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Jeffrey Paul
SLOAN
Same day
State of Missouri v.
Jeffery Paul Sloan
756 S.W. 2d. 503-505
Jeffery Paul Sloan was
executed on February 21, 1996
Case Facts:
On 12-11-85 at 11:30 a.m. officers of the Missouri State Highway
patrol and deputies from the Clinton County Sheriff’s Department
responded to a residence in Clinton County for a possible homicide.
Upon arrival at the Paul Sloan residence, the
bodies of Jason Sloan, age nine, Timothy Sloan, age 18, Judith
Sloan, age 38 and Paul Sloan, age 41 were all found, apparently dead from
gunshot wounds. One member of the family, Jeffery was not present.
Approximately 45 minutes after police arrived at
the scene, Jeffery Sloan returned to his family’s residence.
Authorities considered Sloan a suspect since there was no sign of
burglary and all other family members were deceased.
Sloan was transported to the Clinton County
Sheriff’s office where he was questioned concerning the murders.
Sloan made a statement to authorities blaming a neighbor for the
murders because the neighbor was having an affair with his mother.
Further investigation revealed that Sloan had
told his girlfriend, who lived next door, that his family had been
receiving threatening phone calls and notes. After Sloan went to
work, he arranged for his girlfriend to go to his home where she
discovered the bodies.
At approximately 7:30 p.m., after speaking with
his grandfather, Sloan confessed to the murders of his father,
mother and two brothers. Sloan told authorities that his father was
abusive to the family and that he committed the murders at the
request of his mother who could no longer stand to see the abuse
continue.
Sloan was charged with four counts of Murder
First Degree.
Legal Chronology
1985
12/11 – Jeffrey Paul Sloan arrested for the murder of his mother,
father, and two brothers in Clinton County.
1986
3/11 – Petitioner charge with four counts of first degree murder.
10/15 – Venue changed with four counts of first degree murder.
1987
1/23 – The state dismisses the charges of murder for the killing of
petitioner’s mother and father and his brother Timothy.
1/30 – Sloan is convicted after a jury trial of the first degree
murder of his brother Jason Sloan and the jury recommends a sentence
of death.
2/20 – Sloan files a motion for a judgment not withstanding the
verdict or in the alternative a new trial.
4/3 – Evidentiary hearing held on a motion for judgment not
withstanding the verdict or in the alternative a new trial. The
motion is denied and petitioner is sentenced to death.
4/10 – Notice of appeal filed.
1988
6/24 – Sloan files a pro se Rule 29.15 motion with Circuit Court of
Clay County (Petitioner subsequently files three amended Rule 29.15
motions through counsel.).
7/26 – Sloan’s conviction and sentence are affirmed by the Missouri
Supreme Court en banc on direct appeal.
12/19 – The Circuit Court of Clay County issues findings of fact and
conclusions of law denying Sloan’s Rule 29.15 motion.
12/29 – Sloan files a notice of appeal.
1989
11/14 – The Missouri Supreme Court en banc affirms the denial of
Sloan’s post-conviction motion.
1990
4/3 – Sloan files a petition for the writ of habeas corpus in the
Untied States District Court for the Western District of Missouri.
1993
7/21 The United States District denies the habeas corpus petition.
1994
3/14 – The United States District court denies a motion to alter or
amend its judgment.
1995
5/15 – The Eighth Circuit Court of Appeals affirms the denial of the
habeas corpus petition.
8/2 – The Eighth Circuit Court of Appeals denies rehearing en banc.
8/11 The Eighth Circuit Court of Appeals issues its mandate.
1996
1/8 – The United States Supreme Court denies certiorari.
1/9 – The State of Missouri files a motion to set execution date
with the Missouri Supreme Court.
54 F.3d 1371
Jeffrey Paul
SLOAN, Plaintiff-Appellant, v.
Paul DELO, Superintendent, Defendant-Appellee.
No.
94-2122.
United States Court of Appeals, Eighth Circuit.
Submitted Jan. 9, 1995.
Decided May 15, 1995.
Rehearing and Suggestion for
Rehearing En Banc
Denied Aug. 2, 1995.*
Before RICHARD S. ARNOLD, Chief
Judge, BRIGHT, Senior Circuit Judge, and MURPHY, Circuit Judge.
DIANA E. MURPHY, Circuit Judge.
Jeffrey Paul Sloan appeals
from orders of the district court1
denying his petition for a writ of habeas corpus under 28 U.S.C.
Sec. 2254 and his motion to alter or amend the judgment. After
Sloan was charged with the murder of his parents and two
brothers, he was tried for the murder of his younger brother. He
was convicted and sentenced to death. On appeal Sloan reasserts
most of the claims rejected by the district court. We affirm.
I.
The facts of the murders, and
Sloan's role in them, are not in dispute and have been set out
in detail by the Missouri Supreme Court. State v. Sloan, 756 S.W.2d
503 (Mo.1988) (en banc) (Sloan I ), cert. denied, 489 U.S. 1040,
109 S.Ct. 1174, 103 L.Ed.2d 236 (1989).
On December 11, 1985, Sloan,
then nineteen, went into his parents' bedroom and shot them both
while they slept. He then went to the living room and shot both
of his brothers, first eighteen-year-old Timothy and then nine-year-old
Jason.
Timothy was shot as he
attempted to rise from his bed, and Jason as he huddled beneath
a blanket with which he had covered himself. Petitioner reloaded
and returned to his parents' room and shot each of them again.
Timothy, wounded but still alive, tried to escape out the front
door, but petitioner shot him again and left his body lying in
the front yard.
After the killings, Sloan went
to work, where he called his girlfriend and asked her to go to
his home and deliver a message to his father. His girlfriend and
her mother discovered Timothy's body and contacted the
authorities. The girlfriend's mother also called Sloan at work
to tell him of the tragedy.
He returned home and was taken
to the county courthouse for questioning. Although he initially
accused a man who had had an affair with his mother, Sloan
confessed to the murders within hours. He gave two videotaped
statements and led the authorities to the discarded weapon.
The state charged Sloan with
four counts of murder but later elected to try him only for the
murder of Jason Sloan. The state requested the death penalty,
and Sloan pleaded not guilty by reason of mental disease or
defect.
During the January 1987 trial,
the state presented evidence that Sloan had killed the family
after his father had discovered he was writing checks on his
father's account without permission. Sloan did not testify, but
his two videotaped statements were played.
In them, Sloan stated that his
father had physically abused his mother and the two older boys.
Sloan also claimed that his mother had urged him repeatedly to
kill the entire family: the father to stop his abuse, the mother
because she thought she was dying of cancer, Timothy because she
believed he was destined to become abusive, and Jason to spare
him the pain of coming from an abusive household. Petitioner's
psychological expert testified that Sloan was suffering from
double insanity and that he was under the control of his mother
at the time of the killings.
Sloan's defense was based on
this mental disease or defect, and he argued at trial that he
was not legally responsible for his actions. The state did not
call a psychological expert, but reports by two doctors were
admitted without objection by the defense. Both concluded that
Sloan was not suffering from a mental disease or defect. After
more than three days of testimony during the guilt phase of the
trial, the jury found Sloan guilty of first degree murder.
At the penalty phase, the
state presented no new evidence, and Sloan's attorney called
only two witnesses. Both were Sloan's paternal aunts, one his
father's sister and the other his father's sister-in-law.
Neither corroborated Sloan's claims that his father was abusive
or that his mother had urged him to kill the family.
After six hours of
deliberation, the jury found two aggravating circumstances:
depravity of mind and commission of a killing while engaged in
another unlawful homicide. It found none of the five mitigating
circumstances on which it had been instructed. The jury returned
a verdict of death on January 30, 1987. Sloan then filed a
motion for judgment notwithstanding the verdict or, in the
alternative, a new trial. The judge denied the motion after a
hearing on April 3, 1987, and sentenced Sloan to death.
Sloan appealed directly to the
Missouri Supreme Court, which affirmed the conviction and
sentence on July 26, 1988. Sloan I, 756 S.W.2d 503. Sloan also
sought state post conviction relief under Missouri Supreme Court
Rule 29.15. He filed an original and three amended motions under
the rule. The first was filed pro se. Appointed counsel prepared
the three amended motions, but the last two were submitted after
the August 26, 1988 deadline set by the court.
In establishing that date, the
court had already granted the one thirty day extension
permissible under the rule. After an evidentiary hearing, the
circuit court of Clay County overruled all of Sloan's claims,
including those in the final two motions, on December 19, 1988.
Sloan appealed the denial of
post conviction relief to the Missouri Supreme Court, which
rejected his claims on November 14, 1989. It affirmed on the
merits as to the original and first amended motions. It also
affirmed as to the second and third amended motions, finding all
claims in them were procedurally barred because the motions were
untimely. The second amended petition was also barred because it
was unverified. Sloan v. State, 779 S.W.2d 580 (Mo.1989) (en
banc) (Sloan II ), cert. denied, 494 U.S. 1060, 110 S.Ct. 1537,
108 L.Ed.2d 776 (1990).
Sloan then filed a petition
for a writ of habeas corpus in federal district court on April
3, 1990 and received a stay of execution the same day.2
He amended the petition on July 13, 1990 and then again eighteen
months later, ultimately alleging seventeen claims for relief.
The district court denied Sloan's second amended petition in
July 1993. Sloan v. Delo, No. 90-0324-CV-W-2, (W.D.Mo. July 21,
1993). Sloan then moved to alter or amend the judgment under
Rule 59(e).
In the motion, Sloan renewed
his request for an evidentiary hearing, claiming that he could
present witnesses who would have testified at trial if called.
These people allegedly would have corroborated Sloan's
descriptions of his father's abuse and of his mother's
depression and influence. His motion was denied by the district
court on March 14, 1994.
Sloan now appeals in some form
most of the claims he raised in the district court. The claims
may be summarized as follows: eight claims of ineffective
assistance of counsel, several of which involve his lawyer's
alleged failure to investigate and present mitigating evidence;
an eighth amendment claim related to a vague jury instruction on
the depravity of mind aggravating circumstance; a due process
claim that he was forced to use peremptory strikes to exclude
three prospective jurors who should have been stricken for
cause; and eighth and fourteenth amendment claims challenging a
jury instruction on mitigating circumstances and the
prosecutor's closing argument in the penalty phase. To overcome
procedural default of several of these claims, Sloan argues that
the state ground of decision was inadequate because of overly
restrictive deadlines for the state post conviction process.
II.
Eight of Sloan's claims allege
that his attorney did not provide effective assistance of
counsel. Under the sixth amendment, competent representation is
an important right at trial, helping to insure the reliability
of criminal proceedings. Strickland v. Washington, 466 U.S. 668,
686-87, 104 S.Ct. 2052, 2063-64, 80 L.Ed.2d 674 (1984). An
individual may be entitled to habeas relief where he can
demonstrate that counsel's performance was deficient and that it
prejudiced the outcome. Id. at 695, 700, 104 S.Ct. at 2068,
2071.
If a state court finds that a
defendant defaulted a claim under a state procedural rule,
however, federal courts generally will not consider it on habeas
review. A default under a state procedural rule bars
consideration of a federal claim presented to the state courts
if the last state court to review the claim specifically rested
its decision on an adequate and independent state ground unless
the petitioner can demonstrate either cause and prejudice, or a
"fundamental miscarriage of justice." Harris v. Reed, 489 U.S.
255, 260-63, 109 S.Ct. 1038, 1042-44, 103 L.Ed.2d 308 (1989).
A federal court also will not
hear a claim if the petitioner has not exhausted all available
state remedies unless further litigation in the state courts
would be futile or unless the state waives this requirement
under certain circumstances. 28 U.S.C. Sec. 2254(b); see Duvall
v. Purkett, 15 F.3d 745 (8th Cir.1994). Some of Sloan's claims
fail because they were not properly presented to the state
courts, others because he cannot show deficient performance and
prejudice.
A.
Sloan first raised two of his
ineffective assistance of counsel claims in his third amended
motion for state post conviction relief under Missouri Supreme
Court Rule 29.15. Sloan argued that he was denied effective
assistance of counsel because his trial lawyer failed adequately
to investigate potential mitigating evidence. He asserts that
several witnesses would have testified if called about the
extent of his mother's influence over him, about her depression,
and about his father's abusiveness.
Sloan also claimed in that
motion his counsel was ineffective for not objecting to improper
statements by the prosecutor during closing argument.3
The Missouri Supreme Court held that these claims were
procedurally barred because they had not been timely filed.
Sloan II, 779 S.W.2d at 581-82.
Sloan argues that the Missouri
Supreme Court's decision to bar these claims was not based on an
adequate state ground and should not be recognized by the
federal courts. He asserts that the deadlines under Rule 29.15
are so restrictive and are enforced so stringently that they are
hostile to federal rights. He also claims that the Rule 29.15
requirement that he include all grounds for relief "known to him"
was ambiguous at the time he filed his motions. The state
counters that the rule is a valid means of attaining its
legitimate goal of processing criminal appeals and collateral
attacks more efficiently. It also denies that the rule was
unclear.
Rule 29.15 became effective on
January 1, 1988, replacing prior Rule 27.26. Under Rule 27.26, a
defendant could move for post conviction relief at any time.
Under the new rule, however, the defendant is required to file a
motion "within thirty days after the filing of the transcript in
the appeal" if an appeal is taken. Rule 29.15(b).
If the defendant files a
timely pro se motion, the state circuit court appoints counsel,
who has thirty days to submit an amended petition. Counsel can
seek a single thirty day extension from the court. Rule
29.15(e)-(f). Under the new rule, therefore, a prisoner has a
maximum of ninety days after the transcript is filed to complete
the final amended motion.
Sloan fell under a
transitional provision of Rule 29.15. Rule 29.15(m).4
This subsection provided a post conviction filing deadline of
June 30, 1988 for those, such as Sloan, who had been sentenced
before the rule's effective date and who had not filed under the
old rule. Sloan filed his pro se motion on June 24, 1988.
Counsel was appointed, received the one available extension, and
submitted the first amended motion on August 23, 1988, three
days before the extended deadline.
The second and third amended
motions were filed in September and October. The circuit court
ruled on all of the motions, but the Missouri Supreme Court
found that to be error. It held that only one extension could be
granted under the rule so the latter two motions were untimely,
and all arguments first raised in them were waived. Sloan II,
779 S.W.2d at 581-82. The court rejected on the merits the four
claims of ineffective assistance of counsel contained in the
timely motions. Those four claims are discussed in subsection C,
infra.
To overcome the procedural bar
found by the Missouri Supreme Court, Sloan argues that Rule
29.15 is not an adequate state ground. The adequacy of a state
procedure presents a question of federal law. Williams v.
Lockhart, 873 F.2d 1129, 1131 (8th Cir.), cert. denied, 493 U.S.
942, 110 S.Ct. 344, 107 L.Ed.2d 333 (1989). As explained by the
court in Williams:
[I]f the state procedural rule
is unclear, or has been inconsistently applied, or appears to be
a new rule designed to thwart the assertion of federal rights in
the very case under review, ... a federal habeas court[ ] might
well conclude that such a rule of state law, valid though it may
be for merely state law purposes, would not suffice to bar
habeas review under the Wainwright doctrine.
Id. at 1131-32.5
Sloan argues both that Rule 29.15 is unclear and that it thwarts
the assertion of federal rights. If he is correct, 29.15 would
not be an adequate state ground to bar consideration of the
underlying claims.
Sloan argues that the Rule
29.15 time limits are hostile to federal rights because they
have prevented hundreds of Missouri defendants from litigating
their federal claims. He contends the restricted time periods
preclude a thorough review of the record by either a defendant
or post conviction counsel. He draws particular attention to the
requirement that the final amended post conviction motion be
filed within ninety days after the filing of the transcript on
appeal.
In Sloan's case it is clear he
had sufficient time to file his pro se motion. Because he fell
under the transitional provision of Rule 29.15(m), he had over a
year between his sentencing in April 1987 and the deadline in
June 1988 to prepare his original post conviction motion. The
June 1988 deadline for the filing of his motion was also almost
nine months after the transcript had been filed (October 13,
1987), rather than the thirty days provided for the standard
case. He has not shown the rule's time limits provided him an
inadequate state procedure.
Sloan also argues that the
sixty days available (with extension) to appointed post
conviction counsel to prepare an amended motion is insufficient
and therefore that Rule 29.15 is an inadequate state ground. The
amount of time available under state law to post conviction
counsel cannot alone support a successful challenge to the
adequacy of a state procedure. There is no constitutional right
to post conviction counsel. Nolan v. Armontrout, 973 F.2d 615,
617 (8th Cir.1992).6
It would be inconsistent to conclude that a state's post
conviction procedure is adequate if no counsel is provided, but
inadequate if counsel is provided but given limited time to
assess the claims.
Sloan also claims that Rule
29.15 is inadequate because it was an unclear new procedural
rule. He argues that the requirement to raise all "known"
grounds did not clearly include claims which he did not know
about, but which he could have discovered. Rule 29.15(d) reads:
Contents of Motion. The motion
to vacate shall include every ground known to the movant for
vacating, setting aside, or correcting the judgment or sentence.
The movant shall verify the motion, declaring that he has listed
all grounds for relief known to him and acknowledging his
understanding that he waives any ground for relief known to him
that is not listed in the motion.
Rule 29.15(e) discusses
appointed counsel's role in insuring that the movant has
included all "known" claims. Because the rule was being phased
in at the time Sloan prepared his motions, no judicial
interpretation of 29.15 was available to him.7
To bar consideration of a
defaulted claim on federal habeas, the procedural rule must have
been "firmly established and regularly followed" when it was
applied to the petitioner. Ford v. Georgia, 498 U.S. 411,
421-25, 111 S.Ct. 850, 857-58, 112 L.Ed.2d 935 (1991). Under
some circumstances, a state procedure which is confusing may be
inadequate to bar consideration of a claim in federal court. See
Ashby v. Wyrick, 693 F.2d 789, 793-94 (8th Cir.1982).
Petitioner relies on Ashby to
support his argument. In that case, Ashby had dismissed his
direct appeal on the advice of a fellow inmate rather than of
counsel. In his Rule 27.26 motions Ashby repeatedly tried to
raise his claims that he was denied both a direct appeal and
effective assistance of appellate counsel. Subsequent state
court decisions eventually made it clear that Missouri procedure
required him to raise the claims in a motion to recall the
mandate. Because Missouri law was "at least arguably confusing"
about the appropriate recourse, this court found the claims were
not barred. Id.
In contrast, a sensible reading of Rule 29.15
reveals that the meaning of "every ground known to the movant"
must include claims based on facts which the defendant could
reasonably discover. Read as a whole, the rule is clearly
intended to expedite the review of criminal convictions.
Consequently, the phrase Sloan claims is unclear is susceptible
to only one reasonable interpretation. If movants were allowed
to delay the filing of a claim by failing to investigate the
predicate facts or legal theory, the purpose of the rule would
be undermined.
This case provides a useful
example of this principle. The claims which the Missouri Supreme
Court refused to consider all relate to counsel's performance
before and at trial. Sloan's first claim of ineffective
assistance is that his trial lawyer did not present the
testimony of several potential mitigating witnesses who might
have corroborated his claims that his father was abusive and
that his mother both was depressed and had great influence over
him. Sloan knew at the time of trial that only two mitigation
witnesses appeared during the penalty phase, his father's sister
and sister-in-law.
He also would have known that
other individuals were aware of the alleged mitigating factors
relating to the family circumstances. Sloan therefore knew the
facts necessary to make out this ineffective assistance of
counsel claim when he filed for post conviction relief. This was
a "ground known to the movant," and the rule was stated clearly
enough to constitute an adequate state procedural bar.
Sloan also argues that he had
inadequate warning that the time limits of 29.15 would be
enforced strictly because the Missouri Supreme Court had not yet
ruled that the time limits in the rule are jurisdictional. Rule
29.15(b) reads in part: "Failure to file a motion within the
time provided by this Rule 29.15 shall constitute a complete
waiver of any right to proceed under [it]."8
Rule 29.15(f) provides that "[t]he court may extend the time for
filing the amended motion for one additional period not to
exceed thirty days." This language makes it clear that movants
must include all claims in a timely petition and that the
deadlines were to be enforced strictly.
Rule 29.15 is an adequate
state ground to bar consideration of Sloan's claims which were
untimely under the rule. These two untimely claims are not
cognizable in a federal court unless Sloan can demonstrate cause
and prejudice. Wainwright v. Sykes, 433 U.S. 72, 87, 97 S.Ct.
2497, 2506, 53 L.Ed.2d 594 (1977).
Because Sloan has not
attempted to show cause for first raising two of his ineffective
assistance claims in an untimely 29.15 motion, they are barred.
We may not therefore consider whether trial counsel was
ineffective in not presenting more mitigating evidence or in not
objecting to any improper statements in the prosecutor's closing
argument.
B.
The merits of two other claims
of ineffective assistance cannot be reached because Sloan waived
them by failing fairly to present them in the state courts.
Sloan now argues that trial counsel was ineffective for failing
to object to the use of his video statements at trial on the
ground of his incompetence to waive his Miranda rights. He also
claims that counsel failed to provide effective assistance
because he did not investigate or use a diminished capacity
defense.
Sloan first explicitly raised
his competence to waive Miranda in the first amended 29.15
motion, which was filed on time. The claim was rejected by the
circuit court on the merits, but he failed to raise it on his
29.15 appeal to the Missouri Supreme Court. He did not raise the
diminished capacity claim at any point in the state courts.
A habeas petitioner is
required to pursue all available avenues of relief in the state
courts before the federal courts will consider a claim. 28 U.S.C.
Sec. 2254(b); Duvall v. Purkett, 15 F.3d 745, 746 (8th
Cir.1994). If a petitioner fails to exhaust state remedies and
the court to which he should have presented his claim would now
find it procedurally barred, there is a procedural default.
Coleman v. Thompson, 501 U.S. 722, 735 n. 1, 111 S.Ct. 2546,
2557 n. 1, 115 L.Ed.2d 640 (1991). If a federal court is unsure
whether a claim would be rejected by the state courts, the
habeas proceeding should be dismissed without prejudice or
stayed while the claim is fairly presented to them. See Hampton
v. Miller, 927 F.2d 429, 430-31 (8th Cir.1991); Fletcher v.
Armontrout, 733 F.Supp. 1348, 1355 (W.D.Mo.1990).
If, however, it is clear that
the state courts would find the claim to be procedurally barred
and that a return to the state courts would be futile, the
federal court may consider an unexhausted claim.9
Duvall, 15 F.3d at 746. A petitioner could then try to overcome
any procedural default by showing cause and prejudice or actual
innocence. Hall v. Delo, 41 F.3d 1248, 1250 (8th Cir.1994).
Both the diminished capacity
and Miranda claims are unexhausted because Sloan could have
raised them in the Missouri Supreme Court on the 29.15 appeal,
but did not. The diminished capacity claim also should have been
raised in a 29.15 motion in the circuit court. We must therefore
determine the interrelated issues of whether the Missouri courts
would find them to be procedurally defaulted and whether any
further proceedings in the state courts would be futile.
Raising the Miranda claim in
the state courts at this point would be futile because it was
procedurally defaulted under Missouri law when not raised on the
29.15 appeal. Where a claim is not presented for appellate
review after having been argued in a post conviction motion, the
state courts consider it abandoned. O'Neal v. State, 766 S.W.2d
91, 91 (Mo.) (en banc), cert. denied, 493 U.S. 874, 110 S.Ct.
206, 107 L.Ed.2d 159 (1989). Although O'Neal was decided under
the former post conviction relief Rule 27.26, there is no reason
to believe the Missouri Supreme Court would reach the opposite
conclusion under Rule 29.15. If Sloan were to raise this claim
now, the state courts would find it procedurally barred.
A new 29.15 motion including
the diminished capacity claim would also be futile. As discussed
supra, the deadlines under 29.15 are jurisdictional. The facts
necessary to make out the diminished capacity ineffectiveness
claim were available to Sloan and appointed counsel when he
filed his 29.15 motions. In view of the discussion of the rule's
requirement that all discoverable claims be included in a timely
29.15 motion, we conclude that the Missouri courts would
consider such a motion to be procedurally barred.
While there is a state habeas
procedure under Missouri Supreme Court Rule 91, it would likely
not be available to Sloan. If a state habeas petitioner fails to
raise a claim on appeal or in a motion for post conviction
relief under Rule 29.15 or Rule 24.035, the Missouri courts will
not review it on habeas unless the claim raises a jurisdictional
issue or presents an "issue of manifest injustice resulting from
rare and extraordinary circumstances and warranting the relief
requested." State ex rel. Simmons v. White, 866 S.W.2d 443, 444
(Mo.1993) (en banc).
Neither exception is satisfied
here. Ineffective assistance of counsel does not affect a
court's jurisdiction, and Sloan's claims do not represent the
rare case of manifest injustice. Although the Missouri courts
have not yet fully elucidated the injustice exception, it is
clear that state habeas proceedings are not to be used in lieu
of Rule 29.15 unless the petitioner can demonstrate that the
claim was not "known to him" when he filed his 29.15 motions. Id.
at 446-47.
The Miranda claim was raised
in a timely 29.15 motion, rejected by the circuit court on the
merits, and then omitted on appeal. Sloan was clearly not
unaware of the claim, and the reasonable inference is that he
did not argue it on appeal because it was squarely rejected on
the merits. See id.
The ineffective assistance
claim based on the failure to use a diminished capacity defense
could have been raised in a timely 29.15 motion, and Sloan has
presented no reason why it was not argued. A situation in which
a habeas petitioner merely neglected to make a claim cannot be
the "rare and extraordinary circumstance" envisioned by the
Missouri Supreme Court, especially in view of its emphasis on
the expeditious resolution of post conviction challenges and its
corresponding reliance on a strict structure of deadlines. See
id.
We conclude therefore that
although these two claims are unexhausted, further litigation in
the state courts would be futile.10
We also conclude that the state courts would find both claims
procedurally defaulted because they were not fairly presented
during the 29.15 proceedings. Unless Sloan can demonstrate cause
and prejudice or actual innocence, we cannot reach the merits.
Coleman, 501 U.S. at 750-51, 111 S.Ct. at 2565.
Aside from the challenge to
the adequacy of Rule 29.15 rejected supra, Sloan does not argue
cause for the failure to raise the Miranda claim in the 29.15
appeal and the omission of the diminished capacity claim from
all phases of the 29.15 process. Although these claims are
unexhausted, any recourse to the state courts would be futile.
Since the claims are procedurally defaulted, we do not reach
their merits.
C.
Sloan makes several other
ineffective assistance of counsel claims which are not
procedurally barred. To prevail on any claim he must prove both
that counsel's performance fell below an objective standard of
reasonable competence and prejudice. Strickland, 466 U.S. at
695, 700, 104 S.Ct. at 2068, 2071; see also, Lockhart v.
Fretwell, --- U.S. ----, ----, 113 S.Ct. 838, 842, 122 L.Ed.2d
180 (1993); United States v. Thomas, 992 F.2d 201, 204 (8th
Cir.1993). To show prejudice, he must demonstrate a "reasonable
probability that, but for counsel's unprofessional errors, the
result of the proceeding would have been different." Strickland,
466 U.S. at 694, 104 S.Ct. at 2068.
Ineffective assistance claims
are mixed questions of law and fact. Legal conclusions are
reviewed de novo, state court findings of fact are presumed to
be correct under 28 U.S.C. Sec. 2254(d), and the district
court's findings of fact are reviewed under the clearly
erroneous standard. Laws v. Armontrout, 863 F.2d 1377, 1381-82
(8th Cir.1988) (en banc), cert. denied, 490 U.S. 1040, 109 S.Ct.
1944, 104 L.Ed.2d 415 (1989).
Sloan claims that his trial
counsel was ineffective for not locating and calling one of his
mother's co-workers, Rachel Sanders, as a witness. He says she
would have testified that his mother had told Sanders that his
father was abusive; that Sloan and his mother had a very close
relationship; and that Sloan was "always the one who took care
of things for [his mother]." These conversations between his
mother and Sanders took place two years before the murders.
During the 29.15 proceedings,
the state circuit court found that counsel did not know of
Sanders' existence, that he asked Sloan whom he should contact,
and that Sloan did not name Sanders. These findings are
presumptively correct. Given that Sanders was not an obvious
potential witness and that Sloan did not name her, it was not
unreasonable for counsel not to interview her. In any event,
Sloan could not satisfy the prejudice requirement because the
Missouri Supreme Court found that Sanders' reports of the
mother's comments would have been inadmissible hearsay. Sloan II,
779 S.W.2d at 582. We are bound by the state court's
interpretation of state law.
Sloan also claims that counsel
was ineffective because he did not interview the two expert
witnesses who prepared psychological reports for the state.
Sloan claims that one of the experts would have confirmed part
of the defense expert's diagnosis that Sloan was suffering from
"shared personality disorder." Although neither state expert
testified at trial, their reports were admitted during cross-examination
of Sloan's expert. Sloan claims that had his lawyer done a
reasonable investigation, counsel would have forced the state to
call that witness before using his report.
The Missouri Supreme Court
rejected this claim. "The motion court determined that counsel
made a reasonable decision not to interview. The evidence shows
that the attorney obtained and read the reports in question and
correctly believed the two psychiatrists would not be called by
the State to testify." Sloan II, 779 S.W.2d at 582. The state
court's finding of fact regarding counsel's belief is
presumptively correct under 28 U.S.C. Sec. 2254(d). The
reasonableness of that belief is reviewed de novo. Jones v.
Jones, 938 F.2d 838, 843 (8th Cir.1991).
Under the circumstances, the
attorney's performance was not deficient. He had read the
reports and knew that neither expert believed Sloan was
suffering from a mental disease or defect at the time of the
murders. There was little reason for him to suspect any fruitful
information would be gained by interviewing them. Counsel also
reasonably could have believed that it was preferable to have
the state's expert opinions come in by reports rather than by
live testimony.
The defense expert could also
rebut their reports after they were admitted. Under that trial
strategy it was not necessary to interview the experts. On the
facts of this case, we cannot conclude that counsel's failure to
interview the experts fell below the Strickland standard of
reasonableness.
Sloan next claims that his
attorney's closing argument in the penalty phase constitutes
ineffective assistance of counsel because it was "incoherent,
unorganized, and prejudicial." This claim is also without merit.
The state circuit court found that Sloan's lawyer had prepared
his closing and had a theme, that he pointed out two family
members were willing to testify for Sloan, and that he read Carl
Sandburg's "The Hangman" to remind the jurors of the gravity of
their role. These state court findings are presumptively correct,
and they show significant preparation by Sloan's counsel. Thus,
Sloan must "establish by convincing evidence that the factual
determination of the state court was erroneous" if he is to
prove ineffective assistance. McDowell v. Leapley, 984 F.2d 232,
233 (8th Cir.1993) (quoting Sumner v. Mata, 449 U.S. 539, 101
S.Ct. 764, 66 L.Ed.2d 722 (1981)).
Although the closing
apparently was not persuasive, a strategy need not be successful
to be reasonable. Sloan has not presented sufficient evidence of
deficient preparation or performance to overcome the presumption
that the state court's factual conclusions are correct.
Counsel's performance was not deficient.
Sloan's final ineffective
assistance claim is that his lawyer failed to preserve on direct
appeal the issue of the vagueness of the depravity of mind jury
instruction. See Section III, infra. Counsel did, however,
challenge on direct appeal the sufficiency of the evidence to
support the jury's finding of the depravity of mind aggravating
circumstance, and the state acknowledges that the attorney's
argument on direct appeal included vagueness of the instruction.
The district court considered the underlying claim on the merits.
We do also. Section III, infra.
Any failure by counsel to
raise the vagueness claim more explicitly on direct appeal to
the Missouri Supreme Court did not deprive Sloan of full
consideration of the claim. He therefore cannot demonstrate
prejudice under Strickland. This final ineffective assistance
claim is without merit.
III.
Sloan claims that his sentence
violates the eighth amendment because the trial court used an
unconstitutionally vague jury instruction. The trial court
instructed the jury on two aggravating circumstances which might
be considered in deciding to recommend the death penalty.
These were "whether the murder
of Jason Sloan was committed while the defendant was engaged in
the commission of another unlawful homicide of Tim Sloan" and "whether
the murder of Jason Sloan involved depravity of mind and that as
a result thereof it was outrageously or wantonly vile, horrible,
or inhuman." The jury found that both aggravating circumstances
applied. Sloan challenges the constitutionality of the depravity
of mind instruction and thus the validity of his sentence.
The depravity of mind
instruction as given is unconstitutionally vague because it had
no qualification to temper the jury's discretion. See Mathenia
v. Delo, 975 F.2d 444, 448-49 (8th Cir.1992), cert. denied, ---
U.S. ----, 113 S.Ct. 1609, 123 L.Ed.2d 170. A state appellate
court may cure an unconstitutionally vague instruction under the
rule applied in Mathenia by establishing and then later applying
a valid limiting construction. The district court concluded that
the Missouri Supreme Court had cured the instruction's vagueness
on direct appeal, but we disagree.
Although the Missouri courts
had limited the depravity of mind instruction prior to Sloan's
crime, see State v. Preston, 673 S.W.2d 1 (Mo.1984) (en banc),
cert. denied, 469 U.S. 893, 105 S.Ct. 269, 83 L.Ed.2d 205
(1984), the Missouri Supreme Court did not apply that limiting
construction in his case. The court expressly refused to rely on
depravity of mind in affirming Sloan's sentence: "We express no
opinion as to the sufficiency of the evidence to support the
depravity of mind aggravating circumstance."11
Sloan I, 756 S.W.2d at 511 n. 6. Instead, the court relied on
the jury's finding of the other aggravating circumstance
involving multiple murders to support the death sentence. Id.
Use of the vague depravity of
mind instruction on aggravating circumstances and the failure of
the state appellate court to cure it does not necessarily
invalidate the sentence. The outcome depends on how Missouri
uses aggravating circumstances in deciding whether to impose the
death penalty.
In some states, aggravating
circumstances are expressly weighed against any mitigating
circumstances. If the former outweigh the latter, the death
penalty is applied. In those jurisdictions, the invalidation of
an aggravating circumstance is of tremendous import because the
removal of that factor from the equation might change the result.
See Stringer v. Black, 503 U.S. 222, 230-32, 112 S.Ct. 1130,
1137, 117 L.Ed.2d 367 (1992).
In contrast, the sentencing
process in Missouri does not involve a simple weighing of
aggravating and mitigating circumstances. Once a single
aggravating circumstance is found in Missouri, the factfinder is
free to consider all the evidence to determine whether the death
penalty is appropriate. Mo.Rev.Stat. Sec. 565.030.4 (1986).12
See Stringer, 503 U.S. at 232, 112 S.Ct. at 1137 ("In a
nonweighing State, so long as the sentencing body finds at least
one valid aggravating factor, the fact that it also finds an
invalid aggravating factor does not infect the formal process of
deciding whether death is an appropriate penalty."); Feltrop v.
Delo, 46 F.3d 766, 771 (8th Cir.1995); Sidebottom v. Delo, 46
F.3d 744, 756 (8th Cir.1995); LaRette v. Delo, 44 F.3d 681,
686-87 (8th Cir.1995).13
In a nonweighing state such as
Missouri, a finding of at least one aggravating circumstance is
a threshold requirement to imposing a death sentence. Here the
jury found one valid aggravating circumstance, that of multiple
murders, and was free then to consider all evidence in
aggravation and mitigation. The jury's penalty phase verdict in
this case is therefore reliable despite the unconstitutionally
vague instruction on the other aggravating factor, and the use
of that instruction was harmless.
IV.
Sloan argues that his due
process rights were violated when his trial counsel was forced
to use three peremptory challenges to strike certain members of
the jury panel. During voir dire, all three people seemed to
state that they would apply the death penalty automatically if
they found someone guilty of first degree murder.14
On further questioning, however, all three said they could
consider both the death penalty and life without parole, the
only two options available for first degree murder in Missouri.15
Sloan's counsel moved to have
all three stricken for cause, but the motions were denied. After
a full panel of potential jurors was assembled, defense counsel
used peremptory challenges to exclude the three. Sloan argues
that the jurors should have been stricken for cause and that it
was a due process violation to force him to use peremptory
strikes on them.16
Peremptory strikes are created
and governed by state law, and the due process clause guarantees
only that the state must apply its own rules fairly. "[T]he 'right'
to peremptory challenges is 'denied or impaired' only if the
defendant does not receive that which state law provides." Ross
v. Oklahoma, 487 U.S. 81, 89, 108 S.Ct. 2273, 2279, 101 L.Ed.2d
80 (1988).17
Missouri law provides that
criminal defendants are entitled to a "full panel of qualified
jurors before being required to make peremptory challenges" and
that failure to sustain a meritorious challenge for cause is
prejudicial error. State v. Wacaser, 794 S.W.2d 190, 193
(Mo.1990) (en banc).
Sloan argues that the three
jurors were not qualified under Missouri law and that he
therefore did not receive what state law provides. After his
counsel moved to strike four panel members for cause, including
the three at issue here, the prosecutor argued that these three
had been rehabilitated on cross-examination and had stated they
could consider both the death penalty and life without parole.
The trial judge overruled the
motion as to the three at issue here, but struck the fourth.
Under 28 U.S.C. Sec. 2254(d), a state court's factual findings
are presumptively correct on federal habeas review. This
presumption applies to decisions regarding the bias of
individual jurors. Patton v. Yount, 467 U.S. 1025, 1038, 104
S.Ct. 2885, 2892, 81 L.Ed.2d 847 (1984). "Thus, the question is
whether there is fair support in the record for the state
court's conclusion that the jurors here would be impartial. See
28 U.S.C. Sec. 2254(d)(8)." Id. This standard requires "manifest
error" by the trial court. Id. at 1031, 104 S.Ct. at 2888-89.
The Missouri Supreme Court, Sloan I, 756 S.W.2d at 507-08,
concluded that the evidence supports the trial court's finding
of impartiality under that standard.
We agree that the record is
sufficient to support the trial judge's conclusion that the
challenged jurors could be impartial. They were qualified under
Missouri law. Because Sloan had a panel of qualified jurors on
which to use his peremptory challenges, he received all that
Missouri law guarantees and thus all the fourteenth amendment
guarantees.
V.
Sloan also argues that a jury
instruction regarding mitigating circumstances violates his
rights under the eighth and fourteenth amendments. The
instruction read in pertinent part:
If you unanimously find that
one or more mitigating circumstances exist sufficient to
outweigh the aggravating circumstances found by you to exist,
then you must return a verdict fixing defendant's punishment at
imprisonment for life....18
Sloan claims that this
instruction violated his constitutional rights by requiring the
jury to agree unanimously on each mitigating circumstance. See
Mills v. Maryland, 486 U.S. 367, 108 S.Ct. 1860, 100 L.Ed.2d 384
(1988).
Unless Sloan can demonstrate
both cause and prejudice, this claim is procedurally barred
because it was never presented to the state courts. Wainwright
v. Sykes, 433 U.S. 72, 87, 97 S.Ct. 2497, 2506-07, 53 L.Ed.2d
594 (1977). Sloan argues that his appellate attorney, who was
also trial counsel, was ineffective in not presenting this claim
on direct appeal, and that this constitutes cause for the
default. Failure to raise a Mills claim based on this
instruction was not unreasonable at the time of the appeal,
however. Grubbs v. Delo, 948 F.2d 1459, 1470-71 (8th Cir.1991),
cert. denied, --- U.S. ----, 113 S.Ct. 109, 121 L.Ed.2d 67
(1992).
Furthermore, Sloan cannot
demonstrate prejudice because we have since held repeatedly that
the instruction does not violate the eighth and fourteenth
amendments. See, e.g., Griffin v. Delo, 33 F.3d 895, 905-06 (8th
Cir.1994). This claim is procedurally barred.
VI.
Sloan argues that a number of
comments made by the prosecutor during his penalty phase closing
argument were improper or inflammatory, and therefore violated
his eighth and fourteenth amendment rights. For example, the
prosecutor compared the value of Sloan's blood to that of
veterans who had died defending their country and argued that he
must die to deter other potential criminals. He also said that
he was reminded of Sloan when "some crazy Arab ... said he was
going to kill Americans in the streets of America" and that
other prisoners would believe Sloan was a "hero" if he were
sentenced to life instead of being executed.
Sloan is barred from raising
these constitutional claims on habeas because he did not raise
them in the state courts. On direct appeal to the Missouri
Supreme Court, only one portion of Sloan's brief referred to the
prosecutor's closing, and that section was not based on federal
law. Sloan argued:
The trial court should have
declared a mistrial sua sponte when the prosecutor in his
closing argument at the punishment stage asked the jury to
decide whether or not the Appellant's "blood is more valuable
than people who honorably give their lives so that we can be
free from fear" (Tr. 1167) which was objected to by counsel for
Appellant, but sustained. The language was clearly inflammatory.
Similarly, the prosecutor argued, "We are a
nation of laws and we don't change the law for just particular
circumstances. If the law is to be enforced, especially in these
types of cases where someone brutalizes a baby, we must. Because
if we fail to do that in this case, [it] says something about us
and our society" (Tr. 1175). Appellant's counsel immediately
objected, arguing that the statement was an incitement to the
community that if the community did not kill, they were somehow
derelict in their duty toward society (Tr. 1176).
This portion of Sloan's brief
was part of his argument regarding the Missouri Supreme Court's
statutory duty to review whether the death penalty resulted from
passion, prejudice, or some other arbitrary factor and whether
the sentence was excessive or disproportionate in comparison
with other cases. Mo.Rev.Stat. Sec. 565.035 (1986); see Sloan I,
756 S.W.2d at 510-11.
Before a federal court can
consider a claim on federal habeas, the petitioner must have
presented the same facts and legal theories to the state courts.
See Cox v. Lockhart, 970 F.2d 448, 454 (8th Cir.1992). Sloan's
argument to the state court regarding the prosecutor's closing
did not include a constitutional claim, and he did not mention
the eighth or fourteenth amendments in relationship to this
claim on direct appeal. He cited only state cases in the
relevant portion of his brief, and the Missouri Supreme Court
relied entirely on state law in making its decision. See Sloan
I, 756 S.W.2d at 509.
Although the Missouri court's
review for prejudice and passion is somewhat similar to the "fundamentally
unfair" standard used to review allegedly improper statements
under the Constitution, see Darden v. Wainwright, 477 U.S. 168,
178-79, 106 S.Ct. 2464, 2470-71, 91 L.Ed.2d 144 (1986), they are
not the same legal theory.
Because Sloan did not
challenge the prosecutor's statements using a federal legal
theory in the state courts, we cannot consider his claims unless
he can either show cause for the default and actual prejudice,
or demonstrate that a fundamental miscarriage of justice will
otherwise result. Coleman, 501 U.S. at 750-51, 111 S.Ct. at
2565. Sloan has made no attempt to prove cause and prejudice or
actual innocence. His claims about the prosecutor's closing are
procedurally barred.19
VII.
After considering all of the
claims raised by petitioner and carefully reviewing the record,
we conclude that he has not shown he is entitled to habeas
relief or that the district court erred in not granting him an
evidentiary hearing. The judgment of the district court is
therefore affirmed.
BRIGHT, Senior Circuit Judge,
concurring.
I concur in the result. I
agree with the majority that the record before us does not
justify habeas relief.
I write separately because
this case for me is a most disturbing one. A nineteen-year-old
family member kills his mother, father and two brothers. The
prosecution's evidence, which suggests that Jeffrey Sloan
committed the murders because his father discovered that he
(Jeffrey) was writing checks on the father's account, does not
offer a plausible reason for these quadruple murders. Either
Jeffrey is the embodiment of absolute evil, but his past record
does not so indicate, or some deep-seated psychological or
mental aberration was at work.
I have the distinct feeling
that the full story has yet to be told; it may in fact never be
told. While Jeffrey Sloan does not make a case for judicial
intervention in his death sentence, I believe that the questions
which seem to remain may well make out a case for a possible
executive action.
Mental health professionals,
other than those who testified or produced reports for the trial,
should examine Jeffrey for the purpose of attempting to explain
the underlying mental or psychological reasons for these
killings. Upon receiving additional reports, if any should be
made, the Governor of Missouri might consider such additional
material on the matter of executive clemency.
This Rule 29.15 shall apply to all
proceedings wherein sentence is pronounced on or after
January 1, 1988. If sentence is pronounced prior to January
1, 1988, and no prior motion has been filed pursuant to Rule
27.26, a motion under this Rule 29.15 may be filed on or
before June 30, 1988. Failure to file a motion on or before
June 30, 1988, shall constitute a complete waiver of the
right to proceed under this Rule 29.15. If a sentence is
pronounced prior to January 1, 1988, and a prior motion
under Rule 27.26 is pending, post-conviction relief shall
continue to be governed by the provisions of Rule 27.26 in
effect on the date the motion was filed.
In Williams, an Arkansas limitations
period was an adequate procedural bar because it had been
consistently applied by the state courts for years before
the petitioner's claim arose. Id
Sloan's reliance on McFarland v. Scott,
--- U.S. ----, 114 S.Ct. 2568, 129 L.Ed.2d 666 (1994), is
misplaced. The McFarland Court held that because Congress
created a statutory right to counsel for capital defendants
during federal habeas proceedings, counsel should be
appointed before a petition is actually filed to permit
assistance in its preparation. See 21 U.S.C. Sec.
848(q)(4)(B). That statute has no bearing on any right to
counsel provided by states as a part of their own post
conviction processes
Since Sloan filed his 29.15 motions, the
Missouri Supreme Court has held that the "the purpose of
Rule 29.15(d) is to discover and adjudicate all claims for
relief in a single proceeding." Kilgore v. State, 791 S.W.2d
393, 395 (Mo.1990)
Similarly, the transitional provision
which applied to Sloan stated: "Failure to file a motion on
or before June 30, 1988, shall constitute a complete waiver
of the right to proceed under this Rule 29.15." Rule
29.15(m)
A federal court may also consider
unexhausted claims in a habeas petition if the court accepts
a state's waiver of the exhaustion requirement. Such a
waiver is not favored because the exhaustion requirement is
intended to channel claims to the state courts in the first
instance. Duvall, 15 F.3d at 746-47 & n. 4. Here Missouri
offered to waive the exhaustion requirement in its response
to Sloan's second amended habeas petition. Because we
conclude that any further proceedings in the state courts
would be futile, however, we need not decide whether to
accept the state's waiver
A motion to recall the mandate in the
Missouri Supreme Court based on either of these claims would
also be denied because that procedure is reserved for claims
that appellate counsel rendered ineffective assistance or
that the appellate court's ruling was in direct conflict
with a United States Supreme Court decision. See Hall v.
Delo, 41 F.3d 1248, 1250 (8th Cir.1994); see also O'Neal v.
Delo, 44 F.3d 655, 663-64 (8th Cir.1995). Neither category
applies to either of these two claims
By statute, the Missouri Supreme Court
reviews every death sentence to insure that the penalty is
not disproportionate when compared with other cases in which
a death sentence was or could have been imposed. Mo.Rev.Stat.
Sec. 565.035 (1986). As a part of that review in this case,
the Missouri Supreme Court suggested that the jury could
have found that Sloan psychologically tortured Jason because
he was the last to be shot and had time to consider his
impending death. Sloan, 756 S.W.2d at 511. The depravity of
mind instruction can pass the constitutional test if it is
construed to require torture, see Mathenia, 975 F.2d at
449-50, but the court's reference to what the jury "could
have reasonably believed" is insufficient to overcome its
earlier explicit refusal to address the sufficiency of the
depravity of mind evidence. Unless a state court
unequivocally applies a limiting construction, the
constitutional infirmity is not cured
The relevant statute at the time of trial,
Mo.Rev.Stat. Sec. 565.030.4 (1986), read in part:
The trier shall assess and declare the
punishment at life imprisonment without eligibility for
probation, parole, or release except by act of the governor:
(1) If the trier does not find beyond a
reasonable doubt at least one of the statutory aggravating
circumstances set out in subsection 2 of section 565.032; or
...
(4) If the trier decides under all of the
circumstances not to assess and declare the punishment at
death.
Because Missouri is a nonweighing state,
Sloan's reliance on Espinosa v. Florida, --- U.S. ----, 112
S.Ct. 2926, 120 L.Ed.2d 854 (1992), is misplaced. Espinosa
involved Florida which is a weighing state. Furthermore,
Florida's sentencing scheme splits the weighing
responsibilities between the jury and the trial judge. Id.
at ----, 112 S.Ct. at 2928. "[I]f a weighing state decides
to place capital-sentencing authority in two actors rather
than one, neither actor must be permitted to weigh invalid
aggravating circumstances." Id. at ----, 112 S.Ct. at 2929.
In Missouri, neither the judge nor the jury weighs, and the
issues in this case are different from Espinosa
Exchanges between defense counsel and
these prospective jurors included:
Mrs. Davison:
Q: So if you got to the point where you
believed Jeffrey guilt [sic] of first degree murder, then
you feel that you'd have to vote for death, is that correct?
A: Yes, I think that is correct.
Mr. Blair:
A: If the facts were proven that the man
was guilty and I voted guilty, then I would have to vote for
capital punishment.
Mrs. Jaynes:
Q: Well, let's do it this way, once you
determined that it's first degree murder as the charge is--
A: Yes.
Q: --would your decision be death?
A: Yes.
Q: And then you wouldn't have any qualms
at all with that decision?
A: No.
Q: And it wouldn't be life without parole?
A: (No response)
Q: Come on, be honest.
A: No.
Q: .... And, so, you don't feel, if I'm
correct, that once you voted guilty of first degree murder,
that in your heart that there could be any other sentence
but death, do you?
The exchanges between the prosecutor and
the challenged jurors included:
Mrs. Davison:
A: If you got to that stage where you
said guilty of murder in the first degree, then I would say
death because that's the way I feel.
...
Q: In other words, if the judge
instructed you that you were to consider both life in prison
without parole or death, you couldn't follow the judge's
instructions and you'd have to give death?
A: Well, no, sir, I swore that would
follow the judge's instructions.
...
Q: .... Now, the question is, Mrs.
Davison, ... can you conceive of a fact situation under
which you could return a verdict of life in prison without
parole, depending on what the facts are?
A: Yes, sir, I could conceive of that.
But, it, this is a very difficult thing at this time to say,
because I don't know.
Q: You don't know what the facts are?
A: No.
...
Q: I think I understand now. You could
conceive of a fact situation under which you could recommend
life in prison without parole to somebody who has been
convicted of murder in the first degree?
A: Yes.
...
A: .... I'm not saying that I am so hard
headed that I'm gonna say it's going to be death, period.
Q: Okay.
A: Because it's not.
Q: So, you could consider both options?
A: Yes.
Q: And the reason why you can consider
both options is at this point you haven't heard the facts?
A: True.
Q: And you haven't said, I'm so for the
death penalty that I will always go death, it just depends
on the facts?
A: Right.
Mr. Blair:
Q: ... If you found [the defendant]
guilty of murder in the first degree in the first stage,
would you have to give him death, or could you consider life
without parole as one of the possibilities?
A: Yes, I could.
Q: You could consider life without
parole?
A: Yes.
Q: Did you understand [the defense
attorney's] question when he asked you that?
A: Not completely.
Mrs. Jaynes:
Q: So, could you conceive, Mrs. Jaynes,
of a fact situation under which you could recommend or vote
life without parole?
A: Yes, sir, I could.
...
Q: So, at this point, Mrs. Jaynes, you
haven't excluded from your consideration either one of the
punishments, is that a fair statement?
Portions of Sloan's argument may be
interpreted to be based on the sixth amendment right to an
impartial jury, a contention he made in the district court.
Any sixth amendment claim of juror bias must focus
exclusively on the jurors who actually sat, however. Ross v.
Oklahoma, 487 U.S. 81, 86, 108 S.Ct. 2273, 2277, 101 L.Ed.2d
80 (1988). The loss of a peremptory challenge alone is not a
sixth amendment violation. Id. at 88, 108 S.Ct. at 2278;
Reynolds v. Caspari, 974 F.2d 946, 947 (8th Cir.1992) (per
curiam). Sloan does not claim that any of the jurors who
actually sat were biased. He is therefore not entitled to
habeas relief based on the sixth amendment
The defendant in Ross was required under
Oklahoma law to use a peremptory challenge to preserve the
issue of refusal to exclude for cause. The fact that the
defendant had to use a challenge was constitutionally
irrelevant because that is precisely what was envisioned by
state law. 487 U.S. at 89-90, 108 S.Ct. at 2278-79
You are not compelled to fix death as the
punishment even if you do not find the existence of one or
more mitigating circumstances sufficient to outweigh the
aggravating circumstance or circumstances which you find to
exist. You must consider all the circumstances in deciding
whether to assess and declare the punishment at death.
Whether that is to be your final decision rests with you.
Even if these claims were not barred,
they would fail on the merits. Although not advisable, the
prosecutor's statements did not make the entire proceeding
fundamentally unfair. Darden v. Wainwright, 477 U.S. 168,
178-79, 106 S.Ct. 2464, 2470-71, 91 L.Ed.2d 144 (1986).
Unlike in Newlon v. Armontrout, 885 F.2d 1328, 1336 (8th
Cir.1989), cert. denied, 497 U.S. 1038, 110 S.Ct. 3301, 111
L.Ed.2d 810 (1990), a case cited by petitioner, Sloan's
attorney objected to several of the prosecutor's statements
and was sustained on two occasions; also unlike the
circumstances in Newlon, his guilt is not in question. Id.
at 1338. Having examined the entire record, we can
disapprove some of the prosecutor's statements, but we
cannot find that they resulted in a fundamentally unfair
trial. Even if Sloan had argued and were able to prove
cause, he would therefore be unable to demonstrate prejudice
for the procedural default