Edward Anthony Ellis,
Petitioner-Appellant,
v.
James A. Lynaugh, Director, Texas Department of
Corrections, Respondent-Appellee.
No. 88-2829
Federal
Circuits, 5th Cir.
May 30, 1989
Appeal from
the United States District Court for the
Southern District of Texas.
Before REAVLEY, JOHNSON and
DAVIS, Circuit Judges.
REAVLEY, Circuit Judge:
Edward Anthony Ellis appeals
from the federal district court's denial of
habeas corpus relief from the death sentence
imposed by a Texas court. We affirm.
I. Background
In March 1983, a grand jury
in Harris County returned an indictment charging
Edward Ellis with the murder by asphyxiation of
Bertie Elizabeth Eakins while he was in the
course of committing burglary. A jury found
Ellis guilty as charged and returned affirmative
answers to the special punishment issues
submitted pursuant to Tex.Code Crim.Proc. art.
37.071 (Vernon Supp.1989). The trial court, as
required by law, sentenced Ellis to death by
lethal injection. The Texas Court of Criminal
Appeals affirmed. Ellis v. State, 726 S.W.2d 39
(Tex.Crim.App.1986), cert. denied,
480 U.S. 926 , 107 S.Ct. 1388, 94 L.Ed.2d
702 (1987). After the state courts denied
his application for writ of habeas corpus, Ellis
sought relief in federal court. In July 1988,
the district court denied Ellis's petition for
writ of habeas corpus but granted a certificate
of probable cause.
On appeal Ellis alleges
several grounds of error: (1) that the trial
court improperly excluded two venire members in
violation of Witherspoon v. Illinois, 391 U.S.
510, 88 S.Ct. 1770, 20 L.Ed.2d 776 (1968) and
Adams v. Texas, 448 U.S. 38, 100 S.Ct. 2521, 65
L.Ed.2d 581 (1980); (2) that the evidence was
insufficient to prove the allegations in the
indictment; (3) that the trial court erred in
failing to define the term "deliberately" for
the jury; (4) that Ellis was denied a fair and
impartial trial, due course of law, due process
and equal protection of law and his right to be
free of cruel and unusual punishment by the
systematic exclusion of Hispanics from the grand
juries in Harris County, Texas and from service
as grand jury foremen; (5) that he was denied
the effective assistance of counsel at trial and
on appeal; and (6) that the district court erred
in failing to conduct a hearing on the issues of
ineffective assistance of counsel and systematic
exclusion of Hispanics from grand jury service.
Because we conclude that each of these claims is
either procedurally barred or without merit, we
affirm the district court's denial of the writ.
II. The Witherspoon Issue
Ellis contends that two
prospective jurors, Holstead and Bradshaw, were
excluded improperly from serving on the jury on
the basis of their opposition to the death
penalty in violation of Witherspoon v. Illinois,
391 U.S. 510, 88 S.Ct. 1770, 20 L.Ed.2d 776
(1968) and Adams v. Texas, 448 U.S. 38, 100 S.Ct.
2521, 65 L.Ed.2d 581 (1980) and that Bradshaw's
exclusion was not harmless error as found by the
district court.
In Witherspoon, the Supreme
Court held that a state violates a capital
defendant's rights under the Sixth and
Fourteenth Amendments when it excuses for cause
all venire members who express conscientious
objections to capital punishment. The Court did
recognize, however, that a state has a
legitimate interest in excluding those potential
jurors whose opposition to capital punishment
would preclude their impartiality and thereby
frustrate administration of a state's death
penalty scheme. In attempting to strike an
appropriate balance between these two competing
interests, the Court wrote that venire members
may be excluded for cause if they make it
unmistakably clear (1) that
they would automatically vote against the
imposition of capital punishment without regard
to any evidence that might be developed at the
trial of the case before them, or (2) that their
attitude toward the death penalty would prevent
them from making an impartial decision as to the
defendant's guilt.
391 U.S. at 522 n. 21, 88
S.Ct. at 1777 n. 21 (emphasis in original).
The Supreme Court reexamined
the Witherspoon standard in Adams v. Texas, 448
U.S. 38, 100 S.Ct. 2521, 65 L.Ed.2d 581 (1980).
In deciding whether certain potential jurors had
been excluded properly pursuant to the Texas
statute at issue, the Court discussed its prior
opinions, including Witherspoon, and concluded
that[t]his line of cases establishes the general
proposition that a juror may not be challenged
for cause based on his views about capital
punishment unless those views would prevent or
substantially impair the performance of his
duties as a juror in accordance with his
instructions and his oath. The State may insist,
however, that jurors will consider and decide
the facts impartially and conscientiously apply
the law as charged by the court.
448 U.S. at 45, 100 S.Ct. at
2526 (emphasis added).
Recognizing that the already
difficult task of distinguishing between
prospective jurors whose opposition to capital
punishment would impair their impartiality and
those whose opposition could be set aside
effectively had been made more difficult "by the
fact that the standard applied in Adams
differ[ed] markedly from the language of [Witherspoon
]," the Supreme Court undertook to clarify the
issue in Wainwright v. Witt,
469 U.S. 412 , 421, 105 S.Ct. 844, 850, 83
L.Ed.2d 841 (1985). In so doing, the
Court reaffirmed the above quoted standard from
Adams as the proper standard for determining
when a prospective juror may be excluded for
cause because of his or her views on capital
punishment. The Court noted that the Adams
standard not only dispensed with Witherspoon 's
reference to "automatic" decisionmaking but also
did not require that a juror's bias be proved
with "unmistakable clarity." Id. at 424, 105
S.Ct. at 852.
This is because determination
of juror bias cannot be reduced to question-and-answer
sessions which obtain results in the manner of a
catechism. What common sense should have
realized experience has proved: many veniremen
simply cannot be asked enough questions to reach
the point where their bias has been made "unmistakably
clear"; these veniremen may not know how they
will react when faced with imposing the death
sentence, or may be unable to articulate, or may
wish to hide their true feelings. Despite this
lack of clarity in the printed record, however,
there will be situations where the trial judge
is left with the definite impression that a
prospective juror would be unable to faithfully
and impartially apply the law.... [T]his is why
deference must be paid to the trial judge who
sees and hears the juror.
Id. at 424-26, 105 S.Ct.
852-53 (footnote omitted). Thus, in a proceeding
under 28 U.S.C. Sec . 2254, the trial
court's factual determination that a potential
juror is disqualified is entitled to a
presumption of correctness, absent one of the
specifically enumerated exceptions contained in
28 U.S.C. Sec . 2254(d). Id. at 429, 105
S.Ct. at 855. With this in mind, we turn to
those claims before us.
A. Prospective Juror
Holstead
Ellis claims generally in his
brief that Holstead was excluded improperly but
points to nothing specific in the voir dire to
support his contention. We agree that Holstead's
exclusion was proper for the reasons given in
the district court's opinion.
B. Prospective Juror
Bradshaw
Ellis argues that, because
Bradshaw's answers to defense counsel's
questions showed that he was qualified to serve
on the jury under Witherspoon and Adams, the
trial court's exclusion of him for cause was
erroneous. Ellis asserts that the trial court
set out to disqualify Bradshaw by taking over
the voir dire and pointing out ways in which he
could avoid jury service and that this conduct
deprived the defendant of a full and fair
hearing on the matter of juror qualification and
stripped the trial court's findings of the
presumption of correctness to which they
normally would be entitled.
The evaluation of this
contention requires study of the entire voir
dire in which Bradshaw was involved. That begins
with the introductory remarks the trial court
made to the group of venire members before
individual voir dire began. The court explained
that those persons selected to serve on the jury
would have to take an oath to render their
verdict according to the law and the evidence.
He emphasized that if any of the prospective
jurors disagreed with some aspect of the law to
the extent that they could not take the oath to
follow the law, they would not be qualified to
serve.
The court made it plain,
though, that mere disagreement with the law did
not automatically disqualify one from serving as
a juror. Even if a person disagreed with the law
as it was explained, "if you can set that aside
and still be fair and impartial then you may
still be qualified to be a juror." After
explaining that taking the juror's oath was a
very serious matter and that knowingly violating
the oath would subject a person to severe
penalties, the court made the following
statements:
So we are not going to make
anybody, force anyone to take an oath that they
can't follow. You see what I am saying? So
that's why we are going back to this thing if
you disagree with the law, if you disagree with
the law of the indictment to the extent and
degree that it is going to destroy your
conscience or soul, we are not going to make you
take the oath.
The trial court began
Bradshaw's individual voir dire by asking if he
had religious, moral or conscientious scruples
against the infliction of death as a punishment
for a crime in a proper case. Bradshaw answered
"yes." The prosecutor then took over the
questioning; he first asked Bradshaw if he would
put in his own words his feelings about the
death penalty:
A. The way I feel about it--say,
if he did take someone's life, taking his life
is not going to bring him back. So that's the
eye for an eye thing and I just--
Q. [Prosecutor] You go for
the two wrongs don't equal a right?
A. That's right.
Q. Now, I take it that's a
pretty strong feeling you have; is that correct?
A. Ever since, you know, I
have been old enough and all to really think
about it I have felt that way so I would say yes.
* * *
* * *
Q. [Prosecutor] ... The
question I want to ask you: Keeping in mind your
feelings about the death sentence and the
rightness or the wrongness of the death
sentence, would you always in every case answer
one of these questions no in order to prevent
the Judge from assessing the death penalty?
A. I believe so.
Q. Okay. Remember the Judge
asked you for a yes or no answer because of the
record and only you can tell us what is in your
mind.
Let me put it in this light.
Are you so against the death penalty that you
would always answer one of these questions no in
order to prevent the death sentence from being
assessed?
A. Yes.
Q. In every case?
A. Yes.
Q. And I take it, that's a
very strong feeling, as you said, since you have
been old enough to think; is that correct?
A. Yes.
Q. Now, I'm not going to try
to change your mind but let's say I did try to
change your mind. Could anybody in this
courtroom change your mind about your feeling on
the death penalty?
A. No.
* * *
* * *
Q. [Prosecutor] ... But if
you are selected for a jury, if you are
qualified for a jury, you have to take an oath
to follow the law and once you have taken an
oath it's not like a job that you can quit and
say, "Hey, this is not what I bargained for. I
will find me another job. Can't do it." You are
stuck until the end of trial. You may end up
doing something that does violence to your
insides or your conscience or your soul or your
morals or ethics or whatever and we don't want
that to happen but the law will not require you
to take that oath if you cannot live up to the
oath. Do you see what I am saying--if it is
going to do violence to you.
The question I want to ask
you is: Considering your feelings about the
death sentence and given the choice of taking
that oath or not taking the oath in a capital
murder, would you refuse to take the oath?
A. Yes.
On the basis of this
exchange, the state challenged Bradshaw for
cause. Defense counsel then was given the
opportunity to attempt to rehabilitate Bradshaw.
He asked Bradshaw to assume that he had been
selected as a juror and had taken the oath and
then to elaborate on how he might answer the two
special punishment issues.
Q. [Defense Counsel] If you
were selected as a member of the jury, could you
along with the other jurors after the State
having proved to the members of the jury at the
guilt or innocence phase of the trial could you
thereafter be able to answer Special Issues 1
and 2 provided it is proven to you beyond a
reasonable doubt?
A. Yes, I could answer them.
Q. [Defense Counsel] ... If
the State proved to you beyond a reasonable
doubt, you as a member of the jury, beyond a
reasonable doubt that these special issues
should be answered yes, could you answer this
yes?
A. Yes.
Q. And by the same token on
Special Issue Number 2 whether there is a
probability that the Defendant would commit
violent acts in the future, the State would also
have to prove this to you beyond a reasonable
doubt. Could the State ever prove to you beyond
a reasonable doubt that in order to answer this
Special Issue Number 2 yes?
A. That's where--
At this point defense counsel
interrupted Bradshaw and asked him to consider a
hypothetical situation. He then continued his
questioning:
Q. [Defense counsel] ... Now,
I'm not asking you about in this particular
case, in that case about the kidnapper and
murderer of that campfire girls. If you can
think of a crime to be so heinous that you could
tell or you could answer the question yes to the
Special Issue?
A. Can I say yes? I could
answer yes to both of them but I don't think,
you know, he should get--they should get
punished but, you know, death.
The trial court, having heard
Bradshaw's conflicting responses, asked some
questions of its own in an attempt to clarify
Bradshaw's position. The court explored the
ambiguity in Bradshaw's answers, pointing out
that he first said that his scruples against
capital punishment were so strong that he would
always answer the special issues in such a way
that the death penalty would not be imposed and
then said that he would answer the issues
according to the law and the evidence if he took
the juror's oath.
THE COURT: So then what you
said earlier about having some scruples against
the death penalty are not exactly what you led
us to believe they are?
THE VENIREMAN: Well, I'm not
going to lie, you know. If both things are yes
and that's the only choice I have and it's been
proven I have to answer yes and be honest with
the Court and what I know is right as far as the
facts in my head, I have to answer yes.
THE COURT: So then if you
took the oath, if you had a choice of taking
that oath to follow the law knowing full well
that you have said to us about your feelings
about the death penalty, are you telling me now
that you would or would not?
THE VENIREMAN: I would not
take the oath.
THE COURT: You would and
could take the oath?
THE VENIREMAN: I would not
take the oath. Either I don't understand or you
don't understand. What I am saying if I had to
take the oath for some reason and I was in that
situation and I saw the facts and it was true I
would say yes. But--I would try to avoid taking
the oath because I just can't see sentencing
someone to death if the situation arose.
THE COURT: Okay. The
situation will arise if you are chosen as a
juror in this case. You will have to vote yes or
no. There is no two ways about it. And you know
if you take the oath that you will [sic] a true
verdict according to the law and the evidence
submitted to you, that you are going to have to
answer those questions one way or another. And
the question they are trying to determine is if
it gets down to answering those questions and
you have already taken the oath now, you see
what I am saying? And you have got to answer
those questions one way or another and you have
got some feelings against the death penalty and
at one point in time you said you don't believe
in the death penalty.
THE VENIREMAN: I don't but I
have to tell the truth, too.
THE COURT: What you are
saying--
THE VENIREMAN: I'm going to
follow it.
THE COURT: No matter whether
it does injury to your conscience and your soul
or not?
THE VENIREMAN: If that's what
I have to do because--
THE COURT: You don't have to.
THE VENIREMAN: I'm not going
to lie.
THE COURT: But you don't have
to. If your feelings are so strong--we are
trying to find out how strong your feelings
really are and we are not arguing about it.
THE VENIREMAN: I understand
that.
THE COURT: We need to find
out how strong your feelings really are. If your
feelings are strong enough that if you take the
oath and you are going to follow your oath and
it is not going to do damage to your own
conscience and your own soul and if you are
convinced beyond a reasonable doubt both of
those questions should be yes knowing full well
if you answer them yes that I am going to assess
the death penalty, then you could do that?
THE VENIREMAN: If I took the
oath, yes, sir, I would have to answer honestly.
THE COURT: The next question:
would you take the oath?
THE VENIREMAN: No, then I
would have to put myself in a situation.
Ellis maintains that, by
questioning Bradshaw as he did, the trial judge
was working "to disqualify the juror after he
had shown he [was] qualified to sit on the jury"
and that this "judicial meddling" constituted a
violation of his due process and equal
protection rights. In particular, Ellis asserts
that the trial judge improperly suggested to
Bradshaw that all he needed to do to escape jury
service, and thereby avoid any moral dilemma he
might have, was to say that he refused to take
the juror's oath.
The district court agreed,
finding that the trial court's line of
questioning, in which it "suggested to Bradshaw
that refusal to take the oath could be used as a
method to avoid the unpleasantness of being
forced to deal with his qualms about the death
penalty," was impermissible. The court then
concluded, however, that such error was harmless.
We agree with the result reached by the district
court, but not with its reasoning.
We do not believe that the
trial court's conduct in this case was improper.
As we previously noted, the trial court
explained to the venire members at the outset
that those individuals who had a compelling
conscientious objection to the law would not be
forced to take an oath to follow that law. We
believe this was a justifiable, accurate
instruction. After Bradshaw told the prosecutor
that he would always vote no to one of the
special punishment issues to prevent the death
penalty from being imposed, he told defense
counsel that, if required to be on the jury, he
would answer the special issues truthfully.
Ellis suggests that
Bradshaw's responses to defense counsel's
questions somehow trump the answers given to the
prosecutor and that, since those responses
seemed to qualify him as a juror under Witt, no
further questions should have been asked. We
disagree. Given the conflict, the trial judge "ha[d]
the right, within certain limitations, to pursue
a line of questioning designed to flush out [Bradshaw's]
true views." O'Bryan v. Estelle, 714 F.2d 365,
382 (5th Cir.1983), cert. denied,
465 U.S. 1013 , 104 S.Ct. 1015, 79 L.Ed.2d
245 (1984).
Bradshaw's responses to
defense counsel's questions are best understood
in the context in which they were given. Defense
counsel had asked Bradshaw to assume that he had
already taken the oath--to assume that he had
sworn to return a verdict based on the law and
evidence. Quite understandably, then, when
defense counsel asked him what he would do if
the evidence convinced him beyond a reasonable
doubt that the punishment issues should be
answered affirmatively, Bradshaw answered that
he would answer truthfully. To do so undoubtedly
would do violence to his conscience; not to do
so, however, would subject him to the criminal
consequences of violating his oath.
When the court began asking
Bradshaw questions of its own in an effort to
resolve the conflict in his answers, it became
apparent that he was still operating under the
same assumption imposed by defense counsel.
Bradshaw told the court that, if he had to take
the oath for some reason, he would answer the
questions truthfully. The trial court, seeing
Bradshaw's confusion, reminded him that no one
would be forced to take the oath if to do so
would do violence to that person's conscience
and soul. It was against this backdrop that
Bradshaw stated that he would refuse to take the
oath. We see no error here. See Lockett v. Ohio,
438 U.S. 586, 595-96, 98 S.Ct. 2954, 2960, 57
L.Ed.2d 973 (1978).
Contrary to Ellis's assertion
that the trial court's remarks were designed to
suggest an escape hatch for a troublesome
venireman, we believe that the court's comments
were intended to and did enable Bradshaw to give
a clear statement of his position so that the
trial court could better assess his
qualifications. Because the trial court clearly
could have been "left with the definite
impression that [Bradshaw] would be unable to
faithfully and impartially apply the law," Witt,
469 U.S. at 426, 105 S.Ct. at 853, we hold that
the state's challenge for cause was granted
properly.
III. Procedural Default
The state argues that Ellis
raises three issues on appeal that are barred
from consideration on the merits due to his
failure to comply with state procedural rules.
Those issues are (1) his challenge to the
sufficiency of the evidence to support the
indictment's allegation that the manner and
means of the victim's asphyxiation were unknown
to the grand jury, (2) his claim that Hispanics
were excluded systematically from serving on
grand juries in Harris County, Texas, and (3)
his claim that Hispanics were excluded
systematically from serving as grand jury
foremen on those same grand juries.
In the recent case of Harris
v. Reed, --- U.S. ----, 109 S.Ct. 1038, 103 L.Ed.2d
308 (1989), the Supreme Court made clear that
the "plain statement rule" of Michigan v. Long,
463 U.S. 1032, 103 S.Ct. 3469, 77 L.Ed.2d 1201
(1983), applies to cases on federal habeas
review. Under Long, review of an issue of
federal law is barred if the state court's
opinion contains a "plain statement" that its
decision rests upon adequate and independent
state grounds. 463 U.S. at 1041, 103 S.Ct. at
3476. If a state court's reasons for rejecting a
claim are ambiguous, however, federal review is
not precluded. Id., 103 S.Ct. at 3476-77. In
Harris, the Supreme Court recognized that the
problem of ambiguous state court references to
state law is common to both direct and habeas
review. It therefore adopted "a common solution"
to this problem: "a procedural default does not
bar consideration of a federal claim on either
direct or habeas review unless the last state
court rendering a judgment in the case 'clearly
and expressly' states that its judgment rests on
a state procedural bar." Harris, --- U.S. at
---- - ----, 109 S.Ct. at 1043, 57 U.S.L.W. at
4226-27 (quoting Caldwell v. Mississippi,
72 U.S. 320 , 327, 105 S.Ct. 2633, 2638,
86 L.Ed.2d 231 (1985)). The Court noted
that, as before, when a state court addresses
the merits of a claim as an alternative basis
for denying relief, a federal court is bound by
the state court's reliance on the procedural
bar. Harris, --- U.S. at ---- n. 10, 109 S.Ct.
at 1044 n. 10.
In the state habeas corpus
proceeding, the trial court held that Ellis had
not preserved properly his claims for review.
The court based its holding on the fact that
Ellis had failed to raise the sufficiency of the
evidence argument on direct appeal as required
by Ex parte McWilliams, 634 S.W.2d 815, 818 (Tex.Crim.App.1980),
cert. denied,
459 U.S. 1036 , 103 S.Ct. 447, 74 L.Ed.2d
602 (1982), and that he had failed to
object to the composition of the grand jury at
the earliest time possible as required by state
law. See Tex.Code Crim.Proc.Ann. art. 19.27
(Vernon 1977); Muniz v. State, 672 S.W.2d 804,
807 (Tex.Crim.App.1984). The trial court then
found, in the alternative, that each of Ellis's
contentions failed on its merits. The Court of
Criminal Appeals denied relief without written
order.
Ellis made no effort either
in this court or in the court below to avoid
imposition of the procedural default doctrine by
showing that good cause existed for his failure
to comply with the state rules and that actual
prejudice resulted. Wainwright v. Sykes, 433
U.S. 72, 84, 97 S.Ct. 2497, 2505, 53 L.Ed.2d 594
(1977). He does, however, argue that his failure
to make a timely objection to the composition of
the grand jury should be excused since, while
his case was pending, the Supreme Court decided
a case in which it held that the systematic
exclusion of members of an identifiable group
was a defect of constitutional magnitude. See
Vasquez v. Hillery, 474 U.S. 254, 106 S.Ct. 617,
88 L.Ed.2d 598 (1986). We find no merit in this
argument. Vasquez was by no means the first case
to hold that racial discrimination in the
selection of grand jurors is constitutionally
impermissible. See, e.g., Rose v. Mitchell, 443
U.S. 545, 99 S.Ct. 2993, 61 L.Ed.2d 739 (1979);
Cassell v. Texas, 339 U.S. 282, 70 S.Ct. 629, 94
L.Ed. 839 (1950); Smith v. Texas, 311 U.S. 128,
61 S.Ct. 164, 85 L.Ed. 84 (1940). Accordingly,
we hold that Ellis's claims are barred
procedurally; however, we add a brief discussion
of their lack of merit also.
A. Sufficiency of the
evidence
The indictment alleged that
Ellis "caused the death of Bertie Elizabeth
Eakins by asphyxiating the complainant in a
manner and means unknown to the Grand Jury."
Given this allegation the state was required to
prove beyond a reasonable doubt that the grand
jury, after efforts to do so, was unable to find
out the manner and means by which the victim was
asphyxiated. See Brown v. State, 704 S.W.2d 506,
508 (Tex.App.--Dallas 1986, pet. ref'd) (citing
Clark v. State, 151 Tex.Crim. 383, 208 S.W.2d
637, 638 (App.1948)). Ellis contends that the
state's evidence was insufficient in this regard.
If this raises a federal due process question,
it lacks merit because the state proved by
convincing evidence that the grand jury was
indeed unable to discover the manner and means
by which the asphyxiation occurred.
B. Exclusion of Hispanics
from the grand jury
Ellis contends that Harris
County systematically excludes Hispanics from
serving as grand jurors and as grand jury
foremen and that this violated his
constitutional rights under the Fifth, Sixth,
Eighth, and Fourteenth Amendments.
In order to secure federal habeas relief on this
ground, the petitioner must show (1) that he is
a member of a race or identifiable group singled
out for different treatment under the state laws,
as written or applied, (2) the degree of
underrepresentation of his group by comparing
the proportion of the group in the total
population to the proportion called to serve as
grand jurors over a significant period of time,
and (3) that the selection procedures employed
are susceptible to abuse or are not racially
neutral. Castaneda v. Partida, 430 U.S. 482,
494, 97 S.Ct. 1272, 1280, 51 L.Ed.2d 498 (1977).
The state concedes that
Hispanics constitute a recognizable class
singled out for different treatment under the
law and that the Texas "key man" method of
selecting grand jurors is recognized as
susceptible to abuse as applied. It argues,
however, that Ellis failed to present competent
evidence that showed that Hispanics have not
been represented on Harris County grand juries
over a significant period time in proportion to
their numbers in the general population. We
agree. The "evidence" Ellis presented in support
of his claim was conclusory at best. This court
has held that mere conclusory allegations of
discrimination are insufficient to entitle an
individual to relief. Enriquez v. Procunier, 752
F.2d 111, 115 (5th Cir.1984), cert. denied,
471 U.S. 1126 , 105 S.Ct. 2658, 86 L.Ed.2d
274 (1985).
Ellis's own figures on
composition of the grand jury do not entitle him
to relief. Ellis contends that Hispanics
comprised only 13.7% of those summoned for grand
jury duty from February 1978 to November 1982.
The state census bureau's figures, offered by
the state in response to Ellis's habeas corpus
application, show that in 1980 Hispanics
comprised 15.3% of the Harris County population.
This disparity (1.6%) is insufficient to support
an inference of intentional discrimination.
IV. Jury Instructions
Ellis asserts that the trial
court erred in failing to define the term "deliberately"
in its instructions to the jury. This argument
is meritless. Both this court and the Texas
Court of Criminal Appeals have held that the
word "deliberately" in its common meaning is
sufficiently clear to allow the jury to decide
the special issues on punishment. Thompson v.
Lynaugh, 821 F.2d 1054, 1060 (5th Cir.), cert.
denied,
483 U.S. 1035 , 108 S.Ct. 5, 97 L.Ed.2d
794 (1987); King v. State, 553 S.W.2d
105, 107 (Tex.Crim.App.1977), cert. denied,
434 U.S. 1088 , 98 S.Ct. 1284, 55 L.Ed.2d
793 (1978).
V. Effective Assistance of
Counsel
Ellis next alleges that his
attorneys rendered ineffective assistance both
at trial and on appeal. To prevail on such a
claim, a defendant must show that counsel's
performance was deficient--or unreasonable in
light of prevailing professional norms--and that
the deficiency prejudiced the defense.
Strickland v. Washington, 466 U.S. 668, 687-88,
104 S.Ct. 2052, 2064, 80 L.Ed.2d 674 (1984). We
are extremely deferential in our scrutiny of
counsel's performance and make every effort to
eliminate "the distorting effects of hindsight."
Id. at 689, 104 S.Ct. at 2065. We measure
appellate counsel's effectiveness by this same
standard. Wicker v. McCotter, 783 F.2d 487, 497
(5th Cir.), cert. denied,
478 U.S. 1010 , 106 S.Ct. 3310, 92 L.Ed.2d
723 (1986).
A. Trial Counsel
Ellis maintains that he
received ineffective assistance at trial due to
counsel's failure (1) to investigate the case
adequately, (2) to present the defense of
insanity, (3) to ascertain the names and
addresses of witnesses against Ellis and to
interview the same, (4) to object to the racial
composition of the petit and grand juries, (5)
to request a jury instruction on lesser included
offenses, and (6) to request a jury instruction
on the term "deliberately." In his state court
petition for habeas relief, Ellis alleged these
same deficiences on the part of his attorneys.
The trial court ordered defense counsel to
submit affidavits in response to the claims and,
based on those affidavits, the trial court made
numerous findings of fact concerning the
attorneys' performance. According to 28 U.S.C.
Sec . 2254(d), we presume the state
court's findings to be correct.
The district court addressed
at length each ground of error that Ellis raised
before deciding that this claim was without
merit. Our review of the record convinces us
that no other result could have been reached.
Therefore, for those same reasons given by the
district court, we conclude that Ellis received
effective assistance at trial.
B. Appellate Counsel
In rather conclusory terms
Ellis also alleges that he did not receive
effective assistance on appeal. He suggests that
the deficiency was in counsel's failure to raise
meritorious claims on appeal. The Constitution
does not require appellate counsel to raise
every nonfrivolous ground that might be pressed
on appeal. Jones v. Barnes, 463 U.S. 745, 751,
103 S.Ct. 3308, 3312, 77 L.Ed.2d 987 (1983).
Here it appears that appellate counsel chose to
concentrate on the six strongest points of error
on appeal; that is a reasonable tactic. Ellis
has not directed our attention to any issues
that counsel failed to raise upon which he was
likely to prevail on appeal. This claim is
without merit.
VI. Evidentiary Hearing
Finally, Ellis contends that
the district court erred in failing to hold an
evidentiary hearing to explore his claims that
he received ineffective assistance of counsel
and that Harris County systematically excluded
Hispanics from grand juries. To receive a
federal evidentiary hearing, the burden is on
the habeas corpus petitioner to allege facts
which, if proved, would entitle him to relief.
Wilson v. Butler, 825 F.2d 879, 880 (5th
Cir.1987), cert. denied, --- U.S. ----, 108 S.Ct.
1059, 98 L.Ed.2d 1021 (1988). The court need not
" 'blindly accept speculative and inconcrete
claims' as the basis upon which to order a
hearing." Lavernia v. Lynaugh, 845 F.2d 493, 501
(5th Cir.1988) (quoting Baldwin v. Blackburn,
653 F.2d 942, 947 (5th Cir.1981), cert. denied,
456 U.S. 950 , 102 S.Ct. 2021, 72 L.Ed.2d
475 (1982)). Nor is a hearing required
when the record is complete or the petitioner
raised only legal claims that can be resolved
without the taking of additional evidence. Id.
Ellis's claim that Hispanics
were excluded systematically from Harris County
grand juries is certainly a "speculative and
inconcrete" claim. As we already determined,
Ellis did not and, more importantly, apparently
could not allege facts or produce evidence
sufficient to make out a prima facie case of
discrimination in Harris County's grand jury
selection. Therefore, no evidentiary hearing was
warranted on that issue. As for his allegations
of ineffective assistance of counsel, the state
court ordered trial counsel to file affidavits
addressing the allegations of ineffectiveness in
Ellis's application. On the basis of those
affidavits, the trial court made its findings.
We have held that the denial of a state writ
application on the basis of pleadings and
affidavits constitutes an adequate "hearing."
Evans v. McCotter, 805 F.2d 1210, 1214 (5th
Cir.1986). Ellis made no new ineffectiveness
allegations in his federal petition; no
additional hearing was required.
For the foregoing reasons,
the judgment of the district court is AFFIRMED.
*****
JOHNSON, Circuit Judge,
dissenting:
The majority today concludes
that the trial court properly excused venireman
Bradshaw for cause. This conclusion, in this
writer's mind, is erroneously based on the
assumption that the trial court "clearly could
have been 'left with the definite impression
that [Bradshaw] would be unable to faithfully
and impartially apply the law.' " Wainwright v.
Witt,
469 U.S. 412 , 426, 105 S.Ct. 844, 853, 83
L.Ed.2d 841 (1985). The above rule of law
which was first enunciated by the Supreme Court
in Witt does not disturb the essence of the
earlier holdings of the Supreme Court in
Witherspoon v. Illinois, 391 U.S. 510, 88 S.Ct.
1770, 20 L.Ed.2d 776 (1968), and Adams v. Texas,
448 U.S. 38, 100 S.Ct. 2521, 65 L.Ed.2d 581
(1980) to the effect that a juror shall not be
challenged for cause unless his "views [on
capital punishment] would prevent or
substantially impair the performance of his
duties as a juror in accordance with his
instructions and his oath." Witt, 469 U.S. at
420, 105 S.Ct. at 850 (quoting Adams v. Texas,
448 U.S. 38 at 45, 100 S.Ct. at 2526). Against
the backdrop of the above standards, the record
in this case compels the conclusion that
venireman Bradshaw, had he been sworn to take
the oath as a juror, would have performed his
duties as a juror in accordance with his
instructions and his oath. I therefore
respectfully dissent from the conclusion of the
majority that venireman Bradshaw was properly
excused for cause.
During voir dire, in response
to questions posed by the prosecutor, Bradshaw
indicated that he harbored strong feelings
disfavoring the death penalty. Responding
further to prosecutorial probing, Bradshaw
stated "I believe so" when asked whether he
would answer "no" to a special issue so as to
prevent the imposition of the death penalty.
During rehabilitative questioning by defense
counsel, however, Bradshaw categorically
asserted that if he were sworn as a juror he
would "tell the truth" when answering special
issues even if the result would be the
imposition of the death penalty on the defendant.
As I view the record, the prosecutor's questions
were designed to elicit Bradshaw's scruples
against the death penalty. In contrast,
questions from defense counsel sought to
establish whether Bradshaw was willing to abide
by the law concerning the death penalty if he
were sworn as a juror regardless of any personal
attitude that he might have regarding capital
punishment. After reviewing the record on what
must be the essential inquiry of whether
Bradshaw could and would have faithfully and
impartially applied the law concerning the death
penalty, I am convinced that Bradshaw, had he
been sworn as a juror, would have done so. When
questioned repeatedly about adhering to the
juror's oath, Bradshaw pledged that if sworn as
a juror he was "going to follow it [the oath],"
that he "would have to answer honestly," and
that he was "not going to lie." Significantly,
even after the trial court reminded Bradshaw of
his previously articulated scruples concerning
the death penalty, Bradshaw persisted in his
assertion that "[i]f I took the oath, yes, sir,
I would have to answer honestly."
On the basis of the above
testimony of Bradshaw, I am unable to join in
the conclusion of the majority that Bradshaw
could have given the trial court the "definite
impression that he would be unable to faithfully
and impartially apply the law." Witt, 469 U.S.
at 426, 105 S.Ct. at 853. (emphasis supplied).
To the contrary, Bradshaw's responses concerning
his ability to faithfully and impartially apply
the law if selected and sworn as a juror,
indicate a remarkable objectivity, honesty and
respect for the law particularly when viewed in
the light of his admitted reservations regarding
capital punishment.
In sum, the guarantees
afforded a capital defendant by the sixth
amendment must not be eroded in the guise of
what is characterized as a line of questioning
designed to "flush out [a potential juror's]
true views." The recognition by the Supreme
Court that the "voir dire practice of 'death
qualification'--the exclusion for cause, in
capital cases, of jurors opposed to capital
punishment--can dangerously erode this 'inestimate
safeguard [against the overzealous prosecutor
and the biased judge]' by creating
unrepresentative juries 'uncommonly willing to
condemn a man to die'," Wainwright v. Witt, 469
U.S. 412, 439, 105 S.Ct. 844, 860 (Brennan, J.,
dissenting), is as vital today as it was during
Witherspoon's trial. Witherspoon, 391 U.S. 510,
521, 88 S.Ct. 1770, 1776. So long as a potential
juror expresses a willingness to abide by the
law regardless of his personal views on capital
punishment, that juror should not be challenged
for cause. Indeed, in the instant case, juror
Bradshaw evinced not only a willingness, had he
been sworn as a juror, to adhere to the law, but
a categorial and resolute determination to do
so. It is for this reason that I must
respectfully dissent.
*****