August 19, 2004
THE PEOPLE, PLAINTIFF AND RESPONDENT,
v.
JAMES GREGORY MARLOW AND CYNTHIA LYNN COFFMAN, DEFENDANTS AND
APPELLANTS.
Court: Superior County: San Bernardino Judge: Don
A. Turner *fn1 San Bernardino County Super. Ct. No. SCR-45400
The opinion of the court was delivered by:
Werdegar, J.
(this opn. should precede P. v. Marlow, S026614,
also filed 8/19/04)
A San Bernardino County jury convicted James
Gregory Marlow and Cynthia Lynn Coffman of one count of each of the
following offenses: murder (Pen. Code, § 187), kidnapping (§ 207,
subd. (a)), kidnapping for robbery (§ 209, subd. (b)), robbery (§
211), residential burglary (§ 459) and forcible sodomy (§ 286, subd.
(c)). The same jury found true as to both defendants special
circumstance allegations that the murder was committed in the course
of, or immediate flight from, robbery, kidnapping, sodomy and burglary
within the meaning of section 190.2, subdivision (a)(17)(A), (B), (D)
and (G). The jury further found that Coffman and Marlow were
personally armed with a firearm. (§ 12022, subd. (a).) Following
Marlow's waiver of a jury trial on allegations that he had suffered
two prior serious felony convictions within the meaning of section
667, subdivision (a), the trial court found those allegations to be
true. The jury returned a verdict of death, and the trial court
entered judgment accordingly. This appeal is automatic. (§ 1239, subd.
(b).) We affirm the judgment in its entirety.
I. Facts
A. Guilt Phase
1. Prosecution's case-in-chief
On Friday, November 7, 1986, around 5:30 p.m.,
Corinna Novis cashed a check at a First Interstate Bank drive-through
window near the Redlands Mall, after leaving her job at a State Farm
Insurance office in Redlands. Novis, who was alone, was driving her
new white Honda CRX automobile. Novis had been scheduled for a
manicure at a nail salon owned by her friend Terry Davis; she never
arrived for the appointment. Novis also had planned to meet friends at
a pizza parlor by 7:00 that evening, but she never appeared.
That same day, Coffman and Marlow went to the
Redlands Mall, where Marlow's sister, Veronica Koppers, worked in a
deli restaurant. Between 5:00 and 5:30 p.m., Veronica pointed the
couple out to her supervisor as they sat in the mall outside the deli.
Coffman was wearing a dress; Marlow, a suit and tie. Later, at the
time they had arranged to pick Veronica up from work, Coffman and
Marlow entered the deli and handed Veronica her car keys, explaining
they had a ride.
Around 7:30 p.m., Coffman and Marlow brought Novis
to the residence of Richard Drinkhouse. Drinkhouse, who was recovering
from injuries sustained in a motorcycle accident and had some
difficulty walking, was home alone in the living room watching
television when the three arrived. Marlow was wearing dress trousers;
Coffman was still wearing a dress; and Novis wore jeans, a black and
green top, and had a suit jacket draped over her shoulders. Marlow
told Drinkhouse they needed to use the bedroom, and the three walked
down the hallway. The women entered the bedroom. Marlow returned to
the living room and told Drinkhouse they needed to talk to the girl so
they could "get her ready teller number" in order to "rob" her bank
account. Drinkhouse complained about the intrusion into his house and
asked Marlow if he were crazy. Marlow replied in the negative and
assured Drinkhouse "there won't be any witnesses. How is she going to
talk to anybody if she's under a pile of rocks?" Drinkhouse asked
Marlow to leave with the women. Marlow declined, saying he was waiting
for Veronica to bring some clothing. He told Drinkhouse to stay on the
couch and watch television.
Knowing Marlow had a gun and having previously
observed him fight and beat another man, and also being aware of his
own physical disability, Drinkhouse was afraid to leave the house. At
one point, when Drinkhouse appeared to be preparing to leave, he saw
Coffman, in the hallway, gesture to Marlow, who came out of the
bedroom to ask where he was going. Drinkhouse then returned to his
seat on the couch in front of the television.
Veronica arrived at the Drinkhouse residence 10 to
15 minutes after Coffman, Marlow and Novis. Marlow came out of the
bedroom, told Veronica he "had someone [t]here" and cautioned her not
to "freak out" on him. Marlow said he needed something from the car;
Coffman and Veronica went outside and returned with a brown tote bag.
About 10 minutes later, Coffman drove Veronica to a nearby 7-Eleven
store in Novis's car, leaving Marlow in the bedroom with Novis.
Drinkhouse heard Novis ask Marlow if they were going to take her home;
Marlow answered, "As soon as they get back." Veronica testified that,
during this period, Coffman did not appear frightened or ask her for
help in escaping from Marlow. Drinkhouse likewise testified Coffman
appeared to be going along willingly with what Marlow was doing.
Upon returning from the 7-Eleven store, Coffman
entered the bedroom where Marlow was holding Novis prisoner and
remained with them for 10 to 15 minutes. During this time, Drinkhouse
heard the shower running. After the shower was turned off, Marlow
emerged from the bedroom wearing pants but no shoes or shirt; he had a
towel over his shoulders and appeared to be wet. He walked over to
Veronica, said, "We've got the number," and started going through a
purse, removing a wallet and identification. Marlow then returned to
the bedroom with the purse. Veronica left the house. About five
minutes later, Coffman, dressed in jeans, emerged from the bedroom,
followed by Novis, handcuffed and with duct tape over her mouth, and
Marlow. Novis's hair appeared to be wet. The three then left the
house. Drinkhouse never saw Novis again.
Marlow and Coffman returned the following afternoon
to ask if Drinkhouse wanted to buy an answering machine or knew anyone
who might. When Drinkhouse responded negatively, the two left.
Novis's body was found eight days later, on
November 15, in a shallow grave in a vineyard in Fontana. She was
missing a fingernail on her left hand, and her shoes and one earring
were gone. An earring belonging to Novis was later found in Coffman's
purse. Forensic pathologist Dr. Gregory Reiber performed an autopsy on
November 17. Dr. Reiber concluded that Novis had been killed between
five and 10 days previously. Marks on the outside of her neck,
injuries to her neck muscles and a fracture of her thyroid cartilage
suggested ligature strangulation as the cause of death, but
suffocation was another possible cause of death due to the presence of
a large amount of soil in the back of her mouth. Marks on her wrists
were consistent with handcuffs, and sperm were found in her rectum,
although there was no sign of trauma to her anus.
When Novis uncharacteristically failed to appear
for work on Monday, November 10, without calling or having given
notice of an intended absence, her supervisor, Jean Cramer, went to
Novis's apartment to check on her. Cramer noticed Novis's car was not
parked there, the front door was ajar, and the bedroom was in some
disarray. Cramer reported these observations to police, who found no
sign of a forced entry. Terry Davis went to Novis's apartment later
that day and determined Novis's answering machine and typewriter were
missing.
Around 9:30 p.m. on Friday, November 7, the night
Novis apparently was killed, Veronica Koppers visited her friend Irene
Cardona and tried to sell her an answering machine, later identified
as the one taken from Novis's apartment. Cardona accompanied Veronica,
Coffman and Marlow to the house of a friend, who agreed to trade the
answering machine for a half-gram of methamphetamine. The next day,
Debra Hawkins bought the answering machine that Cardona had traded.
The Redlands Police Department eventually recovered the machine.
Harold Brigham, the proprietor of the Sierra Jewelry and Loan in
Fontana, testified that on November 8, Coffman pawned a typewriter,
using Novis's identification.
Victoria Rotstein, the assistant manager of a Taco
Bell on Pacific Coast Highway in Laguna Beach, testified that between
11:00 p.m. and 12:00 a.m. one night in early November 1986, after the
restaurant had closed for the evening, a woman came to the locked door
and began shaking it. When told the restaurant was closed, the woman
started cursing, only to run off when Rotstein said she was going to
call the police. Rotstein identified Coffman in a photo lineup and a
physical lineup, but did not identify her at trial. On November 11,
1986, the Taco Bell manager found a bag near a trash receptacle behind
the restaurant; inside the bag were Coffman's and Novis's drivers'
licenses, Novis's checks and bank card, and various identification
papers belonging to Marlow.
The day after Novis's disappearance, Marlow,
Coffman and Veronica Koppers returned to Paul Koppers's home; Marlow
asked him if he could get any "cold," i.e., nontraceable, license
plates for the car. On the morning of November 12, Marlow and Coffman
returned to Paul Koppers's residence, where they told him they had
been down to "the beach," "casing out the rich people, looking for
somebody to rip off." Koppers asked Marlow if he knew where Veronica
was; after placing two telephone calls, Coffman learned Veronica was
in police custody. On the Koppers' coffee table, Marlow saw a
newspaper containing an article about Novis's disappearance with a
photograph of her car. Marlow told Coffman they had to get rid of the
car. Paul Koppers refused Marlow's request to leave some property at
his house.
Coffman and Marlow left the Koppers residence and
drove to Big Bear, where they checked into the Bavarian Lodge using a
credit card belonging to one Lynell Murray (other evidence showed
defendants had killed Murray on November 12). Their subsequent
purchases using Murray's credit card alerted authorities to their
whereabouts, and they were arrested on November 14 as they were
walking on Big Bear Boulevard, wearing bathing suits despite the cold
weather. Coffman had a loaded .22-caliber gun in her purse. Novis's
abandoned car was found on a dirt road south of Santa's Village, about
a quarter-mile off Highway 18. Despite Coffman's efforts to wipe their
fingerprints from the car, her prints were found on the license plate,
hood and ashtray; a print on the hood of the car was identified as
Marlow's. A resident of the Big Bear area later found discarded on his
property a pair of gray slacks with handcuffs in the pocket, as well
as a receipt and clothing from the Alpine Sports Center, where Coffman
and Marlow had made purchases.
2. Marlow's case
Dr. Robert Bucklin, a forensic pathologist,
reviewed the autopsy report and related testimony by Dr. Reiber. Based
on the lack of anal tearing or other trauma, Dr. Bucklin opined there
was insufficient evidence to establish that Novis had suffered anal
penetration. He also questioned Dr. Reiber's conclusion that Novis
might have been suffocated, as opposed to aspirating sandy material
during the killing or coming into contact with it during the burial
process.
3. Coffman's case
Coffman testified on her own behalf, describing her
relationship with Marlow, his threats and violence toward her, and
other murders in which, out of fear that he would harm her or her son,
she had participated with him while nonetheless lacking any intent to
kill. Coffman also presented the testimony of Dr. Lenore Walker, a
psychologist and expert on battered woman syndrome, in support of her
defense that she lacked the intent to kill. The trial court admitted
much of this evidence over Marlow's objections.
Coffman testified she was born in St. Louis,
Missouri, in 1962 and, following her graduation from high school, gave
birth to a son, Joshua, in August 1980. Shortly thereafter she married
Joshua's father, Ron Coffman, from whom she separated in April 1982.
In April 1984, Coffman left St. Louis for Arizona, leaving Joshua in
his father's care, intending to come back for him when she was settled
in Arizona.
Coffman testified that when she met Marlow in April
1986, she was involved in a steady relationship with Doug Huntley. She
and Huntley had lived in Page, Arizona, before moving to Barstow,
where Huntley took a job in construction. Coffman, who previously had
worked as a bartender and waitress, was briefly employed in Barstow
and also sold methamphetamine. In April 1986, both Coffman and Huntley
were arrested after an altercation at a 7-Eleven store in which
Coffman pulled a gun on several men who were "hassling" Huntley and
"going to jump him." Charged with possession of a loaded weapon and
methamphetamine, Coffman was released after five days. The day after
she was released, Marlow, whom she had never met, showed up at the
apartment she shared with Huntley. Marlow said he had been in jail
with Huntley and had told him he would check on Coffman to make sure
she was all right. Coffman and Marlow spent about an hour together on
that occasion and smoked some marijuana. After Huntley's release, he
and Coffman visited Marlow at the Barstow motel where Marlow was
staying.
By June 1986, Huntley was again in custody and
Coffman was preparing to leave him when Marlow reappeared at her
apartment. At Marlow's request, Coffman drove him to the home of his
cousin, Debbie Schwab, in Fontana; while there, he purchased
methamphetamine. Within a few days, Coffman moved with Marlow to
Newberry Springs, where they stayed with Marlow's friends Steve and
Karen Schmitt. During this period, Marlow told her he was a hit man, a
martial arts expert and a White supremacist, and that he had killed
Black people in prison. In Newberry Springs, Coffman testified, Marlow
for the first time tied her up and beat her after accusing her of
flirting with another man. During this episode, his demeanor and voice
changed; she referred to this persona as Folsom Wolf, after the prison
where Marlow had been incarcerated, and over the course of her
testimony identified several other occasions when Marlow had seemed to
become Wolf and behaved violently toward her. After this initial
beating, he apologized, said it would never happen again, and treated
her better for a couple of days. She discovered he had taken her
address book containing her son's and parents' addresses and phone
numbers, and he refused to give it back. He became critical of the way
she did things and when angry with her would call her names. He
refused to let her go anywhere without him, saying that if she ever
left him, he would kill her son and family.
After some weeks in Newberry Springs, Marlow told
Coffman his father had died and left him some property in Kentucky and
that they would go there. Coffman would get her son back, he
suggested, and they would live together in Kentucky or else sell
everything and move somewhere else. Marlow prevailed on her to steal a
friend's truck for the journey; after having it repainted black, they
set off. Not long before they left, Marlow bit her fingernails down to
the quick. They went by way of Colorado, where they stayed with a
former supervisor of Marlow's, Gene Kelly, who discussed the
possibility of Marlow's working for him again in Georgia. They then
passed through St. Louis. Arriving in the evening and reaching her
parents by telephone at midnight, Coffman was told it was too late for
her to visit that night; the next morning, Marlow told her there was
no time for her to see her son. Accordingly, although Coffman had not
seen her son since Christmas 1984, they drove straight to Kentucky.
On arriving, they stayed with Marlow's friend Greg
("Lardo") Lyons and his wife Linda in the town of Pine Knot. Marlow
informed Coffman the real reason for the trip was to carry out a
contract killing on a "snitch." Once they had located the intended
victim's house, Marlow told her she was to do the killing. She
protested, but ultimately did as he directed, carrying a gun,
fashioning her bandana into a halter top, and luring the victim out of
his house on the pretext of needing help with her car. When the
victim, who had a gun tucked into his belt, had come to the spot where
their truck was parked and was taking a look under the hood, Marlow
appeared and demanded to know what the man was doing with his sister.
Marlow then grabbed the man's gun. Coffman testified she heard a shot
go off, but did not see what happened. Coffman and Marlow returned to
Lyons's home. Sometime later, Marlow and Lyons left the house and
returned with a wad of money. Coffman counted it: there was $5,000.
Coffman testified that Marlow subjected her to
several severe beatings in Kentucky. In mid-August 1986, they drove to
Atlanta, where Marlow told her he had a job. While in a bar after his
fourth day working for Gene Kelly, Marlow became angry at Coffman.
That night, in their hotel room, he began beating her, took a pair of
scissors, threatened to cut her eye out, and then cut off all her
hair. He forced her out of the motel room without her clothes, let her
back in and forcibly sodomized her. Marlow failed to show up for work
the next day and was fired. They then returned to Kentucky, where they
unsuccessfully attempted a burglary and spent time going on "pot
hunts," i.e., searching rural areas for marijuana plants to steal.
Just before they left Kentucky to go to Arizona, they stole a station
wagon.
Back in Arizona, they burglarized Doug Huntley's
parents' house and stole a safe. After opening it to find only some
papers and 10 silver dollars, they took the coins and buried the safe
in the desert. Returning to Newberry Springs and again briefly staying
with the Schmitts, they sold the stolen car and stole two rings
belonging to their hosts, pawning one and trading the other for
methamphetamine.
From Newberry Springs, in early October 1986,
Marlow and Coffman took a bus to Fontana, where they again stayed with
Marlow's cousins, the Schwabs. During that visit, Marlow tattooed
Coffman's buttocks with the words "Property of Folsom Wolf" and her
ring finger with the letters "W-O-L-F" and lightning bolts, telling
her it was a wedding ring. Leaving the Schwab residence in late
October, they hitchhiked to the house of Rita Robbeloth and her son
Curtis, who were friends of Marlow's sister, Veronica. From there,
Veronica brought Coffman and Marlow to the home she shared with her
husband, Paul, and his brother, Steve. At the Robbeloths' one day,
Coffman, Marlow and Veronica were sharing some methamphetamine, and
Marlow became enraged over Coffman's request for an equal share.
Although Coffman quickly backed down, Marlow began punching her and
threatened to leave her by the side of the road. Later, back at the
Koppers' residence, Marlow continued to beat, kick and threaten to
kill her, forced her to consume four pills he told her were cyanide,
extinguished a cigarette on her face and stabbed her in the leg,
rendering her unconscious for a day and unable to walk for two days.
Coffman recounted how she and Marlow, along with
Veronica, left the Koppers' and came to stay at the Drinkhouse
residence the night before they abducted Novis. On the morning of
November 7, 1986, Marlow told her to put on a dress, saying they would
not be able to rob anyone if they were not dressed nicely. Marlow
borrowed a suit from Curtis Robbeloth and told Coffman they had to
"get a girl." She testified she did not understand he intended to kill
the girl. After dropping Veronica off at her job, Coffman and Marlow
drove around in Veronica's car looking for someone to rob. Eventually
they parked in front of the Redlands Mall. When they saw Novis's white
car pull up in front of them and Novis enter the mall, Marlow said,
"That is the one we are going to get," despite Coffman's protests that
the girl was too young to have money. He directed Coffman to get out
of the car and ask Novis for a ride when the latter returned to her
car. Coffman complied, asking Novis if she could give them a ride to
the University of Redlands. When Novis agreed, Marlow got in the
two-seater car with Coffman on his lap. As Novis drove, Marlow took
the gun from Coffman, displayed it and told Novis to pull over. Then
Coffman drove while Novis, handcuffed, sat on Marlow's lap. He told
Novis they were going to a friend's house and directed Coffman to the
Drinkhouse residence, where they arrived between 7:00 and 7:30 p.m.
When Novis told them she had something to do that evening, Marlow
assured her, "Oh, you'll make it where you are going. Don't worry."
As Marlow went in and out of the bedroom at the
Drinkhouse residence, Coffman sat with Novis. When Novis asked if she
was going to be allowed to leave, Coffman told her to do what Marlow
said and he would let her go. Showing Novis the stab wound on her leg,
Coffman told her Marlow was "just crazy." Marlow dispatched Coffman to
make coffee and proceeded to try to get Novis to disclose her personal
identification number (PIN). Finally Novis gave him a number. Marlow
then taped Novis's mouth and said, "We are going to take a shower." He
removed Novis's clothes and put her, still handcuffed, into the
shower. Coffman testified he told her (Coffman) to get into the
shower, but she refused. Thinking Marlow was going to rape Novis,
Coffman testified she "turned around" and "walked away" into the
living room. There she retrieved her jeans and returned to the bedroom
to get dressed. Coffman denied either arousing Marlow sexually or
having anything to do with anything that happened in the shower. When
Marlow told her to dress Novis, Coffman responded that if he uncuffed
her, she could do so herself. He removed the handcuffs to permit Novis
to dress, then handcuffed her again to a bedpost.
Around this time, Veronica arrived at the
Drinkhouse residence. Marlow took Novis's purse, directed Veronica to
get his bag out of her car, and told Coffman and his sister to go to
the store, where they bought sodas and cigarettes. Back at the
Drinkhouse residence, Veronica departed and, soon thereafter, Marlow,
Coffman and Novis left, with Coffman driving and Novis, duct tape on
her mouth, handcuffed, and covered with blankets, in the back of the
car. Marlow told Coffman to drive to their drug connection in Fontana,
but directed her into a vineyard. There, Marlow and Novis got out of
the car, and he removed her handcuffs and tape. He explained they
could not bring a stranger to the drug connection's house, so he would
wait there with Novis while Coffman scored the dope. They walked off,
with Marlow carrying a blanket and a bag containing a shovel.
Coffman testified she felt confused at that point
because she possessed only $15, insufficient funds for a drug
purchase. Believing Marlow intended to rape Novis, she backed the car
out of the vineyard, parked down the street and smoked a cigarette.
When she returned, no one was there. She could hear the sound of
digging. Some 10 to 15 minutes later Marlow reappeared, alone. Without
speaking, he threw some items into the back of the car and, after
Coffman had driven for a while, began to hit her and berated her for
driving away.
They returned to the Robbeloths' house, where
Marlow changed clothes. Next they drove to a First Interstate Bank
branch, but were unable to access Novis's account because she had
given them the wrong PIN. From there, around 9:30 p.m., they went to
Novis's apartment and, after a search, found a card on which Novis had
written her PIN. They also took a typewriter, a telephone answering
machine and a small amount of cash. They returned to the Robbeloths',
where Marlow spoke with Veronica, who then drove them around
unsuccessfully looking for a friend to buy the machine. Leaving
Veronica around 3:00 or 4:00 a.m., Coffman and Marlow tried again to
access Novis's account, only to learn there was not enough money in
the account to enable them to withdraw funds using the automated
teller. They returned to the Drinkhouse residence.
The next morning, Veronica joined them around 8:00
or 9:00. After trying again to sell the answering machine, they pawned
the typewriter for $50 and bought some methamphetamine. That afternoon
Coffman and Marlow went to Lytle Creek to dispose of Novis's
belongings. Coffman had not asked Marlow what had happened to Novis;
she testified she did not want to know and thought he had left her
tied up in the vineyard. They returned to the Drinkhouse residence
around 5:00 p.m. Later that evening, after trading the answering
machine for some methamphetamine in the transaction described in Irene
Cardona's testimony, Coffman and Marlow went with Veronica to the
Koppers residence, where they "did some speed" and developed a plan to
go to the beach in Orange County on Marlow's theory that "it would be
easier to get money down there because all rich people live down at
the beach." Veronica drove Coffman and Marlow back to Novis's car,
which they drove to Huntington Beach, arriving at sunrise.
After lying on the beach for several hours, they
looked unsuccessfully for people to rob. Marlow berated Coffman for
their inability to find a victim, held a gun to her head and ordered
her to drive. After threatening to shoot her, he began to punch the
stab wound on her leg. That night, they slept in the car in front of
some houses near the beach. The next day, Coffman cashed a check on
Novis's account, receiving $15. They continued their search for a
potential victim and eventually bought dinner at a Taco Bell, where
Marlow discarded their identification, along with Novis's. They drove
up into the hills and spent the night. The next day, they resumed
their search for someone to rob. Seeing a woman walking out of Prime
Cleaners, Marlow commented that she would be a good one to rob. They
continued to drive around, however, and spent the night in the car
behind a motel on Pacific Coast Highway after removing the license
plates from another car and putting them on Novis's car.
The following afternoon, Coffman and Marlow entered
Prime Cleaners and committed the robbery, kidnapping, rape and murder
of Lynell Murray detailed below (see post, at pp. 25-28).
Coffman also presented the testimony of several
witnesses suggesting her normally outgoing personality underwent a
change and that she behaved submissively and fearfully after she
became Marlow's girlfriend. Judy Scott, Coffman's friend from Page,
Arizona, testified that when Coffman and Marlow visited her in October
1986, Coffman, who previously had been talkative and concerned about
the appearance of her hair, avoided eye contact with Scott, spoke
tersely and had extremely short hair that she kept covered with a
bandana. Lucille Watters testified that during the couple's July 1986
visit to her house, Coffman appeared nervous, rubbing her hands and
shaking. Linda Genoe, Lyons's ex-wife, testified she met Coffman in
June 1986 when she and Marlow visited her at her home in Kentucky.
Genoe observed that whenever Marlow wanted something, he would clap,
call "Cynful" and tell her what to do. Coffman would always sit at his
feet. On one occasion, Genoe saw Coffman lying on the floor of the
bedroom in which she was staying, naked and crying; Coffman did not
respond when Genoe asked what was wrong. The next morning, Genoe saw
scratches on Coffman's face and bruises around her neck, and Coffman
seemed afraid to talk about it. Once Genoe observed Coffman cleaning
between the spokes on Marlow's motorcycle with a toothbrush while
Marlow watched. While at Genoe's house, Coffman and Marlow got
"married" in a "biker's wedding."
Coffman also presented the testimony of
psychologist Lenore Walker, Ph.D., an expert in battered woman
syndrome. Dr. Walker opined that Coffman was generally credible and
suffered from battered woman syndrome, which she described as a
collection of symptoms that is a subcategory of posttraumatic stress
disorder. Certain features of defendants' relationship fit the profile
of a battering relationship: a pattern of escalating violence, sexual
abuse within the relationship, jealousy, psychological torture,
threats to kill, Coffman's awareness of Marlow's acts of violence
toward others, and Marlow's alcohol and drug abuse. Dr. Walker
administered the Minnesota Multiphasic Personality Inventory to
Coffman and diagnosed her as having posttraumatic stress disorder and
depression with dysthymia, a depressed mood deriving from early
childhood.
Officer Lisa Baker of the Redlands Police
Department testified that on November 15, 1986, she took Coffman to
the San Bernardino County Medical Center and there observed various
scratches and bruises on her arms and legs, a bite mark on her wrist,
and a partly healed inch-long cut on her leg. Coffman told Baker the
bruises and scratches came from climbing rocks in Big Bear.
Gene Kelly, formerly Marlow's supervisor in his
employment with a company that erected microwave towers, testified
that one evening in June 1986 he saw Marlow, who believed Coffman had
been flirting with another man, yank her out of a restaurant door by
her hair.
4. Prosecution's rebuttal
Jailhouse informant and convicted burglar Robin
Long testified that in January 1987 she met Coffman in the San
Bernardino County jail. Coffman told Long that when Marlow took Novis
into the shower, she got in with them, and Marlow fondled both of
them. Coffman also told Long that Novis was alive and at the
Drinkhouse residence when Marlow and Coffman went to Novis's apartment
to look for her PIN. Coffman said she told Novis they would have to
kill her because they could not leave any victims alive. After Marlow
killed Novis, Coffman told Long, he came back to the car and got the
shovel, whereupon Coffman went with him into the vineyard and was
present when Novis was buried. Coffman told Long that killing Novis
made her feel "really good." Coffman also said they had taken a number
of items from Novis, including a watch, earrings and makeup.
With respect to Lynell Murray, Coffman told Long
(contrary to Coffman's trial testimony) that she had gotten into the
shower with Marlow and Murray. Coffman never told Long that Marlow had
beaten her or that the only reason she had participated in the
killings was because she was afraid for her son's safety.
The prosecution presented the testimony of several
police officers regarding Coffman's prior inconsistent statements.
Odie Lockhart, an officer with the Huntington Beach Police Department,
and other officers accompanied Coffman to the vineyard where Novis was
buried. Contrary to her testimony, Coffman did not tell Lockhart that
when Marlow took Novis into the vineyard, she had backed her car out;
rather, Coffman told him she stayed in the same location. When
Lockhart asked Coffman how Marlow had killed Novis, she said she
"guessed" he strangled her, but indicated she was only supposing.
Contrary to Coffman's testimony that she did not know Novis was dead
when she and Marlow went to Novis's apartment to search for her PIN,
Coffman told Sergeant Thomas Fitzmaurice of the Redlands Police
Department in a November 17, 1986, interview that the reason they did
not ask Novis for the correct PIN after the number Novis initially
gave them did not work was that "she was already gone by then."
Despite Coffman's trial testimony that Marlow had beaten her while
they were holding Lynell Murray at the motel in Huntington Beach,
Fitzmaurice testified that Coffman never mentioned such a beating
during a formal interview at the Huntington Beach Police Department
and, indeed, said Marlow "wasn't mean" to her.
Finally, to rebut Coffman's claim that she
continued to fear Marlow after her arrest, Deputy Blaine Proctor of
the San Bernardino County Sheriff's Department testified that he was
working courthouse security during September and October of 1987, and
while preparing Coffman and other inmates for transportation to court
on one occasion he noticed Coffman had left her holding cell and gone
to the area where Marlow was located. When he next saw Coffman, she
was in front of Marlow's cell; Marlow was standing on his bunk with
his hips pressed against the bars and Coffman was facing him with her
head level with his hips. When Coffman and Marlow observed Proctor,
Coffman stepped back and Marlow turned, revealing his genitals hanging
out of his jumpsuit. Marlow appeared embarrassed and told Proctor that
"nothing happened."
5. Marlow's rebuttal
Clinical psychologist Michael Kania testified,
based on Coffman's psychological test results and Dr. Walker's notes
and testimony, that Coffman was exaggerating her symptoms, was
possibly malingering, and did not suffer from posttraumatic stress
disorder, although she met most of the criteria for a diagnosis of
antisocial personality disorder.
Various individuals acquainted with both defendants
testified that Marlow and Coffman seemed to have a normal
boyfriend-girlfriend relationship and, although Coffman wore a bikini
on many occasions, the witnesses had never observed cuts or bruises on
her.
Veronica Koppers testified that when she was around
Coffman, Coffman was under the influence of methamphetamine almost
every day. Coffman never expressed fear of Marlow for herself or her
son; instead, she wanted Marlow to get her son back for her by taking
the boy and "getting rid" of her ex-husband and former in-laws.
Coffman frequently nagged Marlow to acquire more money. With one
exception, all of the arguments between defendants that Veronica
witnessed were verbal and nonphysical. The one exception was an
argument that occurred while Veronica was driving defendants to a drug
connection to purchase methamphetamine. Coffman, in the front seat,
kept telling Marlow they needed to get more money to score speed and
to get Joshua; Marlow told her to shut up. Coffman kept it up and
Marlow slapped her. Veronica told both to get out of her car; they
complied. After defendants continued to argue for a few minutes,
Marlow got back into the car and told Coffman that if she wanted to
leave, she could. She begged him not to leave her. He said, "Okay, get
in [the car] and get off my back." Coffman got back into the car and
was silent. Veronica acknowledged that one day, after she had returned
home following work, Marlow told her he had accidentally stabbed
Coffman; the wound was a small puncture-type wound that did not bleed
a lot and, contrary to Coffman's testimony, Coffman did not seem to
have any trouble walking the next day.
Veronica testified that, at the Drinkhouse
residence on the night Novis was abducted, she saw Coffman going
through Novis's purse. She also saw Coffman coming out of the bedroom
wearing jeans and with wet hair.
Marlow testified he was not a member of or
affiliated with any prison gang and had never told Coffman he had been
a member of such a gang or had killed anyone while in prison. He
acknowledged to the jury that he had had several disciplinary
write-ups while in prison but claimed they were for verbal disrespect
toward the staff. He denied telling Coffman she would be killed if she
ever left him or threatening to have her son killed. He admitted he
and Coffman had had physical fights. He had never forced her to have
sex, and Coffman never told him she disliked oral sex. Contrary to
Coffman's testimony, they had had sex on the occasion when they first
met.
Marlow acknowledged that during their stay in
Newberry Springs, he and Coffman had had two real arguments, but he
denied, contrary to Coffman's testimony, that on the first occasion he
kicked her, tore off her clothes, tied her up or threatened to kill
her. Instead, he had merely pushed her to the ground with an open
hand. On the second occasion, Coffman had rebuffed several of Marlow's
requests for assistance in painting a trailer, claiming she was busy
gluing together a broken nail; finally, Marlow claimed, he had bitten
off the broken nail and trimmed her other nails with a nail clipper.
Marlow testified that on their trip east in June 1986, Coffman had
declined to visit her mother on the morning following their arrival in
St. Louis. A few days after they reached Kentucky, Lyons and another
man approached Marlow about killing one Gregory Hill; Marlow testified
that, although he had told Coffman he would rather wait for an
expected job opening with his former supervisor, Gene Kelly, Coffman
told him the hit would be faster money. Finally, he agreed to do the
killing, and Lyons gave him a .22-caliber pistol to do the job. Marlow
testified he had never killed anyone before and, when he and Coffman
had parked their truck on a hill overlooking Hill's house, he
expressed reservations centering on whether Hill might have a wife and
children and whether in fact he might not have snitched as he was
alleged to have done. Coffman told him he was going to have to deal
with that and, when he said he could not, she demanded the gun and
told him she would deal with it. After Coffman got Hill to come and
take a look at the truck, Marlow, who had secreted himself in the
woods, noticed that Hill had a gun in his back pocket. Marlow emerged
and demanded to know what Hill was doing with his sister. When Hill
pulled out his gun, Marlow grabbed his arm and the gun went off in the
course of the struggle.
Later, Coffman expressed interest in a second
contract killing proposed to them, but Marlow balked at the idea.
During the ensuing argument, Coffman revealed that her ex-husband and
former in-laws had legal custody of her son, and she wanted them to
"pay" with their lives for taking him away from her. When Marlow
refused to kill them, she threatened to inform the police about the
Hill killing; the argument became heated, and he pushed her down; she
got up and slapped him, and he slapped her. Contrary to Coffman's
testimony, he did not kick her or hit her in the face with a clutch
plate.
In Atlanta, after a few days of working for Gene
Kelly, Marlow agreed to Kelly's offer to take him and Coffman out for
dinner and drinks; Marlow felt reluctant, however, because Coffman had
been flirting with other men, and he was afraid of getting into
another argument with her in which the subject of the killing might
come up. They first went to a pool hall where, after drinking a lot of
tequila, Marlow got involved in an argument over Coffman with two
other men. Marlow told Coffman he wanted to leave the pool hall.
Entering a restaurant as the argument continued, Marlow became angry
when Coffman told him she was going to sleep with Kelly. He pulled her
out of the restaurant by the hair, and they went back to their motel
room. In the past, Marlow had threatened to cut her hair when she had
flirted with other men; this time, he did it. He denied Coffman's
accusations that he had threatened to put out her eye, beat her and
sodomized her.
Marlow testified he and Coffman returned to
Kentucky, where he was offered $20,000 to kill a pregnant woman in
Phoenix, Arizona; Marlow was not interested, but Coffman wanted him to
take the job or to get her to Arizona so that she could do it. They
traveled as far as Page, Arizona, before running out of money and
heading to Newberry Springs, where they stayed with the Schmitts for a
week. There, at Coffman's request, Marlow tattooed her ring finger and
buttocks.
In early October, Marlow and Coffman arrived at
Veronica's house. Marlow described the incident in which Coffman was
stabbed: High on methamphetamine, they had been arguing about money
and her son, Joshua; Coffman wanted him to take the contract to kill
the woman in Phoenix, but Marlow was unwilling. Coffman threatened to
"tell on [him] for Kentucky" if he did not, and said she would do the
job herself. Coffman was in bed, under the covers. Marlow stabbed the
bed, wounding Coffman's leg. Marlow asked one of the Koppers if they
had anything for pain, and they gave him Dilantin, which he in turn
gave to Coffman. Marlow denied Coffman's claim that he told her the
pills were cyanide and threatened to kill her.
Marlow recounted his version of the offenses
against Novis. On November 7, 1986, after moving to the Drinkhouse
residence, Marlow and Coffman discussed committing a robbery for money
to get Coffman to Arizona. After donning borrowed clothes that
afternoon, while they were waiting to pick up Veronica at the Redlands
Mall, Coffman noticed Novis pull up alongside their car and commented
that she wanted that car for the trip to Arizona. When Novis came out
of a store, Coffman asked her for a ride. She and Marlow got into the
car, and Novis started driving. Coffman nudged him several times to
pull out the gun. He did so and told Novis to pull over. Coffman took
over the wheel and, without any prompting from Marlow, drove to the
Drinkhouse residence. Marlow testified his intention at that point was
to take the car and get Novis to obtain money from her ATM.
At the Drinkhouse residence, they went straight
into the bedroom, where Coffman handcuffed Novis to the bed, took her
purse to the living room and searched it, finding an ATM card. Coffman
took Novis into the shower and asked Marlow to join them, saying she
wanted to see him have sex with Novis. Marlow entered the shower but
was not aroused by the prospect, and Coffman performed oral sex on
him. After getting out of the shower, Marlow took some money from
Novis's purse and asked Coffman to go to the store and get cigarettes.
She and Veronica did so. While they were gone, Drinkhouse asked Marlow
for $1,000 for bringing Novis to his house and told Marlow he could
not simply let her go because she would bring the police to his house.
Upon her return, Coffman too told him he could not just let Novis go.
Marlow, Coffman and Novis left the Drinkhouse
residence. Coffman was driving and, with no direction from Marlow,
drove to the vineyard. They argued and, Marlow testified, Coffman
insisted he "do something." He told her, "You do something." Coffman
said she wanted to get some speed. Marlow took a sleeping bag out of
the car and sat down with Novis while Coffman drove off. She returned
some 15 minutes later and commented, "You still haven't done
anything." Marlow told her to kill the lady if she wanted the lady
killed. After Coffman continued to insist, he put his arm around Novis
from behind and began choking her. Marlow testified he told Novis to
lie down, remain still until they left, and then get up and run away.
He then let go of her; she was lying on her side and still breathing.
He spread a little dirt over her, avoiding her head. Shown pictures of
the grave site, Marlow testified it did not look like that when he
left her. When he returned to the car, Coffman asked if he was sure
Novis was dead. He told her he was not sure and they left. When they
stopped by a field near the Drinkhouse residence, Marlow got out of
the car and waited in the field while Coffman took off. When she
returned, she asked him if he was okay.
Later, after an unsuccessful attempt to use Novis's
ATM card, Marlow and Coffman went to Novis's house. As they approached
the apartment, Marlow told Coffman they should not go in because he
did not think Novis was dead and the police might be watching; Coffman
told him not to worry.
Dr. Michael Kania testified about an interview he
had had with Marlow in January 1987. In that interview, Marlow
expressed a desire to protect Coffman and said he would do anything to
help her. Marlow told him that killing Novis was a response to his
wanting to "do good" and to hear Coffman tell him he "did good."
Marlow had only killed Novis, he told Kania, because of pressure from
Coffman and Drinkhouse.
6. Prosecution surrebuttal
To impeach Marlow's testimony, Sergeant Fitzmaurice
recounted statements obtained from him without waiver of the rights
described in Miranda v. Arizona (1966) 384 U.S. 436. Marlow told
Fitzmaurice, among other things, that the killing of Novis was "a
50-50" thing, and Coffman "got the ball rolling." Marlow indicated
both he and Coffman took Novis into the shower, but he was unable to
perform sexually despite Coffman's attempting to help him maintain an
erection. He also said that they had tried to use Novis's ATM card
after she was dead, that he did not tell Novis what was going to
happen to her, and that he had dug a hole for Novis's body with the
shovel the police later found at the Bavarian Lodge.
B. Penalty Phase
1. Prosecution's case in aggravation
In addition to the guilt phase evidence of the
offenses defendants committed against Corinna Novis, the prosecution's
case in aggravation included evidence that, on November 12, 1986,
Marlow and Coffman committed murder, rape and other offenses against
Lynell Murray, a young college student, in Orange County. The
prosecution also presented evidence that Marlow committed, and was
convicted on his plea of guilty to, three robberies in 1979 (§ 190.3,
factors (b) & (c)) and that, while incarcerated pending trial in the
present case, he committed an act of violence against a jail trustee
(id., factor (b)). Aggravating evidence against Coffman consisted of
an incident of brandishing a deadly weapon and possessing a concealed
weapon, and an act of violence against her former boyfriend, Doug
Huntley.
a. Murder of Lynell Murray
On November 12, 1986, Lynell Murray failed to
return home from her job at Prime Cleaners in a Huntington Beach mall.
Around 6:00 p.m. that evening, a half-hour before Murray was to get
off work, Lynda Schafer drove into the parking lot of the mall and
noticed Coffman, dressed in tight jeans, walking in front of various
businesses in the mall. Schafer entered Prime Cleaners and left some
clothing with Murray, who was alone at the time. As Schafer left the
parking lot, she noticed Coffman passionately embracing a man, later
identified as Marlow, near an alley behind the cleaners.
About 6:30 p.m. that evening, Linda Whitlake was
leaving her health club, located near Prime Cleaners. As Whitlake
walked to her car, Coffman, cursing profanely, approached her,
claiming her new car would not start. When Whitlake agreed to give
Coffman a ride to her motel, down Pacific Coast Highway, Coffman said
she would go tell her boyfriend that Whitlake would drive them. Seeing
a man in a small white car with its hood up, Whitlake had misgivings,
locked her purse in her car and started over to tell them she had
changed her mind. Coffman met her halfway and said her boyfriend had
decided to telephone the auto club instead.
Around 7:00 p.m., a half-hour after Murray was
scheduled to get off work, her boyfriend Robert Whitecotton arrived at
Prime Cleaners, which appeared to have been burglarized and ransacked.
Murray's car was parked in the store's back lot. Whitecotton called
the police.
At 7:13 p.m., Coffman, wearing a black and white
dress, checked into room 307 of the Huntington Beach Inn. She
registered under the name of Lynell Murray, using Murray's credit card
to pay for the room. At 8:19 p.m., a balance inquiry regarding
Murray's Bank of America checking account and a withdrawal of $80 from
that account were made at an ATM located at a Corona del Mar branch of
the bank. One minute later an additional $60 was withdrawn, leaving a
balance of $4.41.
Later that night, Coffman checked into the Compri
Hotel in the City of Ontario, again using Murray's credit card. Around
midnight on November 13, Coffman and Marlow dined on shrimp and steak
at the Denny's restaurant across the street from the hotel. The two
were seen embracing in the restaurant. Coffman, wearing a skirt and
blouse, did all the ordering and paid for the meal using Murray's
credit card; Marlow, in a three-piece suit, neither smiled nor said
anything to restaurant staff.
Around 3:00 p.m. on November 13, an employee of the
Huntington Beach Inn entered room 307 and found Murray's body. The
cause of death was determined to be ligature strangulation. Murray's
head was in six inches of water in the bathtub; her head and face were
bound with towel strips, and two gags were in and over her mouth. Her
right arm was secured to a towel binding her waist. Her right leg lay
across the toilet, and her left leg rested on the floor in front of
the toilet. Her ankles apparently had been bound with duct tape,
although most of the tape had been removed. Murray's bra, pantyhose
and one earring were missing; evidence suggested she had been raped
and possibly urinated on. She had suffered premortem blunt force
trauma to the head, midsection injuries, bruising of the legs and two
black eyes consistent with having suffered blows before death. A
footprint on a bathmat near the body was consistent with prints made
by boots belonging to Marlow.
After visiting the Koppers' residence on the
morning of November 13, Marlow and Coffman drove to the City of Big
Bear and checked into the Bavarian Lodge. Coffman registered using
Murray's credit card. Further attempts to purchase clothing at a
sporting goods store using Murray's credit card alerted authorities to
defendants' whereabouts and led to their arrest on November 14 while
they walked along a road near Big Bear. When officers seized Coffman's
purse, they found it contained Murray's identification cards and
wallet, an earring matching the lone leaf-shaped earring Murray was
wearing when her body was discovered at the Huntington Beach Inn, a
loaded .22-caliber revolver and .22-caliber ammunition, credit card
receipts bearing Murray's forged signature, and a brown paper bag,
similar to those used at Prime Cleaners, containing coins. A search of
the room defendants had occupied at the Bavarian Lodge yielded
clothing stolen from Prime Cleaners and a gray suit jacket matching
the one Marlow earlier had been seen wearing, with a set of handcuffs
(later determined to be the ones Marlow had taken from Paul Koppers)
in the pocket, identification in the name of James Gregory Marlow, a
ladies' blue wallet and various single earrings. Novis's white Honda
was found parked off a highway near Santa's Village, an amusement park
in San Bernardino County, bearing license plates stolen from a vehicle
parked at the Huntington Beach Inn. Inside a trash can in Santa's
Village, a maintenance worker found a pillowcase with, among other
items, a maroon bra identified as belonging to Murray and laundry
receipts from Prime Cleaners.
b. Marlow's 1979 robberies and 1988 assault
i. Upland robbery
On November 5, 1979, Jeffrey Johnson lived in an
apartment upstairs from sisters Lori and Kathy Liesch on Silverwood
Avenue in Upland. At 6:45 that morning, Johnson answered a knock at
his door. Marlow and one Allen Smallwood, at the time both heroin
addicts, asked Johnson if he worked in construction. When Johnson
answered affirmatively, Smallwood hit him in the face, causing him to
fall to the floor. Entering the apartment, the two men asked where the
drugs were, and Marlow starting beating Johnson with a chain.
Smallwood restrained Johnson while Marlow searched the apartment.
Johnson was then told to put his shoes on and was taken downstairs to
the Liesches' apartment.
Smallwood, holding a knife to Johnson's back, and
Marlow entered the Liesches' apartment, where Lori was still in bed.
Smallwood ordered her to get out of bed and, when she said she had no
clothes on, Marlow attempted to pull the covers off her. After
Smallwood told Marlow to stop, Marlow started searching the apartment
for drugs over Lori's protests that she knew nothing about any drugs.
While searching, Marlow surprised Kathy, who was returning to the
apartment after taking her boyfriend to work. He brought Kathy to the
bedroom, where she, Lori and Johnson were tied up with electrical
cord. Marlow and Smallwood warned them not to contact the police
because they had taken all their identification and would come back
for them. At one point during the ordeal, when Lori would not stop
crying after Smallwood demanded she stop, Marlow grabbed his crotch
and told her he had "something to shut her up." The Liesch sisters
each found that a small amount of cash was missing from their wallets,
as well as Kathy's keys, while Johnson found $180 was missing from his
dresser.
ii. Robbery at leather goods store
On November 6, 1979, Joanne Gilligan owned a
leather goods store in Upland. On that day, while she was helping a
customer in the store, Marlow walked in and came to the counter. When
Gilligan asked if she could help him, Marlow told her he had a gun and
she should lie down on the floor. Marlow's hand was in the pocket of
his sweatshirt and it appeared to Gilligan that he could have had a
gun, although she did not actually see one. Gilligan and the customer
she had been helping each got down on the floor, while Marlow removed
money from the register, grabbed a couple of coats and fled. Gilligan
identified Marlow at the preliminary hearing and at the present trial.
iii. Robbery at methadone clinic
On November 20, 1979, Gertrude Smith and Wilson Lee
were working at a methadone clinic in the City of Ontario in San
Bernardino County. At 10:00 a.m. that day, Marlow, armed with a
sawed-off shotgun, and Smallwood, carrying a pistol, entered the
clinic. Marlow ordered clinic employees not to move. Marlow and
Smallwood demanded methadone but were told the drug was locked in the
safe. As Marlow held the shotgun on Smith, Smallwood went down a
hallway with Wilson and confronted an employee, demanding he open the
safe where the methadone was kept. When the employee had difficulty
opening the safe, Marlow urged Smallwood to shoot him in the head.
After the safe was opened, Marlow and Smallwood fled with methadone
having a street value of $10,000.
At the time of his arrest, on November 26, 1979,
Marlow had a bottle containing methadone in his jacket pocket and was
carrying a loaded sawed-off shotgun wrapped in a shirt. He claimed to
have recently purchased the methadone, but refused to identify who
sold it to him or to discuss the clinic robbery.
iv. Assault against jail trustee
On February 17, 1988, Gary Hale, a jail trustee
facing charges of driving under the influence, was bringing breakfast
to other inmates at the San Bernardino County jail. When Marlow
complained, Hale assured him he had been given the same quantity of
potatoes as everyone else. Shortly afterward, Hale noticed Marlow was
pointing a blow gun at him. As Hale walked away, he was hit by a paper
blow dart with a pin at the end. Marlow later bragged to Deputy Carvey
that "It was a lucky shot through the bars."
c. Evidence against Coffman
California Highway Patrol Officer Robert W. Specht
testified that about 4:00 a.m. on April 5, 1986, he detained Doug
Huntley for driving erratically and at high speed. The car, in which
Coffman was a passenger, stopped at an apartment complex in Barstow.
While officers attended to the irate Huntley, Coffman, yelling
obscenities at the officers, ran toward a house carrying her purse.
Specht, who had received a radio report of an earlier incident linked
to Huntley and Coffman, in which Coffman had brandished a gun at
several men who were engaged in an altercation with Huntley at a
7-Eleven store, ordered her to come out of the house with her purse.
When she complied, Sergeant James Lindley of the Barstow Police
Department retrieved a bindle of cocaine or methamphetamine from her
purse; a silver derringer was recovered from the house where Coffman
had hidden it.
Doug Huntley testified that at the 7-Eleven store,
three men had followed him to the parking lot, and one had assaulted
him. After Huntley threw his assailant to the ground, Coffman pulled
the derringer from her purse and held it on the other two men. Huntley
also testified about an incident that had occurred about a year before
the 7-Eleven incident. Huntley was walking down the street after
arguing with Coffman, who drove up beside him and asked him to get in
the car. When he told her he would rather walk home, she drove down
the street, turned around and drove in his direction, coming up on the
sidewalk and forcing him to move out of the way.
2. Marlow's case in mitigation
Marlow's sister, Veronica Koppers, testified she
was born in 1959 and spent her early childhood in rural Stearns,
Kentucky, with Marlow, who was some four years older; her mother,
Doris Hill; her father (Marlow's stepfather), Wendell Hill; and
Doris's mother, Lena Walls. Her parents fought constantly; her father
shot her mother, and she stabbed him seven times.
In 1963, Doris, Lena, Marlow, Veronica, an aunt and
uncle, and their five children all moved to California to get away
from Wendell Hill. They first lived in East Los Angeles and then moved
to El Monte, Azusa and San Dimas. Doris developed a pattern of not
staying with her children on a regular basis, frequently leaving them
for extended periods in Lena's care. Neither Doris nor Lena worked
and, while Lena received Social Security and AFDC payments for the
children, Veronica did not know how Doris supported herself at this
time. Doris customarily had parties, with drinking and marijuana
smoking, going on in her house around the clock. Doris neglected the
children, never taking them to the doctor or dentist and often leaving
no food for them. One Thanksgiving, Veronica recalled, Doris took her
and Marlow to dinner at their uncle's house; Doris said she was going
to the liquor store and did not return for several months. From time
to time, Marlow was sent to stay with his father, Arnold Marlow; he
also spent time in foster homes. Doris enjoyed many types of drugs,
became addicted to heroin, and openly used drugs in front of her
children. She also brought home many different men. Veronica recalled
visiting her mother at the Sybil Brand Institute for Women and at the
state prison in Frontera.
When Doris got out of prison in 1972, she
introduced Veronica to drugs, as she had Marlow and their cousins Pam
and Clel. When Marlow was 15, Veronica saw Doris administer heroin to
him by tying his arm and injecting it. Doris, who was then supporting
herself with prostitution and stealing from her "tricks," also taught
Veronica how to burglarize houses.
Ray Saldivar testified that he met Doris in 1964,
when she bought drugs from him. As of the time of trial, Saldivar had
conquered his drug habit and was working as a tree trimmer. In 1965,
Saldivar moved in with Doris and, after living there for several days,
first discovered that Doris had children, despite the fact he had
visited her house numerous times before moving in. She was not a
loving mother, frequently having to be reminded to feed the children.
Marlow was constantly afraid his mother was going to leave him, to the
point that he sometimes slept on the floor next to her bed. In their
household, people came and went all day long to buy drugs. In
Saldivar's opinion, Marlow was an "innocent child" who "didn't [ask]
to grow up" in "that abnormal home" and "grew up around nothing but
dope fiends all his life."
Lillian Zamorano testified that she met Doris in
the mid-1960's at a bar in Pico Rivera where the two women came to
spend a good part of their time. They became good friends, and Doris
eventually moved into Zamorano's house. Doris did not mention to
Zamorano that she had children until at least six months after they
met. Zamorano never saw Doris display any affection toward her
children. Zamorano's daughter, Rosemary Patino, met Marlow on
Christmas 1966 and remembered him as a "good," "normal," "playful"
child. On that occasion, she testified, they expected a family
holiday, but Doris and Lillian left to go to a bar despite Marlow's
crying and pleading with Doris to stay.
Doris died in a fire in 1975.
Sue Warman, formerly the wife of Arnold Marlow,
testified she first met Marlow when he was six and a half years old
and was sent to live with his father. Marlow's "mouth had sores all
around it and his teeth were rotten." Warman took Marlow to the
dentist and the doctor, bought him new clothes and enrolled him in
school. Although initially positive about Marlow's arrival, Arnold
soon began giving Marlow frequent "whippings" "if everything wasn't
done . . . just right." In Warman's view, Marlow was "a lonely, lost
little boy wanting somebody to love him." Marlow stayed with his
father and Warman for about three months, until Doris came to his
school, unannounced, and took him away. Because Doris had legal
custody of Marlow, Warman was told nothing could be done. Warman did
not see Marlow again for another seven years. In 1969, California
welfare officials contacted Arnold, asking if he could take care of
Marlow. At 13, Marlow appeared in better condition than the first time
Warman had seen him, but he "still looked like that little, lost,
lonely boy." Marlow got along well with his half siblings, and Warman
never had any problems with him. Arnold, however, continued to beat
his children, including Marlow. After about a year, Warman-tired of
Arnold's drinking and abusive behavior-made plans to leave him.
Knowing she would not get custody, she took Marlow to a foster home so
that he would not have to stay with his father. Warman asked the jury
to spare his life, commenting that his death "won't bring those people
back. And Greg never had a chance from the day he was born either. And
I love him. I always loved him."
Allen Smallwood, who at the time of trial was
serving a sentence at Folsom State Prison for a series of robberies,
testified that he met Marlow at a party when Marlow was 23 years old;
Smallwood was 35 and had already been convicted of two robberies and
two escapes. Smallwood was then a heroin addict with a $700 per day
habit; Marlow had a somewhat lesser habit. Smallwood testified he
recruited Marlow, who was undergoing heroin withdrawal, to rob a man
named Johnson, who Smallwood had heard was a police informant.
Smallwood and Marlow robbed Johnson of several thousand dollars in
cash and about six ounces of cocaine. Smallwood denied that Marlow had
a chain during the robbery. Later, Smallwood traded some of the
cocaine for heroin and some for weapons he planned to use in robbing
the methadone clinic, for which effort he again recruited Marlow, who
was again going through withdrawal. Smallwood testified he did not
think Marlow would have committed those robberies without his
importunings. Smallwood had to "show him the ropes," as Marlow, whose
criminal experience was limited to "stuff like" "petty shoplifting,"
was "kind of naïve."
Clinical psychologist George Askenasy testified
that in 1975, when he conducted a psychological examination of Marlow
for the California Youth Authority, he had found him "a pathetic young
man with a chaotic life history," whose father showed no interest in
him and whose mother exhibited a "smothering" "possessiveness" toward
him. Marlow, the witness stated, was "caught in an approach-avoidance
conflict with many guilt feelings about his relationship with his
mother," "anxious, feeling of inadequacy, sexual confusion, [and]
unmet dependency needs . . . ."
3. Coffman's case in mitigation
Katherine Davis, Marlow's former wife, testified
regarding Marlow's violence and jealousy and its emotional and
physical effects on her. Her testimony is summarized below in
connection with a related claim of error (see post, at p. 96). Marlene
Boggs, Davis's mother, confirmed much of her daughter's testimony and
described observing her daughter's scars and bruises, as well as a
75-pound weight loss and hair loss, during Davis's relationship with
Marlow.
Coffman's former employers testified she was a good worker when
employed as a waitress and bartender in Arizona.
Carol Maender, Coffman's mother, testified about
the marital, financial and other difficulties she encountered in
raising Coffman and sons Robbie and Jeff, the latter of whom was given
up for adoption. As an infant, Coffman had suffered from a painful
double inguinal hernia that required surgical repair while she was
still in early infancy.
Maender testified to a lack of closeness with
Coffman, progressing to irritability and aggression on Coffman's part
toward her mother. Coffman bonded well, however, with her stepfather,
Bill Maender. Coffman went through Catholic grammar school and public
junior high school without major difficulty, but once in high school
she encountered problems with grades, truancy and drugs. At one point,
she ran away and stayed at the home of her boyfriend, Ron Coffman, for
a couple of months; the Maenders did not know where she was. Coffman
returned to her own home when she discovered she was pregnant. Their
son was born after Coffman graduated from high school; the couple
married and, with the baby, moved into a bungalow on Ron's parents'
property. The marriage was not a happy one; Ron was mean, abused her
physically and cheated on her with other women. Eventually Coffman
left him, moving into an apartment and working while Ron's mother took
care of the baby. Then Coffman left Missouri for California, planning
ultimately to have her son with her, but Ron's parents obtained
custody of the child. Bill Maender, Coffman's stepfather, testified
Coffman did not abandon her son when she moved west.
Clinical psychologist Craig Rath, Ph.D., examined
Coffman and opined that Coffman's relationship with Marlow was
precipitated by impaired bonding in her early life. He felt she was
not malingering and discounted the possibility that she suffered from
antisocial personality disorder catalyzed by Marlow.
4. Prosecution's rebuttal
Sergeant Richard Hooper of the Huntington Beach
Police Department testified that Chuck Coffman, Ron Coffman's father,
told him Cynthia Coffman's personality was aggressive when he knew her
in St. Louis.
II. Pretrial and Jury Selection Issues
A. Denial of Severance Motion
Before and at various points during trial, each
defendant unsuccessfully moved for severance. Defendants now contend
the denial of their motions requires reversal of the judgment.
Section 1098 expresses a legislative preference for
joint trials. The statute provides in pertinent part: "When two or
more defendants are jointly charged with any public offense, whether
felony or misdemeanor, they must be tried jointly, unless the court
order[s] separate trials." (See People v. Boyde (1988)
46 Cal.3d 212, 231, affd. on other
grounds sub nom. Boyde v. California (1990) 494 U.S. 370
[acknowledging legislative preference].) Joint trials are favored
because they "promote economy and efficiency" and " `serve the
interests of justice by avoiding the scandal and inequity of
inconsistent verdicts.' " (Zafiro v. United States (1993)
506 U.S. 534, 537, 539.) When defendants
are charged with having committed "common crimes involving common
events and victims," as here, the court is presented with a "classic
case" for a joint trial. (People v. Keenan (1988)
46 Cal.3d 478, 499-500.)
The court's discretion in ruling on a severance
motion is guided by the nonexclusive factors enumerated in People v.
Massie (1967)
66 Cal.2d 899, 917, such that severance
may be appropriate "in the face of an incriminating confession,
prejudicial association with co-defendants, likely confusion resulting
from evidence on multiple counts, conflicting defenses, or the
possibility that at a separate trial a co-defendant would give
exonerating testimony." Another helpful mode of analysis of severance
claims appears in Zafiro v. United States, supra, 506 U.S. 534. There,
the high court, ruling on a claim of improper denial of severance
under rule 14 of the Federal Rules of Criminal Procedure, observed
that severance may be called for when "there is a serious risk that a
joint trial would compromise a specific trial right of one of the
defendants, or prevent the jury from making a reliable judgment about
guilt or innocence." (Zafiro, supra, at p. 539; see Fed. Rules
Crim.Proc., rule 14, 18 U.S.C.) The high court noted that less drastic
measures than severance, such as limiting instructions, often will
suffice to cure any risk of prejudice. (Zafiro, supra, at p. 539.)
A court's denial of a motion for severance is
reviewed for abuse of discretion, judged on the facts as they appeared
at the time of the ruling. (People v. Hardy (1992)
2 Cal.4th 86, 167.) Even if a trial court
abuses its discretion in failing to grant severance, reversal is
required only upon a showing that, to a reasonable probability, the
defendant would have received a more favorable result in a separate
trial. (People v. Keenan, supra, 46 Cal.3d at p. 503.)
Coffman argues that several factors dictated
severance of her trial from Marlow's: the antagonistic nature of their
defenses, the expected introduction of Marlow's extra-judicial
statements implicating her in the offenses (see People v. Aranda
(1965)
63 Cal.2d 518, 526-527), and the risk of
prejudicial association with the assertedly more culpable Marlow.
Citing, inter alia, Johnson v. Mississippi (1988) 486 U.S. 578,
Coffman also relies on the need for heightened reliability of the
determination of guilt and penalty in a capital case. Marlow, in turn,
relies on the antagonistic nature of Coffman's defense and the
resultant admission of much evidence inadmissible on any theory as to
him but relevant to Coffman's state of mind. As will appear, we find
no abuse of discretion in the denial of defendants' severance motions.
In People v. Hardy, supra, 2 Cal.4th at page 168,
we said: "Although there was some evidence before the trial court that
defendants would present different and possibly conflicting defenses,
a joint trial under such conditions is not necessarily unfair.
[Citation.] `Although several California decisions have stated that
the existence of conflicting defenses may compel severance of
co-defendants' trials, none has found an abuse of discretion or
reversed a conviction on this basis.' [Citation.] If the fact of
conflicting or antagonistic defenses alone required separate trials,
it would negate the legislative preference for joint trials and
separate trials `would appear to be mandatory in almost every case.' "
We went on to observe that "although it appears no California case has
discussed at length what constitutes an `antagonistic defense,' the
federal courts have almost uniformly construed that doctrine very
narrowly. Thus, `[a]ntagonistic defenses do not per se require
severance, even if the defendants are hostile or attempt to cast the
blame on each other.' [Citation.] `Rather, to obtain severance on the
ground of conflicting defenses, it must be demonstrated that the
conflict is so prejudicial that [the] defenses are irreconcilable, and
the jury will unjustifiably infer that this conflict alone
demonstrates that both are guilty." (Ibid., last italics added.) When,
however, there exists sufficient independent evidence against the
moving defendant, it is not the conflict alone that demonstrates his
or her guilt, and antagonistic defenses do not compel severance. (Ex
parte Hardy (Ala. 2000) 804 So.2d 298, 305.)
In this case, although Coffman's defense centered
on the effort to depict Marlow as a vicious and violent man, and some
evidence that would have been inadmissible in a separate guilt trial
for Marlow occupied a portion of their joint trial, the prosecution
presented abundant independent evidence establishing both defendants'
guilt. Such evidence showed that Coffman and Marlow, with Novis, came
to the Drinkhouse residence around 7:30 on the evening of Novis's
disappearance; Marlow indicated to Drinkhouse that they needed to get
Novis's PIN in order to rob her. When Drinkhouse asked Marlow if he
were crazy and complained about their bringing Novis to his house,
Marlow told him not to worry, saying, "How is she going to talk to
anybody if she's under a pile of rocks?" When Veronica Koppers arrived
at the Drinkhouse residence a while later, Marlow told her he had
someone there and "not to freak out on him." Coffman appeared to be
going along willingly with Marlow's actions and did not ask for
Veronica's help to escape Marlow. Marlow took Novis into the shower,
and both left the house with wet hair, along with Coffman. Novis had
duct tape over her mouth. Novis's apartment later was found to have
been entered and her typewriter and answering machine stolen. Marlow
and Coffman traded the answering machine for drugs, and Coffman, using
Novis's identification, pawned the typewriter. The day after Novis's
disappearance, Marlow, Coffman and Veronica Koppers returned to Paul
Koppers's home; Marlow asked him if he could get any "cold," i.e.,
nontraceable, license plates for the car. Three days later, near a
trash receptacle located behind a Taco Bell restaurant in Laguna
Beach, where Coffman previously had been seen, a bag was found
containing identification and other items belonging to Coffman, Marlow
and Novis. Novis's car was found on November 14, 1986, abandoned on a
dirt road south of Santa's Village near where Marlow and Coffman were
seen walking on Big Bear Boulevard. Coffman's fingerprints were found
on the license plate, hood and ashtray of the car; one print on the
hood of the car was identified as Marlow's. An earring of Novis's was
later found among Coffman's belongings. After defendants were
arrested, Novis's body was found in a vineyard in Fontana where she
had been strangled and buried. An autopsy revealed sperm in Novis's
rectum. Based on the foregoing evidence, we conclude the nature of the
defenses here did not compel severance.
Even were we to conclude the trial court abused its
discretion in denying severance, the same independent evidence of
defendants' guilt would lead us to conclude defendants have not
demonstrated a reasonable probability of a more favorable outcome as
to either guilt or penalty had severance been granted, as would be
required for reversal. That evidence, as recited above, virtually
ensured the jury would reach the verdicts it did. In severed trials,
moreover, the prosecutor could have introduced evidence of the Orange
County offenses to show defendants' intent in committing the crimes
against Corinna Novis, further bolstering the People's case. (See
Evid. Code, § 1101, subd. (b).) With respect to penalty, we note that
in addition to the evidence of the Orange County and Kentucky
killings, most if not all of Marlow's violent conduct as described by
Coffman and other witnesses potentially was admissible under section
190.3, factor (b), as was Coffman's prior criminality involving
violence. In the face of this overwhelming evidence, we see no
reasonable probability of a more favorable outcome for either
defendant had severance been granted.
We further conclude that introduction of
defendants' extra-judicial statements implicating each other in the
offenses did not dictate severance. Both defendants in this case took
the stand and submitted to cross-examination, thus vindicating each
co-defendant's Sixth Amendment confrontation rights. This procedure
satisfied the rule of Bruton v. United States (1968) 391 U.S. 123 and
its progeny, which provides that if the extra-judicial statement of a
non-testifying co-defendant is to be introduced at a joint trial,
either the statement must be redacted to avoid implicating the
defendant or severance must be granted. (Id. at pp. 135-136; see
Richardson v. Marsh (1987) 481 U.S. 200, 208-210; Nelson v. O'Neil
(1971) 402 U.S. 622, 629-630.) Although California law predating
Bruton had required severance whenever a co-defendant's extra-judicial
statement implicating the defendant was to be introduced, barring
effective redaction, regardless of whether the co-defendant testified
at trial (see People v. Aranda, supra, 63 Cal.2d at pp. 530-531),
since the adoption by the voters in June 1982 of Proposition 8, with
its preclusion of state constitutional exclusionary rules broader than
those mandated by the federal Constitution (see Cal. Const., art. I, §
28, subd. (d)), the Aranda rule is coextensive with that of Bruton.
(People v. Boyd (1990)
222 Cal.App.3d 541, 562.) Consequently,
the introduction of defendants' extra-judicial statements did not
compel the trial court to grant severance.
We also reject Coffman's contention that severance
was compelled by the factor of prejudicial association. The evidence
here showed defendants both took an active role in the commission of
the crimes; this is not a situation in which a marginally involved
defendant might have suffered prejudice from joinder with a
co-defendant who participated much more actively. Nor is this a
situation in which a strong case against one defendant was joined with
a weak case against a co-defendant.
In sum, given the prosecution's independent
evidence of defendants' guilt and the trial court's carefully tailored
limiting instructions, which we presume the jury followed (People v.
Boyette (2002)
29 Cal.4th 381, 436), even under the
heightened scrutiny applicable in capital cases (Williams v. Superior
Court (1984)
36 Cal.3d 441, 454), we find no abuse of
discretion in the denial of severance. For the same reasons,
defendants' claims that the joint trial deprived them of their federal
constitutional rights to due process, a fair trial and a reliable
penalty determination likewise must fail.
B. Denial of Motion for Change of Venue
Defendants contend the trial court erred in denying
their motions for a change of venue and thereby violated various state
and federal constitutional guarantees, including those of due process,
a fair trial and a reliable penalty determination.
The applicable principles are settled. "A trial
court should grant a change of venue when the defendant demonstrates a
reasonable likelihood that in the absence of such relief, he or she
cannot obtain a fair trial." (People v. Weaver (2001) 26 Cal.4th 876,
905.) On appeal, "we make an independent determination of whether a
fair trial was obtainable" (People v. Jennings (1991)
53 Cal.3d 334, 360) and reverse when the
record discloses a reasonable likelihood the defendant did not have a
fair trial (People v. Bonin (1988)
46 Cal.3d 659, 672-673 [reasonable
likelihood in this context means something less than "more probable
than not," and something more than merely possible], overruled on
other grounds in People v. Hill (1998) 17 Cal.4th 800, 823). To make
that decision, we examine five factors: the nature and gravity of the
offense, the nature and extent of the media coverage, the size of the
community, the status of the defendant in the community, and the
prominence of the victim. (People v. Douglas (1990)
50 Cal.3d 468, 495, disapproved on other
grounds in People v. Marshall (1990)
50 Cal.3d 907, 933, fn. 4.)
At the evidentiary hearing on the venue change
motion, the defense presented more than 150 articles from regional
newspapers and various videos of television coverage of the case. In
addition to the Novis homicide, many of the articles referred to the
Orange County and Kentucky cases and an alleged contract to kill a
pregnant woman in Arizona, and characterized defendants as armed and
dangerous transients implicated in serial killings. Some articles
recounted Marlow's criminal history and alleged ties to the White
supremacist Aryan Brotherhood, and some alluded to defendants' use of
methamphetamine. A few articles mentioned Coffman's Roman Catholic
upbringing. Many articles referred to defendants' confessions and
cooperation with authorities. Others reported procedural developments
in the Novis and Murray cases and the prosecutions of Veronica Koppers
and Richard Drinkhouse on lesser charges in the Novis case. The amount
of media coverage declined substantially shortly after the discovery
of Novis's body.
The defense also presented testimony by two
California State University, Chico, professors, Robert S. Ross, Ph.D.,
an expert in survey methodology, and Edward J. Bronson, Ph.D., who
designed a telephone public opinion survey administered to 526 San
Bernardino County residents in early 1988, some nine months before
trial. The survey was designed to have a margin of error of 4.5
percent. Participants were first asked whether they recalled a
November 1986 incident in which a young woman named Corinna Novis was
reported missing in Redlands and her body was found a few days later
in a shallow grave in a Fontana vineyard, having been sexually
molested, strangled and then buried. Of the 282 participants who
resided in the judicial district from which the jury in this case was
drawn, 70.9 percent responded affirmatively. When provided a few
additional facts, the number of participants recognizing the case
increased. Over 80 percent of participants who recognized the case
from the facts recited in the survey believed defendants were
definitely or probably guilty.
The trial court denied the motion to change venue,
noting the case had received less publicity than other cases tried
without difficulty in the county of original venue. The court
distinguished the prejudgments of guilt "glibly" espoused by the
telephone survey participants from the "decision made by a jury sworn
to abide by the law, carefully voir dired and instructed as to the law
and having a tremendous sense of their responsibility for the lives of
the defendants." The court found no reason to believe that prospective
jurors with "irreversible" opinions as to a defendant's guilt would
not disclose them on voir dire, or that jurors who had merely heard of
the case could not put aside any knowledge and base their decision on
the evidence and the law given to them during the trial.
Independently reviewing the relevant factors, we
conclude the trial court did not err in denying the motion. The
gravity of the offenses with which defendants were charged weighs in
favor of a change of venue, but does not compel it. (People v. Jenkins
(2000) 22 Cal.4th 900, 943.) As for the size of the community, while
arguing San Bernardino County is like a collection of small towns,
defendants acknowledge the county's population is the fourth largest
in the state. Venue changes are seldom granted from counties of this
size. (See People v. Fauber (1992)
2 Cal.4th 792, 818 [Ventura County].)
With respect to the status of the victim and the accused, we observe
that before her death Novis was not prominent, nor were defendants
well known, in the community. Although some of the media coverage of
this case referred to defendants as transients, Marlow in fact had
friends and relatives who lived in San Bernardino County and himself
had lived in the county for a time. These factors, therefore, do not
militate in favor of a venue change. The pretrial publicity, while
extensive, substantially predated the trial. (Jenkins, supra, at p.
944.) And in the course of the actual voir dire, all of the jurors
eventually seated who said they remembered hearing about the case
indicated that pretrial publicity would not prevent them from acting
as fair and impartial jurors. That neither Coffman nor Marlow
exhausted their peremptory challenges strongly suggests the jurors
were fair and that the defense so concluded. (People v. Cooper (1991)
53 Cal.3d 771, 807.)
People v. Williams (1989)
48 Cal.3d 1112, on which Marlow relies,
is distinguishable. That case involved a county (Placer) of very small
population where media coverage of the offense was continuous up to
the time of trial and where the victim and her family had long and
extensive ties to the community, such that a substantial proportion of
prospective jurors acknowledged they knew the victim, her family and
her boyfriends, and a smaller but still significant number knew the
prosecutor, his investigators or deputy sheriffs who were to testify.
(Id. at pp. 1126-1131.) Similar circumstances are not present here.
We therefore find no reasonable likelihood the
denial of a change of venue deprived defendants of a fair trial or due
process of law.
C. Restriction on Voir Dire
Coffman contends the trial court improperly
restricted death-qualification voir dire in a way that prevented her
from effectively exercising challenges for cause and deprived her of
her state and federal constitutional rights to due process of law, a
fair trial and an impartial jury, and a reliable determination of
guilt and penalty. Specifically, Coffman complains the trial court
prevented her counsel from questioning the prospective jurors on their
views regarding the circumstances of the case that were likely to be
presented in evidence in order to determine how such circumstances
might affect their ability to fairly determine the proper penalty in
the event of a conviction.
Prospective jurors may be excused for cause when
their views on capital punishment would prevent or substantially
impair the performance of their duties as jurors. (Wainwright v. Witt
(1985) 469 U.S. 412, 424; People v. Ochoa (2001) 26 Cal.4th 398, 431.)
A challenge for cause may be based on the prospective juror's response
when informed of facts or circumstances likely to be present in the
case being tried. (People v. Kirkpatrick (1994) 7 Cal.4th 988, 1005.)
Thus, we have affirmed the principle that either party is entitled to
ask prospective jurors questions that are specific enough to determine
if those jurors harbor bias, as to some fact or circumstance shown by
the trial evidence, that would cause them not to follow an instruction
directing them to determine penalty after considering aggravating and
mitigating evidence. (People v. Cash (2002)
28 Cal.4th 703, 720-721; see CALJIC No.
8.85 (7th ed. 2004).) "Our decisions have explained that
death-qualification voir dire must avoid two extremes. On the one
hand, it must not be so abstract that it fails to identify those
jurors whose death penalty views would prevent or substantially impair
the performance of their duties as jurors in the case being tried. On
the other hand, it must not be so specific that it requires the
prospective jurors to prejudge the penalty issue based on a summary of
the mitigating and aggravating evidence likely to be presented. (See
People v. Jenkins[, supra, 22 Cal.4th at pp.] 990-991 [95 Cal.Rptr.2d
377, 997 P.2d 1044] [not error to refuse to allow counsel to ask juror
given `detailed account of the facts' in the case if she `would
impose' death penalty].) In deciding where to strike the balance in a
particular case, trial courts have considerable discretion." (Cash,
supra, at pp. 721-722.)
We conclude Coffman fails to establish an abuse of
discretion, in that she cites no trial court ruling precluding her
from asking questions necessary to identify jurors unable to discharge
their sentencing responsibility consistently with the law. Unlike in
People v. Cash, supra, 28 Cal.4th at pages 720-722, the trial court
did not categorically prohibit inquiry into the effect on prospective
jurors of the other murders, evidence of which was presented in the
course of the trial. Rather, the trial court merely cautioned
Coffman's counsel not to recite specific evidence expected to come
before the jury in order to induce the juror to commit to voting in a
particular way. (See People v. Burgener (2003)
29 Cal.4th 833, 865.) Notably, the trial
court invited counsel to draft a proposed question for prospective
jurors eliciting their attitudes toward the death penalty and in fact
itself questioned a prospective juror whether he could weigh all the
evidence before reaching a penalty determination in a case involving
multiple murder. Even if counsel believed they were precluded from
inquiring into a juror's ability to fairly determine penalty in such a
case, Coffman failed to exhaust her peremptory challenges or to
express dissatisfaction with the jury as sworn on this ground. Any
error, therefore, was non-prejudicial. (Id. at p. 866.)
D. Alleged Juror Bias and Ineffective Assistance
of Counsel in Failing to Exercise Challenges
Coffman argues we must reverse her conviction and
sentence because four of the jurors who decided her case were biased
in favor of the death penalty. She acknowledges her trial counsel
failed to challenge any of the four, either for cause or by using
available peremptory challenges, and thus forfeited any appellate
claim of error in the seating of those jurors. (See People v. Morris
(1991)
53 Cal.3d 152, 184, disapproved on other
grounds in People v. Stansbury (1995) 9 Cal.4th 824, 830.) She
asserts, however, that she should be relieved of the consequences of
counsel's inaction because they rendered ineffective assistance in
this regard. On this record, we conclude her claims lack merit.
As noted above, a prospective juror may be
challenged for cause based upon his or her views regarding capital
punishment only if those views would " ` "prevent or substantially
impair the juror's performance of the duties defined by the court's
instructions and his or her oath." ' " (People v. Cunningham (2001) 25
Cal.4th 926, 975, quoting Wainwright v. Witt, supra, 469 U.S. at p.
424.) A prospective juror who would be unable conscientiously to
consider all of the sentencing alternatives, including, when
appropriate, the death penalty, is properly subject to excusal for
cause. (People v. Jenkins, supra, 22 Cal.4th at p. 987.) Our review of
the record confirms that none of the four jurors who defendant asserts
were biased would have been properly excused under this standard, as
each expressed a willingness to consider all the evidence presented
before reaching a decision as to penalty. Counsel therefore did not
perform deficiently in not challenging those jurors for cause. (See
Strickland v. Washington (1984) 466 U.S. 668, 687 [claims of
ineffective assistance of counsel entail deficient performance
assessed under an objective standard of professional reasonableness
and prejudice measured by a reasonable probability of a more favorable
outcome in the absence of the deficient performance]; People v.
Ledesma (1987)
43 Cal.3d 171, 216-218.) Nor can we say
counsel rendered ineffective assistance in failing to exercise
peremptory challenges with respect to these jurors: " `Because the use
of peremptory challenges is inherently subjective and intuitive, an
appellate record will rarely disclose reversible incompetence in this
process.' " (People v. Freeman (1994) 8 Cal.4th 450, 485, quoting
People v. Montiel (1993)
5 Cal.4th 877, 911.)
E. Allegedly Improper Excusal of Prospective
Juror B.
Coffman contends the trial court deprived her of
her state and federal constitutional rights of due process, equal
protection and an impartial jury in granting a challenge for cause,
joined by the prosecutor and both defendant Marlow's counsel and her
own, to Prospective Juror B. Coffman further contends her counsel
rendered ineffective assistance in joining in the challenge. Her
contentions lack merit.
Preliminarily, respondent argues Coffman invited
any error by joining defendant Marlow's challenge. As articulated in
People v. Wickersham (1982)
32 Cal.3d 307, 330, disapproved on other
grounds in People v. Barton (1995) 12 Cal.4th 186, 201: "The doctrine
of invited error is designed to prevent an accused from gaining a
reversal on appeal because of an error made by the trial court at his
behest. If defense counsel intentionally caused the trial court to
err, the appellant cannot be heard to complain on appeal. . . . [I]t
also must be clear that counsel acted for tactical reasons and not out
of ignorance or mistake." In cases involving an action affirmatively
taken by defense counsel, we have found a clearly implied tactical
purpose to be sufficient to invoke the invited error rule. (See People
v. Catlin (2001) 26 Cal.4th 81, 150; People v. Wader (1993)
5 Cal.4th 610, 657-658; People v. Hardy,
supra, 2 Cal.4th at p. 152.) Here, Coffman's counsel did not merely
acquiesce, but affirmatively joined in the challenge to Prospective
Juror B., and thus cannot be heard to claim the court erred in
excusing her.
In any event, the trial court did not err. "On
appeal, we will uphold a trial court's ruling on a challenge for cause
by either party `if it is fairly supported by the record, accepting as
binding the trial court's determination as to the prospective juror's
true state of mind when the prospective juror has made statements that
are conflicting or ambiguous.' " (People v. Bolden (2002) 29 Cal.4th
515, 537.) Although Coffman urges that Prospective Juror B.'s remarks
were, at most, ambiguous and reflected merely hesitancy or reluctance
and not outright refusal to impose the death penalty, read in context
the prospective juror's comments indicated that, while she favored the
death penalty as a sentence for first degree murder, she could not
personally impose it owing to her religious background. Because
excusal therefore was appropriate, trial counsel did not perform
deficiently in joining the challenge.
F. Motion to Disqualify Trial Judge
Pursuant to Code of Civil Procedure section 170.1,
Coffman moved to disqualify Judge Don Turner, the superior court judge
assigned to preside over her case for all purposes. That statute
requires disqualification, inter alia, whenever "a person aware of the
facts might reasonably entertain a doubt that the judge would be able
to be impartial." (Code Civ. Proc., § 170.1, subd. (a)(6)(C).) In
support of the motion, Coffman's counsel, Alan Spears, declared he was
a candidate for the office of San Bernardino County Superior Court
judge and, as such, was running in opposition to Judge Duane Lloyd.
Counsel further declared that Judge Turner was a member of the
Committee for Judge Duane Lloyd, had allowed his name to be used on
Judge Lloyd's campaign letterhead, and had failed to disclose to
counsel his involvement in Judge Lloyd's re-election effort. As a
result of these facts, counsel alleged, Coffman reasonably might
entertain a doubt that Judge Turner would be able to remain impartial
in her case. Counsel further alleged on information and belief that
Judge Turner was biased against him. Judge Turner filed a responsive
declaration denying any such bias or grounds for disqualification,
stating he "fores[aw] no difficulty in being completely impartial in
the trial of this case or any other case in which Mr. Spears is
involved," and noting "Mr. Spears has tried many cases (including
death penalty cases) in my courtroom. I respect his ability and he is
welcome in my department at any time." Judge Turner observed he had
"no objections to continuing as the trial judge in this case," nor did
he "object to having the case reassigned depending upon the needs of
the court."
The motion was assigned to another judge of the San Bernardino
County Superior Court, who denied the motion by minute order stating:
"Court finds Judge Turner does not have any bias or prejudice toward
Mr. Spears, nor will have in the future."
Coffman assigns the ruling as error in this appeal,
contending it invalidates all of Judge Turner's subsequent rulings in
the case and requires reversal of the judgment. She acknowledges that
in People v. Brown (1993)
6 Cal.4th 322, 334, we held that Code of
Civil Procedure section 170.3 precludes appellate review of a ruling
on a statutory motion for disqualification, but contends her
non-statutory claims arising under the due process clause of the
Fourteenth Amendment to the federal Constitution and the Eighth
Amendment's guarantee of reliability in penalty determinations in
capital cases are cognizable on appeal. Respondent contends Coffman
failed to articulate a due process claim below and cannot do so for
the first time here.
Assuming Coffman's motion alleging judicial bias
sufficiently preserved the constitutional claims she advances on
appeal, or at least the due process claim (People v. Brown, supra, 6
Cal.4th at p. 334; see People v. Yeoman (2003) 31 Cal.4th 93, 133
[objection on grounds of due process and equal protection sufficiently
preserved 8th Amend. claim based on same facts]), we conclude her
contention lacks merit. The allegations presented in support of her
disqualification motion simply do not support a doubt regarding Judge
Turner's ability to remain impartial.
G. State Action Allegedly Interfering with
Coffman's Presentation of a Defense
Coffman contends that certain actions by the
prosecution effectively dissuaded certain witnesses from testifying on
her behalf, thus suppressing favorable evidence within the meaning of
Brady v. Maryland (1963) 373 U.S. 83 and depriving her of her federal
constitutional rights of compulsory process and to a reliable
determination of guilt and penalty. She also contends that the San
Bernardino County Superior Court denied her due process by failing to
pay on time certain authorized investigative expenses, resulting in
the unavailability, during the guilt phase, of witness Katherine
Davis, the former wife of defendant Marlow, who would have testified
about Marlow's physical and emotional abuse during their marriage.
Coffman raised these contentions in an unsuccessful pretrial motion to
strike the special circumstance allegations against her and in a
motion for new trial. She now reasserts them as a basis for reversal
of the judgment. For the reasons that follow, we conclude the
contention lacks merit.
As relevant to the claim that the prosecution
dissuaded potential witnesses, at an evidentiary hearing on the motion
to strike the special circumstance allegations, Coffman's counsel
presented defense investigator Barbara Jordan's testimony to the
effect that her efforts to obtain witnesses in Page, Arizona, had been
hampered by disinformation Redlands Police Sergeant Larry Scott Smith
had spread there. Jordan further testified that potential witness Judy
Scott, who had roomed with Coffman, reported to Jordan that she felt
the police had pressured her not to talk to Coffman's defense team;
they told her Coffman was a lesbian and asked her how close Scott and
Coffman were and whether Coffman had brought prostitution customers to
the house when the two were living together. According to Jordan,
other potential witnesses who had spoken with the police declined to
speak with Coffman's investigators and treated them with hostility.
Jordan stated that Scott and another witness, Debbie Pugh, denied
using words or making statements attributed to them in the Redlands
police reports, which omitted information exculpatory as to Coffman.
Sergeant Smith acknowledged visiting Page with Detective Dalzell of
the Redlands Police Department and interviewing Judy Scott; Smith
testified he asked Scott if Coffman was bisexual, but elicited no
information in that regard; following up on information received in
Page, he also asked Scott about Coffman's possible involvement in
prostitution.
The trial court denied the motion, commenting: "I
have seen nothing, either in the offer of proof or in the questioning
of this witness, which substantiates any [allegation of improper
conduct by police in relation to prospective witnesses]. All I have
heard so far is that witnesses are telling somewhat different stories
to different people, and you've been in this business long enough to
know that that's not a novel concept."
" `Governmental interference violative of a
defendant's compulsory-process right includes, of course, the
intimidation of defense witnesses by the prosecution. [Citations.] [¶]
The forms that such prosecutorial misconduct may take are many and
varied. They include, for example, statements to defense witnesses to
the effect that they would be prosecuted for any crimes they reveal or
commit in the course of their testimony. [Citations.]' (In re Martin
(1987)
44 Cal.3d 1, 30 [241 Cal.Rptr. 263, 744
P.2d 374].) Threatening a defense witness with a perjury prosecution
also constitutes prosecutorial misconduct that violates a defendant's
constitutional rights. (People v. Bryant (1984)
157 Cal.App.3d 582 [203 Cal.Rptr. 733].)"
(People v. Hill, supra, 17 Cal.4th at p. 835.) Due process also is
violated when the prosecution makes a material witness unavailable by,
for example, deportation. (United States v. Valenzuela-Bernal (1982)
458 U.S. 858, 873 [due process mandates dismissal of charges when
defendant makes a plausible showing that the deported witness's
testimony would have been material and favorable to the defense, in
ways not merely cumulative to the testimony of available witnesses].)
The record before us contains no evidence that the
prosecution engaged in witness intimidation or other conduct depriving
Coffman's defense of a material witness. The circumstance that a
witness is reluctant to assist one side or the other of a criminal
prosecution, or tells different stories to different investigators,
is, as the trial court observed, far from unusual and does not, in
itself, support a claim that the prosecution interfered with a
defendant's right of compulsory process or suppressed material
evidence within the meaning of Brady v. Maryland, supra, 373 U.S. 83,
even if we assume Brady applies in this situation, where the
prosecution did not control the witnesses. Consequently, the trial
court committed no error in denying Coffman's motion to strike the
special circumstance allegations, and reversal of the judgment is
unwarranted.
Coffman also urges that the court's delay in paying
investigative expenses incurred in developing her defense of battered
woman syndrome deprived her of a potential witness in the guilt phase
of trial, namely, defendant Marlow's former wife Katherine Davis, and
thus violated Coffman's right to due process as articulated in Ake v.
Oklahoma (1985) 470 U.S. 68, 80-83. Davis did testify in Coffman's
case in mitigation during the penalty phase concerning Marlow's
abusive conduct during their marriage some years before the present
offenses. Because Coffman made no offer of proof sufficient to enable
us to determine that Davis would have given relevant, admissible
testimony during the guilt phase, and because Coffman's argument
before the trial court focused on the failure to pay the expenses of
investigators for trips to such places as Missouri and Kentucky,
rather than the delay in paying Davis's expenses in coming to
California to testify in this trial, we cannot conclude the trial
court erred in denying Coffman's motion to strike the special
circumstance allegations.
III. Guilt and Special Circumstance Issues
A. Introduction of Allegedly Coerced Statements
Defendants contend their convictions must be
reversed because the trial court improperly allowed the prosecutor to
impeach them with post-arrest statements that each allegedly made
involuntarily as a result of police coercion. Although the issue is
close, we reject defendants' contentions and conclude the statements
were voluntarily made.
1. Factual background
In order to resolve this issue, we find it
necessary to recite in some detail the circumstances under which the
statements were given. By the time of defendants' arrest on November
14, 1986, seven days after Novis disappeared, Redlands Police
Department investigators had become aware of possible connections
between the Novis case and the murder of Lynell Murray in Huntington
Beach. After defendants' arrest, investigators from both localities
interviewed them at the Redlands Police Department.
Officers believed that, in light of Marlow's
criminal experience, he probably would not be forthcoming during
interrogation and that Coffman, by contrast, was more likely to
cooperate with them. Accordingly, they first questioned Coffman for
some three and a half hours, from about 5:30 p.m. until about 9:00
p.m. During the course of this interview, officers gave Coffman
coffee, cigarettes, food and socks for her bare feet. Coffman
complained of a wound on her leg, but the record does not reflect that
she was provided medical attention during this period. Officers also
falsely told Coffman that Marlow was providing police with information
and "ratting on her." At the end of this first interview, officers
drove Coffman to the area of Lytle Creek, where officers believed
defendants had spent time, returning to Redlands in the early morning
hours of November 15. Coffman then was questioned further until she
agreed to take investigators to Novis's body, which was found,
pursuant to her direction, around 4:00 a.m. in a vineyard in Fontana.
Marlow, meanwhile, was questioned for over three
hours, from 9:00 p.m. until after midnight. During this interrogation
Marlow was provided with food and allowed to smoke. Marlow ultimately
agreed to try to take officers to Novis's burial site. Marlow directed
officers to the Sierra Street off-ramp in Fontana, but once there he
asked that Coffman be brought to the scene so she could show the
officers where the body was located. As the officers could not at that
time reach Sergeant Smith, who then had custody of Coffman, they
returned Marlow to the Redlands Police Department. At 8:30 the same
morning, after the discovery of Novis's body, officers resumed
interrogating Marlow and informed him that Coffman had told them all
about the Novis and Murray homicides. During this portion of the
interrogation, Marlow gave a detailed statement about both murders, as
well as the Kentucky killing. A further interrogation took place two
days later, on November 17.
At the outset of the interviews, defendants each
were advised of and invoked their Miranda rights. (Miranda v. Arizona,
supra, 384 U.S. 436.) Investigators nevertheless continued to question
each defendant despite their repeated requests for counsel. Sergeant
Fitzmaurice told Marlow, numerous times, that because he had invoked
his Miranda rights, whatever he told officers in the course of the
interrogation could not be used in court.
Ruling on defendants' motions to suppress their
statements to investigators, the trial court concluded all statements
had been made voluntarily and thus could properly be used for
impeachment purposes under Harris v. New York (1971) 401 U.S. 222,
225-226, despite the officers' noncompliance with Miranda. With
respect to Coffman's motion to suppress the fruits of her statement,
namely the location of Novis's body and testimony relating to its
condition, after hearing evidence regarding the grave's shallowness
and its proximity, in a working vineyard, to roads and a residential
area, the court ruled that testimony regarding the body and its
location was admissible pursuant to the doctrine of inevitable
discovery.
2. Legal principles
Recently, in People v. Neal (2003) 31 Cal.4th 63,
79-80, we reviewed certain legal principles governing the
admissibility of defendants' custodial statements. "It long has been
settled under the due process clause of the Fourteenth Amendment to
the United States Constitution that an involuntary statement obtained
by a law enforcement officer from a criminal suspect by coercion is
inadmissible in a criminal proceeding. (See, e.g., Brown v.
Mississippi (1936) 297 U.S. 278, 285-286 [80 L.Ed. 682, 56 S.Ct.
461].) In Miranda v. Arizona[, supra,] 384 U.S. 436 [16 L.Ed.2d 694,
86 S.Ct. 1602] (Miranda), recognizing that any statement obtained by
an officer from a suspect during custodial interrogation may be
potentially involuntary because such questioning may be coercive, the
United States Supreme Court held that such a statement may be admitted
in evidence only if the officer advises the suspect of both his or her
right to remain silent and right to have counsel present at
questioning, and the suspect waives those rights and agrees to speak
to the officer. The court further held in Miranda that if the suspect
indicates that he or she does not wish to speak to the officer or
wants to have counsel present at questioning, the officer must end the
interrogation. In Edwards v. Arizona (1981) 451 U.S. 477 [68 L.Ed.2d
378, 101 S.Ct. 1880] . . . , the high court held that if the suspect
invokes the right to counsel, the officer may not resume questioning
on another occasion until counsel is present, unless the suspect
voluntarily initiates further contact. In Harris v. New York [,
supra,] 401 U.S. 222 [28 L.Ed.2d 1, 91 S.Ct. 643] (Harris), the court
held that although a statement obtained in violation of Miranda may
not be introduced by the prosecution in its case-in-chief, Miranda was
not intended to grant the suspect license to lie in his or her
testimony at trial, and thus if an ensuing statement obtained in
violation of Miranda is voluntary, the statement nonetheless may be
admitted to impeach a defendant who testifies differently at trial.
"In People v. Peevy (1998) 17 Cal.4th 1184 [73
Cal.Rptr.2d 865, 953 P.2d 1212], we addressed the issue whether a law
enforcement officer's intentional continuation of interrogation of a
defendant, in spite of the defendant's invocation of his or her right
to counsel-in deliberate violation of Miranda-renders the statement
obtained by the officer inadmissible even for impeachment purposes. We
concluded that in light of the emphasis in Harris that Miranda should
not be interpreted to permit a defendant to testify falsely at trial
with impunity, under Harris the officer's misconduct in Peevy did not
affect the admissibility of the statement as impeachment evidence.
(Id. at pp. 1193-1194, 1203-1205.)" (People v. Neal, supra, 31 Cal.4th
at p. 67.)
"A statement is involuntary [citation] when, among
other circumstances, it `was " `extracted by any sort of threats . . .
, [or] obtained by any direct or implied promises, however slight . .
. .' " ' [Citations.] Voluntariness does not turn on any one fact, no
matter how apparently significant, but rather on the `totality of
[the] circumstances.' " (People v. Neal, supra, 31 Cal.4th at p. 79.)
"In reviewing the trial court's determinations of
voluntariness, we apply an independent standard of review, doing so
`in light of the record in its entirety, including "all the
surrounding circumstances-both the characteristics of the accused and
the details of the [encounter]" . . . .' " (People v. Neal, supra, 31
Cal.4th at p. 80.) But "we accept the trial court's factual findings,
based on its resolution of factual disputes, its choices among
conflicting inferences, and its evaluations of witness credibility,
provided that these findings are supported by substantial evidence."
(People v. Mayfield (1997) 14 Cal.4th 668, 733.)
Relevant to this case, too, is the line of judicial
decisions, beginning with the pre-Miranda decision in People v.
Modesto (1965)
62 Cal.2d 436 and finding support in the
high court's decision in New York v. Quarles (1984) 467 U.S. 649, that
recognized an exception to the usual constraints on custodial
interrogation in the situation where an overriding need exists to
rescue persons in danger or to protect human life. In Modesto, the
defendant was arrested on suspicion of murdering one young girl, whose
body had been found, and harming another, who was missing. This court
concluded that the possibility of finding a missing child alive
allowed interrogation without advising the suspect of his rights to
remain silent and to the assistance of counsel. (Modesto, supra, at p.
446.) The Court of Appeal in People v. Dean (1974)
39 Cal.App.3d 875, involving custodial
questioning of a kidnap suspect concerning a missing victim's
whereabouts, concluded that the Modesto rule remained viable after
Miranda. (Dean, supra, at p. 882.) Similarly, the Court of Appeal in
People v. Riddle (1978)
83 Cal.App.3d 563, 574-575, relied on
Modesto in holding that Miranda did not preclude recognition of a
limited exception to the normal rules governing custodial
interrogation under exigent circumstances involving a possible threat
to human life. Riddle held that "under circumstances of extreme
emergency where the possibility of saving the life of a missing victim
exists, non-coercive questions may be asked of a material witness in
custody even though answers to the questions may incriminate the
witness. Any other policy would reflect indifference to human life."
(Riddle, supra, at p. 578.) Since in the Riddle case the court
concluded the defendant's statements were voluntarily made and
lawfully obtained, it found no basis on which to exclude them. (Id. at
pp. 580-581.)
In New York v. Quarles, the high court recognized
an analogous exception to Miranda in situations involving a threat to
public safety. In that case, a woman approached police officers to say
she had just been raped and that her assailant, who had carried a gun,
had entered a nearby grocery store. Officers entered the store and
confronted Quarles, who fit the woman's description of her assailant.
Frisking him, an officer discovered an empty shoulder holster. After
handcuffing him, the officer asked where his gun was located. Quarles
nodded toward some empty cartons, saying, "The gun is over there."
After retrieving a loaded .38-caliber gun from an empty carton in the
area Quarles had indicated, officers read Quarles his Miranda rights
and questioned him further following his waiver of rights. (New York
v. Quarles, supra, 467 U.S. at pp. 651-652.) The Supreme Court
reversed the state court's decision suppressing the gun and initial
statement, concluding that "the need for answers to questions in a
situation posing a threat to the public safety outweighs the need for
the prophylactic rule protecting the Fifth Amendment's privilege
against self-incrimination." (Id. at p. 657.) The court declined to
make the availability of the public safety exception turn on the
subjective motivation of the particular officers involved. (Id. at p.
656.) The court noted that Quarles was free, on remand, to argue his
statement was coerced under traditional due process standards. (Id. at
p. 655, fn. 3.)
Under New York v. Quarles and People v. Modesto,
the circumstances in the present case, involving the rescue of a known
individual, were sufficiently exigent to place the initial
interrogations, that is, those taking place before the discovery of
Novis's body, outside the scope of Miranda. Novis had been missing for
a week at the time defendants were questioned, this passage of time
lessening but by no means eliminating the possibility that she
remained alive. (Compare People v. Manning (Colo. 1983) 672 P.2d 499,
509 [police concern for rescuing child who had been missing for 14
weeks "had long since ceased to be realistic," hence rescue doctrine
inapplicable].) Before the interrogation, Marlow's sister, Veronica
Koppers, had told the police that Marlow previously had been known to
leave individuals bound and stranded alive in rural areas. Officers
did not know whether defendants had done the same with Novis, or
whether she was being held in a residence or other structure
somewhere. The absence of any blood or other signs of physical trauma
in Novis's car supported a reasonable hope that she might be alive and
justified questioning defendants despite their invocation of their
Miranda rights. That officers employed an interrogation technique of
referring to Novis alternately as dead and as still alive by no means
negated the exigency, as the officers apparently sought to avoid
alienating defendants and instead attempted to gain their confidence,
whichever circumstance might in fact exist. Under these circumstances,
the rescue doctrine applied, and statements defendants made before
police discovered the victim's body, if voluntarily made, were
admissible despite the officers' noncompliance with Miranda.
3. Voluntariness of Marlow's statements
As noted, whether the admission of Marlow's
statements violated due process depends upon whether they were
voluntarily made in the totality of the circumstances. (People v.
Neal, supra, 31 Cal.4th at pp. 79-80.) Marlow, joined by Coffman,
contends his November 14 statement was involuntary because (1) his
interrogator, Sergeant Fitzmaurice, ignored his nine requests to speak
with an attorney; (2) Fitzmaurice repeatedly assured Marlow that
nothing he said could be used in court, a promise that both rendered
Marlow's statement involuntary and gave rise to estoppel or use
immunity; (3) the statement was induced by a promise of better jail
conditions if Marlow cooperated and a threat of worse conditions if he
did not; and (4) the police exercised a coordinated strategy of
extracting statements first from Coffman and then from Marlow. We
disagree: Marlow's interrogation, while prolonged, was not accompanied
by a denial of all creature comforts or accomplished by means of
physical or psychological mistreatment, threats of harsh consequences
or official inducement amounting to coercion, nor were Marlow's
admissions the product of coerced statements by Coffman.
The record reflects that what Marlow characterizes
as a promise of better jail conditions if he cooperated or a threat of
worse if he did not simply amounted to Fitzmaurice's acknowledgment
that the nature of the crimes of which Marlow stood accused tends to
evoke negative feelings, that Marlow's cooperation could be made known
to jail authorities, and that the latter might look favorably on such
cooperation-all of which Marlow evidently well knew. Any "coordinated
strategy" of confronting Marlow with Coffman's statements violated his
due process rights only if doing so actually and proximately caused
him to make his admissions against his will. (See People v.
Musselwhite (1998) 17 Cal.4th 1216, 1240-1241.) Marlow points to no
evidence in the record supporting such a conclusion; his
interrogators' comments that Coffman was cooperating with them surely
did not render Marlow's statements involuntary. That Sergeant
Fitzmaurice repeatedly ignored Marlow's requests for an attorney does
give rise to concern, but-given Marlow's maturity and criminal
experience (he was over 30 years old and a convicted felon at the time
of the interrogation)-it was unlikely Marlow's will was thereby
overborne.
Fitzmaurice's assurances that any statements Marlow
might make could not be used in court similarly raise the specter of
coercion, but after independently reviewing the transcripts of the
interrogation and the hearing on Marlow's suppression motion, we see
no reason to disturb the trial court's determination that his
statements were voluntarily made. Significantly, for a considerable
period after Fitzmaurice began to assure Marlow his statements would
not be used, Marlow continued to resist disclosing Novis's whereabouts
or admitting he committed the offenses. His resistance, far from
reflecting a will overborne by official coercion, suggests instead a
still operative ability to calculate his self-interest in choosing
whether to disclose or withhold information. Marlow's admissions
followed and appeared to be precipitated by continued confrontation
with the evidence authorities possessed. (Cf. State v. Walton (1989)
159 Ariz. 571 [769 P.2d 1017, 1025-1026] [when 45 minutes elapsed
between officer's assurance that "it's nothing that can't be worked
out" and defendant's admissions, during which time officer continued
to confront defendant with known evidence, court concluded admissions
were not made in reliance on the assurance].) Moreover, Marlow was not
promised leniency in exchange for admissions; rather, his
interrogators advised him they had sufficient evidence to convict him
without them.
Marlow contends that under People v. Quartermain
(1997) 16 Cal.4th 600, the use of his statements in court violated due
process. In Quartermain, this court, relying on the rationales of
Santobello v. New York (1971) 404 U.S. 257, 262 (when a guilty plea
rests in any significant degree on the prosecutor's promise or
agreement, the promise must be fulfilled), Doyle v. Ohio (1976) 426
U.S. 610, 618 (fundamental fairness precludes use of a defendant's
post-Miranda-warning silence to impeach his trial testimony), and
their progeny, concluded that when a prosecutor violated an agreement
made with the defendant not to use his statement in any court
proceedings against him, fundamental fairness required that the
prosecutor honor the agreement, and under the circumstances the
introduction of the statement to impeach the defendant resulted in
prejudice requiring reversal of the judgment. (Quartermain, supra, at
pp. 618-622.) We observed that the prosecutor's improper use of the
defendant's statements for impeachment purposes and in closing
argument, by "paint[ing] defendant as a fabulist," "struck at the
heart of his defense," as to which the jury's assessment of his
credibility was crucial. (Id. at pp. 620, 622.) Assuming the use of
Marlow's statements after repeated assurances to the contrary was
fundamentally unfair, here the prosecutor presented abundant other
evidence of defendants' guilt, enabling us confidently to conclude the
verdict was unattributable to any error in admitting the statements.
(Id. at p. 622, citing Sullivan v. Louisiana (1993)
508 U.S. 275, 279; cf. People v.
Gutierrez (2002) 28 Cal.4th 1083, 1132-1133 [defendant's statement not
involuntary despite circumstance that investigating officer told him
it would not be used in court for any purpose].)
Marlow's further contentions that the officers'
representations that any statements he might make would not be used in
court estopped the prosecution to introduce them, or resulted in a
kind of use immunity, are unpersuasive. The Right to Truth-in-Evidence
Law (Cal. Const., art. I, § 28, subd. (d)), added to our state
Constitution in 1982 when the voters passed Proposition 8, provides in
pertinent part that "relevant evidence shall not be excluded in any
criminal proceeding." The provision was intended to abrogate
judicially created rules requiring the exclusion of otherwise
admissible evidence, such as voluntary admissions. (See People v.
Macias (1997) 16 Cal.4th 739, 749; People v. May (1988)
44 Cal.3d 309, 318.) Marlow does not
explain how a common law estoppel or immunity theory might avoid the
stricture of this constitutional provision.
Even were we to assume, for argument's sake, the
trial court erred in finding Marlow's statements were voluntarily made
and thus admissible for impeachment purposes, we would conclude the
error was harmless beyond a reasonable doubt. (Chapman v. California
(1967) 386 U.S. 18, 24; People v. Cahill (1993)
5 Cal.4th 478, 487.) As respondent
observes, Marlow did not challenge the prosecution's evidence that, in
concert with Coffman, he kidnapped, robbed and killed Corinna Novis,
and that he entered her apartment and stole several items of property;
his only defense was that he lacked the intent to kill. Yet the
evidence of Marlow's intent to kill, apart from his statements, was
overwhelming: Marlow, with Coffman, abducted Novis and sodomized her
in the shower at the Drinkhouse residence, inducing her to disclose
the PIN for her bank card in order to steal her money. Marlow sought
to assuage Drinkhouse's anxiety at Novis's presence in his house by
saying, "How is she going to talk to anybody if she's under a pile of
rocks?" Defendants equipped themselves with a shovel when they drove
to the vineyard where Novis was strangled. Sufficient force was
employed in the strangulation to permit the pathologist to opine a
second person (such as Coffman) might have assisted Marlow in the
killing, or the killer might have placed his foot on Novis's back as
her face was pressed into the ground, accounting for the soil inside
her mouth. On this record, it appears beyond a reasonable doubt the
error, if any, did not contribute to the verdict. (Neder v. United
States (1999) 527 U.S. 1, 15; Chapman, supra, at p. 24.)
4. Voluntariness of Coffman's statements and
admissibility of evidence derived therefrom
A similar analysis leads to the conclusion that
Coffman's statements were voluntary and thus properly admitted.
Although Coffman's interrogation was lengthy and officers ignored her
requests for an attorney, they provided her with food and coffee,
allowed her a cigarette, and brought her socks and other clothing
after she complained of feeling cold. Although officers did not
immediately provide medical attention for Coffman's leg wound, the
injury, approximately two weeks old at the time, clearly was not as
serious as that in Mincey v. Arizona (1978) 437 U.S. 385, 399-402, in
which the high court held that statements resulting from the repeated
interrogation of a hospitalized suspect suffering from a gunshot wound
were involuntary. Coffman's admissions occurred after repeated
confrontation with the known evidence. She contends that investigators
improperly threatened to have her child removed from his home in
Missouri, but since she rejected the factual possibility their
suggestion clearly had no coercive effect on her. Coffman also
contends the officers induced her to involuntarily admit her guilt by
falsely telling her Marlow had incriminated her and by making promises
of assistance. What the officer meant in asserting he would "help"
Coffman is unclear, but we are unpersuaded his comments constituted a
promise of leniency that rendered her subsequent statements and
conduct involuntary.
The scenario here differs from Collazo v. Estelle
(9th Cir. 1991) 940 F.2d 411, on which Coffman relies. There, the
federal court of appeals found reversible error in the admission of a
confession obtained after an interrogating officer attempted to
discourage a suspect from talking with a lawyer by predicting a lawyer
would direct him not to speak with the police and "it might be worse"
for the suspect. (Id. at pp. 414, 416, 420.) Here, the
officers-questioning Coffman in the midst of authorities' efforts to
locate Novis-did not hint she would receive harsher treatment if she
failed to cooperate.
Moreover, Coffman continued for a considerable
period to resist the officers' requests that she tell them where Novis
could be found. Rather than threaten Coffman, interrogators attempted
by various techniques to appeal to her sense of moral integrity and
any possible sympathy or sensitivity she might have toward the
victim's family. The record supports the conclusion that Coffman's
statements were the product of her own free will.
Even were we to conclude otherwise, i.e., that the
trial court erred in finding Coffman made her statements voluntarily,
the record contains overwhelming evidence of her guilt. Specifically,
the testimony of Richard Drinkhouse and Veronica Koppers supported the
conclusion that Coffman willingly participated in the offenses; Harold
Brigham testified Coffman was the person who pawned the stolen
typewriter using Novis's identification; Victoria Rotstein placed
Coffman near the location where identification belonging to Coffman,
Marlow and Novis was found several days after the offenses; and
Coffman's (along with Marlow's) fingerprints were found on Novis's
car. Any error in the admission of Coffman's statements therefore did
not, beyond a reasonable doubt, contribute to the verdict. (Neder v.
United States, supra, 527 U.S. at p. 15.)
Coffman further contends the discovery of Novis's
body and the evidence derived from it were the product of her coerced
statements and should have been excluded. Having concluded Coffman's
statements were voluntarily made, we further conclude the fruits of
those statements were properly admitted. Moreover, even had the
statements been involuntary, the trial court properly ruled the
physical evidence was admissible under the doctrine of inevitable
discovery, which recognizes that if the prosecution can establish by a
preponderance of the evidence that the information inevitably would
have been discovered by lawful means, then the exclusionary rule will
not apply. (Nix v. Williams (1984) 467 U.S. 431, 443-444.) This is so
because the rule is intended to ensure that the prosecution is not
placed in a better position than it would have been had no illegality
occurred; the rule does not require it be put in a worse one. (Ibid.)
Novis's body lay, partially exposed, in a shallow grave in a working
vineyard near a residential area. Investigators found evidence that
bicycles and horses had been ridden nearby. On these facts, the trial
court reasonably could find that Novis's body ultimately would have
been found regardless of defendants' statements.
5. Failure to instruct regarding impeachment use
of defendants' admissions
When defendants' extra-judicial statements were
admitted into evidence, the trial court gave the jury no instruction
limiting their use to impeachment of defendants' credibility. Among
the instructions the trial court read at the close of the guilt phase
was CALJIC No. 2.13, which informs the jury that a witness's prior
inconsistent statements may be considered not only as they bear on the
witness's credibility, but also as evidence of the truth of the facts
as stated by the witness on the prior occasion. Marlow, joined by
Coffman, contends the trial court erred in failing to instruct the
jury, sua sponte, that statements taken in violation of Miranda could
be used only for impeachment purposes under the rule of Harris, supra,
401 U.S. 222. They argue that the court's giving of CALJIC No. 2.13
resulted in the jury's improper use of the statements as substantive
evidence of guilt.
In People v. Nudd (1974)
12 Cal.3d 204, 209, overruled on other
grounds in People v. Disbrow (1976)
16 Cal.3d 101, 113, this court declined
to impose on trial courts a sua sponte obligation to give a limiting
instruction when admitting Miranda-violative statements for
impeachment purposes. Marlow, however, contends Nudd is, in this
respect, no longer good law in light of Richardson v. Marsh, supra,
481 U.S. at pages 206-207, in which the high court in dictum observed
that "in [Harris, supra, 401 U.S. 222], we held that statements
elicited from a defendant in violation of [Miranda, supra, 384 U.S.
436], can be introduced to impeach that defendant's credibility, even
though they are inadmissible as evidence of his guilt, so long as the
jury is instructed accordingly." (Italics added.) The Courts of Appeal
have been divided on the question whether such a sua sponte
instructional obligation exists. (Compare People v. Torrez (1995)
31 Cal.App.4th 1084, 1088-1091 [no sua
sponte obligation] with People v. Duncan (1988)
204 Cal.App.3d 613, 620-622 [imposing sua
sponte duty].) Recently, however, in People v. Gutierrez, supra, 28
Cal.4th at page 1134, this court rejected a claim that the admission
for impeachment of a defendant's Miranda-violative statement, without
a limiting instruction and notwithstanding the giving of CALJIC No.
2.13, constituted error. The same conclusion obtains here.
B. Admission of Evidence that Marlow Requested
an Attorney During Police Questioning
Marlow contends his constitutional rights to
counsel and to due process of law were infringed when he was
cross-examined by the prosecutor and by Coffman's counsel regarding
his request for counsel before police questioning, and when the
prosecutor, on rebuttal, examined Sergeant Fitzmaurice concerning the
same subject. The contention was forfeited for appellate purposes by
the lack of a contemporaneous objection. (People v. Crandell (1988)
46 Cal.3d 833, 879, fn. 14, abrogated on
other grounds in People v. Crayton (2002) 28 Cal.4th 346, 364.) Were
we nevertheless to consider the merits, we would conclude that
although the question is close, any error was harmless. (Chapman v.
California, supra, 386 U.S. at p. 24.)
The challenged questioning went as follows:
"[Prosecutor:] Q. . . . It's true that when the
police first talked to you they read you your Miranda rights, correct?
"[Marlow:] A. I believe so.
"[Prosecutor:] Q. Well, you asked for a lawyer,
didn't you?
"[Marlow:] A. It's been a long time. [¶] I-we went
to court a lot of times talking about me asking for a lawyer.
"[Prosecutor:] Q. Okay. Do you remember whether you
asked them for a lawyer when you were read your Miranda rights?
"[Marlow:] A. I believe I did.
"[Prosecutor:] Q. They ignored that, right?
"[Marlow:] A. I think so."
On recross-examination, Coffman's attorney, Spears,
asked Marlow: "But are you able to reconcile how on the one hand you
were screwed up on drugs, and how on the other hand you had the sense
to ask for a lawyer during the questioning?" Marlow responded: "I
couldn't explain it to you, Mr. Spears."
Spears went on to ask: "One of the first things
that happened was that you got what's called the Miranda advisal; is
that correct?" Marlow answered: "I believe so." Spears: "And right
after getting that advisal, you told the police that you needed to get
hold of a lawyer. You made a request for counsel, didn't you?" Marlow:
"If it says I did, I did." After Spears pointed out where, in the
transcript of the interrogation, Marlow had requested counsel, he
continued: "Do you remember making a subsequent or another request for
a lawyer?" When Marlow answered negatively, Spears cited another
instance in the interrogation when Marlow said he needed to talk to a
lawyer.
Finally, in rebuttal, the prosecutor asked Sergeant
Fitzmaurice whether, at the start of Marlow's interview, he had read
Marlow his Miranda rights and elicited the fact that Marlow had
expressed a wish to see an attorney before questioning.
As we said in People v. Crandell, supra, 46 Cal.3d
at page 878: "Wainwright v. Greenfield [(1986)] 474 U.S. 284,
concerned a prosecutor's argument to the jury that the defendant's
repeated refusals to answer questions without first consulting an
attorney demonstrated a degree of comprehension inconsistent with the
defendant's claim of insanity. This argument was held to be a denial
of federal due process rights under the reasoning of Doyle v. Ohio[,
supra, ] 426 U.S. 610 [49 L.Ed.2d 91, 96 S.Ct. 2240]. [¶] Wainwright
and Doyle are founded on the notion that it is fundamentally unfair to
use post-Miranda silence against the defendant at trial in view of the
implicit assurance contained in the Miranda warnings that exercise of
the right of silence will not be penalized. (Wainwright v. Greenfield,
supra, 474 U.S. at p. 295 [88 L.Ed.2d at p. 629, 106 S.Ct. at p.
638].) A similar process of reasoning supports the conclusion that
comment which penalizes exercise of the right to counsel is also
prohibited. (People v. Fabert (1982)
127 Cal.App.3d 604, 610-611 [179
Cal.Rptr. 702]; People v. Schindler (1980)
114 Cal.App.3d 178, 188-189 [170
Cal.Rptr. 461].)"
Counsel for a co-defendant, like the prosecutor, is
bound by this principle and thus is precluded from commenting on the
defendant's assertion of the right to counsel. (See People v. Hardy,
supra, 2 Cal.4th at p. 157 [applying related rule of Griffin v.
California (1965) 380 U.S. 609, 615, barring comment by co-defendant's
counsel on defendant's failure to testify].)
Respondent argues that the questioning quoted above
was aimed, at least in part, not at suggesting Marlow's guilt but
instead at showing that during his interrogation his faculties were
unclouded, contrary to his testimony that he was mentally impaired due
to drug usage. Respondent further contends that a defendant who
testifies waives the privilege against self-incrimination and is
subject to cross-examination on all relevant matters, of which
Marlow's mental status during police questioning was one. Respondent
also asserts that Wainwright v. Greenfield does not preclude
examination pertaining to the defendant's demeanor and behavior,
suggesting that the challenged questioning may be so characterized.
These arguments, which are unsupported by citation to any factually
similar cases, are not persuasive. Wainwright characterized as Doyle
v. Ohio's primary rationale the avoidance of the fundamental
unfairness that flows from the state's breach of the implied
assurances contained in the Miranda warning, stating broadly: "What is
impermissible is the evidentiary use of an individual's exercise of
his constitutional rights after the State's assurance that the
invocation of those rights will not be penalized." (Wainwright v.
Greenfield, supra, 474 U.S. at pp. 294-295.) Coffman's attorney
directly probed the inconsistency between Marlow's claim of
drug-related impairment and his assertion of his right to counsel
during questioning; the prosecutor's cross-examination was not so
focused, but instead seemed to address Marlow's refusal to help
officers find Novis. The questions by Coffman's counsel and the
prosecutor, although apparently aimed at different objects, each made
evidentiary use of Marlow's assertion of the right to counsel and thus
violated Wainwright.
Even were the prosecutor's questions somehow
indirectly aimed at addressing Marlow's mental state at the time of
the interrogation, here other evidence (such as officers' personal
observations) surely would have been directly probative of Marlow's
demeanor and behavior without the necessity of penalizing Marlow's
assertion of his right to counsel. (Wainwright v. Greenfield, supra,
474 U.S. at p. 295 ["the State's legitimate interest in proving that
the defendant's behavior appeared to be rational at the time of his
arrest could have been served by carefully framed questions that
avoided any mention of the defendant's exercise of his constitutional
rights to remain silent and to consult counsel"]; cf. People v.
Crandell, supra, 46 Cal.3d at pp. 878-879 [prosecutor referred to
defendant's invocation of right to counsel "primarily as a point of
reference within the taped interview to assist the jury in locating an
area where the prosecution believed that the tone of defendant's
statements . . . appeared to be inconsistent with defendant's
statements about the events of the preceding night and about his
relationships with the two decedents"].)
As in People v. Crandell, supra, 46 Cal.3d 833,
however, "if the remarks had the objectionable effect of drawing the
jury's attention to the exercise of protected rights," the verdicts
were certainly not affected by this "brief and mild reference" and, in
view of the overwhelming evidence, any error was harmless beyond a
reasonable doubt. (Id. at p. 879.) Thus, even assuming Marlow had
properly preserved this claim for appeal, any error flowing from
questioning him about his invocation of his right to counsel was
harmless. Moreover, this lack of prejudice defeats Marlow's claim that
counsel rendered ineffective assistance in failing to object.
C. Alleged Massiah Error
Coffman contends her statements to jailhouse
informant Robin Long, including her admissions that she had gotten
into the shower with Novis and Marlow, that Novis was still alive when
Marlow and Coffman went to her apartment to find her PIN, and that
Novis had to be killed because they could not leave any victims alive,
were obtained in violation of her right to counsel and thus improperly
admitted over her motion to suppress. She further contends Long's
testimony infected the sentencing process with unreliability, in
violation of the Eighth Amendment to the federal Constitution. As will
appear, Coffman's contention lacks merit because she fails to
demonstrate that the government did anything more than accept
information that Long elicited from Coffman on her own initiative.
In Massiah v. United States (1964) 377 U.S. 201,
the high court held that once a judicial proceeding has been initiated
against an accused and the Sixth Amendment right to counsel has
attached, any statement the government deliberately elicits from the
accused in the absence of counsel is inadmissible at trial against the
defendant. (Id. at pp. 206-207; In re Neely (1993)
6 Cal.4th 901, 915.) To prevail on a
Massiah claim, a defendant must show that the police and the informant
took some action, beyond merely listening, that was designed
deliberately to elicit incriminating remarks. (Kuhlmann v. Wilson
(1986) 477 U.S. 436, 459; People v. Jenkins, supra, 22 Cal.4th at p.
1007.) "Specifically, the evidence must establish that the informant
(1) was acting as a government agent, i.e., under the direction of the
government pursuant to a pre-existing arrangement, with the
expectation of some resulting benefit or advantage, and (2)
deliberately elicited incriminating statements." (In re Neely, supra,
at p. 915.) The requirement of agency is not satisfied when law
enforcement officials "merely accept information elicited by the
informant-inmate on his or her own initiative, with no official
promises, encouragement, or guidance." (Ibid.) A pre-existing
arrangement, however, need not be explicit or formal, but may be
inferred from evidence of the parties' behavior indicative of such an
agreement. (Ibid.) A trial court's ruling on a motion to suppress
informant testimony is essentially a factual determination, entitled
to deferential review on appeal. (People v. Fairbank (1997) 16 Cal.4th
1223, 1247-1248.)
During the hearing on Coffman's motion to suppress
statements she made to Robin Long while Long was in jail on a parole
violation, San Bernardino County Deputy Sheriff Bobbi New testified
officials were aware of Long's practice, while in custody, of engaging
in mock fortunetelling with playing cards as a means of eliciting from
incarcerated suspects statements that Long would then communicate to
law enforcement officials. New testified that Long was placed in
protective custody, where she met and talked with Coffman, for reasons
other than her alleged status as a police agent. (According to Long's
later testimony, because of a prior child endangerment charge she was
placed in protective custody whenever she was incarcerated.) Long's
parole agent, Frank Mamone, testified at the same hearing that no
official had contacted him to arrange any deal for Long's testimony or
to change her parole status, and that Long had been released around
February 6, 1987, as a normal procedure due to the minor nature of her
parole violation (absconding and failing to report to her parole
agent). Long herself testified she wanted to learn the details of
Coffman's case because two of Long's friends had been murdered, and
she wondered if there was a connection between those killings and
Coffman's case. Long also testified she did not like being
incarcerated and acknowledged she had given information to authorities
in an unrelated case in order to get out of jail, but insisted she had
been promised nothing in connection with the present case and her
testimony would have no bearing on how long she would spend in custody
on her current parole violation.
Coffman essentially argues that because Long was a
known informant, the circumstance that she was housed near Coffman
compels the inference that she was a police agent. The trial court
reasonably concluded otherwise, given the testimony showing Long had
acted on her own initiative and the absence of any evidence that
authorities had encouraged her to supply information or insinuated
that to do so would be to her benefit, or that her release from jail
was other than in the normal course for a minor parole violation.
Consequently, the admission of Long's testimony did not violate
Coffman's Sixth or Eighth Amendment rights.
D. Long's Testimony as Assertedly Improper
Rebuttal
Coffman contends that Long's testimony was improper
rebuttal because it failed to contradict particular elements of the
defense case. Instead, she argues, it merely supported a conviction
generally and thus should have been presented in the prosecution's
case-in-chief. She contends the error violated her state and federal
constitutional rights to effective assistance of counsel, against
self-incrimination, to a fair trial, to confrontation, to
non-arbitrary and reliable determinations of guilt, death eligibility
and penalty, and to present a defense. She further contends the error
constituted an arbitrary denial of a state-created liberty interest
and thus violated her federal due process rights. She acknowledges her
trial counsel failed to object to the order of proof, thus forfeiting
the issue for appellate review, but contends this omission represents
ineffective assistance of counsel.
On the merits, Coffman's argument is unpersuasive.
The order of proof rests largely in the sound discretion of the trial
court, and the fact that the evidence in question may have tended to
support the prosecution's case-in-chief does not make it improper
rebuttal. (People v. Mosher (1969)
1 Cal.3d 379, 399, disapproved on another
ground in People v. Ray (1975)
14 Cal.3d 20, 29-30; People v. Warner
(1969)
270 Cal.App.2d 900, 906; Evid. Code, §
320; Pen. Code, §§ 1093, subd. (d), 1094.) It is improper for the
prosecution to deliberately withhold evidence that is appropriately
part of its case-in-chief, in order to offer it after the defense
rests its case and thus perhaps surprise the defense or unduly magnify
the importance of the evidence. Nevertheless, when the evidence in
question meets the requirements for impeachment it may be admitted on
rebuttal to meet the evidence on a point the defense has put into
dispute. (People v. Harrison (1963)
59 Cal.2d 622, 629.) Because Coffman
testified she had nothing to do with what happened in the shower
between Marlow and Novis and denied knowing that Marlow had killed
Novis in the vineyard, the prosecutor was entitled to rebut her
testimony with prior inconsistent statements and admissions to Long.
Because an objection would not have been well taken, counsel did not
render ineffective assistance by failing to make one.
E. Marlow's Invocation of the Fifth Amendment
Both defendants challenge the propriety of the
process by which Marlow, on cross-examination after his direct
testimony in rebuttal to Coffman's testimony, as described below,
invoked his privilege against self-incrimination some 44 times when
questioned about the Orange County crimes. Respondent acknowledges
error occurred, but argues neither defendant suffered any prejudice
thereby. Marlow also contends that comment by the prosecutor and
Coffman's counsel in their respective closing arguments concerning his
failure to testify about the Orange County offenses violated his
privilege against self-incrimination and the rule in Griffin v.
California, supra, 380 U.S. 609.
1. Factual context
We first place these contentions in context. Before
trial, the prosecutor informed the court and defendants that he would
not seek to introduce evidence of the Orange County offenses against
Lynell Murray. Accordingly, neither in his opening statement nor in
his case-in-chief did he refer to or present evidence of those crimes.
In Coffman's counsel's opening statement and Coffman's testimony in
her own defense following Marlow's case-in-chief, however, she told
the jury about the Orange County killing. The trial court instructed
the jury that Coffman's testimony about the Orange County offenses was
being admitted only to show Coffman's state of mind and was not to be
considered as evidence against Marlow, either as reflecting on his
character or as demonstrating a probability that he committed the San
Bernardino County offenses.
After Coffman rested, Marlow testified in rebuttal.
Just before Marlow took the stand, his counsel sought a ruling
precluding cross-examination on the Orange County crimes. The trial
court declined to make a ruling at that time. During the course of
Marlow's direct examination, his counsel asked him if he had intended
to kill Novis. Marlow denied so intending. When his counsel asked him
if Novis was still alive at the point when, after choking her, he laid
her on the ground in the vineyard, Marlow replied: "I know she was
alive. I didn't want to kill her or anybody else." (Italics added.)
Just before the start of cross-examination, the court held an in
limine hearing on the scope of the proposed cross-examination. The
prosecutor argued that Marlow's response as quoted above opened the
door to cross-examination on the Orange County homicide. Marlow's
counsel contended his client's answer was non-responsive and ambiguous
as to what incident he was referring to and that he retained a
privilege to refuse to answer questions relating to the Orange County
homicide.
The trial court noted that although defendants were
currently on trial only for the charged offenses against Novis,
Coffman's defense had raised the issue of her relationship with Marlow
in an effort to show she acted only under duress and coercion; and
Marlow, for his part, had testified to the contrary, namely, that he
had not manipulated her, she had manipulated him. The Orange County
crimes, the court believed, were highly relevant to the nature of
defendants' relationship in connection with the murder of Novis. And,
said the court, because Marlow had denied having the intent to kill
anybody at any time, the People had "the right to show the
relationship in connection with this other murder in Orange County."
Thereafter, Coffman's counsel cross-examined
Marlow, asking him various questions about his actions in Orange
County. Rather than answer, Marlow stated he was "taking the Fifth" on
those questions. Finally, Coffman's counsel asked the court to direct
Marlow to answer, stating, "[W]e've had a ruling on that and this is
an area I am seemingly entitled to probe." The court disagreed: "The
ruling is you could ask questions. I didn't rule on whether or not he
could take the 5th Amendment. That issue was not raised." In further
discussion outside the presence of the jury, Marlow's counsel
clarified that "[Marlow] is not testifying on my advice because he has
not come to trial and will not come to trial in Orange County until
these proceedings are concluded." The court stated: "[I]n any event,
the court has to honor his reliance upon his Fifth Amendment privilege
not to testify concerning the Orange County thing. [¶] That was not
gone into at all on his direct. [¶] It is true that there are a lot of
overlapping things, such as intent to kill, which flow from one case
to the next that give the District Attorney a great interest in
inquiring into the details of that case. [¶] But there is no way you
can force him to answer as against his reliance on the Fifth
Amendment." The prosecutor responded: "I know we can't force him to
answer. You could instruct him to. I know it wouldn't do any good. We
have no control over him, but you legally, as you know, can instruct
him that he is required to answer." The court answered: "Yes. I think
in view of the fact that he does have a trial pending in Orange County
and he has avoided that testimony on the stand here, justice requires
that we honor his Fifth Amendment privilege." The court continued:
"[A]s a practical matter we all know that taking the Fifth Amendment
in view of all the evidence that's come out in this case is a tacit
admission to the jury that the worst is true. [¶] And since nobody is
trying to convict him of the Orange County case, why, we don't have
the problems of the burden of proof. [¶] So far as the information
which the jury will-whether we like it or not, consider his refusal to
answer is one of the things which is in their heads. [¶] They will be
instructed very carefully not to consider that, but it's-" The
prosecutor responded: "I'm not sure taking the Fifth this way isn't
something they shouldn't be able to consider. That's part of what I'm
trying to make my point. [¶] Procedurally, will the court at least
permit me to force him to take the Fifth on these issues?" The court
acknowledged the prosecutor was "entitled to get his answer."
Before the jury, the prosecutor asked a succession
of questions to which Marlow responded with an assertion of his Fifth
Amendment privilege. After the 27th such assertion, the court
interjected: "I'd better clarify the record on that, counsel. Mr.
Marlow, when you say I have to take the Fifth on that, are you
intending to say that you refuse to answer the question on the ground
that the answer may tend to incriminate you?" Marlow responded in the
affirmative. The court then told the jury: "The record may show that
when the defendant refers to taking the Fifth, he is in effect stating
that he refuses to answer the question on the ground that the answer
may tend to incriminate him. [¶] On that basis, he does not have to
answer the question." The court also informed the jury that the
questions as to which Marlow asserted a privilege were not themselves
evidence and were not to be considered as such. The court later
instructed jurors with CALJIC No. 2.25, directing them to draw no
adverse inference from Marlow's invocation of the privilege.
2. Marlow's contentions
Marlow contends the trial court erred in permitting
any cross-examination concerning the Orange County offenses because no
evidence had been admitted against him, and he had not testified,
concerning that incident. Marlow further contends that once the trial
court ruled his invocation of the privilege against self-incrimination
regarding the Orange County crimes was proper, it erred in requiring
him to assert the privilege in front of the jury and informing the
jury that he did so each time because the answer would tend to
incriminate him. (See People v. Mincey (1992)
2 Cal.4th 408, 440-442.) Finally, the
instruction advising the jury to draw no adverse inference from
Marlow's invocation of the privilege did not, he contends, eliminate
the prejudice stemming from these circumstances. Respondent contends
Marlow waived his Fifth Amendment privilege as to the Orange County
crimes by testifying, on direct examination, that he did not want to
kill "anybody," inferentially including Lynell Murray, and that he
therefore actually no longer had a privilege to assert before the
jury. Consequently, respondent urges, Marlow received the benefit of
an instruction (CALJIC No. 2.25, telling the jury to draw no adverse
inference from the assertion of the privilege) to which he was not
entitled. Moreover, respondent points out, the jury was instructed
regarding the limited purpose of evidence of the Orange County murder,
an offense for which he was not on trial in the present proceeding.
We conclude that Marlow's direct examination
response denying he ever wanted to kill Novis "or anybody else" did
"open the door" to questioning regarding the Orange County murder, and
the trial court abused its discretion in implicitly ruling to the
contrary. "A defendant who takes the stand to testify in his own
behalf waives the privilege against self-incrimination to the extent
of the scope of relevant cross-examination. [Citations.] `It matters
not that the defendant's answer on cross-examination might tend to
establish his guilt of a collateral offense for which he could still
be prosecuted.' " (People v. Thornton (1974)
11 Cal.3d 738, 760-761, disapproved on
other grounds in People v. Flannel (1979)
25 Cal.3d 668, 684, fn. 12, and abrogated
on other grounds in People v. Martinez (1999) 20 Cal.4th 225, 234;
Jenkins v. Anderson (1980) 447 U.S. 231, 236, fn. 3.) "None of [the]
fundamental principles [underlying the rule precluding the prosecution
from cross-examining a testifying defendant beyond the scope of direct
examination, upon the case generally] . . . imply that when a
defendant voluntarily testifies in his own defense the People may not
fully amplify his testimony by inquiring into the facts and
circumstances surrounding his assertions, or by introducing evidence
through cross-examination which explains or refutes his statements or
the inferences which may necessarily be drawn from them." (People v.
Schader (1969)
71 Cal.2d 761, 770; see also United
States v. Hearst (9th Cir. 1977) 563 F.2d 1331, 1340-1341.) In the
context of the trial, following Coffman's testimony that Marlow killed
Murray, Marlow's testimony denying he wanted to kill "anybody"
reasonably would have been understood as referring to Murray, and it
would have been unfair not to permit Coffman and the prosecutor to
amplify it. Cross-examination of Marlow concerning the events in
Orange County, we conclude, thus was relevant and proper, and his
purported assertion of the privilege was ineffective. From this
conclusion it follows that the trial court did not commit Griffin
error (see Griffin v. California, supra, 380 U.S. 609) in explaining
to the jury the meaning of Marlow's purported assertions of the
privilege. The trial court should not then have instructed the jury
with CALJIC No. 2.25, or perhaps, on request, should have stricken
Marlow's direct testimony regarding his lack of desire to kill
anybody. Nevertheless, we see no reasonable probability of a more
favorable outcome in the absence of these irregularities, for Marlow
was not charged in this proceeding with the Orange County offenses,
and we presume the jury followed the instruction to draw no adverse
inferences from his assertion of the privilege. (People v. Boyette,
supra, 29 Cal.4th at p. 436.)
Marlow further contends that both the prosecutor
and Coffman's counsel violated his right against self-incrimination by
commenting, in their respective summations, on his failure to testify
about the Orange County homicide. (Griffin v. California, supra, 380
U.S. 609; People v. Hardy, supra, 2 Cal.4th at p. 157 [Griffin rule
applies to comment by co-defendant as well as prosecutor].)
Specifically, the prosecutor commented: "Now the abduction out of that
cleaners-and we have only heard Miss Coffman's version of it-is that
they are starting to be a good team." Coffman's counsel stated: "When
you compare what Miss Coffman did, and starting at the beginning and
recounting and answering questions, to what Mr. Marlow did, including
picking and choosing what he wanted to talk about, I think that the
differences are very extreme. [¶] And I offer that as a suggestion to
you. [¶] I do not want to suggest that by exercising his right under
the Fifth Amendment, that for that reason, you should disregard Mr.
Marlow's testimony, because instruction 2.25 indicates that a person
has a right to rely on that." Finally, in his penalty phase closing
argument, Coffman's counsel stated: "Greg Marlow never told the police
anything about Lynell Murray. And he took the Fifth Amendment, as I
remember, here in court when he was asked about what occurred in
Orange County."
Marlow forfeited any appellate challenge to the
foregoing comments by failing to make a contemporaneous objection at
trial or to ask that the jury be appropriately admonished. (People v.
Memro (1995) 11 Cal.4th 786, 873-874.) As he contends counsel's
failure to do so constitutes ineffective assistance, we turn to the
merits of the claim. Because Marlow's direct testimony that he did not
want to kill "anybody" opened the door to cross-examination concerning
the Orange County offenses, as discussed above, the Fifth Amendment no
longer shielded him from cross-examination thereon, and both the
prosecutor and his co-defendant's counsel were free to comment on his
silence or failure to explain the evidence. (See Jenkins v. Anderson,
supra, 447 U.S. at p. 236; People v. Schader, supra, 71 Cal.2d at pp.
770-771; Pen. Code, § 1127; Evid. Code, § 413.) Moreover, the remarks
by Coffman's counsel seem aimed not at implying that Marlow's failure
to testify concerning Orange County signaled his guilt, but rather at
suggesting Coffman's credibility was comparatively strong because she
took the stand and submitted to cross-examination. In any event, brief
and mild references to a defendant's failure to testify, unaccompanied
by any suggestion that the jury should draw an inference of guilt from
it, are, like the comments Marlow cites, generally held to be
harmless. (People v. Ghent (1987)
43 Cal.3d 739, 771.) We see no reason to
reach a different conclusion here.
3. Coffman's contentions
Coffman contends the prosecutor's cross-examination
causing Marlow to invoke, in front of the jury, his privilege against
self-incrimination regarding the Orange County crimes, and the
prosecutor's closing argument urging the jury to find both defendants
guilty on the basis of Marlow's testimony, improperly invited the jury
to infer her guilt and thus deprived her of state and federal
constitutional rights, including those to confrontation, due process
and a fair trial. Coffman's argument is curious, for absent her
testimony about the events in Orange County, the Murray homicide would
not have been mentioned in the guilt phase of this trial; Marlow then
never would have had occasion to assert his privilege in this
connection, as he did, moreover, 11 times in response to
cross-examination by Coffman's counsel, in addition to numerous
instances during cross-examination by the prosecutor. In any event, we
conclude any error in Marlow's cross-examination was harmless as to
Coffman; the jury was instructed, whether or not appropriately, with
CALJIC No. 2.25 and instructed that questions themselves are not
evidence. Presumably, therefore, the jury did not infer that Marlow
was effectively admitting every incriminatory fact about which her
counsel and the prosecutor asked him. We further conclude the portion
of the prosecutor's closing argument that Coffman contends was Griffin
error (see Griffin v. California, supra, 380 U.S. 609; People v.
Hardy, supra, 2 Cal.4th at p. 154) is reasonably understood not as a
request to infer that Coffman was guilty because Marlow had asserted
his Fifth Amendment privilege, but as fair comment on the evidence as
it related to Coffman.
F. Admission of Jailhouse Correspondence
Overruling Coffman's objection on grounds of
Evidence Code section 352, the trial court granted Marlow's motion to
admit into evidence seven letters Coffman wrote to him while both were
incarcerated before trial. Coffman contends the court abused its
discretion and violated her state and federal constitutional rights in
so ruling. She argues the correspondence, in which she expressed love
and erotic desire for Marlow and which she occasionally illustrated
with swastikas, lightning bolts and drawings of a sexual nature, as
well as a map showing the location of her son's residence, was so
prejudicial as to require reversal of her conviction. We find no abuse
of discretion and no denial of constitutional rights in the admission
of the letters.
Evidence Code section 352 permits a trial court, in
its discretion, to exclude evidence if its probative value is
substantially outweighed by the probability that its admission will
necessitate undue consumption of time or create the substantial danger
of undue prejudice, of confusing the issues or of misleading the jury.
The court's ruling is reviewed for abuse of discretion. (People v.
Arias (1996) 13 Cal.4th 92, 155.) As the trial court reasoned, the
letters were probative of the nature of defendants' relationship and
relevant to rebut Coffman's defense that she participated in the
offenses only because of her fear that Marlow would otherwise harm her
or her son. That the letters might have been, as Coffman argues,
cumulative of Dr. Walker's testimony pertaining to the cyclic nature
of a battering relationship does not mean their introduction into
evidence necessarily would take up too much time or confuse the
issues. Consequently, the trial court did not abuse its discretion in
admitting the letters. Inasmuch as Coffman fails to identify a
meritorious ground for their exclusion, she fails to establish that
her trial counsel rendered ineffective assistance in this regard.
G. Marlow's Testimony Regarding Coffman's
Participation
Coffman contends that in response to the
prosecutor's cross-examination, Marlow gave inadmissible opinion
testimony on the central question of her guilt and thereby violated
her constitutional rights to a fair trial by an impartial jury on
every element of the charges, to confrontation and cross-examination
of adverse witnesses, and to a fair and reliable determination of the
facts upon which the guilt and penalty verdicts were based. (See Evid.
Code, § 800.) The claim is, in substance, one of erroneous admission
of evidence, subject to the standard of review for claims of state law
error. (See People v. Watson (1956)
46 Cal.2d 818, 836.) Coffman forfeited
this contention by failing to make a contemporaneous objection.
(People v. Brown (2003) 31 Cal.4th 518, 545 [routine application of
state evidentiary law does not implicate defendant's constitutional
rights]; Evid. Code, § 353, subd. (a).) For the reasons that follow,
had Coffman preserved the claim, we would conclude the challenged
testimony represented not Marlow's opinion of Coffman's guilt, but
rather his own concessions and recollection of events.
The prosecutor began his cross-examination of
Marlow by reading from count 2 of the information, which charged
Marlow and Coffman with kidnapping Corinna Novis, and asking if the
charge were true. Marlow acknowledged he intentionally kidnapped
Novis. The prosecutor continued: "And your testimony is Miss Coffman
went along with it all the way and helped you kidnap her, correct?"
Marlow answered, "That was the reason, to get a car and money to go to
Arizona." The prosecutor then read count 3, charging defendants with
kidnapping for robbery, and asked if the allegation were true.
Marlow's counsel then objected on the basis the question asked for a
legal conclusion. The court overruled the objection, noting: "It is
not a legal proposition. He didn't ask him if he was guilty, he just
asked if that statement was true. [¶] That's a question of fact. [¶]
Now, if he asked was he guilty, that's fine. You have a good
objection. [¶] But he is just asking a question of fact whether that .
. . is a true statement." Continuing his cross-examination of Marlow,
the prosecutor asked: "Your testimony is that when Corinna Novis was
kidnapped for purpose of robbery, Miss Coffman went along freely and
voluntarily; is that correct?" Marlow answered, "She is the one who
approached Miss Novis to start with." Without objection, the
prosecutor asked: "Okay. In other words, she was an active, willing
participant in that crime?" Marlow answered in the affirmative. The
prosecutor then inquired about count 4, charging robbery. "On or about
November 7, 1986, in the above named judicial district, the crime of
robbery in violation of Penal Code section 211, a felony, was
committed by James Gregory Marlow and Cynthia Lynn Coffman, who did
willfully, unlawfully and by means of force and fear take personal
property from the personal possession and immediate presence of
Corinna D. Novis. [¶] That's true also, isn't it?" Marlow assented.
"You robbed Corinna Novis, correct?" Marlow demurred: "I didn't rob
her. I didn't take nothing from her." The prosecutor asked: "A purse,
a wallet, a car?" "Well, a car." "And a purse?" "I never took her
purse." The prosecutor clarified: "I mean, if you and Miss Coffman
were operating as a team and she actually took the purse instead of
you, well-" "Well, then we both took it," Marlow replied. The court
then sustained Marlow's counsel's objection on the basis that the
question called for a legal conclusion. The prosecutor resumed:
"During all these crimes, were you and Miss Coffman acting as a team?"
Marlow responded affirmatively.
A witness may not express an opinion on a
defendant's guilt. (People v. Torres (1995) 33 Cal.App.4th 37, 47;
People v. Brown (1981)
116 Cal.App.3d 820, 827-829.) The reason
for this rule is not because guilt is the ultimate issue of fact for
the jury, as opinion testimony often goes to the ultimate issue.
(Torres, supra, at p. 47; Brown, supra, at pp. 827-828; see Evid.
Code, § 805.) "Rather, opinions on guilt or innocence are inadmissible
because they are of no assistance to the trier of fact. To put it
another way, the trier of fact is as competent as the witness to weigh
the evidence and draw a conclusion on the issue of guilt." (Torres,
supra, at p. 47.) Coffman contends the admission of Marlow's testimony
regarding her culpability violated these longstanding principles. She
asserts there was no foundational showing that Marlow understood the
legal definitions of the crimes about which he was questioned. She
also asserts Marlow had no basis upon which to make any admission or
confession of her guilt, and for these reasons his testimony was
irrelevant. Coffman further contends that Marlow's status as the only
living witness to the crimes, besides herself, rendered his testimony
highly prejudicial.
We conclude Coffman's argument lacks merit. In
context, the prosecutor was attempting, with some success, to get
Marlow to concede the truth of the allegations against him and to
describe, as a percipient witness, the degree of defendants'
coparticipation during the commission of the offenses against Novis.
We see in Marlow's testimony the expression of an opinion regarding
neither Coffman's guilt nor her credibility or state of mind.
H. Impeachment of Veronica Koppers
1. Admission of prior inconsistent statements
Marlow's sister, Veronica Koppers, testified for
the prosecution concerning events leading up to and immediately
following Novis's murder. Before defendants' trial, Koppers was
herself tried and convicted of being an accessory to the kidnapping
and robbery of Novis. While in custody during her own trial, Koppers
took medications for depression and difficulty sleeping (Elavil and
Sinequan, respectively); in the present trial, she testified she had
problems recalling what happened during the period of her
incarceration, including the substance of her testimony at her own
trial. Finding Koppers was being deliberately evasive in stating she
did not recall what Marlow was wearing and what he had said at the
Drinkhouse residence on the night of the offenses and in claiming that
the transcript of her prior testimony did not refresh her
recollection, the trial court permitted the prosecutor, over Marlow's
objection, to read Koppers's former testimony to the jury.
Marlow contends the trial court erred in permitting
the prosecution to impeach Koppers with her former testimony, because
the court's finding of willful evasiveness was not supported by
substantial evidence. We find no error.
Evidence Code sections 770 and 1235 except from the
general rule against hearsay evidence a witness's prior statement that
is inconsistent with the witness's testimony in the present hearing,
provided the witness is given the opportunity to explain or deny the
statement. (Evid. Code, § 770, subd. (a).) "Normally, the testimony of
a witness that he or she does not remember an event is not
inconsistent with that witness's prior statement describing the
event." (People v. Johnson (1992)
3 Cal.4th 1183, 1219.) When, however, "a
witness's claim of lack of memory amounts to deliberate evasion,
inconsistency is implied." (Ibid.) The trial court had the opportunity
to view Koppers's demeanor and therefore was in the best position to
assess the credibility of her claimed nonrecollection. Marlow asserts
that short-term memory loss is a known side effect of Elavil, but no
such medical evidence was presented to the trial court in this case.
We find no error in the trial court's ruling in this regard. Marlow's
derivative claims of constitutional error likewise fail.
2. Trial court's refusal to admit Koppers's
prior testimony
Coffman contends the trial court erred in refusing
to permit her to impeach Koppers with prior inconsistent statements
she had made in the course of her own criminal trial, and that the
error deprived Coffman of her state and federal constitutional
guarantees including the rights to a fair trial, to confront witnesses
and to reliable determinations of guilt and penalty. As framed, the
contention distorts the trial court's actual ruling. The court found
that Koppers was not unavailable as a witness. It consequently refused
to allow a wholesale reading of Koppers's prior testimony, but pledged
to continue allowing her impeachment as appropriate on further
findings that she was feigning loss of memory. Additionally, although
the court was not then addressing an instance where Koppers's current
testimony was directly inconsistent with her prior testimony, nothing
in its comments suggests it meant to preclude appropriate impeachment
in such a situation.
We see no error in the trial court's ruling.
Coffman fails to establish that Koppers's failures of recollection
rendered her unavailable as a witness so as to except her former
testimony from the operation of the rule against hearsay. (See Evid.
Code, § 1291.) Subject to an exception not relevant here, Evidence
Code section 240, subdivision (a) defines "unavailable as a witness"
to mean "that the declarant is any of the following: (1) [e]xempted or
precluded on the ground of privilege from testifying concerning the
matter to which his or her statement is relevant[;] [¶] (2)
[d]isqualified from testifying to the matter[;] [¶] (3) [d]ead or
unable to attend or to testify at the hearing because of then existing
physical or mental illness or infirmity[;] [¶] (4) [a]bsent from the
hearing and the court is unable to compel his or her attendance by its
process[; and] [¶] (5) [a]bsent from the hearing and the proponent of
his or her statement has exercised reasonable diligence but has been
unable to procure his or her attendance by the court's process."
Plainly, Koppers fit none of these categories. As Coffman observes,
"California courts have not interpreted Evidence Code sections 240 and
1291 so strictly as to preclude unlisted variants of unavailability.
Rather, courts have given the statutes a realistic construction
consistent with their purpose, i.e., to ensure that certain types of
hearsay, including former testimony, are admitted only when no
preferable version of the evidence, in the form of live testimony, is
legally and physically available." (People v. Reed (1996) 13 Cal.4th
217, 226-228.) From this principle, Coffman argues Koppers's failure
to qualify under the specific statutory requirements for
unavailability does not necessarily compel the conclusion she was not
unavailable. Coffman, however, cites no decision approving wholesale
admission of former testimony in a case like this, where the declarant
was present on the stand, responded to questions, and was
appropriately subject to impeachment with prior inconsistent
statements from her former testimony when she feigned loss of memory.
Indeed, Coffman acknowledges the trial court permitted her to impeach
Koppers with portions of her former testimony, but complains that "due
to its brevity, its presentation out of context, and the lack of
continuity, its meaning was obscured and its import to the jury was
lost." Nothing in the trial court's ruling, however, foreclosed
Coffman from using appropriate questions to set context and impart
continuity in impeaching Koppers's testimony.
Coffman also complains the trial court erred under
Evidence Code sections 770 and 1235, and the rule in People v. Green
(1971)
3 Cal.3d 981, 985, by failing to admit
Koppers's prior testimony for the truth of the matters asserted
therein. Since she cites no specific ruling to this effect, the
contention is apparently derivative of her broader argument that she
should have been allowed to read into the record the whole of
Koppers's prior testimony. It lacks merit for the reasons previously
discussed.
I. Testimony of Dr. Lenore Walker
1. Marlow: Admissibility of opinions; adequacy
of limiting instruction
Marlow contends the trial court erred in permitting
the jury to consider Dr. Walker's opinion that Coffman was a battered
woman in arriving at its verdict against him and in failing to
instruct, sua sponte, that such opinion was inadmissible as to him.
Marlow notes the trial court had instructed the jury, during Coffman's
testimony, that all testimony about her relationship with Marlow that
was not directly related to the offenses against Novis was admissible
only with respect to Coffman's state of mind. When Dr. Walker took the
stand, the trial court instructed the jury that the evidence Walker
had taken into account in forming her opinion that Coffman was a
battered woman was hearsay as to Marlow and therefore inadmissible
against him. Marlow complains, however, that the court did not
similarly restrict the admissibility of Dr. Walker's opinions, leaving
the jury to use those opinions in deciding his guilt or innocence.
Walker's opinions, he argues, as to him essentially constituted bad
character evidence, which was inadmissible because he had proffered no
favorable character evidence. (See Evid. Code, §§ 1101, 1102.)
We disagree. Marlow points to nothing in the
court's instructions expressly or impliedly permitting the use of Dr.
Walker's opinions against him. Even in the absence of a contrary
instruction, the court repeatedly instructed the jury that Coffman's
evidence pertaining to defendants' relationship that was not directly
related to the Novis offenses was admissible only as to Coffman's
state of mind. Therefore, that the jury employed Dr. Walker's opinions
as a form of bad character evidence against Marlow is not reasonably
probable. (People v. Watson, supra, 46 Cal.2d at p. 836.) Any possible
inadequacy in the court's instructions in this regard, moreover,
appears harmless in light of other instructions the jury received,
cautioning it as to the limited purpose for which evidence of battered
woman syndrome was admitted, that the facts underlying hypothetical
questions asked expert witnesses were not necessarily true, and that
the jury could disregard any expert opinion it found unreasonable.
(CALJIC Nos. 2.09, 2.80, 2.82 and 3.32.)
Marlow further contends the admission of Dr.
Walker's opinion that Coffman was credible in her accusations against
him, and the trial court's failure specifically to instruct the jury
that expert testimony is inadmissible to establish credibility,
violated his rights to due process of law and a reliable penalty
determination as guaranteed by the federal Constitution. Marlow
enumerates some 10 instances in which he asserts Dr. Walker testified
that, in her professional opinion, Coffman was truthful. Trial counsel
failed to object to or move to strike all but one of these instances,
however, and as to the remaining instance the objection was on the
ground of lack of foundation rather than that the witness was
impermissibly rendering an opinion as to Coffman's credibility. Thus,
Marlow forfeited the claim he now seeks to raise on appeal. (Evid.
Code, § 353, subd. (a); People v. Holt (1997) 15 Cal.4th 619, 666.)
Because, however, he asserts counsel rendered ineffective assistance
in failing to preserve the point, we address its substance.
On the merits, the challenged opinion that Coffman
was credible should have been excluded on a proper objection. The
general rule is that an expert may not give an opinion whether a
witness is telling the truth, for the determination of credibility is
not a subject sufficiently beyond common experience that the expert's
opinion would assist the trier of fact; in other words, the jury
generally is as well equipped as the expert to discern whether a
witness is being truthful. (Evid. Code, § 801, subd. (a); see People
v. Cole (1956)
47 Cal.2d 99, 103.) Thus, we have held
that a psychological expert may not testify about rape trauma
syndrome, a condition analogous to battered woman syndrome, in order
to prove that a rape actually occurred, although such testimony is
admissible to rehabilitate the credibility of the complaining witness
against a suggestion that her behavior after the assault-such as a
delay in reporting it-was inconsistent with her claim of having been
raped. (People v. Bledsoe (1984)
36 Cal.3d 236, 247-248, 251; see also
People v. McAlpin (1991)
53 Cal.3d 1289, 1300 [expert testimony
pertaining to failure of parent of child molestation victim to report
abuse].) On a number of occasions in the present case, rather than
merely explaining, with reference to her expert knowledge, certain
aspects of Coffman's behavior that a layperson might find
irreconcilable with her claim to have been battered, Dr. Walker
testified she believed Coffman's claims of abuse and domination by
Marlow were true. To this extent, a timely and specific objection
probably should have been sustained.
Assuming error in the admission of Dr. Walker's
opinions concerning Coffman's credibility, we nevertheless conclude
Marlow did not suffer prejudice. Marlow, of course, was not charged
with any offense against Coffman, nor was Dr. Walker's testimony
offered to vouch for the credibility of Coffman's testimony regarding
Marlow's role in the offenses against Corinna Novis; rather, her
testimony was offered to support Coffman's defense that, by virtue of
the coercion exerted by Marlow's physical and psychological abuse, as
reflected in the diagnosis of battered woman syndrome, she lacked the
intent to kill. The trial court, moreover, instructed the jury during
Dr. Walker's direct testimony that it could consider the evidence
concerning battered woman syndrome only in evaluating Coffman's
defense, not against Marlow. We presume the jury followed this
instruction. (See People v. Sanchez (1995) 12 Cal.4th 1, 79 [jury
presumed to follow instruction pertaining to sentencing factors].) We
see no reasonable likelihood the jury would have understood the
instruction to preclude it from considering against Marlow only the
facts underlying Dr. Walker's opinion, not the opinion itself. (People
v. Cain (1995) 10 Cal.4th 1, 48.) For these reasons, and because the
jury was instructed with CALJIC No. 3.32, cautioning that evidence of
battered woman syndrome could be considered only for the limited
purpose of showing Coffman's mental state, we reject Marlow's
additional contention that Dr. Walker's opinion that Coffman was a
battered woman and incapable of forming the intent to kill was
improper bad character evidence against Marlow. (See Evid. Code, §
1101, subd. (a).) The jury, moreover, also received the standard
instructions that it was not bound by an expert's opinion and could
disregard any opinion found to be unreasonable, and that they were the
sole judges of the credibility of a witness and the weight to be
accorded his or her testimony. (CALJIC Nos. 2.80, 2.20.) Marlow
acknowledges that a trial court generally has no sua sponte duty to
give an instruction limiting the purpose for which evidence is
received (see People v. Collie (1981)
30 Cal.3d 43, 64); he fails to persuade
us to hold to the contrary with respect to an instruction that Dr.
Walker's opinion should not be used in assessing Coffman's
credibility.
In sum, despite the admission into evidence of Dr.
Walker's opinion concerning Coffman's credibility, reversal is not
required. Marlow's related claim of ineffective assistance of counsel
and his derivative claims of federal constitutional error likewise
must fail.
2. Coffman: Prosecutorial misconduct in
cross-examination of Dr. Walker
Coffman contends the prosecutor improperly
cross-examined Dr. Walker, over objection and a motion for mistrial,
by using hypothetical questions contrary to the evidence, by applying
unreasonable, prejudicial assumptions regarding Robin Long's
statements, and by asking a prejudicial question regarding an excerpt
of a draft report that implied Coffman was malingering. Acknowledging
these asserted errors implicate state evidentiary rules in the first
instance, Coffman contends they also violated her federal and state
constitutional rights to due process, equal protection and a fair
trial before an impartial jury, as well as the rights to present a
defense, to the effective assistance of counsel and to a reliable
determination of guilt and penalty. We conclude the challenged
questions constituted proper cross-examination as to the bases of Dr.
Walker's opinions (Evid. Code, § 721, subd. (a)); hence, the trial
court did not abuse its discretion in allowing the questioning, and
Coffman's derivative claims of constitutional error likewise fail.
(See People v. Hendricks (1988)
44 Cal.3d 635, 642.)
Coffman first contends the prosecutor engaged in
misconduct by asking Dr. Walker whether convincing physical evidence
that it took more than one person to kill Novis would alter her
opinion regarding Coffman's mental state at the time of the offense.
After Coffman's counsel unsuccessfully objected that the question
assumed facts not in evidence, Dr. Walker denied that such evidence,
without more, would change her opinion. We see no impropriety in the
hypothetical question, which was predicated on the forensic evidence
showing dirt in the back of Novis's mouth, which in turn suggested
that two persons might have participated in the killing (one
strangling the victim while the other held her prone on the ground).
Because the trial court instructed the jury on the definition of a
hypothetical question and reminded it of its role as the arbiter of
fact and its obligation to consider whether the facts supporting the
question had been adequately proven, Coffman could not have been
prejudiced by any lack of foundation for the question.
Coffman asserts a further instance of misconduct in
the prosecutor's cross-examining of Dr. Walker, to whom Coffman had
denied being present while Marlow was killing Novis, regarding
Coffman's inconsistent statements to Robin Long, who had not yet
testified at the time of Walker's testimony. The trial court overruled
Coffman's objection, admonishing the jury not to consider the evidence
unless it ultimately found the foundational facts had been proven. Dr.
Walker again denied that such evidence, without more, would alter her
opinion, specifically noting she viewed Long's reliability as
questionable. For the same reasons why the hypothetical question
discussed above was proper, we conclude the prosecutor engaged in no
misconduct in asking Dr. Walker about statements Robin Long was
expected to testify Coffman had made to her, statements that were
inconsistent with those Coffman had made to Dr. Walker and on which
Walker testified she had relied in forming her opinion.
We see no abuse of discretion in the trial court's
rulings. An expert witness may be cross-examined on, among other
subjects, the matter upon which his or her opinion is based and the
reasons for the opinion, including any statements by the defendant
that formed the basis for the expert's opinion. (Evid. Code, § 721,
subd. (a); People v. Coleman (1989)
48 Cal.3d 112, 151-152.) Because Dr.
Walker acknowledged that she had relied on Coffman's own statements
about the abuse Marlow allegedly inflicted on her and her involvement
in the charged offenses in forming her opinion concerning Coffman's
mental state, the prosecutor was entitled on cross-examination to
explore Coffman's inconsistent statements to others, including Long.
And because forensic evidence, including the pathologist's testimony
that dirt was found in the back of Novis's mouth, suggested that more
than one person may have participated in the actual killing, contrary
to Coffman's testimony that she did not take part in or witness the
killing, we reject Coffman's argument that the prosecutor's
hypothetical questions were merely designed to inflame the jury
without regard to the evidence. Coffman's purely derivative
constitutional claims likewise must fail.
Finally, Coffman complains of misconduct in the
prosecutor's cross-examination of Dr. Walker concerning Coffman's
expressed desire, noted in Walker's draft report to Coffman's counsel,
to marry Marlow so they could die together in the gas chamber holding
hands. No objection was made at the time; later, after the jury was
dismissed for the day, Coffman's counsel stated he had refrained from
objecting at the time in order to avoid drawing attention to the
comment and because he acknowledged the comment was part of Walker's
interview with Coffman and thus a proper subject of cross-examination.
Counsel suggested, however, that the jury be admonished not to
consider penalty at that point. The following morning, outside the
presence of the jury, counsel for both defendants moved for a
mistrial, contending the prosecutor had misused the excerpt from Dr.
Walker's report by inappropriately injecting the question of penalty
into the guilt phase. The trial court denied the motion, reasoning the
circumstances surrounding the comment and the purpose of the question
were clear to the jury: "[T]o again probe the expert witness as to her
reasons for her testimony as to Miss Coffman's intentions and feelings
in this case. [¶] It was one of the things that was considered by the
expert and I think was an appropriate thing to inquire about. [¶] It
was not emphasized in any way. There was no undue importance given to
it. Just one of the things indicating her close relationship and
feelings about Mr. Marlow at the time she was being questioned and
also her sense of guilt or remorse or lack of either." Counsel for
defendants apparently did not pursue their suggestion that the jury be
instructed to give no consideration whatsoever to penalty at this
phase of the trial, as such an instruction was not given despite the
prosecutor's and the court's acquiescence therein.
There was nothing improper about the challenged
cross-examination. As respondent points out, Dr. Walker acknowledged
relying on Coffman's statements in forming her opinion regarding
Coffman's mental state at the time of the offense, and the prosecutor
therefore was entitled to question her regarding the bases of that
opinion. (Evid. Code, § 721, subd. (a).) Nor were the prosecutor's
questions unduly prejudicial.
J. Other Asserted Instance of Ineffective
Assistance of Counsel (Coffman)
In addition to the instances of alleged ineffective
assistance of counsel addressed above in connection with other
substantive claims of error, Coffman contends her trial counsel
rendered ineffective assistance in putting before the jury, during the
guilt phase, otherwise inadmissible evidence of her involvement in the
Kentucky and Orange County murders. Although she acknowledges counsel
had a purpose for introducing the evidence-to show that Marlow had
compelled Coffman to participate in murders for which she lacked
criminal intent or malice aforethought, and in which she participated
only as a result of battered woman syndrome-Coffman now urges this
court to hold that, under the circumstances of this case, "this
totally misguided tactical decision" constituted ineffective
assistance of counsel requiring reversal of the judgment.
" ` "Reviewing courts defer to counsel's reasonable
tactical decisions in examining a claim of ineffective assistance of
counsel [citation], and there is a `strong presumption that counsel's
conduct falls within the wide range of reasonable professional
assistance.' " [Citations.] "[W]e accord great deference to counsel's
tactical decisions" [citation], and we have explained that "courts
should not second-guess reasonable, if difficult, tactical decisions
in the harsh light of hindsight" [citation]. "Tactical errors are
generally not deemed reversible, and counsel's decisionmaking must be
evaluated in the context of the available facts." ' " (People v. Jones
(2003)
29 Cal.4th 1229, 1254.)
Introducing, in Coffman's defense case, the
evidence of her involvement in the Kentucky and Orange County murders
was a tactic that, while not risk-free, offered the hope of countering
the prosecution's strong proof that Coffman was guilty of
intentionally murdering Corinna Novis. To hold that counsel rendered
ineffective assistance in doing so would merely be to second-guess
this decision with the benefit of hindsight. We will not do so.
K. Sufficiency of Evidence
Defendants each challenge the sufficiency of the
evidence to support the verdicts and findings as to various charges
and special circumstances. "In reviewing the sufficiency of the
evidence to support a judgment of conviction, we examine the entire
record in the light most favorable to the prosecution, presuming in
support of the judgment the existence of every fact the trier could
reasonably deduce from the evidence, to determine whether a rational
trier of fact could have found the defendant guilty beyond a
reasonable doubt." (People v. Hayes (1990)
52 Cal.3d 577, 631.) State and federal
due process requirements are identical in this regard. (People v.
Rowland (1992)
4 Cal.4th 238, 269.)
We examine defendants' arguments individually.
1. Sufficiency of evidence that Marlow committed
burglary special circumstance, sodomy, and sodomy special circumstance
Marlow first contends that no evidence supported
the prosecution's theory of burglary, namely that Novis was alive when
defendants entered her apartment or that they formed the intent to
commit burglary before she died. The prosecutor noted the absence of
any signs of forced entry into Novis's apartment, arguing based on
this circumstance that defendants must have entered using a key while
Novis was still alive. Marlow argues the argument lacks any foundation
in logic. Therefore, Marlow contends, the burglary
special-circumstance finding must be reversed.
The felony-murder special circumstance applies to a
murder committed while the defendant was engaged in, or was an
accomplice in the commission of, the attempted commission of, or the
immediate flight after committing or attempting to commit, various
enumerated felonies, including, as relevant here, burglary. (§ 190.2,
subd. (a)(17).) A strict causal or temporal relationship between the
felony and the murder is not required; what is required is proof
beyond a reasonable doubt that the defendant intended to commit the
felony at the time he killed the victim and that the killing and the
felony were part of one continuous transaction. (People v. Gutierrez,
supra, 28 Cal.4th at p. 1141; People v. Hayes, supra, 52 Cal.3d at pp.
631-632.) Additionally, in this Carlos-era case, the prosecution was
required to prove that defendants intended to kill the victim. (See
Carlos v. Superior Court (1983)
35 Cal.3d 131, 135; People v. Anderson
(1987)
43 Cal.3d 1104, 1139-1140 [overruling
Carlos]; People v. Duncan (1991)
53 Cal.3d 955, 973, fn. 4 [holding
Anderson could not be applied retroactively].)
The jury in this case easily could conclude that
defendants had formed the intent to commit burglary before Novis was
killed. In particular, the evidence showed that Novis's apartment was
difficult to find, and the glove box of her car contained a map of the
area where she lived, with the location of her apartment circled. This
suggested that Novis told defendants where she lived (and, likely,
that she lived alone, enabling defendants to enter without fear of
discovery by a roommate). Evidence concerning the answering machine
stolen by defendants also supports the jury's verdict on the burglary
charge: Coffman and Marlow left the Drinkhouse residence with Novis
around 9:00 p.m., and a friend of Novis's who telephoned her around
10:00 p.m. testified the answering machine failed to pick up her call,
suggesting that the machine had been disconnected and stolen by that
time. Defendants' theory was that, in less than an hour after leaving
the Drinkhouse residence, they left Novis in a Fontana vineyard, then
drove to the Robbeloth residence in Colton where Marlow changed his
clothes, then went to a First Interstate Bank branch and discovered
they were unable to access Novis's account because she had given them
the wrong PIN, whereupon they for the first time decided to go to
Novis's apartment in Redlands to search for the correct PIN. The jury
was not required to accept defendants' version of these events.
Rather, from the objective evidence before it, the jury rationally
could conclude defendants formed the intent to commit burglary before
murdering Novis and committed both crimes as part of a continuous
transaction.
Marlow also contends the evidence was insufficient
to establish the element of penetration necessary to sustain the
sodomy conviction and related special circumstance. (§ 286.) The
evidence bearing on sodomy came in part from the testimony of the
pathologist, Dr. Gregory Reiber. Dr. Reiber's examination discovered
sperm heads in the victim's rectum. The sperm could have been placed
there from 24 hours to perhaps as long as 96 hours prior to the
victim's death. There was no evidence of injury or tearing of the
outside of the anus, which although not dispositive was consistent
with consensual as opposed to forcible sodomy. No ABO typing or other
testing was done to compare Marlow's blood or genetic characteristics
with those of the sperm found in the victim. Marlow's expert
pathologist, Dr. Robert Bucklin, testified, based on his review of the
medical records and other testimony, that the lack of trauma to the
victim's anus tended to indicate that no penetration had taken place
and that the sperm had been deposited through some other means, such
as withdrawal of the penis from the vagina after ejaculation.
The pathologists' testimony regarding the presence
of sperm in the victim's rectum was sufficient to establish the
element of penetration. Their testimony, moreover, cannot be read in
isolation from the circumstances surrounding the offense. Corinna
Novis was abducted and forced to accompany defendants to the
Drinkhouse residence. When Drinkhouse protested and expressed concern
about his own liability, Marlow told him not to worry, stating, "How
is she going to talk to anybody if she's under a pile of rocks?"
Drinkhouse heard the shower running and then stop, after which Marlow
emerged from the bedroom dressed only in trousers. Later, a wet-haired
Novis was led, handcuffed and with duct tape across her mouth, from
the Drinkhouse residence by Marlow and Coffman. Thus, the
evidence-reflecting that defendants maintained control over an
unwilling Novis and that Marlow took her into the shower and later
killed her, coupled with the pathologists' testimony, clearly
supported the jury's conclusion that Marlow committed a forcible
sodomy. Moreover, the sodomy special circumstance is satisfied by an
attempt to commit sodomy, which in turn consists of acts falling short
of actual penetration so long as the perpetrator has done more than
mere preparation. (People v. Hart (1999) 20 Cal.4th 546, 610; see
People v. Kipp (1998) 18 Cal.4th 349, 377 [attempted oral
copulation].) We have no doubt the evidence here supported the jury's
finding on the sodomy special circumstance.
2. Sufficiency of evidence of special
circumstances as to Coffman at close of prosecution's case-in-chief;
trial court's failure to dismiss felony-murder charge on Coffman's
motion pursuant to section 1118.1
Coffman moved for acquittal at the close of the
prosecution's case on the ground of insufficient evidence to support
the sodomy and burglary special-circumstance allegations. (§ 1118.1.)
She now asserts error in the trial court's adverse ruling and its
failure to dismiss the felony-murder and all special circumstance
allegations. The test applied by the trial court in ruling on a motion
for acquittal is the same test applied by the appellate court in
reviewing a conviction for sufficiency of the evidence, namely, to
determine whether from the evidence then in the record, including
reasonable inferences to be drawn therefrom, there is substantial
evidence of the existence of every element of the offense charged.
(People v. Cuevas (1995) 12 Cal.4th 252, 261; People v. Trevino (1985)
39 Cal.3d 667, 695, disapproved on
another ground in People v. Johnson (1989)
47 Cal.3d 1194, 1220-1221.) Coffman first
contends there was no substantial evidence that she intended to kill
Novis, as required in this Carlos-era case (see Carlos v. Superior
Court, supra, 35 Cal.3d at p. 135; People v. Anderson, supra, 43
Cal.3d at pp. 1139-1140 [overruling Carlos]; People v. Duncan, supra,
53 Cal.3d at p. 973, fn. 4 [holding Anderson could not be applied
retroactively]), and that the trial court therefore erred in failing
to dismiss the special circumstance allegations pursuant to section
1118.1. We are unpersuaded. The prosecution's evidence of Coffman's
participation in the crimes was sufficient to permit the trial court
to reasonably find that Coffman knew of and shared Marlow's intent to
kill Novis in order to eliminate the witness to their crimes. The
evidence included, among other acts, Coffman's leading Novis into a
bedroom at the Drinkhouse residence; standing guard while Novis was
handcuffed to a bedpost; alerting Marlow to Drinkhouse's behavior
suggesting he might be trying to leave the house while defendants were
holding Novis and trying to obtain her PIN; emerging, in changed
clothing, from the bedroom where Novis was being held, which was
adjacent to the bathroom in which the shower had been heard to run
during this period; leading the handcuffed Novis, whose hair was wet
and whose mouth was taped shut, from the Drinkhouse residence; and
driving Marlow and Novis in Novis's car to the vineyard where the body
was found. Testimony that the date of Novis's death could be estimated
only within a five- or six-day span, and the evidence that sperm can
be preserved in a living person for up to 96 hours, neither undermined
the prosecution's case nor dictated a contrary verdict. The record at
the conclusion of the prosecution's case thus contains substantial
evidence of Coffman's participation, with the required intent, in the
murder and each of the felonies underlying the special circumstance
findings. Even were we to agree with Coffman that the trial court
erred in denying her motion to dismiss the sodomy special circumstance
for insufficient evidence at the close of the prosecution's case,
reversal of the remainder of the judgment would not be required, as
the evidence more than sufficed to support the remaining special
circumstance allegations at the time of the court's ruling.
Coffman further argues the evidence showed two
kidnap offenses, one involving bringing Novis from the mall to the
Drinkhouse residence and the other taking her from the residence to
the vineyard. She urges that the first kidnapping was not part of a
continuous transaction with the killing because it was a kidnapping
for robbery completed at the time of their arrival at the residence
and that the second kidnapping was incidental to the killing and thus
cannot support a felony-murder-kidnap special circumstance. To the
contrary: Based on the evidence presented to it, the jury could
reasonably conclude that defendants murdered Novis to advance the
underlying felonious purposes of kidnapping, robbery, burglary and
sexual assault, none of which was merely incidental to the murder.
Although Coffman relies on People v. Ford (1966)
65 Cal.2d 41, overruled on other grounds
in People v. Satchell (1971)
6 Cal.3d 28, 35, that case is not on
point. In that case, the defendant shot a deputy sheriff who had
stopped his car, which defendant had been driving aimlessly for
several hours after a reported robbery. This court concluded that
insufficient evidence supported a conviction of felony murder because
the robbery and escape from it did not motivate the defendant's
conduct in killing the officer. (Id. at p. 57.) Here, as respondent
argues, the evidence clearly showed the murder was committed to
facilitate and conceal the other offenses.
Coffman additionally contends that the
prosecution's theory of the case, supported by the testimony of Robin
Long, was that the robbery and burglary were complete before the
commission of the murder, that after committing the robbery and
burglary, but before the killing, defendants had reached a place of
temporary safety, and that the robbery and burglary hence were not
part of one continuous transaction with the killing for purposes of
the felony-murder rule. (See People v. Hayes, supra, 52 Cal.3d at pp.
631-632.) As discussed above in connection with Marlow's similar
claim, we reject Coffman's initial premise. On the evidence presented
to it, the jury could reasonably have believed defendants formulated
the intent to commit burglary before killing Novis and carried out the
burglary after doing so.
L. Asserted Prosecutorial Misconduct in Guilt
Phase Argument
Coffman contends the prosecutor engaged in a
pattern of misconduct during his guilt phase summation by misstating
the law, impugning the integrity of defense counsel, and arguing that
evidence of other bad acts by Coffman, indicating her criminal
disposition, proved her guilt of the present charges. The misconduct,
she asserts, denied her due process, a fair trial and a reliable
determination of the facts in a capital trial in violation of her
rights under the Fifth, Sixth, Eighth and Fourteenth Amendments to the
federal Constitution and their state constitutional analogues. The
claim is, in substance, one of deprivation of due process under the
Fourteenth Amendment.
A prosecutor's conduct violates the Fourteenth
Amendment to the federal Constitution when it "infects the trial with
such unfairness as to make the conviction a denial of due process."
(People v. Morales (2001) 25 Cal.4th 34, 44; accord, Darden v.
Wainwright (1986) 477 U.S. 168, 181; Donnelly v. DeChristoforo (1974)
416 U.S. 637, 643.) In other words, the misconduct must be "of
sufficient significance to result in the denial of the defendant's
right to a fair trial." (United States v. Agurs (1976) 427 U.S. 97,
108 [addressing prosecutorial duty of disclosure].) A prosecutor's
conduct " `that does not render a criminal trial fundamentally unfair'
" violates California law " `only if it involves " `the use of
deceptive or reprehensible methods to attempt to persuade either the
court or the jury.' " ' " (People v. Farnam (2002) 28 Cal.4th 107,
167.)
Turning to the specific claims of misconduct, we
note that, at trial, Coffman failed to object or seek an admonition
with respect to four of the five instances of improper argument she
cites in her brief. As to those four instances, she therefore has
forfeited her claims for purposes of this appeal. (People v. Frye
(1998) 18 Cal.4th 894, 970.) She asserts, however, that counsel's
failure to object constituted ineffective assistance. In any event, we
find no prejudicial misconduct.
First, Coffman claims the prosecutor misstated the
law of robbery in arguing he had proven defendants guilty of murder
committed in the course of that crime. Responding to defendants'
arguments that Novis was killed after the underlying felonies were
completed, the prosecutor sought to convey that the evidence sufficed
for a finding that defendants had formed the intent to commit those
felonies, as required for the special circumstances alleged in this
case, before the murder. As the prosecutor argued: "The essence of
these special circumstances is that the murder itself must be to
facilitate the underlying crimes of burglary, robbery, kidnapping, but
it doesn't have to happen simultaneously. [¶] If the decision was in
the mind of the perpetrator of the crimes that it would help them get
away with the crime by murdering this person, the special
circumstances is [sic] satisfied. It doesn't matter when they are
murdered." The prosecutor proceeded to give a hypothetical example of
a murder committed during the course of a robbery and went on to
argue: "If you determine, as the evidence makes abundantly clear, that
Corinna Novis was killed to eliminate her as a witness, to kidnap for
robbery[,] for burglary and for sodomy, that is a murder during the
course of those crimes. [¶] Pure and simple. You can't have a purer
example of killing somebody to facilitate the commission of the crime.
[¶] . . . [¶] We had kind of an example of that in this case and it
related to Corinna Novis's checks. [¶] From the evidence, when Corinna
is kidnapped they probably take her purse with the checks in them
pretty quickly. You can assume the checks were in her purse. [¶]
Corinna gets killed the night they take her. But when is the robbery
involving the checks actually completed? Isn't it actually completed
days later when the checks are forged and they pass the checks to get
the money? That is what they really want. [¶] You see, here is a case
where they have killed Corinna a couple of days before they actually
complete that part of the robbery they were intending. But because the
thought was we are going to take all of her money, it doesn't matter
they killed her a couple of days before the checks were cashed. Same
principle applies to the burglary."
The prosecutor's remarks, taken in context,
somewhat inartfully urged the jury to find that defendants formed the
intent to rob Novis before killing her, even though they did not
obtain all the fruits of the crime until after the killing. The jury,
moreover, was correctly instructed with the elements of robbery and
with the proposition that any statement by an attorney inconsistent
with the court's instructions as to the law must be disregarded.
Consequently, there was no reasonable likelihood any juror would have
applied the prosecutor's comments erroneously. (People v. Frye, supra,
18 Cal.4th at p. 970.)
Next, Coffman complains the prosecutor improperly
urged the jury to categorically refuse to consider defendants'
testimony and to summarily convict them because their respective
testimony was mutually irreconcilable. She further contends the
prosecutor's argument for conviction illogically relied on admissions
contained in the very testimony he was urging the jury to disregard.
Contrary to Coffman's argument, no misconduct appears, as the
prosecutor was merely asking the jury to conclude that both defendants
had been willfully false in a material part of their testimony and
therefore the jury should reject their conflicting testimony and rely
on the objective evidence supporting a determination of their guilt of
the charged offenses. We see no reasonable likelihood any juror would
have misunderstood the argument in the manner Coffman suggests.
(People v. Frye, supra, 18 Cal.4th at p. 970; see CALJIC No. 2.21.2.)
Coffman further argues that the prosecutor engaged
in misconduct by urging conviction based on defendants' other bad
acts, as reflected in the uncharged Kentucky and Orange County
killings. Both she and Marlow objected to the prosecutor's reference
to the other crimes on the basis the evidence of those crimes had been
admitted, and the jury had been instructed to consider it, only as it
related to Coffman's defense of coercion. Marlow moved for a mistrial;
Coffman joined in the motion, which the court denied, reasoning: "The
only use of argument was for the purpose of showing the relationship
between the two parties and how they worked together, rather than one
under the influence of the other. [¶] That was the purpose for which
that evidence was introduced. The argument was appropriate." As the
trial court reasoned, the prosecutor's remarks, in context, did not
urge a finding of guilt based on defendants' other bad acts or
criminal disposition, but instead properly suggested that each
defendant bore responsibility for the crimes because neither acted
under the other's coercion.
Coffman additionally cites as misconduct the
prosecutor's reference to the testimony of the Taco Bell employee who
testified Coffman had reacted violently when told the restaurant was
closed; the prosecutor commented that Coffman on that occasion
appeared "mad, angry, violent, pushy." Contrary to Coffman's argument,
the quoted characterization of her behavior hardly amounts to an
implication that she was of a criminal disposition. And the
prosecutor's reference to Coffman's antisocial conduct before she met
Marlow (carrying a gun and trying to run down Doug Huntley while
living in Arizona) clearly comprised part of his argument that she was
not the sort who is "dominated by any man as she's suggesting. [¶] She
can take care of herself." Because there is no reasonable likelihood
the jury would have misapplied the prosecutor's argument in the manner
Coffman contends, no misconduct appears.
Coffman also asserts the prosecutor impugned the
integrity of defense counsel by depicting the duress and battered
woman syndrome defense as manufactured by defense counsel together
with the defense expert, Dr. Walker. The prosecutor commented: "If you
look at statements to the police, all of Miss Coffman's conduct before
Mr. Jordan [her defense counsel] and Dr. Walker come on the case, you
just don't see the picture of this battered woman, desperately
battered woman. [¶] Once Dr. Walker and Mr. Jordan come on the case-.
. . . That's when Miss Coffman decides she is the battered woman."
Respondent argues, to the contrary, the prosecutor's point was that
Coffman, "on her own, amplified her claims of abuse" when she learned
in the course of preparing a defense that it would be advantageous to
do so. In our view, the prosecutor's argument is susceptible of either
interpretation. Nevertheless, were we to address the merits of the
contention despite the want of an objection below, we would conclude
any misconduct was harmless, given the fleeting nature of the comment
and the overwhelming weight of the evidence against Coffman.
Coffman additionally argues the prosecutor
misstated to the jury crucial items of evidence. Specifically, she
complains, the prosecutor attributed planning activity, including
donning attractive clothing before going to the Redlands Mall to
abduct Novis and securing a gun and handcuffs from the Koppers
residence and Paul Koppers's truck, to both Coffman and Marlow
although, Coffman asserts, it was Marlow alone who engaged in or
directed that activity. The prosecutor also allegedly misstated the
evidence when he asserted, in support of the burglary special
circumstance, that defendants intended to burglarize Novis's apartment
before they killed her when, according to Coffman, no evidence
supported the assertion. The prosecutor further allegedly misstated
the testimony of the pathologist, Dr. Reiber, in urging the jury to
conclude that three hands were needed to strangle Novis and
inaccurately stated "they" (inferentially, both defendants)
participated in burying Novis, when the only evidence in the record
bearing on the point was Marlow's statement to detectives that he had
done so.
A prosecutor engages in misconduct by misstating
facts or referring to facts not in evidence, but he or she enjoys wide
latitude in commenting on the evidence, including urging the jury to
make reasonable inferences and deductions therefrom. (People v. Hill,
supra, 17 Cal.4th at pp. 819, 823, 827-828.) In our view, the
challenged comments generally fall within the permitted range of fair
comment on the evidence. The thrust of the prosecutor's argument was
that defendants jointly engaged in the offenses against Corinna Novis,
regardless of whose idea it was to dress up or procure a gun and
handcuffs. Although Coffman characterizes the burglary of Novis's
apartment as an afterthought that arose when defendants' efforts to
obtain cash from her bank account initially proved unavailing, the
jury was entitled to infer that defendants entertained a broader
purpose in abducting and murdering her. Dr. Reiber's testimony
supported the prosecutor's argument that both defendants participated
in the act of strangling Novis; the prosecutor's suggestion that
defendants acted together in covering Novis's grave, even if
unsupported by the testimony, could not have prejudiced Coffman in
view of the relatively insignificant nature of the comment and the
overwhelming weight of the evidence against her. Consequently, Coffman
is not entitled to reversal of her conviction on this basis. Because
any possible misconduct was harmless on this record, Coffman's claim
of ineffective assistance of trial counsel lacks merit.
M. Asserted Instructional Error
1. Instruction on forcible sodomy as supporting
first degree felony murder; failure to instruct on second degree
murder
Coffman contends, and respondent concedes, that the
trial court erred in instructing the jury in this case that forcible
sodomy could support a finding of first degree murder. Under
California law as it existed in 1986 when Novis was killed, and until
the approval of Proposition 115 by the voters in the general election
of June 1990, forcible sodomy was not included in section 189's
enumeration of felonies supporting a first degree felony-murder
conviction. The error, however, was harmless, because the jury's
verdicts on the robbery and burglary charges and related special
circumstance allegations reflect that the first degree murder
conviction was grounded upon other, valid legal theories of felony
murder. (People v. Hughes (2002) 27 Cal.4th 287, 368.) Coffman,
argues, to the contrary, that the submission to the jury of the
natural and probable consequences theory of aider and abettor
liability meant the jury did not necessarily find she had the
requisite specific intent to commit robbery, burglary and sodomy.
Given, however, that the jury was instructed that aider and abettor
liability required knowledge of the perpetrator's criminal purpose and
acting with the intent or purpose of committing, encouraging or
facilitating the commission of the crime (see CALJIC No. 3.01), her
argument lacks merit.
Coffman further argues the trial court erred in
failing to instruct the jury on second degree felony murder based on
sodomy. Any error in this regard clearly was harmless in light of the
jury's findings on the robbery and burglary charges and related
special circumstances, including its findings of intent to kill as to
each special circumstance allegation. (See People v. Sedeno (1974)
10 Cal.3d 703, 721, overruled in part on
other grounds in People v. Breverman (1998) 19 Cal.4th 142, 149, and
disapproved on other grounds in People v. Flannel, supra, 25 Cal.3d at
p. 684, fn. 12 [error in omitting instruction harmless when factual
question posed by that instruction was necessarily resolved adversely
to defendant under other, properly given instructions].)
Coffman also contends the trial court erred in
failing to instruct the jury, sua sponte, on second degree murder as a
lesser included offense of either premeditated and deliberate first
degree murder or first degree felony murder. She theorizes that
defendants completed their robbery of Novis when they arrived at the
Drinkhouse residence, at which point the kidnapping became one for
extortion (of Novis's PIN) rather than robbery. Coffman further
suggests that when she and Koppers took Novis's purse and drove her
car to a 7-Eleven store, while Marlow remained at the Drinkhouse
residence with Novis, Coffman had reached a place of temporary safety
definitively terminating the prior robbery as to her, even though
Novis remained captive under Marlow's control. She contends that, had
she been the actual perpetrator of the robbery, once away from the
victim, she would at that point have reached a place of temporary
safety and that, as an aider-abettor, her liability for robbery could
not exceed what it would have been had she been the perpetrator. She
contends further that the sodomy, assuming it occurred, was solely for
Marlow's sexual gratification, not as part of a conditional threat to
extract information. She asserts that the prosecutor's theory of the
crimes-that, from the moment they accosted Novis, defendants must have
had a plan to take all of her property-is "at variance with the way in
which common criminals happen to commit crimes."
We disagree with Coffman's premise that the robbery
terminated at the point when defendants brought Novis to the
Drinkhouse residence; far from being a place of safety, the residence
was the home of another person whom the evidence showed defendants
felt the necessity of monitoring and impliedly threatening, lest he
reveal their criminal activity, during the period of their occupation
while they maintained control over the captive Novis. Nor did the
robbery terminate as to Coffman during her temporary absence from the
house. Rather, the evidence shows all of defendants' offenses against
Novis to have been part of a continuous transaction for purposes of
felony-murder liability. Because no evidence supported the theory that
defendants murdered Novis in the course of some lesser included felony
rather than robbery, the trial court had no obligation to instruct on
second degree felony murder. (People v. Waidla (2000) 22 Cal.4th 690,
733.) And any error in failing to instruct on second degree
implied-malice murder as a lesser included offense of premeditated and
deliberate first degree murder was harmless, because the factual
question posed by the omitted instruction necessarily was resolved
unfavorably to Coffman under the instructions on the special
circumstance allegations, which required a finding of intent to kill.
(People v. Sedeno, supra, 10 Cal.3d at p. 721.) Finally, to the extent
Coffman argues that evidence of her use of drugs around the time of
the offenses supported an instruction on second degree murder on the
theory that intoxication precluded formation of the specific intent to
kill as necessary for first degree murder, we observe the jury was
instructed that if it found defendants were intoxicated at the time of
the offenses, it should consider that fact in determining whether they
had the intent or mental state required for the crimes of murder,
kidnapping, kidnapping for robbery, robbery and residential burglary.
That the jury convicted Coffman of all of the charged offenses and
found true the special circumstance allegations, which required it to
find intent to kill, indicates it found she was not so intoxicated as
to be unable to form the required mental states; consequently, a more
favorable outcome had a second degree murder instruction been given
was not reasonably probable. (People v. Watson, supra, 46 Cal.2d at p.
836.
2. Asserted error in instructions concerning
battered woman syndrome and related defenses
Coffman contends the trial court erred in refusing
her request for certain instructions pertaining to her defense based
on battered woman syndrome. She further contends the instructions the
court actually gave on battered woman syndrome and its relation to the
mental states required to prove the charged offenses were
prejudicially deficient. For the reasons that follow, we disagree.
Consistent with her defense that she participated
in the offenses against Novis because she feared Marlow would harm her
or her son, Coffman asked the trial court to instruct the jury that
battered woman syndrome evidence, if believed, might negate any intent
to kill; that battered woman syndrome evidence might be sufficient, by
itself, to raise a reasonable doubt whether Coffman had the intent to
kill Novis; that battered woman syndrome evidence could support a
reasonable doubt whether Coffman had the intent required to "encourage
or facilitate" Marlow in killing Novis; that a defense of duress may
be based on threats of harm to persons other than the accused; and
that a defendant is not an accomplice if he acted under threats or
menaces sufficient to give him cause to believe his life would be
endangered if he refused to help.
The trial court refused the requested instructions.
Instead, the court instructed the jury that it could consider evidence
of battered woman syndrome solely for the purpose of determining
whether Coffman had actually formed the mental state required for the
charged offenses of murder, kidnapping, kidnapping for robbery,
robbery, residential burglary and sodomy by the use of force, and for
the special circumstance allegations. The court further instructed
that a person is not guilty of a crime when he or she engages in
conduct that is otherwise criminal, when the person is acting under
threats or menaces that would cause a reasonable person to fear that
his or her life would be in immediate danger if he or she did not
engage in the conduct charged, and the person then believed that his
or her life would be so endangered. The court instructed that this
rule does not apply to threats, menaces and fear of future danger to
the person's life, or when the person commits a crime punishable with
death. The court also instructed, however, that such evidence, if
believed by the jury, might still be relevant in determining whether
or not the defendant had formed the intent or mental state required
for the crimes charged. The court also instructed that an act
committed by a person who is in a state of voluntary intoxication is
no less criminal by virtue of the person's having been in such a
condition, that voluntary intoxication was no defense to the charge of
sodomy by force, and that evidence of intoxication could be considered
in determining whether defendants had the mental state or specific
intent required for the crimes of murder, kidnapping, kidnapping for
robbery, robbery and residential burglary.
Coffman complains the instructions given were
incomplete, inaccurate and erroneous with respect to (1) the
relationship between battered woman syndrome and coercion; (2) the
crimes to which the defense of coercion applies, and the applicability
of coercion to aider-abettor liability; (3) the principle that
coercion, as shown by battered woman syndrome, can negate intent to
kill, which was an element of first degree murder and the special
circumstances; (4) the defense of necessity; and (5) the relationship
between battered woman syndrome and Coffman's credibility. More
specifically, she complains the instructions failed to inform the jury
that it could consider evidence of battered woman syndrome in
evaluating the defense of coercion, in determining whether Coffman
perceived herself or any of her family members to be in imminent peril
from Marlow, and in assessing her credibility and conduct pertaining
to her jailhouse exchange of letters with Marlow.
Under appropriate circumstances, "a trial court may
be required to give a requested jury instruction that pinpoints a
defense theory of the case by, among other things, relating the
reasonable doubt standard of proof to particular elements of the crime
charged. [Citations.] But a trial court need not give a pinpoint
instruction if it is argumentative [citation], merely duplicates other
instructions [citation], or is not supported by substantial evidence
[citation]." (People v. Bolden, supra, 29 Cal.4th at p. 558.)
We conclude the instructions given here correctly
and (with one exception) adequately informed the jury that it could
consider the evidence of battered woman syndrome in determining
whether Coffman had formed the mental state or specific intent
required for the charged offenses, and the trial court therefore did
not err in refusing Coffman's proposed instructions. At least one of
the requested instructions properly could have been refused as
argumentative because it would have directed the jury to draw
inferences favorable to Coffman from specific evidence on a disputed
question of fact. (People v. Wright (1988)
45 Cal.3d 1126, 1135.) The instruction on
threats of harm to a third person was also properly refused under the
evidence presented. Because the defense of duress requires a
reasonable belief that threats to the defendant's life (or that of
another) are both imminent and immediate at the time the crime is
committed (People v. Lo Cicero (1969)
71 Cal.2d 1186, 1191, disapproved on
another point in Curl v. Superior Court (1990)
51 Cal.3d 1292, 1301, fn. 6; People v.
Condley (1977)
69 Cal.App.3d 999, 1012), threats of
future danger are inadequate to support the defense. Because any
danger to Coffman's child (who was living in Missouri) was not shown
to be immediate, the trial court correctly rejected Coffman's proposed
instruction on this point.
Contrary to Coffman's argument, the trial court did
not err in failing to instruct on the defense of necessity, which
Coffman never raised at trial and which finds no support in the
evidence in this case. The defense of necessity generally recognizes
that "the harm or evil sought to be avoided by [the defendant's]
conduct is greater than that sought to be prevented by the law
defining the offense charged." (People v. Richards (1969)
269 Cal.App.2d 768, 777.) The defendant,
who must have possessed a reasonable belief that his or her action was
justified, bears the burden of proffering evidence of the existence of
an emergency situation involving the imminence of greater harm that
the illegal act seeks to prevent. (People v. Patrick (1981)
126 Cal.App.3d 952, 960; People v.
Condley, supra, 69 Cal.App.3d at pp. 1011-1013.) As respondent rightly
points out, "[i]t is not acceptable for a defendant to decide that it
is necessary to kill an innocent person in order that he [or she] may
live, particularly where, as here, Coffman's alleged fear related to
some future danger." Our observations in People v. Anderson, supra, 28
Cal.4th at pages 777-778, although referring specifically to the
duress defense in the context of gang-related killings, are pertinent
here. "A person can always choose to resist rather than kill an
innocent person. The law must encourage, even require, everyone to
seek an alternative to killing. Crimes are often committed by more
than one person; the criminal law must also, perhaps especially, deter
those crimes. California today is tormented by gang violence. If
duress is recognized as a defense to the killing of innocents, then a
street or prison gang need only create an internal reign of terror and
murder can be justified, at least by the actual killer. Persons who
know they can claim duress will be more likely to follow a gang order
to kill instead of resisting than would those who know they must face
the consequences of their acts. Accepting the duress defense for any
form of murder would thus encourage killing." (Ibid.)
Finally, with respect to Coffman's contention that
the instructions given were deficient because they failed to inform
the jury that it could consider the evidence of battered woman
syndrome in assessing her credibility or her conduct in sending
letters to Marlow while in jail or in determining whether she
perceived imminent peril to herself from Marlow, we note her proffered
instructions failed to convey these concepts, which are not shown to
fall in the category of general principles of law so closely and
openly connected with the facts before the court as to come within the
court's sua sponte instructional obligations. (See People v. St.
Martin (1970)
1 Cal.3d 524, 531.) Accordingly, the
contention must fail.
3. CALJIC No. 2.15
Defendants contend the trial court erred in
instructing the jury, according to CALJIC No. 2.15, that the jury
could infer from defendants' conscious possession of stolen property
their guilt of the "crimes alleged," without limitation to
theft-related offenses. They are correct. (People v. Prieto (2003) 30
Cal.4th 226, 248-249.) In view of the overwhelming evidence of
defendants' guilt, however, and the panoply of other instructions that
guided the jury's consideration of the evidence (e.g., CALJIC Nos.
2.90 [presumption of innocence and reasonable doubt standard of
proof], 2.00 [defining direct and circumstantial evidence], 2.02
[sufficiency of circumstantial evidence to prove specific intent],
3.31 [requirement of union of act and specific intent], 1.01 [duty to
consider instructions as a whole]), we see no reasonable likelihood of
a more favorable outcome for either Marlow or Coffman had the
instruction not been given. (Prieto, supra, at p. 249.)
4. CALJIC Nos. 2.04, 2.06
Coffman contends the trial court erred by
instructing the jury that it could infer she harbored a consciousness
of guilt if it found certain predicate facts. CALJIC No. 2.04, as
given in this case, provides: "If you find that a defendant attempted
to or did persuade a witness to testify falsely or attempted to or did
fabricate evidence to be produced at the trial, such conduct may be
considered by you as a circumstance tending to show a consciousness of
guilt. However, such conduct is not sufficient in itself to prove
guilt and its weight and significance, if any, are matters for your
determination." And, as given here, CALJIC No. 2.06 provides: "If you
find that a defendant attempted to suppress evidence against himself
or herself in any manner, such as by the intimidation of a witness, by
destroying evidence [or] by concealing evidence, such attempts may be
considered by you as a circumstance tending to show a consciousness of
guilt. However, such evidence is not sufficient in itself to prove
guilt and its weight and significance, if any, are matters for your
consideration." She contends these instructions denied her a fair
trial by irrationally permitting an inference of guilt of all of the
charged offenses based on evidence of her consciousness of guilt of
only some offense or offenses less than capital murder. (Francis v.
Franklin (1985) 471 U.S. 307, 314-315.) She also may be understood to
contend that the evidence was insufficient to support a finding that
she committed the requisite predicate acts (i.e., attempting to
persuade a witness to testify falsely, to fabricate evidence, or to
conceal or destroy evidence).
We disagree. First, unlike CALJIC No. 2.15, CALJIC
Nos. 2.04 and 2.06 do not direct the jury to infer guilt of the
"crimes alleged" and thus do not give rise to an irrational
presumption of guilt of all charges, without limitation, from evidence
relevant only to a theft-related offense. Coffman merely speculates
that the evidence of her consciousness of guilt present in this case
might relate only to the less serious charges against her. Because
CALJIC Nos. 2.04 and 2.06 instructed the jury to infer a consciousness
of guilt only if it first found from the evidence that defendants had
engaged in the described conduct, and further informed the jury such
evidence was not, in itself, sufficient to prove guilt, the
instructions properly guided the jury's consideration of the evidence
and did not lessen the prosecution's burden of proof. (People v.
Jackson (1996) 13 Cal.4th 1164, 1223-1224.)
Second, to the extent Coffman contends that facts
giving rise to an inference of consciousness of guilt must be
conclusively established before CALJIC Nos. 2.04 and 2.06 may be
given, she is incorrect; there need only be some evidence in the
record that, if believed by the jury, would sufficiently support the
suggested inference. (People v. Hannon (1977)
19 Cal.3d 588, 597-598; see also People
v. Pensinger (1991)
52 Cal.3d 1210, 1246.) The evidence in
this case clearly warranted the giving of these instructions. Relevant
to CALJIC No. 2.04, for example, defendants' jailhouse correspondence
included references to "Jack," a fictitious actual perpetrator of the
crimes, suggestive of an effort to persuade each other to testify
falsely or to fabricate evidence. As for CALJIC No. 2.06, the evidence
showed that defendants discarded their own identifying documents
together with Novis's near a Taco Bell restaurant in Laguna Beach,
that Coffman switched license plates on Novis's car, and that she
wiped fingerprints from the car before abandoning it in Big Bear. The
trial court, therefore, did not err in giving CALJIC Nos. 2.04 and
2.06. Additionally, as objections to these instructions would not have
been well taken, Coffman's trial counsel did not render ineffective
assistance in failing to make them.
5. Accomplice instructions
Defendants challenge several aspects of the
accomplice instructions given in this case. Coffman complains the
trial court incorrectly defined the term "accomplice" for the jury.
She also contends witnesses Richard Drinkhouse and Veronica Koppers
were accomplices as a matter of law, and the jury should have been
instructed accordingly. She further asserts that the modified version
of CALJIC No. 3.18 given in this case forced the jury to perform the
"impossible mental gymnastic" of simultaneously distrusting (when
offered against Marlow) and not distrusting (when offered in her own
behalf) her testimony. Marlow (joined by Coffman) similarly urges
error in the instruction directing the jury to apply the general rules
of credibility when weighing his testimony in his own defense, but
distrusting his testimony against Coffman if it found him to be her
accomplice. We conclude defendants' contentions lack merit.
The relevant principles governing accomplice
testimony are well settled. No conviction can be had upon the
testimony of an accomplice unless such testimony is corroborated by
other evidence tending to connect the defendant with the commission of
the offense, an "accomplice" being one who is liable to prosecution
for the identical offense charged against the defendant on trial. (§
1111.) Accessories, therefore (defined as persons who, after a felony
has been committed, harbor, conceal or aid a principal in the felony
with the intent that the principal avoid criminal liability therefor
and knowing that the principal has committed the felony or been
charged with or convicted thereof), are not accomplices as to whose
testimony corroboration is required. (§§ 31, 32; People v. Fauber,
supra, 2 Cal.4th at pp. 833-834.) Whether a person is an accomplice is
a question of fact for the jury unless the facts and the inferences to
be drawn therefrom are undisputed. (Fauber, supra, at p. 834.)
Here, the jury was instructed that "[a]n accomplice
is a person who was subject to prosecution for the identical offense
charged in any count against the defendant on trial by reason of
aiding and abetting." Coffman contends the instruction was erroneous
because only if the jury found Marlow was an aider and abettor of the
crimes, not the perpetrator, could it apply the instruction to him.
Because the evidence showed Marlow was the perpetrator, Coffman
reasons, the jury would have concluded it could convict her on the
strength of his testimony without the required corroboration. Viewing
the instructions as a whole, we do not think the jury would have
misunderstood its charge along the lines Coffman suggests. As
respondent points out, Marlow was entitled to a presumption of
innocence, and it was obvious to the jury that defendants stood
accused of being accomplices to each other and that its task was to
determine whether one acted as an aider and abettor to the other or
whether the two acted in concert. That any deficiency in this
instruction affected the verdict is not reasonably probable. (People
v. Heishman (1988)
45 Cal.3d 147, 163-164.)
The jury also was instructed as follows: "You are
to apply the general rules of credibility when weighing Cynthia
Coffman's testimony in her own defense. [¶] But if you find her to be
an accomplice, then in weighing her testimony against James Gregory
Marlow you ought to view it with distrust. [¶] This does not mean that
you may arbitrarily disregard such testimony. [¶] But give to it the
weight to which you find it to be entitled after examining it with
care and caution and in the light of all the evidence in the case. [¶]
You are to apply the general rules of credibility when weighing James
Gregory Marlow's testimony in his own defense. [¶] But if you find him
to be an accomplice then in weighing his testimony against Cynthia
Coffman you ought to view it with distrust. [¶] This does not mean
that you may arbitrarily disregard such testimony. [¶] But give to it
the weight to which you find it to be entitled after examining it with
care and caution and in the light of all the evidence in the case."
Marlow essentially contends the artificiality of the distinction
between defensive and offensive testimony in the context of this case
rendered the instruction virtually impossible for the jury to follow
and undermined the presumption of innocence. We disagree. Because the
evidence abundantly supported an inference that each defendant acted
as an accomplice to the other, and because each testified and, to some
extent, sought to blame the other for the offenses, the court was
required to instruct the jury that an accomplice-defendant's testimony
should be viewed with distrust to the extent it tended to incriminate
the co-defendant. (People v. Alvarez (1996) 14 Cal.4th 155, 217-218.)
Such, essentially, is what the foregoing instruction did. The
instruction correctly informed the jury that, insofar as it assigned
one accomplice-defendant's testimony any weight in determining the
co-defendant's guilt, it must view such testimony with distrust and
find sufficient corroboration, as elsewhere defined for the jury. We
see no reason to believe this relatively straightforward task was
beyond the jury's capabilities. Contrary to Marlow's argument, the
instruction did not undermine the presumption of innocence or deprive
defendants of due process. As we have observed: "[T]he testimony of a
defendant ought not to be viewed without distrust simply because it is
given by a defendant. Under the law, a defendant is surely equal to
all other witnesses. But, under that same law, he is superior to
none." (Id. at p. 219; see ibid., fn. 23.)
We reject Coffman's further contention that the
trial court erred in failing to instruct the jury that Richard
Drinkhouse and Veronica Koppers were accomplices as a matter of law.
As noted above, an accomplice is one who is subject to prosecution for
the identical offense charged against the defendant. (§ 1111.)
Although both Drinkhouse and Koppers suffered convictions for their
role in the offenses against Novis (Drinkhouse by a plea of guilty to
false imprisonment and Koppers, following a jury trial, for being an
accessory and for receiving stolen property), the record lacks
evidence from which the jury could have found that either Drinkhouse
or Koppers aided or abetted, or otherwise facilitated, with the
requisite intent, any of defendants' criminal actions. Consequently,
neither was, at least as a matter of law, an accomplice whose
testimony the jury should have been instructed to view with distrust.
Finally, we reject Coffman's complaint that the
trial court erred prejudicially in omitting, from the accomplice
instruction pertaining to defendants' testimony, the requirement that
the burden is on a defendant to prove by a preponderance of the
evidence that the co-defendant is an accomplice, as was correctly
stated in the general accomplice instructions pertaining to Drinkhouse
and Koppers, to trigger the corroboration requirement. First, to the
extent the instruction failed to impose on Coffman the burden of
proving Marlow was an accomplice as a prerequisite to applying the
corroboration rule to his testimony and to being directed to view it
with distrust, she was not prejudiced. Second, because the court's
instruction directed the jury to view Marlow's testimony with distrust
if it found him to be an accomplice, the jury implicitly was told to
make a finding in this regard, and in doing so most likely, and
correctly, would have applied the preponderance standard as it was
instructed to do with respect to Koppers and Drinkhouse. Thus, it is
not reasonably probable Coffman would have received a more favorable
outcome had the instructions been modified to include the omitted
language.
6. Instruction on natural and probable
consequences doctrine; refusal of Coffman's requested limiting
instruction
The trial court instructed the jury with CALJIC No.
3.02, on the natural and probable consequences doctrine of aider and
abettor liability. Using CALJIC No. 3.01, the court defined aiding and
abetting and, pursuant to CALJIC No. 8.81.17, informed the jury that,
in order to return a true finding on any special circumstance
allegation, the jury had to find that the defendant had the specific
intent to kill or to aid another in the killing of a human being.
Coffman voiced no objection to these instructions as given. On appeal,
however, she contends the instruction on natural and probable
consequences was prejudicially defective in failing to inform the jury
that "natural and probable" means "reasonably foreseeable," thereby
permitting the jury to convict her of murder without sufficient
evidence of the required mental state. Coffman contends she suffered
further prejudice by the court's refusal to instruct the jury that it
must not use evidence of the Kentucky and Orange County killings in
arriving at any verdict and that such evidence was admitted solely on
the question of whether she intended to kill or to encourage or
facilitate Marlow's killing the victim. Finally, Coffman contends the
natural and probable consequences doctrine is unconstitutional in
capital cases because it predicates criminal liability on negligence,
in violation of due process. We find no merit in her contentions.
Elaborating on the natural and probable
consequences doctrine, in People v. Prettyman (1996) 14 Cal.4th 248,
261, and People v. Croy (1985)
41 Cal.3d 1, 12, footnote 5, we observed
that an aider and abettor "is guilty not only of the offense he
intended to facilitate or encourage, but also of any reasonably
foreseeable offense committed by the person he aids and abets." As the
Court of Appeal in People v. Brigham (1989)
216 Cal.App.3d 1039 noted, although
variations in phrasing are found in decisions addressing the
doctrine-"probable and natural," "natural and reasonable," and
"reasonably foreseeable"-the ultimate factual question is one of
foreseeability. (Id. at pp. 1050, 1054; see People v. Roberts (1992)
2 Cal.4th 271, 316-322.) "A natural and
probable consequence is a foreseeable consequence" (People v. Fabris
(1995) 31 Cal.App.4th 685, 698, disapproved on another ground in
People v. Atkins (2001) 25 Cal.4th 76, 90, fn. 5); the concepts are
equivalent in both legal and common usage. Coffman cites no authority
for the contention that the term "natural and probable consequences"
is one having a meaning peculiar to the legal context and that,
therefore, the term must be expressly defined for the jury. (See
People v. Cox (2003) 30 Cal.4th 916, 967.) Indeed, in People v. Nguyen
(1993)
21 Cal.App.4th 518, 535, the Court of
Appeal found sufficient, without inclusion of the phrase "reasonably
foreseeable," the instruction Coffman challenges here. We agree with
the Nguyen court that CALJIC No. 3.02 correctly instructs the jury on
the natural and probable consequences doctrine. To the extent Coffman
contends that imposition of liability for murder on an aider and
abettor under this doctrine violates due process by substituting a
presumption for, or otherwise excusing, proof of the required mental
state, she is mistaken. Notably, the jury here was also instructed
with CALJIC No. 3.01, advising that an aider and abettor must act with
the intent of committing, encouraging or facilitating the commission
of the target crime, as well as CALJIC No. 8.81.17, which required,
for a true finding on the special circumstance allegations, that
defendants had the specific intent to kill the victim. These concepts
fully informed the jury of applicable principles of vicarious
liability in this context.
Nor did the trial court err in refusing Coffman's
requested instruction that it was not to use evidence of the Kentucky
and Orange County killings, which had been admitted solely on the
issue whether Coffman entertained the intent to kill or to encourage
or facilitate Marlow in killing the victim, in reaching its verdict in
this case. The requested instruction was duplicative of CALJIC Nos.
2.09, instructing the jury about evidence admitted for a limited
purpose, and 2.50, advising it to use such evidence not to find
criminal propensity but rather to determine whether the necessary
element of intent was proven. (People v. Gurule (2002) 28 Cal.4th 557,
659.) When Coffman introduced evidence of the Kentucky and Orange
County killings, moreover, the jury was specifically instructed as to
its limited purpose. We presume it followed these instructions.
(People v. Boyette, supra, 29 Cal.4th at p. 436.)
Finally, we reject the premise of Coffman's
argument that the application of the natural and probable consequences
doctrine in capital cases unconstitutionally predicates murder
liability on mere negligence. Liability as an aider and abettor
requires knowledge that the perpetrator intends to commit a criminal
act together with the intent to encourage or facilitate such act; in a
case in which an offense the perpetrator actually commits is different
from the originally intended crime, the natural and probable
consequences doctrine limits liability to those offenses that are
reasonably foreseeable consequences of the act originally aided and
abetted. (See People v. Nguyen, supra, 21 Cal.App.4th at p. 531.)
Moreover, by finding true the special circumstance allegations against
Coffman, the jury in this case necessarily found she possessed the
intent to kill. Having found no error in these instructions as given
in this case, we perforce reject Coffman's claim that her trial
counsel rendered ineffective assistance in failing to object to them.
IV. Penalty Phase
A. Adequacy of Notice of Aggravating Evidence
and Asserted Boyd Error as to Coffman
Coffman contends the trial court erred in admitting
certain evidence that she had in the past engaged in nonviolent
criminal and non-criminal conduct, in violation of the rule in People
v. Boyd (1985)
38 Cal.3d 762 and her rights to due
process, equal protection and a fair trial before an impartial jury,
as well as her rights to present a defense and to have a reliable
determination of guilt and penalty as guaranteed by the Fifth, Sixth,
Eighth and Fourteenth Amendments to the federal Constitution and
analogous provisions of the state Constitution. She further contends
the prosecutor provided inadequate (or no) notice of such evidence,
thereby violating section 190.3 and the same state and federal
constitutional provisions. We conclude the challenged evidence was
properly admitted, some as properly noticed aggravating evidence and
the remainder as rebuttal to Coffman's evidence in mitigation.
Governing principles may be summarized as follows.
Except for evidence in proof of the offense or special circumstances
that subject a defendant to the death penalty, the prosecution may
present no evidence in aggravation unless notice of the evidence to be
introduced has been given to the defendant within a reasonable period
of time as determined by the court, prior to trial. (§ 190.3.) Any
aggravating evidence not relating to the sentencing factors enumerated
in section 190.3 is inadmissible in the penalty phase. (People v.
Boyd, supra, 38 Cal.3d at pp. 773-776.) Aggravating evidence must
pertain to the circumstances of the capital offense (§ 190.3, factor
(a)), other violent criminal conduct by the defendant (id., factor
(b)) or prior felony convictions (id., factor (c)); only these three
factors, and the experiential or moral implications of the defendant's
age (id., factor (i)), are properly considered in aggravation of
penalty. (See People v. Wader, supra, 5 Cal.4th at p. 657 [a majority
of statutory sentencing factors can only be mitigating, citing cases
so holding as to factors (d), (e), (f), (g), (h) and (k), and noting
that whether factor (j) is exclusively mitigating is undecided];
People v. Stanley (1995) 10 Cal.4th 764, 831 [factor (i)].) Evidence
offered as rebuttal to defense evidence in mitigation, however, is not
subject to the notice requirement of section 190.3 and need not relate
to any specific aggravating factor. (In re Ross (1995) 10 Cal.4th 184,
206-207; § 190.3.)
First, Coffman complains that although the notice
of aggravation specified, with respect to the brandishing incident,
only that the prosecution intended to introduce evidence concerning
her possession and brandishing of a loaded handgun and the surrounding
facts and circumstances, in Barstow on April 5, 1986, the prosecution
improperly presented evidence that Coffman possessed, and was under
the influence of, either cocaine or methamphetamine on that date; she
evaded arrest; she was verbally abusive, rude and loud in speaking
with the police; she was arrested for possession of a derringer,
possession of a drug and being under the influence of the drug; and,
about one year before the April 5, 1986, incident, she was angry at
Huntley and drove a car close enough to him to force him to move out
of the way. Second, Coffman complains that the prosecution presented
unnoticed, non-statutory aggravating evidence that after the murder of
Lynell Murray, Coffman behaved in a celebratory manner at a Denny's
restaurant, embracing Marlow, talking loudly, ordering and consuming
food and wine, and using Murray's credit card to pay for the meal; and
that Coffman subsequently used Murray's credit card again at a
sporting goods store in Big Bear.
We conclude the prosecution gave sufficient notice
to Coffman of the April 5, 1986, brandishing incident and its
surrounding circumstances. Contrary to Coffman's implicit argument,
she was not entitled to notice of all the testimony the prosecution
intended to present. (People v. Scott (1997) 15 Cal.4th 1188, 1219.)
We note that although Coffman objected to the introduction of evidence
relating to the incident and sought a mistrial on that basis, she did
not claim she was denied discovery and did not seek a continuance to
defend against the evidence.
We further conclude that the testimony regarding
Coffman's behavior at the time of the April 5, 1986, brandishing
incident, the incident about a year earlier involving driving at
Huntley in her car, and her conduct after the killing of Lynell Murray
did not constitute improper non-statutory aggravation. Regarding the
brandishing and driving incidents, the prosecutor expressly offered
the circumstances of these incidents as rebuttal to Coffman's
defense-which she introduced with the aim of negating or mitigating
her guilt in the initial phase of trial and later continued to assert
in her case in mitigation in the penalty phase-that she had at all
times pertinent to the current offenses acted under Marlow's
domination. That is, the prosecutor properly sought to rebut Coffman's
evidence by showing that before she ever met Marlow, she had behaved
violently and aggressively and had demonstrated a willingness to
possess and use a firearm. In addition, the evidence of Coffman's
behavior following the Murray offenses was both properly noticed as
part of the "facts and circumstances surrounding" the kidnapping,
robbery, rape and murder of Murray and admissible as pertinent to
section 190.3, factor (b). Thus, we reject Coffman's claims of error.
B. Testimony of Dr. Craig Rath
1. Asserted prosecutorial misconduct in
suggesting through inadmissible evidence that Marlow fit the
definition of a sexual sadist serial killer
In his direct testimony in Coffman's case in
mitigation, clinical psychologist Craig Rath, Ph.D., opined that
Coffman could not be classified as a serial killer, primarily because
serial killers are "almost exclusively male." On cross-examination,
the prosecutor reviewed with Dr. Rath the various characteristics of
serial killers and whether they applied to Coffman, observing, "I'm
not talking about Mr. Marlow at all." Dr. Rath stated he knew of no
cases of female sexually sadistic serial killers and repeatedly
insisted that certain identified traits were characteristic only of
male serial killers. The trial court instructed the jury that Dr.
Rath's testimony was offered only as to Coffman and was inadmissible
as to Marlow. Marlow now contends the prosecutor engaged in misconduct
by eliciting Dr. Rath's opinion that sexual sadist serial killers are
exclusively male in an impermissible effort to induce the jury to use
Rath's testimony against Marlow.
We first observe that Marlow forfeited this claim
of misconduct by failing to make contemporaneous objection at trial,
although he objected on other grounds not renewed here. As previously
noted, a prosecutor's conduct violates the Fourteenth Amendment to the
federal Constitution when it "infects the trial with such unfairness
as to make the conviction a denial of due process." (People v.
Morales, supra, 25 Cal.4th at p. 44.) A prosecutor's conduct " `that
does not render a criminal trial fundamentally unfair' " violates
California law " `only if it involves " `the use of deceptive or
reprehensible methods to attempt to persuade either the court or the
jury.' " ' " (People v. Farnam, supra, 28 Cal.4th at p. 167.) The
prosecutor's cross-examination of Dr. Rath properly sought to impeach
Rath's opinion that Coffman did not meet the criteria for a diagnosis
of antisocial personality disorder and could not properly be
classified as a serial killer. (Evid. Code, §§ 773, subd. (a) [scope
of cross-examination], 801, subd. (b) [permissible bases for expert
opinion]). He did not examine Rath concerning whether Marlow could be
so classified. We find no misconduct.
2. Asserted prosecutorial misconduct and trial
court error in failing to limit cross-examination of Dr. Rath
Coffman contends the prosecutor engaged in
misconduct by, in effect, presenting, during his cross-examination of
Dr. Rath, his own unsupported theory that Coffman was a sociopath and
a serial killer. The trial court's failure to confine the prosecutor
to the proper scope of cross-examination, she argues, constituted
prejudicial error. Noting that the prosecutor, during his guilt phase
cross-examination of Dr. Lenore Walker, had sought to demonstrate that
Coffman fit the diagnostic criteria for antisocial personality
disorder by eliciting examples of criminal conduct in which Coffman
had engaged before she met Marlow, Coffman further maintains the
prosecutor, during the penalty phase, continued this tactic of
introducing evidence of her bad acts to prove a criminal disposition,
contrary to Evidence Code section 1101, subdivision (a). Coffman
acknowledges that her counsel attempted, in his case in mitigation, to
counter the prosecutor's suggestion that she was a sociopath by
eliciting from Dr. Rath the opinion that serial killers are almost
exclusively male and that Coffman did not fit the profile of a serial
killer. She then complains that the ensuing cross-examination "was not
rebuttal but a continuation of the themes which the prosecution itself
had originally raised in the trial." In particular, Coffman argues,
the prosecutor improperly examined Dr. Rath concerning the Rappaport
article (see fn. 42, ante) in order to reinforce the suggestion that
she was of a criminal disposition. Coffman also contends the
prosecutor improperly questioned Dr. Rath concerning whether a sexual
sadist serial killer could be female and whether Coffman's bragging
about the offenses, as testified to by jailhouse informant Robin Long,
was consistent with the behavior of a serial killer. In this
connection, she also complains that the prosecutor wrongly put before
the jury, during the penalty phase, non-statutory aggravating evidence
including that she had carried a gun in Barstow before ever meeting
Marlow and that, shortly after the murder of Lynell Murray, she
behaved exuberantly in a Denny's restaurant in the City of Ontario.
Coffman argues the above evidence was improper rebuttal, as her
defense did not attempt to portray her as "having a character
incompatible with antisocial conduct."
Although Coffman at one point objected to the
cross-examination of Dr. Rath as going beyond the scope of the direct
examination, she did not object to the evidence of her behavior before
or after the Murray killing or other evidence of violent criminal
conduct the prosecutor had introduced in aggravation. She thus failed
to preserve these claims for appeal. In any event, we find the
challenged cross-examination entirely proper as an exploration of the
basis of Dr. Rath's opinion, and the evidence of Coffman's conduct was
proper rebuttal to her penalty phase defense. The trial court,
therefore, did not err in failing to "confine" the prosecutor's
cross-examination of Rath, and the prosecutor did not engage in
misconduct by probing into the basis of Dr. Rath's opinions. As no
ground appears on which additional objections would have succeeded in
limiting the scope of the cross-examination, Coffman's trial counsel
cannot be faulted for failing to make them.
C. Testimony of Katherine Davis and Marlene
Boggs
1. As nonnoticed aggravation and improper
propensity evidence
Marlow complains that the testimony by his former
wife, Katherine Davis, and her mother, Marlene Boggs, presented during
Coffman's case in mitigation (discussed in detail, post) constituted,
in essence, nonnoticed evidence in aggravation and improper evidence
of his propensity for violence. He further asserts that Coffman's
counsel actively concealed from his defense team their intention to
call Davis and Boggs. The admission of their testimony, he contends,
thus violated Evidence Code section 1101, subdivision (a) and deprived
him of his rights to due process and a reliable penalty determination
as guaranteed by the federal Constitution.
Marlow did not object to the evidence on the ground
that it had not been included in the notice of aggravating evidence,
but rather questioned its relevance to Coffman's case in mitigation
and asserted it constituted non-statutory aggravating evidence. He
therefore has forfeited this contention for appellate purposes.
(People v. Boyette, supra, 29 Cal.4th at p. 453, fn. 15.)
In any event, we disagree with the substance of the
contention. As pertinent to the introduction of aggravating evidence,
section 190.3 provides: "Except for the evidence in proof of the
offense or special circumstances which subject a defendant to the
death penalty, no evidence may be presented by the prosecution in
aggravation unless notice of the evidence to be introduced has been
given to the defendant within a reasonable period of time as
determined by the court, prior to the trial." The statute thus
contemplates that the prosecution will give notice of the aggravating
evidence it will present, but omits any mention of a co-defendant's
obligation to provide notice of penalty phase evidence. Moreover, the
testimony of Davis and Boggs was not introduced by the prosecution in
aggravation of Marlow's penalty, but by Coffman in mitigation of her
own, and the trial court specifically admonished the jury not to
consider the evidence as aggravation against Marlow. We presume the
jury followed the admonition. (People v. Boyette, supra, 29 Cal.4th at
p. 435.) Defendant Marlow thus was not forced to defend against
aggravating evidence without proper notice. Marlow's assertion that
Coffman's counsel "actively concealed" their intention to call the
witnesses, unsupported by any evidence in the record apart from
counsel's failure to mention them in his opening statement, adds
nothing to his argument.
Marlow further contends the testimony of Davis and
Boggs should have been excluded under Evidence Code section 1101 as
improper evidence of a propensity for violence. Again, we observe he
failed to object on this specific ground at trial and thus has
forfeited the contention for purposes of this appeal. (See People v.
Boyette, supra, 29 Cal.4th at p. 453, fn. 15.) In any event, the
contention lacks merit. Marlow relies on People v. Farmer (1989)
47 Cal.3d 888, 921, overruled on another
ground in People v. Waidla, supra, 22 Cal.4th at page 724, footnote 6,
where we rejected a claim of error in the exclusion of evidence of
violent criminal activity on the part of a third person, offered to
show that person was more likely the killer than was the defendant.
Farmer, however, is distinguishable, in that here the trial court
admitted the testimony of Davis and Boggs to rebut Marlow's insistence
that Coffman was the instigator of Novis's murder: In overruling
Marlow's objection to the evidence as irrelevant and unduly
prejudicial, the trial court stated: "I think this is legitimate
evidence to impeach the position which he has taken in opposition to
her defense." We conclude the trial court did not abuse its discretion
in so ruling. Moreover, before the jury retired to deliberate on
penalty, the trial court specifically instructed it regarding the
criminal acts it could consider as aggravating circumstances in the
case and cautioned that it could not consider any evidence other than
those enumerated aggravating circumstances. We again presume the jury
followed these instructions. (Boyette, supra, at p. 436.)
2. Restriction on examination of Davis
Although Davis described in detail the course of
her relationship with Marlow and his behavior toward her, Coffman
challenges several rulings by the trial court that restricted certain
aspects of the examination, claiming they violated her federal
constitutional rights, under the Eighth and Fourteenth Amendments to
the federal Constitution, to present mitigating evidence (Lockett v.
Ohio (1978) 438 U.S. 586, 604-605; Eddings v. Oklahoma (1982) 455 U.S.
104, 113-114) and to due process of law (Hicks v. Oklahoma (1980) 447
U.S. 343, 346). In order to assess the propriety and effect of the
challenged rulings, we find it necessary to set forth Davis's
testimony in some detail.
Davis testified she met Marlow in 1977, when she
was 18 or 19 years old and he was two years older. At their first
meeting, they were somewhat hostile toward each other, but a few weeks
later she and several of her friends took Marlow to her parents'
house, where Davis and Marlow "partied" and had sex together for the
first time. Later, when they were among a group of other teenagers and
she was not immediately friendly to him, Marlow made a comment that
greatly embarrassed her and caused her to be very angry toward him.
Not long after that incident, Marlow appeared at the door of her
apartment and demanded admission, beating on the door and threatening
to destroy her car.
The next time she saw Marlow, he behaved like a
gentleman and was attentive, romantic and considerate; on that
occasion, she took him to a party she was attending. On the way,
Marlow asked her to keep a handgun in her purse. Later that evening,
Marlow pointed the gun at a man who was demanding drugs from him and
who had broken the driver's window of the car Davis was driving, and
gave him a "whipping." Still later that night as Davis and Marlow were
visiting at the trailer of some friends, that man, one Jeff Tailor,
and another man, both carrying shotguns, forced their way in. Tailor
pointed his shotgun at Marlow. Davis, interposing herself between
Marlow and Tailor, created a sufficient diversion to enable Marlow to
grab both shotguns. After a scuffle, Marlow ran the two intruders off
the property. The following morning, police arrested Marlow. Davis
eventually bailed him out of custody and married him the same day.
Their marriage was initially happy, but their drug
use and other behavior soon displeased Davis's parents, with whom they
were living, and resulted in Davis and Marlow moving to Indianapolis
to live with friends there. After the move, Marlow began accusing
Davis of flirting with other men. He started manifesting fits of rage
and would slap or hit her with his fist for no reason; on one
occasion, he cut her on the shoulder and forearm with his pocketknife
as she sat in the bathroom. Because of the tension and violence
between Davis and Marlow, they soon were no longer welcome in their
friends' house. At that point, they returned to Kentucky and stayed
with her paternal grandparents. There, Marlow kept Davis isolated in
their bedroom or elsewhere in the house most of the time, preventing
her from talking with her relatives. After two weeks, they moved into
a vacant house owned by Davis's maternal grandparents. There, on one
occasion, Marlow became enraged and choked Davis into unconsciousness.
When Davis became pregnant, Marlow was happy; they decided to name
their child Joshua Luke. Marlow then wanted the couple to move back to
McCreary County, Kentucky, where Davis had previously lived and where
she had many relatives and friends. Davis feared such a move because
of Marlow's intense jealousy. She was so distraught over the prospect
of the move that she stabbed herself in the leg with a pair of
scissors. Immediately after that incident, Marlow left the house,
whereupon Davis's father chased him with a pistol and shot at him.
Over the course of her relationship with Marlow,
Davis testified, she "wasn't a person any more"; she "didn't have any
spirit," "didn't talk to other people," and "hardly even [made] eye
contact with other people." She lost 73 pounds during their marriage,
and her hair "fell out by the wads." Davis had tried to encourage
Marlow to join her in attending church services, but on one occasion
he responded by throwing her on the bed, getting on top of her and
saying, in a menacing voice, "I am the devil and I own you."
Despite the extensive scope of the foregoing
testimony, Coffman contends the trial court committed error of
constitutional magnitude in precluding her from examining Davis
concerning (1) her subjective reaction to Marlow's sexual performance;
(2) the precise nature of Marlow's embarrassing remark; (3) the
specific grounds for Marlow's arrest following the altercation in the
trailer with two men armed with shotguns; (4) the identity of a person
with respect to whom Marlow was particularly jealous in his
relationship with Davis; (5) the size of the links on a chain Marlow
often carried; (6) the reasons why Davis often cried and whether she
lay awake at night during their stay in Indianapolis; and (7) whether
Davis feared she would be killed if she returned with Marlow to
McCreary County. The excluded evidence, Coffman contends, would have
corroborated Dr. Walker's guilt phase testimony concerning battered
woman syndrome and supported a lingering doubt of Coffman's guilt of
the Novis and Murray homicides; thus, she urges, it constituted
potentially mitigating evidence she was constitutionally entitled to
have the jury consider. (See Lockett v. Ohio, supra, 438 U.S. 586;
Eddings v. Oklahoma, supra, 455 U.S. 104; Hitchcock v. Dugger (1987)
481 U.S. 393, 395-399.)
As Coffman correctly observes, the cited
authorities hold that the Eighth and Fourteenth Amendments to the
federal Constitution require that the sentencer not be precluded from
considering any relevant mitigating evidence. Nevertheless, the trial
court determines relevancy in the first instance and retains
discretion to exclude evidence whose probative value is substantially
outweighed by the probability that its admission will create
substantial danger of confusing the issues or misleading the jury.
(People v. Cain, supra, 10 Cal.4th at p. 64.) We conclude the trial
court did not abuse its discretion in excluding the evidence described
above. Davis's testimony presented to the jury a picture of a woman
who endured abuse from Marlow similar to that described by Coffman,
and thus tended to support Coffman's claim that she had acted under
duress in committing the offenses. The additional details of Davis's
abuse were either irrelevant to Coffman's circumstances, or their
probative value was so slight as to be substantially outweighed by the
danger of misleading the jury. The trial court properly excluded them.
D. Admission of Marlow's 1980 Statement
Concerning Three Robberies
During the penalty phase, Supervising Probation
Officer Evelyn Frantz read into the record a statement that defendant
Marlow had made to a probation officer in connection with his 1980
guilty plea to three counts of robbery. In the statement, Marlow
described the robberies he had committed in an apartment complex in
Upland, a leather goods store in Upland, and a methadone clinic in
Ontario, all in November 1979. Marlow now contends admission of his
statement was error under the rules of Ramona R. v. Superior Court
(1985)
37 Cal.3d 802, In re Wayne H. (1979)
24 Cal.3d 595, People v. Hicks (1971)
4 Cal.3d 757 and People v. Harrington
(1970) 2 Cal.3d 991.
Marlow failed to preserve this issue for appellate
review by making contemporaneous objection at trial, but he contends
his trial counsel rendered ineffective assistance in this regard. In
any event, the claim lacks merit.
A line of California authorities, beginning with
People v. Quinn (1964)
61 Cal.2d 551, held that statements made
under certain circumstances by criminal defendants to probation
officers in the course of the preparation of a probation report were
inadmissible in any subsequent proceedings. In Quinn, for example, the
probation officer told the defendant he would not recommend probation
if defendant failed to tell the truth; this court held that the
"[d]efendant's admissions following this threat or implied promise of
leniency were . . . involuntary," and their introduction into evidence
required reversal. (Id. at p. 554; see also People v. Harrington,
supra, 2 Cal.3d at p. 999 [statements made to probation officer in the
hope that candor would persuade the officer to make a favorable report
to the court were held inadmissible either as substantive evidence or
for impeachment]; but see People v. Alesi (1967)
67 Cal.2d 856, 861 [statements made by
defendant on advice of counsel, with no assertion of privilege at the
time the statements were made, were admissible at a later trial].) In
People v. Hicks, supra, 4 Cal.3d at pages 761-763, emphasizing the
"paramount" nature of the policy of encouraging free and unfettered
communication between a defendant and his or her probation officer,
this court held it was error to admit a defendant's statement made, on
the advice of a probation officer, to a judge in a related case.
Similar rules were adopted in the context of juvenile proceedings.
(E.g., Ramona R. v. Superior Court, supra, 37 Cal.3d at pp. 807-810
[Cal. Const. precludes use of minor's testimony at fitness hearing in
juvenile court in later adult criminal trial]; In re Wayne H., supra,
24 Cal.3d at pp. 598-601 [statements made by juvenile to probation
officer held inadmissible in any subsequent proceeding as substantive
evidence or for impeachment].)
In Minnesota v. Murphy (1984) 465 U.S. 420,
however, the high court held that the federal Constitution does not
compel exclusion from criminal proceedings of a defendant's statement
to a probation officer. The court reasoned that the Fifth Amendment
privilege against self-incrimination is not self-executing, but must
be affirmatively asserted, except in limited situations involving
inherently compelling pressure to speak (e.g., when the declarant is
undergoing custodial interrogation), the threat of a penalty for
exercising the privilege, or, related to the latter, a gambler's
failure to file a gambling tax return. (Id. at pp. 429-430, 434, 439.)
Although the defendant in Minnesota v. Murphy was required to
speak-and speak truthfully-with his probation officer, he was not
precluded from asserting the privilege and was not shown to have been
subject to any penalty for doing so. Consequently, the high court
held, his statements were voluntary and thus admissible. (Id. at pp.
436-439.) Following Minnesota v. Murphy, and in light of article I,
section 28, subdivision (d) of the California Constitution, the Court
of Appeal in People v. Goodner (1992)
7 Cal.App.4th 1324, 1330-1332, held that
statements made by a defendant to a probation officer during a
presentence investigation interview could be used against him, at
least in the absence of any evidence that the probation officer had
threatened defendant with an unfavorable recommendation if he or she
refused to give a statement. (Accord, People v. Pacchioli (1992)
9 Cal.App.4th 1331, 1340.) Thus, the
Goodner court recognized, our decision in People v. Hicks, supra, 4
Cal.3d 757, did not survive Proposition 8. Marlow's claims, therefore,
must fail.
E. Admission of Marlow's Refusal to Discuss
Involvement in Methadone Robbery
Marlow contends the prosecutor violated the rule of
Doyle v. Ohio, supra, 426 U.S. at pages 617-618 (Doyle), in eliciting
testimony from Detective Scharf of the Ontario Police Department that
in 1979, after being advised of and waiving his Miranda rights and
answering several questions relating to methadone found in his
possession, Marlow refused to answer questions about the clinic
robbery. Marlow failed to object at trial on the ground he now
advances and therefore has forfeited the contention for purposes of
this appeal (People v. Hughes, supra, 27 Cal.4th at p. 332), but he
contends his trial counsel rendered ineffective assistance in this
respect. We conclude Marlow is not entitled to relief.
Doyle holds that the prosecution may not,
consistent with due process and fundamental fairness, use post-arrest
silence following Miranda warnings to impeach a defendant's testimony
at trial. (Doyle, supra, 426 U.S. at pp. 617-618.) Respondent asserts
Doyle has no application here because Scharf testified, not in
impeachment, but before Marlow took the stand. We find this contention
inconsistent with the rationale of Doyle, that the impeachment by
postwarning silence there condemned was "fundamentally unfair because
Miranda warnings inform a person of his right to remain silent and
assure him, at least implicitly, that his silence will not be used
against him." (Anderson v. Charles (1980) 447 U.S. 404, 407-408.) No
less unfair is using that silence against a defendant by means of the
prosecutor's examination of an interrogating detective even before the
defendant has had the opportunity to take the stand.
Respondent further asserts, citing People v. Hurd
(1998) 62 Cal.App.4th 1084, that Doyle does not protect against
prosecutorial use of a defendant's refusal to answer selected
questions after waiving Miranda rights and electing to speak to law
enforcement authorities. The Hurd court stated: "A defendant has no
right to remain silent selectively. Once a defendant elects to speak
after receiving a Miranda warning, his or her refusal to answer
questions may be used for impeachment purposes absent any indication
that such refusal is an invocation of Miranda rights. . . .
[Defendant] was not induced by the Miranda warning to remain silent. .
. . [¶] . . . We do not think Doyle was meant to preclude the
prosecutor from commenting on highly relevant evidence bearing on
[defendant's] credibility, including [defendant's] refusal to provide
critical details, when he had voluntarily waived his right to remain
silent." (Id. at pp. 1093-1094.)
Other courts have taken a different view. The Ninth
Circuit, for example, has held that a suspect may selectively waive
his Miranda rights by agreeing to answer some questions but not
others. (United States v. Soliz (9th Cir. 1997)
129 F.3d 499, 503-504, overruled on
another ground in United States v. Johnson (9th Cir. 2001)
256 F.3d 895; United States v.
Garcia-Cruz (9th Cir. 1992) 978 F.2d 537, 541-542.) Several other
federal circuits have specifically held that Doyle precludes the use
of partial silence to the extent that the defendant relied on a
Miranda warning in refusing to answer specific questions. (Hockenbury
v. Sowders (6th Cir. 1983) 718 F.2d 155, 159; United States v. Scott
(7th Cir. 1995) 47 F.3d 904, 906-907; United States v. May (10th Cir.
1995)
52 F.3d 885, 890; United States v.
Canterbury (10th Cir. 1993) 985 F.2d 483, 486.) In United States v.
Harrold (10th Cir. 1986) 796 F.2d 1275, the federal Court of Appeals
for the Tenth Circuit reasoned, "To the extent that a defendant
clearly relies on a Miranda warning to refuse to answer specific
questions, he had been induced by the government to do it and his
silence may not be used against him." (Id. at p. 1279, fn. 3.) We need
not, in this case, determine whether comment on Marlow's refusal to
answer questions pertaining to the robbery violated Doyle, because any
such error would be harmless beyond a reasonable doubt in view of
other witnesses' testimony regarding Marlow's involvement in the
robbery and the incident's relatively minor significance in the
prosecution's case in aggravation. The lack of prejudice stemming from
the assumed error is fatal to Marlow's related claim that his trial
counsel rendered ineffective assistance in failing to object to the
challenged comments.
F. Other Asserted Prosecutorial Misconduct
Coffman contends the prosecutor engaged in
prejudicial misconduct during his penalty phase argument, violating
her rights under state and federal law. As noted above, a prosecutor's
conduct violates the Fourteenth Amendment to the federal Constitution
when it "infects the trial with such unfairness as to make the
conviction a denial of due process." (People v. Morales, supra, 25
Cal.4th at p. 44; accord, Darden v. Wainwright, supra, 477 U.S. at p.
181; Donnelly v. DeChristoforo, supra, 416 U.S. at p. 643.) In other
words, the misconduct must be "of sufficient significance to result in
the denial of the defendant's right to a fair trial." (United States
v. Agurs, supra, 427 U.S. at p. 108.) A prosecutor's conduct " `that
does not render a criminal trial fundamentally unfair' " violates
California law " `only if it involves " `the use of deceptive or
reprehensible methods to attempt to persuade either the court or the
jury.' " ' " (People v. Farnam, supra, 28 Cal.4th at p. 167.) By
failing to make contemporaneous objection in this situation, where the
record supports no contention that to do so would have been futile,
Coffman failed to preserve any of her claims of prosecutorial
misconduct during the penalty phase argument. (People v. Frye, supra,
18 Cal.4th at p. 970.) She contends, however, that her trial counsel's
failure to make appropriate objection constituted ineffective
assistance. In any event, as will appear, Coffman's contention that
the prosecutor engaged in prejudicial misconduct lacks merit, and her
claim of ineffective assistance of counsel must fail.
Coffman first contends the prosecutor improperly
asserted that the very fact she was defending against the charges in
this case with a defense of domination or duress, and in a posture
conflicting with Marlow's defense, was itself evidence of sociopathy.
She quotes the following portion of the prosecutor's argument: "And I
think this theory, the alternative theory, that the defendants'
classic sociopaths synergistic result affect each other results in
this violent crime spree, really is the best theory to explain all the
evidence you've got, for one thing. [¶] I mean, how can you get a fact
pattern where each defendant can claim at least plausibly that they
were dominated and controlled by the other defendant? [¶] Well, we
have heard about sociopaths and what they are. [¶] They are people
that abuse and exploit everyone they meet their whole life, right? [¶]
So if you have two sociopaths, of course, they probably abused and
exploited each other." In the same vein, Coffman contends the
prosecutor engaged in misconduct by suggesting that, to the extent her
defense drew upon her fear of harm to her son as motivating her to
participate with Marlow in the charged crimes (in the face of evidence
that she failed to mention any such fear to investigating officers
after her arrest and that she wished to take Josh from his
grandparents and have him come to live with herself and Marlow),
Coffman was exploiting and "abusing" her son. With these arguments,
the prosecutor appears to have been urging the jury to adopt a
particular interpretation of the evidence, not-as Coffman
asserts-misstating the law by asserting that the mere proffer of a
defense is itself evidence of guilt. Likewise, the prosecutor's
characterizations of Coffman's personality ("an uncontrollable
temper," "utterly arrogant," "total disrespect for authority") did not
purport to express a professional expertise, but constituted instead
permissible comment on the evidence. There was no misconduct and no
basis on which to object.
Coffman complains the prosecutor misstated evidence
in arguing that the jury should draw no inferences favorable to
Coffman from the testimony of Marlow's former wife, Katherine Davis,
regarding the abuse she suffered at Marlow's hands. The prosecutor
said: "I think in the-the thing I talked about in our guilt phase
argument that I found repulsive that-is that battered woman syndrome
we see one of Mr. Marlow's former wives. [¶] She clearly fits into
that category. [¶] Of course, you'll remember she got out as quickly
as she could. [¶] She had injuries. Corroboration. [¶] Miss Coffman's
defense team is hoping that the genuine repulsion that we all feel
towards that kind of a crime will somehow wash over Mr. Marlow and
make her seem better. [¶] And I think they are trying to exploit that
in this battered woman syndrome stuff." Coffman points out that Davis
testified Marlow left her after a particularly violent episode, not
that she (Davis) left Marlow. Coming as it did in the context of the
prosecutor's argument emphasizing the evidence of Coffman's
responsibility for the offenses, however, this minor misstatement
would not, to a reasonable probability, have unfairly influenced the
jury. Coffman further argues the prosecutor misrepresented the
evidence in attributing ownership of the shovel with which Novis was
buried, and the handcuffs with which Novis and possibly Murray were
restrained, to both Coffman and Marlow, rather than Marlow alone. But
the record contains sufficient evidence of defendants' joint
participation in the offenses to support the prosecutor's use of the
third person plural pronoun.
Coffman complains the prosecutor improperly
referred to non-statutory aggravating evidence in referring in his
penalty phase closing argument to her celebratory behavior at the
Denny's restaurant following the murder of Lynell Murray. (People v.
Boyd, supra, 38 Cal.3d at p. 773.) We see no misconduct in the
prosecutor's discussion of this evidence, which arguably tended to
suggest Coffman's voluntary, active role in the crimes, contrary to
her defense of domination and duress, and thus bore on section 190.3,
factor (a), the circumstances of the offense.
Coffman further contends the prosecutor committed
Davenport error (see People v. Davenport (1985)
41 Cal.3d 247, 289-290) in suggesting
that deficiencies in her defense of duress constituted aggravating
evidence. Clearly, however, in context the prosecutor was merely
commenting on the state of the evidence, as he was entitled to do. No
misconduct appears.
G. Asserted Instructional Errors
1. Marlow: Instruction that jury could consider
all evidence received during both phases of trial
Marlow (joined by Coffman) complains the trial
court exacerbated the erroneous admission of evidence in the guilt
phase by instructing the jury, in the penalty phase, that it could
consider all evidence received during both phases of the trial.
(CALJIC No. 8.85.) The giving of this instruction, he contends,
deprived him of a reliable penalty adjudication because it invited the
jury to consider as evidence such matters as the Kentucky homicide,
his alleged membership in the Aryan Brotherhood, his swastika tattoo,
and Dr. Walker's opinion that he was a batterer, all of which evidence
was admitted only for purposes of Coffman's defense. The instruction,
Marlow urges, also permitted the jury to consider his assertedly
coerced confession. Coffman also argues the instruction improperly
allowed the jury to consider all the evidence she contends was
erroneously admitted against her during the guilt phase of trial.
To the extent defendants argue the trial court
erred in failing to clarify the instruction, they forfeited their
appellate challenge by failing to request such clarification. (People
v. Quartermain, supra, 16 Cal.4th at p. 630; see People v. McLain
(1988)
46 Cal.3d 97, 113.) In any event, the
totality of the instructions as given properly guided the jury's
consideration of penalty. In particular, before the commencement of
penalty phase deliberations, the court instructed the jury as to the
statutory aggravating and mitigating factors against which to evaluate
the evidence (CALJIC No. 8.85), that evidence had been admitted
against one defendant and not the other (CALJIC No. 2.07), that
evidence had been admitted for a limited purpose (CALJIC No. 2.09),
how to assess an expert's testimony (CALJIC No. 2.80), and the use of
prior consistent or inconsistent statements as evidence (CALJIC No.
2.13). The jury was also properly instructed on the use of statements,
taken in violation of Miranda, for impeachment purposes, and regarding
Marlow's assertion of the privilege against self-incrimination.
Defendants therefore were not denied a reliable penalty determination
as guaranteed by the Fifth, Eighth and Fourteenth Amendments to the
federal Constitution.
2. Coffman: Failure to define implied malice
Coffman contends that the trial court's failure to
instruct the sentencing jury on the definition of implied malice,
given the lack of such an instruction in the guilt phase as well,
resulted in "grave uncertainty" whether the jury rendered an
individualized penalty based on Coffman's own personal conduct and
responsibility, in violation of the Eighth Amendment's requirement of
reliability in capital sentencing. She argues that the jury might have
been so confused by the instructions actually given, including the
definition of murder under section 187, a definition of first degree
felony murder, and an instruction on murder liability predicated on an
aiding and abetting theory, that it may have imposed the death
sentence based on a belief that Coffman was guilty of murdering Lynell
Murray even if it also concluded she lacked the intent to kill.
The contention lacks merit. The evidence relating
to Lynell Murray's killing was properly admitted as other violent
criminal conduct under section 190.3, factor (b). When the prosecution
has introduced evidence, during the penalty phase, of a defendant's
other violent criminal conduct, the trial court is not required,
absent a request, to instruct on the elements of specific crimes that
such evidence tends to prove. (People v. Weaver, supra, 26 Cal.4th at
p. 987; People v. Cain, supra, 10 Cal.4th at p. 72.) Here, Coffman
never requested an instruction defining implied malice, and the trial
court thus had no duty so to instruct. Given the abundant evidence,
including Coffman's own guilt phase testimony, showing her active
participation in the murder and other offenses against Lynell Murray,
we see no reasonable likelihood the jury was confused by the lack of
an instruction defining implied malice. (People v. Benson (1990)
52 Cal.3d 754, 801-802.)
3. Coffman: Asserted defects in principal
penalty phase instructions
Coffman contends the trial court's failure to
instruct the jury that certain sentencing factors could only be
considered in mitigation might have confused the jury as to the scope
of its sentencing discretion and constituted error under the Eighth
and Fourteenth Amendments to the federal Constitution. She argues the
introduction of the various sentencing factors by the phrase "whether
or not" could have led the jury to conclude that the absence of such
factors constituted aggravation. She also asserts the failure to
explicitly designate aggravating and mitigating factors violated state
and federal guarantees of equal protection inasmuch as, in non-capital
sentencing, the factors are separately designated. (See Cal. Rules of
Court, rules 421, 423.)
We have repeatedly held that sentencing factors
need not be labeled as mitigating or aggravating, and we see no
reasonable likelihood the jury would have misunderstood any mitigating
factor as aggravating (see, e.g., People v. Maury (2003) 30 Cal.4th
342, 443-444; People v. Benson, supra, 52 Cal.3d at pp. 801-803), or
that the absence of a mitigating factor was itself an aggravating one
(People v. Sapp (2003) 31 Cal.4th 240, 315). Further, we see no merit
in Coffman's equal protection argument, for capital and non-capital
defendants are not similarly situated for purposes of the choice among
sentencing options.
Coffman challenges a number of other aspects of the
standard sentencing instruction. She contends CALJIC No. 8.88, in its
use of the terms "so substantial" and "warrants," was vague and
misleading as to the jury's duty to return a death verdict only if
aggravating circumstances outweighed those in mitigation, and only if
it found death to be the appropriate sentence. We have held to the
contrary. (People v. Breaux (1991)
1 Cal.4th 281, 315-316.) She also faults
the instruction for failing to inform the jury that if the aggravating
circumstances did not outweigh those in mitigation, a sentence of life
without the possibility of parole was mandatory. As she acknowledges,
we have rejected this argument. (People v. Tuilaepa (1992)
4 Cal.4th 569, 593-594; People v. Duncan,
supra, 53 Cal.3d at p. 978.) Nor, contrary to Coffman's argument, was
the instruction constitutionally defective for not informing the jury
that even if it found the aggravating circumstances outweighed the
mitigating ones, it still could return a verdict of life without the
possibility of parole. (People v. Beeler (1995) 9 Cal.4th 953, 997.)
Coffman further contends the instruction unconstitutionally failed to
inform the jury that in order to reach a death verdict, it had to find
that aggravating circumstances outweighed mitigating ones beyond a
reasonable doubt and that death was the appropriate penalty beyond a
reasonable doubt. We have rejected these contentions. (People v.
Medina (1995) 11 Cal.4th 694, 782.) Contrary to Coffman's further
contention, the instruction was not defective for failing to inform
the jury as to which side bore the burden of persuading it of the
appropriateness or inappropriateness of a death verdict in this case.
(People v. Hayes, supra, 52 Cal.3d at p. 643.) Nor was the instruction
defective for failing to require the jury to make unanimous separate
findings on each of the aggravating circumstances or to render a
statement of reasons for its death verdict. (People v. Martinez (2003)
31 Cal.4th 673, 701; Medina, supra, at p. 782.) We decline to
reconsider these holdings.
Finally, Coffman contends the instructions
improperly suggested to the jury that it must unanimously agree on the
presence of mitigating factors-in particular, the alleged duress or
domination by Marlow-before it could consider them in determining her
sentence. As we explain, there is no reasonable likelihood the jury so
interpreted the court's instructions. (People v. Benson, supra, 52
Cal.3d at p. 801.)
The issue arose in the following context. During a
conference among the court and counsel to select jury instructions to
govern the penalty phase deliberations, Marlow asked that the jury be
instructed that in order to consider any aggravating factor, all 12
jurors were required to agree that the factor had been proven.
Although the court initially denied the request, it later reversed
itself and instructed the jury that "[a]ll twelve jurors must agree as
to the existence of any aggravating factor before it may be considered
by you. [¶] If the jury does not unanimously agree that the existence
of an aggravating factor has been proved, no juror may consider it in
reaching their personal penalty decision." After reading the jury the
list of sentencing factors found in section 190.3, factors (a) through
(k), the court said: "I have previously read to you the list of
aggravating circumstances which the law permits you to consider if
you-if you found that any of them is established beyond a reasonable
doubt by the evidence."
Coffman contends the jury would have understood the
court's reference to "the list of aggravating circumstances" to
encompass mitigating circumstances, noting the instructions did not
specifically advise the jury that no unanimity was needed as to the
latter. She contends further that the prosecutor, in his summation,
essentially characterized "the manipulative and exploitive way Marlow
used" Coffman as an aggravating circumstance within the meaning of
section 190.3, factor (a). Because the jury could not believe Coffman
had acted under duress or substantial domination without also
believing Marlow had engaged in such duress or domination, she reasons
the instructions would have led the jury to believe it must
unanimously find the factual underpinning to the mitigating factor of
section 190.3, factor (g), contrary to the rule of McKoy v. North
Carolina (1990) 494 U.S. 433, 439-444.
We disagree. Nothing in the instructions told
jurors to consider any mitigating factor only if they unanimously
found it to be supported by the evidence; the unanimity requirement
was explicitly directed to aggravating factors. Nor did anything in
the prosecutor's comments on Coffman's duress defense suggest that
Marlow's exploitation of Coffman should be weighed against her as a
factor in aggravation. To the extent the prosecutor suggested that
Coffman exploited Marlow, we presume the jury, as instructed, weighed
in aggravation only the factors specifically defined as aggravating,
namely (as relevant to Coffman) the circumstances of the offense
(factor (a)) and other violent criminal conduct (factor (b)).
Finally, contrary to Coffman's argument,
California's sentencing process remains constitutionally valid after
Apprendi v. New Jersey (2000)
530 U.S. 466 and Ring v. Arizona (2002)
536 U.S. 584. (People v. Valdez (2004) 32 Cal.4th 73, 139.)
H. Other Asserted Instance of Ineffective
Assistance of Counsel (Marlow)
Marlow contends his counsel rendered ineffective
assistance in connection with the admission of evidence concerning the
serological testing of urine stains on Lynell Murray's clothing.
Marlow notes that in a hearing prior to the testimony of criminalist
Dan Gregonis, who performed the testing, the prosecutor stated he
would not seek to introduce evidence of any testing beyond the base
tests (identifying the urine as bodily fluid) and ABO typing, and that
such testing would, "in my opinion [make] Mr. Marlow look less
culpable than the base evidence did in my opinion. . . . [¶] But the
record should be clear in case later on someone accuses me of trying
to make Mr. Marlow more guilty than he was . . . ." The prosecutor
continued: "I don't try the defense case in this case. I think it's
going to look worse for Mr. Marlow the way they are asking me to do it
than the way it is." The court observed, "There are all sorts of
tactical reasons for doing things in the presentation of the case,"
and asked Marlow's counsel to comment. After noting the necessity of a
Kelly-Frye hearing (see People v. Kelly (1976)
17 Cal.3d 24; Frye v. United States (D.C.
Cir. 1923)
293 F. 1013; see also People v. Leahy
(1994) 8 Cal.4th 587, 591) on serological evidence going beyond ABO
typing, counsel said: "[The prosecutor], as he indicated, does not
wish to proceed there[;] that is fine. I'm not asking him for advice
on our tactics, and it is our belief that it is in Mr. Marlow's
interest." Later in the hearing Marlow's counsel observed further:
"Our tactic has been dictated through the events of this trial that we
are not putting up an affirmative defense to the Huntington Beach
incident." Before the jury, Gregonis testified that test results were
inconclusive as to the identity of the source of the urine. In
response to examination by Marlow's counsel, Gregonis acknowledged the
stains on Murray's clothing were consistent with the clothing's coming
into contact with, and absorbing, a pre-existing urine deposit.
In declining to present additional serological
evidence, Marlow's counsel clearly considered his client's interests
and entertained a tactical purpose to which he alluded on the record.
Perhaps he sought to minimize the significance of the stains rather
than focus the jury's attention on them, as surely would occur if
additional evidence of forensic testing of the urine stains was
presented. In any event, because this is not a case in which there
simply could be no satisfactory explanation for counsel's action,
Marlow's claim of ineffective assistance of counsel fails for purposes
of this appeal. (People v. Mendoza Tello, supra, 15 Cal.4th at pp.
266-267.)
I. Denial of Coffman's Motion for New Trial
Coffman's motion for a new trial relied on many of
the contentions advanced in this appeal, including the trial court's
denial of defendants' severance motions, the denial of the motions to
change venue, the denial of her motion to suppress her post-arrest
statements taken in violation of Miranda and the testimony of Robin
Long, insufficiency of the evidence to support the burglary and sodomy
special-circumstance findings, in addition to others not renewed here.
The trial court denied the motion, commenting it was convinced that
"any jury anywhere" would have convicted Coffman and returned a death
verdict. Coffman contends the trial court should have granted the
motion or otherwise stricken the special circumstance findings or
exercised its power to reduce her sentence to life imprisonment.
"We review a trial court's ruling on a motion for a
new trial under a deferential abuse-of-discretion standard." (People
v. Navarette (2003) 30 Cal.4th 458, 526.) As to the grounds that
Coffman has renewed in the course of this appeal, we have concluded
none merits reversal of the judgment. Coffman thus fails to establish
a "manifest and unmistakable abuse of discretion" in the trial court's
denial of the motion for a new trial on those grounds. (See People v.
Delgado (1993)
5 Cal.4th 312, 328.) As to the grounds
she chose not to renew before this court, she fails to show that the
trial court made any error of law rendering the denial of the motion
for a new trial an abuse of discretion. Nor does Coffman articulate a
basis on which the trial court should have stricken the special
circumstance findings or reduced her sentence to life imprisonment.
J. Cumulative Error
Defendants contend the cumulative effect of the
errors in both phases of their trial denied them a fundamentally fair
trial and a reliable penalty determination. We have found merit in
three claims of error in the proceedings (error in the process whereby
Marlow repeatedly asserted his privilege against self-incrimination
before the jury, and instructional errors as to both defendants in
instructing on first degree sodomy murder and in the giving of CALJIC
No. 2.15 without limitation to theft offenses) and have noted two
claims of error by Marlow that, if not forfeited by lack of
contemporaneous objection, would have had merit (the admission of Dr.
Walker's opinions as to Coffman's credibility and the admission of
evidence that Marlow requested an attorney during police questioning).
Additionally, we have assumed error in the admission of evidence that
Marlow, after receiving Miranda warnings, refused to discuss the 1980
methadone clinic robbery, for the purpose of resolving his related
claim of ineffective assistance of trial counsel in failing to object
thereto. With respect to each claim individually, we have concluded
that any error was harmless under the applicable standard. Reviewing
these errors cumulatively, we reach the same conclusion. "[N]one of
the errors, individually or cumulatively, `significantly influence[d]
the fairness of [defendants'] trial or detrimentally affect[ed] the
jury's determination of the appropriate penalty.' " (People v. Valdez,
supra, 32 Cal.4th at p. 139.)
K. Constitutionality of the Death Penalty
Defendants raise the following challenges to the
constitutionality of the death penalty law, all of which have
previously been rejected:
Coffman argues that the statute under which she was
convicted and sentenced to death fails to adequately narrow the class
of persons eligible for the death penalty, as required by the Eighth
Amendment to the federal Constitution (Zant v. Stephens (1983) 462
U.S. 862, 877), and creates a substantial and constitutionally
unacceptable likelihood that the death penalty will be imposed in a
capricious and arbitrary fashion. We have held to the contrary. (E.g.,
People v. Sakarias (2000) 22 Cal.4th 596, 632.)
Marlow argues that the 1978 death penalty law is
unconstitutional because it lacks procedural safeguards necessary to
ensure consistent, rational application of the death penalty. In
particular, he notes, it fails to require written findings as to the
aggravating factors selected by the jury, proof beyond a reasonable
doubt and jury unanimity concerning aggravating factors, and a finding
that death is the appropriate punishment beyond a reasonable doubt; it
also lacks "a procedure to enable a reviewing court to evaluate
meaningfully the sentencer's decision" and a presumption that life
without parole is the appropriate sentence. Marlow also contends the
statute invites arbitrariness and capriciousness by failing to
designate which sentencing factors are aggravating and which are
mitigating, by failing to require that the jury not consider
inapplicable mitigating circumstances, and by permitting allegations
of unadjudicated criminal activity to be used as a basis for imposing
a sentence of death. We disagree. (E.g., People v. Kraft (2000) 23
Cal.4th 978, 1078; People v. Hines (1997) 15 Cal.4th 997, 1078; People
v. Arias, supra, 13 Cal.4th at p. 190; People v. Johnson, supra, 3
Cal.4th at p. 1256.)
L. Disproportionality of the Death Penalty as to
Coffman
Invoking her right to intracase proportionality
review (People v. Mincey, supra, 2 Cal.4th at p. 476; see People v.
Dillon (1983)
34 Cal.3d 441, 450), Coffman contends the
death sentence is disproportionate to her personal culpability and
thus violates the Eighth Amendment to the federal Constitution and its
state analogue, California Constitution, article I, section 17. We
disagree. Unlike the psychologically immature 17-year-old defendant in
Dillon, who fatally shot the victim in a panic during an attempted
raid on the victim's illicit marijuana field, Coffman, 24 years old at
the time of the offenses, was found by the jury to have committed
murder and to have engaged in the charged felonies with the intent to
kill or to aid or abet Marlow in killing the victim. The jury also
heard evidence that Coffman, together with Marlow, had committed
another similar murder and other felony offenses in Orange County.
Evidently the jury was not persuaded that Coffman suffered from such
physical abuse or emotional or psychological oppression as to warrant
a sentence less than death. Contrary to Coffman's argument, the
offenses here were of the most serious nature, and her sentence
clearly befits her personal culpability.
DISPOSITION
The judgment is affirmed.
WE CONCUR:
GEORGE, C. J.
KENNARD, J.
BAXTER, J.
CHIN, J.
BROWN, J.
MORENO, J.