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Lesley Eugene Warren,
a Fort Drum soldier, allegedly met Patsy Vineyard at a
bar in May of 1987 while her husband was out of town. They then
allegedly went to the then-abandoned Madison Barracks where Warren
strangled her and threw her body into the Black River near Sackets
Harbor.
On May 21, 1987, Patsy's husband returned to their
home to find her not there. He quickly reported her as a missing person.
Patsy Diane Vineyard had come from
Tennessee where she was the only one of her family to move away from the
area, marrying a soldier; Pvt. Michael Vineyard. Patsy
Vineyard was born on May 1st, 1967 and was survived by her parents (who
have since passed away) and one sister, one brother, and two half
brothers. One of her family members describe her as "the most loving
person anyone would ever want to meet."
Warren was not tried for Patsy's murder but he did
receive a life sentence for killing Velma Gray in
Spartanburg, South Carolina and the Asheville murders of Jayme
Hurley and Katherine Johnson. Investigators
believe that he is responsible for at least eight to ten other murders
of women. He was said to be a good-looking and charismatic man who
charmed and seduced his victims before then murdering them. Warren is
now on Death Row in Central Prison, NC for the last two victims.
Warren was born on October 15, 1967 in Candler, NC.
He was the oldest of two siblings and a half-sister and half-brother and
had been physically and psychologically abused since birth by his father.
He achieved his GED after dropping out of school during middle school.
He received a Dishonorable Discharge from the
military, and was a heavy alcohol and drug abuser. Diagnosed with
conduct disorder and schizoid personality disorder, his IQ was measured
at 115-125.
Warren killed only female victims who were good-looking
and white from age 20 to 40, from April 1987 to 7/16/1990. Usually
Warren killed his victims close to where he was living at the time.
Though he used a gun to threaten the women he ultimately strangled each
one to death, and was known as "The Babyface Killer" (a true crime book
was written about him, under this nickname).
He was arrested 7/21/1990 and convicted 9/15/1993 and
is presently on Death Row.
Jeffco.wikispaces.com
STATE OF NORTH CAROLINA v. LESLEY EUGENE WARREN
No. 116A96
(Filed 8 May 1998)
1. Constitutional Law § 264 (NCI4th)-- first-degree murder --
request for counsel for prior offense -- Sixth Amendment -- offense
specific
A first-degree murder defendant's Sixth Amendment right to
counsel was not violated where he was arrested in High Point on a South
Carolina warrant for first-degree murder, taken to Asheville and
questioned about a murder there as well as murders in South Carolina and
New York, and he first confessed to those murders, then confessed to the
murder in High Point of Katherine Johnson which was the subject of this
trial. Although defendant had been questioned about the disappearance of
the Asheville victim, had requested counsel, and had been represented by
counsel at a bond hearing for misdemeanor larceny of the Asheville
victim's pocketbook and failure to produce title to a motor vehicle, the
Sixth Amendment is offense-specific and had not attached to any of the
homicides when defendant was arrested because no adversarial judicial
proceedings had been instituted in the murder cases.
2. Evidence and Witnesses § 1254 (NCI4th)-- first-degree
murders -- Sixth Amendment right to counsel -- invoked for prior crime
-- confession admissible
There was no bar to the admission of the statement of a capital
first-degree murder defendant under the Sixth Amendment, Article I,
Section 23 of the North Carolina Constitution, or N.C.G.S. § 15-4 where
defendant was under investigation for several murders; the murder in
this case was the last in the sequence and occurred in High Point;
defendant had been charged with misdemeanor larceny of the pocketbook of
one of the other victims in Asheville; he had requested counsel and had
been represented by counsel at a bond hearing for offenses in Asheville;
and the confession to all of the murders was made after he had been
released on bond and the High Point murder committed. Although the Sixth
Amendment right to counsel is offense specific, defendant contends that
the murder in High Point is inextricably intertwined with the crime for
which the Sixth Amendment right to counsel had attached; however, even
assuming that the pocketbook larceny in Asheville was inextricably
intertwined with the murder of the Asheville victim so that the
confession to that murder was barred, any Sixth Amendment right related
only to that murder. Defendant could not have invoked his Sixth
Amendment right to counsel as to this murder in High Point because it
had not yet been committed when the right to counsel was invoked.
3.. Evidence and Witnesses § 1235 (NCI4th)-- first-degree
murders -- Fifth Amendment right to counsel invoked -- break in custody
-- further interrogation -- confession admissible
A capital first-degree murder defendant's motion to suppress his
statement to officers under the Fifth Amendment right to counsel was
properly denied where defendant invoked his Fifth Amendment right to
counsel on 29 May 1990 during custodial interrogation for a murder in
Asheville, he was released from custody on 7 June, the murder in this
case occurred in High Point on 15 July 1990, defendant was arrested on
20 July, and he waived his rights and confessed to this murder. The
break in custody renders inapplicable the rule in Edwards v. Arizona,
451 U.S. 477, regarding police initiated custodial interrogation after a
request for counsel.
4. Criminal Law § 1348 (NCI4th Rev.)-- capital sentencing --
instructions -- 1990 murder -- life without parole -- motion for jury to
consider -- denied
The trial court did not err in a capital first-degree murder
prosecution by denying defendant's motion to have the jury consider life
without the possibility of parole as a sentencing option. The intent of
the legislature to apply N.C.G.S. § 15A- 2002 prospectively has been
acknowledged in previous cases, and retroactive application of the
amendment would violate the ex post facto prohibition because it
increases the punishment for first-degree murder despite defendant's
offer to waive this constitutional protection.
5. Criminal Law §§ 1363, 948 (NCI4th Rev.)-- capital sentencing
-- motion for appropriate relief in prior murder -- appointment of
counsel --denial not prejudicial
The trial court did not abuse its discretion by denying a capital
first-degree murder defendant's motion for appointment of counsel to
prosecute a motion for appropriate relief regarding a prior conviction
for first-degree murder where defendant believed that his guilty plea
and prior murder were unreliable and that the State would use that
conviction as an aggravating circumstance in this case, but the trial
court stated that the appropriate jurisdiction for the motion was the
North Carolina Supreme Court since the case was on appeal. Although the
trial court had the authority to grant the motion, defendant did not
show how the denial of the motion prejudiced him or how use of the prior
guilty plea violated his constitutional rights in this case. Moreover,
defendant may still file a motion for appointment of counsel to
prosecute a motion for appropriate relief.
6. Jury § 218 (NCI4th)-- capital first-degree murder -- jury
selection -- juror excluded -- religious opposition to death penalty
The trial court did not err in a capital prosecution for first-degree
murder by excusing a juror for cause based on her religious opposition
to the death penalty. Although defendant argues that her exclusion from
the jury violated constitutional principles regarding the free exercise
of religion, she was excused for her inability to follow the law and the
fact that her religion provided the basis of her views does not alter
the propriety of her exclusion.
7. Jury § 218 (NCI4th)-- capital first-degree murder -- jury
selection -- juror excluded -- religious opposition to death penalty --
North Carolina Constitution
A capital first-degree defendant's liberty interest under Article
I, section 26 of the North Carolina Constitution was not violated by
excusing for cause a juror who was unable to vote for the death penalty
for religious reasons. Although Article I, section 26 provides that no
person shall be excluded from jury service on account of sex, race,
color, religion, or national origin, the juror here was excluded based
solely on her inability to perform her lawful duties as a juror.
8. Jury § 218 (NCI4th)-- capital first-degree murder -- jury
selection -- jurors opposed to death penalty on religious grounds --
excluded for inability to follow law
There was no merit to a capital first-degree murder defendant's
contention that if State v. Davis, 325 N.C. 607, is not
overturned, then N.C.G.S. § 15A-2000 is unconstitutional in that it
permits jurors opposed to the death penalty for religious reasons to be
excluded based on their religious beliefs. The juror here was excluded
under Wainwright v. Witt, 469 U.S. 412, for views which would
substantially impair performance of duties as a juror, and no
constitutional provisions were implicated.
9. Jury § 64 (NCI4th)-- first-degree murder -- jury selection -
- judge's comment -- no excusals for business reasons -- not chilling
The trial court did not err during jury selection for a capital
first-degree murder prosecution by admonishing jurors that no juror
would be excused for business reasons. Defendant's argument that the
judge's comment had a chilling effect on jurors' responses is not borne
out by the record; two potential alternate jurors asked and were excused
with consent of counsel after the judge's remarks.
10. Homicide § 253 (NCI4th)-- first-degree murder --
sufficiency of evidence -- premeditation and deliberation
There was no error in a capital first-degree murder prosecution
in the denial of defendant's motion to dismiss the charge for
insufficient evidence of premeditation and deliberation where the
State's evidence showed a lack of provocation by the victim, that
defendant manually strangled the victim to death, that he crammed her
body into the car trunk, that he parked the car in a parking deck, and
that he fabricated a story to conceal the murder. These facts permit the
inference that defendant acted with premeditation and deliberation.
11. Criminal Law § 471 (NCI4th Rev.)-- capital first-degree
murder -- defendant's argument -- reasonable doubt -- moral certainty
The trial court did not err during a capital prosecution for
first-degree murder by sustaining an objection and later objecting ex
mero motu to defense counsel's attempts in his closing argument to
explain proof beyond a reasonable doubt and to his use of a quotation
from a jury instruction from State v. Phillip, 261 N.C. 263,
involving "moral certainty." Cage v. Louisiana, 498 U.S. 39, and
its progeny are not controlling in this case in that here the
objectionable statements were not contained in jury instructions.
Defense counsel was informed that any references to "moral certainty" as
regards proof of reasonable doubt could not be disassociated from the
evidence and, having instructed defense counsel, the judge did not abuse
his discretion in sustaining the prosecutor's objection or by
intervening ex mero motu in defense counsel's closing argument.
Even assuming error, the trial judge correctly instructed the jury on
reasonable doubt after closing arguments.
12. Criminal Law § 433 (NCI4th Rev.)-- capital first-degree
murder -- prosecutor's closing argument -- reference to defendant's
failure to testify -- reference to what defense counsel often do
The trial court did not err in the closing argument of the guilt
phase of a capital first-degree murder prosecution by overruling
defendant's objection to the prosecutor's arguments that "You're going
to hear a lot from the defendant - well, from the defense counsel, I beg
your pardon . . ." and that ". . . lots of times defendants or counsel
try to deflect . . . ." The prosecutor's alleged reference to
defendant's failure to testify was a lapsus linguae which was
promptly corrected and could not have affected the outcome of the trial
and the reference to what counsel often do accurately anticipated
defense counsel's closing argument and was not a disparagement of
defense counsel.
13. Criminal Law § 475 (NCI4th Rev.)-- capital first-degree
murder -- prosecutor's argument -- defendant's intent to do something to
someone -- no error
The trial court did not err during a capital first-degree murder
prosecution by overruling defendant's objection to the prosecutor's
argument that defendant was bent on doing something to someone, that it
would have been some other young woman if not this victim, and that the
evidence showed that defendant set out with a fixed purpose or a
premeditation and deliberation from start to finish. The prosecutor's
arguments were within the wide latitude counsel are given and were
reasonable inferences based on the evidence.
14. Criminal Law § 472 (NCI4th Rev.)-- first-degree murder --
strangled victim -- prosecutor's argument -- premeditation and
deliberation -- any point prior to death
There was no prejudicial error in a capital prosecution for first-degree
murder where the prosecutor argued that defendant premeditated and
deliberated the killing if he intended to kill the victim at any point
prior to the victim dying. The evidence was that defendant strangled the
victim for several minutes until she was dead and the prosecutor's
statement that premeditation and deliberation can be found at any point
prior to the victim dying was an accurate statement of the law. Assuming
error, any impropriety was promptly corrected by the prosecutor
requiring that the jury find premeditation and deliberation prior to the
killing.
15. Criminal Law § 454 (NCI4th Rev.)-- first-degree murder --
prosecutor's argument -- fear and emotions of victim
There was no impropriety in a prosecutor's argument in a capital
first-degree murder prosecution where the prosecutor asked the jury to
imagine being there as the victim was strangled and asked them whether
they could imagine anything more degrading. An argument asking jurors to
put themselves in the place of the victims will not be condoned, but
arguments asking the jury to imagine the fear and emotions of a victim
have been found proper. The prosecutor's argument here was based on the
evidence and did not misstate or manipulate the evidence.
16. Criminal Law § 439 (NCI4th Rev.)-- first-degree murder --
prosecutor's argument -- defendant's character -- argument based on
facts in evidence
The closing remarks of a prosecutor in a capital first- degree
murder prosecution were properly based on facts in evidence where the
prosecutor contended that this defendant was not the average killer and
didn't care.
17. Criminal Law § 475 (NCI4th Rev.)-- first-degree murder --
prosecutor's arguments -- cumulative effect -- no error
There was no error in the cumulative effects of alleged errors in
the prosecutor's argument in a capital first-degree murder prosecution.
18. Evidence and Witnesses § 1695 (NCI4th)-- first-degree
murder -- photographs of decomposed body --relevant and probative
The trial court did not err in a capital first-degree murder
prosecution by denying defendant's motion in limine and allowing
the admission of seven photographs of the victim's body. The photographs
were relevant and had probative value; the first two were used during
the testimony of an officer to illustrate the location, position, and
condition of the body when it was discovered, and the others illustrated
the pathologist's testimony. Although defendant had conceded guilt of
second- degree murder and the photographs showed the body in an advanced
state of decomposition, defendant had pled not guilty to first- degree
murder, the State still bore the burden of proving all the elements of
first-degree murder, and the condition of the victim's body, the nature
of the wound, and evidence that the murder was done in a brutal fashion
are circumstances from which premeditation and deliberation can be
inferred.
19. Evidence and Witnesses § 1695 (NCI4th)-- first-degree
murder -- photographs of victim -- probative value not outweighed by
prejudice
The trial court did not abuse its discretion in a capital first-degree
murder prosecution by admitting seven photographs showing the victim's
badly decomposed body where the photographs were relevant and had
probative value but defendant argued that the prejudicial effect
outweighed the probative value.
20. Evidence and Witnesses § 1064 (NCI4th)-- first-degree
murder -- concession of second-degree -- not a plea -- State required to
prove elements -- instruction on flight -- no error
There was no plain error in a capital first-degree murder
prosecution where the jury was instructed on flight. Although defendant
argues that he had conceded guilt for second-degree murder and that the
only issue was whether there was sufficient evidence of premeditation
and deliberation, on which flight has no bearing, defendant had not pled
guilty to second-degree murder and only conceded guilt in argument, so
that the State was still required to prove each element of the charged
offense.
21. Homicide § 514 (NCI4th)-- second-degree murder --
instruction on elements -- Pattern Jury Instructions -- accurate
statement of law
There was no plain error in the trial court's instruction on the
elements of second-degree murder where the challenged instruction, taken
directly from the Pattern Jury Instructions, was an accurate statement
of the law.
22. Criminal Law § 505 (NCI4th Rev.)-- first-degree murder --
jury -- taking notes -- prohibited by court
There was no error in a capital first-degree murder prosecution
where the trial court prohibited the taking of notes by the jury in the
absence of an objection by the parties. The 1993 amendment to N.C.G.S. §
15A-1228, which permitted the prohibition on the judge's own motion,
became effective on 1 October 1993 and applies to trials begun after
that date. Defendant's trial began on 18 March 1996.
23. Criminal Law § 690 (NCI4th Rev.)-- first-degree murder --
mitigating circumstances -- peremptory instructions -- credible and
convincing evidence
The trial court did not err in a capital sentencing proceeding
in its peremptory instructions on mitigating circumstances where the
jury was told that the mitigating circumstance must be established by a
preponderance of the evidence and later that they should so indicate if
not persuaded that the facts supporting a circumstance were credible and
convincing. A preponderance of the evidence is the correct burden of
proof for establishing a mitigating circumstance, but a single
instruction may not be viewed in isolation and a jury may reject a
mitigating circumstance supported by all of the evidence if the evidence
is not credible or convincing. As in State v. Holden, 346 N.C.
404, the jury would have applied the credible and convincing requirement
to mean that it must believe the evidence to find that the circumstance
existed.
24. Criminal Law § 934 (NCI4th Rev.)-- first-degree murder --
issues and recommendation form -- one mitigating circumstance -- omitted
language -- no plain error
There was no plain error, and any error was harmless, where the
court in a capital sentencing proceeding submitted an issues and
recommendation form which stated as to one circumstance "ANSWER ____ One
or more of us finds this mitigating," omitting the last three words, "circumstance
to exist." Given the court's oral instructions and the other language on
the form, there was no reasonable possibility that the omission had an
impact upon the jury's verdict.
25. Criminal Law § 1363 (NCI4th Rev.)-- first-degree murder --
aggravating circumstances -- prior conviction of capital felony --
timing of murders and convictions
The trial court did not err by submitting to the jury the
aggravating circumstance that defendant had been previously convicted of
another capital felony, N.C.G.S. § 15A-2000(e)(2), where the two prior
murders preceded this murder, but the convictions did not. This argument
has recently been rejected in connection with the (e)(3) aggravating
circumstance, a previous conviction of a felony involving the use or
threat of violence to the person.
26. Criminal Law § 1363 (NCI4th Rev.)-- first-degree murder --
aggravating circumstances -- prior conviction of capital felony --
Pattern Jury Instruction -- not the law
The trial court did not err and the defendant's constitutional
rights were not violated in a capital sentencing hearing where the court
instructed on the aggravating factor of having been previously convicted
of first-degree murder by giving the pattern jury instruction in effect
during the sentencing proceeding rather than the version in effect on
the date of the offense, which included language that defendant had been
convicted of first-degree murder "on or about the alleged date".
Although defendant argues that the omission of the clause is a change in
the law which increased his punishment and violated the ex post facto
prohibition, the pattern jury instruction is drafted by a committee of
the North Carolina Conference of Superior Court Judges and does not
itself have the force or effect of the law. The instruction here was
merely altered to conform to the law; the "previously convicted"
language in N.C.G.S. § 15A-2000(e)(2) includes capital felonies
committed before the events out of the which the murder charge arose,
even though the conviction came after those events, so long as the
conviction precedes the capital sentencing proceeding in which it forms
the basis of the aggravating circumstance.
27. Criminal Law § 1363 (NCI4th Rev.)-- first-degree murder --
sentencing -- prior conviction of capital felony
The trial court did not provide erroneous instructions to the
jury in a capital sentencing proceeding regarding the (e)(2) aggravating
circumstance where defense counsel argued in closing that the
aggravating circumstance was not available based upon the pattern jury
instruction in effect at the date of the offense rather than at trial,
the trial court subsequently read to the jury from the instruction in
effect at the time of the trial, and the jury requested a copy of the
statute and later returned with a question. Although defendant contends
that the answer did not require the jury to find that defendant had been
previously convicted of first-degree murder, any confusion was most
likely caused by defense counsel's reading of the prior pattern jury
instruction and any misunderstanding was clarified by the judge's
instructions and answers to the jury's questions. The jury knew that it
was required to find that defendant had been previously convicted of
first-degree murder in order to find the aggravating circumstance.
28. Criminal Law § 1348 (NCI4th Rev.)-- capital sentencing --
parole eligibility -- instruction denied
The trial court did not err in a capital sentencing proceeding by
denying defendant's request for an instruction on parole eligibility
where defendant contended that the State argued future dangerousness and
that defendant would be parole ineligible if a life sentence were
imposed in this case because of a prior conviction and death sentence.
The prosecution argued that defendant had committed three murders to
show that defendant was a serial killer deserving of the death penalty
and did not argue future dangerousness.
29. Criminal Law § 1338 (NCI4th Rev.)-- capital sentencing --
photographs of prior murder victims -- admissible
The trial court did not err in a capital sentencing proceeding by
allowing into evidence postmortem photographs of the victims in
defendant's previous first-degree murder convictions. The photographs
illustrated the testimony of police detectives and supported the
existence of the aggravating circumstance that defendant had been
previously convicted of another capital felony. Whether photographic
evidence is more probative than prejudicial lies within the discretion
of the trial court and defendant failed to show that the court abused
its discretion.
30. Criminal Law § 472 (NCI4th Rev.)-- capital sentencing --
reading from judicial opinion -- quoting Florida law
The trial court did not err in a capital sentencing proceeding by
overruling defendant's objection to the prosecutor's argument quoting
from a North Carolina Supreme Court decision which quoted with approval
a Florida opinion regarding character analysis of the defendant.
Although defendant argued that this was not the law of North Carolina,
it has repeatedly been held that the State is entitled to present
competent, relevant evidence pertaining to the circumstances of the
crime and character of the criminal.
31. Criminal Law § 439 (NCI4th Rev.)-- capital sentencing --
prosecutor's argument -- defendant a coward
The trial court did not err in a capital sentencing proceeding by
overruling defendant's objection to the prosecutor calling defendant a
coward in his closing argument. The prosecutor's comments were connected
to evidence which suggested that defendant preyed on those who were
weaker than he and, while not complimentary, in context the use of the
word was not disparaging.
32. Criminal Law § 460 (NCI4th Rev.)-- capital sentencing --
prosecutor's opening argument -- reference to prior capital conviction
There was no gross impropriety requiring intervention ex mero
motu in a capital sentencing proceeding where the prosecutor
commented to the jury in his opening statement that the evidence would
show that defendant had been convicted of "capital or first-degree
murder" in Asheville and noncapital murder in South Carolina. Although
it has been held that it is improper for the jury to have knowledge that
a capital defendant has been on death row in the same case, the
prosecutor accurately depicted the prior convictions, both parties and
the judge believed at the time that the South Carolina conviction would
be submitted as an (e)(3) aggravating circumstance although defendant
subsequently requested that both convictions be submitted under (e)(2),
and the prosecutor never mentioned that defendant was sentenced to death
for the Asheville conviction. Merely referring to a conviction for
"capital or first-degree murder" does not necessarily lead to the
conclusion that a death sentence was imposed.
33. Criminal Law § 564 (NCI4th Rev.)-- capital sentencing --
reference to death row -- mistrial denied
The trial court did not err by not declaring a mistrial in a
capital sentencing proceeding where defendant's witness testified that
defendant was doing as well as one could do on death row. The mention of
death row was inadvertently made on direct examination of defendant's
witness, was made only once, and was never brought to the attention of
the jury. It cannot be said that the comments of defendant's witness
constituted a transgression so gross or highly prejudicial that it alone
warrants the granting of a mistrial.
34. Criminal Law § 1402 (NCI4th Rev.)-- death penalty -- not
disproportionate
A death sentence was not disproportionate where the record fully
supports the jury's finding of the aggravating circumstance submitted,
there is no indication that the sentence was imposed under the influence
of passion, prejudice, or any other arbitrary factor, this case is not
substantially similar to any of the cases in which the death sentence
was found disproportionate, and it cannot be said as a matter of law
that the sentence is disproportionate when compared with other cases
roughly similar with respect to the crime and the defendant.
*****
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from a
judgment imposing a sentence of death entered by Greeson, J., at the 18 March
1996 Criminal Session of Superior Court, Guilford County, upon a jury
verdict of guilty of first-degree murder. Heard in the Supreme Court 15 October
1997.
Michael F. Easley, Attorney General, by Ellen B. Scouten,
Special Deputy Attorney General, for the State.
John Bryson and Stanley F. Hammer for defendant-appellant.
PARKER, Justice.
Defendant Lesley Eugene Warren was indicted on 17 September 1990
for the first-degree murder of Katherine Johnson ("victim"). The jury
found defendant guilty of first-degree murder on the basis of
premeditation and deliberation. Following a capital sentencing
proceeding, the jury recommended a sentence of death; and the trial
court entered judgment in accordance with that recommendation.
The State's evidence tended to show the following. On 15 July
1990 Terri Quinby attended the Radisson Hotel employees' picnic held at
Cedrow Park in High Point, North Carolina, with her two brothers, her
sister, and her children and their children. Defendant went with Ms. Quinby
and her family to the picnic. Ms. Quinby introduced the victim, whom she
knew when the victim worked part-time in the Radisson gift shop, to
defendant at the picnic where they played softball, ate, and drank beer.
After the picnic, around 4:00 p.m., many of the Radisson group,
including defendant, went to Applebee's. At Applebee's defendant told Ms. Quinby's
brother Freddy he would "have her [the victim] by the end of the night"
and that "he would have her [the victim] before the night was over, for
us to watch and see." Ms. Quinby and the rest of her family along with
defendant and the victim went to the house of Ms. Quinby's sister, Robin,
for dinner. The victim rode with defendant on his motorcycle, and Robin
drove the victim's car from Applebee's to Robin's house.
At approximately 9:00 p.m. they all went to Ms. Quinby's house.
After sitting on the porch for a while, defendant and the victim went
for a motorcycle ride. They drove by Ms. Quinby's house around 11:30
p.m. Defendant returned about an hour later to get the victim's car. He
said that the victim could not drive it and that they were going to get
a room at the Town House Motel.
On the morning of 16 July 1990, defendant was sleeping on Ms. Quinby's
couch. He said that he left the victim at the motel and walked back so
that she could drive to class that morning. Defendant spent the week at
Ms. Quinby's house.
On 20 July 1990 High Point police arrested defendant at the
Quinby house on a South Carolina warrant. When he was arrested and
searched, the police found a set of keys which defendant claimed were
his; the police later discovered that the keys were to the victim's car.
Defendant was transported to Asheville, in Buncombe County, North
Carolina, and was questioned about murders in Asheville and South
Carolina. Defendant confessed to the victim's murder in High Point and
told Asheville police that he had placed the victim's body in the trunk
of her car and had parked it in a parking deck near the Radisson. High
Point police located the victim's car and found the victim's naked,
decaying body in the trunk, with a bra wrapped around her neck.
Defendant's fingerprints were found outside the driver's side door, and
his right palm print was found on the outside of the trunk. Defendant
had further stated that he and the victim had had sex in a soccer field.
High Point officers searched the athletic field and found the victim's
shoes near an unmown grass embankment.
The autopsy revealed areas of hemorrhage indicating strangulation
by pressure to the neck. The pathologist determined that the cause of
death was asphyxia due to strangulation. The victim's decomposed body
was identified by using dental records.
Defendant presented no evidence at the guilt phase.
Additional facts will be presented as needed to discuss specific
issues.
PRETRIAL ISSUES
By his first assignment of error, defendant contends that his
confession was obtained in violation of his Fifth Amendment right
against self-incrimination and his Sixth Amendment right to counsel.
Defendant bases his argument on the following facts.
On 28 May 1990 Asheville Police Department Detective Lambert
questioned defendant about the disappearance of Jayme Hurley. Defendant
admitted he saw Hurley on 24 May 1990, the day she disappeared, and
consented to leaving his van at the Police Department so that it could
be searched.
Upon returning on 29 May 1990 to pick up his van, defendant was
advised of his Miranda rights and signed a rights waiver form. He
was informed that the police had found a pocketbook in his van which
defendant first said belonged to his wife, but Detective Lambert then
told defendant that the pocketbook was identified as belonging to Hurley.
After this conversation defendant stated that he may need or may want to
get an attorney. Despite defendant's request for counsel, the officers
decided that because Hurley might still be alive, they would continue
the questioning. During the questioning defendant stated that Hurley had
died from a cocaine overdose and that defendant had thrown her body into
the French Broad River.
Upon conclusion of the questioning, defendant was arrested on an
outstanding arrest warrant for failure to produce title to a motor
vehicle and for misdemeanor larceny of Hurley's pocketbook. Defendant
was represented by Scott Jarvis at the bond hearing on the misdemeanor
charges. At this hearing on 7 June 1990, the district attorney
anticipated additional charges; but at the time he was not ready to file
these charges. The judge reduced defendant's bond, and defendant was
released.
On 7 June 1990 defendant went to the Police Department to get his
van. Detective Lambert asked for and defendant consented to give blood,
hair, and urine samples. After the samples were collected, defendant
agreed to return the next day to talk to Detective Lambert about Hurley.
Defendant did not return on 8 June 1990; instead, his mother and Keith
Cochrane, Mr. Jarvis' investigator, both left messages that Mr. Jarvis
wanted to be present for anything further concerning the misdemeanor
charges or the Hurley disappearance.
As a result of Detective Lambert's investigation in South
Carolina to obtain background information on defendant from his family,
Detective Lambert learned that the South Carolina authorities suspected
defendant of a homicide in the Spartanburg area. Through the use of a
trap and trace device on the phone of defendant's wife, South Carolina
officials located defendant in High Point and issued a warrant for his
arrest for first-degree murder and kidnapping.
On 20 July 1990 the High Point Police Department was notified
that there was an outstanding South Carolina warrant for defendant's
arrest. Defendant was arrested at Terri Quinby's house at 2:44 p.m. by
High Point police; he was taken to the police station until Asheville
police arrived; and about 6:30 p.m., an officer of the Asheville Police
Department took him back to Asheville. Although Mr. Cochrane asked
Asheville police to notify Mr. Jarvis when defendant arrived in
Asheville, he was never contacted. Defendant arrived in Asheville and
was interviewed by Detective Lambert at 9:10 p.m. after defendant was
advised of and waived his rights without ever invoking his Fifth
Amendment right to have counsel present. Detective Lambert questioned
defendant about the South Carolina and Asheville homicides as well as
another murder for which defendant was implicated in New York. Defendant
willingly discussed the murders and confessed to committing all three
murders, including the murder of Hurley in Asheville. Then Detective
Lambert told defendant he thought there were more killings and that now
would be a good time to admit to them. Defendant then confessed to
killing Katherine Johnson in High Point--the case sub judice--and
explained the events leading up to and following her death. The High
Point Police Department was informed of these facts, and from this
information High Point officers discovered the body of Katherine Johnson
in the trunk of her car. At approximately 12:09 a.m. on 21 July 1990,
defendant signed a statement confessing to the four murders. Subsequent
to that statement defendant willingly discussed the murders with
investigators from other agencies.
On the morning of 21 July 1990, an arrest warrant was issued for
defendant by a Guilford County magistrate. That afternoon Lieutenant
Dunn of the High Point Police Department served the warrant on defendant
in Asheville. Defendant told Lieutenant Dunn that he would like to speak
with High Point investigators concerning the victim's murder.
On Monday, 23 July 1990, Detectives Grubb and McNeill of the High
Point Police Department and Special Agent Bob Padgett with the State
Bureau of Investigation ("SBI") went to Asheville to interview defendant.
Defendant was again given the Miranda warnings and willingly
waived his rights. During this interview someone poked his head in the
door and closed the door when defendant made an arm motion at him as if
to say "go on and leave us alone." Defendant said, "my lawyer," and
continued talking to the officers. This person was later identified as
Mr. Cochrane. Defendant never asked to have an attorney present during
the interview. At the conclusion of the interview, defendant stated he
would be glad to talk to the officers again.
Prior to trial defendant moved to suppress his confession to the
Johnson murder on the grounds that his Sixth Amendment and Fifth
Amendment rights had been violated. The trial court denied defendant's
motion, finding no constitutional violations surrounding his confession
to the murder in this case. On appeal defendant assigns error to the
trial court's finding; we reject defendant's argument.
The Sixth Amendment provides that "[i]n all criminal prosecutions,
the accused shall enjoy the right . . . to have the assistance of
counsel for his defense." U.S. Const. amend. VI. Further, the police may
not interrogate a defendant whose Sixth Amendment right has attached
unless counsel is present or the defendant expressly waives his right to
assistance of counsel. State v. Nations, 319 N.C. 318, 324, 354
S.E.2d 510, 513 (1987). The United States Supreme Court has stated that
"once this right to counsel has attached and been invoked," any
subsequent waiver of this right by a defendant during a police-initiated
custodial interrogation is a nullity; thus, any inculpatory statements
made by a defendant to police during such interrogation must be
suppressed. Michigan v. Jackson, 475 U.S. 625, 636, 89 L. Ed. 2d
631, 642 (1986). A defendant's Sixth Amendment right to counsel attaches
only when adversary judicial proceedings have been initiated, either "by
way of formal charge, preliminary hearing, indictment, information or
arraignment." Kirby v. Illinois, 406 U.S. 682, 689, 32 L. Ed. 2d
411, 417 (1972); see generally United States v. Gouveia, 467 U.S.
180, 81 L. Ed. 2d 146 (1984).
However, the Sixth Amendment is offense-specific and "cannot be
invoked once for all future prosecutions." McNeil v. Wisconsin,
501 U.S. 171, 175, 115 L. Ed. 2d 158, 166-67 (1991). Thus, the holding
in Michigan v. Jackson, invalidating post- attachment waivers in
police-initiated interviews, is likewise offense-specific. Id. at
175, 115 L. Ed. 2d at 167.
The police have an interest . . . in investigating new or
additional crimes . . . [in which they may be seeking evidence on]
individuals already under indictment. . . . [T]o exclude evidence
pertaining to charges as to which the Sixth Amendment right to counsel
had not attached at the time the evidence was obtained, simply because
other charges were pending at that time, would unnecessarily frustrate
the public's interest in the investigation of criminal activities.
Maine v. Moulton, 474 U.S. 159, 179-80, 88 L. Ed. 2d 481, 498
(1985).
The Court went on to note that "[i]ncriminating statements
pertaining to other crimes, as to which the Sixth Amendment right has
not yet attached, are, of course, admissible at a trial of those
offenses." Id. at 180 n.16, 88 L. Ed. 2d at 499 n.16. In this
case, when defendant was arrested in High Point, his Sixth Amendment
right to counsel had not attached to any of the homicides because no
adversary judicial proceedings had been instituted in the murder cases.
Therefore, we must overrule defendant's assignment of error.
Defendant further contends that, notwithstanding the offense-specific
nature of the Sixth Amendment right to counsel, the confession should
have been suppressed because the offense in this case is inextricably
intertwined with crimes for which the Sixth Amendment right had attached
at the time of his confession. While recognizing that some jurisdictions
have enunciated a "very closely related crime" exception, this exception
has very limited application. See Bromfield v. Freeman, 923 F.
Supp. 783, 787 (E.D.N.C. 1996) ("where the offense to which the right
has attached is a lesser-included offense of the uncharged offense . . .
there can only be a single offense for purposes of the Sixth Amendment"),
appeal dismissed, 121 F.3d 697 (4th Cir. 1997). Even assuming
arguendo that the misdemeanor pocketbook larceny offense, to which
defendant's Sixth Amendment right had attached, was "inextricably
intertwined" with the Hurley murder in Asheville such that defendant's
confession to the Hurley murder was barred under the holding in
Michigan v. Jackson, any Sixth Amendment right related only to that
murder. Because defendant had yet to commit the Johnson murder in High
Point at the time his Sixth Amendment rights attached with respect to
the misdemeanor larceny, he could not have invoked his Sixth Amendment
right to counsel as to that murder. Accordingly, there is no bar to the
admission of defendant's statements in this case. Likewise, we reject
defendant's argument that pursuant to Article I, Section 23 of the North
Carolina Constitution and N.C.G.S. § 15-4, his state constitutional and
statutory rights have been violated.
Defendant also argues a Fifth Amendment violation of his right to
counsel. The Fifth Amendment of the United States Constitution
guarantees that "[n]o person . . . shall be compelled in any criminal
case to be a witness against himself." U.S. Const. amend. V. In
Miranda v. Arizona, 384 U.S. 436, 16 L. Ed. 2d 694 (1966), the
United States Supreme Court determined that the prohibition against self-incrimination
requires that prior to a custodial interrogation, the alleged defendant
must be advised that he has the right to remain silent and the right to
the presence of an attorney. Id. at 479, 16 L. Ed. 2d at 726. The
Court further held that the accused could "knowingly and intelligently
waive[] his privilege against self-incrimination and his right to
retained or appointed counsel." Id. at 475, 16 L. Ed. 2d at 724.
However, if he requests counsel, "the interrogation must cease until an
attorney is present." Id. at 474, 16 L. Ed. 2d at 723.
The question then becomes "whether a reasonable person in [defendant's]
position would believe that he had been taken into custody or otherwise
deprived of his freedom of action in any significant way." State v.
Davis, 305 N.C. 400, 410, 290 S.E.2d 574, 580-81 (1982). In this
case the trial court found as fact that defendant was in custody during
the questioning on 29 May 1990 at the Asheville Police Department and
that defendant invoked his Fifth Amendment right to counsel during that
interview. The question then is whether defendant's assertion of his
Fifth Amendment rights on 29 May 1990 mandates suppression of his
confession on 20 July 1990 to the murder of Katherine Johnson on 15 July
1990.
The United States Supreme Court has established that when an
accused has invoked his right to have counsel present during custodial
interrogation, a valid waiver of that right cannot be established by
showing only that he responded to further police-initiated custodial
interrogation even if he has been advised of his rights. We further hold
that an accused . . . having expressed his desire to deal with the
police only through counsel[] is not subject to further interrogation by
the authorities until counsel has been made available to him, unless the
accused himself initiates further communication, exchanges, or
conversations with the police. Edwards v. Arizona, 451 U.S. 477, 484-85, 68 L. Ed. 2d 378,
386 (1981).
Defendant argues that by reinitiating custodial
interrogation 20 July 1990, the police violated his Fifth Amendment
rights. However, defendant does not challenge the trial court's finding
that there had been a break in custody between defendant's assertion of
his rights on 29 May 1990 and his confession on 20 July 1990. Therefore,
we must overrule defendant's assignment of error on this issue.
Since Edwards the Supreme Court has stated that the rule
in Edwards is applicable only if there has been no break in
custody, McNeil v. Wisconsin, 501 U.S. at 177, 115 L. Ed. 2d at
167-68, and we have adopted this clarification of Edwards:
"If police do subsequently initiate an encounter in the absence
of counsel (assuming there has been no break in custody), the suspect's
statements are presumed involuntary and therefore inadmissible as
substantive evidence at trial, even where the suspect executes a waiver
and his statements would be considered voluntary under traditional
standards." State v. Torres, 330 N.C. 517, 524, 412 S.E.2d 20, 24 (1992) (quoting
McNeil v. Wisconsin, 501 U.S. at 177, 115 L. Ed. 2d at 167-68);
see McFadden v. Garraghty, 820 F.2d 654, 661 (4th Cir. 1987)
(holding that two breaks in custody served to sever any causal link
between the initial unlawful interrogation and the voluntary confessions);
United States v. Skinner, 667 F.2d 1306, 1309 (9th Cir. 1982) (stating
that Edwards did not preclude further questioning when defendant
was released from custody and had opportunity to contact counsel),
cert. denied, 463 U.S. 1229, 77 L. Ed. 2d 1410 (1983).
Defendant
asserted his right to counsel on 29 May 1990; was released from custody
on 7 June 1990; and was not in custody again until 20 July 1990 when he
was arrested, advised of his rights, and knowingly and intelligently
waived them. We hold the "break in custody" makes the rule in Edwards
inapplicable and defendant's confession to the Johnson murder obtained
in the subsequent police-initiated interrogation following his arrest on
20 July 1990 was admissible. Defendant's motion to suppress his
confession was properly denied by the trial court.
Defendant next contends that the trial court's denial of his
motion to have the jury consider life without the possibility of parole
as a sentencing option violated his constitutional rights. We disagree.
Defendant asserts that he was entitled to an instruction that a
sentence of life imprisonment "means a sentence of life without parole."
At the time defendant committed the murder of Katherine Johnson in 1990,
a person serving a life sentence was eligible for parole after twenty
years. N.C.G.S. § 15A-1371(a1) (1988). In 1994 the General Assembly
repealed this statute and amended N.C.G.S. § 15A-2002 to require the
requested instruction for offenses occurring on or after 1 October 1994.
This Court has acknowledged the intent of the legislature to apply
N.C.G.S. § 15A-2002 prospectively. State v. Fullwood, 343 N.C.
725, 741, 472 S.E.2d 883, 891 (1996), cert. denied, ___ U.S. ___,
137 L. Ed. 2d 339 (1997).
Further, retroactive application of the
amendment would violate the constitutional prohibition of ex post
facto laws because it increases the punishment for first-degree
murder. Defendant recognizes the ex post facto problem and offers
to waive this constitutional protection. This identical argument was
raised and rejected in State v. Conner, 345 N.C. 319, 331-32, 480
S.E.2d 626, 631, cert. denied, ___ U.S. ___, 139 L. Ed. 2d 134
(1997), and State v. Fullwood, 343 N.C. at 741-42, 472 S.E.2d at
891-92. We see no reason to depart from this sound holding. For the
trial court to instruct the jury according to the amended statute would
have been improper. Accordingly, the trial court did not err in refusing
to do so.
Next, defendant contends that the trial court erred in dismissing
defendant's motion for appointment of counsel to prosecute a motion for
appropriate relief regarding defendant's prior conviction for first-degree
murder in Buncombe County, North Carolina, thereby violating his
constitutional rights. Believing that defendant's guilty plea and
conviction for the murder of Jayme Hurley in Buncombe County were
unreliable and that the State would use that conviction as an
aggravating circumstance in this case, defense counsel sought to have
counsel appointed to prosecute a motion for appropriate relief in
Buncombe County to determine the reliability of the guilty plea and
prior conviction prior to having that conviction used as an aggravating
circumstance. The trial court denied this pretrial motion stating that
since defendant's Buncombe County case was on appeal to this Court,
under N.C.G.S. § 15A-1418 the appropriate jurisdiction for the motion
was the North Carolina Supreme Court.
While it is true that pursuant to N.C.G.S. § 7A-451(a)(3) the
trial court had the authority to grant defendant's motion for
appointment of counsel, defendant has not shown how the denial of this
motion has prejudiced him. Further, defendant has not shown how the use
of the guilty plea and prior conviction in Buncombe County violated his
constitutional rights in this case. Moreover, defendant may still file a
motion for appointment of counsel to prosecute a motion for appropriate
relief. We, therefore, hold that the trial court did not abuse its
discretion by denying defendant's motion for appointment of counsel.
JURY SELECTION ISSUES
Defendant next argues that the trial court erred in excusing for
cause juror Alma Larson based on her opposition to the death penalty on
religious grounds, thereby denying defendant his rights under the First,
Eighth, and Fourteenth Amendments to the United States Constitution.
The test for determining when a juror may be excused for cause is
whether his views "would 'prevent or substantially impair the
performance of his duties as a juror in accordance with his instructions
and his oath.'" Wainwright v. Witt, 469 U.S. 412, 424, 83 L. Ed.
2d 841, 851-52 (1985) (quoting Adams v. Texas, 448 U.S. 38, 45,
65 L. Ed. 2d 581, 589 (1980)). The fact that a prospective juror "voiced
general objections to the death penalty or expressed conscientious or
religious scruples against its infliction" is not sufficient.
Witherspoon v. Illinois, 391 U.S. 510, 522, 20 L. Ed. 2d 776, 784-85
(1968).
Defendant does not contend that Larson in fact could perform her
duties as a juror in accordance with her oath. In response to the trial
court's inquiry as to whether she would always vote against the death
sentence and always for life imprisonment, Larson answered in the
affirmative. Instead, just as the defendant in State v. Davis
argued, defendant here argues that because her opposition to capital
punishment was based on the teachings of her religion, her "exclusion
from the jury violated constitutional principles regarding the free
exercise of religion and the right to serve as a juror regardless of
one's religion." State v. Davis, 325 N.C. 607, 625, 386 S.E.2d
418, 427 (1989), cert. denied, 496 U.S. 905, 110 L. Ed. 2d 268
(1990). Since Larson was excused based on her "inability to follow the
law[, t]he fact that the prospective juror's religion provided the basis
for [her] views did not alter the propriety of excluding [her] for
cause." Id. at 625-26, 386 S.E.2d at 427. We find no compelling
reason to depart from Davis.
In addition to the arguments used in Davis, defendant
submits that Article I, Section 26 of the North Carolina Constitution
creates a liberty interest in defendant having prospective jurors not
excused due to their religious beliefs and that to do so would result in
a violation of due process. Article I, Section 26 of the North Carolina
Constitution provides that "[n]o person shall be excluded from jury
service on account of sex, race, color, religion, or national origin,"
but as stated above, Larson was excluded (as was the juror in Davis)
under the Witt test based solely on her inability to perform her
lawful duties as a juror. We find no merit in this assignment of error.
Defendant next contends that if the ruling in Davis is not
overturned, then N.C.G.S. § 15A-2000 is unconstitutional in that it
permits jurors to be excluded based on their religious beliefs. We
likewise find no merit to this assignment of error in that Larson was
excused under Witt, and for this reason no constitutional
provisions were implicated.
Defendant next argues that the trial court committed reversible
error by admonishing jurors that no juror would be excused for business
reasons, thus limiting free and open responses during jury selections
and restricting defendant's ability to exercise peremptory and for cause
challenges.
"[T]he trial judge has broad discretion to see that a competent,
fair and impartial jury is impaneled and rulings of the trial judge in
this regard will not be reversed absent a showing of abuse of discretion."
State v. Johnson, 298 N.C. 355, 362, 259 S.E.2d 752, 757 (1979).
Pursuant to N.C.G.S. § 15A-1212(9) the grounds for challenging a juror
for cause include the juror's inability to render a fair and impartial
verdict.
The trial court's comment is similar to the one at issue in
Fullwood. In that case the jurors were warned to "be cautious in
what you may say, and do not say, and do not say anything that would
tend to taint any other juror." State v. Fullwood, 343 N.C. at
734, 472 S.E.2d at 887. The defendant's argument that this instruction
tended to inhibit prospective jurors from disclosing prejudicial
information was found to have no merit. Similarly, defendant's argument
in the present case that the judge's comment had a chilling effect on
jurors' responses is not borne out by the record. In fact two potential
alternate jurors asked to be and were excused with consent of counsel
for business reasons after the judge's remarks. Defendant has failed to
show that the trial court abused its discretion or that defendant was
prejudiced by the impaneled jury; therefore, we reject defendant's
argument on this point.
GUILT PHASE ISSUES
Defendant next argues that the trial court erred in denying his
motion to dismiss the first-degree murder charge. Defendant asserts that
the evidence was insufficient to prove premeditation and deliberation.
This Court has repeatedly stated that when determining the
sufficiency of the evidence to support a charged offense, the evidence
must be viewed "in the light most favorable to the State, giving the
State the benefit of every reasonable inference." State v. Benson,
331 N.C. 537, 544, 417 S.E.2d 756, 761 (1992). A defendant's motion to
dismiss must be denied if the evidence considered in the light most
favorable to the State permits a rational jury to find the existence of
each element of the charged crime beyond a reasonable doubt. See
State v. Williams, 334 N.C. 440, 447, 434 S.E.2d 588, 592 (1993),
sentence vacated on other grounds, 511 U.S. 1001, 128 L. Ed. 2d 42
(1994).
The test for sufficiency is the same whether the evidence
presented is direct or circumstantial or both. State v. Vause,
328 N.C. 231, 237, 400 S.E.2d 57, 61 (1991); State v. Bullard,
312 N.C. 129, 160, 322 S.E.2d 370, 388 (1984). "Circumstantial evidence
may withstand a motion to dismiss and support a conviction even when the
evidence does not rule out every hypothesis of innocence." State v.
Stone, 323 N.C. 447, 452, 373 S.E.2d 430, 433 (1988). If the
evidence supports that a reasonable inference of defendant's guilt may
be drawn from the circumstances, then "it is for the [jurors] to decide
whether the facts, taken singly or in combination, satisfy them beyond a
reasonable doubt that the defendant is actually guilty." State v.
Rowland, 263 N.C. 353, 358, 139 S.E.2d 661, 665 (1965).
Applying the foregoing rules to the evidence presented in this
case, we conclude that there was sufficient evidence from which a
rational jury could find that defendant killed Katherine Johnson with
premeditation and deliberation.
First-degree murder is the intentional and unlawful killing of a
human being with malice and with premeditation and deliberation.
State v. Taylor, 337 N.C. 597, 607, 447 S.E.2d 360, 367 (1994).
Premeditation means that the act was thought over beforehand for some
length of time, however short; but no particular amount of time is
necessary for the mental process of premeditation. State v. Conner,
335 N.C. 618, 635, 440 S.E.2d 826, 835-36 (1994). Deliberation means an
intent to kill, carried out in a cool state of blood, in furtherance of
a fixed design for revenge or to accomplish an unlawful purpose and not
under the influence of a violent passion, suddenly aroused by legal
provocation or lawful or just cause. State v. Hamlet, 312 N.C.
162, 170, 321 S.E.2d 837, 842-43 (1984). In State v. Taylor, 337
N.C. 597, 447 S.E.2d 360 (1994), we held that want of provocation on the
part of the deceased, the brutality of the murder, and attempts to cover
up involvement in the crime are among other circumstances from which
premeditation and deliberation can be inferred. Id. at 607-08,
447 S.E.2d at 367. In this case the State's evidence showed a lack of
provocation by the victim, that defendant manually strangled Katherine
Johnson to death, that he crammed her body into the car trunk, that he
parked the car in a parking deck, and that he fabricated a story to
conceal the murder. These facts permit the inference that defendant
acted with premeditation and deliberation, and the trial court properly
denied defendant's motion to dismiss.
Defendant next assigns error to the trial court's sustaining an
objection and later objecting ex mero motu to defense counsel's
closing argument. We disagree.
During his closing argument defense counsel attempted to explain
the meaning of proof beyond a reasonable doubt and quoted a jury
instruction used in State v. Phillip, 261 N.C. 263, 134 S.E.2d
386, cert. denied, 377 U.S. 1003, 12 L. Ed. 2d 1052 (1964). The
prosecutor's initial objection was overruled by the trial court. Defense
counsel then quoted from Phillip as follows:
MR. BRYSON [defense counsel]: . . . .
"A reasonable doubt is a fair and honest doubt based on
common sense and reason[] and one that leaves your mind so that you
cannot say that you have an abiding conviction to a moral certainty of
the defendant's guilt." [Id. at 268, 134 S.E.2d at 391.]
Later on, it [Phillip] says this:
"If the jurors are not satisfied to a moral certainty of the
defendant's guilt, they have a reasonable doubt." [Id. at 269,
134 S.E.2d at 391.]
MR. KIMEL [the prosecutor]: We object to that.
THE COURT: Objection sustained to that.
MR. KIMEL: It's not the law.
THE COURT: Objection sustained to that.
MR. KIMEL: Request the jury disregard that, your Honor.
THE COURT: Well, I sustained the objection. That's the
Cage case.
MR. BRYSON: I believe that's been approved in Bryant.
THE COURT: If you want to take time, we'll look at it.
MR. BRYSON: No, I won't take the time.
THE COURT: All right.
MR. BRYSON: (Continuing) But you must be convinced to a moral
certainty of the defendant's guilt, and that is what proof---
MR. KIMEL: Object. That's not the law.
THE COURT: Overruled. Go ahead.
Later in defense counsel's closing argument, he quoted defendant's
confession and said:
And does that convince you beyond a reasonable doubt? Are you
convinced now to a moral certainty that before he acted, he had---
THE COURT: Objection. I'm going to object to the words "moral
certainty."
MR. BRYSON: I think the Bryant case says its okay.
THE COURT: You've got to use it with other words. The words
"moral certainty" is [sic] objectionable.
Still later in defense counsel's closing, he argued:
Please listen carefully to the instruction. If you follow the
law, you'll say well, his statement gives me problems. There's really no
real reason not to believe what he's saying. He's confessing to a murder.
He's obviously not trying to create a defense here. He's trying to tell
as much as he can about the case. He obviously has blacked out at some
time so he can't remember for some reason, whether it was drunkenness or
whatever. So I'm not sure about those two elements. And because I'm not
convinced to a moral certainty---
MR. KIMEL: Object to that, your Honor.
THE COURT: Sustained to moral certainty.
Defendant contends that defense counsel was denied the
opportunity to argue the law and the facts to the jury. Attorneys from
both sides are generally allowed wide latitude in argument and are
entitled to argue the facts along with the relevant law. State v.
Huffstetler, 312 N.C. 92, 112, 322 S.E.2d 110, 123 (1984), cert.
denied, 471 U.S. 1009, 85 L. Ed. 2d 169 (1985). Defendant relies on
State v. Bryant, 337 N.C. 298, 446 S.E.2d 71 (1994), as support
for his contention.
In Cage v. Louisiana, 498 U.S. 39, 112 L. Ed. 2d 339
(1990), overruled on other grounds byEstelle v. McGuire,
502 U.S. 62, 116 L. Ed. 2d 385 (1991), the United States Supreme Court
held that a jury instruction which defined reasonable doubt as a "grave
uncertainty" or an "actual substantial doubt" suggests a higher degree
of doubt than that required for acquittal and that when considered in
reference to "moral certainty" rather than evidentiary certainty, a
reasonable jury could find the defendant guilty on a degree of proof
less than a reasonable doubt. Id. at 41, 112 L. Ed. 2d at 342.
In Victor v. Nebraska, 511 U.S. 1, 127 L. Ed. 2d 583
(1994), the United States Supreme Court clarified its holding in Cage.
The Victor jury was given the following instruction: "It is that
state of the case, which, after the entire comparison and consideration
of all the evidence, leaves the minds of the jurors in that condition
that they cannot say they feel an abiding conviction, to a moral
certainty, of the truth of the charge." Id. at 7, 127 L. Ed. 2d
at 592. The Court approved the jury instruction in Victor because
it explicitly told the jury that its conclusion must be based on the
evidence in the case. Id. at 16, 127 L. Ed. 2d at 597. In stating
that "the moral certainty language cannot be sequestered from its
surrounding," id. at 16, 127 L. Ed. 2d at 596, the Court was
satisfied when it was used "in conjunction with the abiding conviction
language," id. at 15, 127 L. Ed. 2d at 596.
This Court has had occasion to examine Cage and Victor
and has applied their holdings. See State v. Taylor, 340 N.C. 52,
59, 455 S.E.2d 859, 862-63 (1995); State v. Bryant, 337 N.C. at
305-06, 446 S.E.2d at 75. However, Cage and its progeny are not
controlling in this case in that here the objectionable statements were
not contained in jury instructions. State v. Roseboro, 344 N.C.
364, 377, 474 S.E.2d 314, 321 (1996). In this case defense counsel was
informed that any references to "moral certainty" as regards proof of
reasonable doubt could not be disassociated from the evidence. Having
instructed defense counsel, the trial judge did not abuse his discretion
in sustaining the prosecutor's objection or by intervening ex mero
motu to defense counsel's closing argument.
Assuming the trial judge did err by sustaining the prosecutor's
objection or by intervening ex mero motu to defense counsel's
closing argument, the trial judge correctly instructed the jury after
closing arguments as to reasonable doubt, stating:
A reasonable doubt is a doubt based on reason and common sense,
arising out of some or all of the evidence that has been presented, or
the lack of it or insufficiency of that evidence, as the case may be.
Proof beyond a reasonable doubt is proof that fully satisfies or
entirely convinces you of the defendant's guilt.
This instruction is a correct statement of the law. Id.;
N.C.P.I.--Crim. 101.10 (1974). We find no merit in defendant's argument.
Defendant next argues that the trial court committed error by
overruling his objections to five comments by the prosecutor during
closing argument. Defendant maintains that the first comment
impermissibly criticized defendant's exercise of his constitutional
right not to testify and further insulted the judicial system by
disparaging defense counsel.
Counsel are entitled to wide latitude during jury arguments, but
the scope of that latitude is within the discretion of the trial court.
State v. Soyars, 332 N.C. 47, 60, 418 S.E.2d 480, 487 (1992). A
prosecutor in a capital trial may argue all the facts in evidence, the
law, and all reasonable inferences drawn therefrom. State v. McCollum,
334 N.C. 208, 223, 433 S.E.2d 144, 152 (1993), cert. denied, 512
U.S. 1254, 129 L. Ed. 2d 895 (1994); State v. Syriani, 333 N.C.
350, 398, 428 S.E.2d 118, 144, cert. denied, 510 U.S. 948, 126 L.
Ed. 2d 341 (1993).
However, "[a] criminal defendant may not be compelled to testify,
and any reference by the State regarding his failure to testify is
violative of his constitutional right to remain silent." State v.
Baymon, 336 N.C. 748, 758, 446 S.E.2d 1, 6 (1994) (citing Griffin
v. California, 380 U.S. 609, 615, 14 L. Ed. 2d 106, 110 (1965)). "[T]he
error may be cured by a withdrawal of the remark or by a statement from
the court that it was improper, followed by an instruction to the jury
not to consider the failure of the accused to offer himself as a witness."
State v. McCall, 286 N.C. 472, 487, 212 S.E.2d 132, 141 (1975).
The failure to give a curative instruction does not require an automatic
reversal; instead, this Court must determine whether the error is
harmless beyond a reasonable doubt. State v. Larry, 345 N.C. 497,
524, 481 S.E.2d 907, 923, cert. denied, ___ U.S. ___, 139 L. Ed.
2d 234 (1997); see also N.C.G.S. § 15A-1443(b) (1988); State
v. Baymon, 336 N.C. at 758, 446 S.E.2d at 6; State v. Reid,
334 N.C. 551, 557, 434 S.E.2d 193, 198 (1993).
In this case, during closing argument, the prosecutor said:
Now, this case is about this young lady right here, Katherine
Noel Johnson. You're going to hear a lot from the defendant - well, from
the defense counsel, I beg your pardon - about Lesley Warren. I contend
to you, lots of times defendants or counsel try to deflect---
. . . [Objection overruled.]
. . . ---the case from the victim onto the defendant. Let's
talk about what the defendant did. Let's talk about how he felt. Let's
talk about what he knew.
We conclude that the prosecutor's alleged reference to
defendant's failure to testify was a lapsus linguae, simply an
inadvertent mistake, which was promptly corrected and could not have
affected the outcome of the trial. Defendant further argues that the
prosecutor's reference to what counsel often do was grossly improper. We
conclude that there was no disparagement of defense counsel; instead,
the statement accurately anticipated defense counsel's closing argument.
Defendant next contends that the trial court should have
sustained his objection to the following comment which was an appeal to
public sentiment based on evidence outside the record:
I contend to you it's a case about premeditated and deliberative
[sic] murder. From the time he got to town, I contend to you under the
evidence, he was bent on doing something to somebody in this town. If it
hadn't been, I contend to you under this evidence, Ms. Johnson that he
picked up, it would have been another young woman at some other place.
. . . [Objection overruled.]
. . . And the evidence that I contend shows that, that he set
out with a fixed purpose or a premeditation and deliberation, it's from
start to finish. From the first things he did when he hit town to the
last thing he did when he left town.
While counsel are given wide latitude during jury arguments and
may draw reasonable inferences from the law and facts in evidence,
counsel may not travel outside the record by interjecting facts not
included in the evidence and may not place prejudicial matters before
the jury. State v. Syriani, 333 N.C. at 398, 428 S.E.2d at 144.
The evidence tends to show that upon arriving in High Point
defendant checked into a motel under a false name and address. Shortly
after meeting the victim, defendant said, "I'm going to have her tonight.
Watch. You'll see. I bet you right now that I'll have her by the end of
the night." We conclude that the prosecutor did not travel outside the
record. His arguments, demonstrating defendant's premeditation and
deliberation, were within the wide latitude counsel are properly given
and were reasonable inferences based on the evidence.
Next, defendant argues that the prosecutor misstated the law on
premeditation and deliberation when he asserted the following:
The actions in putting the ligature around her neck [were]
continuous, and if you find that he had the intent to kill at any time
prior to that five or six minutes, then he killed her, first degree
murder, period, open and shut, said and done. We contend he had it
before he even put this around there. But if you find that while he was
strangling the life out of her that he intended to kill her, at any
point prior to her dying, he's guilty ---
MR. BRYSON: Object.
MR. KIMEL: ---of premeditated and deliberative [sic] murder
under this act.
THE COURT: Overruled.
MR. KIMEL: (Continuing) Any time prior to the killing. Why
else would he strangle her?
As previously stated premeditation means that defendant
contemplated killing for some period, no matter how short a period of
time, before he acted. State v. Williams, 334 N.C. at 447, 434
S.E.2d at 592. Deliberation means defendant acted "in a cool state of
blood," not under the influence of any violent passion suddenly aroused
by some lawful or just cause or legal provocation. Id. Based on
the evidence presented, defendant strangled the victim for several
minutes until she was dead; thus, the prosecutor's statement that
premeditation and deliberation can be found "at any point prior to her
dying" was an accurate statement of the law. Assuming error, arguendo,
any impropriety in the argument was promptly corrected by the
prosecutor's requiring that the jury find premeditation and deliberation
"prior to the killing."
Defendant also contends that the prosecutor inappropriately
requested that the jurors put themselves in place of the victim. The
prosecutor argued during closing argument:
It would make me nervous if somebody was choking me to death.
They have irregular heartbeat. They would lose control - and this is so
sad - they would lose control of their bodily functions. That is just so
sad, because it is so violently degrading to the person. Can you imagine
being there---
[Objection sustained. Jurors instructed to disregard
statement about "being there."]
. . . Can you imagine how she must have felt?
. . . [Objection overruled.]
. . . Can you know how she must have felt as she was sitting
there, losing control---
. . . [Objection overruled.]
. . . of her bodily functions to the point of where they saw
the fecal matter on her body in the car? Can you imagine anything more
degrading than being killed to the point that you lose control over your
own bowels? That's what he did to her.
In McCollum this Court held that we will not condone an
argument asking jurors to put themselves in place of the victims.
State v. McCollum, 334 N.C. at 224, 433 S.E.2d at 152. However, this
Court has repeatedly found no impropriety when the prosecutor asks the
jury to imagine the fear and emotions of a victim. State v. Bond,
345 N.C. 1, 38, 478 S.E.2d 163, 183 (1996), cert. denied, ___ U.S.
___, 138 L. Ed. 2d 1022 (1997); State v. Campbell, 340 N.C. 612,
636, 460 S.E.2d 144, 157 (1995), cert. denied, 516 U.S. 1128, 133
L. Ed. 2d 871 (1996); State v. Gregory, 340 N.C. 365, 426, 459
S.E.2d 638, 673 (1995), cert. denied, 517 U.S. 1108, 134 L. Ed.
2d 478 (1996). Since the prosecutor's argument was based on the evidence
and did not misstate or manipulate the evidence, we hold that the
argument was not improper.
Finally, defendant asserts that the prosecutor went beyond the
evidence by arguing:
They want you to talk, I contend, in generalities and abstracts.
Let's talk - you know, about the general case. Let's talk about the
average case. She's not average. And quite frankly, Mr. Warren, I
contend to you, is not average. He's not your average killer.
. . . [Objection overruled.]
. . . He, under this evidence, is a homicidal person, under
this evidence. He doesn't care.
. . . [Objection overruled.]
. . . I contend to you. He didn't care.
Defendant contends these derogatory remarks about defendant's
character were not based on the facts in evidence. In State v. Britt,
288 N.C. 699, 220 S.E.2d 283 (1975), this Court concluded that the
prosecutor "should refrain from characterizations of defendant which are
calculated to prejudice him in the eyes of the jury when there is no
evidence from which such characterizations may legitimately be inferred."
Id. at 712, 220 S.E.2d at 291. However, we have also stated that
the prosecutor may argue inferences reasonably drawn from the evidence.
State v. Huffstetler, 312 N.C. at 112, 322 S.E.2d at 123. After
reading the prosecutor's arguments in context, we hold that they were
properly based on the facts in evidence.
We have considered the separate as well as the cumulative effects
of the prosecutor's comments to which defendant objects and find them to
be without merit.
Defendant next contends that the trial court erred in denying his
motion in limine and allowing the admission of seven photographs
of the victim's body. Defendant argues that the photographs had no
probative value. The bases of this argument are that defendant allegedly
conceded his guilt to second-degree murder and that the photographs show
the victim's body in an advanced state of decomposition. The photographs,
therefore, did not have a tendency to prove the murder was premeditated
and deliberate or committed with a specific intent to kill.
Alternatively, defendant argues that the photographs should be excluded
because any probative value is outweighed by the unfairly prejudicial
effect. We find neither of these arguments to have merit.
As a general rule, gory or gruesome photographs have been held
admissible so long as they are used for illustrative purposes and are
not introduced solely to arouse the passions of the jury. See State
v. Skipper, 337 N.C. 1, 35, 446 S.E.2d 252, 270 (1994), cert.
denied, 513 U.S. 1134, 130 L. Ed. 2d 895 (1995); State v.
Williams, 334 N.C. at 460, 434 S.E.2d at 600.
In this case defendant pled not guilty to the charge of first-degree
murder. Although defendant consented for his counsel to concede guilt of
second-degree murder in closing argument, the State still bore the
burden of proving all the elements of first-degree murder including
premeditation and deliberation. See State v. Skipper, 337 N.C. at
35, 446 S.E.2d at 271. The condition of the victim's body, the nature of
the wounds, and evidence that the murder was done in a brutal fashion
are circumstances from which premeditation and deliberation can be
inferred. See State v. Gladden, 315 N.C. 398, 431, 340 S.E.2d
673, 693, cert. denied, 479 U.S. 871, 93 L. Ed. 2d 166 (1986).
The State introduced into evidence seven photographs of the
victim. Two of the seven photographs at issue depict the remains of the
victim in the car trunk, whereas the remaining five are photographs of
the autopsy. The first two photographs were used during the testimony of
a police officer to illustrate the location, position, and condition of
the victim's body when it was discovered in the trunk of her car. The
other photographs helped to illustrate the pathologist's testimony
concerning the cause of death and depicted the body's appearance before
the autopsy, which included the ligature marks, bruises, and
discoloration. We conclude that the photographs were relevant and had
probative value.
Concluding that the photographs were relevant and probative, we
now turn to defendant's argument that the unfairly prejudicial effect of
the photographs outweighed the probative value. "Although relevant,
evidence may be excluded if its probative value is substantially
outweighed by the danger of unfair prejudice, confusion of the issues,
or misleading the jury, or by considerations of undue delay, waste of
time, or needless presentation of cumulative evidence." N.C.G.S. § 8C-1,
Rule 403 (1986). Whether to exclude evidence under Rule 403 of the North
Carolina Rules of Evidence is within the discretion of the trial court
and will not be overturned absent an abuse of discretion. See State
v. Williams, 334 N.C. at 460, 434 S.E.2d at 600; State v. Hennis,
323 N.C. 279, 285, 372 S.E.2d 523, 527 (1988). "Abuse of discretion
results where the court's ruling is manifestly unsupported by reason or
is so arbitrary that it could not have been the result of a reasoned
decision." State v. Hennis, 323 N.C. at 285, 372 S.E.2d at 527.
Having reviewed the photographs and determined that they were
relevant and probative, that they assisted in illustrating the testimony
of the police officer and pathologist, and that they could contribute to
the finding of premeditation and deliberation, we conclude that the
trial court did not abuse its discretion in admitting the photographs.
This assignment of error is overruled.
In defendant's next assignment of error, he argues that the
trial court erred in its instruction to the jury as to flight. The court
instructed the jury as follows:
Now the State contends that the defendant fled, and evidence
of flight may be considered by you, together with all the other facts
and circumstances in this case, in determining whether the combined
circumstances amount to an admission or show a consciousness of guilt.
However, proof of this circumstance is not sufficient in itself to
establish the defendant's guilt. Further, this circumstance has no
bearing on the question of whether the defendant acted with
premeditation and deliberation. Therefore, it is not to be considered by
you as evidence of premeditation and deliberation.
While defendant does not contest the existence of flight in this
case, defendant does contend that the jury should not have been
instructed regarding flight. Defendant's argument is that because he
conceded guilt for second-degree murder, the only issue for the jury to
decide was whether there was sufficient evidence of premeditation and
deliberation to find that defendant was guilty of first-degree murder,
an issue on which flight has no bearing. As discussed previously
defendant did not plead guilty to second-degree murder, but merely
consented to concede guilt for that offense in argument to the jury;
thus, the State was still required to prove each element of the charged
offense.
Further, defendant failed to object to the above jury instruction
at trial. Hence, as to this assignment of error, he is entitled to
review only under the plain error rule. "In order to rise to the level
of plain error, the error in the trial court's instructions must be so
fundamental that (i) absent the error, the jury probably would have
reached a different verdict; or (ii) the error would constitute a
miscarriage of justice if not corrected." State v. Holden, 346
N.C. 404, 435, 488 S.E.2d 514, 531 (1997).
Defendant also asserts that evidence of and instruction on flight
violate constitutional rights. This argument has repeatedly been made to
this Court, and we see no reason to abrogate application of the flight
instruction. State v. Gray, 347 N.C. 143, 186, 491 S.E.2d 538,
558 (1997); see alsoState v. Norwood, 344 N.C. 511,
534-35, 476 S.E.2d 349, 359-60 (1996), cert. denied, ___ U.S.
___, 137 L. Ed. 2d 500 (1997); State v. Jefferies, 333 N.C. 501,
510-11, 428 S.E.2d 150, 155 (1993).
Defendant next challenges the trial court's jury instruction on
the elements of second-degree murder. Defendant did not object to the
instruction at trial; hence, any review must be under the plain error
rule as noted above. We find no merit in defendant's argument. "Suffice
it to say that the challenged instruction, taken directly from North
Carolina Pattern Jury Instructions--Criminal [206.10], is an accurate
statement of the law[; thus, w]e decline defendant's invitation to
consider the challenged instruction." State v. Sanders, 303 N.C.
608, 620, 281 S.E.2d 7, 14, cert. denied, 454 U.S. 973, 70 L. Ed.
2d 392 (1981).
Defendant next assigns error to the trial court's comments to the
jury regarding the taking of notes. Defendant asserts that the trial
judge had no authority to prohibit jurors from taking notes in the
absence of an objection by the parties. Defendant argues that the
version of N.C.G.S. § 15A-1228 in effect at the time the crime was
committed in 1990 should apply.
The former version of the statute provided as follows: "Jurors
may make notes and take them into the jury room during deliberations.
Upon objection of any party, the judge must instruct the jurors that
notes may not be taken." N.C.G.S. § 15A-1228 (1988). In 1993 the statute
was amended to read: "Except where the judge, on the judge's own motion
or the motion of any party, directs otherwise, jurors may make notes and
take them into the jury room during their deliberations." N.C.G.S. §
15A-1228 (1996). This act became effective 1 October 1993 and applies to
trials begun on or after that date. Act of July 23, 1993, ch. 498, sec. 2,
1993 N.C. Sess. Laws 1962, 1963. The General Assembly explicitly stated
that the amended statute enacted in 1993 is applicable to defendant's
trial, which began on 18 March 1996. Accordingly, we find no merit to
this assignment of error.
SENTENCING PROCEEDING ISSUES
Defendant next asserts that the trial court's peremptory
instructions on mitigating circumstances erroneously imposed a higher
burden of proof on defendant by requiring the jury to find the evidence
supporting the circumstances to be "credible or convincing."
The jury was given the following instruction regarding mitigating
circumstances:
Now, the defendant has the burden of persuading you that a
given mitigating circumstance exists. The existence of any mitigating
circumstance must be established by a preponderance of the evidence,
that is, the evidence taken as a whole must satisfy you - not beyond a
reasonable doubt but simply satisfy you - that any mitigating
circumstance exists. Now, if the evidence satisfies any of you that a
mitigating circumstance exists, you would indicate that finding on the
Issues and Recommendation form. A juror may find . . . any mitigating
circumstance by a preponderance of the evidence whether or not that
circumstance was found to exist by all jurors. In any event, you would
move on to consider the other mitigating circumstances and continue in
like manner until you have considered all the mitigating circumstances
listed on the form and any others which you deem to have mitigating
value.
The court then gave the following instruction, repeated in
substantially the same form, as to each of the mitigating circumstances:
As I have said, the defendant has the burden of establishing
this mitigating circumstance by the preponderance of the evidence.
Accordingly, as to this mitigating circumstance[], I charge
that if one or more of you find the facts to be as all the evidence
tends to show, you will answer "Yes" as to Mitigating Circumstance No. 2
on the Issues and Recommendation form. However, if none of you finds
this circumstance to exist because the defendant has not persuaded you
by a preponderance of the evidence that the facts supporting this
circumstance are credible or convincing, you would so indicate by having
your foreman write "No" beside this issue on the Issues and
Recommendation form.
A "preponderance of the evidence" is the correct burden of proof
for establishing that a mitigating circumstance exists. See, e.g.,
State v. Payne, 337 N.C. 505, 531, 448 S.E.2d 93, 108 (1994),
cert. denied, 514 U.S. 1038, 131 L. Ed. 2d 292 (1995); State v.
Moore, 335 N.C. 567, 610, 440 S.E.2d 797, 821-22, cert. denied,
513 U.S. 898, 130 L. Ed. 2d 174 (1994); State v. Price, 326 N.C.
56, 94, 388 S.E.2d 84, 106, sentence vacated on other grounds,
498 U.S. 802, 112 L. Ed. 2d 7 (1990). The trial court properly
instructed the jury on this burden; however, defendant contends that by
forcing the jury to also find the facts to be "credible or convincing,"
a higher burden was imposed on the defense. A single jury instruction
may not be viewed in isolation, but rather the instructions should be
considered in their entirety. State v. Hartman, 344 N.C. 445,
467, 476 S.E.2d 328, 340 (1996), cert. denied, ___ U.S. ___, 137
L. Ed. 2d 708 (1997). A jury may reject a mitigating circumstance
notwithstanding the fact that all the evidence supports its existence if
the jury does not find the evidence credible or convincing. State v.
Rouse, 339 N.C. 59, 107, 451 S.E.2d 543, 570 (1994), cert. denied,
516 U.S. 832, 133 L. Ed. 2d 60 (1995).
This Court recently addressed this issue in State v. Holden,
346 N.C. 404, 488 S.E.2d 514, holding contrary to defendant's position.
As in this case, the jury in Holden was repeatedly instructed
that defendant's burden of proof was a preponderance of the evidence.
The peremptory instruction in Holden required that the jury find
the evidence to be "credible and convincing" in order to conclude that
the mitigating circumstance existed. In upholding the peremptory
instruction, this Court stated:
In the context of the entire charge, we are satisfied the jury
would have applied the "credible and convincing" requirement . . . to
mean that it must believe the evidence to find that the circumstances
existed and that it could reject the circumstance if it did not find the
evidence to be credible or convincing. State v. Holden, 346 N.C. at 439, 488 S.E.2d at 533. This
assignment of error is overruled.
In his next assignment of error, defendant argues that an
omission in the issues and recommendation form submitted to the jury
violated his constitutional rights. The trial court submitted an issues
and recommendation form which set forth the statutory mitigating
circumstance pursuant to N.C.G.S. § 15A-2000(f)(6):
(2) The capacity of the defendant to appreciate the criminality
of his conduct or to conform his conduct to the requirements of the law
was impaired.
ANSWER ______ One or more of us finds this mitigating
The form inadvertently omitted the last three words, "circumstance to
exist." Defendant argues that the failure to include these three words
permitted the jury to find that a statutory mitigating circumstance
existed, but had no mitigating value.
We note that defendant failed to object or call to the attention
of the trial court the omission of the words "circumstance to exist." In
fact, the trial court asked if the issues and recommendation form was
correct; and defense counsel responded that it was. Review is, therefore,
limited to plain error. In order to constitute plain error, the error
must be "so fundamental that it denied the defendant a fair trial and
quite probably tilted the scales against him." State v. Collins,
334 N.C. 54, 62, 431 S.E.2d 188, 193 (1993). Further, "'[i]t is the rare
case in which an improper instruction will justify reversal of a
criminal conviction when no objection has been made in the trial court.'"
State v. Odom, 307 N.C. 655, 661, 300 S.E.2d 375, 378 (1983) (quoting
Henderson v. Kibbe, 431 U.S. 145, 154, 52 L. Ed. 2d 203, 212
(1977)) (alteration in original).
Assuming arguendo that the trial court erred by omitting
the words "circumstance to exist" from the issues and recommendation
form and that the error was of constitutional dimension, we hold it was
harmless beyond a reasonable doubt. In State v. Jennings, 333 N.C.
579, 430 S.E.2d 188, cert. denied, 510 U.S. 1028, 126 L. Ed. 2d
602 (1993), the trial court submitted an issues and recommendation form
that omitted part of the statutory language of one aggravating
circumstance. Id. at 617, 430 S.E.2d at 207. In order for the
jury to find that the aggravating circumstance in N.C.G.S. §
15A-2000(e)(5) was present in that case, it had to conclude that "[t]he
capital felony was committed while the defendant was engaged . . . in
the commission of, or an attempt to commit . . . a sex offense." Id.
at 616, 430 S.E.2d at 207 (second and third alterations in original).
The trial judge gave an accurate oral instruction to the jury that a
sexual offense involves penetration of the victim's anus by force or by
the threat of force; however, the written list given to the jury would
have allowed it to find that the aggravating circumstance existed simply
by concluding that "the murder was committed while the defendant was
engaged in the commission of or while attempting the penetration of the
anus with an object" and not necessarily require it to find that a
sexual offense was involved. Id. at 617, 430 S.E.2d at 207. In
discerning no plain error, this Court noted that the trial court twice
instructed the jury that force or threat of force must be present in
order to affirmatively answer the question on the form and that the
evidence presented no issue as to the use of force. Id. at 618,
430 S.E.2d at 208; see also State v. Holden, 346 N.C. at 436, 488
S.E.2d at 531 (no plain error where evidence supported N.C.G.S. §
15A-2000(e)(3) aggravating circumstance even though the words "or threat"
were omitted from issues and recommendation form). But see State v.
Cummings, 326 N.C. 298, 324-25, 389 S.E.2d 66, 80-81 (1990) (new
sentencing hearing granted when nonstatutory mitigating circumstances
not listed in writing after defendant made a written request).
In the present case the trial court, after explaining the meaning
of capacity to appreciate the criminality of one's conduct and the
capacity to conform one's conduct to law, instructed the jury as follows:
Now, you would find this mitigating circumstance if you find, as
all the evidence tends to show, that the defendant suffered from
schizoid, anti-social substance abuse, and Intermittent Explosive
disorders, and that this impaired his capacity to appreciate the
criminality of his conduct or to conform his conduct to the requirements
of the law.
As I have said, the defendant has the burden of establishing this
mitigating circumstance by the preponderance of the evidence.
Accordingly, as to this mitigating circumstance, I charge that if
one or more of you find the facts to be as all the evidence tends to
show, you will answer "Yes" as to mitigating circumstance No. 2 on the
Issues and Recommendation form. However, if none of you finds this
circumstance to exist because the defendant has not persuaded you by a
preponderance of the evidence that the facts supporting this
circumstance are credible or convincing, you would so indicate by having
your foreman write "No" beside this issue on the Issues and
Recommendation form.
We conclude that the trial court properly instructed the jury that it
must answer affirmatively as to the mitigating circumstance at issue if
one or more of the jurors found that the circumstance existed. We
further conclude that the evidence to support this mitigating
circumstance, though uncontroverted, was not overwhelming or
unquestionably credible. The failure of any juror to find the mitigating
circumstance is not necessarily indicative that the jury misapprehended
the instruction. Furthermore, Issue Two on the form read: "Do you find
from the evidence the existence of one or more of the following
mitigating circumstances?" Then follow the two statutory mitigating
circumstances, one of which the jury found. When the jurors reached the
nonstatutory mitigating circumstances, the form contained additional
language requiring that they determine if the circumstance had
mitigating value.
Given the court's oral instructions and the language on the form,
we conclude there was no reasonable probability that the omission of the
words "circumstance to exist" had impact upon the jury's verdict.
Accordingly, any error was harmless beyond a reasonable doubt; and this
assignment of error is overruled.
Defendant next contends that the trial court improperly submitted
the (e)(2) aggravating circumstance to the jury in that he had not been
convicted of a capital felony at the time of the murder in this
case. N.C.G.S. § 15A-2000(e)(2) allows a jury to consider as an
aggravating circumstance whether "defendant had been previously
convicted of another capital felony." Defendant argues that this
aggravating circumstance cannot be introduced because although the
conduct (two prior first-degree murders) preceded the murder in this
case, the convictions did not.
Defendant concedes that this Court has recently rejected this
argument in connection with the (e)(3) aggravating circumstance. See,
e.g., State v. Warren, 347 N.C. 309, 320, 492 S.E.2d 609, 615
(1997); State v. Burke, 343 N.C. 129, 157-59, 469 S.E.2d 901,
915-16, cert. denied, ___ U.S. ___, 136 L. Ed. 2d 409 (1996);
State v. Lyons, 343 N.C. 1, 22, 468 S.E.2d 204, 214, cert. denied,
___ U.S. ___, 136 L. Ed. 2d 167 (1996). Using language strikingly
similar to the (e)(2) aggravating circumstance, N.C.G.S. §
15A-2000(e)(3) provides that one of the aggravating circumstances which
may justify a death sentence is the fact that the "defendant had been
previously convicted of a felony involving the use or threat of violence
to the person."
Finding no distinction between these two aggravating
circumstances, we hold that the "previously convicted" language in
N.C.G.S. § 15A-2000(e)(2) includes capital felonies "'conducted
prior to the events out of which the charge of murder arose,' even when
the conviction came after those events, provided the conviction
occurs before the capital sentencing proceeding in which it is used as
the basis of the" (e)(2) aggravating circumstance. State v. Warren,
347 N.C. at 320, 492 S.E.2d at 615 (quoting State v. Lyons, 343
N.C. at 22, 468 S.E.2d at 214 (emphasis added)). Defendant committed
the murders which supported the (e)(2) aggravating circumstance
before he murdered the victim in this case and was convicted for
those murders prior to this capital sentencing proceeding; therefore,
the trial court properly submitted the (e)(2) aggravating circumstance
for the jury's consideration. Thus, we find no merit to this assignment
of error.
In his next assignment of error, defendant argues that the trial
court erroneously used a pattern jury instruction which omitted the
words "on or about the alleged date," thus constituting an ex post
facto violation under both the United States and North Carolina
Constitutions. Defendant contends that the jury should have been given
the pattern jury instruction in effect at the time of the offense and
not the instruction in effect at the time of his trial, thus entitling
defendant to a life sentence since the prior instruction would not have
allowed the jury to find the existence of the only aggravating
circumstance submitted, N.C.G.S. § 15A-2000(e)(2).
On the date of the charged offense, 15 July 1990, the pattern
jury instruction for N.C.G.S. § 15A-2000(e)(2) read, in pertinent part,
as follows: "If you find from the evidence beyond a reasonable doubt
that on or about the alleged date, the defendant had been
convicted of [first-degree murder], and that he killed the victim after
he committed [that first-degree murder] you would find this aggravating
circumstance . . . ." N.C.P.I.--Crim. 150.10 (repl. Nov. 1988) (emphasis
added). The version in effect during defendant's capital sentencing
proceeding, which was read verbatim, provides, in pertinent part: "If
you find from the evidence beyond a reasonable doubt that the defendant
had been convicted of first degree murder, and that he killed the victim
after he committed that first degree murder you would find this
aggravating circumstance . . . ." N.C.P.I.--Crim. 150.10 (repl. Apr.
1995). Defendant argues that the omission of the clause "on or about the
alleged date" is a change in the law which increased his punishment and
violated the constitutional prohibition against ex post facto
laws. We do not agree.
Initially, we note that in defendant's previous assignment of
error, we held that the "previously convicted" language in N.C.G.S. §
15A-2000(e)(2) includes capital felonies committed before the events out
of which the murder charge arose, even though the conviction came after
those events, so long as the conviction precedes the capital sentencing
proceeding in which it forms the basis of the (e)(2) aggravating
circumstance. With this as a foundation, it would be improper to
restrict the jury's ability to find the (e)(2) aggravating circumstance
only to those situations in which the conviction for the prior
murder predates the events which gave rise to the charge of murder.
Therefore, the law mandates that the jury find the (e)(2)
aggravating circumstance in defendant's case because, as previously
discussed, the conduct constituting his prior capital convictions came
before the murder of the victim in this case.
We further note that this was the state of the law at the
date of the offense and that since the date of the offense, the law,
as applicable to defendant, has not changed, despite the fact that the
pattern jury instruction has. The pattern jury instruction, which has
neither the force nor the effect of law, was merely altered to conform
to the law. Since there has been no modification in the law regarding
N.C.G.S. § 15A-2000(e)(2), there cannot be an ex post facto violation.
Accordingly, we find no merit to this assignment of error.
Defendant next argues that the trial court's submission of the
(e)(2) aggravating circumstance, where the pattern jury instruction was
changed between the date of the charged offense and the sentencing
proceeding, violated defendant's rights under the Eighth and Fourteenth
Amendments to the United States Constitution and Article I, Sections 19
and 27 of the North Carolina Constitution.
The pattern jury instructions are drafted by a committee of the
North Carolina Conference of Superior Court Judges and, as previously
mentioned, do not in themselves have the force of the law. As such the
fact that the instruction concerning N.C.G.S. § 15A-2000(e)(2) was
altered has no bearing on the applicable law and certainly does not
create a substantive change in the law. Defendant's argument that the
alteration by the committee violated the Separation of Powers Clause of
the North Carolina Constitution is frivolous.
Further, defendant contends that the modification in the pattern
jury instruction was the sole reason he received the death penalty, thus
rendering the application of the aggravating circumstance arbitrary and
capricious under both the federal and state Constitutions. Again,
defendant's contention is flawed in that he presumes that the pattern
jury instruction is the law, which it is not. This assignment of error
is overruled.
Defendant's final assignment of error regarding N.C.G.S. §
15A-2000(e)(2) is that the trial court provided erroneous instructions
to the jury regarding this aggravating circumstance. In prior
assignments of error, defendant contended that the 1995 pattern jury
instruction should not have been given; here, defendant contends that
the 1995 instruction was not given properly.
In his closing argument to the jury during the sentencing
proceeding, defense counsel argued that the aggravating circumstance
submitted, N.C.G.S. § 15A-2000(e)(2), was not applicable based upon the
pattern jury instruction in effect at the date of the offense. The trial
court subsequently read to the jury from the 1995 pattern jury
instruction, which required the jury to find the aggravating
circumstance if it found that "defendant had been convicted of first
degree murder, and that he killed the victim after he committed that
first degree murder." Defendant argues that the trial judge incorrectly
instructed the jury, allowing it to find the aggravating circumstance
without finding that defendant had been previously convicted of first-
degree murder.
After ten minutes of deliberation, the jury requested a copy of
the statute the judge read concerning the (e)(2) aggravating
circumstance. The judge had not previously read from the statute,
instead he had read the pattern jury instruction; however, he called the
jury back in, read the statute, gave the jury a copy of his instructions,
and repeated the instruction regarding (e)(2). Less than an hour later,
the jury submitted the following question:
The third sentence, does the word "and" in that sentence indicate
that the two parts of the sentence are dependent upon each other, or can
they be considered as mutually exclusive statements? The first part, the
defendant had been convicted of first degree murder. Second part, that
he killed the victim after he committed that first degree murder. In
other words, do both parts of that sentence have to be true in order for
Issue One to be considered an aggravating circumstance?
The judge excused the jury for the evening and the next morning
instructed the jury as follows:
You asked this: "In other words, do both parts of the
sentence have to be true in order for Issue One to be considered an
aggravating circumstance?"
The answer to that is yes, both parts have to be true in
order for this issue to be an aggravating circumstance.
The next matter that you asked up above was: "Does the word 'and'
in that sentence indicate that the two parts of the sentence are
dependent upon each other, or can they be considered as mutually
exclusive statements?"
All right. I instruct you that they are not dependent on each
other, that they are mutually exclusive. Do you understand that?
Defendant admits that the judge correctly responded "yes" to
whether "both parts have to be true in order for this issue to be an
aggravating circumstance," but argues that by stating that the two parts
are mutually exclusive, the jury was not required to find that defendant
had been previously convicted of first-degree murder. We find no merit
to this argument.
The obvious thrust of the jury's concern was whether both parts
of the sentence had to be true in order to find the aggravating
circumstance. The use of the term "mutually exclusive" in both the
question and the judge's answer was inartful but on the critical
question, the judge appropriately instructed the jury that it must find
both parts to be true in order to find the aggravating circumstance. Any
confusion was most likely caused by defense counsel's reading of the
prior pattern jury instruction, and any misunderstanding was clarified
by the judge's instructions and answers to the jury's questions. The
jury knew that in order to find the aggravating circumstance, it was
required to find that defendant had been previously convicted of first-degree
murder. We find no merit in defendant's argument.
Defendant next assigns error to the trial court's denial of his
request to instruct the jury on defendant's parole eligibility.
Defendant contends that because of his prior conviction and death
sentence for murder in Buncombe County, if a life sentence were imposed
in this case, he would be parole ineligible under North Carolina law.
Defendant contends that during the sentencing proceeding, the State
argued defendant's future dangerousness to support imposition of the
death penalty; therefore, the jury should have been instructed that
defendant would be parole ineligible if sentenced to life imprisonment.
This Court has consistently held that evidence regarding parole
eligibility is not a relevant consideration in a capital sentencing
proceeding. See State v. Conaway, 339 N.C. 487, 520, 453 S.E.2d
824, 845, cert. denied, 516 U.S. 884, 133 L. Ed. 2d 153 (1995);
State v. Price, 337 N.C. 756, 759, 448 S.E.2d 827, 829 (1994),
cert. denied, 514 U.S. 1021, 131 L. Ed. 2d 224 (1995). Further, this
Court has determined that the United States Supreme Court ruling in
Simmons v. South Carolina, 512 U.S. 154, 129 L. Ed. 2d 133 (1994),
does not alter our prior holdings on this issue and that "Simmons
is limited to those situations where the alternative to a sentence of
death is life imprisonment without the possibility of parole." State
v. Conaway, 339 N.C. at 520, 453 S.E.2d at 845. In Simmons
the Court found that a death sentence based in part on future
dangerousness while concealing from the jury that life imprisonment
meant life without possibility of parole amounted to a due process
violation. Simmons v. South Carolina, 512 U.S. at 168-69, 129 L.
Ed. 2d at 145-46.
We have reviewed the prosecutor's argument that defendant
contends entitles him to relief, and in our view the prosecutor did not
argue future dangerousness. Rather, the prosecutor argued the evidence
that defendant had committed three murders to show that defendant was a
serial killer deserving of the death penalty. For this reason we
conclude that the trial court's denial of defendant's request was not
inconsistent with Simmons. Accordingly, this assignment of error
is overruled.
Defendant next contends that the trial court erred by allowing
into evidence, over defendant's objection, postmortem photographs of two
victims in other cases for which he had been previously convicted of
first-degree murder. Defendant contends that the photographs lacked
relevance and were unduly prejudicial.
As this Court has repeatedly held, "[a]ny evidence that the trial
court 'deems relevant to sentenc[ing]' may be introduced in the
sentencing proceeding." State v. Heatwole, 344 N.C. 1, 25, 473
S.E.2d 310, 322 (1996) (quoting State v. Daughtry, 340 N.C. 488,
517, 459 S.E.2d 747, 762 (1995), cert. denied, 516 U.S. 1079, 133
L. Ed. 2d 739 (1996)) (second alteration in original), cert. denied,
___ U.S. ___, 137 L. Ed. 2d 339 (1997). The State must be allowed to
present any competent evidence in support of the death penalty, id.,
including "evidence of the circumstances surrounding a defendant's prior
felony, notwithstanding the defendant's stipulation to the record of
conviction, to support the existence of aggravating circumstances,"
State v. Warren, 347 N.C. at 316, 492 S.E.2d at 612.
In this case the postmortem photographs of Velma Gray,
defendant's victim in South Carolina, and Jayme Hurley, defendant's
victim in Asheville, North Carolina, illustrated the testimony of police
detectives and supported the existence of the (e)(2) aggravating
circumstance, that defendant had been previously convicted of another
capital felony. See N.C.G.S. § 15A-2000(e)(2) (1988) (amended
1994). This evidence was relevant and competent evidence to illustrate
the circumstances surrounding defendant's commission of the previous
capital felony for which he had been convicted. State v. Warren,
347 N.C. at 316, 492 S.E.2d at 612.
Whether photographic evidence is more probative than prejudicial
lies within the discretion of the trial court. Id. at 316, 492
S.E.2d at 612-13; State v. Heatwole, 344 N.C. at 25, 473 S.E.2d
at 322; State v. Hennis, 323 N.C. at 285, 372 S.E.2d at 527.
Defendant has failed to show that the trial court abused its discretion
by admitting the postmortem photographs of defendant's prior murder
victims. Defendant's contention is overruled.
Defendant next argues that the trial court erred by overruling
his objections to portions of the prosecutor's closing argument during
the capital sentencing proceeding. Defendant asserts that the prosecutor
misstated the reasons underlying the aggravating circumstance and that
the prosecutor called defendant a "coward," in violation of defendant's
constitutional rights.
Generally, a prosecutor in a capital trial is given wide latitude
during jury arguments. State v. Hill, 347 N.C. 275, 298 , 493 S.E.2d
264, 277 (1997); State v. Gregory, 340 N.C. at 424, 459 S.E.2d at
672; State v. Soyars, 332 N.C. at 60, 418 S.E.2d at 487. The
prosecutor may argue the law, the facts in evidence, and all reasonable
inferences drawn therefrom. State v. McCollum, 334 N.C. at 223,
433 S.E.2d at 152; State v. Syriani, 333 N.C. at 398, 428 S.E.2d
at 144.
Defendant first contends that the trial court should not have
overruled his objection to the following argument by the prosecutor:
And our courts have said that the better rule is to allow both
sides to introduce evidence in support of aggravating and mitigating
factors.
"This is so because the purpose for considering aggravating
and mitigating circumstances is to engage in a character analysis of the
defendant to ascertain whether the ultimate penalty is called for in his
or her particular case. Propensity to commit violent crimes surely---["]
. . . [Objection overruled.]
. . . ---"must be a valid consideration for the judge and
the jury. It helps contribute to decisions as to sentence that will lead
to uniform treatment and eliminate unfairness."
So it's a character analysis we're going to enter into here, and
let's look at the mitigating factors that will be proposed, and a little
bit of the character or lack of character of this defendant.
In this case the prosecutor quoted State v. Taylor, 304
N.C. 249, 280, 283 S.E.2d 761, 780 (1981), cert. denied, 463 U.S.
1213, 77 L. Ed. 2d 1398 (1983), in which this Court quoted with approval
language from Elledge v. State, 346 So. 2d 998, 1001 (Fla. 1977).
Defendant's argument that this language was not the law of North
Carolina is without merit. This Court has repeatedly held that the State
is entitled to present competent, relevant evidence pertaining to the
circumstances of the crime and the character of the criminal. See
State v. Rose, 339 N.C. 172, 201, 451 S.E.2d 211, 228 (1994),
cert. denied, 515 U.S. 1135, 132 L. Ed. 2d 818 (1995). State v.
Oliver, 309 N.C. 326, 360, 307 S.E.2d 304, 326 (1983). We find no
compelling reason to depart from our prior holding; therefore, this
assignment of error is overruled.
Next, defendant objected to the prosecutor calling defendant a "coward"
in the following context:
The interesting thing is, in a way, he committed all these
acts against women. Have you seen - have you seen any evidence of any
type of aggression or assault by this man against another man? None. I
contend to you he's a coward.
. . . [Objection overruled.]
. . . Under this evidence, he chokes and beats up - excuse me
- he chokes and murders and kills women. Not men, women. And even then,
women who have their back to him, women who are lying under him and
can't do anything to him. He is a coward. I wouldn't want to face myself
either. I'd try to hide myself from myself, like that doctor said he
would. Not a thing about men in there, because he doesn't have the guts
to do anything to a man, because a man might do something back to him.
The man is a coward.
We have stated that it is improper to compare "criminal
defendants to members of the animal kingdom." State v. Richardson,
342 N.C. 772, 793, 467 S.E.2d 685, 697, cert. denied, ___ U.S.
___, 136 L. Ed. 2d 160 (1996). However, in State v. Perkins, 345
N.C. 254, 481 S.E.2d 25, cert. denied, ___ U.S. ___, 139 L. Ed.
2d 64 (1997), the prosecutor called the defendant "sorry" and said that
"describ[ing] him as a man is an affront to all of us." Id. at
286, 481 S.E.2d at 40. We held that the prosecutor did not label "defendant
an 'animal' or refer to him by any other disparaging term." Id.
at 287, 481 S.E.2d at 40; cf. State v. Thompson, 118 N.C. App.
33, 44, 454 S.E.2d 271, 277 (1995) (assuming that referring to defendant
as a "coward" was not based upon any evidence introduced, it constituted
error; but given the substantial evidence of defendant's guilt, it could
only have been de minimis), disc. rev. denied, 340 N.C.
262, 456 S.E.2d 837 (1995). In this instance the prosecutor's comments
were connected to the evidence which suggested that defendant preyed on
those who were weaker than he. In context the use of the word "coward"
to describe defendant, while not complimentary, was not disparaging; and
we conclude the trial court did not err by overruling defendant's
objection.
In his next assignment of error, defendant argues that the trial
court should have intervened ex mero motu when the prosecutor
communicated to the jury that defendant had previously been sentenced to
death.
The standard of review for an alleged error in the prosecution's
opening statement to which defendant failed to object is the same as for
an unobjected-to statement in closing argument. "[T]he impropriety of
the argument must be gross indeed in order for this Court to hold that a
trial judge abused his discretion in not recognizing and correcting
ex mero motu an argument which defense counsel apparently did not
believe was prejudicial when he heard it." State v. Johnson, 298
N.C. at 369, 259 S.E.2d at 761. In determining whether the statement was
grossly improper, we must examine the context in which it was given and
the circumstances to which it refers. State v. Tyler, 346 N.C.
187, 205, 485 S.E.2d 599, 609, cert. denied, ___ U.S. ___, 139 L.
Ed. 2d 411 (1997); State v. Alston, 341 N.C. 198, 239, 461 S.E.2d
687, 709 (1995), cert. denied, 516 U.S. 1148, 134 L. Ed. 2d 100
(1996).
The prosecutor stated:
We will show you evidence that he has been convicted of the
capital or first degree murder of Jayme Hurley in Asheville, North
Carolina. . . .
We will show you another aggravating factor in that he has
been convicted of another crime of violence, in that he has been
convicted of the non capital murder of a lady in South Carolina . . . .
We have previously held that it is improper for the jury to have
knowledge that a capital defendant has been on death row in the same
case. State v. Britt, 288 N.C. at 713, 220 S.E.2d at 292.
Defendant asserts that the prosecutor's distinguishing one murder
conviction as capital and the other as noncapital signaled to the jury
that in the Asheville trial, defendant received a sentence of death. We
disagree. The prosecutor accurately depicted the prior convictions. At
the time of his opening statement, both parties and the judge believed
that the South Carolina conviction would be submitted to the jury as an
aggravating circumstance under N.C.G.S. § 15A-2000(e)(3) since the trial
judge in the South Carolina case had stricken the sole aggravating
factor, thereby eliminating the possibility of defendant being sentenced
to death. However, subsequent to opening statements defendant requested
that both convictions be submitted under (e)(2). Further, the prosecutor
never mentioned that defendant was sentenced to death as a result of the
Asheville conviction, and merely referring to a conviction for "capital
or first-degree murder" does not necessarily lead to the conclusion that
a death sentence was imposed. After reviewing the prosecutor's statement
contextually, we conclude the statement was not so grossly improper as
to require the trial court to intervene ex mero motu.
Next, defendant argues that the trial court erred by failing to
declare a mistrial where defendant's witness testified that defendant
was on death row. On direct examination, defendant's witness testified:
He is doing quite as well as one could do on death row right now,
and feels that that's where he belongs. He told me that he feels most
comfortable when he's institutionalized, and in many ways he feels that
he has been almost certain to end up there throughout his life, and
feels he will spend the rest of his life in prison or be executed. He's
quite willing to spend the rest of his life in prison.
In Britt during cross-examination the prosecutor referred
to defendant's being on death row. This Court stated that "[c]ross-
examination by which the prosecutor places before the jury inadmissible
and prejudicial matter is highly improper and . . . [that] some
transgressions are so gross and their effect so highly prejudicial that
no curative instruction will suffice to remove the adverse impression
from the minds of the jurors." Id. at 712-13, 220 S.E.2d at 292.
However, we have declined to accept the per se rule that mere
knowledge by the jurors that a previous jury had recommended a death
sentence in the same case demonstrates prejudice to the defendant.
State v. Spruill, 338 N.C. 612, 646, 452 S.E.2d 279, 297 (1994),
cert. denied, 516 U.S. 834, 133 L. Ed. 2d 63 (1995); State v.
Green, 336 N.C. 142, 165, 443 S.E.2d 14, 28, cert. denied,
513 U.S. 1046, 130 L. Ed. 2d 547 (1994); State v. Simpson, 331
N.C. 267, 271, 415 S.E.2d 351, 354 (1992).
In rejecting the defendant's argument in Spruill and
distinguishing it from Britt, this Court noted that the
prosecutor inadvertently mentioned death row only once, that the remark
went unnoticed by defense counsel and was never brought to the jury's
attention, that defendant did not move for a mistrial, and that the jury
could have inferred from other evidence that defendant had previously
been sentenced to death. State v. Spruill, 338 N.C. at 645-46,
452 S.E.2d at 296-97. For the foregoing reasons, and despite the fact
that defendant did move for a mistrial after the close of evidence, we
likewise find the instant case distinguishable from Britt: The
mention of death row was inadvertently made on direct examination of
defendant's witness, was made only once, and was never brought to the
attention of the jury. We cannot say that comments of defendant's
witness constituted a transgression so gross or highly prejudicial that
it alone warrants the granting of a mistrial.
PRESERVATION ISSUES
Defendant raises six additional issues which he concedes have
been decided contrary to his position previously by this Court: (i) the
trial court erred in denying defendant's motion to strike the death
penalty on the ground that it is unconstitutional; (ii) the trial court
committed reversible constitutional error by excusing a juror without
allowing defendant to examine her; (iii) the trial court erred by
instructing the jury that it could find a nonstatutory mitigating
circumstance and not give it any weight; (iv) the trial court committed
reversible error by not instructing the jury that a mitigating
circumstance is one which reduces defendant's moral culpability, rather
than the offense; (v) the trial court erred in failing to instruct the
jury that it must consider any other circumstance having mitigating
value; and (vi) the trial court committed reversible constitutional
error by not instructing the jury to consider any mitigating
circumstance that any jury has determined exists.
Defendant raises these issues for purposes of permitting this
Court to reexamine its prior holdings and also for the purpose of
preserving them for any possible further judicial review. We have
considered defendant's arguments on these issues and find no compelling
reason to depart from our prior holdings. These assignments of error are
overruled.
PROPORTIONALITY REVIEW
Having found no prejudicial error in either the guilt- innocence
or sentencing stages, it is now our duty to determine (i) whether the
record supports the jury's findings of the aggravating circumstance upon
which the court based its death sentence; (ii) whether the sentence was
imposed under the influence of passion, prejudice, or any other
arbitrary factor; and (iii) whether the death sentence is excessive or
disproportionate to the penalty imposed in similar cases, considering
both the crime and the defendant. N.C.G.S. § 15A-2000(d)(2).
Defendant was found guilty of first-degree murder under the
theory of premeditation and deliberation. Following a capital sentencing
proceeding, the jury found the one submitted aggravating circumstance
that defendant had been previously convicted of another capital felony.
N.C.G.S. § 15A-2000(e)(2). While two statutory mitigating circumstances
were submitted to the jury, only one was found. The jury found the
statutory mitigating circumstance that the murder was committed while
defendant was under the influence of mental or emotional disturbance,
N.C.G.S. § 15A-2000(f)(2), but declined to find the statutory mitigating
circumstance that the capacity of defendant to appreciate the
criminality of his conduct or to conform his conduct to the requirements
of the law was impaired, N.C.G.S. § 15A-2000(f)(6). Of the nineteen
nonstatutory mitigating circumstances submitted, the jury found ten to
exist.
After careful deliberation we conclude that the record fully
supports the jury's finding of the aggravating circumstance submitted.
Further, we find no indication that the sentence of death was imposed
under the influence of passion, prejudice, or any other arbitrary
factor. We must now determine whether the sentence of death in this case
is excessive or disproportionate.
We begin our proportionality review by comparing this case to
those cases in which this Court has concluded that the death penalty was
disproportionate. This Court has determined the death sentence was
disproportionate in seven cases. State v. Benson, 323 N.C. 318,
372 S.E.2d 517; State v. Stokes, 319 N.C. 1, 352 S.E.2d 653
(1987); State v. Rogers, 316 N.C. 203, 341 S.E.2d 713 (1986),
overruled on other grounds by State v. Gaines, 345 N.C. 647, 483 S.E.2d
396, cert. denied, ___ U.S. ___, 139 L. Ed. 2d 177 (1997), and
byState v. Vandiver, 321 N.C. 570, 364 S.E.2d 373 (1988);
State v. Young, 312 N.C. 669, 325 S.E.2d 181 (1985); State v.
Hill, 311 N.C. 465, 319 S.E.2d 163 (1984); State v. Bondurant,
309 N.C. 674, 309 S.E.2d 170 (1983); State v. Jackson, 309 N.C.
26, 305 S.E.2d 703 (1983). This case is not substantially similar to any
of the cases in which this Court has found that the death sentence was
disproportionate.
This Court has never found the sentence of death disproportionate
where the defendant has been convicted for the death of more than one
person. State v. McLaughlin, 341 N.C. 426, 466, 462 S.E.2d 1, 23
(1995), cert. denied, 516 U.S. 1133, 133 L. Ed. 2d 879 (1996). In
four of the seven disproportionate cases, the defendant had no prior
criminal record. State v. Benson, 323 N.C. 318, 372 S.E.2d 517;
State v. Rogers, 316 N.C. 203, 341 S.E.2d 713; State v. Young,
312 N.C. 669, 325 S.E.2d 181; State v. Hill, 311 N.C. 465, 319
S.E.2d 163. In the other three cases, the defendant had no prior violent
felony convictions. State v. Stokes, 319 N.C. 1, 352 S.E.2d 653;
State v. Bondurant, 309 N.C. 674, 309 S.E.2d 170; State v.
Jackson, 309 N.C. 26, 305 S.E.2d 703. This defendant has been found
guilty of multiple murders, all of women whom he strangled. In this
particular case defendant carefully planned the murder and the method to
conceal his crime by hiding the victim's body in the trunk of the
victim's car, which defendant then left parked in a parking deck. On
these facts we cannot say as a matter of law that the sentence of death
is disproportionate when compared with other cases roughly similar with
respect to the crime and the defendant.
For the foregoing reasons we conclude that defendant received a
fair trial free from prejudicial error and that the sentence of death
imposed by the trial court is not excessive or disproportionate.
NO ERROR.
SEX: M RACE: W TYPE: N MOTIVE:
Sex.
MO: Rape-slayer of women.
DISPOSITION: Life term on one
count in S.C., 1993; condemned in N.C.