Murderpedia has thousands of hours of work behind it. To keep creating
new content, we kindly appreciate any donation you can give to help
the Murderpedia project stay alive. We have many
plans and enthusiasm
to keep expanding and making Murderpedia a better site, but we really
need your help for this. Thank you very much in advance.
Julius
Ricardo YOUNG
Classification: Murderer
Characteristics:
Revenge
Number of victims: 2
Date of murder:
October 1,
1993
Date of birth:
February 17,
1949
Victims profile: Joyland Morgan, 20(his ex-girlfriend's
daughter) and her son Kewan, 6
Method of murder:
Beating with
a baseball bat
Location: Tulsa County, Oklahoma, USA
Status:
Executed
by lethal injection in Oklahoma on January 14, 2010
Summary:
Joyland Morgan was a 20 year old daughter of Young’s girlfriend who
told Young that she wanted to cool their relationship, and asked for
her apartment key back. Two days later she and her 6 year old son
Kewan, were found beaten to death in their Tulsa apartment. Their
wounds indicated the murder weapon was a blunt instrument similar to a
baseball bat, but the murder weapon was never found.
Ms. Morgan sustained defensive wounds, and at least
thirteen blows to her face and head. Kewan Morgan died in his bed. He
sustained massive head fractures caused by two separate blows.
According to her mother, Joyslon Edwards, Joyland
Morgan secured her front door with two locks and a security chain
every night. The intruder opened both locks with a key and pushed
through the security chain, breaking it. A piece of the broken chain
was missing from the apartment. Edwards also testified she saw a
baseball bat in Young's trunk the night before the murders, but the
next day it was gone. She had also seen a piece of chain in Young's
pocket the day after the murders.
A search warrant for Young's residence revealed
shoes with a visible spot of blood. Young volunteered that the drop
was fish blood. DNA testing revealed the drop was human blood
consistent with that of Joyland and Kewan Morgan. The police also
recovered a freshly laundered shirt which tested positive for blood
when it was exposed to luminol.
Citations:
Young v. State, 992 P.2d 332 (Okla.Crim. App. 1998). (Direct
Appeal) Young v. Sirmons, 551 F.3d 942 (10th Cir. 2008). (Habeas).
Final/Special Meal:
A sirloin steak, a baked potato, onion rings, a tossed salad and a
Coke.
Final Words:
"I am an innocent man. This is a miscarriage of justice,” Young said
in a rambling final statement, in which he denied being at the scene
of the 1993 killings and that he had been let down by the legal system.
"I didn’t take the lives of Joyland Morgan and her son Kewan. My
attorney failed me. It’s a tragedy. I’m an innocent man. To my family,
I love you.”
ClarkProsecutor.org
Oklahoma Department of Corrections
Inmate: JULIUS R YOUNG
Alias: Julius R Young Sr
ODOC# 238315
Birth Date: 02/17/1949
Race: Black
Sex: Male
Height: 6 ft. 00 in.
Weight: 177 pounds
Hair: Black
Eyes: Brown
County of Conviction: Tulsa
Case#: 94-937
Date of Conviction: 10/04/95
Convictions: Murder In The First Degree W/Malice Aforethought (2 cts)
- Death, Burglary 1st Degree - 50 years.
Location: Oklahoma State Penitentiary, Mcalester
Reception Date: 10/16/95
Oklahoma executes man convicted of killing 2
NewsOK.com
Associated Press January 15, 2010
McALESTER — A man convicted of murdering his former
girlfriend’s daughter and grandchild was put to death Thursday by the
state of Oklahoma.
Proclaiming his innocence before the lethal
injection began, 60-year-old Julius Ricardo Young was pronounced dead
at 6:27 p.m. at the Oklahoma State Penitentiary in McAlester — the
state’s first execution of the year. "This is a miscarriage of justice,”
Young said in a rambling final statement, in which he denied being at
the scene of the 1993 killings and that he had been let down by the
legal system. "To my family, I love you all.” The lethal drugs began
to flow at 6:21 p.m. Young took a few last gasps of air and fell
silent.
His mother, Alene Young, sat behind the glass,
sobbing. At first she asked if she could stand up to the glass to see
him up close, but one of the prison guards told her she had to remain
seated. "I love you so much,” Alene Young said. "I love you. You’ll
see me in the morning son. Goodnight.”
Young was convicted of killing Joyland Morgan and
her young son, Kewan, whose bodies were found Oct. 1, 1993, at their
Tulsa apartment. Prosecutors say he was upset that Morgan’s mother had
recently ended their relationship, and broke into the family’s
apartment and beat the two with a baseball bat.
Young maintained his innocence at an Oklahoma
Pardon and Parole Board hearing in December, but the board denied his
clemency request. All of Young’s appeals had been exhausted.
Sixteen members of the Morgans’ family and friends
witnessed the execution Thursday, including Joyland’s brother, Deon
Morgan.
Deon Morgan described the life his family wanted
for Kewan, who was 6 years old when he was killed. "He didn’t get to
grow up,” he said after the execution. "There wasn’t riding a bicycle,
driving cars, swimming, a family pet. "He didn’t get to experience
that.”
Young requested a final meal of sirloin steak, a
baked potato, onion rings, a tossed salad and a Coke, Department of
Corrections spokesman Jerry Massie said.
"I am an innocent man. This is a miscarriage of
justice,” Young said as he lay on a gurney awaiting the effects of the
lethal injection. "I didn’t take the lives of Joyland Morgan and her
son Kewan.” He continued, "My attorney failed me. It’s a tragedy. I’m
an innocent man. To my family, I love you.”
He told the Oklahoma Pardon and Parole Board during
a clemency hearing in December, "I cannot confess to something I did
not do.” The board voted 4-1 to deny clemency for Young, who had
exhausted all of his appeals.
Young’s attorney said prosecutors used outdated
blood testing to link his client to the killings and that the blood
evidence was later destroyed when a freezer in the Tulsa Police
Department’s evidence room malfunctioned, precluding further testing.
Man executed for '93 slayings
By Deon J. Hampton - TulsaWorld.com
Friday, January 15, 2010
McALESTER — A former preacher was executed Thursday,
more than 14 years after he was convicted of fatally beating his ex-girlfriend's
daughter and the daughter's son in their Tulsa home. Julius Ricardo
Young, 60, was put to death by lethal injection at the Oklahoma State
Penitentiary. The process began at 6:21 p.m., and Young was pronounced
dead six minutes later.
He was convicted of the Oct. 1, 1993, beating
deaths of Joyland Morgan, 20, and her 6-year-old son, Kewan. Their
bodies were discovered in separate rooms of their apartment in the 100
block of East 16th Street.
"I am an innocent man. This is a miscarriage of
justice," Young said as he lay on a gurney awaiting the effects of the
lethal injection. "I didn't take the lives of Joyland Morgan and her
son Kewan." He continued, "My attorney failed me. It's a tragedy. I'm
an innocent man. To my family, I love you."
His mother, Alene Young, watched the execution from
an adjacent viewing room. "I love you so much. I love you," she said.
"You'll see me in the morning son. Goodnight."
During Young's trial in 1995, evidence indicated
that he broke into the family's home and beat the woman and child with
a blunt instrument. The murder weapon was never found. Prosecutors
said Young was upset that Morgan's mother, Joyslon Roland, had
recently broken off their relationship.
Roland has said the execution would bring closure.
"Once this is over, I will never bring this up anymore," she told the
Tulsa World this month. "It will be a closed book in my life."
She said she supports the state's carrying out the
execution, saying it ensures that Young will never be released from
prison. "That was my only daughter and her only son," she said.
Meanwhile, Alene Young said she believes that her
son is innocent and that his trial wasn't fair. She said her son is an
ordained minister who once pastored a church. Roland told the Tulsa
World in 1994 that Young was a former preacher at the African
Methodist Episcopal Church in Boynton and preached regularly at Tulsa-area
AME churches. "I'm very sad," Alene Young said, wiping tears from her
eyes. "I had three sons, and he (Julius) is the last one alive."
Other family members and friends of the victims'
also attended the execution. Morgan's father, Willie Walker, 59, of
Tulsa, took issue with Young's final words. Young should have asked
for forgiveness instead of denying the murders, he said. Nevertheless,
"justice has been served," he said.
Since 1915, the state has executed 171 men and
three women, including three people last year.
Board denies clemency for Tulsa killer
NormanTrnscript.com
AP December 08, 2009
OKLAHOMA CITY (AP) — A state panel on Tuesday
rejected a condemned killer’s final plea to spare his life, despite
the man’s claim that he is innocent. The Oklahoma Pardon and Parole
Board voted 4-1 to deny clemency for Julius Ricardo Young, who was
sentenced to die for the beating deaths of a woman and her 6-year-old
son. The bloody bodies of 20-year-old Joyland Morgan and her son,
Kewan, were found in their Tulsa apartment in October 1993.
“I cannot confess to something I did not do,” Young
told the board via a video teleconference link from Oklahoma State
Penitentiary in McAlester. “I am an innocent man.” Young has exhausted
all of his appeals and is scheduled to be executed Jan. 14. Z
His mother, Alene Young, also delivered an
emotional plea to the board. “My son is not a murderer. I beg you
today, please spare our son’s life,” she said, her voice trembling
slightly.
Young’s attorney, Steve Presson, said prosecutors
used outdated blood testing to link Young to the killings and that the
blood evidence was later destroyed when a freezer in the Tulsa Police
Department’s evidence room malfunctioned, prohibiting further testing.
He also said Young has been an ideal inmate who has never been cited
for misconduct and who has taught other inmates to read. “He is a
person deserving of mercy,” Presson said.
But state prosecutors argued the evidence against
Young is strong, noting that the jury’s verdict has been upheld by
various appellate courts. “I would submit to you, this is not the
flimsy circumstantial case they would have you believe,” Assistant
Attorney General Seth Branham said.
Prosecutors allege Young, who dated Morgan’s mother,
was upset that she was ending their relationship. They say he broke
into the family’s apartment and beat the two with a baseball bat. A
murder weapon never was recovered.
Morgan’s mother, Joyslon Morgan Roland, told the
board that Young often became angry when he drank. “Julius had some
mean streaks in him,” she said. “I told him I was going to break off
the relationship because it was coming between me and my kids.”
Julius Recardo Young
ProDeathPenalty.com
In 1995, Julius Recardo Young was convicted in
Oklahoma state court of two counts of first degree murder for beating
to death his girlfriend’s daughter and six year old grandson. The
murders occurred two days after his girlfriend, Joyslon Edwards,
advised him she wanted to cool their relationship, and he would not
get a key to her new apartment. She was not giving him a key because
she wanted her daughter and grandson to “feel safe” when they visited
her. They did not like Young.
Young had a key to the apartment Edwards had been
sharing with her daughter, Joyland Morgan, and her grandson, Kewan
Morgan. The day before the murders Edwards demanded the key from Young,
but he did not return it. Joyland and Kewan Morgan were beaten to
death in their Tulsa apartment on October 1, 1993.
Their wounds indicated the murder weapon was a
blunt instrument similar to a baseball bat, but the murder weapon was
never found. Joyland sustained defensive wounds to her hands and arms,
and at least thirteen blows to her face and head. These blows broke
her jaw, tore open her scalp, and fractured her skull. She was found
slumped against a living room wall. Kewan Morgan died in his bed. He
sustained massive head fractures caused by two separate blows. Every
night before she went to bed Joyland Morgan secured her front door
with two locks and a security chain. The intruder opened both locks
with a key and pushed through the security chain, breaking it. A piece
of the broken chain was missing from the apartment.
No eye-witnesses were found. However, a downstairs
neighbor was awakened at 3:40 a.m. by a single loud bump from Morgan’s
apartment. Joyslon Edwards testified she saw a baseball bat in Young’s
trunk the night before the murders, but the next day it was gone.
Young always drove Edwards to work and the day of the murders he
arrived at 4:15 a.m., earlier than usual. Edwards asked him for change
so she could use the vending machines at work. When Young pulled out
the contents of his pocket, Edwards saw a piece of security chain
similar to the one she had installed on her daughter’s door.
Later that day when Edwards learned of the murders,
she reported this evidence to the police. Young lived with his mother
at the time, and the police obtained a warrant to search the mother’s
home. Edwards told them what Young had worn the previous evening. The
police recovered the shoes described by Edwards and these bore a
visible spot of blood. Young accompanied the police during the search.
He volunteered the drop was fish blood. DNA testing revealed the drop
was human blood consistent with that of Joyland and Kewan Morgan. The
police also recovered a freshly laundered shirt which tested positive
for blood when it was exposed to Luminol, a chemical that reacts with
the iron found in blood.
Young v. State, 992 P.2d 332 (Okla.Crim.
App. 1998) (Direct Appeal).
Following jury trial before the District Court,
Tulsa County, Clifford Hopper, J., defendant was convicted of two
counts of first-degree murder and one count of first-degree burglary
and sentenced to death for each of murders. Defendant appealed. The
Court of Criminal Appeals, Lane, J., held that: (1) refusal to excuse
two veniremen for cause was error; (2) counsel cured error by using
two peremptory challenges to excuse those jurors, and did not show
that defendant was prejudiced by consequent exhaustion of his
peremptories; (3) misleading statements in warrant application did not
result in Franks error; (4) lack of limiting instruction on victim
impact evidence was harmless beyond reasonable doubt; (5) plain error
occurred when jury was allowed to consider aggravating circumstances
with respect to both victims that were reserved in statutory notice
with respect to only one victim; (6) reweighing of remaining valid
aggravating factors and mitigation evidence supported imposition of
death sentence; and (7) counsel was not ineffective. Affirmed. Lumpkin,
J., filed opinion concurring in result.
LANE, J.:
¶ 1 Julius Recardo Young was tried by jury in Tulsa
County District Court Case No. CF-94-937 and convicted of two counts
of First Degree Murder and one count of First Degree Burglary. 21 O.S.1991,
§§ 701.7, 1431. Following the second stage of trial the jury found
three aggravating circumstances and set punishment at death for each
of the murders and fifty years imprisonment for the burglary.
Presiding Judge Clifford Hopper sentenced Young in accordance with
this recommendation. Young is now before the Court on original appeal.
We AFFIRM Judgment and Sentence.
FACTS
¶ 2 Julius Recardo Young was convicted of murdering
his girlfriend's daughter and six year old grandson. The murders
occurred two days after his girlfriend, Joyslon Edwards, advised him
she wanted to cool their relationship, and he would not get a key to
her new apartment. She was not giving him a key, because she wanted
her daughter and grandson to “feel safe” when they visited her. They
did not like Young. Young had a key to the apartment Edwards had been
sharing with her daughter, Joyland Morgan, and her grandson, Kewan
Morgan. The day before the murders Edwards demanded the key from Young,
but he did not return it.
¶ 3 Joyland and Kewan Morgan were beaten to death
in their Tulsa apartment on October 1, 1993. Their wounds indicated
the murder weapon was a blunt instrument similar to a baseball bat,
but the murder weapon was never found. Ms. Morgan sustained defensive
wounds to her hands and arms, and at least thirteen blows to her face
and head. These blows broke her jaw, tore open her scalp, and
fractured her skull. She was found slumped against a living room wall.
Kewan Morgan died in his bed. He sustained massive head fractures
caused by two separate blows.
¶ 4 Every night before she went to bed Joyland
Morgan secured her front door with two locks and a security chain. The
intruder opened both locks with a key and pushed through the security
chain, breaking it. A piece of the broken chain was missing from the
apartment.
¶ 5 No eye-witnesses were found. However, a
downstairs neighbor was awakened at 3:40 a.m. by a single loud bump
from Morgan's apartment. Joyslon Edwards testified she saw a baseball
bat in Young's trunk the night before the murders, but the next day it
was gone.
¶ 6 Young always drove Edwards to work and the day
of the murders he arrived at 4:15 a.m., earlier than usual. Edwards
asked him for change so she could use the vending machines at work.
When Young pulled out the contents of his pocket, Edwards saw a piece
of security chain similar to the one she had installed on her
daughter's door. Later that day when Edwards learned of the murders,
she reported this evidence to the police.
¶ 7 Young lived with his mother at the time, and
the police obtained a warrant to search the mother's home. Edwards
told them what Young had worn the previous evening. The police
recovered the shoes described by Edwards and these bore a visible spot
of blood. Young accompanied the police during the search. He
volunteered the drop was fish blood. DNA testing revealed the drop was
human blood consistent with that of Joyland and Kewan Morgan. The
police also recovered a freshly laundered shirt which tested positive
for blood when it was exposed to luminal.
ISSUES ARISING IN THE FIRST STAGE OF TRIAL
A. Jury Selection
¶ 8 Young argues in his first proposition the trial
judge subtly influenced the voir dire procedure in such a way that the
resulting jury panel was guilt-prone and death-prone in violation of
his Fourteenth Amendment right to due process. This argument is a
variation of that rejected by Lockhart v. McCree, 476 U.S. 162, 173,
106 S.Ct. 1758, 1764, 90 L.Ed.2d 137 (1986). The Supreme Court held
that even if a jury which has been “death qualified” is more guilt-prone
than a jury which has not, the Constitution does not prohibit the
States from “death qualifying” juries in capital cases. Id.
¶ 9 Oklahoma trial judges assume an active role in
conducting voir dire to death qualify a jury in a capital case. The
trial judge enjoys broad discretion in deciding which members of the
venire possess actual bias and should be excused for cause. Walker v.
State, 1994 OK CR 66, ¶ 12, 887 P.2d 301, 307, cert. denied, 521 U.S.
1125, 117 S.Ct. 2524, 138 L.Ed.2d 1024 (1997); Mitchell v. State, 1994
OK CR 70, ¶¶ 15-16, 884 P.2d 1186, 1195, cert. denied, 516 U.S. 827,
116 S.Ct. 95, 133 L.Ed.2d 50 (1995); Dennis v. United States, 339 U.S.
162, 168, 70 S.Ct. 519, 521, 94 L.Ed. 734 (1950). Actual bias is
present when a juror's views “prevent or substantially impair the
performance of his duties as a juror in accordance with his
instruction and his oath.” Wainwright v. Witt, 469 U.S. 412, 424, 105
S.Ct. 844, 852, 83 L.Ed.2d 841 (1985).
¶ 10 Young argues questioning by the trial court
amounted to “grilling” the jurors and “show[ing] disdain for
fundamental precepts of a fair trial....” We reject this argument for
it is not supported by the record. Neither the process of voir dire,
nor the voir dire as conducted by J. Hopper “grilled” the jurors or
showed disdain for due process. The trial judge appropriately plumbed
the attitudes and beliefs of the venire panel. His questions yielded
candid responses from venire members who freely exposed important
information which allowed counsel for both sides to make intelligent
selection choices. The trial judge focused on finding jurors who could
follow and apply the law, as required by Witt. Id.
¶ 11 Young reads too much into Morgan v. Illinois,
504 U.S. 719, 728, 112 S.Ct. 2222, 2229, 119 L.Ed.2d 492 (1992) when
he argues the trial judge tainted the jury panel by failing to ask
life-qualifying questions. Morgan simply holds that a trial judge
cannot prohibit life-qualifying questions upon counsel's request. Id.
As is customary in Oklahoma, defense counsel and the prosecutor also
asked questions of the venire panel. At no time did Judge Hopper
prohibit counsel from probing the attitudes of the venire panel on the
subjects of mitigating evidence or the sentencing alternatives of life
in prison with or without possibility of parole. The trial judge did
not run afoul of Morgan.
¶ 12 Appellate counsel concedes the trial judge
properly instructed the venire panel as to all the punishment options
and the presumption of innocence, but complains the instructions came
so late in the jury selection process that the trial judge had already
predisposed the jury to a finding of guilt. This speculation is not
sufficiently grounded in the facts to persuade us. The trial court's
questions and statements were not improper. Young's argument that the
standard instructions should have been given earlier in the voir dire
process is not sufficient to bear the burden to prove this trial judge
violated Young's right to due process by instructing the jury when he
did.
¶ 13 In his second proposition Young argues the
trial court erred by failing to dismiss Veniremen Hill and Wnuck for
cause. Young removed them by peremptory challenge, and argues reversal
is warranted because he was forced to keep other unacceptable
veniremen when the trial court denied him additional peremptory
challenges.
¶ 14 We agree the trial court erred by failing to
dismiss these two veniremen for cause. Veniremen who possess actual
bias, that is they are unable to follow their instructions and their
oaths, should be dismissed by the trial court for cause. Witt, 469 U.S.
at 424, 105 S.Ct. at 852. Venireman Hill could not follow his oath
because he could not presume the defendant innocent until proven
guilty. When asked by the trial court, “If you hear evidence, can you
keep an open mind and listen to the evidence and follow the law and
reach a verdict in this case based on the law and the evidence and
nothing else?”, he replied, “I hope that I could, but I don't know, I
mean, I think my mind would be harder to convince just because of
where I am. Like I say I've tried to keep an open mind but that's just
where it is.” In spite of this clear expression of bias, the trial
court denied defense counsel's request that Hill be removed for cause.
This is error under Witt.
¶ 15 Venireman Wnuk, who was moving to Houston soon
and planned to take her son to college in California the next week
stated, “I no longer have a vested interest in Tulsa or the State of
Oklahoma.”, and added she could pay attention to the trial for only
five days. This venireman made clear she did not care to follow an
oath, and in any case, would not for more than five days. The failure
to remove this venireman is also error under Witt.
¶ 16 Defense counsel cured the trial court's error
by removing both of these venireman by peremptory challenge. Ross v.
Oklahoma, 487 U.S. 81, 88, 108 S.Ct. 2273, 2278, 101 L.Ed.2d 80
(1988). He argues he was denied due process nevertheless, for as a
result of curing the trial court's error, he ran out of peremptory
challenges while objectionable veniremen remained. In such cases the
burden falls to the defendant to request additional peremptory
challenges and to create a record sufficient to prove prejudice if the
request is denied. Salazar v. State, 1996 OK CR 25, ¶¶ 28-29, 919 P.2d
1120, 1128-29.
¶ 17 Defense counsel preserved the error for
appellate review when he asked for five additional peremptory
challenges after removing Hill and Wnuk. Proof of prejudice, however,
requires more. Id.; Spears v. State, 1995 OK CR 36, ¶ 14, 900 P.2d
431, 438, cert. denied, 516 U.S. 1031, 116 S.Ct. 678, 133 L.Ed.2d 527.
Counsel did not explain why any of the remaining veniremen were
unacceptable, and the record reveals nothing to suggest any seated
juror was unfit to serve. Young does not meet his burden to prove
prejudice; therefore, under Ross the trial court's error is harmless.
B. Validity of the Search Warrant
¶ 18 When the Tulsa police conducted a warranted
search of Young's residence, they recovered a shoe with a spot of
blood consistent with that of the victims, and a freshly laundered
shirt which tested positive for blood when subjected to luminol. In
the third proposition of error Young challenges the validity of the
search warrant on two grounds: 1) it was not supported by probable
cause; and 2) it was supported by two misleading statements.
¶ 19 Counsel preserved this issue for appellate
review by challenging probable cause for the warrant at trial.
Probable cause sufficient to support a search warrant is the existence
of a substantial basis to believe the place to be searched contains
evidence of wrongdoing. Bryan v. State, 1997 OK CR 15, ¶ 20, 935 P.2d
338, 353, cert. denied, 522 U.S. 957, 118 S.Ct. 383, 139 L.Ed.2d 299
(1997). The “totality of the circumstances” are examined on appeal to
decide whether the magistrate's finding of probable cause was
supported by a substantial factual basis. Gregg v. State, 1992 OK CR
82, ¶ 13, 844 P.2d 867, 874. If the magistrate's finding of probable
cause is supported by the record, it will not be disturbed on appeal.
Id.
¶ 20 The supporting affidavit for the search
warrant asserted 1) Young wore a pink dress shirt, black slacks, and
brown or black shoes with tassels the night before the murders; 2)
Young had changed clothes at the home of his mother; 3) the address of
the home of Young's mother; 4) a security chain was broken and missing
from the victims' apartment door; 5) Joyslon Edwards saw Young remove
a similar broken security chain from his pocket; and, 6) “several
weeks ago” Joyland Morgan told Edwards that Young “had made uninvited
sexual advances toward her and had attempted to seduce her.” The
affiant sought, and received, nighttime service based on the statement
that Young could destroy evidence of the crime.
¶ 21 Young argues two of the affiant's statements
are false and misleading. He asserts the attempted seduction occurred
four years earlier, and that he could not possibly destroy evidence
for he was in custody at the time the warrant was served. The first
statement goes to probable cause, the second goes to the validity of
the authorization for nighttime service. The State counters with a
three part argument: 1) Young fails to prove the affiant knew the
statements were false or misleading; 2) Young waived the issue by
failing to raise it at trial; and, 3) even without these statements
the warrant was supported by probable cause.
¶ 22 An argument in support of a motion to suppress
which is not raised at trial is waived. See United States v. Restrepo-Rua,
815 F.2d 1327, 1329 (9th Cir.1987). Young recognizes this procedural
bar, and argues counsel's failure to raise the issue of false and
misleading statements proves trial counsel was ineffective. We address
this question under the familiar Strickland test: did counsel fall
below professional standards by failing to challenge the search
warrant on the basis of false and misleading statements; and, if so,
would the outcome of trial have been different had counsel raised this
challenge. Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80
L.Ed.2d 674 (1984).
¶ 23 In order to obtain a hearing at trial on this
issue, Young would have had to make a “substantial showing” that the
false statement regarding the time of the alleged unwanted sexual
advance: 1) was made knowingly and intentionally or with reckless
disregard for the truth; 2) was included in the warrant affidavit; and,
3) the allegedly false statement is necessary to the finding of
probable cause. Franks v. Delaware, 438 U.S. 154, 155-56, 98 S.Ct.
2674, 2676, 57 L.Ed.2d 667 (1978).
¶ 24 Young's bald allegation, unsupported by any
facts, fails to meet the first threshold requirement for a Franks
hearing. Also, the statement is not necessary to the finding of
probable cause. Inasmuch as this challenge is wholly unsupported,
counsel's failure to raise it at trial is not evidence of sub-standard
performance.
¶ 25 Counsel's failure to challenge nighttime
service likewise is not evidence of deficient performance. The search
warrant was served at 8:15 p.m., a time which requires no special
finding of necessity by the magistrate. 22 O.S.1991, § 1230; State v.
Stafford, 1992 OK CR 47, ¶ 3, 845 P.2d 894, 895. Thus, this issue is
moot. We find no evidence of ineffective assistance of counsel here.
¶ 26 Examining the totality of the circumstances,
we find the magistrate's decision to issue the search warrant is
supported by probable cause to believe evidence of wrongdoing would be
found at the home of Young's mother. The broken chain connects Young
to the crime, and the fact he changed clothes there indicates evidence
of the crime would be found there as well. There is no error here.
C. Admissibility of Polymerase Chain Reaction (PCR)
DNA Evidence
¶ 27 Polymerase Chain Reaction (PCR) analysis,
first reported in 1985, is a method of replicating small amounts of
DNA. Its value lies in the fact it can be used to analyze smaller
samples than the better known Restriction Fragment Length Polymorphism
“RFLP” method. Its weakness lies in the fact that, unlike RFLP
analysis, PCR-based DNA analysis is generally not used to establish a
statistical “match” between a sample and an individual; but rather, is
used as a technique to exclude certain individuals as possible
contributors to a particular sample. U.S. v. Hicks, 103 F.3d 837, 845
(9th Cir.1996), cert. denied 520 U.S. 1193, 117 S.Ct. 1483, 137 L.Ed.2d
694 (1997). The Hicks Court explained:
Each individual has a particular “type” that
appears following PCR testing, called an “HLA-DQ alpha genotype.” ...
[T]here are only 21 possible types that can be found in humans. The
frequency of occurrence for each PCR type varies throughout the human
population. In this way, PCR testing can be compared to the more
traditional methods of forensic testing, including the use of blood
type evidence (under the ABO system) or hair sample evidence. Neither
of the traditional methods singles out a particular individual as
matching a particular sample, but both methods can exclude individuals
as possible contributors if they are not within the blood type or hair
sample type. The use of PCR typing to exclude individuals as possible
contributors to a particular DNA sample is strikingly similar. Id.
¶ 28 The admissibility of PCR-based DNA analysis in
criminal trials is well established nation-wideFN1, but at the time of
Young's trial, admissibility had not been accepted by this Court.
Young attacks admission of this evidence on two grounds in his eighth
proposition of error: 1) the method does not satisfy the Daubert test;
and, 2) the assumptions of population frequency used by the State's
expert in this case are faulty.
¶ 29 The State introduced the evidence through the testimony of Dr.
Harold Deadman of the Federal Bureau of Investigation. Prior to ad-mission
of the evidence, the trial court held an in camera hearing to
determine admissibility. Ultimately, the trial court admitted the
evidence over defense objection.
¶ 30 The admission of scientific evidence in
Oklahoma at the time of Young's trial was governed by the test
articulated in Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S.
579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993). The Daubert test, adopted
by this Court in Taylor v. State, 1995 OK CR 10, ¶¶ 18-21, 889 P.2d
319, 330, requires the trial court to consider four factors when
determining admissibility of scientific evidence: 1) whether the
scientific method at issue has been or can be tested; 2) whether the
theory or technique has been subjected to peer review and publication;
3) the proffered technique's known or potential rate of error; and, 4)
whether the new theory has gained general acceptance in the relevant
scientific community. Daubert, 509 U.S at 593-94, 113 S.Ct. at
2796-97.
¶ 31 Dr. Deadman testified to each of the four
Daubert factors: the PCR method has been subjected to validity studies;
it is used widely by people performing forensic DNA studies; it has
been the subject of some 250 published articles, most of which were in
peer review journals; validation studies have been performed; and, two
years of field use and control studies have proven its accuracy. The
defense presented nothing at this hearing. At the conclusion of the
hearing the trial court determined the PCR-based DNA evidence was
admissible.
¶ 32 This ruling, supported by solid evidence to
satisfy each of the Daubert/ Taylor factors, is correct. In 1994 this
Court remarked, in dicta, the PCR test was “newer and less scientific
and thus not as widely accepted in the scientific community as the
RFLP method” of DNA analysis. Taylor v. State, 1995 OK CR 10, ¶ 24, n.
57, 889 P.2d at 333, n. 57. The ensuing four years have resulted in
widespread development of this scientific method, and this Court
recently held PCR-based DNA evidence satisfies the Daubert/ Taylor
test and is admissible. Wood v. State, 1998 OK CR 19, ¶ 40, 959 P.2d
1, 11. We note in passing that under the superceded Frye test, expert
opinion based on scientific technique was inadmissible unless the
technique was “generally accepted as reliable in the relevant
scientific community.” Frye v. United States, 54 App.D.C. 46, 47, 293
F. 1013, 1014 (1923). Had this stricter test for admissibility been in
place at the time of trial, the question of admissibility might well
have had a different outcome.
¶ 33 Separate and distinct from the question of
admissibility, Young also challenges assumptions made by Dr. Deadman
for purposes of statistical analysis of the data. These assumptions
rely on population data bases which have been compiled for particular
genetic markers. This challenge goes to the weight of the evidence,
not its admissibility. As such, it may provide fertile ground for
effective cross-examination. The PCR-based DNA evidence was properly
admitted at trial.
D. Instruction on the Elements of First Degree
Burglary
¶ 34 Young relies on Hendricks v. State, 1985 OK CR
39, ¶ 5, 698 P.2d 477, 480, to argue in his thirteenth proposition the
trial court misinstructed on the elements of the crime of burglary.
Hendricks, based on the unique fact that the accused entered a
dwelling through an open door, was silently overruled by Newsom v.
State, 1988 OK CR 229, ¶¶ 17-20, 763 P.2d 135, 140, and overruled
expressly by Cleary v. State, 1997 OK CR 35, ¶ 27, 942 P.2d 736, 745,
cert. denied, 523 U.S. 1079, 118 S.Ct. 1528, 140 L.Ed.2d 679 (1998).
We have examined the instructions given by the trial court in this
case regarding the elements of first degree burglary and find them to
be correct.
ISSUES FROM THE SECOND STAGE OF TRIAL
A. Waiver of Mitigation Evidence
¶ 35 Young listed seven mitigation witnesses, but
at trial decided not to call any of them to testify. In lieu of
calling witnesses, defense counsel negotiated the following
stipulation:
Defendant is 42 years of age and he has been a life-long
resident of Tulsa; Defendant has family, relatives that love him;
Defendant has been a minister in a church for 11 years; The defendant
is a veteran, having served in the U.S. Army and was honorably
discharged.
¶ 36 Young argues in the fourth proposition of
error that his waiver of mitigation evidence was not done in
accordance with the guidelines set forth in Wallace v. State, 1995 OK
CR 19, ¶ 2, 893 P.2d 504, 508, cert. denied, 516 U.S. 888, 116 S.Ct.
232, 133 L.Ed.2d 160. Wallace does not apply, since Young did not
waive mitigation, but opted to introduce it through stipulation. As
the State cogently argues, the State had given notice of damaging
rebuttal evidence, and Young's stipulation strategically avoided this
risk as well as the risk of cross-examination.
¶ 37 Young raises three challenges to
the introduction of victim impact evidence in his sixth proposition of
error: 1) the State failed to comply with statutory notice; 2) the
content of the statement exceeded legal boundaries; and, 3) the trial
court failed to issue a limiting instruction to the jury as to the
proper use of the statement.
¶ 38 Trial counsel objected to the introduction of
the statement on the grounds it was unconstitutional, more prejudicial
than probative and a denial of due process. Counsel did not challenge
the timeliness, or adequacy of the State's notice. Failure to object
on these grounds waives them on appeal. Walker v. State, 1994 OK CR
66, ¶ 53, 887 P.2d 301, 316-17, cert. denied, 516 U.S. 859, 116 S.Ct.
166, 133 L.Ed.2d 108 (1995).
¶ 39 Title 21 O.S.Supp.1995, § 701.10(C) provides
the State may present evidence “about the victim and about the impact
of the murder on the family of the victim.” This evidence is subject
to the limitations imposed by the Oklahoma Evidence Code as well as
the state and federal constitutions. Toles v. State, 1997 OK CR 45, ¶
38, 947 P.2d 180, 189, cert. denied, 524 U.S. 958, 118 S.Ct. 2380, 141
L.Ed.2d 746 (1998). Young argues the statement in his case went beyond
these parameters. We have examined the victim impact statement
delivered at Young's trial and find it to be squarely within the
confines articulated by this Court and the Oklahoma Legislature. The
statement explained succinctly the relationships enjoyed by family
members with the victims. The statement focused on the effect of the
murders on the family of the victims. This is permissible under §
701.10(C).
¶ 40 Young objects to that part of the statement
which included the fact an aunt of the deceased, upon hearing of the
murders, suffered a heart attack and died. He argues a causal
connection was not proven. This argument is appropriate for trial, not
appeal. The presenter of a victim impact statement is subject to
cross-examination, and this issue properly could have been plumbed at
trial. Toles, 1997 OK CR 45, ¶ 39, 947 P.2d at 189.
¶ 41 Young continues his challenge of the victim
impact evidence by arguing the lack of a limiting instruction on its
use requires reversal. Three months after Young's trial, this Court
handed down Cargle v. State, 1995 OK CR 77, ¶¶ 75-77, 909 P.2d 806,
828-29, cert. denied, 519 U.S. 831, 117 S.Ct. 100, 136 L.Ed.2d 54
(1996), which set forth a victim-impact limiting instruction to be
used prospectively.FN2 Inasmuch as the Court found the instruction to
be a factor in assuring the jury's verdict was a “reasoned moral
response based on reliable evidence,” we examine this issue further to
determine whether the lack of an instruction in this case led to
something other than a “reasoned moral response.”
FN2. The promulgated instruction is as follows: The
prosecution has introduced what is known as victim impact evidence.
This evidence has been introduced to show the financial, emotional,
psychological, or physical effects of the victim's death on the
members of the victim's immediate family. It is intended to remind you
as the sentencer that just as the defendant should be considered as an
individual, so too the victim is an individual whose death may
represent a unique loss to society and the family. This evidence is
simply another method of informing you about the specific harm caused
by the crime in question. You may consider this evidence in
determining an appropriate punishment. However, your consideration
must be limited to a moral inquiry into the culpability of the
defendant, not an emotional response to the evidence.
As it relates to the death penalty: Victim impact
evidence is not the same as an aggravating circumstance. Proof of an
adverse impact on the victim's family is not proof of an aggravating
circumstance. Introduction of this victim impact evidence in no way
relieves the State of its burden to prove beyond a reasonable doubt at
least one aggravating circumstance which has been alleged. You may
consider this victim impact evidence in determining the
appropriateness of the death penalty only if you first find that the
existence of one or more aggravating circumstance has been proven
beyond a reasonable doubt by evidence independent from the victim
impact evidence, and find that the aggravating circumstance(s) found
outweigh the finding of one or more mitigating circumstances.
As it relates to the other sentencing options: You
may consider this victim impact evidence in determining the
appropriate punishment as warranted under the law and facts in the
case.
¶ 42 First, we note the jury instructions regarding
the definition, proof and use of the aggravating circumstances were
thorough and correct. The content of the victim impact statement was
properly confined to the guidelines set forth in Title 21 O.S. Supp.1995,
§ 701.10(C). It was not unduly emotional. The statement simply gave a
brief glimpse into the lives of the victims and their relationship
with their immediate family. Under these circumstances, where both the
use of the evidence in aggravation and the content of the victim
impact statement were properly limited, we find beyond a reasonable
doubt there is no possibility the victim impact evidence was misused
in aggravation by the jury. The lack of instruction as to the use of
victim impact evidence is harmless in this case. See Toles, 1997 OK CR
45, ¶¶ 36-41, 947 P.2d at 189-92.
C. Impeachment of Defense Witness
¶ 43 In his sixteenth proposition Young argues the
trial court erred in allowing the prosecutor to introduce extrinsic
evidence to impeach statements made by Young's mother, Alene Young,
regarding her opinion of the victim and her family. Mrs. Young, who
was called by the defense, stated in cross-examination she thought the
victim's mother was “a nice girl.” She denied she told the police she
tried to get her son to stay away from her and the victim because they
were “trash.” Following this testimony the State called Detective
Griggs who testified Mrs. Young had described Joyslon Edwards and her
family as “trash” and she didn't want her son to have anything to do
with them.
¶ 44 Appellant relies on the Oklahoma Evidence Code
to argue extrinsic proof of a collateral matter is not admissible. 12
O.S.1991, § 2608(B). Detective Griggs' testimony went to the issue of
bias of this witness, an issue which is never collateral. Therefore, §
2608(B) does not apply here. Fisher v. State, 1988 OK CR 189, ¶ 6, 761
P.2d 900, 901; See also Beck v. State, 1991 OK CR 126, ¶ 12, 824 P.2d
385, 388 (bias never collateral).
D. Lack of Notice of Aggravating Factor
¶ 45 The State sought the death sentence for each
of the two murder counts in this case. As required by 21 O.S. Supp.1992,
§ 701.10(C), the State filed a “Notice of Evidence in Aggravation of
Punishment” which set forth which aggravating circumstances the State
would attempt to prove in support of each death sentence. The State is
limited by its notice, for the only evidence admissible in aggravation
is that which the State has “made known to the defendant prior to his
trial....” Id.
¶ 46 The Notice stated the State would present
evidence in support of four aggravating circumstances. Two of these
applied to both counts, one applied only to Count I, and one applied
only to Count II. Without designating a single count, the State
advised Young it would seek to prove he created a great risk of death
to more than one person and was a continuing threat to society. In
support of the death sentence for Count I, the State announced it
would present evidence the killing of Joyland Morgan was heinous,
atrocious or cruel. In support of the death sentence for Count II, the
State announced it would present evidence Kewan Morgan was killed to
avoid arrest or prosecution.
¶ 47 At trial the prosecutor ignored this self-imposed
limitation and argued each aggravating circumstance as to each murder
count. The trial court submitted a verdict form to the jury listing
all four aggravating circumstances without assigning them to the
proper Counts. The defense did not object. The jury returned a verdict
finding three aggravating circumstances: 1) that the murder was
especially heinous, atrocious or cruel; 2) great risk of death to more
than one person; and, 3) continuing threat. The jury rejected the
aggravator, “to avoid arrest or prosecution.” This verdict form is
subject to only one reasonable interpretation: the jury found these
three aggravating circumstances for each murder Count. Inasmuch as
defense counsel did not object to the verdict form, or the prosecutors
argument, we review for plain error only. Plain error is that which
results in a miscarriage of justice or which denies the defendant a
statutory or constitutional right. Ashinsky v. State, 1989 OK CR 59, ¶
20, 780 P.2d 201, 207; Fisher v. State, 1987 OK CR 85, ¶ 10, 736 P.2d
1003, 1008, cert. denied, 486 U.S. 1061, 108 S.Ct. 2833, 100 L.Ed.2d
933 (1988).
¶ 48 The election of aggravating circumstances to
charge in the Bill of Particulars is within the discretion of the
State which must bear the burden to prove them beyond a reasonable
doubt. Spears v. State, 1995 OK CR 36, ¶ 71, 900 P.2d 431, 447, cert.
denied, 516 U.S. 1031, 116 S.Ct. 678, 133 L.Ed.2d 527 (1995), Perry v.
State, 1995 OK CR 20, ¶ 53, 893 P.2d 521, 533. Notice by the
prosecution to the defense of the evidence to be introduced in support
of the aggravating circumstances is required by statute. 21 O.S.1991,
§ 701.10(C); Walker, 1994 OK CR 66, ¶ 53, 887 P.2d at 316-17.
¶ 49 In the present case the State was permitted to
charge and present evidence to support the “heinous, atrocious or
cruel” aggravating circumstance as to Count II, even though no notice
had been given to the defense. This is plain error, for it denied
Young a statutory right. To remedy this error, we strike the “heinous,
atrocious or cruel” aggravating circumstance from Count II. We reweigh
the aggravating and mitigating evidence as to this Count below.
E. Continuing Threat
¶ 50 In the ninth proposition of error Young
challenges the continuing threat aggravator on the grounds it is
unconstitutionally vague, and it was supported by insufficient
evidence. The State responds only to the second prong of the argument,
stating the issue is well-settled in this jurisdiction that this
aggravator, properly limited by instruction, is not unconstitutionally
vague. We agree. See Malone v. State, 1994 OK CR 43, ¶¶ 6-40, 876 P.2d
707, 717-18.
¶ 51 The factual challenge is the more interesting
issue in this case. In Perry, 1995 OK CR 20, ¶ 61, 893 P.2d at 536,
this Court held that in order to prove continuing threat the State
must present evidence concerning prior convictions or unadjudicated
crimes to show a pattern of criminal conduct that will likely continue
in the future.
¶ 52 In this case the only evidence introduced of
past bad acts was five counts of uttering a forged instrument, and the
fact Young became “snappy” and had an “attitude” when he drank. This
evidence is not sufficient to support the jury's finding of continuing
threat. We must strike this invalid aggravator from both Count I, the
murder of Joyland Morgan, and Count II, the murder of Kewan Morgan.
F. Reweighing Valid Aggravating Factors and
Mitigating Evidence
¶ 53 This Court has the inherent power to reweigh
aggravating circumstances against mitigating evidence when one or more
aggravating circumstances are found to be invalid on appeal, and one
or more valid aggravating circumstances remain. McGregor v. State,
1994 OK CR 71, ¶¶ 47-48, 885 P.2d 1366, 1385-86, cert. denied, 516 U.S.
827, 116 S.Ct. 95, 133 L.Ed.2d 50 (1995). After striking the invalid
aggravators, we find the death sentence in Count I is supported by two
aggravating circumstances: 1) the defendant created a great risk of
death to more than one person; and, 2) the murder was especially
heinous, atrocious or cruel. The death sentence in Count II is
supported by one aggravating circumstance: the defendant created a
great risk of death to more than one person. We now reweigh these
aggravating circumstances against the mitigation evidence to determine
whether the death sentences are supported for each Count.
¶ 54 The jury was specifically instructed to
consider whether the following mitigating evidence applied to the
facts of the case: Young was 42 years of age; Young had been a
lifelong resident of Tulsa; Young had a family who loved him; Young
had been a minister in the AME church for 11 years; and Young was a
veteran, having served in the U.S. Army and was honorably discharged.
See Instruction No. 9.
¶ 55 The evidence presented at trial indicated that
the day before the murders Joyslon Edwards told Young he would have to
give back the key to her old apartment, the apartment where her
daughter and grandson lived, and that he would not get a key to her
new apartment, because she wanted her daughter and grandson to “feel
safe.” At approximately 3:30 a.m. the next day, Young went to the old
apartment, let himself in with the key, pushed through the security
chain, and beat Joyland and Kewan Morgan to death with an object
similar to a baseball bat. Joyland struggled, receiving defense wounds
to her finger, hands, and elbows; and, died in the living room after
receiving at least thirteen blows to the face and head. Kewan Morgan's
head was smashed as he lay in his bed.
¶ 56 The jury was properly instructed that it must
find Joyland Morgan's death was preceded by torture or serious
physical abuse in order to find the “especially heinous atrocious or
cruel” aggravator. The brutal injuries Joyland Morgan suffered prior
to her death amply support the finding of serious physical abuse, and
the aggravator itself.
¶ 57 Inasmuch as the Appellant killed two people in
close proximity of time, place, and intent, the facts support the
jury's finding of this aggravating circumstance as to both murders.
See Snow v. State, 1994 OK CR 39, ¶ 24, 876 P.2d 291, 297, cert.
denied, 513 U.S. 1179, 115 S.Ct. 1165, 130 L.Ed.2d 1120 (1995).
¶ 58 The murders in this case are exceptionally
brutal. Evidence supporting the valid aggravating circumstances is
strong. The mitigating evidence is uncontroverted, though weak. Upon
reweighing the valid aggravating factors against the mitigating
evidence, we find the death penalty is supported as to both Counts.
Had the jury considered only the valid aggravators, we find beyond a
reasonable doubt the jury would have sentenced Young to death in both
Counts.
¶ 59 In his tenth proposition of error the Appellant argues the
aggravating circumstances, “heinous, atrocious, or cruel” and “great
risk of death to more than one person” are unconstitutionally vague.
This boilerplate argument, which offers nothing new, has been settled
in this jurisdiction in favor of constitutionality. Al- Mosawi v.
State, 1996 OK CR 59, ¶ 67, 929 P.2d 270, 285, cert. denied, 522 U.S.
852, 118 S.Ct. 145, 139 L.Ed.2d 92 (1997) (great risk of death to more
than one person); Powell v. State, 1995 OK CR 37, ¶ 70, 906 P.2d 765,
782, cert. denied, 517 U.S. 1144, 116 S.Ct. 1438, 134 L.Ed.2d 560
(1996) (heinous, atrocious or cruel).
H. Jury Instruction Regarding Mitigating
Evidence
¶ 60 Young argues in his eleventh proposition of
error the jury instructions “present a substantial probability” the
jurors thought their findings on mitigation evidence had to be
unanimous. Such a result would violate the holding of Mills v.
Maryland, 486 U.S. 367, 384, 108 S.Ct. 1860, 1870, 100 L.Ed.2d 384
(1988). The instructions to the jury on mitigation evidence and the
weighing of mitigation evidence and aggravating circumstances are
taken verbatim from the Oklahoma Uniform Jury Instructions-Criminal in
force at the time of trial. This issue has been resolved in favor of
the correctness of the uniform jury instructions. Stiles v. State,
1992 OK CR 23, ¶¶ 57-58, 829 P.2d 984, 997.
¶ 61 The twelfth proposition of error raises a
challenge to the so-called “anti-sympathy” instruction. The trial
court delivered the standard uniform instruction OUJI-CR 907 advising
the jury it should not let “sympathy, sentiment or prejudice enter
into your deliberations, but should discharge your duties as jurors
impartially, conscientiously, and faithfully, under your oaths, and
return such verdict as the evidence warrants when measured by these
instructions.” Young argues this instruction allowed the jury to
ignore mitigating evidence. This argument is consistently rejected,
and we find no reason to revisit it. Al- Mosawi, 1996 OK CR 59 at ¶
79, 929 P.2d at 287.
¶ 62 With refreshing candor Young concedes in his
eighteenth proposition of error the contained arguments have been
settled against him, but he begs the Court's indulgence as he
preserves the issues for federal review. The first challenges the
weighing instruction informing the jury it was authorized to impose a
sentence of death if the aggravating circumstance(s) found beyond a
reasonable doubt outweighed the mitigating evidence. This is, as
Appellant concedes, a correct instruction. Romano v. State, 1993 OK CR
8, ¶¶ 108-109, 847 P.2d 368, 392, cert. denied, 510 U.S. 943, 114 S.Ct.
380, 126 L.Ed.2d 330 (1993).
¶ 63 The second argument challenges this Court's
holding that the trial court has no duty to instruct the jury it may
return a life sentence regardless of its findings on the aggravating
circumstances. We have settled this issue, and find no reason to
revisit it. Harjo v. State, 1994 OK CR 47, ¶ 77, 882 P.2d 1067, 1081,
cert. denied, 514 U.S. 1131, 115 S.Ct. 2007, 131 L.Ed.2d 1007 (1995).
¶ 64 In his nineteenth proposition of error, Young
argues the jurors were misinstructed as to the process for weighing
evidence in mitigation and aggravation. He argues the jury was not
advised it was to weigh all of the mitigating evidence against each
individual aggravating factor, and not all of the proven aggravating
factors taken as a whole. This issue has been thoroughly considered on
a number of occasions and denied. Duckett v. State, 1995 OK CR 61, ¶¶
64-65, 919 P.2d 7, 22.
I. State's Burden to Prove Aggravating
Circumstances
¶ 65 The trial court instructed the jury by
Instructions No. 5, No. 7, No. 10, and No. 11 that the State had the
burden to prove an aggravating circumstance beyond a reasonable doubt.
In his seventeenth proposition of error Young argues the Court
misinstructed on the State's burden of proof by saying the State had
to prove the “material allegations” in the Bill of Particulars. The
assertion this alleged error was “not corrected in any other second-stage
instructions” is not supported by the record. The aggravating
circumstances alleged by the State as well as the correct burden of
proof was set forth thoroughly by the trial court. Not unlike the
wicked step-sister's foot which simply could not be pushed into
Cinderella's glass slipper, the instructions at hand can not be
reshaped into a Flores issue. See Flores v. State, 1995 OK CR 9, ¶¶
14-16, 896 P.2d 558, 563.
PROSECUTORIAL MISCONDUCT
¶ 66 We have examined each of the alleged instances
of prosecutorial misconduct in their trial context. We find none of
the statements rise to the level found to be error in the cases cited,
and thus none warrant relief.
INEFFECTIVE ASSISTANCE OF COUNSEL
¶ 67 Young raises five allegations of ineffective
assistance by his trial counsel in the fifth proposition of error. The
allegations address: 1) failure to request a FranksFN3 hearing on the
legality of the search; 2) failure to life-qualify the jury and
challenge for cause jurors who could not give Young a fair trial; 3)
failure to present a consistent, believable defense; 4) failure to
investigate mitigation; and, 5) failure to object to erroneous
instructions and inadmissible evidence in the penalty phase of trial.
FN3. Franks v. Delaware, 438 U.S. 154, 98 S.Ct. 2674, 57 L.Ed.2d 667
(1978).
¶ 68 In order to prove ineffectiveness of counsel,
the Appellant must show both a sub-standard performance and a
reasonable probability that but for counsel's unprofessional errors
the result of the proceeding would have been different. Strickland
v.Washington, 466 U.S. 668, 686, 104 S.Ct. 2052, 2064, 80 L.Ed.2d 674
(1984). A “reasonable probability” is that sufficient to undermine
confidence in the outcome of the proceeding. Id. at 686, 104 S.Ct. at
2064.
¶ 69 We addressed the Franks issue in our analysis
of the validity of the search warrant and found the failure to demand
a Franks hearing was not error.
¶ 70 Young's next challenge to counsel's
effectiveness concerns the failure to challenge certain members of the
venire panel for cause. As we have recognized, great deference must be
given to trial counsel's jury selection decisions, for the cold record
communicates only a small percentage of the information about the
venire members available to counsel. An appellate court does not see
the venire panel; it does not hear the tone of voice used by members
of the panel to respond to questions. We find no compelling evidence
in the record, and nothing compelling in the Appellant's argument on
which to base a finding that any of the jurors ultimately sitting on
this case were unqualified to serve. As we discussed above, there is
no error here.
¶ 71 When counsel requested additional peremptory
challenges following the trial court's failure to remove two venire
members for cause, he did not state which members of the panel he
would remove if he had the additional challenges. As a result, he did
not preserve an issue for appellate review. We now consider the
failure to preserve the issue in the context of ineffective assistance
of counsel.
¶ 72 While we understand zealous appellate counsel
will speculate about errors possibly hidden in a silent record, relief
on appeal requires more. Trial counsel saw the pool from which any
excused venire member would be replaced and had the opportunity to
evaluate the people before him. Given the fact we must accord trial
counsel great deference when evaluating trial decisions, the burden to
prove error is heavy indeed. The record before us contains no evidence
to suggest either that a sitting juror was unfit, or that the result
of trial would have been different had additional peremptory
challenges been granted and exercised. Young does not carry his burden
to show ineffectiveness here.
¶ 73 Counsel did not ask the venire panel probing
questions about mitigation evidence, or other sentencing options
besides death. Young argues this is evidence of deficient performance.
We disagree. While counsel may not be barred from asking these
questions, we find nothing requiring them, and the briefs on appeal
direct us to nothing requiring this of counsel. The issues of
mitigation evidence and the punishment options of life and life
without parole were properly before the jury through correct
instruction by the trial court.
¶ 74 As his fourth allegation of ineffective
assistance of counsel, Young argues trial counsel failed to
investigate mitigating evidence. This issue is not supported by the
record. The record indicates counsel was prepared to call seven
witnesses in mitigation.
¶ 75 Young's argument that the exposition of
inconsistent facts at trial is evidence of ineffectiveness belies the
paucity of facts available to develop an effective defense. Trial
counsel used the facts to try to create reasonable doubt in the minds
of the jurors. We believe the inconsistencies result from the facts of
the case and reasonable trial strategy. Though the strategy ultimately
was unsuccessful, we do not find that by developing what facts he
could to controvert strong evidence against his client counsel was
ineffective.
CUMULATIVE ERROR
¶ 76 Several trial errors occurred in this case. We
have found each to be harmless individually. In the fourteenth
proposition of error Young argues that these errors in aggregate
warrant relief.
¶ 77 The errors identified at trial are these: the
trial court failed to remove two venire members for cause, and trial
counsel failed to preserve this issue for appellate review. Upon
review in the sole context of ineffective assistance of counsel, we
found the error did not rise to the level of ineffective assistance.
This is so because the jurors seated were not shown to be unfit for
service.
¶ 78 Two misleading statements were contained in
the affidavit supporting the police request for a search warrant. One
statement went to probable cause, one supported the request for
nighttime service. We found counsel's failure to request a Franks
hearing harmless, for sufficient evidence of probable cause was
present without the misleading statement, and the warrant was served
within the statutory time frame not requiring exigent circumstances.
¶ 79 The trial court did not provide the jury with
a proper form for finding aggravating circumstances as to each count.
As a result the jury returned one form designating three aggravating
circumstances. We struck the “continuing threat” aggravating
circumstance from both Counts due to insufficient evidence, and the
“heinous, atrocious or cruel” aggravator from Count II because the
State did not give the defendant notice it would attempt to prove it
as to this Count. Upon reweighing the evidence in mitigation against
the valid aggravating circumstances, we found the sentences of death
factually supported beyond a reasonable doubt.
¶ 80 The trial court did not give an instruction to
the jury limiting its use of the victim impact statement. This error
was found to be harmless.
¶ 81 The only errors in this case which are subject
to a possible synergistic effect are the elimination of the
aggravating factors, and the lack of a limiting instruction on the use
of the victim impact evidence. See n. 1, above. Given the content of
the victim impact statement, we find beyond a reasonable there is no
possibility it was misused as evidence in aggravation to the
Appellant's detriment. When they are considered together, these trial
errors gain no weight.
MANDATORY SENTENCE REVIEW
¶ 82 Julius Recardo Young received two death
sentences, one for the first degree murder of Joyland Morgan (Count
I), and the other for the first degree murder of Kewan Morgan (Count
II). The Oklahoma Legislature has mandated a review by this Court of
every death sentence to ensure it is not imposed under impermissible
conditions of passion, prejudice, or any other arbitrary factor, and
to ensure each supporting aggravating circumstance is supported by the
evidence. 21 O.S.1991, § 701.13(C). We do so now.
¶ 83 he jury found three aggravating circumstances
supported each death sentence. In the course of deciding this case we
have invalidated the “continuing threat” aggravating circumstance as
to both Counts for insufficient evidence, and the “especially heinous,
atrocious or cruel” aggravating circumstance as to Count II, the
murder of Kewan Morgan, because the State did not give the defendant
notice it would seek to prove this aggravator for Count II. The
remaining aggravating circumstances supporting the death sentence for
the murder of Joyland Morgan (Count I) are “great risk of death to
more than one person”, and that “the murder was especially heinous,
atrocious or cruel.” The sole aggravating circumstance remaining in
support of the death penalty for the murder of Kewan Morgan is that
the Appellant created a great risk of death to more than one person.
¶ 84 Each of these aggravating circumstances is
proven beyond a reasonable doubt. Two people were killed in close
proximity of time, place, and intent, thus the “great risk of death to
more than one person” aggravator is proven as to each Count. The
aggravating circumstance that the murder was especially heinous,
atrocious or cruel requires proof beyond a reasonable doubt that the
death was preceded by torture or serious abuse, and that the victim
suffered prior to death. Smallwood v. State, 1995 OK CR 60, ¶ 66, 907
P.2d 217, 234, cert. denied, 519 U.S. 980, 117 S.Ct. 431, 136 L.Ed.2d
330 (1996); Revilla v. State, 1994 OK CR 24, ¶ 43, 877 P.2d 1143,
1155, cert. denied, 513 U.S. 1096, 115 S.Ct. 764, 130 L.Ed.2d 661
(1995); Stouffer v. State, 1987 OK CR 166, ¶ 6, 742 P.2d 562, 563,
cert. denied, 484 U.S. 1036, 108 S.Ct. 763, 98 L.Ed.2d 779 (1988).
Serious physical abuse is proven by the fact Joyland Morgan suffered
fractures to her finger, hand and elbow as she sought to defend
herself from the killing blows. These wounds also prove beyond a
reasonable doubt Morgan was conscious and was aware of the violent
attack prior to the blows which killed her.
¶ 85 When we examine the trial for any infection of
passion, prejudice, or other arbitrary factor, we find none. We
conclude the sentences of death imposed in this case are factually
supported, and not the product of passion, prejudice or any other
arbitrary factor.
DECISION
¶ 86 The Judgment and Sentence is AFFIRMED. CHAPEL,
P.J., STRUBHAR, V.P.J., and JOHNSON, J., concur. LUMPKIN, J., concurs
in results.
LUMPKIN, Judge, concurs in results.
¶ 1 I concur in the decision to affirm the judgment
and sentence in this case but write separately to address the
following issues.
¶ 2 In Proposition II, the opinion finds error in
the trial court's failure to remove Veniremen Hill and Wunck for
cause. Reading Venireman Hill's answers in context of his entire voir
dire, it appears he was trying to resolve the presumption of innocence
in his own mind. At no time did he say that he would not or could not
follow the law, the instructions or his oath as a juror. The record in
this case supports the trial judge's impression that the prospective
juror would be impartial. Spears v. State, 900 P.2d 431, 437 (Okl.Cr.1995).
¶ 3 Ms. Wunck's only ambivalence to serving was
that she had other things to do and if the trial lasted more than 5
days, it would be inconvenient. In response to defense counsel's
request for Wunck to be removed for cause, the trial judge said he
would not remove her for cause because if he did he would have to
excuse the entire panel for inconvenience. Wunck's answers were not
sufficient to warrant her removal for cause.
¶ 4 Further, Appellant failed to make a record of
the specific jurors he would have excused if he had those 2
peremptoriness he had used on Hill and Wunck. For that reason,
Appellant has failed to show any prejudice as a result of the trial
court's actions.
¶ 5 The opinion finds error in the State's failure
to give notice of the “especially heinous, atrocious or cruel”
aggravator as it pertained to Count II. This is an issue raised sua
sponte by this Court. In Proposition VII of his brief, Appellant
argues that he was deprived of a jury finding as to the aggravating
circumstances for the two separate victims. In support of his argument
he mentions that the State's notice in support of the aggravating
circumstances indicated that the “especially heinous, atrocious or
cruel” aggravator was alleged only as to Count I and not Count II.
However, the crux of Appellant's argument goes to faulty jury
instructions for failing to instruct the jury that their determination
of guilt as to the aggravators had to be separate and distinct for
each count of murder. Addressing the allegation of error raised by
Appellant, there is no error as there were no objections to the
instructions or the verdict forms, and the instructions adequately
informed the jury they must consider the existence of the aggravating
circumstances as to each separate count of first degree murder.
Further, evidence of the manner and method of the killing was
sufficient to support the “especially heinous, atrocious or cruel”
aggravator in Count II, and Appellant had notice of the supporting
evidence as it was essentially the testimony of the medical examiner.
Therefore, I find no error in Appellant's Proposition VII.
¶ 6 In finding the evidence insufficient to support
the “continuing threat” aggravator the opinion relies solely only the
“pattern of criminal conduct” standard and fails to acknowledge that
the murder for which the defendant was convicted can be considered as
supporting evidence for the aggravator. Malone v. State, 876 P.2d 707,
718 (Okl.Cr.1994). Here there is evidence Appellant sought out his
victims in a calculated plan to kill and then brutally beat them to
death. This is sufficient evidence to uphold the aggravator.
¶ 7 In reviewing claims of ineffective assistance
of counsel, the Strickland v. Washington standard has been further
explained by Lockhart v. Fretwell, 506 U.S. 364, 113 S.Ct. 838, 122
L.Ed.2d 180 (1993). Reviewing Appellant's claim in that light, the
record is void of any evidence the trial was rendered unfair or the
verdict rendered suspect or unreliable.
Young v. Sirmons, 551 F.3d 942 (10th Cir.
2008) (Habeas).
Background: Following affirmance, 992 P.2d 332, of
state conviction for first-degree murder and sentence of death, and
exhaustion of state postconviction remedies, state death row inmate
sought federal habeas relief. The United States District Court for the
Northern District of Oklahoma, H. Payne, J., denied petition, and
inmate appealed.
Holdings: The Court of Appeals, Briscoe, Circuit
Judge, held that: (1) victim-impact statements offered at sentencing
phase had not violated defendant's due process rights; (2) de novo
standard of review applied in evaluating ineffective assistance claim;
(3) trial attorney was deficient in failing to conduct adequate
investigation into mitigating evidence for penalty phase; but (4)
trial attorney's deficient performance was not prejudicial. Affirmed.
Henry, Chief Judge, filed opinion concurring in
part and dissenting in part.
Before HENRY, Chief Judge, BRISCOE, and LUCERO, Circuit Judges.
BRISCOE, Circuit Judge.
In 1995, Julius Recardo Young was convicted in
Oklahoma state court of two counts of first degree murder for beating
to death a six-year old child and the child's mother. Young was
sentenced to death for these murders. He appeals the district court's
denial of his 28 U.S.C. § 2254 habeas petition. We exercise
jurisdiction pursuant to 28 U.S.C. § 1291 and affirm.
I. Factual background
The relevant underlying facts of this case were
outlined in detail by the Oklahoma Court of Criminal Appeals (OCCA) in
addressing Young's direct appeal:
Julius Recardo Young was convicted of murdering his
girlfriend's daughter and six year old grandson. The murders occurred
two days after his girlfriend, Joyslon Edwards, advised him she wanted
to cool their relationship, and he would not get a key to her new
apartment. She was not giving him a key, because she wanted her
daughter and grandson to “feel safe” when they visited her. They did
not like Young. Young had a key to the apartment Edwards had been
sharing with her daughter, Joyland Morgan, and her grandson, Kewan
Morgan. The day before the murders Edwards demanded the key from Young,
but he did not return it.
Joyland and Kewan Morgan were beaten to death in
their Tulsa apartment on October 1, 1993. Their wounds indicated the
murder weapon was a blunt instrument similar to a baseball bat, but
the murder weapon was never found. Ms. Morgan sustained defensive
wounds to her hands and arms, and at least thirteen blows to her face
and head. These blows broke her jaw, tore open her scalp, and
fractured her skull. She was found slumped against a living room wall.
Kewan Morgan died in his bed. He sustained massive head fractures
caused by two separate blows.
Every night before she went to bed Joyland Morgan
secured her front door with two locks and a security chain. The
intruder opened both locks with a key and pushed through the security
chain, breaking it. A piece of the broken chain was missing from the
apartment.
No eye-witnesses were found. However, a downstairs
neighbor was awakened at 3:40 a.m. by a single loud bump from Morgan's
apartment. Joyslon Edwards testified she saw a baseball bat in Young's
trunk the night before the murders, but the next day it was gone.
Young always drove Edwards to work and the day of
the murders he arrived at 4:15 a.m., earlier than usual. Edwards asked
him for change so she could use the vending machines at work. When
Young pulled out the contents of his pocket, Edwards saw a piece of
security chain similar to the one she had installed on her daughter's
door. Later that day when Edwards learned of the murders, she reported
this evidence to the police.
Young lived with his mother at the time, and the
police obtained a warrant to search the mother's home. Edwards told
them what Young had worn the previous evening. The police recovered
the shoes described by Edwards and these bore a visible spot of blood.
Young accompanied the police during the search. He volunteered the
drop was fish blood. DNA testing revealed the drop was human blood
consistent with that of Joyland and Kewan Morgan. The police also
recovered a freshly laundered shirt which tested positive for blood
when it was exposed to luminal [sic]. Young v. State, 992 P.2d 332,
336-37 (Okla.Crim.App.1998) ( Young I ) (internal paragraph numbers
omitted).
State court proceedings
On February 22, 1994, Young was charged by
information in the District Court of Tulsa County, Oklahoma, with two
counts of first degree murder (under alternative theories of malice
aforethought and felony murder) and one count of first degree burglary.
On May 5, 1994, the State filed a bill of particulars asserting that
Young should be punished by death for the murder offenses “due to and
as a result of” four aggravating circumstances: (1) “The defendant
knowingly created a great risk of death to more than one person”; (2)
“The murder was especially heinous, atrocious, or cruel”; (3) “The
murder was committed for the purpose of avoiding or preventing a
lawful arrest or prosecution”; and (4) “The existence of a probability
that the defendant would commit criminal acts of violence that would
constitute a continuing threat to society.” FN1 State Court ROA, Vol.
I at 41.
FN1. The bill of particulars did not identify to
which of the two murders the second and third alleged aggravating
circumstances were referring. The prosecution subsequently filed a
“notice of evidence in aggravation of punishment” that indicated the
“heinous, atrocious or cruel” aggravator referred to the murder of
Joyland, and that the “avoiding or preventing lawful arrest or
prosecution” aggravator referred to the murder of Kewan. State Court
ROA, Vol. I at 73-74.
On June 17, 1994, Young's counsel presented to the
state trial court, during a motions hearing, a pleading entitled
“Application for Psychological Evaluation and Permission to Interview
Defendant.” FN2 Id. at 70; Tr. of Jun. 17, 1994 Motion Hearing at 14.
The pleading sought authorization from the state trial court to allow
two licensed professional counselors FN3 to interview Young and
conduct a psychological evaluation. As a basis for the request, the
pleading stated that “[i]t [wa]s necessary, due to the very nature of
this case, that the Defendant be evaluated prior to the time of trial.”
State Court ROA, Vol. I at 70. When asked by the state trial court
during the hearing what the purpose of the requested evaluation was,
Young's counsel stated that it was not for purposes of developing an
insanity defense, but rather “to make certain that the defendant is
psychologically and mentally stable at this point in time of the
proceedings and at some point in time it may be necessary even for
mitigation or defense in the fact that he didn't fit the personality
to do the same.” Tr. of Jun. 17, 1994 Motion Hearing at 15. The state
trial court denied the motion “as being premature....” Id.
FN2. According to the state court record, Young's
trial counsel did not formally file the application with the clerk of
the court until August 5, 1994. FN3. The two counselors named in the
pleading were “Linda Palmer, MS, LPC, LMFT and Sandra Caster, MS, LPC,”
both of Tulsa, Oklahoma. State Court ROA, Vol. I at 70.
On September 21, 1994, Young filed a “Notice of
Mitigation in the Event of Conviction” that listed nine witnesses who
would testify in mitigation in the event Young was convicted of one or
both murders. State Court ROA, Vol. I at 83. The notice further stated
that, “in the event of a conviction,” “[e]vidence w[ould] be
introduced as a matter of law to generalities and specifics of the
good person that Julius Young ha[d] been.” Id. at 84. On September 30,
1994, Young filed a “Supplement to Notice of Mitigation in the Event
of Conviction” stating that, of the nine witnesses listed in the
original notice, the first seven would “testify substantially as to
generally the good things that [Young] ha[d] done and their belief
concerning that he [wa]s not a future danger to the community, along
with past good deeds.” Id. at 85. The Supplement further indicated
that the eighth and ninth witnesses listed in the original “Notice,”
i.e. the two licensed professional counselors that were originally
listed in Young's application for psychological evaluation, would
testify regarding the results of psychological testing on Young. Id.
According to the state court record, however, Young's counsel never
renewed their application for psychological evaluation. Thus, the two
licensed professional counselors listed as witnesses in the Supplement
to Notice of Mitigation never interviewed or evaluated Young.
The case proceeded to trial on September 5, 1995.
At the conclusion of the first-stage proceedings, the jury found Young
guilty of two counts of first degree malice aforethought murder (Counts
I and II of the information) and one count of first degree burglary (Count
III). At that time, the prosecution filed a notice of intent to offer
evidence in rebuttal of any mitigating evidence that Young might
present. State Court ROA, Vol. III at 435.
The second-stage proceedings occurred the following
day, September 21, 1995. During the second-stage proceedings, the
prosecution incorporated by reference all of the first-stage evidence.
In addition, the prosecution presented victim impact testimony from a
relative of the two victims. Young elected not to testify in his own
behalf or present any mitigation witnesses. In light of Young's
decision in this regard, Young's counsel entered into a stipulation
with the prosecution, which was read to the jury, that Young was “42
years of age and ... ha[d] been a life-long resident of Tulsa,” “ha[d]
family, relatives that love[d] him,” “ha[d] been a minister in a
church for 11 years,” and was “a veteran, having served in the U.S.
Army and was honorably discharged.” ROA, Tr. Vol. III at 918-19. At
the conclusion of the second-stage proceedings, the jury found the
existence of three aggravating circumstances (that Young knowingly
created a great risk of death to more than one person; the murder was
especially heinous, atrocious or cruel FN4; and the existence of a
probability that Young would commit criminal acts of violence that
would constitute a continuing threat to society) and fixed Young's
punishment at death for the two murder convictions. As for the
burglary conviction, the jury fixed Young's punishment at fifty years'
imprisonment.
FN4. Consistent with the bill of particulars, the
jury's verdict form did not specify which of the two murders this
aggravating circumstance pertained to. Although the prosecution had
filed a “notice of evidence in aggravation of punishment” indicating
that this aggravating circumstance related only to the murder of
Joyland, “[a]t trial the prosecutor ignored this self-imposed
limitation and argued each aggravating circumstance as to each murder
count.” Young I, 992 P.2d at 343.
The state district court conducted sentencing
proceedings on September 28 and October 4, 1995. During the September
28th proceeding, Young's counsel asked the state district court to
sentence Young to life imprisonment without the possibility of parole.
In support of this request, Young's lead counsel, Jim Fransein,
asserted that he had planned to introduce witnesses and evidence in
mitigation during the second-stage proceedings, but that the
mitigation witnesses “had been advised without [his] permission, [his]
request or [his] recommendation not to appear,” and that Young
likewise had determined not to take the stand in his own defense. ROA,
Tr., Vol. III at 937. In response to this request, the prosecution
noted that it had agreed, after Young's counsel learned that Young
would not be testifying or presenting any mitigation witnesses, to
stipulate regarding certain mitigating evidence. Young himself
addressed the state district court and asserted his factual innocence
of the crimes. Young did not, however, offer any explanation for his
decision to forego mitigation testimony. During the October 4th
proceeding, the state district court imposed the sentences fixed by
the jury.
Young's direct appeal and state post-conviction
proceedings
Young filed a direct appeal challenging his
convictions and sentences. On November 6, 1998, the OCCA affirmed
Young's convictions and sentences. Young I, 992 P.2d at 336, 348.
Young filed a petition for rehearing asserting that the OCCA failed to
consider his request for an evidentiary hearing on his claim of
ineffective assistance of trial counsel. On February 19, 1999, the
OCCA granted Young's petition for rehearing and, on the merits, denied
his request for an evidentiary hearing. Young filed a petition for
writ of certiorari with the United States Supreme Court. That petition
was denied by the Supreme Court on October 4, 1999. Young v. Oklahoma,
528 U.S. 837, 120 S.Ct. 100, 145 L.Ed.2d 84 (1999).
While his direct appeal was still pending before
the OCCA, Young, in accordance with Oklahoma procedural rules, filed
an application for post-conviction relief with the OCCA. Young's
application alleged, in pertinent part, that he was denied the
effective assistance of trial counsel. In support of that claim, Young
submitted “the affidavits of a mitigation expert, Dr. Wanda Draper,
... and a mental health expert, Dr. Philip J. Murphy.” App. for Post-Conviction
Relief at 14. The OCCA denied the application for post-conviction
relief on April 28, 1999, in an unpublished opinion. Young v. State,
No. PC-97-884 (Okla.Crim.App. Apr. 28, 1999) ( Young II ).
Young's federal habeas proceedings
On April 17, 2000, Young initiated this federal
habeas action by filing a pro se motion to proceed in forma pauperis
and a motion for appointment of counsel. Young's motion for
appointment of counsel was granted and, on October 3, 2000, Young
filed a preliminary petition for writ of habeas corpus asserting
eighteen tentative grounds for relief. On December 4, 2000, Young
filed an amended petition asserting only seven grounds for relief.
On September 23, 2005, the district court issued an
opinion and order denying Young's petition. The district court
subsequently granted a certificate of appealability (COA) with respect
to four issues: (1) ineffective assistance of trial counsel for
failing to adequately investigate and present mitigation evidence
during the second-stage proceedings; (2) improper victim impact
evidence; (3) improper admission of Young's “fish blood” statement;
and (4) cumulative error. On appeal, Young has abandoned his challenge
to the admission of his “fish blood” statement, but continues to
pursue the remaining three issues.
II.
Our review of Young's appeal is governed by the
provisions of the Antiterrorism and Effective Death Penalty Act of
1996 (AEDPA). Snow v. Sirmons, 474 F.3d 693, 696 (10th Cir.2007).
Under AEDPA, the standard of review applicable to a particular claim
depends upon how that claim was resolved by the state courts. Id.
If a claim was addressed on the merits by the state
courts, we may not grant federal habeas relief on the basis of that
claim unless the state court decision “was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States,” 28 U.S.C. §
2254(d)(1), or “was based on an unreasonable determination of the
facts in light of the evidence presented in the State court proceeding,”
id. § 2254(d)(2). “When reviewing a state court's application of
federal law, we are precluded from issuing the writ simply because we
conclude in our independent judgment that the state court applied the
law erroneously or incorrectly.” McLuckie v. Abbott, 337 F.3d 1193,
1197 (10th Cir.2003). “Rather, we must be convinced that the
application was also objectively unreasonable.” Id. “This standard
does not require our abject deference, ... but nonetheless prohibits
us from substituting our own judgment for that of the state court.”
Snow, 474 F.3d at 696 (internal citation and quotation marks omitted).
If a claim was not resolved by the state courts on
the merits and is not otherwise procedurally barred, our standard of
review is more searching. That is, because § 2254(d)'s deferential
standards of review do not apply in such circumstances, we review the
district court's legal conclusions de novo and its factual findings,
if any, for clear error. McLuckie, 337 F.3d at 1197.
III. Introduction of victim-impact evidence
Young contends that the introduction of victim
impact evidence during the second-stage proceedings violated his
rights under the Eighth and Fourteenth Amendments. This evidence came
in the form of testimony from Catherine Morgan, the maternal aunt of
Joyland. Morgan testified that she was selected by members of the
victims' family to prepare a victim impact statement for the trial
court. ROA, Tr., Vol. III at 913. At the request of the prosecution,
Morgan read her statement into the record:
The tragic [sic] of Joyland and Kewan's death
affected more than 55 members. The effect on the family was
devastating, shocking, hurt and anger as to why this happened. Each
family member was affected by this differently. Some were very
emotionally upset, some had to be strong for others and for Lavada
Grant, the aunt of Joyland and Kewan, she had a heart attack and died
the night of the murders. James Ella, Joyland and Kewan's grandmother,
had some health problems with her nerves, sleepless nights, crying and
worrying. She did the best to be strong for other family members, but
of her closeness with Joyland and Kewan, this was very difficult at
the time. Joyland and James Ella were very close. Joyland would come
into James Ella's room and lay across the foot of her bed and share
her thoughts and feelings about things. They would talk about
Joyland's goal for her life. James Ella would offer Joyland advice as
grandmothers and granddaughters would do. James Ella now misses those
sharing times. Kewan was James Ella's little boy. He spent a great
deal of time with her. Kewan would look forward to Friday evenings to
go spend with grandma. He would pack his little blue overnight case
and stand in the doorway for her to pick him up. He would say, ‘I wait
on maw-maw’. They would start the weekend singing, playing and
laughing. Kewan was always ready to go to church with grandma so he
could sing and clap his hands with the choir. Joyslon Edwards, the
mother of Joyland and the grandmother of Kewan, was affected by hurt,
guilt, anger and shock. The first year after Joyland and Kewan's death,
Joyslon was unable to work at the daycare center where Kewan once
attended. Caring for the kids was a constant reminder of things her
and Kewan [did] in the day care. Additionally, Joyland helped to
decorate her class room at the center. Joyslon would think of things
and begin to cry and the children wanted to know what's wrong with
Miss Joy and asked questions about Kewan so for the best interest of
the children she took a leave of absence. Joyslon wasn't able to sleep
at night, she would always see their little faces as she closed her
eyes. Stress and depression caused various illnesses such as headaches.
Because of her illness and her emotional state, she had to stay with
James Ella, her mother. Joyslon and Joyland were building an even
closer relationship. They had become more like sisters and best
friends instead of a mother-daughter relationship. They shared
feelings, laughter, smiles, thoughts, problems, did a lot of girl talk
both bad and good. Kewan was Joyslon[']s little baby boy. He will be
missed very much for his laughter, singing with him and teaching him
new songs that he loved to do. Kewan would walk around singing “Jesus
Love Me”, “I'm climbing up on the Rough Side of the Mountain”, and
“That Holy Spirit”. You would think, okay, he will be a singer some
day, but because of his slow learning disability and understanding
words, he never had the opportunity to express what he wanted to be
when he grows up. I believe what we miss most is how Joyland also kept
you laughing. There was never a dull moment. She would say funny
things or do something not trying to be funny which would be [sic] a
smile to your face. Joyland was a good mother to be as young as she
was. She was always there to help you. She was willing to share what
she felt or had with those that she loved and trusted. If she didn't
know you she would try and say something nice. Joyland was setting
some goals in her life to go back to school to enhance her knowledge
with Kewan's learning disability. She wanted to prepare Kewan for the
public school system while making a better life for her and Kewan.
Kewan will be missed for his singing that everyone which I feel he had-is
how he expressed himself. We miss his little feet running through the
house and his laughter. We miss Kewan when he spent the weekend with
James Ella. Kewan would always race her to bed and try to beat her by
getting in bed first. We miss hearing his laughter when he one [sic].
Joyslon and Kewan had a song they would sing together. Joyslon would
lead and Kewan would be the background singer. Kewan would be singing
“That Holy Spirit All In My Feet”. He would touch different items in
the apartment and say “that holy spirit in this chair” as an example.
Each family member will all have very special memories of Joyland and
Kewan that will never be forgotten. Id. at 913-17.
Young argues that this victim impact testimony “was
not properly restricted to financial, emotional, psychological, and
physical effects on the surviving family members.” Aplt. Br. at 49.
Instead, he notes, it included “[r]eferences to conversations, hyms
[sic] sung by the victim [Kewan], and the victim's future goals,” none
of which “were ... authorized by statute or constitutionally
admissible.” Id. Young argues that these references were “designed to
elicit, and likely did elicit, a strong emotional reaction in the jury
and introduced the spectra [sic] of arbitrariness” in the jury's
second-stage verdict. Id. Young also complains about the references to
Lavada Grant having a heart attack and dying shortly after learning of
the murders. Young argues that this “[e]vidence [suggesting] that [he]
caused a third death could be viewed as nothing but aggravation,
particularly in the absence of any instructional guidance....” Id. at
50.
a) Clearly established federal law
Young identifies Payne v. Tennessee, 501 U.S. 808,
111 S.Ct. 2597, 115 L.Ed.2d 720 (1991), as providing the “clearly
established federal law” applicable to this claim. See Aplt. Br. at
49. In Payne, the Supreme Court clarified the scope of admissible
victim impact evidence during the sentencing phase of a capital trial.
More specifically, the Supreme Court overruled its prior precedent and
held that it was constitutionally permissible for a state to “conclude
that for the jury to assess meaningfully the defendant's moral
culpability and blameworthiness, it should have before it at the
sentencing phase evidence of the specific harm caused by the defendant,”
including evidence of how “the victim [wa]s an individual whose death
represent [ed] a unique loss to society and in particular to his
family.” 501 U.S. at 825, 111 S.Ct. 2597 (internal quotation marks
omitted). In other words, the Court held, “[a] State may legitimately
conclude that evidence about the victim and about the impact of the
murder on the victim's family is relevant to the jury's decision as to
whether or not the death penalty should be imposed.” Id. at 827, 111
S.Ct. 2597; see also id. at 830, 111 S.Ct. 2597 (“A State may decide
... that the jury should see a quick glimpse of the life petitioner
chose to extinguish, ... to remind the jury that the person whose life
was taken was a unique human being.”) (internal citation and quotation
marks omitted) (O'Connor, J., concurring). “In the majority of cases,”
the Court held, “victim impact evidence [thus] serves entirely
legitimate purposes.” Id. at 825, 111 S.Ct. 2597. Notwithstanding this
holding, however, the Court acknowledged the possibility that victim
impact evidence could be “so unduly prejudicial that it renders the
trial fundamentally unfair....” Id. In such instances, the Court held,
“the Due Process Clause of the Fourteenth Amendment provides a
mechanism for relief.” Id.
b) OCCA's rejection of Young's Payne-based
arguments
Young argued in his direct appeal, citing Payne,
that the prosecution's use of Morgan's victim impact statement
violated his rights under the Sixth, Eighth, and Fourteenth Amendments
of the United States Constitution. Young Direct Appeal Br. at 77. The
OCCA rejected Young's arguments, stating as follows:
Trial counsel objected to the introduction of the
statement on the grounds it was unconstitutional, more prejudicial
than probative and a denial of due process.... Title 21 O.S. Supp.1995,
§ 701.10(C) provides the State may present evidence “about the victim
and about the impact of the murder on the family of the victim.” This
evidence is subject to the limitations imposed by the Oklahoma
Evidence Code as well as the state and federal constitutions. [citation
omitted]. Young argues the statement in his case went beyond these
parameters. We have examined the victim impact statement delivered at
Young's trial and find it to be squarely within the confines
articulated by this Court and the Oklahoma Legislature. The statement
explained succinctly the relationships enjoyed by family members with
the victims. The statement focused on the effect of the murders on the
family of the victims. This is permissible under § 701.10(C).
Young objects to that part of the statement which
included the fact an aunt of the deceased, upon hearing of the murders,
suffered a heart attack and died. He argues a causal connection was
not proven. This argument is appropriate for trial, not appeal. The
presenter of a victim impact statement is subject to cross-examination,
and this issue properly could have been plumbed at trial. [citation
omitted]. Young I, 992 P.2d at 341-42 (internal paragraph numbers
omitted).
c) Applying the AEDPA standards to the OCCA's
analysis
In this federal habeas appeal, Young does not
challenge the OCCA's analysis in terms of the AEDPA standards of
review. Indeed, he makes no mention at all of the OCCA's analysis.
Instead, he simply repeats, in summary fashion, the arguments he made
on direct appeal. Out of an abundance of caution, we will assume that
Young is implying by his arguments that the OCCA unreasonably applied
Payne in rejecting his constitutional challenge to the admission of
the victim impact statement.
After carefully examining the record on appeal, we
conclude that the OCCA's rejection of Young's constitutional challenge
to the victim impact statement was neither contrary to, nor an
unreasonable application of, Payne. To be sure, the OCCA did not cite
directly to Payne. It did, however, cite its own decision in Toles v.
State, 947 P.2d 180, 189 (Okla.Crim.App.1997), which in turn
acknowledged and applied Payne. As for the specific components of the
victim impact statement challenged by Young, the references to
conversations that Joyland had with her mother, her future goals, and
Kewan's love of singing hymns simply provided a “quick glimpse” into
the lives of the two people that Young murdered, and thus did not
violate Young's due process rights. Payne, 501 U.S. at 830, 111 S.Ct.
2597 (O'Connor, J., concurring). The only other specific part of the
statement challenged by Young, i.e., the portion that referred to
Lavada Grant, an aunt of the two victims, having a heart attack and
dying after she learned about the murders, fell within the scope of
Payne's holding allowing the admission of evidence “about the impact
of the murder[s] on the victim[s'] family....” Id. at 827, 111 S.Ct.
2597. Although Young complains that this portion of the statement
implied he was responsible for a third death, we note, as did the OCCA,
that his trial counsel made no attempt to cross-examine Morgan on this
point. More importantly, having reviewed the entirety of the trial
transcript, we are not persuaded that, even in the absence of such
cross-examination, this challenged evidence was “so unduly prejudicial
that it render[ed] the trial fundamentally unfair....” Id. at 825, 111
S.Ct. 2597.
In sum, we conclude Young has failed to establish
his entitlement to federal habeas relief on the basis of the admission
of the victim impact statement.
Ineffective assistance of trial counsel
Young next contends that his trial counsel was
constitutionally ineffective for failing to adequately investigate
available mitigating evidence and present that evidence during the
second-stage proceedings. In support of this contention, Young notes
that “[n]o social history investigation was performed; no psychiatric
or psychological testing was done; no medical examinations were
conducted; [and] almost no argument was made to the jury to spare [his]
life.” Aplt. Br. at 18. He further notes that “[f]amily members and
known friends were not interviewed and prepared to testify by
explaining the need and importance of their testimony.” Id. at 18-19.
He argues that defense counsel's failure prejudiced him “by ensuring
that the jury had no evidence to weigh against the aggravating factors
or to use to show mercy.” Id. at 19.
a) Clearly established federal law
The “clearly established federal law” applicable to
this claim is the Supreme Court's decision in Strickland v.
Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). In
Strickland, the Supreme Court held that “[a] convicted defendant's
claim that counsel's assistance was so defective as to require
reversal of a conviction or death sentence has two components.” 466
U.S. at 687, 104 S.Ct. 2052. “First,” the Court noted, “the defendant
must show that counsel's performance was deficient.” Id. “This
requires showing that counsel made errors so serious that counsel was
not functioning as the ‘counsel’ guaranteed the defendant by the Sixth
Amendment.” Id. “Second,” the Court noted, “the defendant must show
that the deficient performance prejudiced the defense.” Id. “This
requires showing that counsel's errors were so serious as to deprive
the defendant of a fair trial, a trial whose result is reliable.” Id.
“Unless a defendant makes both showings,” the Court held, “it cannot
be said that the conviction or death sentence resulted from a
breakdown in the adversary process that renders the result unreliable.”
Id.
b) OCCA's rejection of Young's claim
Young first raised the issue of ineffective
assistance of trial counsel on direct appeal. The OCCA summarily
rejected Young's claim: As his fourth allegation of ineffective
assistance of counsel, Young argues trial counsel failed to
investigate mitigating evidence. This issue is not supported by the
record. The record indicates counsel was prepared to call seven
witnesses in mitigation. Young I, 992 P.2d at 347 (internal paragraph
number omitted). The OCCA also summarily rejected Young's related
factual assertion that he waived the presentation of mitigation
evidence FN5: FN5. Young made this factual assertion in connection
with an argument on direct appeal that the state trial court failed to
ensure that he intelligently and knowingly waived his constitutional
right to present mitigation evidence.
Young did not waive mitigation, but opted to
introduce it through stipulation. As the State cogently argues, the
State had given notice of damaging rebuttal evidence, and Young's
stipulation strategically avoided this risk as well as the risk of
cross-examination. Id. at 341 (internal paragraph number omitted).
After the OCCA denied his direct appeal, Young
filed a petition for rehearing asserting that the OCCA failed to
consider his request for an evidentiary hearing in connection with his
ineffective assistance claim. The OCCA granted Young's petition for
rehearing and, on the merits, denied his request for an evidentiary
hearing:
In support of his application for a[n] [evidentiary]
hearing, Young offers several affidavits and a transcription of an
interview with trial counsel. Some of the affidavits are from family
members and friends who stated that they were willing to testify at
trial, but were never contacted to testify. Other affidavits are from
purported experts in the field of human behavior, capital murder cases
and mitigating evidence [Linda Palmer, the licensed professional
counselor who Young's counsel originally sought permission from the
state trial court to evaluate Young, and Dr. Ann Taylor, a
psychologist who had functioned as an expert mitigation witness in
other death penalty cases]. The mitigating evidence contained in the
affidavits show that witnesses would have testified that Young was a
loving father and a nice person; that Young was discharged from the
Army because he was determined to be mentally unfit; that Young had
lost a brother and son to sickle cell anemia; and that Young still
lived with his domineering mother. The interview with trial counsel
shows that both Young and his mother indicated that they did not want
family and friends called to present mitigating evidence.
The trial record revealed that trial counsel
negotiated a stipulation regarding mitigation. Therefore, Young did
not waive mitigation. (citation omitted). This stipulation contained a
statement that Young's family and relatives love him; Young has been a
minister for eleven years; and that Young is a[n] honorably discharged
veteran of the Army. In our Opinion we concluded that this stipulation
strategically avoided the risk of damaging rebuttal evidence and the
risk of cross-examination. (citation omitted).
Upon review of the application and the supporting
affidavits and evidence, we find [Young] has shown this Court that
trial counsel could well have utilized this evidence and that it may
have been prudent for him to do so. However, Young has not shown by
clear and convincing evidence a strong possibility that defense
counsel was ineffective for failing to utilize or identify this
evidence. Accordingly, we decline to grant [Young]'s application for
an evidentiary hearing. (citation omitted). Young v. State, No. F
95-1142 at 2-4 (Okla.Crim.App. Feb. 19, 1999) (Order Granting
Rehearing and Denying Relief).
Young reurged his ineffective assistance of trial
counsel claim in his application for state post-conviction relief, but
argued for the first time that his trial counsel should have
investigated and presented testimony from “mitigation expert” Dr.
Wanda Draper and psychologist Dr. Philip Murphy. The OCCA rejected the
claim as procedurally barred:
Young argues he was denied effective assistance of
trial ... counsel regarding the issue of the presentation of
mitigation evidence. After reviewing the record, we find Young's
ineffective assistance of trial counsel claims do not turn on facts or
information unavailable at the time of his direct appeal. Consequently,
Young has not met the prerequisites for review of this claim on the
merits. This claim is barred. Young II at 3 (internal citations
omitted).
c) The district court's analysis
In reviewing Young's ineffective assistance claim
in the federal habeas context, the district court rejected
respondent's argument that Young had procedurally defaulted the
portions of his ineffective assistance claim that were raised for the
first time in his application for post-conviction relief. Although the
district court conceded “that the OCCA's procedural bar based on [Young]'s
failure to raise the claim in a direct appeal [wa]s an ‘independent’
state ground,” ROA, Doc. 58 at 18, it concluded “that the procedural
bar imposed by the OCCA ... was not adequate to preclude federal
habeas review.” Id. at 19. More specifically, the district court noted
“that the resolution of [Young]'s allegations concerning trial
counsel's failure to investigate psychological evidence and present
expert mitigation witnesses [Draper and Murphy] [wa]s not apparent
from the trial record,” and thus could not have been raised by Young
on direct appeal. Id. at 20.
As for the OCCA's rejection of Young's claim on
direct appeal, the district court concluded that the OCCA failed to
properly apply the second prong of the Strickland test. Id. at 17. In
particular, the district court concluded that the OCCA erroneously
“required [Young] to show by ‘clear and convincing evidence’ that he
was prejudiced by [trial] counsel's failure to utilize available
mitigation evidence.” Id.
The district court then proceeded to conduct its
own de novo review of Young's ineffective assistance claim. In
analyzing the first prong of the Strickland test, the district court
concluded “there [wa]s little doubt that [Young]'s trial attorney
stopped short of making a reasonable investigation for purposes of
uncovering relevant mitigating evidence that could have been useful in
(1) fully informing [Young] of all available mitigating evidence and
his opinion of its potential effectiveness; and (2) persuading the
jury that [Young]'s moral culpability was not sufficient to warrant
the death penalty.” Id. at 22. In other words, the district court
concluded that trial counsel's “failure to adequately investigate
mitigation evidence and present it to the jury constituted deficient
performance under the first prong of the Strickland test.” Id. at 23.
Turning to the second prong of the Strickland test,
the district court concluded, after considering the strength of the
prosecution's case, the number of aggravating circumstances found by
the jury to exist, the mitigating evidence actually presented by
Young's trial counsel, and the available mitigating evidence cited by
Young in support of his habeas petition, that Young was not prejudiced
by trial counsel's failure. Id. at 28. In reaching this conclusion,
the district court acknowledged that the mitigation evidence cited by
Young “would have shown favorable aspects of [his] character and
provided insight into his upbringing and grief related to deaths in
his family....” Id. at 27. However, the district court concluded there
was not a “reasonable probability that its introduction would have
caused the jury to decline to impose the death penalty.” Id. In
particular, the district court concluded that the fact that Young's
mitigation witnesses “considered [him] to be a good person would not
have supported the notion that the murder of Joyland Morgan was not
committed in a heinous, atrocious or cruel manner” or “negated or
affected in any way the fact that [he] knowingly created a great risk
of death to more than one person.” Id. at 27-28. Lastly, the district
court concluded that “the opinions offered by Dr. Draper” would not
have caused the jury to “spare[ ] Young the death penalty had [Draper]
been allowed to testify.” Id. at 28.
d) Standard of review on appeal
Before turning to the specific arguments raised by
Young in his appeal, we note our agreement with the district court
that we must apply de novo review in evaluating Young's ineffective
assistance claim. To be sure, the OCCA purported to address Young's
ineffective assistance claim on the merits when it affirmed his
convictions and sentences on direct appeal. But it is clear from the
record on appeal that it did so on the basis of a limited factual
record; in particular, the OCCA did not consider the available
mitigating evidence cited by Young in support of his request for an
evidentiary hearing on his ineffective assistance claim. When Young
subsequently petitioned the OCCA for a rehearing, the OCCA proceeded
to examine the mitigating evidence cited by Young, but it viewed that
evidence solely in terms of whether Young had satisfied the standard
outlined in OCCA Rule 3.11(B)(3)(b)(i), i.e., whether Young had
presented “clear and convincing evidence” establishing “there [wa]s a
strong possibility trial counsel was ineffective for failing to
utilize or identify the complained-of evidence.” FN6 Okla. Stat. tit.
22, ch. 18, App. Rule 3.11(B)(3)(b)(i). As a result, “we cannot
conclude” that the OCCA “necessarily decided that,” “the [ Strickland
] standard was not satisfied” when the OCCA considered the mitigating
evidence cited by Young with his request for an evidentiary hearing
and denied Young's request for an evidentiary hearing.FN7 Wilson v.
Sirmons, 536 F.3d 1064, 1081 (10th Cir.2008).
FN6. Although the district court concluded that the
OCCA erroneously “required [Young] to show by ‘clear and convincing
evidence’ that he was prejudiced by counsel's failure to utilize
available mitigation evidence,” ROA, Doc. 58 at 17, we agree with
respondent that the OCCA was instead determining merely whether Young
was entitled to an evidentiary hearing pursuant to OCCA Rule
3.11(B)(3)(b) on his ineffective assistance claim. At no point, as far
as we can determine, did the OCCA actually apply the Strickland
standard in light of the additional mitigation evidence presented by
Young in connection with his request for an evidentiary hearing.
FN7. Even if we were to assume otherwise, we would
still apply a de novo standard of review to Young's Strickland claim
due to the OCCA's failure to consider the mitigating evidence
presented by Young in his application for post-conviction relief
(i.e., the affidavits of Drs. Draper and Murphy).
We also note that the OCCA refused to consider the
affidavits from Drs. Draper and Murphy that were obtained and
submitted by Young in connection with his application for post-conviction
relief. In doing so, the OCCA concluded that Young's ineffective
assistance claim “d[id] not turn on facts or information unavailable
at the time of his direct appeal,” and was therefore procedurally
barred. Young II at 3. We have, however, repeatedly questioned whether
this Oklahoma procedural rule, requiring ineffective assistance of
counsel claims to generally be brought on direct appeal, “can be
deemed adequate and independent to bar habeas review.” Cummings v.
Sirmons, 506 F.3d 1211, 1224 (10th Cir.2007) (internal quotation marks
omitted). We have thus, in turn, “held that th[is] Oklahoma procedural
bar will apply [only] in those limited cases meeting the following two
conditions: trial and appellate counsel differ; and the
ineffectiveness claim can be resolved upon the trial record alone.” Id.
(internal quotation marks omitted). “All other ineffective assistance
claims, we have held, are procedurally barred only if Oklahoma's
special appellate remand rule for ineffectiveness claims is adequately
and evenhandedly applied.” Id. (internal quotation marks omitted).
Young's case does not fall within the limited
subset of cases subject to procedural bar because, even though his
trial and appellate counsel differed, his ineffectiveness claim was
clearly incapable of being resolved on direct appeal based upon the
trial record alone. Nor, we note, would the granting of an evidentiary
hearing by the OCCA on direct appeal have produced the evidence now
proffered from Drs. Draper and Murphy. Lastly, we are not persuaded
that, as of the time Young's direct appeal was decided, Oklahoma's
special appellate remand rule for ineffectiveness assistance claims
was adequately and evenhandedly applied. See id. (noting that
“Oklahoma rarely, if ever, remands cases for such a hearing”) (internal
quotation marks omitted).
e) Young's arguments on appeal
In his federal habeas appeal, Young argues that the
district court was correct in concluding “that trial counsel's
performance was ... constitutionally deficient,” but erred in
concluding that “Young had not demonstrated prejudice.” Aplt. Br. at
22. For the reasons outlined below, however, we conclude the district
court was correct in its analysis of both prongs of the Strickland
test.
1. Trial counsel's deficient performance
“In assessing [defense] counsel's investigation” of
available mitigating evidence in a capital case, a federal habeas
court “must conduct an objective review of [defense counsel's]
performance, measured for ‘reasonableness under prevailing
professional norms....' ” Wiggins v. Smith, 539 U.S. 510, 523, 123
S.Ct. 2527, 156 L.Ed.2d 471 (2003) (quoting Strickland, 466 U.S. at
688, 104 S.Ct. 2052). Those prevailing professional norms, according
to the Supreme Court, include the ABA Guidelines for the Appointment
and Performance of Counsel in Death Penalty Cases (ABA Guidelines). Id.
at 524, 123 S.Ct. 2527. Under the ABA Guidelines, “investigations into
mitigating evidence ‘should comprise efforts to discover all
reasonably available mitigating evidence and evidence to rebut any
aggravating evidence that may be introduced by the prosecutor.’ ” Id.
(quoting 1989 version of ABA Guidelines). Among the topics defense
counsel should investigate and consider presenting include medical
history, educational history, employment and training history, family
and social history, prior adult and juvenile correctional experiences,
and religious and cultural influences. Id. (citing 1989 version of ABA
Guidelines).
In this case, Young submitted, in connection with
his direct appeal and request for evidentiary hearing, a transcript of
a tape-recorded interview that his appellate counsel conducted with
his lead trial counsel, Jim Fransein. In that interview, Fransein
stated that he had “briefly” “talked with a couple” of the proposed
second-stage mitigation witnesses prior to trial, but that his plan
had been to interview each of the mitigation witnesses in somewhat
greater depth immediately prior to the start of the second-stage
proceedings. ROA, Vol. II, Doc. 23, Exh. 3 at 12. Fransein stated that
his plan was derailed, however, when he was informed by Young's mother
on the morning of the start of the second-stage proceedings that she
had sent all of the mitigation witnesses home. When asked about the
possibility of presenting expert psychological witnesses during the
second-stage proceedings, Fransein counsel stated that he had
considered obtaining such testimony, but that Young's family was
either unable or unwilling to pay for such services, and he believed
the trial judge “probably would [have] denied” an application for
funding for such services. Id. at 5. Fransein further stated that he
had not ordered or obtained any relevant records regarding Young.
Lastly, Fransein stated that he and Young had not talked about
mitigation evidence or strategy because, “quite frankly,” Young was
convinced “there was no way that [the jury was] going to find [him]
guilty” during the first-stage proceedings. Id. at 12.
We conclude, as did the OCCA and the district court,
that the investigatory efforts of Young's trial counsel fell far short
of the prevailing standards for capital defense work outlined by the
Supreme Court in Wiggins. As the interview transcript makes clear,
Young's trial counsel engaged in almost no efforts to investigate and
develop mitigating evidence. At best, the transcript indicates that
trial counsel spoke briefly with a few unnamed individuals who were
presumably Young's friends or family members. As a result, Young's
trial counsel completed the first-stage proceedings and began the
second-stage proceedings generally unfamiliar with nearly all of the
potential sources of mitigating evidence from Young's background. In
turn, it is not surprising that trial counsel's second-stage
“strategy” focused simplistically on highlighting “the good things
that [Young] ha[d] done” in the past and the “belief[s]” of Young's
friends and family members “that he [wa]s not a future danger to the
community....” State Court ROA, Vol. I at 85. In short, Young's trial
counsel did not “fulfill [his] obligation to conduct a thorough
investigation of [Young]'s background.” Williams v. Taylor, 529 U.S.
362, 396, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000).
2. Prejudice
That leads us to the second prong of the Strickland
test, i.e., whether Young was prejudiced by his trial counsel's
constitutionally deficient investigatory efforts. In conducting our
second prong analysis, we must first address the effect, if any, of
Young's decision at trial to forego presenting the mitigation
witnesses his trial counsel had subpoenaed and instead rely on a
written stipulation of mitigation. More specifically, we must
determine whether Young's decision in this regard forecloses the
possibility of him establishing prejudice.
As to this question, respondent argues that the
Supreme Court's recent decision in Schriro v. Landrigan, 550 U.S. 465,
127 S.Ct. 1933, 167 L.Ed.2d 836 (2007), is controlling. In Schriro,
the defendant “refused to allow his counsel to present the testimony
of his ex-wife and birth mother as mitigating evidence at his
sentencing hearing for a felony-murder conviction.” Id. at 1934. The
defendant “also interrupted as [his] counsel tried to proffer other [mitigating]
evidence, and he told the Arizona trial judge he did not wish to
present any mitigating evidence and to ‘bring on’ the death penalty.”
Id. The defendant was subsequently sentenced to death. In a state
post-conviction proceeding, the defendant argued that his trial
counsel “was ineffective for failing to conduct further investigation
into mitigating circumstances.” Id. The Arizona state courts denied
that claim, “finding that he had instructed counsel at sentencing not
to present any mitigating evidence at all.” Id. The defendant then
filed a federal habeas petition, reurging his ineffective assistance
claim. Although the district court denied relief, the Ninth Circuit
reversed, holding that the defendant was entitled to an evidentiary
hearing “because he raised a ‘colorable claim’ that his counsel's
performance” was constitutionally deficient. Id. at 1939. In
particular, the Ninth Circuit found that defense counsel “did little
to prepare for the sentencing aspect of the case,” “and that
investigation would have revealed a wealth of mitigating evidence,
including the family's history of drug and alcohol abuse and
propensity for violence.” Id. (internal quotation marks omitted). The
Ninth Circuit also concluded, citing Wiggins, that the defendant's
“apparently last-minute decision” to forego mitigating evidence could
not “excuse his counsel's failure to conduct an adequate investigation
prior to the sentencing.” Id. at 1942 (internal quotation marks
omitted).
The Supreme Court granted certiorari and reversed
the Ninth Circuit's decision. In doing so, the Court noted that
“[n]either Wiggins nor Strickland addresse[d] a situation in which a
client interfere[d] with counsel's efforts to present mitigating
evidence to a sentencing court,” and that, “[i]ndeed, [it] ha[d] never
addressed a situation like th[at]” before. Id. Thus, the Court held,
“at the time of the Arizona post-conviction court's decision, it was
not objectively unreasonable for that court to conclude that a
defendant who refused to allow the presentation of any mitigating
evidence could not establish Strickland prejudice based on his
counsel's failure to investigate further possible mitigating evidence.”
Id. Continuing, the Court also emphasized that it “ha[d] never imposed
an ‘informed and knowing’ requirement upon a defendant's decision not
to introduce evidence.” Id. Nor, the Court noted, had it ever
“required a specific colloquy to ensure that a defendant knowingly and
intelligently refused to present mitigating evidence.” Id. at 1943.
Lastly, the Court held that, “[e]ven assuming the truth of all the
facts [the defendant] sought to prove at the evidentiary hearing, he
still could not be granted federal habeas relief because the state
courts' factual determination that [he] would not have allowed counsel
to present any mitigating evidence at sentencing [wa]s not an
unreasonable determination of the facts under § 2254(d)(2) and the
mitigating evidence he s[ought] to introduce would not have changed
the result.” Id. at 1944.
Respondent argues that, like the defendant in
Schriro, Young “cannot demonstrate prejudice from trial counsel's
failure to investigate, develop and present all of the mitigation
evidence he now embraces” because “[i]t is clear [Young] would not
have allowed that evidence to be presented under any circumstances.”
Aplee. Br. at 30. Rather, respondent argues, Young “demanded that the
case in mitigation be limited to the stipulation actually presented to
the jury.” Id.
We reject respondent's arguments and conclude that
Young's case is distinguishable from Schriro. Unlike the defendant in
Schriro, who waived his right to present mitigating evidence,
thereafter refused to allow his counsel to present any type of
mitigating evidence on his behalf, and all but asked the trial court
to sentence him to death, Young simply chose to forego the
presentation of testimony from the handful of friends and family
members that his trial counsel had lined up to testify. Further, as
the OCCA expressly found, “Young did not waive mitigation, but [rather]
opted to introduce it through stipulation.” Young I, 992 P.2d at 341.
In light of these circumstances, we find it impossible to predict with
any degree of certainty what Young would have done had his trial
counsel investigated and prepared to present all of the available
mitigating evidence that Young now points to. In particular, we do not
believe that Young's decision to forego the live testimony of his
friends and family members allows us to accurately predict what he
would have done had his trial counsel planned to present mitigating
testimony from Drs. Draper and Murphy. Thus, we conclude that Young's
decision to forego live mitigation witnesses and rely on the written
stipulation of mitigating evidence does not prevent him, in the
context of these federal habeas proceedings, from establishing
prejudice under the second prong of the Strickland test.
Turning directly to the issue of prejudice, Young
argues initially “that the inadequacies of his counsel [we]re so
severe as to dispense with the need to show prejudice under Strickland.”
Aplt. Br. at 33. In support of this argument, Young cites to a single
case, Rickman v. Bell, 131 F.3d 1150 (6th Cir.1997). As outlined in
greater detail below, however, a review of Rickman reveals that it is
factually inapposite.
The state habeas petitioner in Rickman, Ronald
Rickman, was charged in Tennessee state court with first-degree murder
for his participation in a murder-for-hire scheme that resulted in the
rape, abduction, and death of a female victim. Attorney Robert
Livingston was appointed by the state trial court to represent Rickman.
Livingston conducted an initial interview with Rickman, during which
he confirmed that a statement given by Rickman to authorities was true
(it is unclear from the Rickman opinion what the nature of the
statement was; presumably, it was an admission of guilt). From that
point forward, “Livingston assumed that there was no defense to the
charge of first-degree murder and failed to conduct any investigation.”
131 F.3d at 1157. In particular, “Livingston did not interview any
witnesses, conduct any legal research, or obtain and review any
records, including those regarding Rickman's employment, education,
mental health, social services contacts, military service, or prison
experience.” Id. “By Livingston's account, he spent a total of sixteen
hours preparing for Rickman's trial.” Id.
At trial, “Livingston was not content with mere
nonfeasance,” and instead “embarked on a course of attempting to
persuade the jury that his client, although judged legally competent
to stand trial, [was], in fact, abnormal and should not be judged as a
normal person.” Id. (internal quotations marks omitted). In doing so,
Livingston “convey[ed] to the jurors an unmistakable personal
antagonism toward Rickman, characterized both by attacks on Rickman
and by repeatedly eliciting information detrimental to Rickman's
interests.” Id. at 1158. According to the Sixth Circuit, “Livingston's
attacks on Rickman took the form of portraying him as crazed and
dangerous.” Id.
The Sixth Circuit ultimately concluded, relying
primarily on United States v. Cronic, 466 U.S. 648, 659, 104 S.Ct.
2039, 80 L.Ed.2d 657 (1984) (“if counsel entirely fails to subject the
prosecution's case to meaningful adversarial testing, then there has
been a denial of Sixth Amendment rights that makes the adversary
process itself presumptively unreliable”), that not only was
Livingston's performance constitutionally deficient, but that it was
“so egregious as to amount to the virtual or constructive denial of
the assistance of counsel, and thus implicate [a] presumption of
prejudice....” Id. at 1156. More specifically, the Sixth Circuit
concluded that because “Livingston succeeded in presenting a
terrifying image of Rickman, and thereby aligned himself with the
prosecution against his own client,” the prejudice to Rickman was
“patently inherent” and thus it could “dispense[ ] with the necessity
of a separate showing of prejudice....” FN8 Id. at 1159.
FN8. Rickman filed his application for federal
habeas relief on March 5, 1985, more than a decade prior to the
implementation of the AEDPA. Thus, the Sixth Circuit, in affirming the
grant of Rickman's request for federal habeas relief, was not bound by
AEDPA's deferential standards of review. See Rickman, 131 F.3d at
1153-54 (outlining standards of review).
Although Young's counsel was obviously neglectful
in his investigation of potential second-stage mitigating evidence,
his conduct at trial was substantially different than that of
Rickman's counsel. Most notably, a review of the trial transcript
confirms that Young's counsel vigorously challenged the prosecution's
evidence, particularly during the first-stage proceedings, and in no
way “acted with reckless disregard for [Young]'s best interests” or
“with the intention to weaken [Young]'s case.” United States v.
Collins, 430 F.3d 1260, 1265 (10th Cir.2005). Even during the second-stage
proceedings, Young's counsel attempted to present some type of
mitigating evidence (in the form of a stipulation) after learning that
Young's mother had sent all of the planned mitigation witnesses home
and, during closing arguments, pleaded for the jury to spare Young's
life. In sum, a review of the trial transcript confirms that Young was
not subjected to a constructive denial of counsel. Thus, we conclude
Young is not entitled to a presumption of prejudice.
Alternatively, Young asserts that he “was indeed
prejudiced by his counsels' deficiencies.” Aplt. Br. at 34. “In
assessing prejudice” in the context presented here, we must “reweigh
the evidence in aggravation against the totality of available
mitigating evidence.” Wiggins, 539 U.S. at 534, 123 S.Ct. 2527. To
establish prejudice, Young must demonstrate there is “a reasonable
probability that, absent [counsel's] errors, the sentencer-including
an appellate court, to the extent it independently reweighs the
evidence-would have concluded that the balance of aggravating and
mitigating circumstances did not warrant death.” Strickland, 466 U.S.
at 695, 104 S.Ct. 2052. “A reasonable probability is a probability
sufficient to undermine confidence in the outcome.” Id. at 694, 104
S.Ct. 2052.
In his effort to establish prejudice, Young points
to proposed testimony from family members, friends, and expert
witnesses that his trial counsel failed to discover and present. The
proposed testimony from each of these witnesses was outlined in
affidavits that were originally submitted in connection with Young's
application for state post-conviction relief. The following is a
summary of each of those affidavits:
T.B. Lockridge: Lockridge “was acquainted with [Young] because he had
served as a resident pastor at [Lockridge's] church, preaching on the
first and third Sundays of the month.” Id., Exh. 5 at 1. If he had
been called as a witness, he “would have been willing to testify that
... there were no problems with [Young] during his time of ministry
with [Lockridge's] church.” Id.
Cornelius Young II: Cornelius Young II was “the
father of Julius Young....” Id., Exh. 6 at 1. He “would have been
willing to testify and assist in the investigation of [his] son's life
had [he] been asked to.” Id. Further, he “would have cooperated fully
in order to and persuade jurors to assess a sentence less than death
for [his] son Julius.” Id. at 2.
Alene Young: Alene Young was “the mother of Julius
Young....” Id., Exh. 7 at 1. She “would have testified in [her] son's
behalf and would have assisted in any investigation into his life in
order to present evidence so that [her] son would not be sentenced to
death.” Id. She alleges she “had no understanding of mitigation and
the ability to present evidence which would move a jury to extend
mercy to [her] son.” Id. at 2.
Gertrude Deadmon: Deadmon knew Young “when he was a
Youth Guidance Specialist ... for a year or two,” and “she remembered
him as a person who spoke very intelligently and very well.” Id., Exh.
8 at 1. She “was willing to testify that [Young] was an impeccable
dresser, was well-mannered, and articulated well.” Id.
Dr. Mozelle Lewis: Lewis is “a long-time friend of
[Young]'s family and ha [s] known [Young] since he was a child.” Id.,
Exh. 9 at 1. If called as a witness, Lewis “would have been willing to
testify that [Young] had a very mild personality, was rather withdrawn,
but was a very courteous child who was willing to do what was asked of
him.” Id. Further, Lewis would have been willing to testify she
“always knew [Young] to be a nice gentleman.” Id.
Cornelius Young III: Cornelius Young III is “the
older brother of Julius ... Young.” Id., Ex. 10 at 1. If called as a
witness, he would have testified that he and his brother “suffered and
grieved together when [their] younger brother Terry died of sickle
cell anemia,” id., and that “Terry's death ... had a devastating
effect on [their] family.” Id. at 2. He would have further testified
that Julius also “lost his young son ... to sickle cell anemia,” which
resulted in “another devastating loss to [their] family and
particularly for Julius.” Id. In addition, he would have testified
that “Julius was a good father to his sons,” and “took care of [his]
mom and dad by doing the lawn work and acting as a handy-man around
the[ir] house.” Id. Lastly, he would have testified about his
childhood memories and how he and Julius “depended on each other and
... always helped each other out when there was a difficulty.” Id.
Derrick Young: Derrick is one of Julius Young's
sons. Id., Exh. 11 at 1. If called as a witness, he would have
testified that his “mother and father got divorced when [he] was about
four or five years old,” but that his father remained “an active
participant in [his] life ... especially during the years between the
second and eighth grade[s].” Id. at 2. In particular, Derrick would
have testified that his “father coached [his] T-Ball team and actively
supported [his] interest in sports,” but “never pressured [him] in any
sport in which [he] participated.” Id. Further, Derrick would have
testified that his father “was very strict” and “had high expectations
about school work and insisted that [they] do good in school.” Id.
Derrick also would have testified “[t]hat it was [his] Dad who would
take [him] out on country roads to teach [him] how to drive and but
for that time [he] would not have had the confidence to take [his]
driving test to get [his] driver's license.” Id. In Derrick's view,
his paternal grandmother “made a lot of the decisions in [her] family,”
and his “Dad usually went along with [those] decisions.” Id. at 3. It
was also Derrick's view “that [his] Dad's family did not always see
the reality of their lives,” and attempted to portray themselves as
“perfect people always successful which was simply not true.” Id.
According to Derrick, “[t]wo of the most hurtful times in [their]
family that particularly affected [his] Dad were when [his] younger
brother Dominque died of sickle cell anemia and [when his] Uncle Terry”
also died of the same disease. Id. He remembers his “Dad crying
hysterically and screaming at Dominque's funeral,” and “grabbing the
casket.” Id. He “know[s][his] Dad was [also] crushed over Terry's
death.” Id. Derrick “believe[s] the person [his] Dad most admired in
his life was [his] great, great Grandfather the Reverend McDaniels,”
and that his “Dad became a minister hoping it would straighten out his
life.” Id. Lastly, he “believe[s][his] Dad's life has worth and would
have liked to share [his] Dad's humanity with the jury so that they
could see the value his [Dad's] life holds for [him].” Id. at 4.
Julius Young, Jr.: Julius Young, Jr. is the second-oldest
son of Julius Young. Id., Exh. 12 at 1. If called as a witness, he
would have testified that his father “was an active and vital
participant in [his] life as [he] was growing up,” id., serving as a
“cub scout leader in the troop to which [his] brother and [he]
belonged,” and as coach of the “T-ball team on which [his] brother and
[he] played.” Id. at 2. According to Julius Jr., he “knew [he] could
always go to [his] father to discuss problems and that [his father]
would listen carefully and help [him] decide the best course of action.”
Id. He would have testified that he “share[d] holidays with [his] dad
and grandparents in which [they] ate lots of good food and visited
with each other,” that his “dad would help [him] whenever [he] was in
trouble,” and “[t]hat [his] Dad would do nice things like get [him]
gifts for [his] birthday.” Id. He also would have testified that
“[w]henever [he] got out of line [his] Dad did not hesitate to
discipline [him] and [he] understood it was because [his Dad] cared.”
Id. According to Julius Jr., “the best times [he] had with [his] Dad
were when [they] were fishing,” something they did together “on the
weekends.” Id. He would have testified that “one of [his] most
poignant and painful memories ... is when [his] little brother
Dominque died of sickle cell anemia when he was about two years old,”
and that “[a]t the funeral [his] Dad tried to pick up Dominque's
casket and run away with it.” Id. at 3. He would also have testified
that his “Uncle Terry Young, [his] father's brother, ... died of
sickle cell anemia about two years before [his] father was charged
with” the murders in this case. Id. Julius Jr. “feel[s] if [he] had
been allowed to testify [he] could have helped the jury to see [his]
Dad through [his] eyes as a caring father who tried to do his best for
[him], as someone who had suffered terrible losses in his own life,
and as a man who became a minister so that he could help other people
through their hurts.” Id. Finally, Julius Jr. “would have testified
that [his] father had never been violent with [him],” “[t]hat his [Dad's]
life has worth” and “if [his Dad] were allowed to live he would still
be a supportive father,” and “[t]hat [his] Dad's life has value.” Id.
Lorean Laws: Laws is Young's maternal aunt. Id.,
Exh. 13 at 1. If called as a witness, Laws would have testified that
she “ha[d] known [Young] all of his life and that he ha[d] always been
a very gentle person with a good upbringing from a supportive family.”
Id. She would have further testified that she “had frequent contact
with [Young] in the past and kn[e]w him very well,” and that she “was
shocked with evidence presented at trial of any anger or violence on [his]
part because that is not the person [she] kn[e]w.” Id. Additionally,
she would have testified that Young “ha[d] always had a loving
relationship with both of his parents,” was “particularly close to his
mother,” and had “suffered significant losses in his life, including
the death of his young son and his brother, Terry, both of whom died
of Sickle Cell Anemia.” Id. at 2. Lastly, she would have testified
that Young “had a strong desire to be successful in life,” and “had a
zest for life which was best expressed through music.” Id.
Richard McDaniel: McDaniel is Young's uncle and has
“known [Young] since he was a child.” Id., Ex. 14 at 1. Had he been
called as a witness, McDaniel “would have been willing to testify that
[Young] was a very mild young man, was never a violent person, and ...
helped out his mother by doing chores like driving and handiwork
around the house.” Id. He “would have also testified that [he] did not
believe [Young] committed the crime in question.” Id.
Linda Palmer: Palmer is “a licensed professional
counselor with a Master's Degree in Psychology and [was] pending
certification as both a Criminal Justice Specialist and Master
Addiction Counselor.” Id., Ex. 15 at 1. According to Palmer, “during
the pendency of ... Young's capital trial,” she “was contacted by
defense counsel ... about doing a psychological on ... Young.” Id. She
allegedly “took initial steps and met with ... Young's family,” but
was later advised by defense counsel “that the family did not have the
funds to pay for [her] services.” Id. Had she “been retained [she] was
prepared to conduct psychological testing, do a clinical interview
with ... Young, as well as gather a relevant social history in order
to present evidence in mitigation of the death penalty and to rebut
the aggravating circumstances alleged by the State based upon [her]
findings.” Id. at 2.
Wanda Draper, Ph.D.: Draper is “a developmental
epistemologist” who “hold[s] the position of Clinical Professor,
Emeritus, in the Department of Psychiatry and Behavioral Sciences in
the College of Medicine at the University of Oklahoma Health Sciences
Center.” Id., Exh. 17 at 1. Her “work in the field of child
development is interdisciplinary, covering psychology, sociology,
anthropology, medical psychiatry, and related cultural and behavioral
disciplines.” Id. Draper “performed a study of the family and personal
background of ... Young at the request of” his post-conviction counsel.
Id. at 2. Of note in her study was that “Young was recognized by his
family and community as a well-behaved, responsible, and caring
individual who made many contributions to the well-being of others.”
Id. at 5. In particular, “[h]e served as a minister for eleven years
prior to his arrest,” and “was active in providing help such as
replacing roofs and making renovations on church buildings.” Id. at 6.
In 1990, while he was “employed as a houseman at the Holiday Dome in
Tulsa,” Young “rescued a mother and her child from the swimming pool
where he was cleaning at the time,” and then refused to accept a
“monetary reward” offered to him by the mother. Id. The study further
indicates that “Young suffered cumulative emotional trauma as a result
of the loss of four close family members [maternal grandmother and
grandfather, brother, and son] during a seven year period in his
adulthood” which, in Draper's opinion, caused him “to experience a
breakdown of his compulsively ordered life.” Id. at 10. More
specifically, Draper opined that “[t]he emotional impact of these
losses produced a severe stress and trauma psychologically,” and “his
thought processes obscured reality and he suppressed his deepest
feelings of loss.” Id. According to Draper, “[w]hen ... Young was
threatened with another loss, that of rejection by his girlfriend, one
could expect that he would experience severe emotional trauma as he
began to, again, lose control.” Id. That is, “[w]hen he faced losing
his most recent emotional connection to his love, Joyslon, it was
beyond the scope of his ability to adapt.” Id. at 12-13. Thus, Draper
opined, “it is conceivable that he acted in concert with a deep
subconscious need to protect his ego and thereby move outside the
realm of his conscious awareness of moral justice.” Id. at 13. “From a
neurological perspective, it is [Draper's] opinion that on a conscious
level, he would not be aware of what he had done.” Id. In Draper's
opinion, the murders “could have been the result of distortion in his
rational thinking” “set into action by the combination of severe
emotional trauma and use of alcohol which dulled the inhibitions.” Id.
In other words, she “believe[s] it was an act committed by a person
under severe emotional stress, most likely unable to fully comprehend
the nature of his actions or the consequences of what was taking
place.” Id. at 13-14.
Philip Murphy, Ph.D.FN9: Murphy is a licensed
clinical psychologist in the State of Oklahoma. App. for Post-Conviction
Relief, Exh. 6 at 1. Murphy “performed a comprehensive psychological
evaluation upon ... Young ... on the premises of the Oklahoma State
Penitentiary on 5/6/97 during a 4 hour full-contact visit.” Id. at 2.
Murphy's “[i]ntellectual estimates show that [Young] operates at the
low end of normal range of intellectual functioning.” Id. According to
Murphy, “[t]he most remarkable finding from [Young's] cognitive
testing was the difference between his memory of previous events of an
emotionally neutral nature and memories of an emotional nature.” Id.
at 3. “Within the same testing modality, after a two hour delay, [Young]
could remember 90% of a 23 item emotionally neutral passage, but zero
% of the same length emotionally laden passage.” Id. In Murphy's
opinion, “[t]he effect is most probably due to the use of extreme
repressive defense mechanisms....” Id. With respect to Young's
personality, Murphy opined that Young “likely had his emotional needs
well-met and well-challenged during his childhood formative years, but
a more recent event or condition has produced the need for his
personality to engage in defensive operations via withdrawal within
himself and histrionic devices of a repressive nature.” Id. at 4.
“Psychological diagnostic trait testing suggests that [Young] suffers
from no Axis I psychiatric condition of either a severe or milder type.”
Id. Young likely does have a “Compulsive Personality Disorder....” Id.
at 6. Notably, however, “[t]his type of psychiatric disorder is not
typically associated with the commission of homicide.” Id. “Other
factors found some mild impulsiveness and possible low frustration
tolerance but none connected with aggressive intentions.” Id. Young
“has no significant substance abuse history or sign of it from th[e]
evaluation.” Id. at 7. In Murphy's opinion, Young “likely would not
aggress against any man in any situation,” and “[t]herefore a case
could have been made that [Young] does not serve a continuing thereat
[sic] to society and much more strongly in an all male prison society.”
Id.
FN9. As we have noted, Murphy's affidavit was
obtained by Young's state post-conviction counsel and submitted in
connection with the application for state post-conviction relief.
Curiously, however, Young makes no mention of Murphy's affidavit in
his appellate brief, and thus it is unclear if he intended to abandon
reliance on it. Out of an abundance of caution, we will consider it in
determining whether Young can establish prejudice under the second
prong of the Strickland test.
In addition to the mitigation evidence that Young's
trial counsel failed to discover and present, the record on appeal
establishes that Young's trial counsel actually presented the
following stipulation of mitigating evidence to the jury during the
second-stage proceedings: That [Young] is 42 years of age and he has
been a life-long resident of Tulsa; [Young] has family, relatives that
love him; [Young] has been a minister in a church for 11 years; [Young]
is a veteran, having served in the U.S. Army and was honorably
discharged. ROA, Tr., Vol. III at 919.
Having recounted all of the available mitigating
evidence, we next consider the evidence in aggravation presented by
the prosecution. During the second-stage proceedings, the prosecution
was permitted to incorporate by reference all of the first-stage
evidence. This included testimony from various police witnesses
describing the crime scene, as well as testimony from the Oklahoma
State Medical Examiner describing the injuries suffered by Joyland and
Kewan and the manner of their deaths. In addition to the incorporated
first-stage evidence, the prosecution presented the testimony of
Catherine Morgan, who, as we have discussed, read into the record a
victim impact statement she had prepared. Lastly, the state court
records indicate that at the conclusion of the first-stage proceedings,
the prosecution filed a notice of intent stating that, in the event
Young offered mitigating evidence, it intended to offer testimony from
the following witnesses in rebuttal of Young's mitigating evidence:
Joyslon Edwards: The prosecution's notice stated
that Edwards would testify “that during March or April of 1993 ...
Young ... attempted to force his way into Apartment # 5, 115 East 16th
St., Tulsa, OK after previously being denied entry and after being
informed that she did not wish to speak with him.” State Court ROA,
Vol. III at 435.
Dedra Morgan, Joyslon Edwards, or Jerry Griggs:
According to the prosecution's notice, these witnesses FN10 would
“testify to statements made by Joyland Morgan prior to her death
regarding the nature of her relationship with [Young].” Id. at 435-36.
In particular, the prosecution's notice stated that these witnesses
would “testify to allegations made by Joyland Morgan regarding sexual
contact between [Young] and Joyland Morgan.” Id. at 436. FN10. The
prosecution's notice erroneously listed Joyslon Edwards as “Joyslon
Morgan.” State Court ROA, Vol. III at 435.
Pam Floyd: The prosecution's notice stated that
Floyd “w[ould] testify to an attack by [Young] in 1981 on her
automobile after she refused to have sex with him. The existence,
location, and specific information to be provided by this witness was
not discovered until after the [first stage proceedings had] commenced.”
Id.
Before proceeding to “reweigh the evidence in
aggravation against the totality of available mitigating evidence,”
Wiggins, 539 U.S. at 534, 123 S.Ct. 2527, we pause briefly to
highlight the jury's second-stage findings and the OCCA's subsequent
treatment of those findings. The jury, at the conclusion of the second-stage
proceedings, found the existence of three aggravating circumstances:
(1) that Young knowingly created a great risk of death to more than
one person; (2) the murder was especially heinous, atrocious or cruel;
and (3) the existence of a probability that Young would commit
criminal acts of violence that would constitute a continuing threat to
society. On direct appeal, the OCCA concluded that the jury's verdict
form “[wa]s subject to only one reasonable interpretation: the jury
found these three aggravating circumstances for each murder Count.”
Young I, 992 P.2d at 343. The OCCA further concluded that this
constituted plain error because the prosecution “was permitted to
charge and present evidence to support the ‘heinous, atrocious or
cruel’ aggravating circumstance as to Count II [the murder of Kewan],
even though no notice had been given to the defense.” Id. at 344. “To
remedy this error,” the OCCA struck “the ‘heinous, atrocious or cruel’
aggravating circumstance from Count II” and “reweigh[ed] the
aggravating and mitigating evidence as to this Count....” Id. The OCCA
also concluded that the evidence presented at trial was insufficient
to support the continuing threat aggravating circumstance. Id. Citing
one of its prior decisions holding “that in order to prove continuing
threat the State must present evidence concerning prior convictions or
unadjudicated crimes to show a pattern of criminal conduct that will
likely continue in the future,” the OCCA noted that “the only evidence
introduced of [Young's] past bad acts was five counts of uttering a
forged instrument, and the fact Young became ‘snappy’ and had an
‘attitude’ when he drank.” Id. The OCCA therefore struck the
continuing threat aggravator as “invalid.” Id. Finally, conducting its
own reweighing of the valid aggravating factors and the mitigating
evidence, the OCCA found “beyond a reasonable doubt” that, “[h]ad the
jury considered only the valid aggravators,” it “would have sentenced
Young to death in both Counts.” FN11 Id. at 345.
FN11. As we have already noted, the OCCA's
independent reweighing of the aggravating and mitigating evidence is
not entitled to deference on federal habeas review because the OCCA
did not take into account all of the mitigating evidence that Young's
counsel failed to discover and present at trial.
We now turn directly to the process of reweighing
the evidence. In doing so, we readily conclude that none of the
available mitigating evidence would have prevented the jury from
finding that Young knowingly created a great risk of death to more
than one person, or from finding that Joyland's murder was especially
heinous, atrocious or cruel. Those aggravating circumstances were
clearly established by the prosecution's first-stage evidence, which
was incorporated by reference into the second-stage proceedings, and
nothing in the available mitigating evidence remotely touches on these
two circumstances.
We further conclude that, had all of the available
evidence been presented to the jury, not only would the jury have
found the existence of the continuing threat aggravator, the OCCA
would not have stricken it on direct appeal. To be sure, Dr. Philip
Murphy opined in his affidavit that Young was unlikely to commit
future violent acts, particularly in an all male prison setting. Thus,
Murphy's testimony could arguably have operated to rebut the evidence
cited by the prosecution in support of the continuing threat
aggravator. That said, however, the state court record indicates that,
had Young presented mitigating evidence, including the testimony of
Dr. Murphy, the prosecution would have presented rebuttal testimony
from three additional witnesses that would have provided additional
support for the continuing threat aggravator. That evidence would have
indicated that Young attempted to forcibly enter Joyslon Edwards'
apartment in the spring of 1993, made sexual advances towards Joyland
Morgan prior to her death, and attacked a woman in 1981 after she
refused to have sex with him. Based upon this evidence, the jury could
reasonably have found the existence of the continuing threat
aggravator and, given the prosecution's proposed rebuttal evidence
establishing Young's commission of two prior violent acts, the OCCA
would not have stricken the continuing threat aggravator on direct
appeal. Moreover, had the jury heard this additional rebuttal evidence,
we are persuaded it would have viewed Young in a more negative light
than it already did having heard only the evidence of Young's
involvement in the two murders. That is, we are persuaded the state's
rebuttal evidence would have reduced, if not eliminated, the
possibility of the jury concluding that Young's killing of Joyland and
Kewan was a one-time event resulting from extreme stress, and would,
in turn, have increased the likelihood of the jury concluding that the
murders were part of a pattern of violent conduct by Young towards
women who rejected his sexual advances. FN12
FN12. In contrast to the situation in Williams,
where the evidence indicated that the defendant's “violent behavior
was a compulsive reaction rather than the product of cold-blooded
premeditation,” 529 U.S. at 398, 120 S.Ct. 1495, we note the opposite
was true in Young's case. Although the evidence indicates that Young's
actions were in reaction to Joyslon's efforts to alter the nature of
their relationship (as well as possibly in reaction to Joyland's
rejection of his sexual advances), the actual murders were clearly not
“a compulsive reaction” occurring in the moment, but rather
demonstrated a degree of planning on Young's part, and thus could
reasonably be described as “the product of cold-blooded premeditation.”
In sum, we conclude that, even if Young's trial
counsel had presented all of the available mitigating evidence now
cited by Young, the jury would still have found the existence of at
least two, and perhaps three, aggravating circumstances, and in turn
would have been required to weigh those aggravating circumstances
against any mitigating circumstances it may have found.
That leads to the question of whether the
presentation of the available mitigating evidence would have caused
the jury to find the existence of one or more mitigating
circumstances.FN13 Had Young's trial counsel presented all of the
mitigating evidence now cited by Young, it is likely that the jury
would have found some mitigating circumstances. To begin with, the
testimony from Young's family members could have, as argued by Young,
“painted a picture of [him] that was [at least somewhat] sympathetic....”
Aplt. Br. at 34. In particular, the jury could reasonably have found
that Young had a family, including parents, brothers, and sons, that
loved and cared for him, and that, in turn, Young loved and cared for
his family. Further, the jury could reasonably have found that Young
had performed good deeds in his life, both inside and outside his
ministry. In addition, the jury could reasonably have found that Young,
as an adult, suffered from, and was negatively impacted by, the loss
of both his brother and a son to sickle cell anemia. Finally, the jury
could also have found that Young attempted to deal with his emotional
distress from these losses by self-medicating with alcohol.
FN13. We note that the jury in Young's case was not
asked to specify whether it found the existence of any mitigating
factors.
Importantly, however, we conclude that none of
these potential mitigating circumstances substantially reduce Young's
“moral culpability” for the two murders. Williams, 529 U.S. at 398,
120 S.Ct. 1495. Indeed, none of these mitigating circumstances are so
unusual as to place Young outside the realm of the average person.
Relatedly, unlike many capital defendants, Young's childhood appears
to have been generally normal and happy (aside from, according to Dr.
Draper, the controlling nature of Young's mother), and thus could not
reasonably serve to reduce Young's moral culpability. As for Dr.
Draper's opinions regarding Young's psychological and emotional
attributes, none of those were particularly insightful or persuasive.
For example, Dr. Draper opined that the murders were “an act committed
by a person under severe emotional distress [presumably from the
losses in his life, combined with the possible rejection from Joyslon
Edwards],” and Young was “most likely unable to fully comprehend the
nature of his actions or the consequences of what was taking place.”
ROA, Vol. II, Doc. 23, Exh. 17 at 13-14. While this may well be true,
the causes of Young's emotional distress were not substantially out of
the ordinary. Moreover, Young's reaction to his emotional distress
could have been viewed by the jury as a negative factor, i.e., it
could have been considered by the jury as making Young a particularly
dangerous person, capable of extreme violence in reaction to
relatively common life events.
Similarly, nothing in Dr. Murphy's affidavit
provides a compelling or sympathetic explanation for Young's violent
behavior. Indeed, Murphy concluded that Young's “emotional needs [were]
well-met and well-challenged during his childhood formative years,”
and his psychological testing of Young revealed “no Axis I psychiatric
condition of either a severe or milder type.” App. for Post-Conviction
Relief, Exh. 6 at 4. Although Murphy did conclude that Young likely
suffers from a “Compulsive Personality Disorder,” he noted that
“[t]his type of psychiatric disorder is not typically associated with
the commission of homicide.” Id. at 6.
In sum, we are not persuaded, weighing all of these
factors together, that there is a reasonable likelihood that the jury
would have reached a different second-stage outcome had it heard all
of the available mitigating evidence now cited by Young. Thus, we
conclude Young has failed to establish he was prejudiced by his trial
counsel's deficient performance, and in turn we conclude he is not
entitled to federal habeas relief in the form of a new second-stage
proceeding.
f) The dissenting opinion
The dissenting opinion in this case suggests that,
because “neither the jury, a state court, nor the federal district
court ever heard the mitigating evidence that Mr. Young seeks to
present,” Dissent at 973, we should “remand the case to the district
court for an evidentiary hearing on the prejudice component of Mr.
Young's ineffective assistance of counsel claim,” id. at 977. As we
outline below, this suggestion has neither procedural nor substantive
support.
Young asserted, in Ground Seven of his amended
federal habeas petition, that he was entitled to a federal court
evidentiary hearing in connection with his ineffective assistance
claim. He did not otherwise indicate, however, whether his purpose in
seeking such a hearing was to focus on the first Strickland prong, the
second Strickland prong, or both. The district court, in its Opinion
and Order denying relief, rejected Ground Seven on the merits, stating:
In his request for relief (Dkt. # 22 at 78-80),
Petitioner asks for an evidentiary hearing on his ineffective
assistance of counsel proposition. As the disposition of Petitioner's
habeas corpus petition does not require reference to any materials
beyond those that are available and currently before the Court, this
Court finds that there is no need for an evidentiary hearing in this
case. There are no disputed factual questions remaining that could
possibly entitle Petitioner to habeas corpus relief. Petitioner has
failed to demonstrate the need for an evidentiary hearing under either
28 U.S.C. 2254(e)(2) or any other governing principle of law. Williams
v. Taylor, 529 U.S. 420, 120 S.Ct. 1479, 146 L.Ed.2d 435 (2000).
Accordingly, Petitioner's request for an evidentiary hearing is denied.
ROA, Vol. I, Doc. 58 at 48.
After filing his notice of appeal, Young filed an
application for COA with the district court. The application asked the
district court to issue a COA “on Grounds One [ineffective assistance],
a portion of Ground Two [victim impact statement], Ground Five [admission
of Young's “fish blood” statement] and Ground Six [cumulative error].”
Id., Doc. 63 at 8. Notably, the application did not seek a COA with
respect to Ground Seven of the amended habeas petition.
In his appellate brief, Young makes two fleeting
references to his request for an evidentiary hearing. First, in
outlining the procedural history of his case, Young notes that the
district court denied his request for an evidentiary hearing. Aplt. Br.
at 6 (“Although Mr. Young had requested an evidentiary hearing on his
ineffective assistance of counsel claim, none was granted.”). Second,
in the “SUMMARY OF THE ARGUMENT” section of his brief, Young states:
“An evidentiary hearing, if held, would have conclusively demonstrated
that trial counsel failed in all respects to follow ABA guidelines for
capital defense work and would have revealed powerful evidence that Mr.
Young could have used to convince a jury that the state had not met
its burden to show that aggravating circumstances outweighed
mitigating circumstances, or in the alternative, to show mercy despite
its verdict on the weighing decision.” Id. at 19. The remainder of
Young's brief is silent with respect to the evidentiary hearing issue.
In particular, Young offers no reasons why, in his view, the district
court abused its discretion in rejecting his request for an
evidentiary hearing, nor does he expressly request a COA with respect
to the issue.
Thus, from a procedural standpoint, the issue of
whether the district court abused its discretion in denying Young's
request for an evidentiary hearing in connection with his ineffective
assistance claim is not properly before us. No COA has been requested
or granted on this issue.
Even if we were, as the dissent essentially
proposes, to ignore Young's failure to be granted, or to even request,
a COA, there are a host of reasons why the dissent's proposal for an
evidentiary hearing should not be adopted. To begin with, the dissent
mistakenly asserts “that the proper standard for assessing Mr. Young's
claims of prejudice is whether ‘his allegations, if true and not
contravened by the existing factual record, would entitle him to
habeas relief.’ ” Dissent at 974 (quoting Bland v. Sirmons, 459 F.3d
999, 1033 (10th Cir.2006)). The problem with this assertion is that it
conflates the pre-AEDPA standard that we apply “when ‘a habeas
petitioner has diligently sought to develop the factual basis
underlying his habeas petition, but a state court has prevented him
from doing so,’ ” Bland, 459 F.3d at 1033 (quoting Miller v. Champion,
161 F.3d 1249, 1253 (10th Cir.1998)), with the clearly established
Strickland prejudice inquiry. Young is entitled to an evidentiary
hearing if “his allegations, if true and not contravened by the
existing factual record, would entitle him to habeas relief.” Id. at
1033. But he is only entitled to habeas relief if his allegations
establish “a reasonable probability that, absent [counsel's] errors,
the sentencer ... would have concluded that the balance of aggravating
and mitigating circumstances did not warrant death.” Strickland, 466
U.S. at 695, 104 S.Ct. 2052. Thus, the Bland and Strickland standards
work in conjunction with each other. Here, as we have shown, Young's
allegations, even assuming them to be true, are insufficient to
demonstrate prejudice under Strickland. Therefore the district court
was not required to hold a hearing. See Schriro, 127 S.Ct. at 1940.
Relatedly, the dissent is mistaken in suggesting
that “the flaw in” the majority's prejudice analysis is our reliance
“on information that was never presented from the witness stand,”
including not only the prosecution's proposed rebuttal testimony, but
also the testimony of Drs. Draper and Murphy. Dissent at 974. By
necessity, a claim that counsel was ineffective for failing to
investigate and present available mitigating evidence focuses on
information that was never presented to or heard by the jury. Nothing
in controlling Supreme Court precedent, however, requires presentation
of that evidence to a factfinder before the Strickland prejudice
inquiry is resolved. To the contrary, the Court in Strickland
emphasized that “[i]neffectiveness is not a question of ‘basic,
primary, or historical fac[t],’ ” but rather “is a mixed question of
law and fact.” 466 U.S. at 698, 104 S.Ct. 2052 (quoting Townsend v.
Sain, 372 U.S. 293, 309 n. 6, 83 S.Ct. 745, 9 L.Ed.2d 770 (1963)). In
turn, the Court in Strickland, consistent with its characterization of
the issue as a mixed question of law and fact, conducted its own
prejudice analysis, as we have done here, by accepting the proffered
evidence at face value. See id. at 675, 104 S.Ct. 2052 (noting that,
in his state collateral proceedings, Strickland “submitted 14
affidavits from friends, neighbors, and relatives,” as well as “one
psychiatric report and one psychological report”), at 678, 104 S.Ct.
2052 (noting that the federal district court “held an evidentiary
hearing to inquire into trial counsel's efforts,” at which Strickland
“offered the affidavits and reports he had submitted in the state
collateral proceedings,” and “also called his trial counsel to testify”),
at 699-700, 104 S.Ct. 2052 (concluding that “[t]he evidence that [Strickland]
says his trial counsel should have offered at the sentencing hearing
would barely have altered the sentencing profile presented to the
sentencing judge”).
The dissent is also mistaken in implying that our
prejudice analysis is dependent in large degree on the “potential
testimony of the prosecution's three rebuttal witnesses.” Dissent at
973-74. The fact is that the outcome of our prejudice analysis would
be the same even if, in reweighing the evidence, we were to consider
only the aggravating evidence that was actually relied on by the
prosecution at trial, i.e., all of the first-stage evidence that
detailed the brutal and callous nature of the two murders that Young
committed. That first-stage evidence, standing alone, was clearly
sufficient to establish the aggravating factors found by the jury and
affirmed by the OCCA (i.e., the knowing creation of great risk of
death to more than one person, and that Joyland Morgan's murder was
committed in a heinous, atrocious or cruel manner), and we are not
persuaded that there is a reasonable probability that the presentation
of testimony from Drs. Draper and Murphy would have caused the jury to
conclude “that the balance of aggravating and mitigating circumstances
did not warrant death.” Strickland, 466 U.S. at 695, 104 S.Ct. 2052.
As for the three rebuttal witnesses proposed by the prosecution, our
point in discussing it was simply to highlight the fact that, had
Young's trial counsel presented testimony from Drs. Draper and Murphy,
the prosecution in turn would have presented additional, highly
prejudicial evidence that would likely have supported a finding that
Young was a continuing threat.
The limited scope of the dissent's proposed
evidentiary hearing is also problematic. According to the dissent,
“both Mr. Young and the government” should be allowed “to present
evidence regarding the prejudicial effect, if any, of the deficient
performance of Mr. Young's trial counsel.” Dissent at 973. As we see
it, however, that would necessitate allowing the government to put on
all of the evidence that was originally presented during the first-stage
of Young's trial. More specifically, because such evidence was
incorporated by reference during the second-stage proceedings of
Young's trial, it was, and remains, relevant to the aggravating
factors alleged by the prosecution, and in turn is relevant to the
determination of whether Young was prejudiced by his trial counsel's
failure to present the mitigating evidence to which he now points.
Thus, the proposed evidentiary hearing would, in the end, effectively
amount to a new second-stage proceeding, albeit with a judge acting as
factfinder, rather than a jury. In other words, in the name of
resolving the prejudice component of Young's ineffective assistance
claim, we would, in effect, be granting him the exact type of relief
that he seeks in these federal habeas proceedings.
It is also apparent that the dissent has failed to
carefully consider what its proposed evidentiary hearing would mean
for the ultimate resolution of Young's ineffective assistance claim on
appeal. Presumably, the dissent would allow the district court to make
credibility findings regarding Drs. Draper and Murphy, as well as to
the other witnesses presented by Young and the prosecution. In turn,
those findings, which would be factual in nature, would presumably be
reviewable on appeal only for clear error. In short, the dissent's
proposed evidentiary hearing would transform what the Supreme Court
has clearly stated is a mixed question of law and fact into a purely
factual issue and, in doing so, would improvidently shift to the
district court the great weight of the burden of resolving Strickland-based
claims such as the one asserted by Young.
Finally, it bears mentioning that if an evidentiary
hearing is warranted in this case, then it would presumably be
warranted in any habeas proceeding in which a capital defendant
asserts his counsel was ineffective for failing to present available
mitigating evidence. Nothing in Supreme Court precedent mandates such
a result.
Cumulative Error
Lastly, Young argues that “[b]oth of the errors
complained of” in this appeal, “and alternatively each of the errors
complained of in the district court petition[,] warrant ... habeas
corpus relief in the form of a new sentencing proceeding.” Aplt. Br.
at 50-51. Young also offers a third cumulative error theory in support
of his request for a new sentencing proceeding, asserting that we
should “cumulatively assess the impact of the [trial] errors” found by
the OCCA on direct appeal “and grant habeas relief accordingly.” Id.
at 52. In this regard, Young notes that on direct appeal, the OCCA
“determined that the trial court failed to remove two venire members
for cause, that misleading statements were contained in the affidavit
for probable cause supporting the request for a search warrant, the
trial court did not provide the jury with a proper form for finding
aggravating circumstances as to each murder count, and the trial court
failed to give an instruction limiting the jury's use of victim impact
evidence.” Id. at 51-52.
“ ‘A cumulative-error analysis aggregates all
errors found to be harmless and analyzes whether their cumulative
effect on the outcome of the trial is such that collectively they can
no longer be determined to be harmless.’ ” Brown v. Sirmons, 515 F.3d
1072, 1097 (10th Cir.2008) (quoting United States v. Toles, 297 F.3d
959, 972 (10th Cir.2002)). Notably, in the federal habeas context,
cumulative error analysis applies only to cumulative constitutional
errors. See Jackson v. Johnson, 194 F.3d 641, 655 n. 59 (5th Cir.1999)
(“The cumulative error doctrine provides relief only when the
constitutional errors committed in the state court trial so fatally
infected the trial that they violated the trial's fundamental fairness.”)
(emphasis added).
Addressing Young's theories in order, it is clear
that cumulative error analysis does not apply to the two substantive
issues raised in his federal habeas appeal because only one of those
issues, i.e., the ineffective assistance claim, has any merit. Thus,
there is “nothing to cumulate.” Turner v. Quarterman, 481 F.3d 292,
301 (5th Cir.2007) (internal quotation marks omitted).
Young's second cumulative error theory is unusual
in that it relies not only on the two substantive issues upon which a
COA were granted, but also upon all of the other issues raised in his
federal habeas petition. Young does not cite to any cases to support
this theory, and our own research has not produced any. In the end, we
conclude there is no basis for us to consider that theory because the
other issues raised in Young's federal habeas petition were rejected
by the district court and neither the district court nor we have
granted a COA with respect to those issues.
That leaves Young's final theory, which posits that
we must consider the cumulative impact of all the errors recognized by
the OCCA on direct appeal. That theory is even more problematic than
the second in that it relies in part on state law issues that were not,
and could not provide, a legitimate basis for federal habeas relief,
and were thus never raised in Young's federal habeas petition. We
therefore reject this theory without further analysis.
AFFIRMED.
HENRY, Chief Judge, concurring in part and
dissenting in part.
I concur fully with the majority's opinion, except
for its analysis of the prejudice component of Mr. Young's ineffective
assistance of counsel claim. On that claim, my concern is that neither
the jury, a state court, nor the federal district court ever heard the
mitigating evidence that Mr. Young seeks to present.
In this capital case, we must be mindful of the
principle that “sentences of death are ‘qualitatively different’ from
prison sentences,” and that, as a result, “[the Supreme Court] has
gone to extraordinary measures to ensure that the prisoner sentenced
to be executed is afforded process that will guarantee, as much as is
humanly possible, that the sentence was not imposed out of whim,
passion, prejudice, or mistake.” Eddings v. Oklahoma, 455 U.S. 104,
117-18, 102 S.Ct. 869, 71 L.Ed.2d 1 (1982) (O'Connor, J., concurring)
(quoting Woodson v. North Carolina, 428 U.S. 280, 305, 96 S.Ct. 2978,
49 L.Ed.2d 944 (1976) (opinion of Stewart, Powell, and Stevens, JJ.)).
I would therefore remand the case to the district court for an
evidentiary hearing that would allow both Mr. Young and the government
to present evidence regarding the prejudicial effect, if any, of the
deficient performance of Mr. Young's trial counsel.
In explaining my views, I will begin with my
understanding of the majority's analysis and then turn to the standard
that I would apply. Finally, I will explain why I believe Mr. Young is
entitled to an evidentiary hearing under that standard.
The majority concludes that Mr. Young has failed to
establish that his trial counsel's deficient performance prejudiced
him. In addition to basing its opinion on “[the] aggravating
circumstances ... clearly established by the prosecution's first-stage
evidence,” maj. op. at 967, the majority details the impact of the
potential testimony of the prosecution's three rebuttal witnesses. The
majority concludes that the testimony of these witnesses could have
led the jury “reasonably [to] have found the existence of the
continuing threat aggravator,” which in turn would have been upheld by
the OCCA. Maj. op. at 967. Additionally, in the majority's view, this
testimony (which was never presented) “would ... have increased the
likelihood of the jury concluding that the murders were part of a
pattern of violent conduct by [Mr.] Young towards women who rejected
his sexual advances.” Id.
Further, the majority concludes that none of the
mitigating circumstances invoked by Mr. Young substantially reduce his
culpability for the two murders. In the majority's view, these
circumstances do not place Mr. Young outside the realm of the average
person. Moreover, Dr. Wanda Draper's opinions regarding Mr. Young's
psychological and emotional attributes are not “particularly
insightful or persuasive.” Id. at 968. Additionally, “[Mr.] Young's
reaction to his emotional distress could have been viewed by the jury
as a negative factor, i.e., it could have been considered by the jury
as making [Mr.] Young a particularly dangerous person, capable of
extreme violence in reaction to relatively common life events.” Id.
In my view, the flaw in this approach is its
reliance on information that was never presented from the witness
stand. What we know of the prosecution's rebuttal witnesses comes from
a pleading filed by the prosecutor that merely summarizes anticipated
testimony, while, as to Mr. Young's mitigation witnesses, we have only
affidavits. Moreover, the lack of a well-developed factual record
cannot be imputed to Mr. Young. Instead, it was Mr. Young's counsel's
deficient performance that kept the mitigation evidence from the jury.
And in the state post-conviction and federal habeas proceedings, the
courts denied Mr. Young's requests for an evidentiary hearing.
As a result, I believe that the proper standard for
assessing Mr. Young's claims of prejudice is whether “his allegations,
if true and if not contravened by the existing factual record, would
entitle him to habeas relief.” Bland v. Sirmons, 459 F.3d 999, 1033
(10th Cir.2006) (quoting Miller v. Champion, 161 F.3d 1249, 1253 (10th
Cir.1998)). If so, he is entitled to an evidentiary hearing. Id.
Importantly, I view “the existing factual record” as the evidence
presented at trial, which Mr. Young had an opportunity to contest. See
generally Wilson v. Sirmons, 536 F.3d 1064, 1079 (10th Cir.2008) (distinguishing
between “non-record evidence” and “the trial record” in discussing the
standard of review under AEDPA).
“The existing factual record” does not include the
prosecution's summary of rebuttal witnesses' testimony, on which the
majority relies here. That limitation is grounded in the Due Process
Clause, which ensures that a defendant is provided with an opportunity
to test or rebut the prosecution's evidence before it is used against
him, Simmons v. South Carolina, 512 U.S. 154, 161, 114 S.Ct. 2187, 129
L.Ed.2d 133 (1994), as well as the Eighth Amendment, which “imposes a
heightened standard for reliability in the determination that death is
the appropriate punishment in a specific case.” Id. at 172, 114 S.Ct.
2187 (Souter, J., concurring) (collecting cases) (internal quotation
marks omitted).FN1
FN1. I acknowledge that Mr. Young's counsel did not
ask for a certificate of appealability (COA) as to the district
court's denial of his request for an evidentiary hearing. However, his
counsel did ask for COA on the rejection of his ineffective assistance
of counsel claim and argued, in his opening brief, that “[a]n
evidentiary hearing, if held, ... would have revealed powerful
evidence that Mr. Young could have used to convince a jury that the
state had not met its burden to show that aggravating circumstances
outweighed mitigating circumstances, or in the alternative, to show
mercy despite its verdict on the weighing decision.” Aplt's Br. at 19.
Accordingly, I believe that this court has discretion to remand the
case for an evidentiary hearing on that claim. See Houston v. Schomig,
533 F.3d 1076, 1083 n. 4 (9th Cir.2008) (“While the dissent correctly
points out that neither party formally requested an evidentiary
hearing, Houston raised the need for such a hearing during oral
arguments. Moreover, we have previously remanded for an evidentiary
hearing sua sponte ‘to assist the court in making an accurate
determination.’ ”) (quoting Butler v. Curry, 528 F.3d 624, 651 (9th
Cir.2008) (emphasis supplied)); see also Mancill v. Hall, 545 F.3d
935, 939 (11th Cir. Oct.17, 2008) (ordering supplemental briefing on
the issue of whether the district court erred in denying the
petitioner's request for an evidentiary hearing, even though the court
had granted a COA only on the issue of “[w]hether the district court
erred when it denied appellant's ineffective assistance of counsel
claims as unexhausted and procedurally defaulted”); Winfield v. Roper,
460 F.3d 1026, 1040 (8th Cir.2006) (observing that the court has “the
discretion to expand the certificate of appealability” and that “we
exercise that discretion carefully”). Here, Mr. Young's allegations
are not contravened by the existing factual record and, accepted as
true, warrant an evidentiary hearing on his claim for ineffective
assistance of counsel. There is no dispute that “the investigatory
efforts of [Mr.] Young's trial counsel fell far short of the
prevailing standards for capital defense work[,]” thereby establishing
the first element of the claim. Maj. op. at 957; see generally
Strickland v. Washington, 466 U.S. 668, 694, 104 S.Ct. 2052, 80 L.Ed.2d
674 (1984). Indeed, the state's counsel commendably acknowledged at
oral argument that “I don't think that there's a reviewing court in
the land today that would say there's no deficient performance, even
though this is not a case where nothing was done.”
As to the second element-whether the deficient
performance was prejudicial-Mr. Young must demonstrate a “reasonable
probability” that counsel's performance prejudiced him, meaning a
probability “sufficient to undermine confidence in the outcome.” Id.
That is less than a preponderance of the evidence, for “a defendant
need not show that counsel's deficient performance more likely than
not altered the outcome of the trial.” Id. at 693, 104 S.Ct. 2052 (emphasis
supplied).
Based on Mr. Young's affidavits, the jury could
have heard Mr. Young's sons state that their father's life still has
value to them and that they would visit him in prison. The failure to
present similar testimony has been deemed prejudicial. See, e.g.,
Williams v. Anderson, 460 F.3d 789, 805 (6th Cir.2006) (“In addition
to presenting the jury with mitigating evidence, the testimony of
Petitioner's family and friends would have humanized Petitioner. Thus,
the evidence listed above creates a reasonable probability that one
juror would have voted against death.”); Marshall v. Cathel, 428 F.3d
452, 470 (3d Cir.2005) (“[N]ot only were Marshall's boys willing to
testify, but that the sort of things to which they were prepared to
testify [that they loved their father and wanted the jury to spare his
life] could have served as powerful mitigation evidence.”); Warner v.
State, 29 P.3d 569, 574-75 & n. 10 (Okla.Crim.App.2001) (finding
prejudice where counsel failed to present live testimony from the
defendant's mother that “she loves her son very much and that it would
be devastating for her if he were sentenced to death”); cf. Coddington
v. State, 142 P.3d 437, 459 (Okla.Crim.App.2006) (“The humanizing
effect of live testimony in the form of a mother testifying for her
son as mitigation evidence in a capital murder trial cannot seriously
be disregarded as irrelevant.” (collecting cases)).
The jury could also have heard Dr. Wanda Draper
explain that emotional trauma due to Mr. Young's overprotective mother,
the loss of close relatives due to sickle cell anemia, and the
potential loss of his relationship with Joyslon combined with alcohol
use affected Mr. Young's mental state, making him less culpable. In
Dr. Draper's view, Mr. Young's actions “could have been a result of
distortion in his rational thinking by way of severe trauma to the
limbic system in the midbrain” due to the severe emotional trauma and
use of alcohol. Wanda Draper affidavit at 13. Dr. Draper's opinions
suggest that Mr. Young's behavior was not the product of cold-blooded
premeditation but a compulsive reaction for which he is less culpable.
Like the testimony of family members, this kind of
evidence of mental or emotional instability is strong mitigation
evidence in capital cases. The Supreme Court has recognized that
evidence tending to diminish moral culpability is relevant to
determine prejudice, especially evidence “consistent with the view
that [the defendant's] violent behavior was a compulsive reaction
rather than the product of cold-blooded premeditation.” Williams v.
Taylor, 529 U.S. 362, 398, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000); see
also Smith v. Mullin, 379 F.3d 919, 943-44 (10th Cir.2004) (observing
that “[t]he jury ... never received an explanation for [the
defendant's] behavior” and concluding that counsel's deficient
performance was prejudicial).
I certainly agree with the majority that Dr.
Draper's testimony may be called into question and that there may well
be aspects of Mr. Young's past behavior that could have been
introduced to support a continuing threat aggravator. I also believe
that the majority correctly emphasizes the brutality of the murders.
However, without hearing the mitigating evidence, the jury did not
know what to weigh against this brutality: we do not know what turned
Mr. Young from a minister into a murderer. Cf. Hoffman v. Arave, 236
F.3d 523, 536 (9th Cir.2001) (“Without the benefit of an evidentiary
hearing, it is impossible to evaluate the strength of [the
petitioner's] defense at trial and sentencing. Therefore, we cannot
conclude as a matter of law that there is no reasonable possibility
that offering expert testimony and a thorough history of [the
petitioner's] educational, medical, and psychological problems at the
time of the murder might have reduced the likelihood that the death
penalty would have been imposed.”). Accordingly, I would commit these
questions to the wisdom of the district court, which would have the
important opportunity, which we do not, of hearing witnesses testify
under oath at an evidentiary hearing, and which would allow both the
Mr. Young and the government the chance to respond to their
adversaries' evidence. See generally Boumediene v. Bush, --- U.S.
----, 128 S.Ct. 2229, 2270, 171 L.Ed.2d 41 (2008) (noting that
“[f]ederal habeas petitioners long have had the means to supplement
the record on review, even in the postconviction habeas setting”).
Unlike the majority, I do not think that a remand
for an evidentiary hearing would “necessitate [either] allowing the
government to put on all the evidence that was originally presented
during the first stage of [Mr.] Young's trial” or transform a mixed
question of law into a purely factual matter. Maj. op. at 971. In
particular, as part of its prejudice inquiry, the district court could
review the trial court record (as we have), allow the parties to
present additional relevant evidence, and then proceed to make both
factual findings and legal determinations. Cf. Smith v. Mullin, 379
F.3d 919, 935-44 (10th Cir.2004) (noting that the district court was
not convinced by a diagnosis by one of the petitioner's experts and
that “we must defer to this credibility determination” but also
reviewing the district court's legal conclusion that the petitioner
had not established prejudice under Strickland). The circumstances
warranting a hearing here-clear and admitted deficient performance, a
failure to present any mental health testimony, an incorrect
application of procedural bar, and psychological evaluations from
expert witnesses that were funded by the state but never heard by any
factfinder-will not be present in every case alleging that counsel
failed to present mitigating evidence.
In summary, at this stage of the proceedings, I
believe that, accepting Mr. Young's allegations as true, “the ...
mitigating evidence, taken as a whole, might well have influenced the
jury's appraisal of [Mr. Young's] moral culpability,” Wiggins v. Smith,
539 U.S. 510, 538, 123 S.Ct. 2527, 156 L.Ed.2d 471 (2003) (internal
quotation marks omitted), and the likelihood of a different result if
the evidence had been considered is “sufficient to undermine
confidence in the outcome” actually reached at sentencing. Strickland,
466 U.S. at 694, 104 S.Ct. 2052. I would therefore remand the case to
the district court for an evidentiary hearing on the prejudice
component of Mr. Young's ineffective assistance of counsel claim.