PEOPLE v. GINDORF
159 Ill. App.3d 647 (1987)
THE PEOPLE OF THE STATE OF ILLINOIS,
Plaintiff-Appellee,
v.
DEBRA LYNN GINDORF, Defendant-Appellant.
No. 2-86-0147.
Opinion filed August 10, 1987.
G. Joseph Weller and Kathleen J. Hamill, both of
State Appellate Defender's Office, of Elgin, for appellant.
Fred L. Foreman, State's Attorney, of Waukegan
(William L. Browers and Cynthia N. Schneider, both of State's
Attorneys Appellate Prosecutor's Office, of counsel), for the People.
Judgment affirmed.
JUSTICE REINHARD delivered the opinion of the
court:
Defendant, Debra Lynn Gindorf, was charged by
indictment with six counts of murder (Ill. Rev. Stat. 1985, ch. 38,
pars. 9-1(a)(1), (2)) for intentionally and knowingly causing her two
children, Christina, age 23 months, and Jason, age 3 months, to ingest
an overdose of sleeping pills. Following a bench trial, defendant was
found guilty but mentally ill of two counts of murder and was
sentenced to the mandatory term of natural life imprisonment required
by section 5-8-1(a)(1)(c) of the Unified Code of Corrections (Ill.
Rev. Stat. 1985, ch. 38, par. 1005-8-1(a)(1)(c)).
[ 159 Ill. App.3d 651 ]
Defendant raises the following issues on appeal:
(1) whether the evidence establishes that she was legally sane when
she committed the instant offenses; (2) whether she should have been
found guilty of voluntary manslaughter instead of murder under the
principle of necessity because she acted with the unreasonable belief
that her conduct was justified; (3) whether the trial court's refusal
to take judicial notice of two court files in the same circuit was
reversible error; (4) whether the application of the mandatory natural
life sentence to a guilty but mentally ill offender violates the
eighth amendment protection against cruel and unusual punishment; and
(5) whether a finding of guilty but mentally ill under section 6-2 of
the Criminal Code of 1961 (Ill. Rev. Stat. 1985, ch. 38, par. 6-2)
renders all sentencing of guilty but mentally ill persons
discretionary under section 5-2-6(a) (Ill. Rev. Stat. 1985, ch. 38,
par. 1005-2-6(a)), making the mandatory natural life statute for the
murder of more than one person under section 5-8-1(a)(1)(c) (Ill. Rev.
Stat. 1985, ch. 38, par. 1005-8-1(a)(1)(c)) inapplicable to the
present case.
The following relevant information was presented at
trial. On March 29, 1985, at approximately 6:30 p.m., defendant walked
into the Zion police station and stated to Diane Schroeder, a
telecommunicator with the Zion police department, that she wanted to
turn herself in. Defendant appeared nervous and her hands were
shaking. She did not smell of alcohol, was not speaking loudly, and
appeared glassy-eyed and trying to control her behavior. Defendant was
directed to Ray Nichols, a Zion police detective. She told Nichols her
name and stated that she had killed her infant and small child at
about 2 a.m. the prior morning. She gave the detective the names and
birth dates of her children, the address of her apartment, and the key
to her apartment. Although defendant was "wringing" her hands, Nichols
did not perceive her to be acting out of the ordinary or to say
anything he could not understand.
After waiving her constitutional rights, defendant
stated that at about 2 a.m. she took three boxes of Unisom sleeping
capsules purchased at a local Jewel store, crushed the tablets, and
placed the substance in three piles. She then put a small amount in
the baby's formula in a baby bottle, gave an unknown amount to her
little girl in a small juice container, and took the rest herself in a
drink of Southern Comfort, of which she already had five shots. The
children became sick and began vomiting, and she laid them in bed
afterwards. She then passed out and woke up at 7:30 a.m., at which
time she realized the children were deceased. Defendant then turned on
the gas stove, placed a towel over her head and inhaled the fumes,
passing out
[ 159 Ill. App.3d 652 ]
again. She awoke at 2 p.m., and realizing she was
still alive, cut her right wrist with a steak knife and then attempted
to smother herself with a pillow. Being unsuccessful at these
endeavors, she went to the police. Defendant also stated that she
purchased one of the three boxes of Unisom on March 21, 1985, and
crushed the 32 tablets at that time. She purchased the other two boxes
the night before the incident. She indicated that she knew what she
was doing and just wanted to be free and happy, and that she had been
planning to kill herself and her two children for about a month.
Three Zion police officers went to defendant's
apartment, and upon approaching the apartment smelled a strong odor of
natural gas. The entered the apartment, where they discovered the
children in the bed, and they detected no vital signs. The cause of
death of the two children was later determined as acute overdoses of
the drug doxylamine succiate, the active ingredient in Unisom sleeping
pills.
Neighbors of defendant in the apartment building
who were frequent companions of defendant and were mothers of small
children indicated that prior to March 28, 1985, they saw defendant
regularly, that they often ate with defendant and her children, that
they had reciprocal baby-sitting arrangements with defendant, and that
defendant kept her apartment very clean and took good care of her
children, keeping them well fed and properly clothed. Defendant,
however, was observed to be frequently depressed and after giving
birth to Jason on January 3, 1985, became increasingly more depressed.
Defendant no longer wanted to do anything with her neighbors and
became withdrawn and isolated.
Defendant's marriage was dissolved in June 1984,
although she lived with her ex-husband until December 7, 1984. Her
ex-husband admitted coming home drunk and getting into verbal and
physical altercations with defendant on occasion, stated he has hit
defendant in the past, and acknowledged that the ground upon which
their marriage was dissolved was physical cruelty. Although her
ex-husband stated he could not recall, neighbors testified that he
violently attacked defendant, who was eight months pregnant at the
time, two weeks before Christmas 1984 while her daughter watched and
cried.
Concerning defendant's behavior on March 28, 1985,
one neighbor, who saw defendant hours before the incident and
unknowingly drove defendant to the store to purchase the two boxes of
Unisom capsules, stated that defendant seemed normal and was not
depressed, although he admitted he did not know defendant well. Other
neighbors, who also saw defendant in the evening prior to the incident
and were apparently the last people to see her before she walked
[ 159 Ill. App.3d 653 ]
into the police station, observed that she seemed
more depressed than usual, not as talkative, and was unusually quiet
and looked tired. They also noted as unusual defendant telling her
daughter to hug and kiss a neighbor good-bye because they were going
home, a request not made by defendant before.
A number of letters and notes written by defendant
were recovered from defendant, defendant's apartment, and defendant's
ex-husband and introduced into evidence. These included letters to her
ex-husband expressing feelings of sorrow for their failed marriage and
her decision to do something which might upset him, although this
action was not revealed, a self-written will, a letter to her parents
apologizing for her actions, and letters to her children expressing
her affection for them. In addition, a letter to a friend was also
introduced reflecting defendant's mood, her detailed account of what
occurred, and reasons why she committed the act.
Lenore Walker, Ed.D., a psychologist with an
extensive background in the areas of domestic violence and battered
woman syndrome, testified on behalf of defendant that she interviewed
defendant on May 10, 1985, to obtain defendant's personal history. She
also reviewed the police reports, the witnesses' statements, the
various letters, will and notes written by defendant, hospital
records, police records, records of prior assaults on defendant, a
social and family history, psychological test data, and the results of
a Dexamethasone Suppression Test. Based on all of this information,
she asserted three diagnoses for defendant: (1) that defendant suffers
from post-traumatic stress disorder, specifically, battered woman's
syndrome, as a result of the situational disorder of her abusive
relationship with her ex-husband, (2) that defendant was afflicted
with a major affective disorder, specifically, major psychotic
depression, the recurrent type, and (3) that defendant has an
underlying borderline personality disorder coming from incomplete
personality development.
Walker explained that persons with the latter
condition have a sense of self or ego that is so weak and fragile that
they slip in and out of psychotic kinds of episodes, that major
affective disorder is caused both by the outside stresses of such
things as death or divorce and by biochemical factors. She noted that
defendant was administered two blood tests (Dexamethasone Suppression
Tests) to determine whether any physiological factor was a cause of
her depression. The first test, administered in the summer or fall of
1985, indicated that depression-related biochemical imbalances were
present in defendant's system, and, after defendant was given various
anti-depression drugs, a second test, made in October 1985, was
negative.
[ 159 Ill. App.3d 654 ]
Walker viewed both that defendant's mood was
dramatically improved after the drug therapy and that the test results
went from positive to negative as indicating that her depression at
the time of the offense had a physiological component. In her opinion,
defendant was suffering from more than one mental disease on March 29,
1985, and that defendant was not able to conform her conduct to the
requirements of the law.
Sharon Strauss, Ph.D., a clinical psychologist,
interviewed defendant and reviewed the same materials that were
considered by Walker. Strauss concluded that defendant had a mental
disease on March 29, 1985, which she labeled as major depression with
psychotic features accompanied by underlying borderline personality
disorder. She explained that the combination of major depression and
personality disorder can cause extreme psychosis, which, in
defendant's case, caused episodic lapses from reality. Strauss joined
in Walker's statement that persons afflicted with major depression can
appear normal to lay people and stated her belief that defendant was
not malingering or faking. Strauss opined that on March 29, defendant
was experiencing a psychotic episode and was not able to conform her
conduct to the requirements of the law.
In rebuttal, Dr. Ronald Baron, a psychiatrist,
testified that he gathered data from defendant on October 30 and
November 5, 1985, and reviewed defendant's letters, the police
reports, and the reports of the other doctors and mental health
professionals. Dr. Baron opined that defendant was suffering from a
severe mental illness at the time of the offense, specifically, a
major depression disorder, recurrent type, and found that defendant
was afflicted by a mixed type personality disorder, with borderline
antisocial and avoidant features. He attributed the onset of
defendant's mental condition to her stormy marriage and its
dissolution and agreed with Walker that the beatings inflicted upon
her by her ex-husband had resulted in a post-traumatic stress
disorder. Dr. Baron, however, testified that even though defendant
suffered from severe mental illness on March 29, she was able to
recognize right from wrong and had the ability to conform her conduct
to the requirements of the law.
It was stipulated to that during interviews with a
social worker at the Lake County jail on April 1, 3 and 5, 1985,
defendant showed no signs of stress and was coherent and oriented, and
that defendant stated that she had become extremely isolated and
bogged down with housework and the children, that she wanted to commit
suicide, but believed that if her children remained alive they would
lead lives like her own, and that she believed her children were in
heaven and
[ 159 Ill. App.3d 655 ]
wanted to join them. They also stipulated that the
results of the first Dexamethasone Suppression Test administered to
defendant were abnormal, suggesting a major depressive episode. It was
also stipulated that on January 3, 1983, defendant went to the
emergency room of Victor Memorial Hospital complaining that she was
assaulted by her husband five days earlier and that she had contusions
and abrasions on her head, arms and right knee and was 30 weeks
pregnant, and that defendant, on September 15, 1983, was brought to
St. Therese Hospital emergency room following a miscarriage, and that
her husband was loud, obnoxious, and had a strong odor of alcohol
about him, and defendant stated she was frightened of him.
Following the final arguments of the parties, the
trial court determined that defendant failed to meet her burden on the
insanity issue and found defendant guilty but mentally ill of murder.
The trial court found that all the expert testimony was successfully
attacked by both sides, and although it did not disregard the
testimony, the court determined that the experts' opinions concerning
defendant's conduct were secondary to the law witnesses' testimony
concerning the events prior to and following the incident. It also
took into account defendant's personal history and stormy marriage and
considered the letters and notes written by defendant both before and
after the incident. The court found that defendant was not insane at
the time of the incident but was suffering from a mental illness, in
that she had a substantial disorder of thought, mood and behavior
which affected her at the time of the incident but did not impair her
judgment to the extent that she was unable to appreciate the
wrongfulness of her behavior or unable to conform her conduct to the
requirements of the law.
Following the denial of defendant's motion for a
new trial and constitutional challenge to the applicability of section
5-8-1(a)(1)(c) to the particular circumstances of this case, the trial
court concluded that it had no discretion in sentencing defendant
under section 5-8-1(a)(1)(c) and section 5-2-6(a) and that section
5-8-1(a)(1)(c) was constitutional and sentenced defendant to a term of
natural life imprisonment.
Defendant first contends that her murder
convictions must be reversed as the trial court's determination that
she was legally sane at the time of the commission of the offenses is
not supported by credible expert testimony and is contrary to the only
reasonable inference to be drawn from the testimony of the lay
witnesses and the physical evidence. In particular, she argues that
the testimony of her experts is substantially corroborated by the
totality of the other evidence and renders Dr. Baron's conclusion
unreliable, and that the testimony of
[ 159 Ill. App.3d 656 ]
the lay witnesses amply establishes that defendant
had "some sort of depressive disorder" because she lived in a
demanding and stressful circumstances likely to trigger a psychotic
reaction and acted "shockingly inconsistent with her loving
relationship with her children." Defendant also argues that the
circumstances of this case are remarkably similar to the factual
situation presented in People v. Arndt (1980), 86 Ill.App.3d 744, 408
N.E.2d 757, and she further argues that pursuant to People v. Palmer
(1985), 139 Ill.App.3d 966, 487 N.E.2d 1154, her convictions must be
reversed as the evidence presented gave rise to a reasonable doubt
concerning her sanity.
The State responds that the trial court correctly
found that defendant failed to meet her burden of proving insanity
because her experts were not sufficiently credible to establish legal
insanity and because the testimony of the lay witnesses did not
establish that she met the requisite standard. It distinguishes
defendant's case authority by pointing out that Arndt was decided
under the previous statute governing the insanity defense and that
Palmer involved extremely different factual circumstances. It argues
that defendant simply failed to prove by a preponderance of the
evidence that she was both mentally ill and could not appreciate the
criminality of her acts or could not conform her conduct to the
requirements of the law.
In reply, defendant argues that the lay testimony
was insufficient to support a finding that she was not insane and
makes the argument that a "normal person does not kill her children,
spend a day vainly trying to commit suicide and then report the entire
episode to the police."
• 1 A person is not criminally responsible for his conduct if, at the
time of such conduct, that person lacks substantial capacity as a
result of mental disease or mental defect either to appreciate the
criminality of his conduct or to conform his conduct to the
requirements of the law. (Ill. Rev. Stat. 1985, ch. 38, par. 6-2(a);
People v. Silagy (1984), 101 Ill.2d 147, 168, 461 N.E.2d 415.) On the
other hand, a person who was not insane but suffering from a mental
illness at the time of the commission of the criminal offense is not
relieved of criminal responsibility for the conduct although she may
be found guilty but mentally ill. (Ill. Rev. Stat. 1985, ch. 38, par.
6-2(c).) The presentation of an insanity defense, however, was changed
by the General Assembly in 1984. Prior to 1984, when a defendant
introduced evidence of insanity, the State was required to prove that
the defendant was sane at the time of the offense beyond a reasonable
doubt. See People v. Silagy (1984), 101 Ill.2d 147, 168, 461 N.E.2d
415; People v. Chatman (1986), 145 Ill.App.3d 648, 658, 495 N.E.2d
1067;
[ 159 Ill. App.3d 657 ]
People v. Hickman (1986), 143 Ill.App.3d 195, 198,
492 N.E.2d 1041.
• 2, 3 Following the addition of section 6-2(e) and
section 3-2(b), however, both effective January 1, 1984, the burden
was placed on the defendant to prove by a preponderance of the
evidence that he or she was not guilty by reason of insanity. (Ill.
Rev. Stat. 1985, ch. 38, pars. 6-2(e), 3-2(b); see also People v.
Moore (1986), 147 Ill.App.3d 881, 884-85, 498 N.E.2d 701; People v.
Hickman (1986), 143 Ill.App.3d 195, 198, 492 N.E.2d 1041.) Sanity is a
question of fact, and the decision of the trier of fact concerning
whether a defendant was sane at the time of the offense would not be
reversed unless the decision by the trial court, in a bench trial, is
so palpably erroneous as to suggest its basis was passion or
prejudice. See People v. Silagy (1984), 101 Ill.2d 147, 169, 461
N.E.2d 415; People v. Snowden (1986), 147 Ill.App.3d 763, 770, 498
N.E.2d 612; People v. Chatman (1986), 145 Ill.App.3d 648, 661, 495
N.E.2d 1067; People v. Clark (1981), 102 Ill.App.3d 414, 418, 429
N.E.2d 1255.
• 4 Defendant contends that the trial court
improperly disregarded the testimony of her experts. She recounts the
strengths and weaknesses of the expert testimony below, pointing out
the weaknesses of the State's rebuttal expert, Dr. Baron. She also
reiterates the testimony of her own experts emphasizing her difficult
and troubled personal history and comparing her circumstances to the
defendants in Palmer and Arndt. While defendant concedes that the
trier of fact may reject expert testimony that a defendant was insane
at the time of the offense and conclude that a defendant was sane
solely on the basis of lay testimony (see People v. Skorka (1986), 147
Ill.App.3d 976, 981, 498 N.E.2d 607; People v. Chatman (1986), 145
Ill.App.3d 648, 659, 495 N.E.2d 1067; People v. Palmer (1985), 139
Ill.App.3d 966, 972-73, 487 N.E.2d 1154; People v. Liberg (1985), 138
Ill.App.3d 986, 991, 486 N.E.2d 973) or may accept one expert's
opinion over another on the question of insanity so as to resolve
contradictions (see People v. Skorka (1986), 147 Ill.App.3d 976, 981,
498 N.E.2d 607; People v. Palmer (1985), 139 Ill.App.3d 966, 972-73,
487 N.E.2d 1154), she argues that the lay witnesses were not really
the kind of lay testimony which a court can find to be more relevant
than the expert testimony because they did not observe defendant at
the time of the offense and because they did not know defendant all
her life. She also asserts that the lay witness testimony was
insufficient both because the lay witnesses were totally untrained
people unable to recognize the very complicated mental disorders
defendant had and because their conclusions that defendant was fine
were obviously
[ 159 Ill. App.3d 658 ]
wrong, as a few hours later defendant killed her
children and tried to kill herself.
In People v. Palmer, this court reversed the lower
court finding of guilty but mentally ill of murder after concluding
that, although the trier of fact may believe one witness over another,
the State's expert witness on sanity was not credible and the
defendant's awareness of the wrongfulness of his conduct was not
convincing, thereby demonstrating that a reasonable doubt remained as
to the defendant's sanity at the time of the offense. (139 Ill.App.3d
966, 974, 487 N.E.2d 1154.) Relying on the fact that the State's
expert in Palmer is the same expert for the State in the present case,
defendant argues that this court should again find Dr. Baron's
testimony weak and self-contradictory.
Palmer, however, is very different from the present
case both factually and procedurally. The 32-year-old defendant in
Palmer stabbed the 14-year-old victim in the neck for no apparent
reason while standing in line at a McDonald's restaurant. There was
extensive testimony concerning the defendant's past mental history,
including hospitalizations and diagnosed schizophrenia. (139
Ill.App.3d 966, 967-72, 487 N.E.2d 1154.) The Palmer defendant also
was tried under the burden of proof required prior to 1984. (139
Ill.App.3d 966, 972, 487 N.E.2d 1154.) Additionally, this court not
only found that Dr. Baron's testimony was not credible under the
circumstances, but also found that the defendant's experts were
corroborated by the lay testimony. (139 Ill.App.3d 966, 973, 487
N.E.2d 1154.) Further, this court noted that the defendant had an
extensive history of mental illness. (139 Ill.App.3d 966, 973-74, 487
N.E.2d 1154.) Finally, it found that as the State's testimony was
unreliable, the State failed to refute the evidence of the defendant's
insanity. 139 Ill.App.3d 966, 974, 487 N.E.2d 1154.
Here, unlike Palmer, the trial court gave less
weight to all the experts' testimony and reached its conclusion based
primarily on the testimony of those people who saw defendant before
the incident, the writings of defendant, the essence of her statement
to the police, and defendant's troubled personal history. It found
this testimony more credible. Additionally, defendant here had no
prolonged history of mental illness, the presence of which was relied
on by this court in Palmer to conclude that there was reasonable doubt
concerning the defendant's sanity. Although defendant had a history of
personal stress and physical abuse against her which the testimony
indicates led to her depression, this is substantially different from
the mental illness of the defendant in Palmer.
People v. Arndt (1980), 86 Ill.App.3d 744, 408
N.E.2d 757, is
[ 159 Ill. App.3d 659 ]
also distinguishable. Although Arndt involved the
death of a child and the unsuccessful, simultaneous suicide attempt by
the mother, the defendant in Arndt had a history of hospitalization
for mental illness prior to the incident. In addition, two
psychiatrists testified that the defendant was suffering from a mental
illness and was unable to conform her conduct to the requirements of
the law. The State, however, presented no evidence to contradict the
conclusions of the defendant's experts. The trial court chose to
reject the doctors' conclusions because the actual tests performed on
the defendant following the incident did not substantiate the doctors'
opinions. (86 Ill.App.3d 744, 747-49, 408 N.E.2d 757.) Later, the
trial court expounded on this determination, stating that it felt that
the defendant realized what she was contemplating was wrong, but chose
not to seek assistance to thwart her plan. (86 Ill.App.3d 744, 749,
408 N.E.2d 757.) While the appellate court in Arndt did not express
its reasoning for adopting the viewpoint of defendant's experts, it
did indicate that based on the experts' testimony the defendant
presented sufficient competent expert evidence to raise a reasonable
doubt as to her sanity at the time of the homicide and that the State
did not refute this evidence. 86 Ill.App.3d 744, 745-50, 408 N.E.2d
757.
Of course, it has already been established that
this approach to the burden of proof is no longer applicable. Although
Arndt did find that the defendant was suffering from a recognized
mental illness caused by a chemical imbalance resulting in
wide-changing mood changes and can be considered actually similar to
this case (86 Ill.App.3d 744, 749, 408 N.E.2d 752), each case must be
addressed on its own facts. Here, unlike Arndt, there was no finding
of a mental disease as required under the present statute, and there
was evidence presented by both sides which reached different
conclusions. Additionally, defendant did not have a history of mental
problems. Further, in Arndt, the question was whether the State met
its burden successfully in the trial court, while, here, the question
was whether defendant presented sufficient evidence to establish by a
preponderance of the evidence that she was not guilty by reason of
insanity. Arndt is not dispositive of this case.
• 5 Defendant also incorrectly states that the new
statute does not relieve the State of its burden to establish the
defendant's sanity beyond a reasonable doubt. There is a presumption
that all persons are sane (People v. Silagy (1984), 101 Ill.2d 147,
168, 461 N.E.2d 415), and in order to raise the affirmative defense of
insanity, the defendant must prove his insanity at the time of the
offense by a preponderance of the evidence. (Ill. Rev. Stat. 1985, ch.
38, pars. 3-2(b),
[ 159 Ill. App.3d 660 ]
6-2(e); see People v. Moore (1986), 147 Ill.App.3d
881, 886, 498 N.E.2d 701.) Here, the trial court specifically found
the experts' opinions less credible than the lay witness evidence on
sanity, listing its reasons, prior to determining that she did not
sustain her burden. The evidence indicated that although defendant was
depressed, she knew her conduct was wrong and refused to conform her
conduct to the requirements of the law. The purchase of Unisom and the
preparation of some of the drug one week before the incident, the
trial court felt, demonstrated an intent to carry out her plan
regardless of the rules. In addition, defendant does not have a
history of mental disease; nor did she exhibit qualities of an insane
person to those who came in contact with her daily prior to the
incident.
• 6 Although the defense experts on sanity found
that defendant was suffering from a psychotic depression and a
chemical imbalance, the trial court found that the testimony of the
lay witnesses demonstrated defendant's ability to conform her conduct
to the requirements of the law at the time of the incident. Lay
opinions made shortly before and after an incident that a defendant
appears normal may overcome an expert opinion that a defendant is
insane. (People v. Chatman (1986), 145 Ill.App.3d 648, 659, 495 N.E.2d
1067; see also People v. Skorka (1986), 147 Ill.App.3d 976, 981, 498
N.E.2d 607.) The extensive testimony which was presented through her
neighbors concerning defendant's conduct prior to the incident only
indicated that she seemed more depressed, tired, and quiet than usual,
but nothing unusual, other than her instructing her children to hug a
neighbor, occurred. The testimony concerning defendant's behavior
following the incident only indicated that defendant appeared nervous
and quiet. Dr. Baron also testified that even though defendant
suffered from a severe mental illness on March 29, she could recognize
right from wrong and had the ability to conform her conduct to the
requirements of the law. Based upon the record, the decision of the
trial court that defendant did not meet her burden to establish her
insanity by a preponderance of the evidence is not palpably erroneous.
• 7 Defendant next contends the trial court erred
when it found her guilty of murder and not voluntary manslaughter
where it was established by all the expert testimony that she believed
that it was necessary to kill her children, albeit an unreasonable
belief, to avoid the greater injury to the children of forcing them to
continue living, after defendant's suicide, their lives doomed to be
spent in misery and suffering. She argues that she believed her
conduct was justified by reason of necessity, an affirmative defense
set forth in section 7-13 of the Criminal Code of 1961 (Ill. Rev.
Stat. 1985, ch. 38, par. 7-13).
[ 159 Ill. App.3d 661 ]
Defendant cites as support People v. Nobles (1980),
83 Ill.App.3d 711, 404 N.E.2d 330, wherein the appellate court stated
that the theory that an accused's mental abnormality can create a
condition whereby he would have the type of unreasonable belief
described in section 9-2(b) is authoritatively recognized in W. LaFave
& A. Scott, Criminal Law sec. 42, at 329 (1972). However, the
appellate court declined to determine whether this theory has
application under the Illinois Code of Criminal Procedure of 1961.
(People v. Nobles (1980), 83 Ill.App.3d 711, 713-14, 404 N.E.2d 330.)
Moreover, there is no indication that the defense of necessity was
advanced in the bizarre circumstances in Nobles, and it is not
applicable to this case.
We also find that defendant's reliance on People v.
Bolden (1985), 132 Ill.App.3d 1047, 477 N.E.2d 1380, and People v.
Denson (1985), 139 Ill.App.3d 914, 487 N.E.2d 777, is misplaced, as
neither case involved an insanity defense nor addressed a theory
similar to the proposition argued by defendant here.
We agree with the State that the defense of
necessity in section 7-13 is inapplicable under the circumstances here
to reduce the offense to voluntary manslaughter. Necessity is defined
as follows:
"Conduct which would otherwise be an offense is
justifiable by reason of necessity if the accused was without blame in
occasioning or developing the situation and reasonably believed such
conduct was necessary to avoid a public or private injury greater than
the injury which might reasonably result from his own conduct." (Ill.
Rev. Stat. 1985, ch. 38, par. 7-13.)
Defendant cites no authority that the defense of necessity would
justify the taking of another's life under these facts. To so hold
here would sanction conduct which amounts to "mercy killing," a
proposition which finds no support in Illinois law.
• 8 Defendant's third contention is that the trial
court's refusal to take judicial notice of the contents of two court
files, a criminal case against her former husband for battery against
her and a dissolution of marriage case, which included orders of
protection issued against defendant's ex-husband, amounted to
reversible error because proof that the orders were issued was
necessary to support defendant's expert testimony that her mental
illness was related to the repeated physical abuse she suffered during
her marriage.
The State responds that the trial court's refusal
to take judicial notice of the entire court file in defendant's
dissolution proceeding does not justify reversal as the information
concerning defendant's mistreatment was amply supported in the record
below and merely would have been cumulative. In addition, the State
points out that judicial
[ 159 Ill. App.3d 662 ]
notice of the orders would not have established,
only corroborated, that defendant was abused and that the trial
judge's hesitancy to take notice of orders which were entered ex parte
and of which he had no knowledge or recollection of the facts
underlying the order is appropriate.
The motion to take judicial notice of the two court
files occurred at the close of defendant's evidence. While the trial
judge took judicial notice of defendant's former husband's plea of
guilty to battery in the criminal case and of the judgment for
dissolution of marriage on grounds of extreme and repeated physical
cruelty against defendant in the civil proceeding, he refused to take
judicial notice of the ex parte orders of protection issued against
her former husband contained in the dissolution case. In refusing to
take judicial notice of the entire file the court also added that he
had heard other testimony of the physical abuse inflicted on
defendant.
Judicial notice may be taken of factual evidence
where the facts are capable of immediate and accurate demonstration by
resort to easily accessible sources of indisputable accuracy. (Vulcan
Materials Co. v. Bee Construction (1983), 96 Ill.2d 159, 166, 449
N.E.2d 812; People v. Davis (1976), 65 Ill.2d 157, 165, 357 N.E.2d
792.) Judicial notice of other proceedings in other courts may fall
within the judicially noticeable category of facts capable of
immediate and accurate demonstration by resorting to easily accessible
sources of indisputable accuracy, depending on the nature of the
matters sought to be noticed. (See Vulcan Materials Co. v. Bee
Construction (1983), 96 Ill.2d 159, 166, 449 N.E.2d 812; People v.
Davis (1976), 65 Ill.2d 157, 165, 357 N.E.2d 792.) Here, the trial
judge did take judicial notice of the judgments in both of the prior
court records. In addition, even assuming without deciding that the ex
parte orders of protection also should have been judicially noticed,
this additional evidence of the orders of protection contained in the
court file is cumulative of the extensive trial evidence of physical
abuse against defendant by her former husband which was acknowledged
here by the trial judge sitting as the trier of fact in this bench
trial. On this record, any error in this regard was not prejudicial.
See People v. Carlson (1982), 92 Ill.2d 440, 449, 442 N.E.2d 504.
Defendant's fourth contention is that because the
mandatory nature of the natural life sentence statute where the
accused is found guilty of murdering more than one victim precludes a
court from imposing a sentence which is mitigated by the finding that
defendant was under a mental illness at the time of the commission of
the offense, the application of a natural life sentence to defendant
after she
[ 159 Ill. App.3d 663 ]
was found guilty but mentally ill amounts to cruel
and unusual punishment in violation of the eighth amendment to the
U.S. Constitution (U.S. Const., amend. VIII). She argues that the
sentence of natural life, the harshest penalty to be imposed short of
the death penalty, is disproportionate to the crimes she committed
because her mental illness made her less culpable than an unimpaired
person who deliberately commits multiple killings. Contending both
that the legislature manifested a belief that mental illness is a
unique mitigating factor, in that it is the only mitigator
incorporated into a judgment, and that a mental illness can be
treated, controlled, and cured, defendant argues that it is less
likely that she will continue to be a threat to society, requiring her
permanent incarceration.
She also asserts that when her sentence is examined
against the criteria outlined by the United States Supreme Court in
Solem v. Helm (1983), 463 U.S. 277, 77 L.Ed.2d 637, 103 S.Ct. 3001, to
establish proportionality of sentencing, the imposition of a natural
life sentence to a defendant found guilty but mentally ill of murder
is unconstitutionally disproportionate and violative of the eighth
amendment. Defendant also contends that the Illinois cases rejecting
an eighth amendment challenge to the mandatory natural life sentence
have not been confronted with the unique interaction between a guilty
but mentally ill verdict and the imposition of the natural life
sentence and are, therefore, not controlling.
The State responds that defendant's claims are
without merit because the mandatory natural life sentencing provision
has withstood an eighth amendment challenge in several appellate court
decisions, and that the penalty imposed in this case is not
disproportionate under Solem. In reply, defendant argues that other
appellate decisions have recognized that a guilty but mentally ill
defendant is not the equivalent of a guilty defendant for sentencing
purposes, citing People v. Gurga (1986), 150 Ill.App.3d 158, 501
N.E.2d 767, and People v. McCumber (1986), 148 Ill.App.3d 19, 499
N.E.2d 139.
Section 5-8-1(a)(1)(c) mandates the imposition of a
sentence of natural life imprisonment for any person found guilty of
murdering more than one victim. (Ill. Rev. Stat. 1985, ch. 38, par.
1005-8-1(a)(1)(c).) Here, the trial court sentenced defendant to a
term of natural life for the murder of her two children.
• 9 Defendant contends that the sentence is
disproportionate to the offense under the three factors of Solem. In
Solem, the Supreme Court determined that when sentences are reviewed
under the eighth amendment under a claim of disproportionate
punishment, that a criminal sentence must be proportionate to the
crime for which the
[ 159 Ill. App.3d 664 ]
defendant has been convicted, courts should be
guided by objective factors, including: (1) the gravity of the offense
and the harshness of the penalty; (2) the sentences imposed on other
criminals in the same jurisdiction; and (3) the sentences imposed for
commission of the same crime in other jurisdictions. (Solem v. Helm
(1983), 463 U.S. 277, 290-92, 77 L.Ed.2d 637, 649-50, 103 S.Ct. 3001,
3010-11.) Solem involved the imposition of a sentence of life
imprisonment without the possibility of parole under a recidivist
statute. The defendant had been found guilty of passing a bad check
for $100 on the underlying offense. The court found that a natural
life sentence for passing a bad check was disproportionately harsh,
although the defendant technically qualified for the sentence because
of numerous past felony convictions. 463 U.S. 277, 293-94, 77 L.Ed.2d
637, 651, 103 S.Ct. 3001, 3011.
Defendant, in applying these three factors to her
case, argues that the gravity of her crime is lessened by comparison
to the commission of the same offense by a person not suffering from a
mental illness. Accepting the fact that the second factor is of no
utility under the circumstances here, as there is no more serious
crime than murder, she maintains that of the three States which have
both a mandatory natural life sentence and a guilty but mentally ill
verdict, only one other State has applied a natural life sentence to a
guilty but mentally ill verdict, noting that this conviction was
reversed without the constitutional issue being addressed.
• 10 Reliance on Solem as being dispositive of the
issue has been rejected on various occasions by the Illinois Appellate
Court where a mandatory natural life sentence in a murder case was
imposed under section 5-8-1(a)(1)(c) (Ill. Rev. Stat. 1985, ch.
1005-8-1(a)(1)(c)). (See People v. Wilson (1985), 139 Ill.App.3d 726,
743, 487 N.E.2d 1015; People v. Boswell (1985), 132 Ill.App.3d 52,
61-62, 476 N.E.2d 1154, rev'd on other grounds (1986), 111 Ill.2d 571,
488 N.E.2d 273; see also People v. Denson (1985), 139 Ill.App.3d 914,
926, 487 N.E.2d 777; People v. Rodriguez (1985), 134 Ill.App.3d 582,
593-94, 480 N.E.2d 1147.) Here, unlike the facts in Solem, but similar
to those in the above cases, the crime involved was the murder of two
victims, a crime which defendant readily admits is the most serious
and incomparable to any other offense. As such, the first two factors
of Solem are of no assistance to defendant in asserting her claim.
Additionally, comparing the sentence to other sentences available in
other jurisdictions is not helpful to defendant, as most jurisdictions
do not have a guilty but mentally ill statutory provision, and,
instead, most have a mandatory natural life sentence for first degree
murder.
[ 159 Ill. App.3d 665 ]
• 11 Next, although the Illinois cases which have
addressed the constitutional challenge to the mandatory natural life
sentence did not involve a verdict of guilty but mentally ill,
defendant ignores the fact that the legislature has determined that an
offender found guilty but mentally ill is not relieved of criminal
responsibility for his conduct as he did not lack substantial capacity
either to appreciate the criminality of his conduct or conform his
conduct to the requirements of the law. (Ill. Rev. Stat. 1985, ch. 38,
par. 6-2(a)(c); see also People v. Brady (1985), 138 Ill.App.3d 238,
251, 485 N.E.2d 1159.) Further, the legislature has determined that no
set of mitigating circumstances could allow a proper penalty of less
than natural life for the crimes of two or more murders. (See People
v. Taylor (1984), 102 Ill.2d 201, 206, 464 N.E.2d 1059.) Thus, those
statutory factors in mitigation accorded weight in favor of
withholding or minimizing a sentence of imprisonment (see Ill. Rev.
Stat. 1985, ch. 38, par. 1005-5-3.1) do not prevent the legislature
from fixing mandatory sentences for the commission of offenses
involving circumstances which the legislature has determined override
any mitigating circumstances.
• 12 The statutory provisions for a guilty but
mentally ill finding or verdict (Ill. Rev. Stat. 1985, ch. 38, pars.
6-2, 115-2, 115-3, 115-4) were first enacted in Public Act 82-553,
effective September 17, 1981. After a plea or verdict of guilty but
mentally ill under those provisions, the inquiry, examination, and
treatment of the mental illness is mandated under section 5-2-6 of the
Unified Code of Corrections (Ill. Rev. Stat. 1985, ch. 38, par.
1005-2-6). Accordingly, even if a defendant has a mandatory natural
life sentence, he is still entitled to treatment under section 5-2-6.
If a defendant is found guilty but mentally ill and a natural life
sentence is not mandatory, then courts may consider in sentencing a
defendant the finding of mental illness as held in cases cited by the
defendant. See People v. Gurga (1986), 150 Ill.App.3d 158, 501 N.E.2d
767; People v. McCumber (1986), 148 Ill.App.3d 19, 499 N.E.2d 139.
For the foregoing reasons, we find defendant's argument regarding the
unconstitutionality of her sentence under these circumstances to be
without merit.
Defendant's final contention is that the trial
court improperly concluded that it did not have discretion in imposing
a natural life sentence. She argues that the finding of guilty but
mentally ill afforded the trial court the discretion pursuant to
section 5-2-6(a) of the Unified Code of Corrections (Ill. Rev. Stat.
1985, ch. 38, par. 1005-2-6(a)) to sentence to a lesser term of
imprisonment.
Section 5-2-6(a) states, in pertinent part, that
the court may impose
[ 159 Ill. App.3d 666 ]
any sentence on a defendant found guilty but
mentally ill which could be imposed pursuant to law upon a defendant
who had been convicted of the same offense without the finding of
mental illness. (Ill. Rev. Stat. 1985, ch. 38, par. 1005-2-6(a).)
Defendant relies on the inclusion of the word "may" in the statute to
argue that the sentencing court has the discretion to impose any
sentence for the offense it deems appropriate. Defendant's argument is
premised on the fact that a verdict or finding of guilty but mentally
ill makes the offender substantially less culpable for the commission
of the offense because of the mental illness. This premise, however,
is contrary to the language of section 6-2(c), which specifically
states that a defendant found guilty but mentally ill is no less
responsible for the offense. (See Ill. Rev. Stat. 1985, ch. 38, par.
6-2(c); People v. Brady (1985), 138 Ill.App.3d 238, 251, 485 N.E.2d
1159.) As stated in People v. Hennessey (1986), 143 Ill.App.3d 826,
828, 493 N.E.2d 658, "[u]pon a plea of guilty but mentally ill, a
trial court is required to impose any appropriate sentence for the
offense which could have been imposed on a defendant convicted of the
same offense without a finding of mental illness." (143 Ill.App.3d
826, 828, 493 N.E.2d 658.) It does not reduce a defendant's
culpability for the offense or relieve him of criminal responsibility.
People v. Brady (1985), 138 Ill.App.3d 238, 251, 485 N.E.2d 1159.
• 13 A well-established principle of statutory
construction is that a specific statutory provision controls as
against the general provision on the same subject. (See People v.
Singleton (1984), 103 Ill.2d 339, 345, 469 N.E.2d 200; Sierra Club v.
Kenney (1981), 88 Ill.2d 110, 126, 429 N.E.2d 1214; People v. Bailey
(1983), 116 Ill.App.3d 259, 263, 452 N.E.2d 28.) Section 5-2-6(a) is a
general provision which, in effect, directs a sentencing court to look
to the underlying offense to determine the available sentence. (See
Ill. Rev. Stat. 1985, ch. 38, par. 1005-2-6(a).) The underlying
offense here was the murder of two individuals. Under the appropriate
sentencing provision, section 5-8-1(a)(1)(c) specifically states that
the only sentence available shall be a natural life sentence. No
factors in mitigation can be considered.
• 14 The trial court has an obligation to order the
criminal penalties mandated by the legislature. (People v. Wade
(1987), 116 Ill.2d 1, 6, 506 N.E.2d 954.) The legislature has
authority to define crimes and establish the nature and extent of
criminal penalties, and a court exceeds its authority if it orders a
lesser sentence than is mandated by statute, unless "the [mandated]
penalty shocks the conscience of reasonable men." (People ex rel. Ward
v. Salter (1963), 28 Ill.2d 612, 615, 192 N.E.2d 882; see also People
ex rel. Carey v. Bentivenga
[ 159 Ill. App.3d 667 ]
(1981), 83 Ill.2d 537, 542, 416 N.E.2d 259.) A
trial court, upon determination of guilt, has no authority to assess a
fine or impose a sentence other than that provided by statute. People
v. Wade (1987), 116 Ill.2d 1, 6, 506 N.E.2d 954; see also People ex
rel. Daley v. Suria (1986), 112 Ill.2d 26, 38, 490 N.E.2d 1288.
Moreover, defendant concedes that if her
interpretation of section 5-2-6(a) is correct, which would permit the
trial court in its discretion to not follow the mandatory sentencing
provision for murder in section 5-8-1(a)(1)(c), then the court may
sentence a guilty but mentally ill defendant found guilty of murder to
any sentence authorized under the Code, including probation or
conditional discharge. In essence, all guilty but mentally ill
defendants would not be subject to the specific sentencing provisions
for the particular offenses of which they were convicted, but could be
given any sentence at the discretion of the trial judge.
• 15 The legislature could not have intended such a
result. In construing statutes, the courts presume that the General
Assembly, in passing legislation, did not intend absurdity,
inconvenience, or injustice. (People v. Steppan (1985), 105 Ill.2d
310, 316, 473 N.E.2d 1300.) Where several constructions may be placed
upon a statute, the court should select that interpretation that leads
to a logical result and avoid that which would be absurd. (People v.
Mullinex (1984), 125 Ill.App.3d 87, 89, 465 N.E.2d 135.) We conclude
that the use of the word "may" in section 5-2-6(a) indicates that the
sentencing options for a guilty but mentally ill defendant are as
broad as those for one who committed the same offense absent a finding
of mental illness, but no broader. Thus, the trial court correctly
determined that applying section 5-8-1(a)(1)(c), the appropriate
sentencing provision under the facts here, it had no discretion except
to impose the mandatory natural life sentence for murder.
The judgment of the circuit court of Lake County is
affirmed.
Affirmed.
UNVERZAGT and WOODWARD, JJ., concur.
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