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#398586 on a 12 year sentence from Bexar County for one count of
aggravated sexual assault. Released on parole on 07/27/1990.
Returned from parole on 08/29/1993. #646560 on an 8 year
sentence from Bexar County for possession of cocaine. released
on mandatory supervision on 1/12/1996.
Summary of
incident
On
06/06/1999 in San Antonio, Esparza kidnapped and sexually
assaulted a 7 year old Hispanic female. Esparza then strangled
the victim with his hands, causing her death.
Co-defendants
None.
Race and Gender of
Victim
Hispanic female
Summary:
Esparza abducted 7 year old Alyssa Vasquez from her home while her
mother was out and the babysitter was next door. He raped and
strangled her, then abandoned her body in a nearby field.
When the babysitter discovered the child
missing, she saw Esparza running down the street. Esparza lived
two miles away. Police recovered a blood spattered shirt and boxer
shorts of Esparza in a nearby trash bin.
Testimony of a cellmate and a guard at the
County Jail confirmed that Esparza had admitted the murder to them.
Scientific testing revealed that Esparza’s DNA was consistent with
the DNA extracted from spermatozoa on Vasquez’s oral swab.
Citations:
Esparza v. State, Not Reported in S.W.3d (Tex.Crim.App.
2003). (Direct Appeal) Esparza v. Thaler, 408 Fed.Appx. 787 (5th Cir. 2010).
(Habeas)
Final/Special Meal:
None.
Last Words:
"To the family of Alyssa Vasquez, I hope you will find peace in
your heart. My sympathy goes out to you. I hope you find it in
your heart to forgive me. I don't know why all of this happened."
On Direct Appeal From Bexar County
On March 27, 2001, appellant was convicted of
capital murder for raping and strangling a seven-year old girl,
Alyssa Vasquez. Tex. Penal Code Ann. § 19.03(a)(2). Pursuant to
the jury's answers to the special issues set forth in Texas Code
of Criminal Procedure Article 37.071, sections 2(b) and 2(e), the
trial judge sentenced appellant to death. Art. 37.071, § 2(g).
(1) Direct appeal to this Court is automatic.
As a practical matter, appellant was clearly "in
custody" while he was incarcerated in the detention center because
he was not free to leave. It is open to debate, however, whether
appellant was in custody for Miranda purposes.
(2) But even assuming, for the sake of argument, that
appellant was in custody for Miranda purposes, we cannot
say that appellant's statements arose from any "interrogation," as
that term has been defined. See Innis, 446 U.S. at 300-01
("the special procedural safeguards outlined in Miranda
are required not where a suspect is simply taken into custody but
rather where a suspect in custody is subjected to interrogation. 'Interrogation,'
as conceptualized in the Miranda opinion, must reflect a
measure of compulsion above and beyond that inherent in custody
itself").
In his sixth point of error, appellant argues that
the trial court violated Rule of Evidence 404(b) when it allowed
the State to introduce evidence of an unadjudicated extraneous
offense at the guilt or innocence phase of the trial.
(3) TEX. R. EVID. 404(b). Rule 404(b) provides that
evidence of other crimes, wrongs or acts is not admissible to
prove the character of a person in order to show action in
conformity therewith. Id. Such evidence may, however, be
admissible for other purposes, such as proof of motive,
opportunity, intent, preparation, plan, knowledge, identity, or
absence of mistake or accident. Id. It may also be
admissible to rebut a defensive theory. Wheeler v. State,
67 S.W.3d 879, 887 (Tex. Crim. App. 2002).
Reversal is required if the reviewing court harbors
a "grave doubt" that the error did not affect the outcome.
United States v. Lane, 474 U.S. 438, 449 (1986). The evidence
showed that on the night of the offense, before Alyssa Vasquez was
discovered missing, appellant telephoned her residence several
times and came by looking for her mother and asking when she was
going to return home. The babysitter discovered that Vasquez was
missing at around 2:30 a.m. and later observed appellant running
down the street away from the residence. Police found appellant at
his residence, which was one and one-half to two miles from
Vasquez's apartment, at approximately 4:00 a.m., and found
appellant's blood-spotted shirt and boxer shorts
(4) in a trash can outside the residence.
The State called Gustavo De Leon, a forensic
serologist with the Bexar County Forensic Science Center, to
testify regarding the results of the DNA testing that he performed
in the instant case. On direct examination by the State, De Leon
testified that appellant's DNA matched (5)
the DNA extracted from spermatozoa on the victim's oral swabs.
During cross-examination, De Leon testified that he conducted this
DNA analysis with the assistance of "GenoTyper" computer software.
The trial court admitted Defense Exhibits 5, 6, 7,
8, and 9, which were copies of De Leon's five GenoTyper reports.
Defense counsel questioned De Leon about why he wrote the words, "Inconclusive"
and "See GeneScan (6)," on Defense
Exhibit 8. De Leon explained that the notation referred only to
his testing of "Item 2A," which consisted of cuttings from the
boxer shorts that police retrieved from a trash can outside
appellant's residence. He further testified that he did not print
GeneScan data when testing the victim's oral swabs. Defense
counsel attempted to introduce Defense Exhibits 10 and 11, copies
of the two GeneScan reports that referred to Item 2A, but the
State objected that they were "not relevant to anything that was
produced on direct." The trial court sustained the State's
relevancy objection and excluded Defense Exhibits 10 and 11.
Appellant failed to object to the trial court's
statement. Thus, he has failed to preserve this complaint for
appeal. TEX. R. APP. P. 33.1; cf. Blue v. State, 41 S.W.3d
129, 131-32 (Tex. Crim. App. 2000)(plurality op.).
(7) Points of error twelve and thirteen are overruled.
In his dissent from the denial of certiorari
review in Bradley v. Ohio, 497 U.S. 1011 (1990), Justice
Marshall recognized a split in the courts of appeals regarding
what constitutes custody in the prison setting. See United
States v. Menzer, 29 F.3d 1223, 1232 n.7 (7th Cir.
1994)("[t]he U.S. Supreme Court has declined an opportunity to
address the question of whether incarceration constitutes custody
for purposes of Miranda"); see alsoUnited States v.
Cooper, 800 F.2d 412, 414 (4th Cir. 1986)(holding
that prison inmate was not in custody for Miranda
purposes because his freedom of movement was not restricted more
than it would be normally in a prison environment); Flittie v.
Solem, 751 F.2d 967, 974 (8th Cir. 1985)("[i]ncarceration
does not ipso facto make a statement involuntary"); Cervantes
v. Walker, 589 F.2d 424, 427-29 (9th Cir. 1978)(refusing
to apply Miranda to "on-the-scene" questioning of prison
inmate and holding that inmate's freedom of movement was not
diminished more than usual in the prison context); United
States v. Scalf, 725 F.2d 1272, 1276 (10th Cir.
1984)(general on-the-scene questioning permissible under
Miranda). The Fifth Circuit Court of Appeals' approach to the
issue is not clear.
3. Appellant also argues in
his brief that the evidence was erroneously admitted because "[i]ts
probative value does not outweigh its prejudicial effect." To the
extent that appellant is arguing a violation of Texas Rule of
Evidence 403, his argument is forfeited because he did not object
on this basis at trial. TEX. R. APP. P. 33.1
5. De Leon explained during
his testimony that it is the policy of the Bexar County Forensic
Science Center, upon finding a genetic match, to report that the
test subject "cannot be excluded" as the source of genetic
material collected during a criminal investigation. De Leon stated
that Bexar County's terminology differs from that of the Federal
Bureau of Investigation, which would simply call this type of test
result a "match."
6. "Genescan" refers to
another software program employed by the Bexar County Forensic
Science Center.
7. Appellant also argues
that the prosecutor "highlighted" the trial court's improper
comment during closing argument when he stated:
You will put
his credibility up against everybody else's, and the result will
be the same. He does not get to get up there and get points
because he testified. It's his right. He didn't have to. And as
you saw, nobody could stop him from it. Twice.
Background: Following affirmance of defendant's
conviction and sentence for capital murder, and affirmance of
denial of state habeas relief, petitioner sought federal habeas
relief. The United States District Court for the Western District
of Texas denied relief. Petitioner sought certificate of
appealability (COA).
PER CURIAM: FN* Pursuant to 5th Cir. R. 47.5,
the court has determined that this opinion should not be published
and is not precedent except under the limited circumstances set
forth in 5th Cir. R. 47.5.4.
Petitioner Guadalupe Esparza (“Esparza”),
convicted of capital murder in Texas and sentenced to death,
requests this Court to issue a Certificate of Appealability (COA)
pursuant to 28 U.S.C. § 2253(c)(2). Esparza contends that the
evidence demonstrated that he is mentally retarded, rendering him
ineligible for the death penalty under Atkins v. Virginia, 536 U.S.
304, 122 S.Ct. 2242, 153 L.Ed.2d 335 (2002). Relying on the Sixth
Amendment, Esparza asserts that he is entitled to a jury finding
with respect to the issue of mental retardation. He also contends
that his counsel rendered ineffective assistance by failing to
investigate his mental retardation and present evidence of his
mental retardation at sentencing. Finding that Esparza has not
made a substantial showing of the denial of a constitutional right,
we DENY a COA.
I. PROCEDURAL HISTORY
A Bexar County, Texas grand jury returned an
indictment charging Esparza with the capital murder of 7–year old
Alyssa Vasquez while in the course of committing aggravated sexual
assault, kidnapping, and burglary. Tex. Penal Code § 19.03(a)(2).
A jury convicted Esparza as charged, and the sentence imposed was
the death penalty. The Texas Court of Criminal Appeals affirmed
Esparza's conviction in an unpublished opinion. Esparza v. State,
No. 74,096, 2003 WL 21282765 (Tex.Crim.App. June 4, 2003), cert.
denied, 540 U.S. 1006, 124 S.Ct. 537, 157 L.Ed.2d 413 (2003).
Represented by counsel, Esparza applied for state habeas relief,
and the trial court recommended denying relief. Additionally,
Esparza filed a separate application for writ of habeas corpus pro
se. With respect to the first application, the Court of Criminal
Appeals adopted the findings and conclusions of the trial court
and denied the application. Ex parte Esparza, Nos. WR–66111–01, WR–66111–02,
2007 WL 602812 (Tex.Crim.App. Feb. 28, 2007). The Court of
Criminal Appeals also dismissed the pro se application as an abuse
of the writ. Esparza then filed a federal petition for writ of
habeas corpus, which the district court denied in a memorandum
opinion and order. Esparza v. Quarterman, No. 07–265 (W.D.Tex.
Mar. 24, 2010). The district court also denied a COA. Esparza now
requests a COA from this Court.
II. STANDARD OF REVIEW
Esparza filed his 28 U.S.C. § 2254 petition for
a writ of habeas corpus after the effective date of the
Antiterrorism and Effective Death Penalty Act (AEDPA). The
petition, therefore, is subject to AEDPA. See Lindh v. Murphy, 521
U.S. 320, 336, 117 S.Ct. 2059, 138 L.Ed.2d 481 (1997). Pursuant to
the federal habeas statute, as amended by AEDPA, we defer to a
state court's adjudication of a petitioner's claims on the merits
unless the state court's decision was: (1) “contrary to, or
involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court of the United
States”; or (2) “resulted in a decision that was based on an
unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” 28 U.S.C. § 2254(d). A
state court's decision is deemed contrary to clearly established
federal law if it reaches a legal conclusion in direct conflict
with a prior decision of the Supreme Court or if it reaches a
different conclusion than the Supreme Court based on materially
indistinguishable facts. Williams v. Taylor, 529 U.S. 362, 404–08,
120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). A state court's decision
constitutes an unreasonable application of clearly established
federal law if it is “objectively unreasonable.” Id. at 409, 120
S.Ct. 1495. Further, pursuant to § 2254(e)(1), state court
findings of fact are presumed to be correct, and the petitioner
has the burden of rebutting the presumption of correctness by
clear and convincing evidence. See Valdez v. Cockrell, 274 F.3d
941, 947 (5th Cir.2001).
Additionally, under AEDPA, a petitioner must
obtain a COA before he can appeal the district court's denial of
habeas relief. See 28 U.S.C. § 2253(c); see also Miller–El v.
Cockrell, 537 U.S. 322, 335–36, 123 S.Ct. 1029, 154 L.Ed.2d 931
(2003) (“[U]ntil a COA has been issued federal courts of appeals
lack jurisdiction to rule on the merits of appeals from habeas
petitioners.”). As the Supreme Court has explained: The COA
determination under § 2253(c) requires an overview of the claims
in the habeas petition and a general assessment of their merits.
We look to the District Court's application of AEDPA to
petitioner's constitutional claims and ask whether that resolution
was debatable among jurists of reason. This threshold inquiry does
not require full consideration of the factual or legal bases
adduced in support of the claims. In fact, the statute forbids it.
Miller–El, 537 U.S. at 336, 123 S.Ct. 1029.
A COA will be granted only if the petitioner
makes “a substantial showing of the denial of a constitutional
right.” 28 U.S.C. § 2253(c)(2). “A petitioner satisfies this
standard by demonstrating that jurists of reason could disagree
with the district court's resolution of his constitutional claims
or that jurists could conclude the issues presented are adequate
to deserve encouragement to proceed further.” Miller–El, 537 U.S.
at 327, 123 S.Ct. 1029 (citation omitted). “The question is the
debatability of the underlying constitutional claim, not the
resolution of that debate.” Id. at 342, 123 S.Ct. 1029. “Indeed, a
claim can be debatable even though every jurist of reason might
agree, after the COA has been granted and the case has received
full consideration, that petitioner will not prevail.” Id. at 338,
123 S.Ct. 1029. Moreover, “[b]ecause the present case involves the
death penalty, any doubts as to whether a COA should issue must be
resolved in [petitioner's] favor.” Hernandez v. Johnson, 213 F.3d
243, 248 (5th Cir.2000) (citation omitted).
III. ANALYSIS
A. ATKINS CLAIM
In Atkins v. Virginia, 536 U.S. 304, 321, 122
S.Ct. 2242, 153 L.Ed.2d 335 (2002), the Supreme Court held that
the Eighth Amendment prohibited the execution of mentally retarded
persons. Esparza contends that he is mentally retarded, and thus
is ineligible for the death penalty. Subsequent to Atkins, Texas
courts have followed the definition of “mental retardation”
adopted by the American Association on Mental Retardation and the
nearly identical definition set forth in § 591.003(13) of the
Texas Health & Safety Code. In re Salazar, 443 F.3d 430, 432 (5th
Cir.2006). Pursuant to this test, a petitioner claiming mental
retardation must demonstrate that “he suffers from a disability
characterized by ‘(1) significantly subaverage general
intellectual functioning,’ usually defined as an I.Q. of about 70
or below; ‘(2) accompanied by related limitations in adaptive
functioning; (3) the onset of which occurs prior to the age of
18.’ ” Id. (quoting Ex parte Briseno, 135 S.W.3d 1, 7 (Tex.Crim.App.2004))
(internal quotation marks omitted). Esparza bore the burden of
proving by a preponderance of the evidence that he is mentally
retarded. Briseno, 135 S.W.3d at 12. A determination of whether a
person is mentally retarded is a factual finding. Moore v.
Quarterman, 533 F.3d 338, 342 (5th Cir.2008) (en banc); Clark v.
Quarterman, 457 F.3d 441, 444 (5th Cir.2006).
Esparza raised his claim of mental retardation
during his state habeas proceedings, and the state court held an
evidentiary hearing. During this hearing, several expert witnesses
testified regarding Esparza's I.Q. scores and adaptive functioning.
Also, his sister testified about his childhood, and Esparza's
prison and school records were admitted.
1. Lynda Tussay
Esparza called Lynda Tussay to testify. Tussay
is a licensed professional counselor and has a master's degree in
Human Development and Counseling. Tussay interviewed Esparza and
administered intelligence tests. She testified that the range of
mental retardation was a 70 I.Q. or lower. Esparza scored a 71 (standard
error of plus or minus 5 points) on the Raven's Standard
Progressive Matrices Test. With respect to the Revised Minnesota
Paper Formboard Test, Esparza scored a 73 (standard error of plus
or minus 4 points). Tussay explained that the above two scores
were within the range of borderline intellectual functioning. On
the achievement tests, Esparza was at the level of first grade
math and below the level of first grade on this spelling test. On
another spelling test, he scored at the level of grade 6.3.
Esparza's vocabulary was at a grade level of 6.2, and his reading
comprehension was at a 4.7 grade level. Tussay also administered
the Comprehensive Trail–Making Test, and Esparza scored better
than 58 percent of the population. On that test, a score of under
40 percent would indicate mental retardation. With respect to the
Controlled Oral Word Association Test, Esparza scored 25.82, which
is nearly four full standard deviations below the mean, which is
48.43. Tussay testified that the score indicates “a person who
does not do well with any kind of form of written language.”
The Vineland Adaptive Behavior Scale Test is a
questionnaire for the caregiver of the person being tested
regarding the subject's developmental history. Tussay explained
that this test is the “essential measure, the one that most
psychologists use when using the adaptive behavior scales.” She
administered the test to Esparza's older sister, Esther Moncado,
who was Esparza's primary caregiver when he was a child. The mean
score is 100, and Esparza's score was below 20, which is the
“lowest score” possible.
Tussay further testified that she “can usually
tell when someone is trying to not do a good job. That wasn't what
he was trying to do.” In her opinion, “there was no deliberate
sabotage on his part. He just did not understand. He just didn't
understand what I was trying to tell him.” In Tussay's opinion,
Esparza “meets all of the criteria for mental retardation.”
During the cross examination of Tussay, the
prosecutor produced two of Esparza's penitentiary packets, which
included the Texas Department of Corrections Social and Criminal
History page. The first packet provided that in 1985 Esparza had
an I.Q. score of 86. The second packet provided that in 1993
Esparza had an I.Q. score of 88. After reviewing the packets,
Tussay testified that she could not “formulate an opinion based on”
them because she did “not know what they based their tests on.”
The packets did not provide what specific tests were administered
to Esparza. She also admitted that Esparza heard from his lawyer
that if he was mentally retarded, then the Supreme Court's
decision in Atkins would bar his execution.
Additionally, Tussay testified that during her
interview of Esparza she noticed that Esparza was “able to speak
very well.” She discovered that his family had done migrant farm
work and thus “he was not really ever very rooted in any one
school.” Esparza had been in special education classes and failed
the ninth grade three times before dropping out of high school.
Tussay also stated that Esparza told her that he failed the test
for a GED but that the instructor issued a GED so that the
instructor would be compensated.
Tussay also spoke with Esparza's older sister
who indicated that Esparza had a “history of adaptive problems.”
His sister had “difficulty in teaching him how to tie his shoes,
how to dress himself. It took longer and he was older before he
was able to attain those skills.” Esparza did not “play like the
other children.” For example, he did not develop “imaginary games.”
2. Recording of Jail Phone Calls
Esparza was moved from death row to Bexar
County Jail during the time of the state writ evidentiary hearing.
Sergeant Mark Gibson of the Bexar County Sheriff's office
submitted a recording of three phone calls made by Esparza during
his stay at county jail. The recording was played at the writ
hearing. Esparza identified himself at the beginning of each phone
call. He helped arrange a three-way conference call. He spoke to
his attorney about the impending court proceedings. He referred to
the Supreme Court's opinion in Atkins as the “2002 case.” Esparza
boasted that his attorney was very good and had gotten other
inmates off death row. Esparza recounted to another person what
his attorney had told him about the need to postpone the hearing.
In one phone call, Esparza was advising another inmate's family
regarding that inmate's civil suit against jail officials. Esparza
also informed one person that he could only have visitors on
Mondays and Wednesdays. He complained that the phone cards were
unfairly charging too much money for the minutes provided.
3. Dr. Kern
The State called Dr. Paul Kern, Ph.D., a
psychologist at the University Health System, Detention Health
Care Services. Dr. Kern testified that Joanna W. Guerrero, a
psychometrist with a master's degree, administered two different
intelligence tests and an achievement test to Esparza. Esparza
scored in the mildly mentally retarded range on the intelligence
tests, and his achievement test score suggested very poor basic
academic skills. Dr. Kern interviewed Esparza and interpreted the
test scores.
Together Dr. Kern and Guerrero compiled a
Summary of Intellectual Testing that was submitted to the state
court. This report provided that, based on Guerrero's clinical
impression, she estimated Esparza's intelligence was within the
low average range.FN1 The report provided that Esparza “displayed
an extremely low level of motivation while responding to knowledge-based
questions, providing a large number of ‘I don't know’ responses
and displaying a strong hesitance to venture guesses.” His
responses to knowledge-based questions “were almost always
incorrect.” Esparza responded that the current President of the
United States was “Ford.” He reported that the United States flag
colors are red, white, and green. Based on his responses, it was
“strongly suspected that he was intentionally performing below the
level of his capabilities.” For example, “it was subsequently
learned that although he provided a blatantly incorrect definition
of a thermometer during the mental status examination, he had
previously provided a correct definition for the same term during
the psychological testing.” Esparza performed very poorly on a
simple memory task. The examiner noted that “it is rare ... to see
performance as poor as Mr. Esparza's on the task even among young
children with low intelligence and relatively severe Attention/Deficit
Hyperactivity Disorder.” Also, during the time Esparza was not
being asked knowledge-based questions, his presentation “was
suggestive of a much higher level of functioning, and a clinical
estimate of his intelligence based on both his general
presentation and the available historical information would place
it somewhere within the Low Average range.” FN1. Guerrero did not
testify at the hearing.
Dr. Kern testified that Esparza was able to
read and understand his rights. Indeed, during one meeting,
Esparza stopped the interview and asked for counsel in order to
obtain advice regarding whether to cooperate. Esparza retrieved
his attorney's business card from his cell and successfully
contacted his attorney. After consulting with counsel, Esparza
decided to complete the interview. Dr. Kern testified that
Esparza's presentation during the interview did not appear to be
that of a mentally retarded person. Dr. Kern concluded that
Esparza's motivation to do well on the I.Q. tests “was very low”
and that the test results were invalid or inaccurate. Esparza's
test score on the Vineland adaptive behavior scale, which had been
previously administered by Tussay, indicated that he was
profoundly retarded. Dr. Kern explained that a person of that
level of intelligence or adaptive behavior “would be capable of
doing almost nothing. A profoundly mentally retarded person, for
example, would have no hope at all of ever learning language at
all. They would have no hope at all of ... ever having a job,
probably. They would not be able to communicate at all.” Such a
person “would probably spend their whole life in an institution
for the mentally retarded sitting in a corner oblivious to
anything.” Dr. Kern explained that a person can test below their
intelligence level but not above it. He further testified that I.Q.
scores generally do not change over a person's life. Dr. Kern
opined that Esparza's scores of 88 and 86 in the penitentiary
packets were consistent with his clinical assessments regarding
Esparza's functioning. Further, Esparza's taped phone
conversations suggest a higher level of functioning than the
current test scores indicate. In Dr. Kern's opinion, the current
test results provide “dramatic underestimates of Mr. Esparza's
knowledge and ability and are best viewed as invalid.”
Dr. Kern also noted that during Esparza's 2001
trial Dr. Arambula, a forensic psychiatrist, had testified that he
did not have Esparza tested for mental retardation because he
thought Esparza's intelligence was “normal.” FN2 Dr. Kern is
familiar with Dr. Arambula and relied in part upon his opinion in
assessing Esparza. Finally, Dr. Kern testified that, based on the
test results and his clinical assessments, he did not think that
Esparza was mentally retarded. Instead, as set forth in his report,
Esparza's “intellectual capabilities most likely fall somewhere
within the Low Average range.”
FN2. Dr. Arambula's testimony will be more
fully discussed infra in the context of Esparza's claim of
ineffective assistance.
4. Dr. Sparks
The State also called Dr. John Sparks, a
psychiatrist and medical director of the Bexar County Detention
Center. Previously, in his capacity as the medical director, Dr.
Sparks had seen Esparza because of a treatment issue. Dr. Sparks
testified that Esparza “conveyed to me what he needed in a very
clear and concise way.” At the request of the state court, Dr.
Sparks interviewed Esparza and also reviewed the report issued by
Dr. Kern. Dr. Sparks' evaluation of Esparza provides that he “is
aware that it may lead to the death sentence if he is not retarded
or may lead to life in prison if he is retarded.” Dr. Sparks
concluded that Esparza was not mentally retarded. Although Dr.
Sparks acknowledged that the current test scores were in the
mildly mentally retarded range, his evaluation provided as follows:
[E]vidence from multiple sources suggest that
the present test results provide marked underestimates of his
intellectual capabilities. He displayed “pervasive evidence of
poor test taking attitude characterized by low motivation, poor
attention and concentration, and low task involvement and
persistence.”[ FN3] He made minimal effort in the testing although
his abilities to communicate and his ability to handle general
living situations seem well above the mentally retarded range. He
had long term gainful employment and knew how to drive and passed
the drivers test. FN3. Dr. Sparks' evaluation was quoting from Dr.
Kern's report.
Dr. Sparks' evaluation also found that
Esparza's functioning “was well above the retardation level.” Dr.
Sparks found that Esparza communicated very well. Although Esparza
does not write well, he “understands language better than a
retarded person can.” Esparza did not receive a good education and
thus “has difficulty in writing communications.” However, his
“adaptive ablity is excellent.” Dr. Sparks found that the I.Q.
scores of 86 and 88 contained in the prison records were
consistent with his opinion that Esparza is not mentally retarded.
Although Dr. Sparks initially estimated that Esparza had
borderline intellectual functioning, after hearing Esparza's taped
phone conversations, he estimated that Esparza's I.Q. would be “77
or 78, closer to 80, which would be then low average.”
5. Esther Moncada
Esparza's older sister, Esther Moncada,
testified at the hearing that Esparza was a “slow learner” and had
trouble tying his shoe laces. Their mother was hospitalized after
a mental breakdown when Esparza was about five or six years old.
Their father moved out of state, and the children were placed in
an orphanage until an uncle brought them back to San Antonio.
Their father died when Esparza was ten or eleven years old.
Moncada further testified that Esparza ate with his hands and had
difficulty dressing himself. He dropped out of school after
failing ninth grade three times and worked as a laborer. Esparza
could read and write “a little.”