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Robert
DRISCOLL
Homicide
Case Facts:
On the evening of July 3, 1983, Driscoll and his cellmate, James Jenkins,
were serving and drinking homemade wine in their cell in the B wing of
Housing Unit 2 at the Moberly Training Center.
When guards noted this
activity, Officer Jackson ordered Jenkins to leave the cell, but Jenkins
refused, and Jackson called additional officers to help remove him.
Anticipating a search, the inmates in B wing threw knives and other
items of contraband out of their cells.
However, Driscoll, who
had assembled a knife he made from a metal ruler and other materials he
acquired while working in the prison's sign shop, stuck the knife in his
waistband and walked into the hallway with other inmates.
Officer Jackson then
returned with two other officers. They removed Jenkins from his cell and
began to escort him through B wing toward the security control center in
the rotunda area. Inmate Roy "Hog" Roberts told the others that "[if
they] let the correctional officers take Jimmie Jenkins out of there,
they were a bunch of sorry inmates."
As the officers walked
Jenkins through B wing, inmates shouted, "You're not taking Jimmie
anywhere," and finally, "Let's rush them." Before Officer Jackson could
follow the other officers and Jenkins into the rotunda, a group of
approximately 25 to 30 inmates, including Driscoll, charged toward him.
During the ensuing
melee, Roberts, who weighed more than 300 pounds, grabbed Officer
Jackson and held him from behind while Driscoll and then inmate Rodney
Carr stabbed him. Numerous inmates fought with other correctional
officers, and three officers besides Jackson were stabbed.
After Driscoll stabbed
Jackson, he dropped the knife, which Officer Robert Wilson recovered and
kept in his belt. Eventually, Officer Jackson was taken to the infirmary,
where he was pronounced dead. He had stab wounds in both his chest and
abdomen, but the wounds to his chest penetrated his heart and lungs and
caused his death.
Once the correctional
officers restored order, Driscoll and other inmates returned to B wing.
Driscoll went to his cell and changed his clothes. According to inmate
Joseph Vogelpohl, who had taken refuge in the cell, Driscoll said, "Did
I take him out, Jo-Jo, or did I take him out?" Driscoll also told his
cellmate Jenkins that he had "killed the freak."
The next day a
Department of Corrections officer and a highway patrol officer
interviewed Driscoll. He was advised of and waived his Miranda rights,
then gave and signed a confession that the officers reduced to writing.
After giving a detailed description of the riot, Driscoll added:
"When the fighting
started I got hit, and I pulled the knife out and started stabbing at
the officer in front of me. At this time I did not know who the officer
was. I don't know how many times I stabbed him, or if I stabbed him more
than once."
*****
Robert Driscoll was
released from prison on 3-31-04 after being found guilty of Voluntary
Manslaughter. Driscoll was originally found guilty of Murder I and
sentenced to 15 years in prison. He was released because he had already
served that amount of time.
71 F.3d 701
Robert DRISCOLL, Appellee, v.
Paul DELO, Appellant.
Robert DRISCOLL, Appellant, v.
Paul DELO, Appellee.
United States Court of Appeals for the
Eighth Circuit
February 1, 1996
Before HANSEN, HEANEY, and MURPHY,
Circuit Judges.
HEANEY, Circuit Judge.
The State of Missouri appeals and
petitioner Robert Driscoll, a/k/a Albert Eugene Johnson, cross-appeals
from the district court's order granting Driscoll's 28 U.S.C. Sec.
2254 petition for writ of habeas corpus. For the reasons stated below,
we agree that a writ of habeas corpus should issue on three
independent bases: (1) Driscoll was denied the effective counsel
guaranteed by the Sixth Amendment because his lawyer allowed the jury
to retire with the factually inaccurate impression that the victim's
blood was possibly on Driscoll's knife; (2) his trial counsel was also
ineffective for failing to impeach a state eyewitness using his prior
inconsistent statements; and (3) Driscoll's sentence violates the
Eighth Amendment because the prosecutor made repeated statements to
the jury that diminished the jury's sense of responsibility for its
sentence of death.
I. PROCEDURAL BACKGROUND
Driscoll is a state prisoner
currently incarcerated at the Potosi Correctional Center in Mineral
Point, Missouri. On December 5, 1984, a jury found Driscoll guilty of
capital murder in violation of Mo.Rev.Stat. Sec. 565.001 (1978) (repealed
effective October 1, 1984) in connection with the stabbing death of a
corrections officer, Thomas Jackson, during a prison disturbance.1
On December 6, 1984, the jury recommended that Driscoll be sentenced
to death; thereafter, on February 7, 1985, the state court sentenced
him to death by lethal gas. The Missouri State Supreme Court affirmed
Driscoll's conviction and sentence on direct appeal. State v. Driscoll,
711 S.W.2d 512 (Mo.), cert. denied, 479 U.S. 922, 107 S.Ct. 329, 93
L.Ed.2d 301 (1986). Driscoll subsequently filed a motion for post-conviction
relief in state court pursuant to Missouri Supreme Court Rule 27.26 (repealed
effective January 1, 1988), which the trial court denied after an
evidentiary hearing. The Missouri Supreme Court affirmed the denial of
the motion. Driscoll v. State, 767 S.W.2d 5 (Mo.), cert. denied, 493
U.S. 874, 110 S.Ct. 210, 107 L.Ed.2d 163 (1989).
On October 6, 1989, Driscoll filed
this petition for writ of habeas corpus in the United States District
Court for the Eastern District of Missouri. The court appointed
counsel to assist Driscoll and on October 22, 1990, Driscoll filed an
amended petition asserting the following general claims for relief:
(1) he was denied effective assistance of counsel in violation of the
Sixth Amendment because of multiple alleged errors on the part of his
trial counsel; (2) he was denied due process of law in violation of
the Fifth Amendment as a result of multiple trial court errors; (3)
Driscoll's grand and petit jury pools did not represent fair cross
sections of the community in violation of due process; (4) the
Missouri death penalty statute is unconstitutional because it affords
the prosecuting attorney unbridled discretion to seek the death
penalty in a discriminatory manner; and (5) numerous other claims
under the First, Fourth, Fifth, Sixth, Eighth, Ninth and Fourteenth
Amendments.
The district court referred all
pretrial matters to the magistrate judge. After conducting a de novo
review of the record, including consideration of the parties'
objections to the magistrate judge's report and recommendation, the
district court adopted the report of the magistrate judge and granted
Driscoll's habeas corpus petition on July 8, 1994.
The district court found seven
distinct bases on which it granted petitioner habeas corpus relief:
four instances of ineffective assistance of counsel and three
instances of due process violations.2
The court determined that Driscoll received ineffective assistance of
counsel because his trial counsel (1) did not adequately prepare for
the introduction of blood identification evidence at trial and failed
to adequately cross-examine the state's serology expert on the crucial
issue of blood identification testing methodology, (2) failed to
adequately cross-examine a state eyewitness regarding prior
inconsistent statements, (3) failed to object to repeated statements
by the prosecutor to the jury that minimized the jury's sense of
responsibility in recommending a sentence of death, and (4) did not
request a jury instruction on the lesser-included offense of second
degree felony murder. In addition, the court determined that a writ of
habeas corpus was warranted because Driscoll's trial was tainted by
the following due process violations: (1) the court's failure to
curtail, sua sponte, the prosecutor's repeated statements to the jury
that minimized the jury's sense of responsibility for recommending a
sentence of death; (2) the court's failure to instruct the jury, sua
sponte, on the lesser-included offense of second degree felony murder;
and (3) allowing the state to offer improper rebuttal testimony.
We will consider each of these
grounds in turn after a recitation of the factual background necessary
to reach our determination.
II. FACTUAL BACKGROUND
Driscoll was convicted of capital
murder and sentenced to death for his role in the stabbing death of
Officer Tom Jackson at the Missouri Training Center for Men (MTCM) in
Moberly, Missouri on July 3, 1983. Driscoll was one of the 459
prisoners housed in Unit 2, an X-shaped building consisting of four
cell wings (designated "A" through "D") branching from a central
rotunda where guards monitored security from a circular desk called
the control center. Reinforced glass doors secured the rotunda from
the housing wings and provided the only entrance to and from each cell
wing. Because MTCM is a medium-security institution, each inmate is
permitted to keep a key to his cell and can generally move freely
within his wing.
Beginning during the day of July 3,
1983 and continuing into the night, inmates in Unit 2B were drinking
homemade alcohol and smuggled, store-bought whisky. The center of this
activity, cell 2B-410, housed Driscoll and his cellmate, Jimmie
Jenkins. Officer Jackson was one of three guards assigned to monitor
security in Unit 2 that night. By regulation, Jackson was unarmed. By
nighttime, Jenkins had become exceedingly disruptive. At approximately
9:45 p.m., Officer Jackson entered Unit 2B to remove Jenkins from the
wing. Jenkins refused to comply with Jackson's instructions to follow
him out of the wing. Officer Jackson returned to the control center
and requested help. While Officer Jackson waited for assistance,
Driscoll assembled a homemade knife from parts he had collected and
hidden in his cell.3
Officer Jackson and two additional
guards returned to the housing unit to remove Jenkins. The two other
guards escorted Jenkins from the wing to the control center--one guard
on each side of the prisoner--while Jackson trailed some distance
behind. At that point, a group of twenty to thirty inmates from the
wing, including Driscoll, charged the guards. The two guards escorting
Jenkins made it to the rotunda where more guards were assembling to
help control the situation; a crowd of prisoners, however, stopped
Officer Jackson several feet short of the door. Jackson was restrained,
beaten, and stabbed four times. At trial, the state advanced the
theory that Driscoll stabbed Jackson three times, fatally penetrating
his heart and lungs, and then stabbed another officer, Harold Maupin,
in the shoulder as Maupin tried to rescue Jackson.
For a brief period, uncontrolled
fighting between prisoners and guards raged both in the control center
and just outside. After several thwarted attempts to rescue Jackson,
guards successfully pulled him through the door into the rotunda.
Jackson's shirt was covered in blood. The guards managed to control
the worst of the fighting within a few minutes. Reinforcement guards
herded inmates back to their cells by firing sixty to eighty shotgun
blasts into the floor and ceiling of the housing wings. At some point,
Driscoll returned to his cell and changed his clothes.
At the end of the fighting, Officer
Jackson was dead and five other guards had been stabbed or otherwise
injured. At least thirty inmates required treatment for their
injuries; one prisoner was seriously wounded by a shotgun pellet. At
trial, Driscoll presented substantial evidence that during the night
of July 3rd and into the following day guards subjected the inmates of
Unit 2B to brutal beatings in response to the incident. Driscoll's
injuries, for example, required him to spend forty days in the prison
hospital.
On July 4, 1983, just prior to his
transfer to the Missouri State Penitentiary in Jefferson City,
Missouri, Driscoll made an incriminating statement to investigating
officers from MTCM and the Highway Patrol. In the statement, Driscoll
admits that he "stabbed at" an officer after he was hit by someone. He
stated that he did not know at which officer he stabbed or if he
stabbed at the officer more than once. The trial court admitted the
statement into evidence over Driscoll's objection that it was coerced
and involuntary. Other evidence against Driscoll included the
eyewitness testimony of two inmates and incriminating statements
Driscoll reportedly made to other inmates right after the fighting.
Three guards testifying for the prosecution, however, identified
another inmate, Rodney Carr, as the person they saw stab Officer
Jackson. No guard saw Driscoll stab Jackson.
III. DISCUSSION
A. Ineffective Assistance of Counsel: Defense
Handling of Serology Evidence
The Sixth Amendment guarantees a
criminal defendant charged with a serious crime the right not merely
to counsel, but to the effective assistance of counsel. United States
v. Cronic, 466 U.S. 648, 654, 104 S.Ct. 2039, 2044, 80 L.Ed.2d 657
(1984). Any other interpretation of that right would permit a serious
risk of injustice to infect criminal trials. Cuyler v. Sullivan, 446
U.S. 335, 343, 100 S.Ct. 1708, 1715, 64 L.Ed.2d 333 (1980). "Absent
competent counsel, ready and able to subject the prosecution's case to
the 'crucible of meaningful adversarial testing,' there can be no
guarantee that the adversarial system will function properly to
produce just and reliable results." Lockhart v. Fretwell, 506 U.S.
364, 377, 113 S.Ct. 838, 847, 122 L.Ed.2d 180 (1993) (Stevens, J.,
dissenting) (quoting United States v. Cronic, 466 U.S. 648, 654, 104
S.Ct. 2039, 2044, 80 L.Ed.2d 657 (1984)).
The United States Supreme Court set
out the standard for our review of claims of ineffective assistance of
counsel in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80
L.Ed.2d 674 (1984). The analysis is twofold:
First, the defendant must show that counsel's
performance was deficient. This requires showing that counsel made
errors so serious that counsel was not functioning as the "counsel"
guaranteed the defendant by the Sixth Amendment. Second, the defendant
must show that the deficient performance prejudiced the defense. This
requires showing that counsel's errors were so serious as to deprive
the defendant of a fair trial, a trial whose result is reliable.
Strickland, 466 U.S. at 687, 104
S.Ct. at 2064.
With respect to the performance
aspect of the test, the defendant must demonstrate that counsel's
representation fell below an objective standard of reasonableness
under prevailing professional norms. Id. at 688, 104 S.Ct. at 2064-65.
Our review of counsel's performance must be highly deferential; we
indulge a strong presumption that counsel's conduct falls within the
wide range of professionally reasonable assistance and sound trial
strategy. Id. at 689, 104 S.Ct. at 2065. For that reason,
strategic choices made after a thorough
investigation of law and facts relevant to plausible options are
virtually unchallengeable; and strategic choices made after a less
than complete investigation are reasonable precisely to the extent
that reasonable professional judgments support the limitations on
investigation.
Id. at 690, 104 S.Ct. at 2066.
Moreover, as instructed by the Supreme Court, we must "make every
effort to eliminate the distorting effects of hindsight, to
reconstruct the circumstances of counsel's challenged conduct, and to
evaluate the conduct from counsel's perspective at the time [of trial]."
Id. at 689, 104 S.Ct. at 2065.
Professionally unreasonable trial
errors, however, do not satisfy the burden of proving ineffectiveness
absent a showing of prejudice to the defendant. We will set aside the
judgment of conviction only when the defendant demonstrates that there
is a reasonable probability that, but for counsel's unprofessional
conduct, the result of the proceeding would have been different. Id.
at 694, 104 S.Ct. at 2068. In other words, a defendant who challenges
his or her conviction is prejudiced by counsel's unprofessional
conduct when "there is a reasonable probability that, absent the
errors, the factfinder would have had a reasonable doubt respecting
guilt." Id. at 695, 104 S.Ct. at 2068-69. In determining prejudice, we
consider all the evidence presented to the jury; we are mindful that
some trial errors will have had a pervasive effect on the inferences
to be drawn from the evidence, altering the entire evidentiary picture,
whereas other errors will have produced only a trivial, isolated
effect. Id. at 695-96, 104 S.Ct. at 2068-69.
The question of whether Driscoll's
Sixth Amendment rights were violated because he received ineffective
assistance of counsel is a legal one subject to our de novo review.
Starr v. Lockhart, 23 F.3d 1280, 1284 (8th Cir.1994). The state
court's underlying factual findings related to counsel's performance
and prejudice to the defendant are entitled to the presumption of
correctness as set forth in 28 U.S.C. Sec. 2254(d). Miller v. Fenton,
474 U.S. 104, 112, 106 S.Ct. 445, 450-51, 88 L.Ed.2d 405 (1985).
The district court granted
Driscoll habeas corpus relief and ordered that he receive a new
trial because his counsel was ineffective in allowing the jury to
retire with the factually inaccurate impression that the victim's
blood could have been present on Driscoll's knife. On appeal, the
state argues that Driscoll failed to establish that defense
counsel's handling of the serology evidence either constituted
unreasonable performance or caused Driscoll prejudice. The state
contends that the district court did not engage in the required two-part
Strickland analysis; specifically, that the court failed to consider
whether the asserted errors by counsel prejudiced the defendant.
While we acknowledge the shortcomings of the district court's
consideration of prejudice, we reject the state's basic argument
after engaging in the full, two-part Strickland review de novo.
Kwei Lee Su, Ph.D., Chief
Forensic Serologist with the Missouri Highway Patrol Crime
Laboratory, testified for the state at Driscoll's trial. Dr. Su
conducted all the serological examinations on the state's evidence,
which included a homemade knife belonging to Driscoll, thirteen
additional homemade knives discovered during the investigation of
the riot, the clothes worn by Officer Jackson at the time he was
killed, and the clothes worn by various inmates, including
Driscoll, on the night of the riot.
Before trial, the state provided
Driscoll's lawyer with a three-page laboratory report that summarized
the latent fingerprint, serological, and chemical examinations
performed on the state's evidence. The first page of the report lists
the specimens submitted to the laboratory for examination. The second
page provides a brief, narrative summary of the results. The final
page of the report contains a more comprehensive table that summarizes
the results of the serology tests performed on the state's evidence.
According to the laboratory report, the blood found on Driscoll's
clothing--type O--matched Officer Jackson's blood type. All of the
homemade knives except for Driscoll's tested negative for blood
traces. The blood traces found on Driscoll's knife were of type A--the
same blood type of Officer Maupin, but not of the victim, Officer
Jackson. The table also indicates that Jackson's dress boots tested
positive for both "A & O" type blood.
At trial, the state advanced two
alternative theories to explain the lack of the victim's blood on the
alleged murder weapon: either that the type O blood on Driscoll's
knife got wiped off when Driscoll subsequently stabbed Officer Maupin
or that type O blood was present on the knife, but "masked" from
detection because of the additional presence of type A blood.
With respect to the masking theory,
Dr. Su testified that blood can be type A, type B, type AB, or type O.
Using a "thread" or "antigen" test, Dr. Su explained, a reagent called
anti-A is added to the blood and agglutination (clumping) occurs if
the blood is type A. Similar reagents signal the presence of type B
and of type AB. Using this methodology, however, the presence of type
O blood is signaled only by the absence of a reaction to anti-A and
anti-B reagents. Thus, when type A blood and type O blood are mixed,
the antigen test will not reveal the presence of the type O blood
because the agglutination showing type A will occur. Dr. Su testified
that with the antigen test type A blood "masks" the presence of type O
blood.
Neither the prosecution nor the
defense on cross-examination ever asked Dr. Su whether she used any
other blood identification methods or whether she could have employed
any other tests to establish with certainty the presence or absence of
type O blood on Driscoll's knife. Driscoll's trial counsel asked Dr.
Su only two questions on cross-examination: whether the only thing Dr.
Su could say with any degree of medical certainty was that Driscoll's
knife had blood type A on it and whether "anything else would just be
speculation." Dr. Su answered affirmatively to both.
In fact, Dr. Su had performed
another test on the knife, called the "lattes" antibody test. Like the
thread test, the lattes test can determine the presence of each type
of blood; unlike the thread test, however, no masking can occur with
the lattes test. Using the lattes test, Dr. Su discovered no type O
blood on Driscoll's knife. The jury was never informed that the lattes
test was performed or that no type O blood was on the knife. At
Driscoll's Rule 27.26 state post-conviction hearing, Dr. Su was asked:
"If you had been asked at trial regarding the antibody test, you could
have testified that there was no O blood on the knife," to which she
answered "yes." Hr'g Tr. at 32. She was also asked whether, if asked
at trial, she could have testified that there had not been type O
blood on the knife "at some time." Dr. Su responded: "It was not
detected if it was there." Id.
In addition, at the Rule 27.26
hearing, Driscoll's trial lawyer testified that he did not interview
Dr. Su prior to the time she gave her testimony. He admitted that he
did not take any steps to adequately inform himself about the specific
serology tests performed or the conclusions one could logically draw
from the laboratory results. The record indicates that trial counsel
simply reviewed the three-page summary of the serology evidence, noted
that the tests did not demonstrate the existence of the victim's blood
on Driscoll's knife, and "didn't see how it was going to hurt [him]."
Hr'g Tr. at 91. He testified later that at the time of trial he was
not aware of any scientific evidence that could have rebutted the
state's serology evidence.
The combination of the prosecution's
presentation of serology evidence and the defense's total lack of
rebuttal left the jury with the impression that Driscoll's knife
likely had been exposed to both type A blood and type O blood. In its
closing argument, the state made much of the masking theory, turning
unfavorable serology evidence into neutral evidence at worst:
The issue of the knife on the blood [sic] doesn't
really prove anything. What it is is a neutral issue.... [W]hen you
mix O and A together ... it's going to react with the A part in the
smudge and it's going to tell you that there is A there, but the O is
undetectable.
And in this situation, what we have is we have this
magic combination. Tom Jackson had O-type blood. Harold Maupin had A-type
blood.... [Y]ou're going to get the A-type reaction.
Now, I think, as you analyze the blood on the knife,
you're going to understand that the blood on the knife is a neutral
issue. Obviously the defense is going to make--you know--big work of
that. But that's not significant at all. Chemically--the manner in
which they test antigens in the A-type blood, it explains why you
can't detect whether O is present when A and O are mixed.
....
Also, the other reason why is the in and out. The
stabbing [Jackson] in the chest, the pulling it out and the stabbing [Maupin]
in the arm. Because it's a chemical fact of life. If you mix O and A
together, you drop the dropper of stuff on it, and the presence of A
mixed with O will cause a reaction under the microscope, which leads
you to the logical conclusion that A is present. Now, that's just the
way God made us.
Trial Tr. at 1929-30. In his closing
argument, Driscoll's counsel merely reminded the jury that he had
elicited the statement from Dr. Su on cross-examination that the only
thing beyond speculation was that blood type A was on Driscoll's knife.
He then deduced that the prosecutor "didn't get all the evidence out
of her he wanted" because the state later brought another witness,
Chief of Police James Simmerman, who essentially testified to the same
possibility of wiping that Dr. Su did.
The questions now before us are (1)
whether defense counsel's performance in failing to investigate and to
adequately cross-examine Dr. Su about the serology tests performed on
the state's evidence fell below an objectively reasonable standard of
representation; and (2) if so, whether Driscoll was prejudiced by
these failures. We answer both questions in the affirmative.
Although our scrutiny of defense
counsel's performance is deferential and we presume his conduct to
fall within the wide range of competence demanded of attorneys under
like circumstances, Strickland, 466 U.S. at 687-89, 104 S.Ct. at
2064-65, "when the appellant shows that defense counsel 'failed to
exercise the customary skills and diligence that a reasonably
competent attorney would exhibit under similar circumstances,' that
presumption must fail." Starr v. Lockhart, 23 F.3d 1280, 1284 (8th
Cir.1994) (quoting Hayes v. Lockhart, 766 F.2d 1247, 1251 (8th Cir.),
cert. denied, 474 U.S. 922, 106 S.Ct. 256, 88 L.Ed.2d 263 (1985)),
cert. denied, --- U.S. ----, 115 S.Ct. 499, 130 L.Ed.2d 409 (1994).
Driscoll faced a charge of capital murder and the possibility of the
death sentence if convicted. Whether or not the alleged murder weapon--which
was unquestionably linked to the defendant--had blood matching the
victim's constituted an issue of the utmost importance. Under these
circumstances, a reasonable defense lawyer would take some measures to
understand the laboratory tests performed and the inferences that one
could logically draw from the results. At the very least, any
reasonable attorney under the circumstances would study the state's
laboratory report with sufficient care so that if the prosecution
advanced a theory at trial that was at odds with the serology evidence,
the defense would be in a position to expose it on cross-examination.
Here, the state explained the lack
of the victim's blood on the defendant's knife by telling the jury, in
essence, that although both type A and type O blood were on the knife,
the serology test could only detect type A. In fact, another test had
been performed that conclusively disproved that theory. A reasonable
defense lawyer would have been alerted to the possibility of
conclusively detecting both A and O on the same item of evidence by
the laboratory report itself. Whereas the report indicates that only
type A was found on Driscoll's knife and that only type O was found on
Jackson's clothes and on Driscoll's pants, the report indicates that
both type A and type O blood were detected on Jackson's dress boots.4
Considering the circumstances as a whole, defense counsel's failures
to prepare for the introduction of the serology evidence, to subject
the state's theories to the rigors of adversarial testing, and to
prevent the jury from retiring with an inaccurate impression that the
victim's blood might have been present on the defendant's knife fall
short of reasonableness under the prevailing professional norms.
Applying the second prong of the
Strickland analysis, we conclude that the inadequate performance of
his lawyer prejudiced Driscoll. There is a reasonable probability that,
absent these errors, the jury would have found reasonable doubt with
respect to Driscoll's guilt. In addition to the serology evidence in
question, the state's case against Driscoll rested primarily on the
presence of the victim's blood on Driscoll's pants, the suspect
eyewitness testimony of prisoners involved in the riot, and the
incriminating statement Driscoll gave to investigators in which he
admitted "stabbing at an officer." Given that the trial evidence
established that Driscoll stabbed Officer Maupin--who has blood type
A--and that the guards who actually saw an inmate stab officer Jackson
identified Carr as the assailant, we cannot say that had the jury been
made aware that the victim's blood was conclusively absent from
Driscoll's knife it still would have found him guilty of Jackson's
murder. Thus, we agree with the district court that defense counsel
was ineffective.
B. Ineffective Assistance of Counsel:
Failure to Impeach State's Eyewitness with Prior Inconsistent
Statements
The district court also found that
Driscoll's trial counsel provided ineffective assistance by failing to
impeach the testimony of one of the state's witnesses using evidence
of prior inconsistent statements. We agree with the district court's
decision.
At Driscoll's trial, the state
offered the eyewitness testimony of two inmates, Joseph Vogelpohl and
Edward Ruegg. First, Vogelpohl took the stand and told the jury that
he saw Driscoll stab Officer Jackson in the upper left part of his
chest. Trial Tr. at 909. Vogelpohl also testified that after
witnessing Driscoll stab Jackson, he returned to Driscoll's cell to
continue watching television as he had been before the disturbance
began. According to Vogelpohl, Driscoll returned to his cell a while
later and, before changing his clothes, said to Vogelpohl: "Did I take
him out, JoJo, or did I take him out." Trial Tr. at 922. On cross-examination,
Driscoll's lawyer questioned Vogelpohl about his prior convictions,
Trial Tr. at 926-27, about his intoxication level on the night in
question, Trial Tr. at 945-46, about the beatings he and other inmates
received from corrections officers after the riot, Trial Tr. at
935-38, and about whether he had discussed the case with other inmates,
Trial Tr. at 931-33. Driscoll's lawyer also raised some question as to
whether Vogelpohl also possessed a knife. Trial Tr. at 948-52.
In his petition, Driscoll asserts
that his counsel was ineffective, however, because he failed to
impeach Vogelpohl's testimony with evidence that Vogelpohl had made
prior inconsistent statements to investigators. Shortly after the
incident at MTCM, Vogelpohl had given a statement to two investigating
officers. According to one of the officer's notes, Vogelpohl told them
that when Driscoll returned to his cell he told Vogelpohl that one of
the officers "had been stuck." Hr'g Tr. at 21. Shortly thereafter,
Vogelpohl had given a second statement to a different investigator.
According to that investigator's interpretation of Vogelpohl's
statement, Driscoll told Vogelpohl "that [Driscoll] or someone took
out a guard." Hr'g Tr. at 47. In his statements prior to trial,
Vogelpohl did not say that Driscoll admitted to stabbing Officer
Jackson, much less that Vogelpohl witnessed Driscoll stab Jackson.
Driscoll's lawyer, who knew about
Vogelpohl's statements to investigators, never questioned him about
the inconsistencies between those prior statements and his testimony
at trial.5
In fact, counsel never made the jury aware of Vogelpohl's prior
statements. Driscoll's trial counsel subsequently testified that this
omission was not a matter of trial strategy.6
Moreover, we conclude that there is no objectively reasonable basis on
which competent defense counsel could justify a decision not to
impeach a state's eyewitness whose testimony, as the district court
points out, took on such remarkable detail and clarity over time.
The question, therefore, becomes
whether Driscoll was prejudiced by his counsel's deficient performance.
The state offered the testimony of another witness, Edward Ruegg, who,
like Driscoll, admitted to taking part in the fighting that night.
Ruegg testified that he saw Driscoll stab Officer Jackson three or
four times and that he saw the knife penetrate Jackson's chest once.
Trial Tr. at 1042-43. On cross-examination, Ruegg testified that he
was badly beaten during and after the riot and that he was afraid for
his life when he gave a statement to investigators. Ruegg admitted:
... I told [the investigators] anything they wanted
to hear--I just wanted to tell them something. So they--I mean,
virtually I told them anything they wanted to hear just so they would
leave me alone and because I knew I had to go back to population with
regular inmates.
Trial Tr. at 1058-59. Driscoll later
presented the testimony of another inmate who said that Ruegg admitted
to him that he did not see who stabbed Jackson. Trial Tr. at 1593 (Lassen
testimony).
As the Supreme Court recognized in
Strickland, "[s]ome errors will have had a pervasive effect on the
inferences to be drawn from the evidence, altering the entire
evidentiary picture...." Strickland, 466 U.S. at 695-96, 104 S.Ct. at
2069. Vogelpohl testified before Ruegg did. The apparent strength of
Vogelpohl's claim to have seen the same events that Ruegg later
testified to seeing must have offset, in the minds of the jurors,
Ruegg's admission that he was scared enough to say anything that he
thought the investigators wanted to hear.7
We agree with the district court that counsel's failure to impeach
Vogelpohl was a breach with so much potential to infect other evidence
that, without it, there is a reasonable probability that the jury
would find reasonable doubt of Driscoll's guilt. Therefore, his trial
counsel's omission amounted to a deprivation of Driscoll's Sixth
Amendment right to counsel.
C. Prosecutor's Misleading Statements to the
Jury Regarding Its Sentencing Responsibility
1. Eighth Amendment
The district court accepted
Driscoll's claim that the trial court denied Driscoll his Fifth
Amendment right to due process of law because it failed, sua sponte,
to curtail the repeated efforts by the prosecution to minimize the
jury's sense of responsibility for sentencing Driscoll to death. We
need not decide whether the district court correctly determined that
the trial court's failure to admonish the prosecutor violated
Driscoll's due process rights. Rupp v. Omaha Indian Tribe, 45 F.3d
1241, 1244 (8th Cir.1995) ("We may affirm the judgment of the district
court on any ground supported by the record, even if the district
court did not rely on it.") (citing Monterey Dev. v. Lawyer's Title
Ins., 4 F.3d 605, 608 (8th Cir.1993). Instead, we conclude that
Driscoll was sentenced to death in violation the Eighth Amendment
because the sentencing jury was misled by the prosecutor to believe
that the ultimate responsibility for its decision rested elsewhere.
Throughout the trial, the
prosecution made statements to the jury that were calculated to
diminish the degree of responsibility the jury would feel in
recommending a sentence of death. The prosecutor repeatedly referred
to the judge as the "thirteenth juror" and explained that the jury's
sentence of death would be a mere recommendation to the judge; in his
most egregious statements, the prosecutor announced that "juries do
not sentence people to death in Missouri," and, at one point, even
told jurors it did not matter whether they returned a recommendation
for the death penalty because the judge can simply overrule their
decision.8
Driscoll's counsel never objected to any of these statements at trial.
Our analysis is controlled by
Caldwell v. Mississippi, 472 U.S. 320, 329, 105 S.Ct. 2633, 2639-40,
86 L.Ed.2d 231 (1985), in which the Supreme Court held it
constitutionally impermissible to rest a death sentence on a
determination made by a jury that has been led to believe that the
responsibility for determining the appropriateness of the death
sentence rests elsewhere. The Court decided Caldwell on June 11, 1985,
before Driscoll's conviction became final.9
Driscoll is thus entitled to the benefit of the Supreme Court's
decision. Cf. Sawyer v. Smith, 497 U.S. 227, 110 S.Ct. 2822, 111 L.Ed.2d
193 (1990) (holding that Caldwell announced a new rule as defined by
Teague v. Lane, 489 U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989)).
Driscoll raised his substantive claim under Caldwell in the Missouri
Supreme Court on both direct and collateral appeal, and the state
court fully considered these claims on their merits. State v. Driscoll,
711 S.W.2d 512, 515-16 (Mo.), cert. denied, 479 U.S. 922, 107 S.Ct.
329, 93 L.Ed.2d 301 (1986) (direct appeal); Driscoll v. State, 767 S.W.2d
5, 9-10 (Mo.), cert. denied, 493 U.S. 874, 110 S.Ct. 210, 107 L.Ed.2d
163 (1989) (collateral appeal). Under 28 U.S.C. Sec. 2254, however, we
are not bound by the Missouri court's interpretation of the United
States Constitution.
In Caldwell, the prosecutor
minimized the importance of the jury's sentencing decision by telling
the jury that the sentence it imposed would be reviewed for
correctness on appeal. The Court concluded that the prosecutor's
statements were impermissible because they gave the jury the false
sense that the responsibility for sentencing the defendant to death
rested not with the jury, but with the state court of appeals. The
Court explained:
The "delegation" of sentencing responsibility that
the prosecutor here encouraged would thus not simply postpone the
defendant's right to a fair determination of the appropriateness of
his death; rather it would deprive him of that right, for an appellate
court, unlike a capital sentencing jury, is wholly ill-suited to
evaluate the appropriateness of death in the first instance.
Caldwell, 472 U.S. at 330, 105 S.Ct.
at 2640. Our circuit recognized that Caldwell "condemns state-induced
comments that 'mislead the jury as to its role in the sentencing
process in a way that allows the jury to feel less responsible than it
should for the sentencing decision.' " Gilmore v. Armontrout, 861 F.2d
1061, 1066 (8th Cir.1988) (quoting Darden v. Wainwright, 477 U.S. 168,
183 n. 15, 106 S.Ct. 2464, 2472 n. 15, 91 L.Ed.2d 144 (1986)).
In this case, the prosecutor's
statements impermissibly misled the jury to minimize its role in the
sentencing process under Missouri law. Missouri's capital murder
statute, under which Driscoll was convicted and sentenced to death,
permitted imposition of a death sentence only if the jury unanimously
voted for death, Mo.Rev.Stat. Sec. 565.006 (Supp.1982) (repealed
effective October 1, 1984), after considering all relevant mitigating
and aggravating factors, Mo.Rev.Stat. Sec. 565.012.4 (1979) (repealed
effective October 1, 1984). Further, Missouri Supreme Court Rule 29.05
provides: "The court shall have power to reduce the punishment within
the statutory limits prescribed for the offense if it finds that the
punishment is excessive."
Despite their technical accuracy
under Missouri law, the prosecutor's statements were impermissible
because they misled the jury as to its role in the sentencing process
in a way that allowed the jury to feel less responsibility than it
should for its sentencing decision. For example, the prosecutor told
the jury that (1) juries do not sentence defendants to death, and (2)
it did not matter whether the jury sentenced Driscoll to death because
the judge could simply overrule their decision. Far from a decision
that does not matter, a jury's determination to recommend a sentence
of death is a matter of almost unparalleled importance. The judge
could not have sentenced Driscoll to death absent the jury's
recommendation to do so. Mo.Rev.Stat. Sec. 565.006(2) (Supp.1982) (repealed
effective October 1, 1984). Moreover, for all practical purposes, a
jury's recommendation of death is final.10
When we consider the
prosecutor's statements as a whole, we conclude that they
implicate the exact concerns that are at the heart of Caldwell:
They fundamentally misrepresented the significance of the jury's
role and responsibility as a capital sentencer and misled the jury
as to the nature of the judge's review of its sentencing
determination. See Caldwell, 472 U.S. at 336, 105 S.Ct. at 2643;
see also id. at 342-43, 105 S.Ct. at 2646-47 (O'Connor, J.,
concurring) ("[T]here can be no 'valid state penological interest'
in imparting inaccurate or misleading information that minimizes
the importance of the jury's deliberations in a capital sentencing
case."). The prosecutor essentially told the jury that it could
defer the extremely difficult decision of whether or not Driscoll
should be sentenced to death. As a consequence, the jury made the
decision that Driscoll would be killed without full recognition of
the importance and finality of doing so and, therefore, without
affording the decision the full consideration it required.
Driscoll's death sentence does not meet the standard of
reliability that the Eighth Amendment requires. Thus, Driscoll's
capital sentence is vacated and he is entitled to a new sentencing
hearing.
2. Ineffective Assistance of
Counsel
The district court also granted
Driscoll habeas relief because it concluded that his counsel was
ineffective for failing to object to the repeated efforts by the
prosecution to diminish the degree of responsibility the jury would
feel in recommending a sentence of death as discussed above. The
district court, however, applied the wrong analysis to the claim of
ineffectiveness, and instead treated it as if it were a substantive
claim under Caldwell v. Mississippi, 472 U.S. 320, 105 S.Ct. 2633, 86
L.Ed.2d 231 (1985). Although handed down before Driscoll's conviction
became final, Caldwell was not the law at the time of Driscoll's trial;
moreover, the Court's decision in Caldwell was not dictated by the
precedent existing at the time of Driscoll's trial. Sawyer v. Smith,
497 U.S. 227, 235, 110 S.Ct. 2822, 2827-28, 111 L.Ed.2d 193 (1990).
Therefore, his lawyer's effectiveness cannot be assessed in light of
Caldwell 's mandate. We cannot require trial counsel to be clairvoyant
of future Supreme Court decisions in order to provide effective
assistance. Horne v. Trickey, 895 F.2d 497, 500 (8th Cir.1990). "A
fair assessment of attorney performance requires that every effort be
made to eliminate the distorting effects of hindsight, to reconstruct
the circumstances of counsel's challenged conduct, and to evaluate the
conduct from the counsel's perspective at the time." Strickland, 466
U.S. at 689, 104 S.Ct. at 2065. Thus, we evaluate trial performance in
light of the law and circumstances as they existed at the time of
trial. Blackmon v. White, 825 F.2d 1263, 1265 (8th Cir.1987).
Although misleading, the majority of
the statements to which defense counsel failed to object constituted
technically correct statements under Missouri's capital statute and
Rule 29.05. At the Rule 27.26 hearing in state court, Driscoll's trial
counsel testified that, although he considered the prosecutor's
comments "offensive," he believed them to accurately reflect the law
and he felt he had no basis on which to object.11
We have no reason to believe that the trial court would have sustained
counsel's objections had he advanced them at trial. Moreover,
Driscoll's trial lawyer admitted to a general trial strategy that
included minimizing the number of objections he made during the other
side's closing argument.12
We must conclude that counsel's strategic decision not to object under
the circumstances was objectively reasonable. Because we conclude that
Driscoll makes an insufficient showing that his trial lawyer's failure
to object under the circumstances constituted inadequate performance,
we need not discuss prejudice. Strickland, 466 U.S. at 699, 104 S.Ct.
at 2070-71.
D. Ineffective Assistance of Counsel: Failure to
Request a Jury Instruction on the Lesser-Included Offense of Second
Degree Felony Murder
The district court also determined
that Driscoll's trial counsel was constitutionally ineffective because
he failed to request a jury instruction on the lesser-included,
non-capital offense of second degree felony murder. At Driscoll's
trial, the jury retired with instructions on capital murder, as well
as on the non-capital offenses of conventional second degree murder (intentional
murder without deliberation) and manslaughter. In his petition,
Driscoll asserts that his counsel's failure to request the additional
instruction constituted ineffectiveness in light of Beck v. Alabama,
447 U.S. 625, 100 S.Ct. 2382, 65 L.Ed.2d 392 (1980) (holding that the
death penalty may not be imposed when the jury is prohibited from
considering a verdict of guilt of a lesser-included, non-capital
offense). The state argues that Beck and its progeny require only that
the jury be allowed to consider a "third option" besides finding the
defendant guilty or not guilty of capital murder. We agree with the
state's interpretation of the law under Beck.
In Beck v. Alabama, 447 U.S. 625,
100 S.Ct. 2382, 65 L.Ed.2d 392 (1980), the Supreme Court held
unconstitutional an Alabama statute that prohibited lesser-included
offense instructions in capital cases. As the Court later explained:
Our fundamental concern in [Beck ] was that a jury
convinced that the defendant had committed some violent crime but not
convinced that he was guilty of a capital crime might nonetheless vote
for a capital conviction if the only alternative was to set the
defendant free with no punishment at all.... We repeatedly stressed
the all-or-nothing nature of the decision with which the jury was
presented.
Schad v. Arizona, 501 U.S. 624, 645,
111 S.Ct. 2491, 2504, 115 L.Ed.2d 555 (1991) (internal quotation and
citations omitted). As long as it considers a "third option," the
reliability of the jury's capital murder conviction will not be
diminished the way it is when the jury is forced into an all-or-nothing
choice. Id.
This case, like Schad, does not
implicate the central concern of Beck because the jury did not face an
all-or-nothing choice. In addition to capital murder, the jury
considered the lesser-included, non-capital offenses of second degree
murder and manslaughter. The record indicates that Driscoll sought an
acquittal, not a conviction of a lesser offense.13
This fact explains his lawyer's strategic choice not to request an
instruction on the additional lesser-included offense of second degree
felony murder which would have necessarily emphasized Driscoll's
admitted role in the riot. We conclude that his counsel acted
reasonably; as a consequence, Driscoll was not denied effective
counsel by the omission. Because Driscoll received effective
assistance with respect to the challenged instructions, we reverse the
district court.
E. Remaining Claims
The district court found two
additional bases to support Driscoll's claim that he was denied due
process: (1) the trial court failed to instruct the jury, sua sponte,
on the lesser-included offense of second degree felony murder; and (2)
the trial court allowed the state to offer improper rebuttal testimony.
We reverse the district court on both grounds. The first of these
claims is disposed of by our discussion of Driscoll's trial counsel's
performance with respect to the jury instructions, supra, Section
III(D). The court had no due process obligation to submit a particular
lesser-included offense instruction to the jury. With respect to the
second contention, Missouri law provides that the scope of rebuttal
testimony is left to the sound discretion of the trial court. State v.
Leisure, 749 S.W.2d 366, 380 (Mo.1988). Further, Driscoll raised this
claim on direct appeal and the Missouri Supreme Court dismissed it as
meritless. Driscoll, 711 S.W.2d at 518. In no event does the trial
court's determination of this evidentiary issue rise to the level of a
constitutional violation.
Finally, by affirming the district
court's order in all other respects, supra n. 2, we reject the claims
raised by Driscoll in his cross-appeal.
IV. CONCLUSION
We affirm the district court's order,
in part, concluding that a writ of habeas corpus should issue on three
independent bases: (1) Driscoll was denied the effective counsel
guaranteed by the Sixth Amendment because his lawyer allowed the jury
to retire with the factually inaccurate impression that the victim's
blood was possibly on Driscoll's knife; (2) his trial counsel was also
ineffective for failing to impeach a state eyewitness using his prior
inconsistent statements; and (3) the prosecutor's repeated statements
to the jury impermissibly diminished the jury's sense of
responsibility for its sentence of death and rendered Driscoll's death
sentence infirm under the Eighth Amendment. The district court shall
vacate Driscoll's conviction and sentence and order him released
unless the state commences proceedings to retry him within 120 days.
We reverse the district court's
order, in part, because we conclude that the following challenges to
Driscoll's conviction do not warrant habeas corpus relief: (1)
Driscoll's trial counsel was ineffective for failing to object to the
prosecutor's misleading statements to the jury; (2) Driscoll received
ineffective assistance of counsel as a result of his lawyer's failure
to request a jury instruction on the lesser-included offense of second
degree felony murder; (3) the trial court denied Driscoll due process
of law by failing to, sua sponte, instruct the jury on second degree
felony murder; and (4) the trial court denied Driscoll due process of
law by allowing the state to introduce rebuttal testimony.
*****
HANSEN, Circuit Judge, concurring.
I concur in Parts I, II, III(A),
III(C)(2), III(D), and III(E) of the court's opinion and in its
judgment. I agree that Driscoll's defense counsel's performance at
trial with respect to the serology evidence meets the first part of
the Strickland test. It was of fundamental importance that the defense
show conclusively (and with reasonable investigation and pretrial
preparation it could have done so) that none of Officer Jackson's
blood was on the knife the state claimed was used by Driscoll to
murder the officer. I am also of the view that there is a reasonable
probability that but for counsel's deficient performance, the result
in the guilt phase of Driscoll's case would have been different.
Moreover, and after considering the totality of the evidence, because
of the crucial nature of this exculpatory evidence, my confidence in
the outcome of the case is seriously undermined to the extent that I
believe the result reached is unreliable. Lockhart v. Fretwell, 506
U.S. 364, 371-73, 113 S.Ct. 838, 844, 122 L.Ed.2d 180 (1993);
Strickland v. Washington, 466 U.S. 668, 687, 694, 104 S.Ct. 2052,
2068, 80 L.Ed.2d 674 (1984).
Because I agree that Driscoll is
entitled to a new trial, my respectful disagreements with the court's
analysis and opinion with regard to Driscoll's Caldwell claim and with
his claim concerning the cross-examination of the witness Joseph
Vogelpohl (contained in Parts III(B) and III(C)(1) of the opinion) do
not require explication except to say that I do not believe Driscoll
has ever asserted the stand-alone Eighth Amendment Caldwell claim upon
which the court today grants him relief. The Caldwell claim has always
been made as a part of Driscoll's ineffective assistance of counsel
claim, and as a claim that the state trial court denied him due
process by not admonishing the prosecutor sua sponte concerning the
complained-of comments. As indicated, I agree with the court's
conclusion that Driscoll's trial counsel could not be constitutionally
ineffective for not making a Caldwell objection before Caldwell was
decided.
Two other inmates, Rodney Carr and Roy Roberts,
were also charged and separately convicted of capital murder in
connection with the stabbing death of Officer Jackson. Roberts was
sentenced to death for his role in restraining officer Jackson while
he was fatally stabbed. State v. Roberts, 709 S.W.2d 857 (Mo.), cert.
denied, 479 U.S. 946, 107 S.Ct. 427, 93 L.Ed.2d 378 (1986). Carr was
sentenced to life in prison without consideration of parole for
fifty years. State v. Carr, 708 S.W.2d 313 (Mo.Ct.App.1986)
The district court either dismissed or rejected
the rest of Driscoll's claims. Many claims in Driscoll's petition
had been extinguished due to procedural default unexcused for cause.
The district court denied the remainder of his claims on their
merits. After carefully reviewing the full record on appeal, we
affirm the district court's judgment with respect to these claims.
In so doing, we thereby reject the claims raised by Driscoll in his
cross-appeal
Later, after quieting the ensuing disturbance,
investigators retrieved at least thirteen similar homemade knives
from the wing. Authorities were still discovering knives possibly
associated with the July 3, 1983 incident as late as the weeks
immediately preceding Driscoll's trial. Officer Darnell testified
that he discovered fifteen to twenty knives and other weapons during
the shakedown of the cells after the disturbance. He further
testified that three of the knives appeared to have blood on them. A
total of fourteen knives (and other types of weapons) were submitted
to the forensic laboratory for testing. Of those, only the knife
connected to Driscoll tested positive for blood. Therefore, either
Darnell made a mistake in his recollection or one or more of the
bloody knives were lost
We also note that with respect to some of the
items of evidence the blood detection and typing table indicates "IC,"
meaning inconclusive, under the column indicating the blood type.
Thus, the logical inference is that where a specific blood type (or
types) was determined, it had been determined conclusively
On appeal, the state argues that we are bound,
under 28 U.S.C. Sec. 2254(d), by the Missouri Supreme Court's
factual determination that Vogelpohl's prior statements were
consistent with his trial testimony. See Driscoll v. State, 767 S.W.2d
5, 14 (Mo.), cert. denied, 493 U.S. 874, 110 S.Ct. 210, 107 L.Ed.2d
163 (1989). We note that the Missouri Supreme Court merely concluded
that the trial court did not commit plain error by determining that
the statements were not directly inconsistent with Vogelpohl's trial
testimony. Assuming that the consistency of Vogelpohl's statements
constitutes a factual finding, it is unprotected by the presumption
of correctness because it is not fairly supported by the record. 28
U.S.C. Sec. 2254(d)(8)
At Driscoll's Rule 27.26 hearing in state court,
his trial counsel explained: "[Vogelpohl] was about as hostile as a
witness could be. He was the State's witness and he was completely
uncooperative and fairly well, what I would assume, was coached as
to what he was going to say." Hr'g Tr. at 61. With respect to
Vogelpohl's prior inconsistent statements, trial counsel gave the
following answers to questions:
Q: Okay. Now, you were asked about these
statements of Mr. Vogelpohl to both [Investigator] Schreiber and [Investigator]
Wilkinson. If Mr. Schreiber testified that Vogelpohl--Vogelpohl said
to Schreiber that Mr. Driscoll had said to him, quote, "One of the
officers, which was Officer Jackson, had been stuck," end quote. And
then Vogelpohl testified at trial that Mr. Driscoll had said to him,
"Did I take him out, JoJo, or did I take him out." Do you agree that
those two statements can be construed as being inconsistent?
....
A: Okay. Yes, that's inconsistent.
....
Q: Okay. Would it have been consistent with your
trial strategy to bring up that statement of--
A: Yes, it would have.
Q: Was there any matter of trial strategy
involved in not bringing up that prior inconsistent statement to Mr.
Schreiber?
Besides Vogelpohl and Ruegg, the only inmate to
actively implicate Driscoll in Jackson's murder was Jimmie Jenkins,
Driscoll's cellmate and the person whose removal from the wing
provoked the disturbance. Although he did not claim to have
witnessed the stabbing, Jenkins testified that Driscoll ran up to
him immediately after the fighting and said, "I killed the freak."
On cross-examination, defense counsel impeached Jenkins--in the very
way he failed to impeach Vogelpohl--by eliciting from him the fact
that in two prior statements Jenkins gave investigators immediately
following the riot, he never mentioned Driscoll's supposed statement
to him
The following references, although certainly not
exhaustive, provide a representative sample of the prosecutor's
remarks:
Now, is there any question about the fact that a
jury who returns a verdict of a recommendation of death, that it's
only a recommendation to the Court, who later sentences the
defendant? Does everybody understand that? Okay. Because juries
don't sentence people to death in Missouri. Trial Tr. at 540 (voir
dire) (emphasis added).
....
Now, lest you get another misconception--you're
not the only ones voting as jurors. The Judge has a vote. It's
really thirteen votes. But the Judge's vote is a veto vote. It
doesn't matter whether you return a recommendation for the death
penalty. The judge can overrule you and still give the defendant
fifty years in prison without parole--after looking more in the
defendant's background, et cetera--and those kinds of things. Trial
Tr. at 555 (voir dire) (emphasis added).
....
Well, I'll tell you. What's going to happen to
Bobby Driscoll is it's going to depend on what the judge does. And
it's--in a way, it's certainly going to depend on what you do. Trial
Tr. at 2103 (closing argument).
....
But when you've returned a verdict of--say a
recommendation of death, you each have an individual vote. But also,
the judge has a vote. Do you understand that? In other words, it
takes thirteen. Trial Tr. at 481 (voir dire).
....
The recommendation which you will make will be no
more than a recommendation so that the Judge can consider when he is
determining in his mind whether or not to sentence Driscoll to death--he'll
have that option. Trial Tr. at 2004 (closing argument).
....
And you understand when I say "imposing" [the
death penalty], what you're doing is recommending to Judge Long to
consider it? Trial Tr. at 580 (voir dire).
Driscoll's trial commenced in state court on
November 26, 1984; the court sentenced him to death on February 7,
1985. The Supreme Court granted certiorari in Caldwell on October 9,
1984, just before Driscoll's trial began. 469 U.S. 879, 105 S.Ct.
243, 83 L.Ed.2d 182 (1984). The Court decided Caldwell, however, on
June 11, 1985, more than four months before Driscoll's case became
final on October 20, 1986 when the Supreme Court denied Driscoll's
petition for certiorari, Driscoll v. Missouri, 479 U.S. 922, 107
S.Ct. 329, 93 L.Ed.2d 301 (1986)
Although Missouri Supreme Court Rule 29.05
technically vests the trial court with the power to reduce a jury-imposed
sentence which it deems "excessive," since Missouri reenacted the
death penalty in the late 1970's, "[n]o judge has ever spared a
murderer the death penalty when a jury has recommended it." William
C. Lhotka, Judges Back Juries on Death Penalty, St. Louis Post-Dispatch,
December 6, 1992, at 9C. As one trial judge explains: "I can't
imagine myself going against the cumulative wisdom of the jury.
That's why we rely on the jury system." Id
For example, when asked whether, at the time of
trial, he believed that the prosecutor's statement that the judge
imposes sentence on the defendant was a correct one he replied: "What
I believe was a correct statement of the law was that the Judge had
the ability to override the jury sentence if--which, in fact, was
the law." Hr'g Tr. at 65. He elaborated: "Use of the term 'thirteenth
juror' was offensive to me; but I thought his statement of the law
was correct. And I did not know that the statement was objectionable."
Hr'g Tr. at 82
At the Rule 27.26 hearing trial counsel stated:
"[I]t's my personal policy, in closing arguments, not to interrupt
or make objections unless it's what I consider to be seriously
damming [sic] to my case or something that's a flagrant misstatement
of the facts as they were revealed at trial." Hr'g Tr. at 84
As Driscoll's counsel later testified, his
strategy at trial was "to put evidence on to the effect that other
individuals stabbed Tom Jackson." Hr'g Tr. at 63. During his closing
argument, Driscoll's lawyer argued that the state had failed to meet
its burden of proof and that Driscoll was being used as a scapegoat
for the murder of a corrections officer. At one point he explained
to the jury: "Ordinarily, at this stage of the closing argument, the
defense attorney is supposed to talk about reasonable doubt. I'm not
going to go into that because there's mounds and mounds and mounds
of doubt." Trial Tr. at 1963