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Daniel Anthony
BASILE
6 days after
Case Facts:
The events leading up to the murder began on
January 10, 1992, when James Torregrossa went to get a tire for his
ex-girlfriend at the Old Orchard service station in Webster Groves.
Richard DeCaro worked at the station. Torregrossa
and DeCaro knew each other because they both belonged to Gold’s Gym.
DeCaro told Torregrossa that he had heavy payments on his van and
asked Torregrossa if he knew of anyone that could "take it off his
hands."
In the same conversation, DeCaro asked if
Torregrossa knew anyone who could "put a hit on somebody" for him.
DeCaro stated that his wife thought he was having an affair with his
secretary and that he would not wish marriage on anyone.
Ten days later, DeCaro purchased a $100,000 life
insurance policy on behalf of his wife, Elizabeth, listing himself
as the primary beneficiary.
On January 26, 1992, Richard DeCaro
struck Elizabeth with their van knocking her through the garage wall
in the kitchen. She sustained severe bruising. The insurance company
paid DeCaro over $30,000 as a result of the incident.
In January of 1992, DeCaro asked Craig Wells, a
manager a Old Orchard service station, if he knew anyone who could
steal his van. Well introduced DeCaro to Basile.
The two met, and
DeCaro offered Basile $15,000 to steal the van and kill Elizabeth.
On February 8, 1992, Basile stole the van, drove it to Jackson,
Missouri, and burned it. He received $200 for this job.
On February 28, 1992, Basile asked his friend,
Jeffrey Niehaus, for a stolen gun that was not traceable. On March
4, Basile showed his half-brother, Doug Meyer, a .22 caliber semi-automatic
pistol with pearl like grips. He claimed that he bought the gun from
his father for $100.
On March 5, Basile asked another friend, Susan
Jenkins, to get him some latex gloves from the doctors offices in
which she worked. On march 6, Basile told Meyer that he could not
work that day because he was working for Richard DeCaro.
On March 6, 1992, DeCaro picked up two of his for
children from school and then went home to pick up the other two. He
drove all four children and the family dog to the Lake of the Ozarks,
leaving St. Louis a little after noon.
They checked into the Holiday
Inn at the lake at 2:59 p.m. Two of the children testified that they
saw their mother alive before they went to school that morning. They
testified that the dog would always bark at strangers.
Between 2:00 and 2:30 p.m., a witness noted that
the DeCaro garage door was closed. Elizabeth DeCaro left work at
2:20 p.m. At 3:15 p.m., a neighbor stopped by and noticed the garage
door was open and that the DeCaro’s Blazer with personalized license
plates reading "RIK-LIZ" was in the garage, but no one answered the
doorbell.
At 4:15p.m., Basile was seen driving the DeCaro’s
blazer in St. Charles. That evening around 6:30 to 7:00 p.m., Basile
call an ex-roommate for a ride stating "things went down. I did what
I had to do."
At 7:00 p.m., Basile called Doug Meyer and asked if
Meyer had garage space where Basile could work on his car. Basile
drove the Blazer to Richard Borak’s home in Florissant and gave him
a "boom box" stereo stolen from the DeCaro residence as a birthday
gift. Basile told Borak that he "did this lady."
Just after
8:00p.m., the Blazer was spotted heading south on Interstate 270. At
10:30 p.m., Basile went to Meyer’s house, where they ate pizza
before going out for drinks.
Elizabeth DeCaro had planned to meet her sister,
Melanie Enkleman, for dinner at 5:00p.m. When the victim failed to
show up for dinner or answer her telephone, Enkleman and a mutual
friend went to the DeCaro home.
They went in through an open side
door in the garage and then thorough an open door leading into the
house. They found Elizabeth lying face-down in the kitchen floor.
Enkleman called 911 at around 8:00 p.m.
Elizabeth DeCaro had two gunshot wounds in the
back of her neck and bruises on her body. When she was shot, the gun
was in contact with her body, and she was either kneeling or lying
down. The bullets recovered from her body were .22 caliber. Police
found no signs of forced entry. Basile was arrested on March 12,
1992.
UPDATE: Basile Executed Following 22 Hour Delay
The state carried out an execution against a
convicted 35-year-old hit man last night. After a delay of about 22
hours, convicted contract killer Daniel Anthony Basile died by
lethal injection at 10:05 p.m.
His execution had been delayed when a
new alibi witness came forward. The woman had said she was with
Basile at the time Elizabeth DeCaro was killed in 1992.
Basile was
convicted of killing DeCaro in exchange for money, a car, and other
property from DeCaro's husband. The courts rejected Basile's appeals
for more time: the Missouri Supreme Court at 5:15 p.m.; the 8th
Circuit Court of Appeals at 6:20 p.m. and the U. S. Supreme Court at
9:10 p.m.
Daniel Basile - Scheduled Execution Date and
Time: 8/14/02 1:01 AM EST.
Daniel Basile, a white male, is scheduled to be
executed by the State of Missouri on Aug. 14 for the murder of
Elizabeth DeCaro. DeCaro’s husband, Richard DeCaro, was convicted of
ordering the murder and is spending life in prison.
Basile, who was poor and essentially homeless, is
taking the brunt of the punishment in this situation. DeCaro had
purchased a life insurance policy on his wife and had planned her
murder. Basile accepted DeCaro’s money and proceeded with the murder.
Please write to the State of Missouri to protest Basile’s execution.
The events leading up to the murder began on
January 10, 1992, when a man named James went to get a tire fat the
Old Orchard service station in Webster Groves. Richard DeCaro worked
at the station.
James and DeCaro knew each other because they both
belonged to Gold’s Gym. DeCaro told James that he had heavy payments
on his van and asked James if he knew of anyone that could "take it
off his hands."
In the same conversation, DeCaro asked if James knew
anyone who could "put a hit on somebody" for him. DeCaro stated that
his wife thought he was having an affair with his secretary and that
he would not wish marriage on anyone.
Ten days later, DeCaro purchased a $100,000 life
insurance policy on behalf of his wife, Elizabeth, listing himself
as the primary beneficiary. On January 26, 1992, Richard DeCaro
struck Elizabeth with their van knocking her through the garage wall
in the kitchen. She sustained severe bruising.
The insurance company
paid DeCaro over $30,000 as a result of the incident. In January of
1992, DeCaro asked Craig Wells, a manager a Old Orchard service
station, if he knew anyone who could steal his van. Well introduced
DeCaro to Basile. The two met, and DeCaro offered Basile $15,000 to
steal the van and kill Elizabeth.
On February 8, 1992, Basile stole the van, drove
it to Jackson, Missouri, and burned it. He received $200 for this
job.
On February 28, 1992, Basile asked a friend for a
stolen gun that was not traceable.
On March 4, Basile showed his half-brother a .22
caliber semi-automatic pistol with pearl like grips. He claimed that
he bought the gun from his father for $100.
On March 5, Basile asked another friend to get
him some latex gloves from the doctors offices in which she worked.
On March 6, Basile told his half-brother that he
could not work that day because he was working for Richard DeCaro.
On March 6, 1992, DeCaro picked up two of his
children from school and then went home to pick up the other two. He
drove all four children and the family dog to the Lake of the Ozarks,
leaving St. Louis a little after noon.
They checked into the Holiday
Inn at the lake at 2:59 p.m. Two of the children testified that they
saw their mother alive before they went to school that morning. They
also testified that the dog would always bark at strangers. Between
2:00 and 2:30 p.m., a witness noted that the DeCaro garage door was
closed. Elizabeth DeCaro left work at 2:20 p.m.
At 3:15 p.m., a neighbor stopped by and noticed
the garage door was open and that the DeCaro’s Blazer with
personalized license plates reading "RIK-LIZ" was in the garage, but
no one answered the doorbell. At 4:15p.m., Basile was seen driving
the DeCaro’s blazer in St. Charles. That evening around 6:30 to 7:00
p.m., Basile call an ex-roommate for a ride stating "things went
down. I did what I had to do."
At 7:00 p.m., Basile called his half-brother and
asked if he had garage space where Basile could work on his car.
Basile drove the Blazer to a friend's home in Florissant and gave
him a "boom box" stereo stolen from the DeCaro residence as a
birthday gift. Basile told the friend that he "did this lady."
Just after 8:00p.m., the Blazer was spotted
heading south on Interstate 270. At 10:30 p.m., Basile went to his
half-brother’s house, where they ate pizza before going out for
drinks. Elizabeth DeCaro had planned to meet her sister, Melanie
Enkleman, for dinner at 5:00p.m.
When Elizabeth failed to show up
for dinner or answer her telephone, Enkleman and a mutual friend
went to the DeCaro home. They went in through an open side door in
the garage and then thorough an open door leading into the house.
They found Elizabeth lying face-down in the kitchen floor. Enkleman
called 911 at around 8:00 p.m. Elizabeth DeCaro had two gunshot
wounds in the back of her neck and bruises on her body. When she was
shot, the gun was in contact with her body, and she was either
kneeling or lying down.
The bullets recovered from her body were .22
caliber. Police found no signs of forced entry. Basile was arrested
on March 12, 1992.
UPDATE: In the hours just prior to Daniel
Basile's execution, a previously unknown possible alibi witness came
forward, prompting Governor Hold to stay the execution.
There is
apparently no mention of this person in police records or court
actions to date. Governor Holden's office issued a news release at
12:20 a.m. Wednesday morning saying since this was a life or death
matter he was staying the execution to give Basile's attorneys time
to respond to the new information. Corrections Department officials
at Potosi say that if the execution does take place today, it will
not be before 6:00 or 7:00 p.m.
August 14, 2002
POTOSI, Mo. - Condemned hitman Daniel Basile
could only sit and wait Wednesday as his fate remained on hold,
after Gov. Bob Holden stepped in with a last-minute reprieve to
spare his life.
Basile, 35, had been scheduled to die by chemical
injection at 12:01 a.m. Wednesday at the Potosi Correctional Center
for the 1992 contract killing of Elizabeth DeCaro, 28, of St.
Charles. But about five hours before the planned execution, an
unexpected witness called Basile's attorneys to say she would come
forward with an alibi, Basile attorney Phil Horwitz said Wednesday.
After listening to Julie Ann Montgomery-Lewis'
statement, Horwitz said he told woman - a Basile acquaintance the
past 18 years - to put her version on paper, which was then faxed to
Holden's office.
Holden ultimately delayed the execution to give the
courts time to review the case, marking the first time in 13 death
penalty cases since Holden took office that he has intervened.
Appeals filed Wednesday afternoon with the
Missouri Supreme Court and the 8th U.S. Circuit Court of Appeals
were rejected. In its ruling, a three-judge 8th Circuit panel found
that "Basile knew of the witness at the time of his trial," and that
"we are satisfied the alibi witness' story does not constitute `clear
and convincing evidence' of actual innocence ..."
Basile's attorneys
said the planned to ask the U.S. Supreme Court to intervene, if
necessary, Horwitz said. Unless a court stepped in, Basile's
execution tentatively was set to go forward at 9 p.m. Wednesday,
Department of Corrections spokesmen said. By state law, Missouri had
until midnight to execute Basile without setting a new date.
Minutes after being told by his attorneys of the
appellate setbacks, Basile told The Associated Press by telephone
from his holding cell that he was "nervous" and was "trying to say
my goodbyes." "I believe in God and that Christ died for our sins,
and as long as we ask for his forgiveness we will be at peace," he
said.
Basile has claimed he was innocent in the 1992
shooting death. He was convicted of killing DeCaro in a
murder-for-hire plot by her husband, Richard DeCaro, who had taken a
$100,000 life insurance policy on his wife. Richard DeCaro was
acquitted in state court but was later convicted, along with Basile,
on federal charges, and is serving a life sentence.
Basile said the surprise witness, whom he named
only as Julie, can prove he was innocent of the murder because she
drove him to a St. Charles parking lot to pick up the DeCaros'
Chevrolet Blazer. It had been alleged that Basile murdered DeCaro,
then drove the Blazer from her home. Basile said he offered Julie's
name to his trial attorneys, but they never pursued her.
In her statement faxed to Holden's office,
Montgomery-Lewis said "the reason I have not come forward before now
with my knowledge is because I had discussed testifying with Daniel
at the time his case went to court." "He alone decided that it would
appear improper due to the fact that we were both in relationships
and would not allow me to say anything to anyone," Montgomery-Lewis
said.
On Wednesday, Basile said in an interview he
never called upon Montgomery-Lewis to testify at trial because he
was convinced he would be exonerated without her, and that "I didn't
think I'd have to go in there with some big show of evidence." "I
told her to go ahead and stay out of it," Basile said. "I told her
it (testifying) would probably be more hassle."
Georgianna Van Iseghem, Elizabeth DeCaro's mother,
called the maneuver a ploy to delay the execution. "I feel for his
family and their anguish, but I know he's guilty," Van Iseghem said.
Twenty-five of Elizabeth DeCaro's family members had shown up for
the execution and spent Wednesday milling around Potosi's only
hotel, waiting for news. "We've been through so much worse these
last 10 years," Van Iseghem said. "We're a close family and we're
here to support each other."
Missouri has executed 57 inmates since the state
resumed the death penalty in 1989. Holden had never delayed an
execution, although a U.S. Supreme Court stay of one execution in
2001 remains in effect. Missouri ranked third in the nation in
executions during 2001 with seven, behind Oklahoma's 18 and Texas'
17, according to statistics from the Department of Justice.
July 2, 2002
State Supreme Court sets execution
date for man who killed St. Charles woman in 1992 murder-for-hire
Jefferson City, Mo. — The Missouri Supreme Court
today set an Aug. 14 execution date for Daniel Anthony Basile,
convicted for the March 6, 1992, contract murder of Elizabeth DeCaro,
of St. Charles. Basile (DOB - 12/5/66) was offered $15,000 to kill
Elizabeth by her husband, Richard. Elizabeth DeCaro was shot to
death in her home while her husband and children were away.
A St. Charles County jury found Basile guilty of
first-degree murder in 1994 and recommended the death sentence.
Basile also was sentenced to life in federal prison in 1996 on a
charge of conspiracy to commit murder. Richard DeCaro also received
a life sentence from the federal court on the charge.
BASILE, DANIEL
DOB: December 5, 1966
Race: White
Gender: Male
Crime and Trial
County of conviction: St. Charles
Number of counts: 1
Race of victim: White
Gender of victim: Female
Date of crime: March 6, 1992
Date of sentencing: July 12, 1994
Trial Counsel: Beth Davis and Cathy DiTraglia
Current counsel: Eric W. Butts and Philip M.
Horwitz
Significant legal issues:
--Prosecutor's improper closing arguments at
guilt and penalty phase
--Circumstantial evidence of guilt and use of "snitch" testimony.
I.
The evidence is viewed in a light most favorable
to the verdict. State v. Six, 805 S.W. 2d 159, 162 (Mo. banc),
cert. denied, 502 U.S. 871 (1991).
The events leading up to the murder began on
January 10, 1992, when James Torregrossa went to get a tire for his
ex-girlfriend at the Old Orchard service station in Webster Groves.
Richard DeCaro worked at the station. Torregrossa and DeCaro knew
each other because they both belonged to Gold’s Gym. DeCaro told
Torregrossa that he had heavy payments on his van and asked
Torregrossa if he knew of anyone that could “take it off his hands.”
In the same conversation, DeCaro asked if Torregrossa knew anyone
who could “put a hit on somebody” for him. DeCaro also stated that
his wife thought he was having an affair with his secretary and that
he would not wish marriage on anyone.
Ten days later, DeCaro purchased a $100,000 life
insurance policy on behalf of his wife, Elizabeth, listing himself
as the primary beneficiary. On January 26, 1992, Richard DeCaro
struck Elizabeth with their van, knocking her through the garage
wall into the kitchen. She sustained severe bruising. The insurance
company paid Richard DeCaro over $30,000 as a result of this
incident.
In January of 1992, DeCaro asked Craig Wells, a
manager at Old Orchard service station, if he knew anyone who could
steal his van. Wells introduced DeCaro to Basile. The two met, and
DeCaro offered Basile $15,000 to steal the van and kill Elizabeth.
On February 8, 1992, Basile stole the van, drove it to Jackson,
Missouri, and burned it. He received $200 for this job.
On February 28, 1992, Basile asked his friend,
Jeffrey Niehaus, for a stolen gun that was not traceable. On March
4, Basile showed his half-brother, Doug Meyer, a .22 caliber semi-automatic
pistol with pearl-like grips. He claimed that he bought the gun from
his father for $100. On March 5, Basile asked another friend, Susan
Jenkins, to get him some latex gloves from the doctors offices in
which she worked. On March 6, Basile told Meyer that he could not
work that day because he was working for Richard DeCaro.
On March 6, 1992, Richard DeCaro picked up two of
his four children from school and then went home to pick up the
other two. He drove all four of the children and the family dog to
the Lake of the Ozarks, leaving St. Louis a little after noon. They
checked into the Holiday Inn at the lake at 2:59 p.m. Two of the
children testified that they saw their mother alive before they went
to school that morning. They testified that the dog would always
bark at strangers.
Between 2:00 and 2:30 p.m., a witness noted that
the DeCaro garage door was closed. Elizabeth DeCaro left work at
2:20 p.m.. At 3:15 p.m., a neighbor stopped by and noticed the
garage door was open and that the DeCaro’s Blazer with personalized
license plates reading “LIZ-RIK” was in the garage, but no one
answered the doorbell.
At 4:15 p.m., Basile was seen driving the
DeCaro’s Blazer in St. Charles. That evening around 6:30 to 7:00
p.m., Basile called an ex-roommate for a ride, stating “Things went
down. I did what I had to do.” At 7:00 p.m., Basile called Doug
Meyer and asked if Meyer had garage space where Basile could work on
his car. Basile drove the Blazer to Richard Borak’s home in
Florissant and gave him a “boom box” stereo stolen from the DeCaro
residence as a birthday gift. Basile told Borak that he “did this
lady.” Just after 8:00 p.m., the Blazer was spotted heading south on
Interstate 270. At 10:30 p.m., Basile went to Meyer’s house, where
they ate pizza before going out for drinks.
Elizabeth DeCaro had planned to meet her sister,
Melanie Enkleman, for dinner at 5:00 p.m. When the victim failed to
show up for dinner or answer her telephone, Enkleman and a mutual
friend went to the DeCaro home. They went in through an open side
door in the garage and then through an open door leading into the
house. They found Elizabeth DeCaro lying face-down on the kitchen
floor. Enkleman called 911 at around 8:00 p.m.
Elizabeth DeCaro had two gunshot wounds in the
back of her neck and bruises on her body. When she was shot, the gun
was in contact with her body, and she was either kneeling or lying
down. The bullets recovered from her body were .22 caliber. Police
found no signs of forced entry. Audio-visual equipment had been
removed from the home, but the cables and wires had been carefully
unplugged or unscrewed from the walls.
On March 7, 1992, after reading about the DeCaro
death in the paper, Basile called Craig Wells and stated, “It looks
like I’ve gotten set up.” On March 9, Meyer found the DeCaro’s
dismantled Blazer in the garage that he had provided for Basile.
Meyer helped Basile take parts of the Blazer to the dump. Meyer
realized that the Blazer belonged to DeCaro and confronted Basile.
Basile admitted to Meyer that he stole the Blazer. At trial, Meyer
testified that Basile told him “it was either him or her, and he
wasn’t going back to jail.” Basile told Meyer that he was a thief,
not a murderer. On March 11, Meyer contacted the police.
On March 12, 1992, Basile went to Kenneth
Robinson’s trailer and told Robinson that he was in trouble because
the police thought that he had “done the van and the lady.” Robinson
contacted the police. The police arrested Basile a few hours later.
In the investigation, police found a license
plate from the stolen and burned van in Cape Girardeau County. They
also found the van itself. The dismantled remains of the DeCaro’s
Blazer was found in an apartment garage near Fenton, Missouri. Also
in the garage was a portable stereo unit. Police later recovered the
DeCaro’s stolen “boom box” from Ricky Borak’s apartment.
Basile did not testify on his own behalf during
trial. He presented the testimony of four witnesses. The jury found
Basile guilty of first degree murder. Basile also did not testify in
the penalty phase. According to a stipulation, he had prior
convictions for burglary, stealing and assault. There was testimony
that Basile had strangled his neighbor on one occasion and
threatened to kill an ex-girlfriend’s husband. Elizabeth DeCaro’s
mother and sister testified about the victim’s life and how her loss
impacted the family.
In assessing punishment, the jury cited two
statutory aggravating circumstances: (1) that Basile murdered
Elizabeth DeCaro for another for the purpose of receiving money or
other things of value, and (2) that Basile murdered DeCaro as an
agent or employee of Richard DeCaro. 565.032(4) and (6),
RSMo 1986.
II.
Basile first argues that a series of statements
made by the prosecuting attorney was improper. While no objection
was made to some of the statements, he argues that the statements
warranted sua sponte relief by the trial court under the plain error
doctrine or, in the alternative, that counsel was ineffective in
failing to object.
A. Guilt Phase Argument
1.
Prosecuting attorney Braun stated the following
during closing argument of the guilt phase:
Mr. Basile is in the basement, most
likely in this room, locked in.
About 11:40, you heard from
Melanie, Jenny McKay comes by and drops off Courtney
[one of the DeCaro children]. Courtney gets in the
car with the dog and Mr. DeCaro drives off to pick
Ricky up from school. In the meantime, the other two
children come home and are in the house. In the
house with their mother’s killer.
. . . .
It was either her or me and I
wasn’t going back to prison.
How does that relate? Well,
DeCaro had him on the hook after he did the first
one. He knew if DeCaro got divorced there was a
chance, and I’m willing to bet that DeCaro told him,
my wife’s going to tell on us. You got to go through
with this because you’re going to go down if I get
divorced. My wife knows about this and I told her
you were in on it and you are going to go down if I
get divorced. My wife knows about this and I told
her you were in on it, and you are going to go down.
And that’s why the sentence makes sense.
. . . .
He killed the mother of four
children after he had been in the house with those
children.
. . . .
Why would he be driving around
keeping the property for a while? He didn’t know
Melanie was coming there at eight o’clock that
night. And after nine o’clock any phone calls to
Richard DeCaro are coming from the family.
Basile alleges that the above arguments were
impermissible because they were not supported by the record. The
first three arguments were not objected to, and no claim is made
that any of those arguments were preserved for appeal. Objection to
the last comment was overruled as a reasonable inference from the
evidence.
Basile’s conviction will be reversed on plain
error for improper argument only if he establishes that the comments
had a decisive effect on the jury’s determination. State v.
Parker, 856 S.W.2d 331, 333 (Mo. banc 1993). The evidence shows
or permits an inference that Basile was sought out by Richard DeCaro
to both steal vehicles and kill Elizabeth DeCaro, that Richard
DeCaro picked Basile up the morning of the murder, that the dog was
removed from the DeCaro home at about 11:40 a.m., that Basile did
not have his own transportation to the DeCaros, that Basile left the
DeCaro home in the DeCaros’ Blazer, that there were no signs of
forced entry, and that Basile felt the need to kill Elizabeth to
avoid her potential disclosure of the insurance fraud scheme and his
being sent back to prison.
The prosecuting attorney’s comments reflect a
reasonable inference from the evidence, which showed that Basile was
probably in the house hiding until Elizabeth DeCaro got home. In
that space of time, at least two of the DeCaro children came home
from their half-day at school to prepare for their trip to the lake.
The trial court did not err by failing to sua sponte declare a
mistrial after these remarks were made. Contrary to Basile’s
assertions here, these comments were not “egregious errors, each
compounding the other” comparable to the situation in State v.
Storey, 901 S.W.2d 886, 902 (Mo. banc 1995).
Basile makes a related claim that the motion
court clearly erred by concluding that trial counsel was not
ineffective for failing to properly object to prosecutorial
statements and preserve those objections for appeal. Counsel cannot
be deemed ineffective for failing to make nonmeritorious objections.
Six, 805 S.W.2d at 167.
2.
Basile cites three instances where the
prosecuting attorney stated personal opinions, which Basile claims
constituted plain error or, in the alternative, that counsel was
ineffective for failure to object.
The instance in which an objection was made
included the following statement by the prosecuting attorney:
Now, what about the dog. The dog
is more important than any of us think. The dog
barked at strangers, jumped on strangers, was
protective of those children. The dog was home in
the morning when the kids left and dad wasn’t there.
Dad shows up to pick Ricky up, and we debated
whether to put the children on, but that was the
only way we could prove this.
At that point, an objection was interposed that
the prosecuting attorney was relying on “personal hardship.” No
motion for mistrial was made. The prosecuting attorney immediately
withdrew the comment. The retraction was sufficient to correct any
impropriety and overcome a claim that a motion for mistrial should
have been made and sustained. State v. Turnbull, 403 S.W.2d
570, 573 (Mo. 1966). This comment, alone or in conjunction with
others, did not have the pervasive prejudicial effect necessary to
require the grant of a mistrial sua sponte. State v. Weaver,
912 S.W.2d 499, 512 (Mo. banc 1995), cert. denied, ___ U.S.
___, 117 S.Ct. 153 (1996). Counsel will not be deemed ineffective
for failing to make a motion which would properly be denied.
The second and third instances of alleged “injection of personal
opinion” by the prosecuting attorney were the following:
Now, on Saturday sometime he
tells Doug that he took his gun back to his father.
I think that’s a lie. He threw the gun out. He was
looking for a throw away. Here’s a man who wears
gloves so there is [sic] no fingerprints. He’s not
going to keep the murder weapon around.
. . . .
I think you have, if you think of
all that evidence, if you weigh all the
circumstantial evidence, if you look at the direct
evidence, the eyewitness testimony, the testimony
and Borak and Meyer and Wells and Sue Jenkins, they
are not lying, they are telling you the truth.
No objection was made. Most of the arguments were
at least supported by inferences from evidence in the record. These
arguments were certainly not so egregious as to be outcome
determinative and, as such, do not constitute plain error. Storey,
901 S.W.2d at 902. The comment regarding the gun being thrown away,
even if objectionable, was not reasonably likely to infect the
proceeding in such a manner as to undermine confidence in the
outcome. Thus, there was no prejudice from counsel’s failure to
object.
3.
Basile argues that the prosecuting attorney was
permitted to make improper adverse inference arguments from
defendant’s failure to call his father, Jack Basile, to testify. The
specific arguments were as follows:
Now, we didn’t have Jack Basile
here to testify, his dad. They could call him if
they want, it’s his family. Neither one of us called
him. The state has an ethical obligation if we call
a witness --
. . . .
If they wanted you to hear from
Jack Basile they could have got him here. They
didn’t bring him here.
. . . .
Now, we already talked about some
of the witnesses not here, Gayle Dorman, Desi, his
sister, they are available as much to the defense as
they are --
Basile’s lawyer interrupted to object to the
above statements and to move for a mistrial. The motions and
objections were overruled. Adverse inferences for failure to call
witnesses are permissible if the witness is peculiarly available to
the defendant, and a witness is said to be peculiarly available if
he or she is one who would be logically expected to testify in a
defendant’s favor, such as a friend or relative. State v. Neil,
869 S.W.2d 734, 739 (Mo. banc 1994). In this case, the State was
entitled to argue the adverse inference as to defendant’s father and
sister.
As to Gail Dorman, a girlfriend of defendant’s
foster brother, an adverse inference argument would have been
impermissible. However, the State did not make an adverse inference
argument as to her. The prosecuting attorney, prior to being
interrupted, only indicated that Basile’s sister and Ms. Dorman were
equally available to both parties. The State never completed the
statement regarding what adverse inferences might be drawn from Gail
Dorman’s failure to testify and, therefore, no prejudice resulted.
Defendant also alleges that the prosecutor
improperly argued in response to a defense counsel statement that
she was not Perry Mason, as follows: “As I recall, all of Perry
Mason’s clients were not guilty, and you didn’t hear her say that
Dan didn’t do it.” Basile’s objection to this statement was
sustained. He now claims that this statement warranted a mistrial
because it shifted the burden of proof and compromised the attorney/client
privilege. The fact that the objection was sustained was sufficient
to correct any error in the comment. State v. Shurn, 866 S.W.2d
447, 461 (Mo. banc 1993), cert. denied, ___ U.S. ___, 115
S.Ct. 118 (1994). Defendant fails to establish that he was entitled
to a mistrial, therefore counsel was not ineffective in failing to
make such a motion.
4.
Basile claims plain error occurred because the prosecuting
attorney was allowed to personally attack and denigrate defense
counsel. The relevant excerpts from the transcript read as follows:
[PROSECUTOR]: Self-defense,
protection, bull. And think of the physical evidence
you heard from Mr. Buel. He says the bullet is a
little defective, like something is wrong with the
gun. Like the kind of gun –
[DEFENSE COUNSEL]: Objection, he
indicated that the mutilation was caused by hitting
bone. That was his testimony. This is a misstatement
of facts.
[PROSECUTOR]: Now it’s open field
on my argument. She will object all the way through.
[THE COURT]: The objection is
overruled.
. . . .
[DEFENSE COUNSEL] [interrupting
State’s closing argument]: This is misleading. There
were payments made by Richard DeCaro.
[PROSECUTOR]: I will object. I
didn’t object to her closing –
[THE COURT]: I will overrule the
objection.
[PROSECUTOR]: Either she wants
you to hear my argument or she doesn’t.
The defendant compares this case to those in
which the State argued that defense counsel suborned perjury by
fabricating evidence, represented criminals “time and time again,”
or where the State argued that defense counsel “browbeat witnesses.”
State v. Mosier, 102 S.W.2d 620, 626 (Mo. 1937); State v.
Spencer, 307 S.W.2d 440, 446-47 (Mo. 1957). None of those sorts
of statements occurred here. Not every statement of frustration with
opposing counsel in response to nonmeritorious objections results in
plain error. Neither are such comments clearly an attack on the
integrity of opposing counsel. A criminal trial is an adversarial
process. Occasional outbursts are expected, but not necessarily
approved. The appropriate action in such cases is best left to the
sound discretion of the trial judge. Appellate courts will interfere
only where there is a reasonable likelihood that it affected the
outcome of the case. Contrary to Basile’s allegations, here the
comments were not “highly improper” attacks on the integrity of
counsel so as to suggest that there was a miscarriage of justice.
This point is denied.
B. Penalty Phase Argument
1.
Basile claims that the prosecutor personalized
the argument when he said, “And if Elizabeth were here today, I’m
sure she would tell you – because she would care for a person like
Danny – I’m sure she would tell you to give him a fair trial in this
portion of the case.” Personalized arguments are improper when they
suggest that should the defendant be acquitted, the jurors or their
families would be in personal danger. State v. Copeland, 928
S.W.2d 828, 842 (Mo. banc 1996), cert. denied, ___ U.S. ___,
___ S.Ct. ___, No. 96-7081 (Feb. 18, 1997). The argument cited does
not qualify as “personalizing” the argument. There was no error.
Basile also claims that the following was
improper personalization, although no objection was interposed to
the argument:
Now, we all welcome getting home.
Everyone welcomes getting home. It’s probably more
poignant for you right now, and the security when
you walk in the door, kick off your shoes, let your
hair down, I’m home.
Think about Elizabeth’s last time
coming home. Sad, children gone out of town with the
husband. Never been home alone before. But walking
into the sanctuary, to that place where we all rest.
Walking in, going up, getting a drink of water at
the sink, and suddenly a hand on her back.
Nothing said in the above portion of the closing
argument in the penalty phase indicates that the jurors or their
families were in any personal danger. This claim of error is denied.
2.
Basile next asserts the following statements made
during the penalty phase argument constitute plain error:
Just imagine the terror when she
was aware of this person behind her, this person
grabbing, even if it’s just for a few seconds of
terror that rippled through her body and racked her.
And then what? Cold steal [sic], searing heat and
eternity. From a man who says I’m not someone to
fuck with anymore a year earlier.
. . . .
He had to get close enough to put
two bullets in the back of her head. She smelt the
stench of evil. She felt the sweat of evil.
Elizabeth DeCaro died in his grimy hands. Either he
was holding her up when he shot her or had her down,
which is worse, on her knees or laying on the ground
and as he bent over her and put two shots in her.
Mr. Evil watched her die. You
know the difference between this and this is Mr.
Evil. No amount of child abuse justifies this.
The references to Mr. Evil could be deemed
inflammatory if they were unrelated to relevant evidence that came
in during the punishment phase. Basile wrote to his ex-girlfriend,
Lisa Carr, on stationery imprinted with a Satanic figure around
which was written, “The Desk of Evil.” The statements, including
“Mr. Evil,” properly went to defendant’s view of his own character
and was appropriate in considering punishment. State v. Kinder,
___ S.W.2d ___ (No. 75082, decided December 17, 1996), slip op. at
26. These arguments were supported by the evidence or were
reasonable inferences from the evidence. Failure to object or to
make the proper objections to these nonmeritorious claims does not
constitute ineffective assistance of counsel.
3.
At one point, the prosecuting attorney stated
that the murder of Elizabeth DeCaro was “one of the most vicious,
cold-blooded, premeditated murders that this county has ever seen.”
Though this issue was not preserved for appeal, Basile claims that
the argument is identical to the one condemned by this Court in
Storey, 901 S.W.2d at 900, where the prosecuting attorney argued
that the murder was “about the most brutal slaying in the history of
the county.” Though this Court does not approve of the comment, it
was not as prejudicial as the comment in Storey because, here,
it was not combined with other “egregiously” improper arguments.
Here the statement merely argues a matter of
common knowledge that killing someone in their own home by shooting
them twice in the back of the head after waiting all day in the
basement is an extremely unusual and brutal crime. State v.
Sturrs, 51 S.W. 2d 45, 46 (Mo. 1932); State v. Skelton,
828 S.W.2d 735, 737 (Mo. App. 1992). There was no plain error.
Moreover, the comment does not indicate that counsel’s failure to
object was conduct that “so undermined the proper functioning of the
adversarial process that the trial cannot be relied on as having
produced a just result.” Strickland v. Washington, 466 U.S.
668, 686 (1984).
4.
Though not objected to, Basile complains of two
additional arguments not supported by evidence:
. . . [t]he the lady on the porch,
the milkman, all the people in the neighborhood who
were in danger when they came by here, . . .
. . . .
He endangered the lives of
children, innocent children, he killed their mother,
he endangered the lives of the people that came by
that house.
These are proper references based upon the
evidence that Basile was in the house waiting for Elizabeth to come
home. There was also evidence that at least two of the children were
home part of the time and that visitors came by the house. Indeed,
Elizabeth DeCaro’s sister and a friend ultimately entered the house.
Thus, the arguments that defendant’s conduct put others at risk is a
proper inference from the evidence and was relevant in assessing
punishment. Assertions of ineffective assistance of counsel and
plain error on this basis are denied.
5.
During the punishment phase, the prosecutor
reviewed the numerous probations that Basile had been granted in the
past, and then said:
How many more chances are we
going to give him.
. . . .
Have a right to be upset with the
system? You bet. There are plenty of us, and I know
we are part of the system –
The defendant then interposed an objection, which
was sustained. Still later, the prosecuting attorney said, “How do
we stop the violence unless we make the killers responsible for
their acts[?] This is why we have the death penalty.” No objection
was interposed at that point.
All of the above are valid pleas for strict law
enforcement, which are permissible in the penalty phase argument.
State v. Richardson, 923 S.W.2d 301, 322 (Mo. banc 1996),
cert. denied, ___ U.S. ___, 117 S.Ct. 403 (1996); State v.
Newlon, 627 S.W.2d 606, 618 (Mo. banc 1982), cert. denied,
459 U.S. 884 (1982); rehearing denied, 459 U.S. 1024
(1982). The argument was not erroneous and, therefore, counsel will
not be deemed ineffective for failing to object.
III.
Basile asserts the trial court erred in failing
to declare a mistrial and in overruling defense objections to
prosecutorial comments and actions during voir dire, presentation of
guilt phase evidence, and penalty phase evidence. Basile claims the
motion court erred in denying relief based upon allegations of
ineffective assistance of counsel when counsel failed to object to
the prosecuting attorney’s comments and actions. In the absence of a
manifest injustice or a miscarriage of justice, the plain error rule
will not be used to justify review of points not preserved for
appeal. State v. Tokar, 918 S.W.2d 753, 769 (Mo. banc),
cert. denied, ___ U.S. ___, 117 S.Ct. 307 (1996); State v.
McMillin, 783 S.W.2d 82, 98 (Mo. banc), cert. denied, 498
U.S. 881 (1990). In addition, a Rule 29.15 motion is not to be used
as a substitute for an appeal. Rule 29.15(d); State v. Twenter,
818 S.W.2d 628, 641 (Mo. banc 1991).
A.
The prosecuting attorney said the following to
venireperson Kathy Gruenfield during voir dire:
This is a case in which it is
alleged that the Defendant murdered the mother of
four children. Obviously we are interested in having
people from all walks of life and backgrounds on the
jury including mother’s [sic].
I mean, the fact that you are a
mother could create a hardship here but do you see
how we would want somebody with your background on
the jury?
A defense objection to the form of the question
was sustained. There was no request for a mistrial. Gruenfeld was
not impaneled for Basile’s trial. Thus, manifest injustice is not
discernible. Neither is prejudice shown so as to establish
ineffective assistance of counsel.
Basile again argues that defense counsel was
personally attacked by the prosecution. The first instance was when
the prosecuting attorney objected to defense voir dire questions,
calling them “contrived.” The statement was part of an objection to
defense counsel asking what potential jurors thought about the death
penalty in first degree murder cases. After extended argument at the
bench, the objection was overruled.
The second instance of alleged personal attacks
on defense counsel occurred when the prosecuting attorney told
venirepersons, “[T]he State doesn’t pick its witnesses. The
Defendant might pick his. . . .” The court sustained the defense
objection to this statement. Then, at the request of defendant, the
court directed the venire members to disregard the statement. That
was sufficient to correct any suggestion of impropriety on the part
of defense counsel. In neither instance was the prosecution
permitted to degrade defense counsel through “highly improper”
comments. See Spencer, 307 S.W.2d at 446-47; Weaver,
912 S.W.2d at 514. There was no manifest injustice in the trial
court failing to sua sponte grant a mistrial.
Basile claims that the prosecutor injected his
personal opinion about the case during voir dire when he said, “He
committed a very terrible murder.” In context, it is apparent that
the prosecuting attorney was hypothesizing a jury’s finding of guilt
of “a very terrible murder” as a predicate to considering death or
life imprisonment. The prosecuting attorney was not injecting any
personal opinions about this specific case. The claim here is
without merit.
By way of describing the process that is followed
in capital murder cases, the prosecuting attorney made the following
comments during voir dire:
There are certain statutory
aggravating circumstances. There are several
different aggravators and numbers. The Court
instructs you. First of all, the Court makes the
determination whether or not there is any evidence
to even submit those aggravators.
Defense counsel objected, and the prosecuting
attorney immediately withdrew the statement. Basile now argues that
this comment misinforms the jury that the court would allow
submission of aggravators only if the court found the State’s
evidence credible.
First, the immediate corrective action prevented any prejudice.
Second, the prosecutor did not say, as is argued here, that
aggravators would be submitted only if the judge believed the
State’s evidence to be true. These claims of ineffective assistance
of counsel and plain error are groundless.
B.
During the guilt phase of the trial, the
prosecuting attorney asked witness Craig Wells, “Did you know
Elizabeth DeCaro was going to come forward and reveal [Basile], as
part of a divorce, that he had done the van with Rick the first
time?” Wells answered in the negative. A defense objection to the
question and answer was made and sustained. Defendant now claims the
question was asked knowing that it called for hearsay. Thus, he
argues it was plain error not to grant a mistrial and ineffective
assistance of counsel to fail to ask for a mistrial. The hearsay
objection, which was sustained by the court, was sufficient to
overcome both claims. Nothing suggests that the question and answer
inflamed the passions of the jury so as to amount to manifest
injustice or undermine confidence in the outcome of the case. There
was no plain error and no ineffective assistance of counsel on these
claims.
State’s witness Lt. Patrick McKerrick testified
that Susan Jenkins was referred to as a confidential informant. When
asked why, McKerrick answered, “. . . I believe the Defendant was
still at large and she was afraid for her safety, so we didn’t want
to tell anybody who she was.” Basile’s objection to this testimony
was overruled. He now claims the question leading to this statement
was irrelevant and designed to prejudice him. This testimony is
relevant because it explains Jenkins’ delay in coming forward to
turn Basile in to the police. Admission of relevant evidence is not
reversible error.
Basile further argues that the prosecuting
attorney injected “unfair insinuations” into the case by holding a
picture of Elizabeth DeCaro’s body in front of Basile’s face for an
extended period of time. During a bench conference, defense counsel
accused the prosecuting attorney of holding the photograph in front
of Basile, staring at him, and showing the picture to the jury
before it was admitted into evidence.
The prosecuting attorney denied doing any of
things. The court then instructed the prosecuting attorney to show
the exhibit to the jury only after showing it to defense counsel and
offering it into evidence. Defense counsel then waived looking at
the pictures, and they were admitted. The trial judge did not note
that the prosecuting attorney had engaged in the improper behavior
complained of by Basile’s counsel, although he was obviously in a
position to observe the conduct of both the attorneys and Basile.
The record presented does not support this claim, and it is denied.
C.
During the penalty phase, the victim’s mother
testified as to the impact of Elizabeth DeCaro’s death on the family.
Some observers began to cry and, apparently, the prosecuting
attorney also had trouble maintaining his composure. Basile’s
attorney asked for a recess, which was granted. Basile now contends
that the prosecuting attorney improperly injected himself and his
emotions into the trial. Again, the trial court was in a far better
position to determine any prejudicial effect that existed due to the
events described. The trial court’s immediate corrective action in
granting a recess is sufficient to rebut any claim that the jury
verdict was based on the personal emotional reactions of the
prosecuting attorney. This claim is denied.
IV.
Basile claims that improper evidence of other
crimes, bad acts and bad character were admitted. Again, most of the
claims are reviewable only as plain error or in conjunction with
claims of ineffective assistance of counsel.
A.
Without objection, Susan Jenkins testified that
she accompanied Basile when he was looking for a place to strip the
van. One of several stops they made was at Bill Borak’s house. There,
Basile “smoked a joint” with four others. Basile now alleges
ineffective assistance of counsel for failure to object to the
admission of evidence. At the post-conviction motion hearing,
defense counsel testified she did not want smoking marijuana to be
perceived as “some big, bad act.” The motion court found that
counsel did not object as a matter of trial strategy. The motion
court did not clearly err in finding counsel’s conduct to be sound
strategy. Defense lawyers are given a broad range of leeway in
determining what strategy to follow, and that leeway extends to
decisions as to when to make objections. In addition, the isolated
mention of using marijuana did not amount to plain error.
B.
State’s witness Edward Murphy Giegerich testified that he taught
Basile in a basic electricity class for approximately nine weeks.
For a few weeks, when both of them were living in Fenton, Missouri,
Giegerich gave Basile a ride home from the class. Giegerich
testified that, among other topics discussed in the car, Basile
mentioned that his girlfriend was pregnant. This noncriminal fact,
while only marginally relevant, is not the sort of evidence of bad
conduct that is likely to inflame the jury against the defendant and
result in manifest injustice or undermine confidence in the outcome
of the case. Thus, there was no plain error in admitting the
evidence. Defense counsel was not ineffective in failing to object
to it.
C.
Basile alleges that plain error and ineffective
assistance of counsel occurred when the State adduced evidence of
Basile’s involvement in car thefts and stripping the cars for parts.
At the post-conviction hearing, defense counsel
testified that she made a strategic decision not to object to this
evidence in order to promote the defense theory that Basile was only
a car thief and merely was being framed as a murderer. The trial
court did not clearly err in finding this to be within the range of
permissible strategic decisions. Thus, counsel was not ineffective.
In addition, there was no plain error in
admitting the evidence. The evidence of Basile’s involvement in
stealing and cutting up cars was necessary to present a clear and
coherent picture of the events surrounding his involvement in
Elizabeth DeCaro’s murder. In order to establish Basile’s
involvement, some evidence of his experience in dealing with stolen
cars was essential and admissible. See State v. Harris, 870
S.W.2d 798, 810 (Mo. banc), cert. denied, ___ U.S. ___, 115
S.Ct. 371 (1994).
D.
On redirect, Jeffrey Niehaus, Basile’s former
roommate, testified that their living arrangement did not work out
because Basile had two girlfriends at once and treated one of them
“fairly bad.” Basile claims his counsel was ineffective for failing
to object to this testimony. Given all the evidence in this case,
this short reference to a past non-crime cannot be held to have had
a decisive effect on the outcome so as to result in manifest
injustice. Neither is the evidence sufficient to undermine
confidence in the outcome of the case. The claim of ineffective
assistance of counsel on this point is denied.
E.
Kenneth Robinson testified that Basile told him
about DeCaro’s plot to murder his wife and to steal vehicles for
insurance money. Robinson testified that his response to this
information was, “I told [Basile] first thing he ought to do is be
back in jail or something. . . .” Basile claims that even though no
objection was made, it was plain error to allow this statement since
there was a ruling on Basile’s motion to limit evidence of prior
criminal acts. Basile also asserts plain error regarding Doug
Meyer’s statement to Basile that buying a gun was in violation of
Basile’s parole. Basile further argues that counsel was ineffective
in failing to object to the statements by Robinson and Meyer.
Basile overlooks the fact that Meyer testified
that Basile said it was “either him or her and [he wasn’t] going
back to jail.” Inasmuch as that evidence was in the case, the
responses by Robinson and Meyer about violating parole had no
prejudicial effect. Moreover, the responses are relevant to explain
how Basile became involved in a plot with Richard DeCaro and his
difficulty in being able to get a gun to carry out the plot. There
was no plain error on this point.
With regard to the claim of ineffective
assistance of counsel, at the motion hearing defense counsel stated
that it was trial strategy to present a picture of Basile as “just a
thief,” not a murderer. None of his prior jail time or the parole he
was under involved murder. The motion court did not clearly err in
finding defense counsel’s failure to object to be consistent with a
reasonable trial strategy.
V.
Basile asserts that the trial court erred because
it should have sua sponte declared a mistrial upon the admission of
hearsay statements by State’s witnesses. Generally, inadmissible
hearsay which comes into the record without objection may be
considered by the jury. State v. Thomas, 440 S.W.2d 467, 470
(Mo. 1969). In the absence of a timely objection or proper motion to
strike, hearsay evidence is admitted. State v. Griffin, 662
S.W.2d 854, 859 (Mo. banc 1983), cert. denied, 469 U.S. 873
(1984).
Basile further alleges that counsel was
ineffective for not objecting to the evidence. Not every failure to
object to evidence amounts to ineffective assistance of counsel.
State v. Gray, 887 S.W.2d 369, 380 (Mo. banc 1994), cert.
denied, ___ U.S. ___, 115 S.Ct. 1414 (1995). To establish
counsel’s performance was deficient, Basile must overcome the strong
presumption that counsel’s conduct falls within the wide range of
permissible, reasonable professional assistance. Id. at 381.
A.
Melanie Enkleman, Elizabeth DeCaro’s sister,
testified without objection that after the accident in the garage
with the van in which Richard DeCaro ran over her leg, Elizabeth
asked Richard, “What are you trying to do, kill me?” Enkleman also
stated on the day of the murder, Elizabeth told her at work that she
was scared, that Elizabeth made three telephone calls in Enkleman’s
presence after which Elizabeth told Enkleman Richard DeCaro sounded
nervous. “He’s up to something. It is just like the day I went
through the wall and the day the van blue [sic] up.” Enkleman also
testified that Elizabeth said that Richard was paranoid, was trying
to kill her, was dealing drugs, that Richard knew guys who could
blow up the van, and that Richard admitted to having an affair with
his secretary.
Similarly, Mary Pullman Marchetto testified that
at a birthday party on February 10th, the night the van was stolen,
Elizabeth and Richard left early. Elizabeth later told her that
Richard probably had the van stolen and that Richard had had an
affair. It is complained that Enkleman was allowed to testify that
Richard DeCaro told her that Elizabeth was having a private
investigator follow him, and that he was dealing in drugs.
The apparent purpose of offering the statements
of Elizabeth DeCaro was not to prove the truth of her statements,
but to show that the DeCaros’ marital relationship was breaking up
and, further, that Elizabeth had knowledge of the insurance fraud
scheme involving the van. Her attitude toward Richard and knowledge
of his criminal involvement were relevant to establish Richard
DeCaro’s motive to murder Elizabeth. Out of court statements offered
to prove knowledge or state of mind of the declarant are not subject
to a hearsay objection. State v. Chambers, 891 S.W.2d 93, 104
(Mo. banc 1994); State v. Parker, 886 S.W.2d 908, 925 (Mo.
banc 1994); rehearing denied, cert. denied, ___ U.S. ___, 115
S.Ct. 1827 (1995); State v. Shurn, 866 S.W.2d 447, 457 (Mo.
banc 1993), cert. denied, ___ U.S. ___, 115 S.Ct. 118 (1994).
None of the above statements directly implicated
defendant in the crime. In fact, admission of evidence that Richard
DeCaro was nervous, had tried to kill Elizabeth, used drugs, was
mentally ill, and had arranged to steal the van are all consistent
with the defense theory that Basile was merely a thief who was
framed for a murder committed by Richard DeCaro. Because the claimed
hearsay testimony failed to implicate defendant, there was no plain
error. Furthermore, failure to object was consistent with a
reasonable defense strategy of placing as much blame as possible on
Richard DeCaro for the murder. No ineffective assistance of counsel
is established.
B.
Basile complains that James Torregrossa was
permitted to testify that DeCaro asked him about getting rid of his
van and his wife, and that DeCaro said that he would not want to
wish marriage on anybody. He further stated that DeCaro told him to
lie if pressured by police to disclose information about this
conversation. Craig Wells testified that Richard DeCaro asked him if
he knew anyone who could get rid of the van for him. Wells further
testified that he called DeCaro after the murder to tell DeCaro that
police had found the Blazer and that Basile was in custody. Wells
testified that Richard DeCaro denied knowing Basile in that
conversation. Testimony by witnesses of statements of a co-conspirator
offered to show the furtherance of the conspiracy is admissible.
State v. Isa, 850 S.W.2d 876, 893 (Mo banc 1993). Thus, the
statements of DeCaro were admissible against Basile.
C.
Basile further complains of testimony by Susan
Jenkins that on the evening when she was with him trying to decide
how to get rid of the van, Basile at one point was observed
whispering to his mother. Jenkins testified she heard him say
something about a VCR. Generally, statements of the defendant are
excepted from the hearsay rule. In this particular instance, we are
unable to discern any prejudice from this testimony.
VI.
A.
Basile claims error in overruling defense
objections to victim impact evidence and certain motions relating to
victim impact evidence.
Through pictures, letters and stories about
Elizabeth, the victim’s mother and sister testified as to the effect
Elizabeth DeCaro’s death had on the lives of surviving family and
friends. Elizabeth’s mother, Georgianna Van Iseghm, read from a
diary she kept about her daughter’s numerous good qualities. Melanie
Enkleman, the victim’s sister, read a poem and a letter by another
sister, Theresa. Enkleman also read from her own prepared statement
explaining her feelings about the loss of her sister. Basile objects
to all the victim impact evidence, claiming it was so emotional and
inflammatory and that its prejudice far outweighed any probative
value and rendered his trial fundamentally unfair.
Basile takes special exception to two paragraphs
of a letter written by Theresa and three paragraphs of Enkleman’s
prepared statement. The critical portion of Theresa’s letter read by
Enkleman states as follows:
To truly describe Elizabeth to
you would take more time than we both have. If I did
have to describe her, I would say full of life and
full of and an [sic] outgoing love for everyone. And
that is what you, Daniel Basile, took away from me
and my family.
You took away her sweet smile,
her warm personality and her generous heart. You
took a family as a whole and tore a very important
part of it away. That ripped out part, Dan, was my
sister. And so as you listen to this poem, think of
the lives that you’ve affected, the children who’s
[sic] mother has been selfishly and unfairly taken
away, and the family, my family, that will never be
the same all because of you.
The specially objectionable portion of the
Enkleman statement reads as follows:
You have also hurt all our
children. Elizabeth’s children must grow up knowing
that their mother was murdered for greed, in their
own home, waiting for her, which is supposed to be
our safe place. The counseling they will need to get
through this is expensive, and no child should be
put through this. My thirteen-year-old son still
cannot stay home by himself because he’s terrified
someone is hiding and they want to murder him.
I want you to know what you did
to my family is unforgivable, but we will survive
with love because we will not allow someone like you
to destroy us.
You see, I saw what you did.
Where everyone here has just heard what he did. I
saw Elizabeth lying on the floor. I saw her not
breathing. I saw them turning her over and the blood
on her face. I saw them try to save her. I saw them
lift her up and I saw her neck as red as fire. I saw
them put her on the stretcher with the tubes in her
and I saw – and I knew then that she was dead. But I
prayed to God that somehow she would live. And I
pray to God now that justice will be served.
Defense counsel objected to the statements of
Enkleman and requested a mistrial.
The State “is permitted to show that the victims are individuals
whose deaths represent a unique loss to society and to their family
and that the victims are not simply ‘faceless strangers.’” Gray,
887 S.W.2d at 389. “[The] State may properly conclude that for the
jury to assess meaningfully the defendant’s moral culpability and
blameworthiness, it should have before it at the sentencing phase
evidence of the specific harm caused by the defendant.” Payne v.
Tennessee, 501 U.S. 808, 825 (1991). All the victim impact
evidence in this case, including that which is quoted, was directed
at defendant’s moral culpability in causing harm to the victim and
her family.
Nevertheless, defendant claims that the victim’s
family members’ characterizations and opinions about the crime, the
defendant and the appropriate sentence violate the Eighth Amendment
to the Constitution. Here none of the witnesses engaged in the
conduct complained of. To say that Basile had “taken away” the
victim from her family, that he had hurt the family by what he had
done, and in stating that she prayed “to God now that justice will
be served” are not expressions of opinion about the crime,
characterization of the defendant, or a suggestion as to the
appropriate sentence. Therefore, the Court concludes that the victim
impact witnesses’ testimony did not “so infect the sentencing
proceeding as to render it fundamentally unfair,” as claimed here.
Id. at 831. The motion to exclude the evidence was properly
denied.
B.
The statutory scheme for imposition of the death
penalty provides that in the penalty phase, “evidence may include,
within the discretion of the court, evidence concerning the murder
victim and the impact of the crime upon the family of the victim and
others.” 565.030.4, RSMo 1994. Basile claims that these
statutes violate due process because they do not provide for an
“appropriate, channeled, guided way for jurors to consider victim
impact evidence.” Our statutes and instructional scheme satisfy the
due process requirements for imposition of the death penalty by
requiring jurors to find specific aggravating circumstances to
consider all the evidence and any mitigating circumstances before
imposing the death penalty. 565.032, RSMo 1994; Storey, 901
S.W.2d at 902. This claim is denied.
Basile further makes a somewhat convoluted
argument that victim impact testimony is only proper if it relates
to a statutory aggravator submitted by the State. No cases support
this proposition. Under our statutes, there is no requirement that
the victim impact statement evidence be related to the specific
aggravators submitted by the State. It is sufficient that it is
relevant to inform the jury as to the effect of the crime for which
the defendant is being sentenced even if no instruction is given
regarding the evidence.
C.
Basile claims counsel was ineffective in failing
to preserve the objection to the victim impact testimony. As
previously noted, he has failed to establish that it was error to
admit the victim impact testimony. An objection was made early on
and renewed with a continuing objection. This claim of ineffective
assistance of counsel is without merit.
VII.
Basile argues that the trial court plainly erred
in submitting Jury Instruction No. 14 in the penalty phase, and the
post-conviction court erred in failing to find ineffective
assistance of counsel for not objecting to the instruction.
Instruction No. 14 as given reads as follows:
If you have found beyond a
reasonable doubt that one or more of the aggravating
circumstances submitted in Instruction No. 13 exist,
then, in determining the punishment to be assessed
against the defendant for the murder of Elizabeth A.
DeCaro, you may also consider:
1. Whether defendant pled guilty to burglary in
the second degree on October 23, 1984, in Cause No. 512542 in the
circuit court of St. Louis County, Missouri.
2. Whether defendant pled guilty to stealing
property of a value of at least $150.00 on October 23, 1984, in
Cause Number 512542 in the Circuit Court of St. Louis County,
Missouri.
3. Whether the defendant threatened the life of
Dave Carr in a letter written to Lisa Carr postmarked April 26,
1994.
4. Whether defendant threatened the life of Dave
Carr in a letter written to Lisa Carr postmarked June 27, 1995.
5. Whether defendant choked Therese McCormack by
placing his hands around her neck in the summer of 1984.
The instruction failed to comply with MAI-CR3d
313.41 by leaving out the following paragraphs:
You are further instructed that
the burden rests upon the State to prove the
circumstances beyond a reasonable doubt. On each
circumstance that you find beyond a reasonable doubt,
all twelve of you must agree as to the existence of
that circumstance.
If you do not unanimously find
from the evidence beyond a reasonable doubt that the
circumstances, then that circumstance shall not be
considered by you in returning your verdict fixing
the punishment on the defendant.
The jury did not find that any of the
nonstatutory aggravating circumstances submitted in the instruction
existed. Thus, any error in giving the instruction was not
prejudicial. Moreover, Instruction No. 18, patterned after MAI-CR3d
313.48, required the jury to make its findings under Instruction No.
14 “beyond a reasonable doubt.” As stated in State v. Petary,
781 S.W.2d 534, 542 (Mo. banc 1989), vacated and remanded,
494 U.S. 1075 (1990); reaffirmed, 790 S.W.2d 243 (Mo. banc);
cert. denied, 498 U.S. 973 (1990), “The omission of the
requirement that the jury find the nonstatutory aggravating factors
beyond a reasonable doubt was remedied in this case by [a separate
instruction] which included the requirement.” The same is true here.
On a claim of plain error in an instruction, the
defendant is not entitled to any presumption of prejudice. Plain
error exists in an instruction only if the trial court misdirects or
fails to instruct the jury to such an extent that a manifest
injustice results. State v. Doolittle, 896 S.W.2d 27, 29 (Mo.
banc 1995). Because of an absence of any prejudice flowing from
counsel’s failure to object, counsel was not ineffective.
VIII.
Basile alleges the trial court erred in
submitting Instruction No. 13, the statutory aggravating
circumstances instruction. It states that in determining Basile’s
punishment, in order to assess the death penalty, the jury had to
first unanimously determine beyond a reasonable doubt that one or
more of the following aggravating circumstances exists:
1. Whether the defendant murdered Elizabeth A.
DeCaro for another, for the purpose of defendant receiving money or
any other thing of monetary value from Elizabeth A. DeCaro or
another.
2. Whether the defendant, as agent or employee of
Richard DeCaro and at his direction, murdered Elizabeth A. DeCaro.
Defendant alleges that these aggravating
circumstances are duplicative. The aggravating circumstances are not
identical. Indeed, they “emphasize different facets of [the same]
criminal activity.” State v. Jones, 749 S.W.2d 356, 365 (Mo.
banc); cert. denied, 488 U.S. 871 (1988); State v. Wise,
879 S.W.2d 494, 521 (Mo. banc 1994); cert. denied, ___ U.S.
___, 115 S.Ct. 757 (1995). The first aggravator focuses on whether
defendant’s motive was to receive money. The second aggravator
focuses on whether defendant committed the crime as an agent for
another person. Different factors may have motivated the defendant.
Based on the evidence presented, the jury could have found one or
both of the aggravators in consideration of punishment. Doing so
does not necessarily lead to an arbitrary or capricious imposition
of the death penalty, as Basile suggests.
IX.
Basile claims that Missouri’s death statute and
its provisions for proportionality review violate his constitutional
rights to equal protection, due process, fair trial and freedom from
cruel and unusual punishment. Defendant claims that the Court must
compare Basile’s sentences with the sentences imposed on similarly
situated defendants who did not receive the death penalty to ensure
that his death sentence is not disproportionate and to ensure a
“meaningful basis for distinguishing the few cases in which [the
death penalty] is imposed from the many cases in which it is not.”
Gregg v. Georgia, 428 U.S. 153, 198 (1976). In support of
this argument, Basile reiterates facts relied on under other
arguments. Most notably, he relies on the victim impact testimony by
the victim’s mother and sister, and that the victim’s mother
improperly delved into religious matters during the victim impact
testimony.
Defendant confuses two arguments. The first is
whether the Court believes that the death sentence was imposed
because of passion, prejudice or arbitrary factors. The Court, after
reviewing the entire record of more than 2,500 pages, including the
relatively few pages devoted to victim impact evidence, concludes
that the sentence was not imposed because of passion, prejudice or
arbitrary factors. Moreover, the Court concludes that this case is
similar to other cases in which the death penalty was imposed where
a murder was committed for hire, State v. Blair, 638 S.W.2d
739 (Mo. banc 1992); cert. denied, 459 U.S. 1188 (1983) and
State v. Bannister, 680 S.W.2d 141 (Mo. banc 1984), cert.
denied, 471 U.S. 1009 (1985), or where the defendant committed
the crime for financial gain, State v. Copeland, 928 S.W.2d
828, 842 (Mo. banc 1996); cert. denied, ___ U.S. ___, ___
S.Ct. ___, No. 96-7081 (February 18, 1997); Tokar, 918 S.W.2d
753, 769 (Mo. banc); cert. denied ___ U.S. ___, 117 S.Ct. 307
(1996); State v. Ramsey, 864 S.W.2d 320 (Mo. banc 1993);
cert. denied, ___ U.S. ___, 114 S.Ct. 1664 (1994); State v.
Wise, 879 S.W.2d 494 (Mo. banc 1994); cert. denied, ___
U.S. ___, 115 S.Ct. 757 (1995). The death sentence here is not
disproportionate.
Second, contrary to Basile’s argument, our
proportionality review provided in
565.035 is not required by the Constitution. Ramsey, 864 S.W.2d
at 328; Weaver, 912 S.W. 2d at 522; State v. Smulls,
935 S.W.2d 9, 24 (Mo. banc 1996); State v. Whitfield, ___ S.W.2d
___ (No. 77067, decided January 21, 1997), slip op. at 19-20.
Basile’s claim that it was unconstitutional to compare this case to
other similar cases in which the death penalty was imposed is
meritless.
X.
Basile alleges that the motion court erred in
overruling his Rule 29.15 motion. He alleges that his defense
counsel was ineffective in failing to engender sympathy in her
closing argument during the guilt phase that would have prevented
imposition of a death sentence in the penalty phase. As has
previously been noted, defense counsel’s strategy was to present
Basile as a car thief, not a murderer. In closing argument of the
guilt phase, she made comments which were consistent with that
strategic decision. Specifically, her closing argument included the
following:
This case is not about whether or
not you like Dan Basile. Because I submit to you
that you shouldn’t. And that he should and will be
punished for what he has done. . . . Dan is at
school. He’s trying to part [sic] the cars, sell the
parts to the car. That’s what Dan does. . . . Dan
Basile is going to steal some cars. He is going to
part [sic] them out. That’s his M.O.
As previously noted, defense counsel has broad
latitude in developing and promoting a particular trial strategy. In
this particular case, that strategy involved a concession that
Basile was a thief. The argument was consistent with that theory of
defense. As such, it was not ineffective assistance of counsel for
failing to engender sympathy in the jury during the guilt phase.
XI.
Basile alleges the motion court erred when it
adopted the prosecuting attorney’s proposed findings of fact and
conclusions of law verbatim. The record does not support this claim.
However, even if the court modeled its findings and conclusions
after the prosecuting attorney’s suggestions, it is not error so
long as the court thoughtfully and carefully considered the proposed
findings and agreed with their content. State v. White, 873
S.W.2d 590, 600 (Mo. banc 1994). Nothing indicates that this did not
occur in this case.
XII.
Basile contends the trial court erred in
overruling his motion to quash the indictment and to dismiss the
case based upon the bare claim that Missouri’s death penalty
statutes are unconstitutional because the state can waive the death
penalty when it chooses, and because the death penalty is
unjustified as a means of achieving any legitimate government goal.
The Supreme Court of the United States has stated
that prosecutorial discretion is not a basis for invalidating a
state’s death penalty. Gregg, 428 U.S. at 199. Therefore, the
first aspect of the defendant’s claim must be rejected. As to the
second aspect, our courts have repeatedly held that our statutory
death penalty scheme is not unconstitutional. E.g., Weaver,
912 S.W.2d at 521-22. Third, among the goals of any penal system is
deterrence and punishment. It is not inherently unreasonable to say
that the death penalty advances those goals.
XIII.
Basile attacks the giving of Instruction No. 4,
the reasonable doubt instruction, claiming it violates his federal
constitutional rights. This argument has been made and rejected on
numerous occasions. See, e.g., Copeland., 928 S.W.2d at 854;
Chambers, 891 S.W.2d at 105. Extended discussion is not
required.
XIV.
Basile alleges that he was denied his
constitutional rights to due process and freedom from cruel and
unusual punishment by being denied to be present at his Rule 29.15
hearing. A Rule 29.15 motion is a civil proceeding and, as such,
there is no right to be present under either the rule or the
constitution. Leisure v. State, 828 S.W.2d 872, 878 (Mo. banc);
cert. denied, 506 U.S. 923 (1992); Rule 29.15(h).
CONCLUSION
For all the above reasons, the judgments are affirmed.