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Status:
Executed
by lethal injection in Oklahoma on August 26, 2004
Summary:
Two year old Amanda Holman was the daughter of Workman's live-in
girlfriend. She was brought to a emergency room on January 10, 1987
and pronounced dead upon arrival. Hospital personnel observed
numerous bruises on Amanda's face, chest, back and buttocks, and
suspected child abuse.
Workman told police that Amanda had fallen backwards out of bed the
night before. He also admitted to spanking the child hard, leaving
bruises on her body. He played "pitch" with Amanda, in which he
threw the girl up in the air and caught her.
Expert testimony, however, unanimously concluded that her injuries
could not have resulted from these activities alone and she was not
a child who bruised easily. The cause of death was blunt force
trauma to the head. The emergency room doctor opined that the
injuries could have been caused from a fall only if from 2 or 3
stories.
Witnesses established that Amanda had been in Workman's care during
the time she incurred her injuries. Workman kept Amanda home by
himself on January 8th and 9th. He testified that he heard Amanda
fall in her room on the 8th and believed that she had hit a dresser.
The two-year-old told him that her stomach hurt afterwards. On
cross-examination, Workman admitted spanking Amanda on the 8th.
According to Workman, on the 9th, Amanda fell again in the bathtub.
The jury did not buy it.
Citations:
Workman v. State, 824 P.2d 378 (Okl.Cr. 1991) (Direct
Appeal). Workman v. Mullin, 342 F.3d 1100 (10th Cir. 2003) (Habeas).
Final Meal:
A combination barbecue meat dinner and an unsweetened 32 ounce iced
tea.
Final Words:
"Thanks for everything you've done. I appreciate it. Keep up the
good fight. Understand what I'm saying? OK, let's go."
ClarkProsecutor.org
Oklahoma Department of
Corrections
Inmate: Windel R. Workman
ODOC#: 162244
OSBI#: 208647
FBI#: 785220fa2
Birthdate: 01/07/1958
Race: White
Sex: Male
Height: 5 ft. 8 in.
Weight: 165 pounds
Hair: Brown
Eyes: Hazel
County of Conviction: Oklahoma
Location: Oklahoma State Penitentiary, Mcalester
Oklahoma Attorney General
June 24, 2004
News Release - W.A. Drew Edmondson,
Attorney General
Workman Execution Date Set
The Oklahoma Court of Criminal Appeals today set
Aug. 26 as the execution date for Oklahoma County death row inmate
Windel Ray Workman. Workman, 46, was convicted and sentenced to
death for the Jan. 10, 1987, murder of Amanda Holman, 2, in Oklahoma
City. Holman died of a subdural hemorrhage after being severely
beaten by Workman. Holman was the daughter of Workman's girlfriend.
The court initially set an Aug. 19 execution date, but a new date
was requested because the state's lawyer and defense attorneys had
previous conflicts.
ProDeathPenalty.com
Windel Ray Workman was tried by a jury in
Oklahoma and convicted of the first-degree child abuse murder of his
live-in girlfriend's two-year-old daughter. The girl, Amanda Holman,
was pronounced dead upon arrival at South Community Hospital in
Oklahoma City on the morning of January 10, 1987. The emergency room
doctor and nurse who unsuccessfully attempted to revive Amanda
observed numerous bruises on the girl's face, chest, back and
buttocks, and suspected child abuse.
The police were called to the hospital and spoke
with Workman about Amanda's injuries. Workman told them that Amanda
had fallen backwards out of bed the night before. He also admitted
to spanking the child hard, leaving bruises on her body. He played "pitch"
with Amanda, in which he threw the girl up in the air and caught her.
Amanda's pediatricians testified, however, that her injuries could
not have resulted from these activities alone and she was not a
child who bruised easily.
According to the medical examiner, Amanda had
died from blunt head injury. Her death was a homicide, not a result
of accident. Any of Amanda's three serious head injuries could have
killed her, and he noted additional injury to the child's abdomen
and buttocks. Moreover, because bruising cannot occur post-mortem,
the injuries observed must have been inflicted before her death. Had
Amanda's injuries been the result of a fall as Workman claimed, such
a fall must have been from at least ten feet.
The physician in
charge of the emergency room at Children's Hospital revised upward
the medical examiner's estimate of the height of a fall that could
have inflicted similar injuries, concluding that such injuries might
result from a fall from a two or three-story building. The doctor
from the Children's Hospital also concluded that, on the basis of
the autopsy report, photos of Amanda, and discussions with the
medical examiner, Amanda had been "most definitely" a victim of
child abuse.
Witnesses established that Amanda had been in
Workman's care during the time she incurred her injuries. Several
employees of the child's daycare testified that they had noticed
bruises and other injuries on Amanda in the days preceding her
death. Amanda cried when Workman came to pick her up from the
center.
January 7, 1987 was the last day that Workman picked Amanda
up from daycare. On that day, the girl screamed and cried when she
saw Workman at the door. She climbed into the lap of a stranger and
wet her pants. Workman's comment about Amanda's behavior was that
the child, for some reason, "doesn't like me." Workman kept Amanda
home by himself on January 8th and 9th. He testified that he heard
Amanda fall in her room on the 8th and believed that she had hit a
dresser. The two-year-old told him that her stomach hurt afterwards.
On cross-examination, Workman admitted spanking
Amanda on the 8th. According to Workman, on the 9th, Amanda fell
again in the bathtub. Workman did not tell the police about this
fall in initial interviews because he said he had left her
unaccompanied at the time, in contravention to a promise he had made
her mother.
That evening, Amanda began to vomit. After Amanda could
not be resuscitated on the 10th, Workman and the girl's mother took
her to the hospital, and she was pronounced dead on arrival.
Amanda's pediatricians testified that Amanda's mother had been a
concerned parent, bringing Amanda in for treatment of even minor
injuries. By contrast, Workman's own witness, his second wife, had
seen Workman spank their daughter too hard two or three times,
causing the child to wet her pants. The jury convicted Workman of
child abuse murder in the first degree.
National Coalition to Abolish
the Death Penalty
Windel Workman, OK; EXECUTED -- OUR THOUGHTS AND
PRAYERS GO OUT TO THOSE WHO SURVIVE HIM .
Reuters, McAlester, Okla. (Aug. 26): Oklahoma
executed a man by lethal injection on Thursday for murdering a 2-year-old
girl in 1987. In a final statement while strapped to a gurney in the
death chamber, Workman spoke to his two lawyers. "Thanks for
everything you've done," he said. "I appreciate it. Keep up the good
fight. Understand what I'm saying? OK, let's go."
The full text of the original alert follows.
August 26, 2004 - 6 p.m. CST
The state of Oklahoma is scheduled to execute
Windel Workman, a white man, August 26 for the 1985 murder of Amanda
Hollman in Oklahoma City. Amanda, who was two years old at the time,
was the daughter of Mr. Workman’s girlfriend and had injuries
consistent with being hit with a hand or being thrown against a wall.
Amanda would have been 19 this year.
Four tenths of a single percent (0.4%) of all
murders end in an execution. The category of people who fit into
this statistic is broad. Many are mentally ill. Many are guilty.
Most had ineffective lawyers. Most have experienced tragedy or abuse
in their formative years. Beyond that, there is no rhyme or reason
that explains the difference between those who end up with a life
sentence and those who receive a death sentence.
There is further controversy surrounding Mr.
Workman’s trial. The prosecution introduced two videotapes into
evidence. One videotape was of Mr. Workman’s confession. The other
tape showed officers sitting around and talking about the case. The
officers repeatedly gave their personal opinions that the appellant
was lying, speculated as to the reasons why the appellant beat the
victim, detailed the anticipated testimony of the medical examiner
and other witnesses, accused Mr. Workman of having abused in the
past, and insinuated that he had a problem with abusing children.
None of this testimony should have been allowed
at trial as it is considered hearsay evidence. However, the
videotape was allowed and shown to the jury.
Mr. Workman has been in prison for 17 years. If
he is executed this month, what crimes are being deterred? It costs
hundreds of thousands of dollars more to send a defendant through
the death penalty appellate process than to keep them in prison for
life. Many death sentences are overturned and this money has been
thrown away, chasing an execution. Where could the money be better
spent?
Mr. Workman will be executed by the state of
Oklahoma at 6 p.m. CST. Please keep him, his family, and the family
of Amanda Hollman in your thoughts. Please take a moment to contact
Gov. Brad Henry and urge him to stop this execution.
Oklahoma Man Executed for 1987 Murder of Toddler
Reuters News
Thu Aug 26, 2004
MCALESTER, Oklahoma (Reuters) - Oklahoma executed
a man by lethal injection on Thursday for murdering a 2-year-old
girl in 1987.
Windel Ray Workman, 46, was condemned for beating
Amanda Holman, his then-girlfriend's daughter, to death. An autopsy
showed Holman had received three major head wounds and blows to the
torso that were inconsistent with a fall from a crib, as Workman
claim happened to the toddler.
In a final statement while strapped to a gurney
in the death chamber, Workman spoke to his two lawyers. "Thanks for
everything you've done," he said. "I appreciate it. Keep up the good
fight. Understand what I'm saying? OK, let's go."
Workman was the sixth person executed in Oklahoma
this year and the 158th since the state reinstated capital
punishment in 1977, one year after the U.S. Supreme Court lifted a
national death penalty ban.
For his final meal, Workman requested a
combination barbecue meat dinner and iced tea.
Child killer to die Thursday
By Doug Russell - McAlester News-Democrat
Wednesday, August 25, 2004
In many ways, Amanda Holman was a typical child.
She earned childhood's normal bumps and bruises when she was
learning to walk. She cried for her mother when they were apart.
When the television commercials for the claymation California
Raisins came on, she'd stop what she was doing, watching and dancing
until the commercials were over. She had asthma and, no matter how
small the problem, her mother would often run her to the emergency
room for treatment. For example, there was the time a hamster bit
her on the finger, something the emergency room doctor treated with
an antibiotic cream and a Snoopy Band Aid.
She was a typical child, and made a child's
typical messes, like the handprints she put all over a large mirror
in her home. Cleaning away the handprints was hard. By the time her
mother got around to it, Amanda had been buried for weeks, dead of
injuries suffered while she was being physically abused.
Her mother's boyfriend was convicted of the
murder and, Thursday night, is scheduled to die himself; the sixth
Oklahoma death row inmate executed in 2004. But Windel Ray Workman
has never admitted killing the 2-year-old girl. Instead, he and his
attorneys say someone else was responsible for the murder.
"If Windel is executed, the state of Oklahoma
will have put to death an innocent man," said Norman attorney Steven
M. Presson, who represented Workman on appeal. Presson said Workman
often cared for Amanda Holman, but so did several others, including
Rebecca Holman and Workman's brother, Tracy Workman. He added that
police "zeroed in" on Windel Workman as a suspect and never looked
for others who could have been responsible for Amanda Holman's
injuries, which a state medical examiner likened to injuries
suffered in a car wreck. The state Pardon and Parole Board didn't
believe the inmate's claims, and denied clemency to him earlier this
month.
Rebecca Holman said she doesn't have time for
Workman's accusations. She said she's ready for him to die, but
mostly she wants to remember her daughter. "Amanda taught me that
trees talk if you will only listen," she said, adding that one day
while the two of them were sitting on the porch, Amanda kept looking
up into a tree. When Rebecca asked her daughter what she was looking
at "She looked at me and smiled. She told me 'the trees are talking.'
"I listened, and for the first time in my life, I
heard the wind blowing through the leaves, causing the trees to talk.
"When times get rough, I take time out to listen to the trees. I
find it a comfort to know that she too may be sitting under a tree
in Heaven, listening to the birds and trees she loved while she was
here."
For his last meal, Workman has requested a
combination barbecue platter and an unsweetened 32-ounce iced tea.
Oklahoma man executed in '87 death
Denton Record-Chronicle
AP - Thursday, August 26, 2004
McALESTER, Okla. – Windel Ray Workman was
executed by injection Thursday for the 1987 beating death of his
live-in girlfriend's 2-year-old daughter. He became the sixth person
executed in Oklahoma this year and the 158th in state history.
Mr. Workman, 46, was convicted in Oklahoma County
and sentenced to die for the Jan. 10, 1987, killing of Amanda Holman,
who had bruises on her face, chest, back and buttocks. Mr. Workman
maintained his innocence and claimed the bruises were caused by
Amanda's falls from her bed and in the bathtub. Later, he claimed
that either Amanda's mom or grandmother were at fault.
Three doctors who treated or examined Amanda, who
died of blunt head trauma, said her injuries were consistent with
being hit by a fist, a hard object or being slammed into a wall,
court records say. Testimony, including Workman's, indicated he had
sole custody of the girl during the time her injuries occurred.
Court records show he had a history of abusing the child.
Workman Executed For 1987 Murder
Convicted
Killer Maintained Innocence Until End Of Life
Channel 5 Oklahoma.com
August 26, 2004
McALESTER, Okla. -- Windel Ray Workman was
executed by lethal injection Thursday for the 1987 beating death of
his live-in girlfriend's 2-year-old daughter. Workman died at 6:08
p.m. after receiving a fatal cocktail of drugs at the Oklahoma State
Penitentiary in McAlester. He became the sixth person executed in
Oklahoma this year and the 158th in state history.
Workman, 46, was convicted in Oklahoma County and
sentenced to die for the Jan. 10, 1987, killing of Amanda Holman,
who had bruises on her face, chest, back and buttocks. Workman
maintained his innocence and claimed the bruises were caused by
Amanda's falls from her bed and in the bathtub. Later, he claimed
that either Amanda's mom or grandmother were at fault.
But the Oklahoma Court of Criminal Appeals and
the 10th U.S. Circuit of Appeals in Denver denied Workman's last-ditch
efforts to save himself Thursday, rejecting his claims of innocence
and inadequate trial defense. He did not appeal to the U.S. Supreme
Court. The Oklahoma Pardon and Parole Board had denied clemency Aug.
5.
Three doctors who treated or examined Amanda, who
died of blunt head trauma, said her injuries were consistent with
being hit by a fist, a hard object or being slammed into a wall,
court records say. Testimony, including Workman's, indicated he had
sole custody of the girl during the time her injuries occurred.
Court records show he had a history of abusing the child.
Ex-Officer Recalls Slain Girl
By Carrie
Coppernoll - NewsOK.com
August 26, 2004
Former Oklahoma City police officer Michael Roach
always will remember Amanda Holman. He and his partner investigated
her murder and interrogated the man who was convicted of beating the
2-year-old to death in 1987. "I think the reason that it stuck with
me over the years is the fact that Amanda had no control over her
life," Roach said. "She was an essentially helpless victim."
Windel Ray Workman was convicted of causing the
head and body injuries that were responsible for the toddler's death.
He is scheduled to be executed tonight at the Oklahoma State
Penitentiary in McAlester.
Roach's partner, Monte Fairchild, said he clearly
remembers interviewing Workman. "He seemed very cold and callous --
not remorseful at all about what had happened," the retired police
officer said. "Everything was about taking care of Windel and
protecting himself. And there was nothing to indicate he had any
emotional feelings about what happened to the baby, to the child."
Workman's case will be the fifth investigation
Fairchild has worked on that has ended with an execution. "The shock
value is gone," Fairchild said. "The first one, it kind of makes you
stop and think. ... This time, what has to be done, has to be done."
Workman v. State,
824 P.2d 378 (Okl.Cr. 1991) (Direct Appeal).
Defendant was convicted of murdering 28-month-old
child of his live-in girlfriend and the jury set punishment at death.
Judgment was entered in the District Court, Oklahoma County, John M.
Amick, J. Defendant appealed. The Court of Criminal Appeals, Johnson,
J., held that: (1) trial court was not required to excuse for cause
juror who said she had seen television report of crime and expressed
belief that her ability to be impartial had been impaired; (2)
evidence supported conviction; and (3) defendant had not received
ineffective assistance of counsel. Affirmed. Brett and Parks, JJ.,
dissented and filed opinions.
JOHNSON, Judge:
Windel Ray Workman, appellant, was tried by jury for the crime of
Murder in the First Degree in the District Court of Oklahoma County,
Case No. CRF-87- 254. Appellant was represented by counsel. The jury
returned a verdict of guilty and set punishment at death. The trial
court sentenced the appellant in accordance with the jury's verdict.
From this Judgment and Sentence, appellant appeals to this Court.
At about 10:30 a.m. on January 10, 1987, the
appellant and his live-in girlfriend, Rebecca Holman, brought twenty-eight
month old Amanda Holman, Rebecca's daughter, to South Community
Hospital. Amanda had been left with the appellant at his home in
Oklahoma City the two days preceding her death. At trial, a forensic
pathologist testified that Amanda had been severely beaten, and that
as a result, she developed a subdural hemorrhage which led to her
death. The emergency room physician also testified that Amanda was a
victim of the battered child syndrome.
The appellant testified that during the last two
days, Amanda had fallen three times; once off her bed hitting a
dresser, then out of the bathtub, and finally off the bed again,
this time hitting her head on the floor.
* * * *
Appellant next contends that there was
insufficient evidence to support his conviction. In reviewing the
sufficiency of the evidence, we must determine whether any rational
trier of fact could have found the essential elements of the crime
charged beyond a reasonable doubt. Schultz v. State, 749 P.2d 559,
562 (Okl.Cr.1988). The evidence is reviewed in the light most
favorable to the prosecution. Id.
After a review of the record in the present case,
we find that sufficient evidence was presented. After observing
numerous bruises on Amanda's face, chest and buttocks, the emergency
room doctor and nurse suspected child abuse and contacted the police.
The medical examiner detailed extensive injuries to her head,
abdomen and buttocks and testified that Amanda's death was caused by
a blunt head injury which resulted in subdural hemorrhage. He
testified that the fatal injuries occurred within two days of her
death.
Both physicians agreed that her death was the result of child
abuse rather than by accidental falls as described by the appellant.
Finally, the appellant admitted that Amanda had been mainly in his
care the two days prior to her death. We find this assignment to be
without merit. We further find that the trial court correctly
overruled the appellant's motion for a directed verdict.
Appellant next asserts that the trial court erred
in refusing to grant any of his several requests for a mistrial.
However, the appellant has failed to cite any relevant authority in
support of his contention. Foster v. State, 742 P.2d 1131, 1135 (Okl.Cr.1987).
Thus, this assignment is not properly preserved for review.
Appellant next argues that the trial court erred
in admitting two photographs, depicting Amanda's face and buttocks,
into evidence. Specifically, appellant complains that the
photographs were taken after an autopsy, thereby confusing
pre-mortem bruising with post-mortem lividity. Admittedly, these two
photographs depict a heartbreaking scene of a child with numerous
bruises over her body. Nevertheless, these photographs are
admissible if their probative value outweighs their prejudicial
effect. Grayson v. State, 747 P.2d 971, 974 (Okl.Cr.1987).
Absent an abuse of discretion, the ruling of the
trial court will not be disturbed. Id. In the present case, the
photographs served to corroborate the testimony of several witnesses
as to Amanda's physical appearance, and that the color of the
appellant's pictures appeared to be too light. They also indicated
the various injuries suffered by Amanda, and tended to refute the
appellant's explanation of accidental fallings. Moreover, a review
of the photographs reveals no evidence that an autopsy had been
performed. This assignment of error is without merit.
* * * *
Appellant contends that the jury instruction
concerning the aggravating circumstance that "the murder was
especially heinous, atrocious or cruel" was unconstitutionally
vague. A review of the record reveals that the trial court used
OUJI-CR 436. (O.R. 98). Therefore, the jury was apprised that the
aggravating circumstance was limited to instances where torture or
serious physical abuse preceded death. See Stouffer v. State, 742
P.2d 562 (Okl.Cr.1987). After a review of the record, we find
sufficient evidence of serious physical abuse to support this
aggravating circumstance.
Appellant also asserts that the other aggravating
circumstance found by the jury, that "there exists a probability the
defendant would commit criminal act of violence that would
constitute a continuing threat to society," is both
unconstitutionally vague and unsupported by the evidence. Appellant
further asserts that there must be some evidence that the appellant
was predisposed to direct an act of violence towards other members
of society.
This Court has repeatedly upheld the validity of
this particular circumstance. Rojem v. State, 753 P.2d 359, 369 (Okl.Cr.1988).
See also Barefoot v. Estelle, 463 U.S. 880, 896-97, 103 S.Ct. 3383,
3396, 77 L.Ed.2d 1090, 1106 (1983) and Jurek v. Texas, 428 U.S. 262,
96 S.Ct. 2950, 49 L.Ed.2d 929 (1976). Moreover, this Court has
consistently held that the calloused manner in which a crime is
committed may support a finding of a continuous threat. Fisher v.
State, 736 P.2d 1003, 1009 (Okl.Cr.1987).
After a review of the
record, we also find sufficient evidence to support this aggravating
circumstance. We have reviewed the record in fulfillment of our
statutory duty to determine whether the sentence of death was
imposed under the influence of passion, prejudice, or other
arbitrary factor. 21 O.S.Supp.1986, § 701.13. We find that it was
not. We further find that both aggravating circumstances, i.e., that
the murder was heinous, atrocious, or cruel and the existence of the
risk of future dangerousness to society, are sufficiently supported
by the evidence.
Finding no error warranting reversal or
modification, Judgment and Sentence is AFFIRMED. AN APPEAL FROM THE
DISTRICT COURT OF OKLAHOMA COUNTY, OKLAHOMA; THE HONORABLE JOHN M.
AMICK, DISTRICT JUDGE. WINDEL RAY WORKMAN, appellant, was tried by
jury for the crime of Murder in the First Degree in the District
Court of Oklahoma County, Case No. CRF-87- 254, before the Honorable
John M. Amick, District Judge. The jury returned a verdict of guilty
and set punishment at death. The trial court sentenced the appellant
in accordance with the jury's verdict. From this Judgment and
Sentence, appellant appeals. AFFIRMED.
Workman v. Mullin,
342 F.3d 1100 (10th Cir. 2003) (Habeas).
342 F.3d 1100
Windel Ray Workman, Petitioner-Appellant, v.
Mike Mullin, Warden, Oklahoma State Penitentiary, Respondent-Appellee.
Docket number: 01-6448
Federal Circuits, 10th Cir.
August 26, 2003
Before EBEL, BRISCOE, and HARTZ, Circuit Judges.
EBEL, Circuit Judge.
Petitioner-Appellant, Windel Ray Workman, was
convicted and sentenced to death by a jury in Oklahoma state court for
felony first-degree child abuse murder. He petitions for a writ of
habeas corpus for relief in federal court pursuant to 28 U.S.C. 2254.
He objects to his death sentence on the ground that, although the jury
found that he had killed a child during the course of the felony of
child abuse, the verdict did not sufficiently determine his degree of
culpability as required by the Supreme Court cases of Enmund v.
Florida, 458 U.S. 782, 798, 102 S.Ct. 3368, 73 L.Ed.2d 1140 (1982), or
Tison v. Arizona, 481 U.S. 137, 157, 107 S.Ct. 1676, 95 L.Ed.2d 127
(1987), such that the State may impose the death penalty on him. We
AFFIRM the district court's dismissal of Workman's petition for a writ
of habeas corpus. We hold that an additional culpability finding as
might be required by Enmund or Tison in order to apply the death
penalty for a felony murder conviction does not apply when the
defendant actually killed his victim, as was the case here.
BACKGROUND
Windel Ray Workman was tried by a jury in Oklahoma
and convicted of the first-degree child abuse murder of his live-in
girlfriend's two-year-old daughter. Workman v. State, 824 P.2d 378,
380 (Okla. Crim.App.1991). The girl, Amanda Holman, was pronounced
dead upon arrival at South Community Hospital in Oklahoma City on the
morning of January 10, 1987. The emergency room doctor and nurse who
unsuccessfully attempted to revive Amanda observed numerous bruises on
the girl's face, chest, back and buttocks, and suspected child abuse.
The police were called to the hospital and spoke
with Workman about Amanda's injuries. Workman told them that Amanda
had fallen backwards out of bed the night before. He also admitted to
spanking the child hard, leaving bruises on her body. He played "pitch"
with Amanda, in which he threw the girl up in the air and caught her.
Amanda's pediatricians testified, however, that her injuries could not
have resulted from these activities alone and she was not a child who
bruised easily.
According to the medical examiner, Amanda had died
from blunt head injury. Her death was a homicide, not a result of
accident. Any of Amanda's three serious head injuries could have
killed her, and he noted additional injury to the child's abdomen and
buttocks. Moreover, because bruising cannot occur post-mortem, the
injuries observed must have been inflicted before her death. Had
Amanda's injuries been the result of a fall as Workman claimed, such a
fall must have been from at least ten feet. The physician in charge of
the emergency room at Children's Hospital revised upward the medical
examiner's estimate of the height of a fall that could have inflicted
similar injuries, concluding that such injuries might result from a
fall from a two or three-story building. The doctor from the
Children's Hospital also concluded that, on the basis of the autopsy
report, photos of Amanda, and discussions with the medical examiner,
Amanda had been "most definitely" a victim of child abuse.
Witnesses established that Amanda had been in
Workman's care during the time she incurred her injuries. Several
employees of the child's daycare testified that they had noticed
bruises and other injuries on Amanda in the days preceding her death.
Amanda cried when Workman came to pick her up from the center.
January 7, 1987 was the last day that Workman
picked Amanda up from daycare. On that day, the girl screamed and
cried when she saw Workman at the door. She climbed into the lap of a
stranger and wet her pants. Workman's comment about Amanda's behavior
was that the child, for some reason, "doesn't like me."
Workman kept Amanda home by himself on January 8th
and 9th. He testified that he heard Amanda fall in her room on the 8th
and believed that she had hit a dresser. The two-year-old told him
that her stomach hurt afterwards. On cross-examination, Workman
admitted spanking Amanda on the 8th. According to Workman, on the 9th,
Amanda fell again in the bathtub. Workman did not tell the police
about this fall in initial interviews because he said he had left her
unaccompanied at the time, in contravention to a promise he had made
her mother. That evening, Amanda began to vomit. After Amanda could
not be resuscitated on the 10th, Workman and the girl's mother took
her to the hospital, and she was pronounced dead on arrival.
Amanda's pediatricians testified that Amanda's
mother had been a concerned parent, bringing Amanda in for treatment
of even minor injuries. By contrast, Workman's own witness, his second
wife, had seen Workman spank their daughter too hard two or three
times, causing the child to wet her pants.
Procedural History
At trial, the state court retained a juror who
first expressed doubt about whether she could serve, and then later
agreed that she could be fair.
The jury convicted Workman of child abuse murder in
the first degree.1
The jury was instructed that the elements of the crime were (1) "The
death of a human being;" (2) "That this human being was under the age
of eighteen years;" (3) that "The death occurred as a result of the
willful or malicious use of unreasonable force upon the child;" and
(4) that these actions had been committed "By the defendant Windel Ray
Workman." Jury Instruction No. 6. During the sentencing stage of
Workman's trial, the jury found the existence of aggravating
circumstances, including that the murder was "especially heinous,
atrocious, or cruel," and recommended imposition of the death penalty.
See Okla. Stat. tit. 21, § 701.12(4).
On direct appeal, Workman challenged Oklahoma's
first-degree murder statute as vague, and the jury instructions as not
properly relaying to the jury the requirements of the statute. He also
argued that the jury instructions were insufficient under the Eighth
and Fourteenth Amendments because they allowed conviction without
proof of mens rea for the killing, as opposed to mens rea for the
commission of child abuse. Workman exhausted his state remedies on
direct appeal. The Oklahoma state courts did not address the Eighth
Amendment issue and denied relief.
On collateral attack in federal court, Workman
argued for the first time that his trial counsel had a conflict of
interest because the attorney represented his brother, Tracey Workman,
on a separate charge.
He also renewed his objection that the jury
instructions had not properly determined his degree of culpability for
the child abuse murder and he more explicitly referred to the standard
for imposition of the death penalty under the Eighth Amendment cases
of Enmund v. Florida, 458 U.S. 782, 798, 102 S.Ct. 3368, 73 L.Ed.2d
1140 (1982), and Tison v. Arizona, 481 U.S. 137, 157, 107 S.Ct. 1676,
95 L.Ed.2d 127 (1987).
The district court found that Workman had properly
presented his Eighth Amendment Enmund/Tison argument on direct appeal.
It then ordered Workman to present the argument again to the Oklahoma
state courts so that the Oklahoma courts could make a determination of
Workman's Enmund/Tison culpability pursuant to the procedures outlined
in Cabana v. Bullock, 474 U.S. 376, 106 S.Ct. 689, 88 L.Ed.2d 704
(1986).
The Oklahoma Court of Criminal Appeals (the OCCA),
however, again refused to rule on the substance of Workman's Enmund/Tison
argument, now claiming that it was procedurally barred, apparently
predicated on the belief that the argument had not been raised on
direct appeal.
When Workman's case returned to the federal system,
however, the district court found that his Enmund/Tison claim was not
procedurally barred as the OCCA had determined. The district court
reiterated its earlier determination that Workman had raised the issue
of Enmund/Tison culpability on direct appeal.
Because the OCCA declined to rule on the merits of
Workman's Enmund/Tison claim even when presented with an additional
opportunity to do so, the district court subsequently made the
required determination on the issue of Workman's culpability itself.
The district court found that, although there had been no direct
finding in the trial record that Workman had intended to inflict fatal
blows to the child, the record contained "abundant circumstantial
evidence of Petitioner's mental state." Op. at 1109. The district
court surveyed the traumatic physical abuse done to Amanda Holman
before her death, and noted that it was bound by the state court's
determination that Workman had been the one who had inflicted the
abuse. Given the evidence of the type of abuse presented at trial, the
district court concluded that the record was "sufficient to
demonstrate that Petitioner acted with reckless disregard of the
consequence of his actions when he repeatedly struck [the two-year-old
child] about the head and abdomen." Op. at 1109-1110. This language
satisfied the "reckless disregard" or "reckless indifference to the
value of human life" standard in Tison v. Arizona. Tison, 481 U.S. at
157, 107 S.Ct. 1676.
Now on appeal, Workman argues that his sentence
should be overturned on five main grounds. First, he objects that his
attorney had a conflict of interest that mandates reversal of his
sentence. Second, he argues that his right to an impartial jury was
unconstitutionally impaired by the retention of the juror who
initially objected to serving. Third, Workman argues that his right to
due process was unconstitutionally impaired by jury instructions that
allegedly relieved the State of the burden of proving every element of
the crime charged. Fourth, Workman argues that his sentence is
unconstitutional because the definition of the aggravating
circumstance for murder was vague. Fifth, he argues that his sentence
is unconstitutional due to cumulative error. Workman also has filed
motions to have his case held in abeyance because of the Supreme
Court's recent decision in Ring v. Arizona, 536 U.S. 584, 122 S.Ct.
2428, 153 L.Ed.2d 556 (2002), and to remand his case for an
evidentiary hearing.
We exercise jurisdiction over this appeal pursuant
to 28 U.S.C. 2253, 2254. For the reasons that follow, we AFFIRM the
district court's denial of a writ of habeas corpus, we DENY the motion
to hold the appeal in abeyance, and we DENY the petitioner's request
to remand for an evidentiary hearing.
DISCUSSION
Pursuant to the Antiterrorism and Effective Death
Penalty Act of 1996 (AEDPA), issues brought on petition for a writ of
habeas corpus must have been exhausted in the state system. 28 U.S.C.
2254(b). Federal courts may not issue a writ unless the state courts'
adjudication of a claim was either "contrary to, or involved an
unreasonable application of, clearly established [f]ederal law" or "resulted
in a decision ... based on an unreasonable determination of the facts
in light of the evidence presented in the [s]tate court proceeding."
28 U.S.C. 2254(d)(1) & (2). State court determinations of fact are "presumed
to be correct" unless a petitioner rebuts them with "clear and
convincing evidence." 28 U.S.C. 2254(e)(1).
Under extraordinary circumstances when a federal
district court must make the initial determination of an issue because
the state courts have not addressed the merits of a claim and there is
no state procedural bar, we review the district court's conclusions of
law de novo and its findings of fact for clear error. LaFevers v.
Gibson, 182 F.3d 705, 711 (10th Cir. 1999).
I. Attorney Conflict of Interest.
We find that Workman's attorney did not have a
conflict of interest that mandates reversal of his sentence. Workman
had argued that his Sixth Amendment right to counsel was violated
because his attorney had also represented his brother, Tracey, on a
separate charge after a search of their joint residence uncovered
marijuana in Tracey's room.
A conflict of interest may be present even when an
attorney's clients are not co-defendants if a petitioner can prove
that the common representation adversely affected his attorney's
performance. United States v. Soto Hernandez, 849 F.2d 1325, 1328-29
(10th Cir.1988) (common representation other than as co-defendants);
United States v. Bowie, 892 F.2d 1494, 1500 (10th Cir.1990) (burden of
proof on petitioner).
But Workman did not raise this issue at trial or on
direct appeal, and a conflict of interest claim brought for the first
time on collateral attack is governed by the Supreme Court's standard
under Cuyler v. Sullivan.2
446 U.S. 335, 347-48, 100 S.Ct. 1708, 64 L.Ed.2d 333 (1980) ("[A]
defendant who raised no objection at trial must demonstrate that an
actual conflict of interest adversely affected his lawyer's
performance."); Selsor v. Kaiser, 22 F.3d 1029, 1032 (10th Cir.1994).
As the Court held in Cuyler, the mere possibility
of conflict is insufficient to reverse a criminal conviction, at least
when the conflict was not brought to the trial court's attention.
Cuyler, 446 U.S. at 350, 100 S.Ct. 1708; see also United States v.
Cook, 45 F.3d 388, 393 (10th Cir.1995). An actual conflict of interest
exists only if counsel was "forced to make choices advancing...
interests to the detriment of his client." United States v. Alvarez,
137 F.3d 1249, 1251-52 (10th Cir.1998) (citing Stoia v. United States,
22 F.3d 766, 771 (7th Cir.1994)). Furthermore, "the petitioner must be
able to point to specific instances in the record" that suggest his
interests were damaged for the benefit of another party. Id. (quoting
Danner v. United States, 820 F.2d 1166, 1169 (11th Cir.1987)).
Workman attempts to list examples of when his
interests were compromised by the attorney's representation of Tracey,
but his assertions are strained and counterintuitive. In each of
Workman's examples, his interests appear not to have been damaged, but
instead his interests may actually have been furthered by his
attorney's actions.
First, Workman contends that his attorney should
not have moved to suppress evidence of the drugs found in the house.
He asserts that the presence of drugs in the house was a "nullity" as
far as his case was concerned. But it certainly could not have helped
Workman, on trial for murder already, for the jury to discover that he
allowed drugs in the house with a two-year-old child.
Second, Workman contends that his attorney should
have cross-examined Tracey on why he was angry with Workman. Yet the
reason why Tracey was angry with his brother is that Workman had given
consent for the search of the house during which police found the
drugs. Had the attorney asked any questions in this vein, testimony
about the drugs would have come in, and that would have hurt Workman.
Third, Workman contends that his attorney never
suggested that Tracey could have harmed the child instead of himself.
This theory of defense, however, would have contradicted Workman's own
testimony that he was the only person looking after the child in the
days leading up to her death and therefore that no one else could have
injured the child. Workman told the police that the child had fallen
several times in those days on his watch, and that he had been the
only one to witness her rapid decline. As the district court found
then, "defense counsel's ability to effectively point the finger at
others was severely limited by [Workman's] own position ? not by any
conflicting interests between Petitioner and his brother." Op. at
1110. Workman's attorney could thus only have done damage to the
petitioner's credibility had he attempted this line of questioning.
Fourth, Workman contends that his attorney should
not have argued in camera against the impeachment of Tracey's
testimony through the introduction of past drug convictions. But again
it was apparently against Workman's own interests for evidence of his
brother's prior criminal record to be introduced because it would have
made Workman, given his testimony, look like a poor caretaker to have
allowed a two-year-old child to live in a household around such
activities.
Workman's interests were not tangibly compromised
in the attorney's representation of his brother. See generally Alvarez,
137 F.3d at 1252 ("Without a showing of inconsistent interests, any
alleged conflict remains hypothetical [and will not support reversal].").
There is no "actual conflict" here as defined by the Supreme Court in
Cuyler. We AFFIRM the district court's denial of a writ on this basis.
II. Retention of juror.
We hold that Workman's right to an impartial jury
was not unconstitutionally impaired by the retention of a juror who
first expressed doubt about whether she could serve, and then later
agreed that she could be fair.
The Tenth Circuit has specifically held that
federal courts may only reverse state court determinations of juror
impartiality upon a showing of "manifest error."3
Brecheen v. Reynolds, 41 F.3d 1343, 1350 (10th Cir.1994); see also
Cannon v. Gibson, 259 F.3d 1253, 1280 (10th Cir.2001) (deferring to a
trial judge's finding as to whether a potential juror is biased unless
the finding is rebutted by clear and convincing evidence); accord
Sallahdin v. Gibson, 275 F.3d 1211, 1224 (10th Cir. 2002). This
limited degree of review is justified by a trial judge's unique
advantage in observing and evaluating the demeanor of jurors. Brecheen,
41 F.3d at 1350 (quoting Church v. Sullivan, 942 F.2d 1501, 1519 (10th
Cir.1991)).
Prior to being sworn in, one of the jurors told the
judge that she had seen a report about Workman's case on the
television that morning and would have a difficult time believing that
the child he was accused of murdering could have been fatally injured
by "fall[ing] from a bed onto a cocktail table" as reported. One of
her own children had fallen off of a couch onto the floor and suffered
no injuries at all. As a result of this personal experience, the juror
was "afraid it would take much more to convince me that [Workman is]
innocent." ROA II, Tr. at 278.
The prosecutor and defense counsel examined the
juror about her viewing of the television report, driving home the
point that the actual charges at trial might be more detailed and that
Workman's defense had not yet been presented. The juror was then asked
whether, if she was permitted to stay on the jury, she could disregard
anything she heard outside the courtroom and base her verdict only on
the evidence that she heard in court. Id. at 280. To this question,
the juror replied: "Yes, I can do that." Id. She reaffirmed her answer
when asked again. Id. at 281 ("Yeah, I can do that.").
The judge heard further argument from counsel and
then explained that the prospective juror "could probably be a fair
and impartial juror. I think she's trying very hard to be absolutely
fair ... I'll overrule the motion to excuse her for cause." Id. at
287. The defense attempted twice more to have her removed from the
jury, but those motions were similarly denied.
The state court's decision to retain the juror does
not appear contrary to established federal law. See generally 28 U.S.C.
2254. Indeed, the Supreme Court has specifically upheld cases in which
jurors have been allowed to serve after giving contradictory testimony
on whether they could be fair. In Patton v. Yount, 467 U.S. 1025, 104
S.Ct. 2885, 81 L.Ed.2d 847 (1984), for example, the Supreme Court
wrote that it is generally a matter for the state courts to determine
whether "a juror [who swears] that he could set aside any opinion he
might hold and decide the cases on the evidence ... [should be]
believed." Id. at 1036, 104 S.Ct. 2885.
Workman does not carry the heavy burden of showing
that the state court's judgment constituted manifest error. We are
bound by prescribed deference to the decisions of state courts under
AEDPA and AFFIRM the denial of a writ on this basis.
III. Jury instructions.
Workman makes the constitutional argument that the
jury instructions in his case did not require the jury to make a
finding as to his culpability for Amanda Holman's killing such that he
should be eligible for the death penalty. In opposition, Oklahoma
argues that Workman's constitutionality-of-the-jury-instructions
argument cannot be heard in federal court because it was not raised on
direct appeal in state court and so is not exhausted.
The district court nevertheless found that Workman
had raised his constitutional determination argument regarding the
jury instructions on direct appeal in the state courts. We agree.
Because the Eighth Amendment issue was raised on direct appeal but
never addressed by the OCCA, Workman has exhausted his state remedies
and we consider the issue de novo. See generally LaFevers, 182 F.3d at
711.
Workman's brief on direct appeal argued that it was
impermissibly vague to subject a person to capital punishment on the
basis of a prescription that may or may not require the jury to find
intent to kill.4 He
specifically objected that it was a violation of the Eighth and
Fourteenth Amendments to sentence him under such a scheme.
The Oklahoma Court of Criminal Appeals, though,
never separately addressed Workman's argument regarding the
constitutionality of the jury instructions. It did conclude that the
Oklahoma state statute contained a mens rea requirement, but it did
not address the constitutional adequacy of that requirement under the
Eighth Amendment. See Workman, 824 P.2d at 383.
We find that Workman's formulation sufficiently
raised the heart of an Enmund/Tison objection on direct appeal despite
the failure of the Oklahoma state courts to recognize the issue.
Workman's claim was therefore properly exhausted and federal courts
may examine it under AEDPA.
Some background is necessary to understand the
legal context of Workman's Enmund/Tison claim. To be convicted of
first degree child abuse murder in Oklahoma, a jury must find that the
defendant willfully or maliciously injured, tortured, maimed, or used
unreasonable force on a child, and that the child died as a result.
Okla. Stat. tit. 21, § 701.7(C). The jury need not find that the
defendant intended to kill the child. Cf. Malicoat v. State, 992 P.2d
383, 395 (Okla.Crim.App.2000) (child abuse murder is a general intent
crime). Child abuse murder in Oklahoma does not require the jury to
find that the defendant intended to kill his victim, but rather the
crime is a type of felony murder. See generally Black's Law Dictionary
556 (5th ed.1979) (defining the traditional felony-murder rule as
holding that "one whose conduct brought about an unintended death in
the commission or attempted commission of a felony [is] guilty of
murder."); accord 2 Wharton's Criminal Law ? 147 (Charles E. Torcia ed.,
15th ed.) ("[T]he author of an unintended homicide is guilty of murder
if the killing takes place in the perpetration of a felony.") [hereinafter
Wharton's Criminal Law]. In this sense, the felony murder rule in its
classic form is very broad, encompassing both crimes in which there
are co-defendants, and crimes involving just a single actor. See 2
Substantive Criminal Law ? 14.5(b) (Wayne R. LaFave ed.); Wharton's
Criminal Law at ? 147. Oklahoma categorizes child abuse murder as
murder in the first degree. Fairchild v. State, 998 P.2d 611, 618 (Okla.Crim.App.1999).
The central concern of the Enmund/Tison line of
Supreme Court cases is whether a conviction for felony murder contains
an adequate determination of defendants' culpability such that
imposition of the death penalty does not violate the Eighth
Amendment's prohibition against cruel and unusual punishment.
U.S. Const. amend. VIII, ("Excessive bail shall not be required,
nor excessive fines imposed, nor cruel and unusual punishments
inflicted.").
Three Supreme Court cases in particular provide the
necessary guidance as to the specificity required for a culpability
determination in order to sustain the death penalty against an Eighth
Amendment challenge. Enmund v. Florida is the first of these three
cases.5 458
U.S. 782, 102 S.Ct. 3368, 73 L.Ed.2d 1140 (1982). As the Court itself
explained in a later case discussing Enmund:
Enmund explicitly dealt with two distinct subsets
of all felony murders in assessing whether Enmund's sentence was
disproportional under the Eighth Amendment. At one pole was Enmund
himself: the minor actor in an armed robbery, not on the scene, who
neither intended to kill nor was found to have had any culpable mental
state. Only a small minority of States even authorized the death
penalty in such circumstances and even within those jurisdictions the
death penalty was almost never exacted for such a crime. The Court
held that capital punishment was disproportional in these cases.
Enmund also clearly dealt with the other polar case: the felony
murderer who actually killed, attempted to kill, or intended to kill.
The Court clearly held that the equally small minority of
jurisdictions that limited the death penalty to these circumstances
could continue to exact it in accordance with local law when the
circumstances warranted."
Tison, 481 U.S. at 149-50, 107 S.Ct. 1676 (emphasis
added).
Workman's crime falls into the category of cases
under Enmund in which a felony murderer has "actually killed" his
victim. See id. at 150, 107 S.Ct. 1676. The phrase "actually killed,
attempted to kill, or intended to kill" or variations thereof is
repeated at least nine times in Enmund, 458 U.S. at 797, 793 n. 15,
795, 796, 797, 798, 799, 801, is repeated at least three times in
Tison, 481 U.S. at 148, 150, 152 n. 4, and is repeated at least twenty
times in Cabana v. Bullock, 474 U.S. 376, 378, 383, 384, 385, 386,
387, 387 n. 4, 388 n. 5, 389, 390, 391, 391 n. 6, 392, 392 n. 7, 106
S.Ct. 689, 88 L.Ed.2d 704. In short, the iteration of this test has
been carefully formulated by the Supreme Court and often reaffirmed.
Accord also Revilla v. Gibson, 283 F.3d 1203, 1210 (10th Cir. 2002) (quoting
language in Enmund requiring that a defendant "himself kill, attempt
to kill, or intend that a killing take place or that lethal force will
be employed"). The significance of falling into Enmund's category of
when a felony murderer has "actually killed" his victim is that the
Eighth Amendment's culpability determination for imposition of the
death penalty has then been satisfied.6
Cabana, 474 U.S. at 386, 106 S.Ct. 689 ("If a person sentenced to
death in fact killed ... the Eighth Amendment itself is not violated
by his or her execution.").
Five years later, the Supreme Court decided the
case of Tison v. Arizona to consider situations between the two poles
discussed in Enmund, specifically "whether the Eighth Amendment
prohibits the death penalty in the intermediate case of the defendant
[who did not kill, attempt to kill, or intend to kill under Enmund but]
whose participation [in the felony] is major and whose mental state is
one of reckless indifference to the value of human life."7
Tison, 481 U.S. at 152, 107 S.Ct. 1676. In the general literature,
Tison has thus come to be distinguished from Enmund as promulgating
the test for defining the culpability determination necessary for
"non-triggerman," as opposed to those who have "actually killed" under
Enmund. See, e.g., James J. Holman, Note, Redefining a Culpable Mental
State for Non-Triggermen Facing the Death Penalty Tison v. Arizona, 33
Vill. L.Rev. 367 (1988); Andrew H. Friedman, Note, Tison v. Arizona:
The Death Penalty and the Non-Triggerman: The Scales of Justice are
Broken, 75 Cornell L.Rev. 123 (1989); see also generally Lynn D.
Wittenbrink, Note, Overstepping Precedent? Tison v. Arizona Imposes
the Death Penalty on Felony Murder Accomplices, 66 N.C. L.Rev. 817
(1988). While refusing "precisely [to] delineate the particular types
of conduct and states of mind warranting imposition of the death
penalty" in its intermediate zone of cases, the Tison Court simply
held "that major participation in the felony committed, combined with
reckless indifference to human life, is sufficient to satisfy the
Enmund culpability requirement." 481 U.S. at 158, 107 S.Ct. 1676.
Finally, Cabana v. Bullock8
was a procedural case in which the Court considered who could make the
determination of culpability if a case fell outside of the established
categories in Enmund, and later Tison, after a jury's verdict. 474
U.S. 376, 106 S.Ct. 689, 88 L.Ed.2d 704 (1986), abrogated on other
grounds by Pope v. Illinois, 481 U.S. 497, 503 n. 7, 107 S.Ct. 1918,
95 L.Ed.2d 439 (1987). However, only when a federal court reviews a
claim in which the jury has not already determined that a defendant is
culpable under Enmund because he killed, attempted to kill, or
intended to kill, must a court consider further inquiry under Cabana.
Id. at 380-84, 106 S.Ct. 689 (quoting at length the jury instructions
in the case and examining them first for a potential finding of
culpability); see also id. at 387, 106 S.Ct. 689. In that rare
situation in which a jury has not already made a finding that permits
a defendant's case to fall into one of the defined categories under
Enmund or Tison, Cabana held that state courts may make the finding on
appeal, or, as a final alternative, that the finding may be made by a
federal court upon review for habeas corpus. Id. at 390, 106 S.Ct. 689
("[Assuming that the Enmund determination is not made at trial], [t]he
federal court could itself make the factual determination whether the
defendant killed, attempted to kill, or intended to kill, and either
grant or deny the writ depending on the outcome of that inquiry.
Alternatively, the federal court could take steps to require the
State's own judicial system to make the factual findings in the first
instance.... We believe ... that the second course of action is the
sounder one ... [and that the state court should have the initial]
opportunity to carry out in the first instance the factual inquiry
called for by Enmund."); id. at 386 ("At what precise point in its
criminal process a State [or federal court on review for habeas
corpus] chooses to make the Enmund [or Tison] determination is of
little concern from the standpoint of the Constitution.").
This is not the first time that we have confronted
a defendant's Enmund/Tison challenge to a death sentence imposed after
conviction under Oklahoma's first degree child abuse murder statute.
In Revilla v. Gibson, 283 F.3d 1203 (10th Cir. 2002), the defendant
similarly argued in his federal habeas proceeding that the state
courts did not make findings that established the level of culpability
required by Enmund or Tison to impose a death sentence. Id. at
1210-11. In Revilla's case, we found that we could easily dispose of
the petitioner's Enmund/Tison claim because the OCCA had, in that
case, found that the victim had died as a result of "injuries
intentionally inflicted by the Appellant in a premeditated design to
effect death." Id. at 1211. Nevertheless, we cautioned that we were
not holding that an additional culpability determination was necessary
where the defendant had actually killed the victim, and we stated
explicitly that in Revilla we were "avoid[ing], rather than implicitly
resolv[ing] this debate."9
Id. at 1211, n. 4; see also Cannon v. Gibson, 259 F.3d 1253, 1279 n.
26 (10th Cir.2001) (noting the OCCA and district court's doubts
whether additional Enmund or Tison culpability determinations would be
required in a case in which the defendant actually killed the victim,
but finding that it did not have to address the question).
In other cases, we have appeared to assume that the
culpability requirement in Enmund or Tison was satisfied where the
jury verdict determined that the defendant actually killed the victim.
In Johnson v. Gibson, 169 F.3d 1239 (10th Cir.1999), for example, we
held that the requisite culpability was established when a defendant
killed his victim during the felony of rape. First, we reiterated
language found in Tison:
[T]he reckless disregard for human life implicit in
knowingly engaging in criminal activities known to carry a grave risk
of death represents a highly culpable mental state, a mental state
that may be taken into account in making a capital sentencing judgment
when that conduct causes its natural, though also not inevitable,
lethal result.
Id. at 1250 (quoting Tison, 481 U.S. at 157, 107
S.Ct. 1676).
We then went on to conclude:
The jury in [Johnson's case] was instructed that it
should find the defendant guilty if it found beyond a reasonable doubt
that he `did ... willfully and unlawfully kill [his victim], [b]y
asphyxiation with his hands inflicting mortal wounds which caused her
death ... [w]hile in the commission of Forcible Rape in the First
Degree.' Such an instruction is sufficient to satisfy the requirements
of Tison, and the evidence presented at trial supports this conclusion.
Id. at 1250-51 (citations omitted).
We now hold that the constitutional check that
Enmund, and certainly that Tison, represent is satisfied in felony
murder cases in which the defendant actually killed his victim. Other
Circuits have read the Supreme Court's decisions the same way. In
Murray v. Delo, 34 F.3d 1367 (8th Cir.1994), the Eighth Circuit wrote
that "Enmund and Tison are felony-murder cases which apply in
situations in which the defendant was not the shooter. [Here] the
evidence at trial indicated that the petitioner actually committed at
least one murder, and perhaps both." Id. at 1367. In Adams v.
Wainwright, 709 F.2d 1443 (11th Cir.1983), the Eleventh Circuit wrote
that "[t]he Supreme Court held the death penalty disproportionate to
Enmund's culpability, reasoning that he personally `did not kill or
attempt to kill' or have `any intention of participating in or
facilitating a murder.' Here [the defendant] personally killed his
victim, savagely beating him to death." Id. at 1447. Finally, in
Williams v. French, 146 F.3d 203 (4th Cir.1998), the Fourth Circuit
wrote:
The evidence in this case satisfied the Enmund [and
therefore also the lower Tison] standard because [the defendant] was a
major participant in the murder itself, and his actions showed a
reckless indifference to [the victim] Joines' life. Williams got out
of the car carrying his loaded shotgun, went inside the Service
Distributors station, stood behind or over Joines, and shot Joines in
the back of his head after the robbery had been accomplished.
Manifestly, these circumstances satisfy the standard set forth in
Enmund and its progeny.
Id. at 215.
Oklahoma has also given the same reading as we do
to Enmund and Tison. In Fairchild v. State, 998 P.2d 611 (Okla.
Crim.App.1999), the OCCA stated "[t]his Court has found Tison does not
apply to a defendant who, by his own hand, does kill... If a person
sentenced to death in fact killed, attempted to kill, or intended to
kill, the Eighth Amendment itself is not violated by his or her
execution." Id. at 630 (quotation marks and citations omitted).
Additionally, the California Supreme Court has concluded that further
analysis is not necessary under Enmund or Tison when the defendant in
a felony murder does in fact kill, and that court has now overruled
its earlier precedent to the contrary. People v. Anderson, 43 Cal.3d
1104, 240 Cal. Rptr. 585, 742 P.2d 1306, 1325 (1987).
Workman was not convicted of felony murder
generally: he was convicted of child abuse murder in which a jury
determined that he had actually killed Amanda Holman, and that he had
done so in the willful or malicious commission of physical battery
upon the child. The evidence of abuse at trial included expert
testimony regarding the multiple blows to the head and abdomen that
the two-year-old suffered before she died. Three doctors testified
that the child's death was caused by blunt trauma; her injuries were
consistent with being hit by a fist, a hard object such as a board, or
by being picked up by her legs and slammed into a wall. Workman was
found to have purposefully inflicted these blows. We hold that no
further analysis is required by a court under Enmund or Tison because
the Eighth Amendment is not offended in this case of felony murder
after the jury's finding that Workman actually killed his victim.10
Enmund, 458 U.S. at 801, 102 S.Ct. 3368, accord Revilla v. Gibson, 283
F.3d 1203, 1211 (10th Cir.2002) (noting that Enmund restricted the
imposition of the death penalty only on defendants who "aid[] and abet[]
a felony in the course of which a murder is committed by others but
who do[] not [themselves] kill.") (emphasis added).
Accordingly, the Enmund/Tison test for culpability
was satisfied by the jury's finding in this case and thus, on this
issue, we AFFIRM the district court's dismissal of Workman's petition
for habeas corpus.
IV. Abeyance.
In Ring v. Arizona, 536 U.S. 584, 122 S.Ct. 2428,
153 L.Ed.2d 556 (2002), the Supreme Court held that a capital
defendant is entitled to have a jury determine the presence or absence
of aggravating factors in death penalty cases. Id. at 609, 122 S.Ct.
2428 ("[W]e overrule [a previous case] to the extent that it allows a
sentencing judge, sitting without a jury, to find an aggravating
circumstance necessary for imposition of the death penalty."). The
aggravating factors in Workman's case, though, were decided by the
jury.
Nevertheless, Workman would have us read Ring for a
different proposition than its central holding. He would expand Ring's
narrow holding from barring a sentencing judge, sitting alone, from
finding aggravating circumstances to establishing that only juries,
not judges ever, could find culpability necessary for the imposition
of the death penalty under Enmund or Tison.
However, we do not in this case need to address
this argument because, as noted above, the jury did determine that
Workman actually killed Amanda Holman and thus the Enmund/Tison test
is satisfied. Furthermore, Ring may not be applied retroactively to
cases on collateral review. Cannon v. Mullin, 297 F.3d 989, 994 (10th
Cir.2002).
Accordingly, the Ring case does not aid Workman's
argument, and we DENY his motion for abeyance.
V. Alleged vagueness of Oklahoma's "especially
heinous, atrocious or cruel" aggravating circumstance.
We have repeatedly held that Oklahoma's current
definition of "especially heinous, atrocious or cruel" aggravating
circumstance is not unconstitutionally vague.
Workman acknowledges that the Tenth Circuit has
routinely upheld the constitutionality of this aggravating
circumstance, see, e.g., Romano v. Gibson, 239 F.3d 1156, 1176 (10th
Cir.2001); Thomas v. Gibson, 218 F.3d 1213, 1226 (10th Cir.2000);
Medlock v. Ward, 200 F.3d 1314, 1319 (10th Cir.2000); Moore v. Gibson,
195 F.3d 1152, 1175-76 (10th Cir.1999); Smallwood v. Gibson, 191 F.3d
1257, 1274 (10th Cir. 1999); Hooks v. Ward, 184 F.3d 1206, 1239-40
(10th Cir.1999); Foster v. Ward, 182 F.3d 1177, 1194 (10th Cir.1999);
Duvall v. Reynolds, 139 F.3d 768, 793 (10th Cir.1998). Nevertheless,
Workman attempts to find room for his argument that the aggravating
circumstance is unconstitutionally vague in snippets of language from
our cases such as a line from Thomas expressing doubt about blanket
application of Oklahoma's early formulation and Judge Lucero's
concurrence in Medlock. See generally Thomas, 218 F.3d at 1229 n. 17
("There exists, at a minimum, a serious constitutional question as to
whether an aggravator which makes eligible for the death penalty all
murderers who strike more than one blow adequately narrows the class
of murderers eligible for the death penalty."); Medlock, 200 F.3d at
1324 ("There must be conscious suffering of more than the brief
duration necessarily accompanying virtually all murders. Were this not
so, the narrowing construction [that Oklahoma has given the
aggravating circumstance] would not have the discretion-limiting
effect required by [the Eighth Amendment].") (Lucero, J., concurring).
Oklahoma, however, has limited application of the
aggravating circumstance to only those crimes where the death of the
victim was preceded by torture of the victim or serious physical
abuse. Stouffer v. State, 742 P.2d 562, 563 (Okla.Crim.App.1987). This
limitation was included in the jury instructions in Workman's case.
ROA Criminal Appeal, Original Record at 98, Instruction No. 3 Ä
penalty phase ("The phrase `especially heinous, atrocious, or cruel'
is directed to those crimes where the death of the victim was preceded
by torture of the victim or serious physical abuse."). We have
specifically found Oklahoma's new formulation to be constitutional
since this limiting language was enacted. Hatch v. State, 58 F.3d
1447, 1468-69 (10th Cir.1995); see also Duvall, 139 F.3d at 793.
Moreover, the details of Workman's crime of first-degree child abuse
murder seem to sit at the heart of what the Oklahoma statute
contemplates in which the death of a victim is preceded by torture or
serious physical abuse. See generally Stouffer, 742 P.2d at 563.
Workman's objection, therefore, has no merit and we
AFFIRM the district court's denial of a writ of habeas corpus.
VI. Cumulative error.
Workman's sentence cannot be unconstitutional due
to cumulative error because we have not found that the district court
committed error. Cumulative error is present when the "cumulative
effect of two or more individually harmless errors has the potential
to prejudice a defendant to the same extent as a single reversible
error." Duckett v. Mullin, 306 F.3d 982, 992 (10th Cir.2002) (quoting
United States v. Rivera, 900 F.2d 1462, 1469 (10th Cir. 1990)). "A
cumulative-error analysis merely aggregates all the errors that
individually have been found to be harmless, and therefore not
reversible, and it analyzes whether their cumulative effect on the
outcome of the trial is such that collectively they can no longer be
determined to be harmless." Id. In reviewing a case for cumulative
error, we may only consider actual errors in determining whether the
defendant's right to a fair trial was violated. Le v. Mullin, 311 F.3d
1002, 1023 (10th Cir. 2002) (citing Rivera, 900 F.2d at 1470-71 ("[A]
cumulative error analysis should evaluate only the effect of matters
determined to be error, not the cumulative effect of non-errors.")).
Our analysis in this case, however, has not disclosed any errors.
Accordingly, we do not reverse on the basis of
cumulative error.
VII. Requested remand for an evidentiary hearing.
Finally, Workman's case will not be remanded for an
evidentiary hearing because he does not suggest what evidence has yet
to be discovered, or what evidentiary questions might yet remain for
resolution. His only proposed grounds for factual inquiry are into "Enmund/Tison
issues" or "any factual issue present in this appeal to which the
Appellee takes issue." There is no factual inquiry left to be done in
his case. The State also contested no issue of fact on appeal.
As Workman presents no ground upon which his case
could be remanded for an evidentiary hearing, we DENY his motion for
remand.
CONCLUSION
For the reasons stated above, we AFFIRM the
district court's denial of a writ of habeas corpus. Additionally, we
DENY Workman's request that we hold this appeal in abeyance and that
we remand for an evidentiary hearing.
Child abuse murder in Oklahoma is similar to
felony murder in that it does not require a specific intent to killMalicoat
v. State, 992 P.2d 383, 395 (Okla.Crim.App.2000). Nevertheless,
it is categorized as first-degree murder. Fairchild v. State,
998 P.2d 611, 618 (Okla.Crim.App.1999); see also Okla. Stat. tit.
21, 843 (amend.1989, 1990), renumbered as Okla. Stat. tit.
10, 7115 effective Nov. 1, 1995 (amend.1995, 1996, 1998, and 1999) (Supp.
2003) ("`[C]hild abuse' means the willful or malicious abuse ... of
a child under eighteen (18) years of age by another, or the act of
willfully or maliciously injuring, torturing or maiming a child
under eighteen (18) years of age by another."); Okla. Stat. tit. 21,
701.7(C) (amend.1989, 1997) ("It is sufficient for the crime of
murder in the first degree that the person either willfully tortured
or used unreasonable force upon the child or maliciously injured or
maimed the child.").
Because the state did not raise an issue of
procedural bar, but instead engaged theCuyler analysis
directly, we do not address the question of whether procedural bar
might have applied to Workman's conflict of interest claim.
The Oklahoma State Court of Criminal Appeals (the
OCCA) also reviewed Workman's claim regarding the juror and found no
error in the trial court's actionsWorkman v. State, 824 P.2d
378, 380-81 (Okla.Crim.App.1991). Under Oklahoma law, "no person
shall be disqualified as a juror by reason of having formed or
expressed an opinion upon the matter or cause to be submitted to
such jury, founded upon ... statements in public journals...
provided it appears to the court, upon his declaration ... that he
can and will... act impartially and fairly upon the matters to be
submitted to him." Okla. Stat. tit. 22, 662.
According to Workman's brief on direct appeal, "It
is impermissibly vague to subject a person to capital punishment on
the basis of an either/or prescriptionWillfully is defined as
that which is done on purpose, requiring absolutely no intent to
violate the law or [to] injure another; while that which is done
maliciously, requires the actor to possess a specific intent to
harm, injure, or take the life of another." Although this section of
the brief opened with a reference to vagueness doctrine, Workman
concluded the section, as noted above, with reference to a violation
of the Eighth and Fourteenth Amendments.
InEnmund, the Supreme Court reversed the
death sentence of a defendant convicted under Florida's felony-murder
rule. 458 U.S. at 801, 102 S.Ct. 3368. Enmund was the driver of a
getaway car, and his accomplices conducted an armed robbery of a
home while he waited on the street in the car. Id. at 784,
102 S.Ct. 3368. During the course of the robbery, his accomplices
shot and killed the elderly couple who lived in the home. Id.
The Supreme Court concluded on the basis of these facts that,
because Enmund had not himself killed, attempted to kill, or
intended to kill the victims of the robbery, his "degree of
participation in the murders was so tangential that it could not be
said to justify a sentence of death." Tison, 481 U.S. at 148
(describing Enmund's ruling) (emphasis redacted).
The particular case we examine today involves the
serious and highly culpable felony of child abuse murder and conduct
by the defendant directly causing the death of the victim. We need
not, and do not, in this case explore the outer parameters of
whether the requisite culpability for imposition of the death
penalty can be established when the underlying felony involves
substantially less culpable behavior or where the causal connection
between the defendant's conduct and the victim's death might be more
attenuated or remote
Tison specifically considered the
constitutionality of a death sentence imposed on a defendant
convicted of felony murder but who did not himself kill the victims
of the crime. 481 U.S. at 139-41, 107 S.Ct. 1676. The defendant's
degree of participation in the murders in Tison, though, had
not been as tangential as in Enmund. See id. Tison involved a
scheme in which a heavily armed group entered a prison and escaped
with two inmates. Id. at 139, 107 S.Ct. 1676. In the course
of their flight from the prison, their car broke down in the Arizona
desert. Id. They flagged down a passing car containing a
mother and father, their two-year old son, and a fifteen-year old
niece. Id. at 140, 107 S.Ct. 1676. After taking control of
the family's car, the two escaped inmates murdered the family. Id.
at 141, 107 S.Ct. 1676.
The facts inCabana were that Crawford
Bullock held a man down as a friend smashed a bottle over the man's
head and then pummeled him to death. Cabana, 474 U.S. at 379,
106 S.Ct. 689. Bullock also helped the friend dispose of the man's
body afterwards. Id. He confessed to his participation in
these events and was convicted by a Mississippi jury of felony
capital murder. Id.
Our discussion of the issue inRevilla was:
Our decision to affirm on this [substantive rationale] does not
imply that an Enmund claim would otherwise necessarily be
established on these facts. Enmund, a felony murder case in
which the defendant did not kill the victim, held that the Eight
Amendment prohibits capital punishment `for one who neither
took life, attempted to take life, nor intended to take life.'
Enmund, 458 U.S. at 787, 102 S.Ct. 3368 [emphasis added by
the Tenth Circuit] .... Since Revilla did in fact kill [his victim],
it is not clear that Enmund would undermine use of the death
penalty here, whatever his intent.... By rejecting Revilla's
Enmund claim on [another basis], we merely avoid, rather than
implicitly resolve, this debate.
Moreover, even if the determination of
culpability required byEnmund had not been so directly
answered by the verdict of Workman's jury, under the intermediate
test in Tison, Workman certainly would have been found to be
a major participant in the felony of abusing Amanda Holman and to
have acted with reckless disregard for her life in committing that
abuse. The district court in Workman's case went beyond the
requirements of Enmund to examine the facts of Workman's case
and make a Tison finding, but the district court properly did
this under Cabana when precedent in this circuit was unclear
and once the state courts repeatedly refused on non-substantive
grounds to adjudicate the case. See 474 U.S. at 390, 106 S.Ct.
689.