida ("the State")
appeals the district court's judgment granting in part
TerryMelvinSims's ("Sims")
petition for federal habeas corpus relief as to his death sentence.
Sims cross-appeals the district court's
judgment denying his claims challenging the validity of his
conviction. After reviewing the entire record in this case, and
having the benefit of oral argument and the parties' briefs, we
affirm the district court's judgment denying habeas relief as to
Sims's guilt stage issues, but we reverse
the district court's judgment granting habeas relief as to
Sims's sentencing stage issues.
The facts are recited verbatim
from the Florida Supreme Court's opinion on direct review of
Sims's conviction and sentence.
Terry
MelvinSims was convicted for the
first-degree murder of George Pfeil, an off-duty deputy sheriff who
entered a pharmacy while it was being robbed by
Sims and three other men. Two of these other participants,
Curtis Baldree and B.B. Halsell, were the state's chief witnesses.
They testified that Sims and Baldree armed
themselves with pistols and entered the pharmacy, while Halsell and
the fourth participant, Gene Robinson, waited in a car a short
distance away. Baldree said that he went to the back of the store to
rob the pharmacist while Sims stayed at the
front of the store watching the door. Sims
ordered the customers and employees to the back of the store and
into the bathroom. While Pfeil came into the store he and
Sims exchanged gunfire. Pfeil was shot
twice and Sims was wounded in the hip.
Sims and Baldree escaped the scene and
later joined their accomplices. The four men then departed the area.
This account of the robbery and the shooting was
confirmed by pharmacist Robert Duncan, Duncan's wife and daughter
both of whom worked at the store, and two customers who identified
appellant. One of the customers, William Guggenheim, testified that
he tried to leave the store when he saw a man pointing a gun at the
pharmacist. He was stopped by Sims who took
his wallet. Guggenheim said he then saw Sims
shoot a man who was entering through the front door.
The main theory of defense was mistaken identity.
The defense attempted to discredit Baldree and Halsell on the basis
of their bad character, drug addiction, criminal records, and the
plea arrangements between them and the state. The defense attacked
the identification testimony of one of the customers as the product
of a suggestive photographic line-up and questioned the testimony of
Guggenheim on the basis of his earlier failure to choose appellant
from a photographic line-up. The defense then presented evidence of
appellant's resemblance to another individual said to be a frequent
criminal associate of Baldree and Halsell.
The jury returned verdicts of guilty of first-degree
murder and robbery. At the sentencing phase, the state presented a
certified copy of a 1971 Orange County conviction for assault with
intent to rob. The defense presented witnesses who testified to
appellant's good character and difficult background circumstances.
The jury recommended death. Finding several aggravating
circumstances and no mitigating circumstances, the trial judge
adopted this recommendation.
Sims v.
State, 444 So.2d 922, 923-24 (Fla.1983).
Sims's
conviction and sentence were affirmed on direct appeal.
Sims v. State, 444 So.2d 922 (Fla.1983).
Sims raised numerous issues on direct
appeal: (1) whether he was denied his Sixth Amendment right to
cross-examine a witness when the trial court curtailed defense
counsel's cross-examination of Baldree; (2) whether the trial court
erred in denying his motion for mistrial when a witness mentioned
using Sims's "mug shot" in a photographic
display; (3) whether the trial court erred in excluding from
evidence documents corroborative of a defense witness's testimony;
(4) whether the prosecutor made several improper comments during his
closing argument; (5) whether the trial court erred by not granting
his request for an evidentiary hearing on whether the exclusion of
potential jurors unalterably opposed to the death penalty results in
a jury predisposed toward conviction; (6) whether
Sims was improperly prevented from further questioning a
juror in a post-trial hearing about whether the jurors had
considered Sims's failure to testify in
reaching their verdict; (7) whether the trial court erred in
allowing the jury to return verdicts on multiple and inconsistent
counts; and (8) whether the trial court properly imposed a sentence
of death. The Florida Supreme Court found no merit to issues one,
two, three, five, six, and seven. 444 So.2d at 923-24. The court
found issue four to be procedurally barred because counsel failed to
object at trial to the prosecutor's alleged improper comments.
Therefore, the issue was not preserved for appeal. See State v.
Cumbie, 380 So.2d 1031, 1033 (Fla.1980).
With respect to the sentencing
issues, the Florida Supreme Court determined that two aggravating
circumstances were improperly "double-counted" and that the
aggravating factor that the murder was heinous, atrocious, or cruel
was improper, but harmless. 444 So.2d at 926. Despite these errors,
and in light of no mitigating circumstances, the court found that
the death sentence was nonetheless appropriate. The court found
three aggravating circumstances valid: that the capital felony was
committed in the course of a robbery, that it was committed for the
purpose of avoiding arrest, and that Sims
had previously been convicted of life-threatening crimes. Id. Thus,
"[w]here there are some aggravating and no mitigating circumstances,
death is presumed to be the appropriate punishment." Id.
Sims
filed a petition for habeas relief in the state court and later
voluntarily dismissed that petition. Sims
then filed a motion to vacate the judgment and sentence and a motion
for collateral relief pursuant to Florida Rule of Criminal Procedure
3.850. The trial court addressed both motions in its order. R.Vol.
12, Tab 7. Sims challenged his conviction
and sentence raising numerous issues: (1) whether his attorneys
provided ineffective counsel at the guilt stage proceedings because
they failed (a) to explain why further cross-examination of witness
Baldree was necessary, (b) to challenge the alleged
misidentification of Sims by witness Sue
Kovec due to her hypnosis, (c) to object to improper closing
argument by the prosecutor, and (d) to object to and request a
hearing on the necessity of numerous security measures employed at
trial; (2) whether the prosecutor knowingly used perjured testimony
regarding the full extent of the bargain Halsell received from the
State for his testimony; (3) whether Sims's
attorneys were ineffective at the penalty phase because their guilt
stage errors affected their performance at sentencing and because
they failed to object to the prosecutor's attempts to develop
sympathy for the victim; (4) whether the death sentence is
unconstitutional because no court found that Sims
had the specific intent to cause the victim's death; (5) whether the
death penalty is imposed in an arbitrary and discriminatory manner;
(6) whether the death sentence is unreliable because the court told
the jury that the sentencing decision was not their sole
responsibility; (7) whether Sims's
attorneys were ineffective for failing to attack the photo line-up
the witnesses saw; (8) whether Sims's
attorneys were ineffective for failing to adequately investigate and
present additional evidence supporting the defense theory that
Terry Wayne Gayle, not
Sims, was the fourth participant in the robbery; (9) whether
the State withheld exculpatory evidence (receipt of lock pullers
bearing Gayle's signature); (10) whether there was Hitchcock1
error; (11) whether Sims was prevented from
showing evidence of sentencing disparity between himself and his co-participants;
(12) whether the prosecutor improperly used victim impact evidence;
(13) whether counsel failed to investigate, develop, and present
additional evidence of mitigation; (14) whether there was a failure
to investigate the prior violent felonies and present available
evidence to mitigate or exclude them; and (15) whether the trial
court erred in failing to adequately inform the jury of the impact
of its recommendation. After conducting an evidentiary hearing on
Sims's motions for post-conviction relief,
the trial court denied relief. The Florida Supreme Court affirmed
the trial court's judgment. Sims v. State,
602 So.2d 1253 (Fla.1992).
Sims next
filed a state petition for writ of habeas corpus in the Florida
Supreme Court.2
The Florida Supreme Court denied relief, finding all claims
procedurally barred except for the ineffective assistance of
appellate counsel claim, which the court denied on the merits.
Sims v. Singletary, 622 So.2d 980, 981 (Fla.1993).
Sims then
filed a petition for writ of habeas corpus relief under 28 U.S.C. §
2254 in the federal district court. The district court issued an
order denying Sims's petition for habeas
relief as to his conviction, but granting it as to his death
sentence. For the reasons that follow, we affirm the district
court's judgment denying habeas relief on Sims's
guilt stage claims but reverse the judgment insofar as it grants
habeas relief on Sims's penalty stage
claims.
The district court's grant or
denial of habeas corpus relief is reviewed de novo. Byrd v. Hasty,
142 F.3d 1395, 1396 (11th Cir.1998). "A district court's factual
findings in a habeas corpus proceeding are reviewed for clear
error." Id. An ineffective assistance of counsel claim is a mixed
question of law and fact which we review de novo. Dobbs v. Turpin,
142 F.3d 1383, 1386 (11th Cir.1998).
1. Whether Sims's
attorneys were ineffective for the following reasons:
a. failure to challenge the "suggestive
identification procedures;"
b. failure to object to the use of hypnotically-induced
testimony;
c. failure to object to the use of shackles on
the defendant;
d. failure to adequately confront and
cross-examine Baldree;
e. failure to object to improper prosecutorial
comment; and
f. counsel's commission of numerous omissions and
errors that undermined confidence in the verdict.
2. Whether Sims's
constitutional rights were violated when unreliable hypnotically
enhanced testimony was used against him.
3. Whether the trial court
unconstitutionally curtailed defense counsel's cross-examination of
witness Curtis Baldree.
4. Whether the prosecution failed
to reveal the actual terms of the plea agreement extended to James "B.B."
Halsell in exchange for his testimony.3
5. Whether the prosecution
withheld exculpatory documentary and testimonial evidence.
6. Whether there was prosecutorial
misconduct during closing argument at the penalty stage.
7. Whether the trial court erred
when it denied Sims's request for an
evidentiary hearing to determine the "prosecution-proneness" of the
jury empaneled in his case.
8. Whether Sims
was denied a fair trial because the trial court denied a motion for
mistrial based on a witness's reference to Sims's
"mug shot" during trial.
9. Whether Sims's
federal rights were violated when the trial court ended post-trial
inquiry of a juror and denied Sims's motion
for a new trial.
10. Whether the trial court erred
in permitting the jury to return general verdicts on allegedly
multiple and inconsistent counts of first degree murder.
11. Whether Sims
received ineffective assistance of appellate counsel on direct
appeal.
12. Whether Sims
was denied the right to present a defense and have a fair trial
because of the trial court's exclusion of three documents.
13. Whether errors during the
guilt phase require vacating Sims's death
sentence.
14. Whether there was
constitutional error with regard to Sims's
sentencing due to a Hitchcock violation.
1. Ineffective Assistance of
Counsel at the Guilt-Stage
The law regarding ineffective
assistance of counsel claims is well settled and well documented. In
Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d
674 (1984), the Supreme Court set forth a two-part test for
analyzing ineffective assistance of counsel claims. According to
Strickland,
First, the defendant must show that counsel's
performance was deficient. This requires showing that counsel made
errors so serious that counsel was not functioning as the "counsel"
guaranteed the defendant by the Sixth Amendment. Second, the
defendant must show that the deficient performance prejudiced the
defense. This requires showing that counsel's errors were so serious
as to deprive the defendant of a fair trial, a trial whose result is
reliable.
Strickland, 466 U.S. at 687, 104
S.Ct. 2052. "When applying Strickland, we are free to dispose of
ineffectiveness claims on either of its two grounds." Oats v.
Singletary, 141 F.3d 1018, 1023 (11th Cir.1998).
The various claims of ineffective
assistance of counsel asserted by Sims are
as follows:
(a) Sims
claims that his attorneys provided ineffective counsel by failing to
challenge the suggestive identification procedures at trial.
Sims complains that a photographic line-up
and media coverage interfered with the in-court identification of
him by witnesses Sue Kovec ("Kovec"), William Guggenheim ("Guggenheim"),
and Colleen Duncan ("Colleen"). The record discloses that
Sims's counsel filed a pre-trial motion to
suppress the suggestive identification procedures. R. Vol. 5, p.
958, 968; Vol. 7, pp. 1165-1211; Vol. 14, pp. 220, 300.4
The trial court conducted an evidentiary hearing and denied the
motion. R. Vol. 5, p. 972. There is nothing in the record to suggest
that the photographic line-up was suggestive. Detective Ralph
Salerno ("Salerno") testified that he showed the photographic line-up
to the witnesses. R. Vol. 7, p. 1174; Vol. 14, p. 645. Robert Duncan
("Duncan"), the pharmacist, was unable to identify anyone;
Guggenheim identified Baldree; and Kovec identified Baldree and
Sims. Salerno showed the line-up to these
witnesses because they had all indicated that they would be able to
identify the perpetrators again. The fact that Kovec was the only
witness to identify Sims indicates that the
photographic line-up was not suggestive. Additionally, defense
counsel crossexamined all of the witnesses regarding their in-court
identification of Sims. Accordingly, their
failure to object at trial to the alleged suggestiveness of the
photographic line-up cannot be deemed legally deficient.
(b) Sims
argues that his lawyers provided ineffective counsel by failing to
object to the use of hypnotically-enhanced testimony. Specifically,
Sims claims that counsel should have (1)
thoroughly cross-examined the witnesses at trial regarding their
hypnosis sessions and (2) argued that the testimony of the
hypnotically refreshed witnesses should have been excluded under
state law in effect at the time this case was tried in 1978. Both
arguments center around the testimony of Duncan, Guggenheim, and
Kovec, who were subjected to hypnosis a few days after the crime.
The hypnotist, Bruce Drazen ("Drazen"), had been conducting hypnotic
sessions for the police department for several years, although he
had no formal educational training in hypnosis. R. Vol. 13, pp.
34-36. Drazen had not read the statements of the witnesses and had
no knowledge of what the suspects looked like. Id. at 48. The main
thrust of his hypnosis sessions was to develop better details of the
perpetrators. Id. at 50. Either during or immediately after the
hypnosis sessions, the witnesses talked to a police artist who
attempted to draw pictures reflecting the characteristics of the
alleged perpetrators. Id. at 59.
The record indicates that
Sims's counsel did file a pre-trial motion
to strike the introduction of the hypnotically refreshed testimony,
but apparently did not follow up on that motion. During the trial,
counsel did not cross-examine the witnesses about their hypnosis
sessions. At Sims's Rule 3.850 hearing, one
of Sims's lawyers, Bill Heffernan ("Heffernan"),
stated that he did not research the question of whether hypnotically
refreshed testimony was admissible. Sims's
other lawyer, Mark Rabinowitz ("Rabinowitz"), testified that he did
conduct research on the subject and concluded that the testimony was
admissible.
In its ruling on
Sims's Rule 3.850 motion, the trial court noted that the use
of hypnotically refreshed testimony was permitted at the time of
Sims's trial, although it was later
discredited in Bundy v. State, 471 So.2d 9 (Fla.1985), and
determined to be inadmissible. Thus, counsel could not be held
ineffective for failing to object to testimony that was admissible
at the time of Sims's trial. Additionally,
Sims's counsel determined that the
witnesses's credibility could be attacked by other means. The trial
court found that "[t]his decision falls within the wide range of
professionally competent assistance that counsel must make in every
trial. Furthermore, counsel is not required to anticipate changes in
the law resulting from subsequent court decisions." R. Vol. 12, Tab
7, p. 5.
On appeal, the Florida Supreme
Court affirmed the trial court's ruling, noting that in 1978, "it
was evident that forensic hypnosis was often employed." 602 So.2d at
1256. The court further found that even if counsel had been
ineffective, Sims was not prejudiced within
the meaning of Strickland. First, Drazen did not know what the
perpetrators looked like, so his questions could not have been
suggestive. Second, the State presented the testimony of
Sims's two accomplices who identified
Sims as the triggerman so that the
hypnotically refreshed testimony was not the only evidence on this
point. Moreover, even if the Bundy analysis had been available at
the time of Sims's trial, much of the
hypnotized witnesses's testimony would still have been admissible.
602 So.2d at 1256. See Stringer v. Black, 503 U.S. 222, 235, 112
S.Ct. 1130, 117 L.Ed.2d 367 (1992)(federal courts will not challenge
a state court's determination of state law).
Under the circumstances of the
case, we cannot find that counsel's performance fell outside the
range of reasonably competent assistance. Counsel's testimony at the
Rule 3.850 hearing supports a reasonable interpretation that there
was a strategic decision on counsel's part not to attempt to mount
an attack on the unreliability of hypnotically refreshed testimony.
R. Vol. 13, pp. 147-57; Vol. 14, pp. 303-08.
Sims's
attorneys felt confident that they could attack the reliability of
the witnesses's identification on cross-examination. Accordingly,
under our precedents dealing with tactical choice by counsel, we
conclude there was no deficient performance. See e.g. Davis v.
Singletary, 119 F.3d 1471, 1477 (11th Cir.1997)(attorney's failure
to attempt to impeach a witness on grounds that the witness had been
hypnotized was reasonable, tactical decision because bringing to the
jury's attention the fact that a prosecution witness had been
hypnotized would have run the risk of bolstering that witness's
testimony in the eyes of the jury), cert. denied, --- U.S. ----, 118
S.Ct. 1848, 140 L.Ed.2d 1097 (1998); Spaziano v. Singletary, 36 F.3d
1028, 1039 (11th Cir.1994)(counsel made a strategic decision to keep
from the jury the fact of the hypnosis). See also Thompson v. Nagle,
118 F.3d 1442, 1452 (11th Cir.1997)(defense counsel's decision to
present a mental health defense based on the testimony of the
defendant's father and one mental health expert was strategic choice
since this strategy would prevent the admission of damaging
testimony at trial), cert. denied, --- U.S. ----, 118 S.Ct. 1071,
140 L.Ed.2d 130 (1998); Lambrix v. Singletary, 72 F.3d 1500, 1504-05
(11th Cir.1996)(counsel's decision not to present a wealth of
evidence of chemical dependency was a tactical choice since counsel
determined that such evidence would be detrimental rather than
beneficial in the sentencing phase), aff'd, 520 U.S. 518, 117 S.Ct.
1517, 137 L.Ed.2d 771 (1997); Mills v. Singletary, 63 F.3d 999,
1024-26 (11th Cir.1995)(counsel's decision to curtail further
investigation into co-defendant's psychiatric treatment comported
with trial strategy and counsel's decision not to present additional
mitigating evidence was reasonable), cert. denied, 517 U.S. 1214,
116 S.Ct. 1837, 134 L.Ed.2d 940 (1996). In sum, we agree with the
state courts that this strategic decision was not one of those
relatively rare strategic decisions that is outside the wide range
of reasonable professional assistance.5
Sims also
argues that his counsel should have been aware of two recent
decisions of the Florida District Court of Appeals, Third District,
which held that hypnotically refreshed testimony was inadmissible.
See Rodriguez v. State, 327 So.2d 903, 904 (Fla. 3rd Dist.Ct.App.1976);
Shockey v. State, 338 So.2d 33, 37 (Fla. 3rd Dist.Ct.App.1976). He
contends that the trial court and counsel were bound by these
opinions although the trial court was not in the third district
court of appeals. Even if the trial court were bound by these
decisions, they are distinguishable.
In Rodriguez, the court addressed
the sole question of whether the trial court erred by prohibiting
the admission of statements made by the defendant under hypnosis.
This is materially different from the hypnotically refreshed
testimony of witnesses used in Sims's case.
The Rodriguez court found no abuse by the trial court in disallowing
the hypnotically induced statements of the defendant, but noted that
it "remains unconvinced of the reliability of statements procured by
way of hypnosis." 327 So.2d at 904. This is not a definitive
statement regarding the admissibility of hypnotically refreshed
testimony such that counsel would have known that hypnotically
refreshed testimony was not admissible in this case.
Additionally, in Shockey, the
defendant filed a motion for new trial relying upon evidence from
his accomplice's hypnotic session which tended to corroborate the
defendant's version of the crime. The court found that the trial
court properly denied the motion because the hypnotically induced
testimony was not admissible. 338 So.2d at 37. Again, the Shockey
decision is not a definitive statement regarding the use of
hypnotically refreshed testimony such that Sims's
counsel should have known it was admissible in his case.
As the Florida Supreme Court noted
on appeal of Sims's denial of post-conviction
relief, the use of forensic hypnosis was admissible at the time of
Sims's trial. "It was not until seven years
later that this Court held that hypnotically obtained testimony was
inadmissible." 602 So.2d at 1256 (citing Bundy v. State, 471 So.2d 9
(Fla.1985)). If the Rodriguez and Shockey decisions had been binding
on the trial court, the Florida Supreme Court would have indicated
that in its opinion, but it did not. We will not challenge a state
court's determination of state law. See Stringer v. Black, 503 U.S.
222, 235, 112 S.Ct. 1130, 117 L.Ed.2d 367 (1992)("It would be a
strange rule of federalism that ignores the view of the highest
court of a State as to the meaning of its own law."); Parker v.
Dugger, 498 U.S. 308, 327, 111 S.Ct. 731, 112 L.Ed.2d 812 (1991)(White,
J., dissenting)("It is axiomatic that ... the views of the State's
highest court with respect to state law are binding on the federal
courts.") (citations and quotation omitted); Cargill v. Turpin, 120
F.3d 1366, 1381 (11th Cir.1997)("We are not at liberty to challenge
this state court determination of state law."), cert. denied, ---
U.S. ----, 118 S.Ct. 1529, 140 L.Ed.2d 680 (1998).
Accordingly, we are not persuaded
that Sims's attorneys were ineffective by
failing to object to the use of hypnotically refreshed testimony
since the law at the time of Sims's trial
supported the admissibility of such testimony. Assuming arguendo
that Sims's attorneys were ineffective
based on this failure to object, Sims has
shown no prejudice within the meaning of Strickland. As previously
noted, Drazen did not know what the killer looked like when he
conducted the hypnosis sessions, so his questions were not
suggestive. Further, assuming that none of the hypnotized witnesses
testified, the State presented the testimony of
Sims's accomplices who identified Sims
as the triggerman. Sims cannot demonstrate
that a reasonable possibility exists that the result of the
proceedings would have been different. He is entitled to no relief
on this claim of ineffectiveness.
(c) Sims
claims that his attorneys were ineffective due to their failure to
object when Sims was brought into court
wearing shackles or to object to the extra security measures in
place during his trial. At Sims's Rule
3.850 hearing Heffernan testified that he did object to the shackles
and that the trial court ordered them removed. R. Vol. 13, p. 146.
One of the prosecutors testified that Sims
was shackled at the start of trial, but he thought
Sims was brought in and seated before the jury entered the
courtroom. R. Vol. 14, pp. 268-70. Rabinowitz stated that
Sims came into the courtroom in shackles
and Bill [Heffernan] objected, but the trial court denied the motion.
Rabinowitz further stated that "[w]e were placed in a position that
if we stood up,--started asking the jury, we would be responsible
for poisoning the venire." R. Vol. 14, p. 312.
The record belies
Sims's claim that counsel failed to object
to the use of shackles. It was clear that counsel did object and
then made a strategic decision not to call attention to the shackles.
There is no merit to this claim.
Sims also
argues that counsel should have objected to the extra security
measures in place during his trial. At the post-conviction hearing,
Heffernan commented that security was very tight, but he made no
mention of how this affected his representation of
Sims. R. Vol. 13, p. 144. In light of Sims's
failure to show how this prejudiced his right to a fair trial, he is
entitled to no relief on this claim.
(d) Sims
argues that counsel failed to confront adequately and cross-examine
one of the State's key witnesses, Curtis Baldree. The substantive
component of this claim was presented on direct appeal and decided
adversely to Sims. 444 So.2d at 924.
Sims did not raise this specific claim as
one of ineffective assistance of counsel in his post-conviction
proceeding. Therefore, the claim is procedurally defaulted for our
purpose, and the district court erred in considering the claim on
the merits. See Footman v. Singletary, 978 F.2d 1207, 1211 (11th
Cir.1992).6
(e) Sims
argues that his lawyers were ineffective for failing to object to
improper prosecutorial comment and argument and improper judicial
instruction. During the course of the trial, the trial judge
corrected Sims's counsel twice during voir
dire, admonished counsel several times during opening argument, and
advised counsel to "move on" during cross-examination of two
witnesses. These admonitions by the trial court were done to correct
misstatements of counsel. When Sims's
counsel objected, the court similarly corrected the prosecutor. R.
Vol. 1, p. 93. Sims also claims that the
trial court improperly instructed defense counsel to discuss only
the evidence. Three of the four rulings by the trial court were in
response to appropriate objections by the prosecutor. R. Vol. 2, pp.
240, 241, 245. A review of the record demonstrates that none of the
trial court's comments conveyed its opinion about the evidence or
either party's case. There was no impropriety in the trial court's
rulings or comments.
Sims
contends that the trial court continually interrupted counsel's
examination of witnesses and denigrated defense counsel's
questioning of two key state witnesses. Having reviewed the record,
we see no indication that these admonitions directly or indirectly
influenced the jury. The trial court had complete control of the
case and his courtroom. The court treated all parties equitably in
ensuring that Sims received a fair trial.
Counsel's decision not to challenge the trial court's comments
cannot be deemed deficient.
Sims
claims he received ineffective counsel because his lawyers failed to
object to improper prosecutorial comments and argument. The
prosecutor's comments of which Sims
complains here consist of vouching for the credibility of witnesses,
referring to evidence not in the record, and attesting to the guilt
of the defendant. Sims's counsel did not
object during the closing argument to these comments. Heffernan
stated at the post-conviction hearing that he overlooked the
objection at closing, but also commented that "it doesn't make a
difference what a lawyer says at closing .... [the] court goes to
great lengths to instruct [the] jury that what counsel says in
closing is not evidence." R. Vol. 13, p. 189.
We conclude that counsel's actions
were not deficient; however, assuming arguendo that counsel's
failure to object to the prosecutor's comments constituted
ineffective assistance, Sims has shown no
prejudice as a result of this inaction. Five eyewitnesses, including
two accomplices, identified Sims during the
trial as the participant in the murder/robbery. Considering this
eyewitness testimony, the prosecutor's comments did not prejudice
Sims's trial.
(f) Sims
argues that his lawyers committed numerous errors and omissions
during trial which undermined confidence in the verdict. After
reading the record and determining that all of
Sims's claims of ineffectiveness are without merit, we
conclude that this claim too must fail. A defendant is entitled to a
fair trial, not a flawless one. Rose v. Clark, 478 U.S. 570, 579,
106 S.Ct. 3101, 92 L.Ed.2d 460 (1986). Our review of the record
convinces us that Sims received extremely
effective counsel. His attorneys vigorously cross-examined the
State's witnesses and argued for the exclusion of vital evidence.
Moreover, we note that the trial court complemented defense counsel
on their performance. R. Vol. 4, p. 768. Based on the totality of
the circumstances, Sims's counsel's
performance did not undermine confidence in the verdict.
2. The use of hypnotically
enhanced testimony
Sims
claims that his Fifth, Sixth, Eighth, and Fourteenth Amendment
rights were violated during trial when the State used unreliable
hypnotically enhanced testimony. The district court addressed this
claim on the merits and denied relief. A merits determination is not
necessary, however, because the claim is barred by the non-retroactivity
doctrine of Teague v. Lane, 489 U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d
334 (1989) (bars retroactive application in a 28 U.S.C. § 2254
proceeding of any rule of law which had not been announced at the
time the petitioner's conviction became final). See Spaziano v.
Singletary, 36 F.3d at 1043, (applying three steps of Teague: first
step is to determine when the defendant's conviction and sentence
became final; second step is determining whether the rule the habeas
petitioner seeks or upon which he relies is a new one; third step is
determining whether either of the two exceptions--rules that place
conduct beyond the reach of criminal law or new watershed rules of
criminal procedure which implicate the fundamental fairness and
accuracy of the criminal proceeding--is applicable) (citations
omitted). The conviction and sentence in this case became final for
Teague purposes on June 11, 1984 (when the United States Supreme
Court denied certiorari), while the conviction and sentence in
Spaziano became final on July 2, 1984. Spaziano controls the
disposition of this claim because we determined in that case that
the Teague bar applied to the use of hypnotically enhanced testimony.7
Accordingly, the same rationale applies in Sims's
case and he is entitled to no relief on this claim.
3. Defense counsel's cross-examination
of Baldree
This issue was addressed by the
Florida Supreme Court on direct appeal and decided adversely to
Sims. 444 So.2d at 924. The record
indicates that the trial court abruptly halted defense counsel's
cross-examination of Baldree when he began to question Baldree about
the individual whom Sims was said to
resemble. Defense counsel conducted extensive cross-examination of
Baldree, and the State's objection and the court's ruling came only
after the defense went into matters beyond the scope of Baldree's
direct examination. Defense counsel could have made a proffer to
show the relevance of the information they were seeking to bring
before the jury, but they did not.8
Accordingly, we find no Sixth Amendment violation.
Sims
contends that the prosecution failed to reveal the actual terms of
the plea agreement extended to Halsell for his testimony. According
to Sims, during trial, the prosecutor
falsely argued that Halsell's plea agreement included a ten year
capped sentence which he had begun to serve at the time of trial.
However, Halsell had not yet been sentenced at the time of trial and
when he was actually sentenced, he received only a two year term of
imprisonment. The Florida Supreme Court found this issue without
merit, see Sims v. State, 602 So.2d at
1257; so did the district court. We agree with its findings.
At trial, the prosecution asked
Halsell if he was under a ten year sentence for armed robbery and he
replied that he was. R. Vol. 2, p. 299. The prosecution later asked
if part of their deal was to cap his sentence at ten years and
Halsell responded yes. R. Vol. 2, p. 300. At the Rule 3.850 hearing,
both defense counsel testified that they understood that Halsell's
sentence would consist of a ten year cap. R. Vol. 13 & 14, p.
162-63, 278-79, 284-85, 315. Having read the record in its entirety,
we see no deliberate deception by the prosecution. Accordingly,
Sims's claim lacks merit.
Sims
argues that the State violated Brady v. Maryland, 373 U.S. 83, 83
S.Ct. 1194, 10 L.Ed.2d 215 (1963), when it withheld exculpatory
evidence he alleges would have linked Gayle to the crime. The
alleged exculpatory evidence was a receipt for the purchase of "lock
pullers"9
and a claim that the seller of the lock pullers had identified a
photograph of Gayle as the buyer. Sims
argues that this exculpatory evidence prejudiced him because it
links Gayle to Robinson and shows that Gayle and Robinson together
purchased the lock pullers that were used in the instant robbery.
Sims contends this evidence would have
supported his theory of defense that Gayle was the fourth
participant in the crime, not Sims.
In order to establish a violation
of Brady, Sims must demonstrate the
following:
(1) that the Government possessed evidence
favorable to the defendant (including impeachment evidence); (2)
that the defendant does not possess the evidence nor could he obtain
it himself with any reasonable diligence; (3) that the prosecution
suppressed the favorable evidence; and (4) that had the evidence
been disclosed to the defense, a reasonable probability exists that
the outcome of the proceedings would have been different.
United States v. Meros, 866 F.2d
1304, 1308 (11th Cir.1989) (citations omitted). For Brady purposes,
evidence is material "only if there is a reasonable probability that,
had the evidence been disclosed to the defense, the result of the
proceeding would have been different." United States v. Stewart, 820
F.2d 370, 374 (11th Cir.1987)(quotations & citation omitted). "The
question is not whether the defendant would more likely than not
have received a different verdict with the evidence, but whether in
its absence he received a fair trial, understood as a trial
resulting in a verdict worthy of confidence." Kyles v. Whitley, 514
U.S. 419, 434, 115 S.Ct. 1555, 131 L.Ed.2d 490 (1995).
Sims
abandoned the photograph component of this claim on appeal of the
denial of his motion for post-conviction relief. Therefore, this
portion of the argument is procedurally barred for federal habeas
purposes. Lindsey v. Smith, 820 F.2d 1137, 1143 (11th Cir.1987). The
receipt portion of this argument lacks merit. The evidence was not
"material" in the Brady sense. The receipt was undated and unsigned
and could not have connected Gayle to Robinson. This evidence in no
way demonstrates that Gayle was at the robbery/murder scene and,
therefore, it was immaterial. In light of the evidence establishing
Sims as the triggerman, the exclusion of
this document did not affect the outcome of Sims's
trial.
6. Prosecutorial misconduct
during closing argument at the penalty stage
Sims
alleges that the prosecutor made several egregious statements during
closing argument that denied him a fair trial. Specifically, the
prosecutor vouched for the credibility of witnesses, expressed his
personal belief in Sims's guilt, made
personal attacks on defense counsel, and referred to evidence not
presented at trial. This claim was raised on direct appeal, and the
Florida Supreme Court found the issue procedurally barred because it
was not preserved for appellate review. 444 So.2d at 924. We
conclude the district court correctly determined that the claim was
procedurally barred for federal habeas purposes.
A federal court must dismiss those
claims that are procedurally barred under state law. Harris v. Reed,
489 U.S. 255, 109 S.Ct. 1038, 103 L.Ed.2d 308 (1989). Since the
Florida Supreme Court found this claim to be procedurally barred, we
are precluded from addressing the merits of this claim unless
Sims can show "cause and prejudice" for his
procedural default or that he is "actually innocent." Johnson v.
Singletary, 938 F.2d 1166, 1174-75 (11th Cir.1991).
Sims has not demonstrated that either
exception applies to his case. Accordingly, the claim is
procedurally barred.
7. Evidentiary hearing on the
prosecution-proneness of the jury
The district court determined that
this issue lacks merit. We agree. In Lockhart v. McCree, 476 U.S.
162, 106 S.Ct. 1758, 90 L.Ed.2d 137 (1986), the Supreme Court held
that a defendant was not entitled to have on the jury individuals
who are unalterably opposed to the death penalty. Accordingly, the
trial court did not err when it denied Sims's
motion for an evidentiary hearing to determine the "prosecution
proneness" of the empaneled jury.
Sims
asserts that he was denied a fair trial because the trial court
denied his motion for mistrial based on a witness's reference to
Sims's "mug shots." The Florida Supreme
Court rejected this argument on direct appeal. 444 So.2d at 924. The
court found that "[s]ince these words were used by a defense witness
and did not specifically refer to a prior conviction, we find that
this vague reference to other possible criminal activity was not so
prejudicial as to require a new trial." Id. The district court also
denied Sims relief on this claim.
During the prosecutor's cross-examination
of defense witness Detective Salerno, the witness mentioned that he
had a "mug book" before he compiled the photographic line-up. R.
Vol. 4, p. 650. Defense counsel objected to this "mug book"
reference and the trial court overruled the objection. The witness
later referred to a "mug shot" of Sims. Id.
at 651. Defense counsel objected and moved for a mistrial. The trial
court overruled the objection and admonished the witness not to use
"that phrase again." Id. at 652.
Sims
claims that his federal rights were violated when the trial court
ended post-trial inquiry of a juror and denied
Sims's motion for a new trial. Defense counsel requested to
interview the jurors following their verdict, and during the
examination, one juror testified that the jury talked freely about
the fact that Sims did not take the stand
and testify in his own behalf. At this point, the trial court halted
the interview.
Sims
raised this issue on direct appeal, and the Florida Supreme Court
concluded that the jury had been properly instructed not to consider
Sims's failure to testify and that the
trial court had not erred in refusing to delve further into the
matter. 444 So.2d at 924-25. "The general rule in Florida is that a
juror's testimony is relevant only if it concerns matters which do
not essentially inhere in the verdict itself." 444 So.2d at 925 (citing
Florida cases). The Florida Supreme Court commented that a juror's "consideration
of a defendant's failure to testify is not the same as considering
evidence outside the record, but is rather an example of its
misunderstanding or not following the instructions of the court." Id.
The district court agreed, and so do we.
Although Sims
contends that his Fifth, Sixth, Eighth, and Fourteenth Amendment
rights were violated, he offers nothing to support his allegations.
In light of this failure and the identification testimony showing
Sims as the triggerman,
Sims is entitled to no relief on this claim. Moreover, the
trial court instructed the jury that Sims
had no obligation to testify and that the State had to prove
Sims's guilt beyond a reasonable doubt. See
R. Vol. 4, p. 744. We must assume that the jury followed the
instructions of the trial court. United States v. Chandler, 996 F.2d
1073, 1088 (11th Cir.1993)("The jury is presumed to follow the
instructions they are given."), cert. denied, 512 U.S. 1227, 114
S.Ct. 2724, 129 L.Ed.2d 848 (1994).
10. General verdicts on
allegedly multiple and inconsistent counts
Sims
argues that the trial court erred in permitting the jury to return
general verdicts on allegedly multiple and inconsistent counts of
first degree murder. Sims states that the
crime of murder was charged in alternative counts and that the trial
court erred in denying his motion to require the State to select and
pursue only one of the two counts. The Florida Supreme Court
rejected this contention on direct appeal. 444 So.2d at 925. The
district court correctly denied this claim on the basis of Schad v.
Arizona, 501 U.S. 624, 644-45, 111 S.Ct. 2491, 115 L.Ed.2d 555
(1991), in which the Supreme Court rejected a petitioner's
contention that a general guilty verdict that fails to differentiate
between premeditated and felony murder is constitutionally
inadequate. The jury did not need to agree on the precise theory of
first degree murder, only the offense itself. The jury's verdict was
not fundamentally flawed.
11. Ineffective assistance of
appellate counsel
Sims
claims that his appellate counsel was ineffective for failing to
raise numerous issues on appeal: (1) that the trial court committed
fundamental error by repeatedly chastising defense counsel in the
jury's presence; (2) that Sims was denied
the right to be present at his trial; (3) that the failure to
require a special verdict violated Sims's
right to a unanimous jury verdict; and (4) that requiring
Sims to prove that death was not the
appropriate punishment violated his right to a reliable and non-arbitrary
sentencing determination. In addition, Sims
claims his appellate counsel was ineffective for failing (a) to
ensure a complete record or file a supplemental brief, (b) to argue
denial of Sims's right to be present at all
stages of his trial, (c) to challenge the denial of the motion for
change of venue, and (d) to challenge the denial of the motion to
suppress identification testimony. Sims
raised numerous claims of ineffective assistance of appellate
counsel in his state habeas motion. R. Vol. 27, Tab 1. Issues one,
three, and four were not raised in that petition. The remaining
grounds were addressed and rejected by the Florida Supreme Court.
Sims v. Singletary, 622 So.2d 980 (Fla.1993).
A federal court must dismiss those
claims or portions of claims that either (1) have been explicitly
ruled procedurally barred by the highest state court considering the
claims, Harris v. Reed, 489 U.S. 255, 261-62, 109 S.Ct. 1038, 103
L.Ed.2d 308 (1989), or (2) are not exhausted but would clearly be
barred if returned to state court. Id. at 269-70, 109 S.Ct. 1038 (O'Connor,
J., concurring); Coleman v. Thompson, 501 U.S. 722, 735 n. 1, 111
S.Ct. 2546, 115 L.Ed.2d 640 (1991). This procedural bar applies to
claims of ineffective assistance of counsel in habeas cases. Footman
v. Singletary, 978 F.2d at 1211. Thus, claims one, three, and four
are procedurally barred because they were not presented in the state
courts and would be barred if they were now presented there.10Sims cannot establish "cause and prejudice"
or "actual innocence" to excuse his procedural default. Johnson v.
Singletary, 938 F.2d 1166, 1174-75 (11th Cir.1991). Accordingly,
these claims are procedurally defaulted.
As noted earlier, claims two and
(a) through (d) were asserted by Sims in
his state habeas petition, see R. Vol. 27, Tab 1, pp. 73-83, and
were rejected by the Florida Supreme Court. 622 So.2d at 981 ("We
find no other valid basis for a claim of ineffectiveness here.").
Our review of the record demonstrates that none of the claims of
ineffective assistance of appellate counsel merit relief.11
12. Denial of right to present
a defense and have a fair trial
Sims
asserts that he was denied the right to present a defense and have a
fair trial based on the trial court's exclusion of three documents.
This claim was not, but could have been, raised on direct appeal or
in Sims's state post-conviction motion. The
failure to raise this claim to the state courts is a procedural
default that bars federal habeas review of the claim. Wainwright v.
Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977). Further,
Sims's failure to raise this claim in his
Rule 3.850 motion is a procedural default for habeas purposes.
Bolender v. Singletary, 16 F.3d 1547, 1569 n. 29 (11th Cir.1994).
Accordingly, this claim is procedurally barred.
In conclusion, we affirm the
district court's denial of federal habeas relief on the guilt stage
issues raised by Sims. We now turn to the
sentencing stage issues, upon which the district court granted
Sims relief.
1. Whether errors during the
guilt phase require vacating the death sentence
Sims
claims that numerous errors occurred during the guilt phase which
require vacating his death sentence. These alleged errors were
ineffectiveness of counsel, unnecessary use of shackles and
excessive security measures, unreliable identification testimony,
and the prosecutor's knowing use of perjured testimony. The Florida
Supreme Court rejected Sims's contention on
appeal from the denial of Sims's motion for
post-conviction relief, 602 So.2d at 1253, 1258; however, the
district court determined that these alleged errors cumulatively
resulted in prejudice to Sims during the
sentencing phase. The district court's holding is erroneous.
The district court's reliance on
the ineffective assistance of counsel at the guilt stage claim is
based upon the hypnosis issue which is foreclosed by binding
precedent, see Spaziano, and it is inconsistent with the district
court's holding that counsel was not ineffective at the guilt phase
because the prejudice component had not been established. ROA, Vol.
3, Tab 33, pp. 11-17.
The district court's holding as to
the shackling/excessive security measures claim is incorrect because
this "claim" was never pled by Sims.
Sims raised this claim in the context of an
ineffective assistance of counsel claim, and the district court
properly denied relief. Id. at pp. 8-9. Thus, the substantive
shackling claim is procedurally barred because it was never
presented to the state courts, see Wainwright v. Sykes, 433 U.S. 72,
97 S.Ct. 2497, 53 L.Ed.2d 594 (1977), and the district court's
reliance on it to grant sentencing stage relief is erroneous.
The district court also relied on
the unreliable hypnotically induced identification testimony as
cumulative error which prejudiced Sims. As
stated previously, this claim is barred by the non-retroactivity
doctrine of Teague. Accordingly, the district court's reliance on
this claim is misplaced.
The final cumulative error
component was the district court's finding that the State knowingly
used perjured testimony when the prosecutor argued that Halsell's
plea agreement included a ten year sentence which he had begun to
serve at the time of the trial knowing that Halsell had not yet been
sentenced. This finding is inconsistent with the district court's
finding that there was no Giglio violation. ROA, Vol. 3, Tab 33, p.
19. Accordingly, the district court erred in finding cumulative
guilt stage error which prejudiced Sims
during the penalty phase.
2. Whether the Hitchcock error
requires vacating the death sentence
Sims also
alleges that there was constitutional error with regard to his
sentencing because the jury, trial judge, and the reviewing court
were limited in their consideration of mitigating evidence.12Sims contends that a violation of Hitchcock
v. Dugger, 481 U.S. 393, 107 S.Ct. 1821, 95 L.Ed.2d 347 (1987),
occurred which entitles him to penalty phase relief. The Florida
Supreme Court found Hitchcock error, but concluded that it was
harmless. 602 So.2d at 1257. The district court reached a contrary
conclusion. ROA, Vol. 3, Tab 33, p. 44. We disagree with the
district court's conclusion because it committed several legal
errors in determining that the Hitchcock error was not harmless
beyond a reasonable doubt.
As the Florida Supreme Court noted,
the jury instruction was "not a model of clarity." 602 So.2d at
1257. In its instruction, the trial court listed the aggravating
factors which the jury could consider, see R. Vol. 5, p. 43-45, then
mentioned the mitigating circumstances. The pertinent portion of the
instruction read: "The mitigating circumstances which you may
consider if established by the evidence among others are these: ..."
Id. at 45. The trial court then listed the statutory mitigating
factors for the jury to consider. The trial court's only reference
to non-statutory mitigating factors was the phrase "among others."
Defense counsel did present non-statutory mitigating evidence at the
sentencing hearing via testimony from a young woman with whom
Sims had lived, the woman's mother and
daughter, and a fellow inmate at the jail who testified to
Sims's attempt to counsel another inmate
away from a life of crime. Id. at pp. 8-12, 13-20, 21-23, & 24-27.
We conclude that the trial court's
instructions did not limit the jury's consideration of non-statutory
mitigating circumstances and therefore did not constitute a
Hitchcock error. See Buchanan v. Angelone, 522 U.S. 269, ----, 118
S.Ct. 757, 761, 139 L.Ed.2d 702 (1998)(reiterating the principle
that a "sentencer may not be precluded from considering, and may not
refuse to consider, any constitutionally relevant mitigating
evidence."). Sims's sentencer was not
precluded from considering all relevant mitigating evidence. The
trial court instructed the jury to consider certain mitigating
factors, among others. This instruction did not preclude the jury
from considering all the mitigating evidence presented by defense
counsel but, instead, instructed them to consider all the evidence
that was presented. Accordingly, there was no Hitchcock error in
this case.
Assuming arguendo that there was a
Hitchcock error, the error was harmless beyond a reasonable doubt.
We employ the Brecht v. Abrahamson, 507 U.S. 619, 113 S.Ct. 1710,
123 L.Ed.2d 353 (1993), harmless error analysis to the Hitchcock
error. See Williams v. Singletary, 114 F.3d 177, 180 (11th
Cir.1997)("Brecht applies only at the second step of the inquiry in
determining if an already established error is harmless."), cert.
denied, --- U.S. ----, 118 S.Ct. 712, 139 L.Ed.2d 654 (1998).
In Booker v. Singletary, 90 F.3d
440, 442 (11th Cir.1996), we stated:
In Brecht, the Court held that Chapman 's [v.
California, 386 U.S. 18, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967) ]
standard of "harmless beyond a reasonable doubt" was inapplicable to
habeas corpus review. In place of Chapman, the Court substituted the
standard established by Kotteakos v. United States, 328 U.S. 750, 66
S.Ct. 1239, 90 L.Ed. 1557 (1946), for resolving the harmless error
issue on the direct review of a criminal conviction. The Kotteakos
standard asks whether the error "had substantial and injurious
effect or influence in determining the jury's verdict." By
substituting Kotteakos ' standard for Chapman 's, the Court in
Brecht made it easier for a state to show that a constitutional
violation did not prejudice an habeas petitioner's case.
90 F.3d at 442 (11th Cir.1996) (citations
omitted). We have held that Hitchcock errors are "trial type" errors
governed by Brecht. See e.g., Horsley v. State of Ala., 45 F.3d
1486, 1492 (11th Cir.1995); Bolender v. Singletary, 16 F.3d 1547
(11th Cir.1994).
The Florida Supreme Court found
that there was other non-statutory mitigating evidence that could
have been presented to the jury for their consideration, but it was
not overwhelming in light of the aggravating factors. 602 So.2d at
1257. The district court disagreed and found that there was no
evidentiary support for the allegedly "valid" aggravating factors.
The district court found that the only evidence relating to the
first factor (that Sims had previously been
convicted of a violent felony) was a stipulation read by the
prosecutor which informed the jury that Sims
had previously been convicted of assault with attempt to commit
robbery. The district court cites no authority for the proposition
that a stipulation is not adequate evidence.
The district court found that the
second aggravating factor (that the capital felony was committed
while the defendant was engaged in the commission of the robbery)
was established, but this factor alone cannot be sufficient to
support a death sentence. As to the third factor, the district court
found no evidence in the record from which the jury could find
beyond a reasonable doubt that the capital felony was committed for
the purpose of avoiding or preventing a lawful arrest. As its basis
for this finding, the district court stated that there is no
evidence in the record that the victim was a deputy sheriff.
On the contrary, we find
sufficient support in the record for this aggravating factor. One of
Sims's co-defendants, Halsell, testified
that Sims came to the motel room bleeding
and said he killed a cop. R. Vol. 2, pp. 316, 350. Baldree also
testified that Sims stated he killed a cop.
R. Vol. 3, p. 437. A bystander testified that she saw a deputy draw
a gun. R. Vol. 3, p. 470. Accordingly, the district court clearly
erred in finding no evidentiary support for the valid aggravating
factors.
The district court found that in
light of the other non-statutory mitigating evidence which could
have been presented, if counsel had been effective, the death
sentence was not appropriate considering the lack of evidentiary
support of the valid aggravating factors. We first observe that most
of the non-statutory mitigating evidence which
Sims's asserts was not presented actually was presented.
Defense counsel presented the testimony of a woman with whom
Sims had lived and nursed while she was ill,
the woman's mother and daughter, and a fellow inmate. The only
specific information defense counsel did not present was evidence of
Sims's troubled childhood.
Sims argues that counsel's failure to
present this evidence was ineffective assistance. We disagree.
Defense counsel stated at the Rule
3.850 hearing that Sims specifically told
them not to bother his family members. R. Vol. 13, p. 230. His
attorneys explained the necessity of mitigation to
Sims, but he would not provide them any information. Counsel
cannot be deemed deficient for failing to present additional
evidence of mitigation of which they were unaware due to
Sims's refusal to assist them in obtaining
the information. The record discloses that defense counsel performed
well. Accordingly, the district court erred in finding that
Sims's attorneys were ineffective in
failing to present non-statutory mitigating evidence at the penalty
phase.
The district court also determined
that it was error for the sentencing court not to consider the
evidence of sentencing disparity between Sims
and his co-defendants. This error, according to the district court,
also contributed to the substantial and injurious effect or
influence underlying the jury's sentencing recommendation. The
Florida Supreme Court specifically held that the disparity between
Sims's sentence and the sentences his co-defendants
received is not a mitigating factor. 602 So.2d at 1257. We reject
Sims's argument that his co-defendant's
lesser sentences constituted a mitigating factor, since the evidence
shows that Sims was the triggerman. See
Marek v. Singletary, 62 F.3d 1295, 1302 (11th Cir.1995). As elicited
from counsel at oral argument before this panel, the jury and the
court knew that one of the co-defendants was only going to receive a
two-year sentence and thought the other defendant was receiving a
ten-year sentence.
Thus, the court knew most of the
sentence disparity facts anyway and this fact negates
Sims's contention. Accordingly, this
alleged mitigating factor was not really mitigating after all and
the district court erred in concluding that it had a substantial and
injurious effect on the jury's sentencing determination.
The district court then enumerated
several sentencing stage errors which, in the court's judgment,
preclude a finding that the Hitchcock error was harmless beyond a
reasonable doubt. ROA, Tab 33, pp. 48-49.13
The first three reasons14
are a restatement that there was a Hitchcock error. As we stated
previously, there was no Hitchcock error and even assuming that
there was error, it was harmless. Thus, we disagree with the
district court's determination that numerous guilt stage and penalty
stage errors preclude a finding that the Hitchcock error was
harmless.
First, the district court found
that the trial judge and jury would not have sentenced
Sims to death or recommended a death
sentence, respectively, if they had properly weighed the aggravating
factor or factors. As stated previously, the aggravating factors
were valid and supported by record evidence. Second, the district
court also found that the jury was not informed of the importance of
its recommendation. The district court cites no authority for this
holding. Assuming, however, that this is a cognizable claim under
Caldwell v. Mississippi, 472 U.S. 320, 105 S.Ct. 2633, 86 L.Ed.2d
231 (1985)15,
the Teague bar would apply because Caldwell announced a new rule of
law which does not come within Teague 's exception for watershed
rules fundamental to the integrity of the criminal proceeding. See
Sawyer v. Smith, 497 U.S. 227, 229, 110 S.Ct. 2822, 111 L.Ed.2d 193
(1990).
Next, the district court found
that the prosecutor made improper and prejudicial arguments relating
to the victim which had the result of inviting the jury to consider
impermissible aggravating factors. This claim is based on Booth v.
Maryland, 482 U.S. 496, 107 S.Ct. 2529, 96 L.Ed.2d 440 (1987), which
was overruled in Payne v. Tennessee, 501 U.S. 808, 111 S.Ct. 2597,
115 L.Ed.2d 720 (1991). The net result is that victim impact
statements and arguments are permissible. Thus, the district court's
reliance on this claim is misplaced.
Fourth, the district court found
that the jury was not properly advised of the alternative sentence
of life with a mandatory minimum of twenty-five years. We are at a
loss to understand the district court's reliance on this claim since
it was never raised in the state courts and, thus, is procedurally
barred. See Wainwright v. Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d
594 (1977).
Fifth, the district court found
that the trial court improperly considered a 1958 common law robbery
conviction in aggravation when no evidentiary basis existed for the
conviction. This ignores the fact that there was another conviction
supporting that aggravating circumstance--a 1971 assault with intent
to commit robbery. 602 So.2d at 1258. Accordingly, any error
involving the 1958 conviction was harmless. Id.
Sixth, the district court relied
on the fact that the prosecutor failed to provide evidence relating
to the sentencing disparities of Sims and
the co-defendants. As stated previously, this is not a mitigating
circumstance because Sims was the
triggerman.
Lastly, the district court found
that trial counsel was ineffective at sentencing. The district court
concluded that the defense attorneys did not take their
responsibilities at the sentencing stage seriously. We disagree. The
record discloses that defense counsel presented non-statutory
mitigating evidence at the sentencing stage. The record also reveals
that defense counsel made an effective argument at the sentencing
stage. A defense attorney has limited resources and must make the
best decisions possible regarding allocating resources based upon
his or her knowledge and experience. As the trial court noted,
defense counsel did a commendable job. R. Vol. 4, p. 768.
For the foregoing reasons, we
reverse the district court's grant of sentencing stage relief and
remand this case with directions that the district court reinstate
the death penalty. We affirm the district court's denial of habeas
relief as to the guilt stage errors.
Hitchcock v. Dugger, 481 U.S. 393, 107 S.Ct.
1821, 95 L.Ed.2d 347 (1987) (a death sentence may be
unconstitutional if the trial judge instructs the advisory jury not
to consider, and the trial judge himself refuses to consider,
evidence of non-statutory mitigating circumstances)
Sims's state habeas
petition contained the following claims: (1) whether
Sims was denied a complete appellate review
of his conviction and sentence in his direct appeal; (2) whether the
penalty phase jury was permitted to weigh invalid or impermissibly
vague aggravating factors; (3) whether the Florida Supreme Court
applied an automatic affirmance of his sentence; (4) whether the
trial court erred in repeatedly chastising defense counsel in the
jury's presence; (5) whether Sims was
denied his right to be present during portions of his trial; (6)
whether the trial court erred in failing to instruct the jury to
return a special verdict indicating whether it was convicting
Sims of felony murder or premeditated
murder; (7) whether Sims was denied his
right to a reliable and nonarbitrary sentencing determination; and
(8) whether Sims's appellate counsel was
ineffective
The record of Sims's
trial and post-conviction hearing will be designated as "R. Vol.
___." The record on appeal, consisting of the district court's order,
will be designated as "ROA, Vol. ___."
The district court determined that counsel did
not perform reasonably in addressing the use of hypnotically
enhanced testimony; however, the court concluded that
Sims could show no prejudice from counsel's
deficient performance. Thus, under Strickland,
Sims's claim of ineffectiveness did not merit relief. As
noted infra, however, the district court found that counsel's
inadequate performance in failing to address the use of hypnotically
enhanced testimony, along with other factors, precluded a finding of
harmlessness on the Hitchcock claim and warranted habeas relief as
to the sentence of death
The State also contends that this claim is
procedurally barred because it could have been, but was not raised,
on direct appeal. In Sims's Rule 3.850
petition, he claimed that he was entitled to reversal based upon
Florida Supreme Court's decision in Bundy v. State, 471 So.2d 9 (Fla.1985).
Bundy was not decided on federal constitutional grounds and the
Florida Supreme Court's denial of relief on Sims's
claim was predicated solely on Florida law. Thus,
Sims's claim is procedurally defaulted. See Coleman v.
Thompson, 501 U.S. 722, 111 S.Ct. 2546, 115 L.Ed.2d 640 (1991).
Although the Supreme Court has admonished us that when the State
argues that a claim is both Teague barred and procedurally barred,
we ordinarily should decide the procedural bar issue, see Lambrix v.
Singletary, 520 U.S. 518, ----, 117 S.Ct. 1517, 1523, 137 L.Ed.2d
771 (1997), we decline to do so in this case because the application
of Teague is substantially clearer. Davis v. Singletary, 119 F.3d
1471, 1477-78 (11th Cir.1997)(deciding that Teague, instead of
procedural bar, was more clearly applicable to bar retroactive
application of Espinosa v. Florida, 505 U.S. 1079, 112 S.Ct. 2926,
120 L.Ed.2d 854 (1992))
Sims relies on the
statement by the Florida Supreme Court that defense counsel could
have made a proffer to show the relevance of the information they
were seeking to introduce to support his claim of ineffective
assistance of counsel for failing to make a proffer and explain why
the information was vital. Sims argued in
his Rule 3.850 petition that trial counsel would have brought out
the relationship between Robinson (another participant in the crime
who was waiting in the "getaway" car) and Gayle (Sims's
look-a-like) as opposed to Baldree and Gayle. In his federal habeas
petition, Sims relies upon the Baldree-Gayle
connection. This claim, as discussed infra, is procedurally barred
because it was not presented to the state courts. See Wainwright v.
Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977); Footman v.
Singletary, 978 F.2d at 1211
Lock pullers are used by individuals to steal
cars. The lock puller provides access to the ignition of a car and
enables the thief to start the car without a key
See Doyle v. Singletary, 655 So.2d 1120, 1121 (Fla.1995)(ineffective
assistance of appellate counsel claims not raised in first habeas
petition are procedurally barred from being raised in a subsequent
habeas petition)
The district court discussed the merits of
Sims's claims of ineffective assistance of
appellate counsel and found no merit. We defer to the district
court's findings on these claims. ROA, Vol. 3, Tab 33, pp. 35-40
The district court also enumerated four guilt
stage errors which preclude a finding that the Hitchcock error was
harmless: (1) prosecutorial misconduct; (2) use of hypnotically
enhanced testimony; (3) ineffective assistance of counsel as to the
hypnotically enhanced testimony; and (4) the heightened security
could have made the death penalty vote more likely. As stated
previously, none of these claims merits guilt stage relief and,
accordingly, cannot form the basis of sentencing stage relief
These enumerated reasons are: (1) the trial judge
failed to properly charge the jury regarding nonstatutory mitigating
factors; (2) the trial judge permitted the prosecutor to make final
argument which told the jury that they could only consider the
statutory mitigating factors; and (3) when the jury's confusion
concerning mitigating and aggravating factors was made known by way
of a request for a copy of the Florida statute which set forth the
factors to be considered, the trial judge failed to clear up the
confusion and recharged the jury with the same inadequate charge
given previously
In Caldwell, the Court held that the Eighth
Amendment may be violated when a prosecutor minimizes the jury's
sense of responsibility in its determination that death is the
appropriate punishment. 472 U.S. at 340, 105 S.Ct. 2633