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James Otto EARHART

 
 
 
 
 

 

 

 

 
 
 
Classification: Murderer
Characteristics: Kidnapping
Number of victims: 1
Date of murder: May 12, 1987
Date of arrest: May 27, 1987
Date of birth: April 29, 1943
Victim profile: Kandy Janell Kirtland (female, 9)
Method of murder: Shooting
Location: Brazos County, Texas, USA
Status: Executed by lethal injection in Texas on August 11, 1999
 
 
 
 
 
 

 

Last Statement:
This offender declined to make a last statement.

 

Texas Attorney General

Tuesday, August 10, 1999

Media Advisory

AUSTIN - Texas Atorney General John Cornyn offers the following information on James Otto Earhart who is scheduled to be executed after 6 p.m., Wednesday, August 11th.

FACTS OF THE CRIME

On May 26, 1987, the body of nine-year-old Kandy Kirtland was found buried in a trash heap in Bryan, Texas. Her arms had been bound with part of an electrical cord, and she had been shot once in the head. She wore the same turquoise shorts, white shirt, white tennis shoes, and jewelry she had worn two weeks earlier when she had disappeared.

Several people testified to having seen Earhart and his car in the area on the day that Kirtland disappeared. Earhart admitted to having given Kirtland a ride on the afternoon of her disappearance, and made an incriminating statement while talking to his mother while in jail awaiting trial.

Due to the damage done to the bullet when it struck Kirtland in the head, it could not be traced to a six-shot .22 revolver owned by Earhart. However, an elemental analysis of the bullet by the FBI demonstrated that it was "analytically indistinguishable" from two of the five remaining bullets in Earhart's revolver and three other bullets found at Earhart's home. Numerous electrical cords were also found at Earhart's residence, but none were determined to be exactly like the one removed from the body of Kirtland.

Human blood was found on Earhart's gun and the car he drove at the time of the offense. Human blood was also found on shirts recovered from Earhart's automobile. The blood on Earhart's gun was consistent with "blow-back blood"--blood which sprays back from a gunshot wound at close range--but was too minuscule to test. Blood in the car was also too minuscule to test. However, tests on the blood found on the sleeve of Earhart's shirt revealed that it belonged to someone other than Earhart and was consistent with the blood type of Kirtland. Finally, the State presented evidence of Earhart's flight from the crime shortly afterward, during which time Earhart sold his car under an assumed name.

PROCEDURAL HISTORY

In June 1987, Earhart was indicted in the 272nd District Court of Brazos County, Texas, for the intentional murder of Kandy Kirtland while in the course of kidnapping, a capital offense. Pursuant to a defense motion, venue was transferred to the 21st District Court of Lee County, Texas, where Earhart entered a plea of not guilty to a jury. On May 18, 1988, the jury found Earhart guilty of capital murder. A separate punishment hearing ensued, and, on May 19, 1988, the jury answered affirmatively the two special issues submitted. In accordance with Texas law, the trial court assessed Earhart's punishment at death.

Earhart's conviction and sentence of death were automatically appealed to the Texas Court of Criminal Appeals, which affirmed on September 18, 1991, and denied a motion for rehearing on January 29, 1992. The United States Supreme Court granted a petition for writ of certiorari on June 28, 1993, remanding the case to the Court of Criminal Appeals for further consideration. On remand, the Court of Criminal Appeals again affirmed Earhart's conviction and sentence in a decision issued on April 6, 1994. Earhart's second petition for a writ of certiorari was denied by the Supreme Court on October 31, 1994.

On January 6, 1995, the trial court scheduled Earhart's execution for February 7, 1995. Earhart requested the trial court to withdraw his execution date and to appoint counsel to assist in the filing of a state habeas application. Both requests were denied by the trial court on January 23, 1995.

On January 27, 1995, Earhart initiated federal habeas proceedings in the United States District Court for the Western District of Texas by filing a motion for appointment of counsel and for a stay of execution. The district court granted both motions on February 2, 1995. Earhart filed a petition for federal habeas relief on September 29, 1995. On May 15, 1996, the district court rejected all claims raised by Earhart. On January 9, 1998, after full briefing and oral argument from the parties, the United States Court of Appeals for the Fifth Circuit affirmed the district court's denial of habeas corpus relief. The Supreme Court denied a petition for writ of certiorari on October 13, 1998.

Earhart then filed an application for habeas corpus relief in the state convicting court. On May 6, 1999, the trial court issued findings of fact and conclusions of law, which included a recommendation that the relief sought be denied. On June 30, 1999, the Court of Criminal Appeals denied habeas corpus relief based on the trial court's findings and conclusions and its own review of the record. A petition for writ of certiorari is pending before the Supreme Court.

PRIOR CRIMINAL HISTORY

At the punishment phase of trial, the State presented evidence of other violent conduct by Earhart. Earhart's sister, Johnnie Ruth Johnson, testified that in 1981 she and Earhart were returning from visiting the grave of their deceased brother when they stopped at a church. Earhart exited the car and went to the bathroom. When he returned, he went over and placed his hands on Johnson's neck. Johnson said, "James, I'm your sister. What's the matter?" Johnson then got out of the car and ran approximately four miles to her house and has not been alone with Earhart since the incident.

Sharon Brown, Earhart's cousin, testified that in 1981 she was watching television with Earhart when he put his arm across her throat and his hand on her stomach. Brown became angry and was able to persuade Earhart to take his hands off her. Brown then ran into her bedroom and locked the door.

Mary Husband, a resident of Brazos County, Texas, testified that Earhart answered an advertisement she had placed in a local paper for the sale of furniture. While there, Earhart behaved in very threatening manner toward Husband and her seven-year-old son. During his visit, Earhart had his pants down to where his pubic hair showed, and he held his hand cupped over his pelvic area. He also appeared to be holding something in his hand, which appeared to be a gun or a knife. Husband was so frightened that she sent her son to her next-door neighbor. After telling Earhart that her husband was on his way and that she had two trained guard dogs in the house, Husband was able to persuade Earhart to leave.

DRUGS AND/OR ALCOHOL

There was no evidence of drug or alcohol use connected with the instant offense.

 
 

James Otto Earhart was arrested on May 27, 1987 shortly after 2 a.m. on suspicion of kidnapping 9-year-old, Kandy Kirtland of Bryan.  Police found Earhart asleep in his car just outside of Sam Houston National Forest.

His only statement at the time of arrest was, “I didn’t do it.”  Later that day, police discovered Kirtland’s body amidst a trash pile face down with her arms bound behind her back.  An autopsy revealed that Kandy had died from a gunshot wound to the back of her head.

Earhart had visited the home of the Kirtland family on May 4th, in response to an ad the Kirtland’s had placed for a paint gun they had put up for sale. Ruth Ann Kirtland, Kandy’s stepmother, said that Earhart kept looking at Kandy “up and down” and described him as, “obese, filthy, and unkempt.”  He also had been seen around the neighborhood on several occasions the week prior to the kidnapping and had even made contact with five of Kirtland’s neighbors on the day of the crime.

Earhart was indicted two weeks after his arrest on charges of capital murder. 

The trial was scheduled to take place in Bryan, but the local television stations ran a very “tasteless” picture of Earhart every night on the news. According to Earhart’s trial attorney, William Vance, “that picture crushed any hope for a fair trial,” and requested that it be moved to Giddings. It was.

During the trial, deputies from the Walker County Police Department testified that they had uncovered a loaded .22 caliber pistol in the front seat of Earhart’s 1975 Oldsmobile. They also found spots of human blood that matched Kandy’s.

Earhart, who was 44 at the time, still lived with his mother, ate food out of a local grocery stores’ dumpster, repaired old appliances for uneconomical prices, and had a nervous condition that caused him to “drift in and out of reality.”  Dr. Fred Fason, a psychiatrist, testified that he interviewed Earhart in December of 1987 and had diagnosed him as “someone who had feelings of inadequacy and inferiority.” He concluded that someone who would bind and kill a child would most likely “be a sociopath or psychopath.” 

Fason said that, although a little “lost,” Earhart was not insane and was fully capable of understanding the consequences of his crime, thus negating a plea for insanity.  Testimonies from Earhart’s family also revealed that he had been treated poorly as a child and that he often drank a case to a case and a half of beer each day. 

Vance argued that the trial might have been unfair. “There was a lot that was circumstantial,” he said, noting an absence of DNA tests, the largest factor. Not enough of Kandy’s blood was found in Earhart’s car to get an accurate type. 

The prosecution tried to prove that Janice Dell, Kandy’s birth mother, had hired Earhart to kill Kandy so that she could collect the insurance money, but they never succeeded.  Moreover, the state attempted to link Earhart with the murder of 51-year-old Ruth Green, whose body had turned up in the vicinity where he had been arrested. FBI agents found newspaper clippings in his home of both deaths.  This evidence was inconclusive and was never introduced. 

A Giddings jury convicted James Earhart and sentenced him to death on Feb. 7, 1995.  That sentence was appealed and he was granted a stay of execution on the fifth, just two days before he was supposed to die.  His appeal was not successful and Earhart died by lethal injection on Aug. 11, 1999.

 
 

James Otto Earhart, ?, 99-08-11, Texas

A junk dealer, memorable to witnesses because of his 400-plus-pound size and grubby appearance, was executed Wednesday evening for abducting and fatally shooting a 9-year-old girl more than a dozen years ago.

James Otto Earhart was pronounced dead at 6:24 p.m., 10 minutes after the flow of lethal drugs began. When the warden asked whether Earhart wanted to make a final statement, Earhart replied, "No. No, sir."

He was arrested after authorities found the decomposing body of Kandy Janell Kirtland two weeks after she disappeared from her Bryan home.

Neighbors saw her get off her school bus for the short walk home, where she last was seen talking to a huge man with a stubby beard and dirty clothes. When her parents returned home from work May 12, 1987, their latchkey child was gone.

"Having your child murdered, having your child brutally murdered ... the effect it has on a person's life who happens to be her mother, it can't be described," Jan Brown, Kandy's mother, said Wednesday. "I've been there and can't even describe it.

"The only meaning this day has for me is that tomorrow I will not get a phone call ... that his conviction has been overturned and he's getting a new trial."

"It was every parent's nightmare," Brazos County District Attorney Bill Turner recalled. "That strikes at the heart of every family, I suppose. You're going to come home and find your child - and you don't."

Parents were frightened. Nothing like this ever had happened in Bryan. Photographs flooded the area of the brown-haired, blue-eyed girl who sang in her church choir.

2 weeks later, Kandy's decomposing body was found partially covered by brush in a wooded area a few miles from her home. Her hands were tied behind her back. An autopsy determined she had been shot once in the head with a .22-caliber handgun.

"It struck me she was such a fragile human," Turner said. "I have daughters of my own. You link up pretty quick. And to mix that with the horrible crime scene that we saw, it's just one of those things that's hard to come to grips with.

"This was a 9-year-old girl. Best I can tell, the last thing she probably saw, her hands tied behind her back, was his gun. It's just a horrible picture in your mind."

Earhart had visited the Kirtland home a week before the girl disappeared to look at a paint sprayer the family was selling. He and Joseph Kirtland, Kandy's father, couldn't agree on a price but that's where Earhart apparently first noticed the girl.

At 5-feet-9, his weight at the time estimated at more than 400 pounds and with what prison officials say is a 56-inch waist, Earhart was not easy to miss.

Witnesses supplied information about his car and police tracked it to Earhart's ramshackle home near downtown Bryan, six blocks from the police station. He wasn't there, but authorities found news articles about the girl's disappearance and literature about bondage.

Police found him sleeping in a car in the Sam Houston National Forest near Huntsville. A .22-caliber handgun was in the car.

He told authorities he had picked up the girl and drove her around but said he dropped her off and denied killing her. However, blood on clothing found in his car matched that of the victim and bullets remaining in the gun matched bullet fragments taken from the girl's skull. Prosecutors believed his motive was to sexually assault the girl.

"I'm not a proponent of the death penalty, never have been," Ms. Brown, Kandy's mother, said. "But I've been removed from the process of having to decide. All I know, there's a lot of people who worked hard and long for me to show up. I can't stop it.

"The worse part, if I were to get angry at something, it would be the length of time it takes. It seems to me these (prisoners) are coddled. He issues a statement. They write it down and hand it to me. My daughter's last words - probably 'Please don't shoot me!' - and nobody got to record that or even see it with him.

"It doesn't seem fair at all," she continued. "They've spent millions of dollars on him. That bothers me a lot. I think that's a terrible injustice that we put people in prison and then we just take care of them.... The system sucks."

Earhart becomes the 20th condemned inmate to be put to death in Texas this year and the 184th overall since the state resumed capital punishment on Dec. 7, 1982.

(sources: Associated Press and Rick Halperin)

  


 

James Earhart, 56, was sentenced to die for the shooting death of a 9-year-old Bryan girl abducted from her home in 1987. Earhart, then 43 and a used-appliance dealer, was convicted of slaying Bryan youngster Kandy Kirtland on May 12, 1987. 

Kandy's teacher described her as bright and likeable. Soon after the child's disappearance, her class started a diary that teachers hoped would help the students cope with the crisis. Kandy was active in the children's choir at her church.

On May 26 in a wooded area of Bryan, 14 hours after Earhart was arrested by Walker County deputies in the Sam Houston National Forest, a jogger discovered a young girl's decomposed body, lying face down in the brush with her hands bound behind her. 

Kandy was in the Crockett Elementary cafeteria early May 12 when her stepmother, Ruth Ann Kirtland, stopped by to say she was taking the girl's younger brother to the doctor, Mrs. Kirtland testified. She told the 9-year-old to let herself into the house and wait until she returned. 

When Mrs. Kirtland and the boy returned at 4 p.m., the girl was gone. The front door of the house was open, and her schoolbooks were on the porch. District Attorney Bill Turner alleges Earhart, who came by the family home the week before to buy a paint sprayer, was waiting at the house when the girl got off a school bus. 

In a taped statement made hours after his arrest and played for the jury, Earhart said the girl approached him as he was about the leave the house May 12 and asked for a ride to nearby FM 2818.  "I said, `Does your mother know?"' Earhart said on the tape. "`Would it be all right with your mother?' She said, `Yeah.' I said, `Are you sure?' She said, `Yeah."' 

In opening arguments, Turner said the .22-caliber bullet fired into Kandy's skull and found by her decomposed body was too deteriorated to be compared with those test-fired from a gun found on Earhart at the time of his arrest. But a trace metal test showed it matched bullets found by Bryan police in a search of the suspect's home.  Turner told jurors investigators found blood on the gun and on clothing found in Earhart's auto.  A jailer testified that Earhart confessed to the crime and said he was sorry for it in a phone call to his mother.

  


 

James Earhart

Texas Execution Center by David Carson

Txexecutions.org

James Otto Earhart, 56, was executed by lethal injection on 11 August 1999 in Huntsville, Texas for the abduction and murder of a 9-year-old girl.

On 12 May 1987, at 4:00 p.m., Pat Kirtland came home from work, expecting to find her stepdaughter, Kandy, waiting for her after coming home from school. Instead, the front door was open, and Kandy was missing. Her housekeywas on the kitchen stove, and her backpack was on the front porch. Kirtland searched all over for Kandy and asked her neighbors if they had seen her. One neighbor said that he saw Kandy get off the school bus at about 3:40 p.m. He was mowing his lawn, and they waved at each other as she was walking up the sidewalk toward her home. After two hours of searching, Kirtland called police.

The police initially suspected that Kandy had run away, but none of her personal belongings were missing. Kandy's mother in Houston said she had not heard from her. The police reasoned that Kandy left her backpack on the front porch so she could open the door with her key, then went inside the kitchen to put her key down. When she came back outside to retrieve her books, something happened.

While the police were still at the Kirtland home, they received a report from several neighbors that a strange man had been seen in the neighborhood several times in the last week. He was described as huge, unshaven, and having an extremely offensive body odor. The man, a junk dealer had come to one neighbor's home on 4 May in answer to a newspaper advertisement he had place for a paint sprayer for sale. He said the stranger was 5'9" to 6'0" tall, weighed 350 to 400 pounds, had dark hair and blue eyes and "reeked to high heaven." He drove a beige 1976 Chevrolet Impala.

Another neighbor reported that the junk dealer answered her had for antique furniture for sale, and during the conversation, he kept gazing at her three-year-old daughter, who was clinging to her leg. Another neighbor reported that the man answered an ad for kittens for sale, claiming he wanted one for a birthday present for his nine-year-old daughter.

On 17 May, police released a sketch of the stranger, which they made based on the neighbors' descriptions. A caller told police that the drawing looked like James Earhart, a 44-year-old junk dealer who lived in Bryan. Police then found through a records search that Earhart owned a beige 1976 Chevrolet. They went to his tiny, junk-filled house, but he was not home, and neighbors had not seen him in days. Later, the FBI learned that a beige 1976 Chevy Impala had been traded for another car at a used car lot in Houston. The FBI showed the car dealer a photograph of James Earhart, and the dealer confirmed that he was the man who brought in the Impala. The dealer said that the man, using the name George Stevens, traded it for a 1975 Oldsmobile from his lot. The dealer said that the man was by himself - there was no girl with him.

At 2:00 a.m. on 26 May, Walker County Sheriff's Deputy Charles Applewhite was patrolling Sam Houston National Forest near Stubblefield Lake when he noticed an Oldsmobile with the front door open and a huge man sleeping inside. He ran the license plate number and found that it was registered to James Earhart. Earhart was then arrested. He admitted giving Kandy a ride in his car, but he denied killing her and said he did not know what happened to her. He said that he knew police were looking for him, but he was afraid to turn himself in. A .22-caliber handgun and a bloody shirt were recovered from his car.

That evening, a man called police to report that he had found Kandy's body in a wooded area a few miles from the Kirtlands' home. The man said that as he was taking his normal evening walk, he noticed a foul smell coming from the woods. At first, he assumed it was a dead animal, but when the smell was still there after several days, he decided to investigate. He saw a pile of rags and cardboard, and noticed a white tennis shoe sticking out. When he moved closer and saw an ankle, he knew he had found the missing girl. Kandy's arms had been tied behind her back with electrical cord, and she had been shot once in the head with a .22-caliber firearm. An autopsy determined that she probably died on 12 May, the day of her disappearance.

At his trial, Earhart claimed that he had never met Kandy Kirtland. He said that at the time he was arrested, when he admitted giving her a ride, he had not slept in several days and was under a form of hypnosis. The defense presented two witnesses who stated that they saw a girl matching the newspaper photos of Kandy in a Bryan shopping mall two days after her disappearance. Prosecutors, however, presented evidence that the blood on the shirt taken from Earhart's car matched Kandy's, and that the bullet fragments taken from the victim's skull had exactly the same metallic composition as the bullets in Earhart's gun. A jury found Earhart guilty of capital murder in May 1988 and sentenced him to death. At his punishment hearing, Earhart's sister and cousin testified that he had once attempted to strangle both of them.

Earhart declined to make a last statement at his execution. He was pronounced dead at 6:24 p.m.

 
 

Junkman pays for killing girl

By Michael Graczyk - Amarillo.com

Thursday, August 12, 1999

HUNTSVILLE - A junk dealer, memorable to witnesses because of his 400-plus-pound size and grubby appearance, was executed Wednesday evening for abducting and fatally shooting a 9-year-old girl more than a dozen years ago.

James Otto Earhart was pronounced dead at 6:24 p.m., 10 minutes after the flow of lethal drugs began. When the warden asked whether Earhart wanted to make a final statement, Earhart replied, "No. No, sir."

Earhart, 56, was the fourth condemned Texas prisoner to die this month, the second in two days and 20th this year.

He was arrested after authorities found the decomposing body of Kandy Janell Kirtland two weeks after she disappeared from her Bryan home.

Neighbors saw her get off her school bus for the short walk home, where she last was seen talking to a huge man with a stubby beard and dirty clothes. When her parents returned home from work May 12, 1987, their latchkey child was gone.

"Having your child murdered, having your child brutally murdered . . . the effect it has on a person's life who happens to be her mother, it can't be described," Jan Brown, Kandy's mother, said Wednesday. "I've been there and can't even describe it.

"The only meaning this day has for me is that tomorrow I will not get a phone call that his conviction has been overturned and he's getting a new trial."

"It was every parent's nightmare," Brazos County District Attorney Bill Turner recalled. "That strikes at the heart of every family, I suppose. You're going to come home and find your child - and you don't."

Parents were frightened. Nothing like this had happened in Bryan. Photographs flooded the area of the brown-haired, blue-eyed girl who sang in her church choir.

Two weeks later, Kandy's decomposing body was found partially covered by brush in a wooded area a few miles from her home. Her hands were tied behind her back. An autopsy determined she had been shot once in the head with a .22-caliber handgun.

"It struck me she was such a fragile human," Turner said. "I have daughters of my own. You link up pretty quick. And to mix that with the horrible crime scene that we saw, it's just one of those things that's hard to come to grips with. This was a 9-year-old girl.

"Best I can tell, the last thing she probably saw, her hands tied behind her back, was his gun. It's just a horrible picture in your mind."

Earhart had visited the Kirtland home a week before the girl disappeared to look at a paint sprayer the family was selling. He and Joseph Kirtland, Kandy's father, couldn't agree on a price but that's where Earhart apparently first noticed the girl.

At 5-feet-9, his weight at the time estimated at more than 400 pounds and with what prison officials say is a 56-inch waist, Earhart was hard to miss.

Witnesses supplied information about his car and police tracked it to Earhart's ramshackle home near downtown Bryan, six blocks from the police station. He wasn't there, but authorities found news articles about the girl's disappearance and literature about bondage.

Police found him sleeping in a car in the Sam Houston National Forest near Huntsville. A .22-caliber handgun was in the car.

He told authorities he had picked up the girl and drove her around but said he dropped her off and denied killing her. However, blood on clothing found in his car matched that of the victim and bullets remaining in the gun matched bullet fragments taken from the girl's skull. Prosecutors believed his motive was to sexually assault the girl.

"I'm not a proponent of the death penalty, never have been," said Brown, Kandy's mother. "But I've been removed from the process of having to decide. All I know, there's a lot of people who worked hard and long for me to show up. I can't stop it.

"The worst part, if I were to get angry at something, it would be the length of time it takes. It seems to me these (prisoners) are coddled. He issues a statement. They write it down and hand it to me. My daughter's last words - probably `Please don't shoot me!' - and nobody got to record that or even see it with him.

"It doesn't seem fair at all," Brown continued. "They've spent millions of dollars on him. That bothers me a lot.

"I think that's a terrible injustice that we put people in prison and then we just take care of them.

"The system sucks."

 
 

132 F.3d 1062

James Otto EARHART, Petitioner-Appellant,
v.
Gary L. JOHNSON, Director, Texas Department of Criminal Justice,
Institutional Division, Respondent-Appellee.

No. 96-50441.

United States Court of Appeals,
Fifth Circuit.

Jan. 9, 1998.

Appeal from the United States District Court for the Western District of Texas.

Before KING, JOLLY and DeMOSS, Circuit Judges.

E. GRADY JOLLY, Circuit Judge:

This appeal presents the question whether the district court erred in denying federal habeas relief to James Otto Earhart. A Texas jury convicted Earhart for capital murder and sentenced him to death. The conviction and sentence were affirmed on direct appeal. Earhart then filed a petition for habeas relief in the federal district court under 28 U.S.C. § 2254. He alleged, inter alia, that defense counsel rendered ineffective assistance in violation of his Sixth Amendment rights. He further alleged that failure to define "reasonable doubt" for the jury in his case, but requiring it in all cases after his, violated his due process and equal protection rights. In a different vein, Earhart argued that his petition should be dismissed and his execution stayed until he had had an opportunity to exhaust his state habeas remedies. In response to this argument, however, the State waived the exhaustion requirement. The district court accepted the State's waiver and, examining the merits of Earhart's remaining claims, denied relief. Earhart appeals. Finding no error in the district court's decision, we affirm.

I

* On May 26, 1987, the body of nine-year-old Kandy Kirtland was discovered in a trash heap in Bryan, Texas. She had been missing for two weeks. The young girl was discovered with her hands tied behind her back with an electrical cord and a bullet wound to her head.

The same day, Earhart was arrested in connection with Kirtland's death. He was indicted two weeks later on charges of capital murder. Earhart pled not guilty, and the case went to trial a year later. As part of its case against Earhart, the prosecution presented an expert witness who testified that the bullet recovered from the girl was "analytically indistinguishable" from those loaded in a gun later discovered among Earhart's belongings.

The expert further testified that analytically indistinguishable bullets are typically found within the same box of ammunition. The expert conceded, however, that he could not determine whether the bullet that killed Kirtland was fired from Earhart's gun and acknowledged that the bullet may not have come from the same box of ammunition as the other bullets. The jury found Earhart guilty of murder while in the course of kidnaping and sentenced him to death by lethal injection.1

Earhart took a direct appeal to the Texas Court of Criminal Appeals, which affirmed his conviction on September 18, 1991. See Earhart v. State, 823 S.W.2d 607 (Tex.Crim.App.1991). The United States Supreme Court granted Earhart's writ of certiorari and remanded the case for further consideration in the light of its opinion in Johnson v. Texas, 509 U.S. 350, 113 S.Ct. 2658, 125 L.Ed.2d 290 (1993).2 On remand, the Court of Criminal Appeals again affirmed Earhart's conviction and sentence. See Earhart v. State, 877 S.W.2d 759 (Tex.Crim.App.1994). Earhart's second petition for certiorari was denied on October 31, 1994. Earhart v. Texas, 513 U.S. 966, 115 S.Ct. 431, 130 L.Ed.2d 344 (1994).

Thereafter, the trial court scheduled Earhart's execution for February 7, 1995. Earhart immediately attempted to initiate state habeas proceedings. He requested the state trial court to stay or withdraw his execution date and to appoint counsel to assist him in preparing a state habeas application. Both requests were denied on January 23, 1995. As a result, Earhart initiated federal habeas proceedings by filing a motion for appointment of counsel and for a stay of execution. The district court granted both motions on February 2, 1995.

Earhart filed his federal habeas petition on September 29, 1995. He alleged six grounds in support of his petition: (1) trial counsel rendered ineffective assistance by failing to object properly to the admissibility of Earhart's tape-recorded statement to police; (2) trial counsel rendered ineffective assistance by failing to request an expert regarding analysis of bullet evidence; (3) the decision by the Texas Court of Criminal Appeals to require a definition of "reasonable doubt" in all subsequent cases, announced 49 days after rejecting the same rule of law in Earhart's case, violated his due process and equal protection rights; (4) the denial of an instruction informing the jury that it could give effect to mitigating evidence by declining to impose the death penalty violated Earhart's Eighth and Fourteenth Amendment rights; (5) trial counsel rendered ineffective assistance by failing to adduce sufficient evidence to support such an instruction; and (6) the "cumulative and synergistic effect" of trial counsel's errors amounted to ineffective assistance. Earhart contended that most of these claims had not been presented to state courts and that his petition should be dismissed so that he could exhaust state remedies before proceeding in federal court.

In response, the State waived the exhaustion requirement and filed a motion for summary judgment. The district court granted summary judgment against Earhart on May 15, 1996. Earhart timely filed a notice of appeal. The district court issued a certificate of probable cause on June 21, 1996. This appeal followed.

II

On appeal, Earhart has narrowed the number of his claims. He now challenges the district court's decision on the ineffective assistance of counsel claims concerning his tape-recorded statement and denial of a defense expert, as well as his due process and equal protection claim. He further argues that the district court erred by accepting the State's waiver of the exhaustion requirement. In considering Earhart's claims under 28 U.S.C. § 2254, we accord a presumption of correctness to any state court factual findings. See Mann v. Scott, 41 F.3d 968, 973 (5th Cir.1994), cert. denied, 514 U.S. 1117, 115 S.Ct. 1977, 131 L.Ed.2d 865 (1995). We review the district court's factual findings for clear error, but decide any issues of law de novo. Id. Because claims concerning ineffective assistance of counsel generally involve mixed questions of law and fact, we review them de novo as well. United States v. Faubion, 19 F.3d 226, 228 (5th Cir.1994).

III

We first address Earhart's argument that the district court erred by accepting the State's waiver of the exhaustion requirement contained in 28 U.S.C. § 2254. By refusing to permit him to exhaust his state habeas remedies, Earhart insists, the district court "cheated" him out of his statutory right to state habeas proceedings. The State responds that exhaustion is unnecessary because Earhart has not raised a claim requiring further factual development or a claim implicating important state interests.

We have held that exhaustion of state habeas remedies is not a jurisdictional prerequisite and, as a result, may be waived by the State. McGee v. Estelle, 722 F.2d 1206, 1212 (5th Cir.1984) (en banc); accord Granberry v. Greer, 481 U.S. 129, 132-33, 107 S.Ct. 1671, 1674-75, 95 L.Ed.2d 119 (1987). The requirement exists to protect states' interests in the enforcement of federal laws and prevent disruption of state judicial proceedings. Rose v. Lundy, 455 U.S. 509, 518, 102 S.Ct. 1198, 1203, 71 L.Ed.2d 379 (1982)

The district court, however, need not accept a state's waiver of the exhaustion requirement. The district court, or this court, in the exercise of its discretion, may reject a waiver in the interests of comity. See McGee, 722 F.2d at 1214. Thus, for example, if the case presents an issue involving an unresolved question of fact or state law, the court may insist on complete exhaustion to ensure its ultimate review of the issue is fully informed. See Granberry, 481 U.S. at 134-35, 107 S.Ct. at 1675-76; see also Graham v. Johnson, 94 F.3d 958, 968-70 (5th Cir.1996).

Such circumstances are not present in this case. The facts necessary to dispose of Earhart's ineffective assistance of counsel claims are in the record.3 The issue whether the court-announced rule regarding the definition of reasonable doubt should be applied retroactively to Earhart's case is a question of law. Thus, the claims Earhart advances turn on the resolution of legal, not factual, issues. Moreover, to the extent Earhart's claims involve questions of state law, they entail straight-forward application of principles already settled by state courts. Finally, the principal interest of the prisoner is in obtaining speedy relief on his claims, see Rose, 455 U.S. at 520, 102 S.Ct. at 1204, which is served in this case by giving immediate consideration to the merits of Earhart's claims.4 In short, little counsels in favor of compelling exhaustion of state habeas remedies.

IV

We next consider Earhart's ineffective assistance of counsel claims. Earhart argues that his trial counsel rendered ineffective assistance by (1) failing to object to the admissibility of his tape-recorded statement to police on state law grounds and (2) failing to request the assistance of a defense expert on the elemental composition of the bullets in this case. Earhart further contends that the district court's failure to hold an evidentiary hearing on these issues was reversible error.

To prevail on these claims, Earhart must satisfy the familiar two-part test announced in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). The Strickland test requires the habeas petitioner to prove that counsel's performance was deficient and that the deficient performance resulted in actual prejudice to the petitioner's defense. Armstead v. Scott, 37 F.3d 202, 206 (5th Cir.1994), cert. denied, 514 U.S. 1071, 115 S.Ct. 1709, 131 L.Ed.2d 570 (1995). That is, Earhart must affirmatively prove that counsel's performance was objectively unreasonable and resulted in a reasonable probability that, but for counsel's unprofessional errors, the outcome of the proceedings would have been different. See id. Applying these general guidelines, we turn to the merits of Earhart's ineffective counsel claims.

* Earhart first argues that defense counsel rendered ineffective assistance by failing to object properly to the admissibility of his recorded statement to the police. In particular, Earhart contends that the tape-recorded statement he gave to police was not prefaced with a specific warning of his right to remain silent, as required by article 38.22 of the Texas Code of Criminal Procedure. Defense counsel did not object to admission of the statement on these grounds, and the Court of Criminal Appeals refused to review the claim on direct appeal because of counsel's failure to preserve the error under state law. See Earhart, 823 S.W.2d at 621.

Texas law is clear that, so long as the State substantially complies with the requirements of article 38.22, failure to give the precise warnings included in the statute does not render a confession inadmissable. See Hardesty v. State, 667 S.W.2d 130, 135 (Tex.Crim.App.1984); see also Stinnett v. State, 720 S.W.2d 663, 666 (Tex.App.1986). The State argues that the warnings Earhart received before giving a statement substantially complied with the requirements of article 38.22. The record shows that Earhart received the following warning before giving the recorded statement:

You have the right to have a lawyer present to advise you prior or during any questioning. You have the right to terminate this interview at any time. And any statement that you do make may and probably will be used against you at your trial. Do you understand all of the above rights?

The record further reveals that Earhart had been warned in accord with article 38.22 on at least two other occasions (including the right to remain silent), had signed a written rights form advising him of his article 38.22 rights, and had been similarly advised by a magistrate judge 14 minutes before giving the statement.

Because admission of the statement did not violate article 38.22, the State contends, Earhart cannot prove either prong of the Strickland test. We agree. In Clark v. State, 627 S.W.2d 693 (Tex.Crim.App.1982), the Texas Court of Criminal Appeals, addressing the adequacy of warnings under article 38.22, held that "the coupling of the right 'not to make a statement' with the right to 'terminate any interview at any time' if the appellant 'decided to talk with us' adequately conveyed the right to remain silent." Id. at 704.

Similarly, in the instant case, Earhart was directly advised of his right to terminate the interview at any time and then cautioned that any statement he did make would be used against him at trial. This warning came on the heels of other warnings more precisely tracking the language of article 38.22 and expressly relating Earhart's right to remain silent. We find these warnings, when read together and as a whole, indistinguishable from those found sufficient in Clark. Admission of the statement did not violate article 38.22, and, therefore, Earhart cannot prove that defense counsel acted unreasonably in not objecting to admission of the statement.

B

Earhart's second ineffective counsel claim focuses on defense counsel's failure to request the assistance of a defense expert to testify on the elemental composition of the bullet that killed Kandy Kirtland and on the composition of those seized among Earhart's belongings. He argues that, under Texas law, denial of an expert when properly requested is a structural error mandating reversal. Because evidence relating to these bullets was a significant factor at trial, Earhart contends, he was entitled to an expert and would have obtained one had the proper request been made.

Texas law supports Earhart's argument. Effective September 1, 1987, an attorney "appointed to represent a defendant in a criminal proceeding, including a habeas corpus hearing, shall be reimbursed for reasonable expenses incurred with prior court approval for purposes of investigation and expert testimony." Tex.Crim. P. Code Ann. § 26.05(a). Texas courts have interpreted this provision to extend to all experts, and the failure to approve expenses under this provision is reversible error where the defendant demonstrates a need for the expert's assistance. See Rodriguez v. State, 906 S.W.2d 70, 73 (Tex.App.1995). Of course, since Earhart's counsel did not request an expert, he had no opportunity to show a need for expert assistance. Given the significant role the bullet evidence played in the prosecution's case, we shall therefore assume Earhart could have made a sufficient threshold showing that he was entitled to a defense expert under Texas law. See id.

Nevertheless, the district court properly concluded that Earhart was not entitled to relief on these grounds because, in this habeas proceeding, he still had failed to show or even allege that an expert could be found whose testimony would have altered the outcome of the state court trial. Even if defense counsel's failure to request an expert resulted in a fundamental defect in Earhart's trial that would have mandated reversal had it been raised direct appeal, Earhart still must demonstrate prejudice to the outcome of his trial. "[T]he right to effective assistance of counsel, both at the trial and appellate level, 'is recognized not for its own sake, but because of the effect that it has on the ability of the accused to receive a fair trial.' " Goodwin v. Johnson, 132 F.3d 162, 174 (5th Cir.1997) (quoting Lockhart v. Fretwell, 506 U.S. 364, 369, 113 S.Ct. 838, 842-43, 122 L.Ed.2d 180 (1993)).

In other words, Earhart must show a reasonable probability that, but for counsel's failure to request an expert, the jury would have had a reasonable doubt concerning his guilt. See Ricalday v. Procunier, 736 F.2d 203, 208 (5th Cir.1984); see also Gray v. Lynn, 6 F.3d 265, 269-70 (5th Cir.1993). "Because the error at the appellate stage stemmed from the error at trial, if there was no prejudice from the trial error, there was also no prejudice from the appellate error." Ricalday, 736 F.2d at 208; accord Lombard v. Lynaugh, 868 F.2d 1475, 1482 n. 9 (5th Cir.1989).

Thus, Ricalday makes clear that Earhart's failure to identify an expert whose testimony would have altered the outcome of his trial is fatal to his habeas claim. In Ricalday, the habeas petitioner argued that his attorney rendered ineffective assistance by failing to object to a variation between the indictment and the jury instructions and by failing to raise the issue on direct appeal. We recognized that such error constituted a fundamental trial defect under Texas law and would have resulted in reversal on direct appeal even though no objection had been made at trial. See 736 F.2d at 207. Consequently, we concluded that counsel's performance was deficient. See id. at 207-08. We refused to grant habeas relief, however, because the petitioner failed to establish that the error altered the outcome of the trial. See id. at 208-09.

For the same reason, we conclude that Earhart's claim was properly dismissed. Earhart has not identified an expert witness available to testify on his behalf or the type of testimony such a witness would have provided beyond that elicited at trial. Furthermore, he has not made any showing with respect to how any expert testimony would affect the outcome of the trial. In short, assuming defense counsel was deficient in failing to request an expert, Earhart has not established that this failure prejudiced his defense or otherwise rendered the outcome of his trial unreliable.

V

Earhart's final argument is that the decision by the Texas Court of Criminal Appeals to require a definition of "reasonable doubt," but to do so only in all subsequent cases, announced 49 days after rejecting the same rule of law in Earhart's case, violated his due process and equal protection rights. Earhart requested a jury instruction on the definition of reasonable doubt during both guilt and punishment phases of his trial. The trial court refused, and the Court of Criminal Appeals affirmed. Within less than two months after Earhart's direct appeal was decided, the Court of Criminal Appeals decided Geesa v. State, 820 S.W.2d 154 (Tex.Crim.App.1991), which provided a definition of reasonable doubt to be presented to juries in all cases tried after the date of its opinion. Earhart argues that the timing of the decision and the refusal to apply the Geesa rule retroactively to his case violate the principle of fundamental fairness embodied in the due process and equal protection clauses of the Constitution.

This claim has no merit. As for Earhart's contention that Geesa should have been applied retroactively to his case, this court's decision in Lackey v. Scott, 28 F.3d 486 (5th Cir.1994), cert. denied, 513 U.S. 1086, 115 S.Ct. 743, 130 L.Ed.2d 644 (1995), forecloses the argument. In Lackey, we rejected the exact same argument regarding the Geesa opinion. See id. at 491. As for the Texas Court of Criminal Appeal's timing of the rule announced in Geesa, Earhart points us to no precedent establishing a constitutional interest in an appellate court's timing of its announcement of a new rule. Under Teague v. Lane, 489 U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989), habeas relief may not be premised on constitutional principles yet to be announced or announced after the challenged conviction became final, with two limited exceptions.5 Even were we prepared to announce a new rule of constitutional law in accord with Earhart's argument (which we are not), neither Teague exception applies in this case. The Constitution neither prohibits trial courts from defining reasonable doubt nor requires them to do so. Victor v. Nebraska, 511 U.S. 1, 5-7, 114 S.Ct. 1239, 1243, 127 L.Ed.2d 583 (1994). The district court, therefore, correctly concluded that Earhart's claim does not implicate notions of fundamental fairness.

VI

For the above-stated reasons, the judgment of the district court is

AFFIRMED.

*****

1

For a more complete discussion of the facts and evidence introduced at trial, see Earhart v. State, 823 S.W.2d 607, 611-16 (Tex.Crim.App.1991)

2

The issue in Johnson involved the constitutionality of Texas's death penalty

3

For this reason, Earhart cannot sustain his claim that the district court erred by refusing to hold an evidentiary hearing on his ineffective assistance of counsel claims. See Amos v. Scott, 61 F.3d 333, 346 (5th Cir.), cert. denied, --- U.S. ----, 116 S.Ct. 557, 133 L.Ed.2d 458 (1995)

4

Of course, Earhart may seek state court habeas review solely for the purpose of delaying his impending execution. This is not, however, a legitimate reason for a federal court to require exhaustion of state remedies. Furthermore, as the State notes in its brief, dismissing Earhart's present claims would have the ultimate effect of requiring him to litigate his future federal habeas petition under the more stringent standards of the AEDPA. Thus, we conclude that rejecting the State's waiver of the exhaustion requirement would serve no legitimate purpose, especially given the time and resources already spent taking this case on appeal, nor in any event would it likely benefit Earhart himself

5

The exceptions are limited to rules placing a class of conduct beyond the government's power to proscribe and "watershed" rules of criminal procedure implicating the fundamental fairness and accuracy of the criminal proceeding. See Teague, 489 U.S. at 311, 109 S.Ct. at 1075

 

 

 
 
 
 
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