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Michael Wayne
EVANS
Robbery
Date of
Execution:
December 4,
1986
Offender:
Michael Wayne
Evans #608
Last
Statement:
I want to say
I’m sorry for the things I’ve done and I hope I’m forgiven.
I don’t hold nothing against no one – Everyone has treated
me well and I know it’s not easy for them – That’s all, I’m
sorry.
Evans was convicted and sentenced again, however,
at the retrial, and Smith received a life sentence for his role in
the murders. A rehearing was denied at the May 1983 appeal.
Defense argued that Evans was insane and unjustly accused because he
was black. Both arguments were once again rejected by the courts.
District Judge Barefoot Sanders in Dallas, the 5th U.S. Circuit
Court of Appeals in New Orleans and the U.S. Supreme Court denied
Evans’ appeals.
790 F.2d 1232
No. 85-1665. Summary Calendar.
Federal
Circuits, 5th Cir.
June 4, 1986
Before GEE, RANDALL and
DAVIS, Circuit Judges.
RANDALL, Circuit Judge:
Michael Wayne Evans, a state
prisoner sentenced to death, appeals from the
dismissal of his petition for a writ of habeas
corpus, 28 U.S.C. §§ 2241, 2254. The district
court granted a certificate of probable cause.
Upon consideration of the arguments raised, in
the context of the entire record, we are
convinced that Evans has not proved that his
trial suffered from federal constitutional
infirmities. Accordingly, we affirm.
For the purposes of this
proceeding, the facts are as follows. 28 U.S.C.
§ 2254(d). The decomposed bodies of a man and a
woman were found on June 30, 1977, covered with
bushes and leaves in a field in south Dallas.
Both bodies had been shot several times. Police
found near the bodies a cylinder pin or ejection
rod from a .22 caliber pistol. The woman's body
subsequently was identified by her clothing as
Elvira Guerrero, who had last been seen leaving
evening church services in her car on June 26,
with $40 in church offering money. A .22 caliber
bullet was removed from her body. The man's body
was determined to be Mario Alvarado Garza, who
accompanied Guerrero to the church services.
On July 11, 1977, police
noticed Guerrero's automobile parked in an
apartment complex area in Dallas. Police asked
residents of the complex questions concerning
its ownership, and were told that it may have
belonged to Belinda Key, whose apartment was
about 15 feet from where the car was parked.
Police entered the apartment with Key's consent,
but Evans, who was living in the apartment, fled
unnoticed out a back window. They recovered,
from a dresser drawer in a bedroom, a .22
caliber revolver (of a type commonly called a "Saturday
Night Special") with its ejection rod missing.
Key stated that the pistol belonged to Evans.
Questioning of Key convinced officers that Evans
was a suspect in Guerrero's slaying. Officers
took a palm print from Guerrero's car, which was
subsequently identified as belonging to Evans.
Evans returned to the
apartment within a few hours, and he was
arrested at 4:30 p.m. on July 11. A Dallas
police officer gave Evans Miranda warnings
immediately. Evans was removed to Dallas police
headquarters where, before questioning, he was
again administered Miranda warnings. Evans
stated that he understood the warnings, and that
he wanted to talk. In fact, he talked with the
police officers for about two hours. He
implicated another individual, Stanley Earl
Smith, in the slayings.
Police went with Evans to the
housing project where Smith lived, then intended
to drive to the home of a justice of the peace
for arraignment. While driving to the justice of
the peace's home, and in response to further
police questioning by different officers than
had questioned him previously, Evans told police
that he would show them where the keys to
Guerrero's car had been thrown, in shrubs near a
school.[fn1]
Police searched the area, but
did not find the keys. Police then took Evans to
the justice of the peace, who, for a third time
in less than six hours, administered Miranda
warnings. Evans was brought back to the police
station at 10:15 p.m., where police asked if he
remembered the warnings. After a little over one
hour of further questioning, Evans made a
written statement admitting having robbed
Guerrero and Garza, but assigning primary
responsibility for the slayings to Smith.[fn2]
The next day, July 12, police
again searched for the car keys where Evans said
he had thrown them. Although they were
unsuccessful, a member of a maintenance crew
trimming the shrubs found a set of keys, and
turned them over to police. The keys fit
Guerrero's car. Later on July 12, police resumed
questioning Evans, after again giving him
Miranda warnings. Evans admitted to having
participated in the robbery and murder of an
individual named David Lee Potts about two weeks
before the killing of Guerrero, but stated that
Smith had actually killed Potts.
On July 14, 1977, three days
after his arrest, police removed Evans from the
jail and transferred him to the police station.
While driving to the station, one officer told
Evans his July 11 statement was not believable.
Evans responded that officers should "give him
some time and he would think about it."
Later that day, while at the
jail, Evans initiated a conversation with police,
and said that he wanted to make another
statement. Police twice more provided Miranda
warnings, after which Evans confessed to having
killed Potts in a robbery on June 15, 1977.
After another Miranda warning - the seventh
within three days - Evans confessed in a written
statement to having killed Guerrero.[fn3]
At no point in the interrogation process, from
the time he was arrested, did Evans request an
attorney.
At the trial of Evans, the
State introduced evidence that at about midnight
on June 27, Evans returned to Key's apartment
with blood on his hands and clothing. On June
27, a companion of Key helped Evans clean "blood
and flesh" from the inside of Guerrero's car,
and brought it back to Key's apartment complex.
Key asked Evans where he got the car, and he
responded that he and Smith "had jacked[fn4]
some people and hit them in the head and tied
them up and covered them with bushes." Evans'
girlfriend, Juanita Ingram, was also at the
apartment when Evans returned in the early
morning hours of June 27. Evans told Ingram that
he killed some Mexicans, and gave her a watch
from "the Mexican lady that he had killed."
Finally, Evans told his cousin, Stanley
Robinson, in response to a question concerning
how he obtained the car in which he was riding,
that he took it from a couple that he had killed.
The jury returned a verdict
of capital murder and sentenced Evans to death.
The Texas Court of Criminal Appeals reversed the
judgment and remanded for a new trial because
certain prospective jurors were improperly
excused in light of Adams v. Texas, 448 U.S. 38,
100 S.Ct. 2521, 65 L.Ed.2d 581 (1980). Evans v.
State, 614 S.W.2d 414 (Tex.Crim.App. 1980) (en
banc). The jury again convicted Evans and, after
a hearing at which the state and the defense
presented witnesses, sentenced him to death. The
conviction was affirmed on direct appeal. Evans
v. State, 656 S.W.2d 65 (Tex.Crim.App. 1983) (en
banc), cert. denied,
465 U.S. 1109 , 104 S.Ct. 1616, 80 L.Ed.2d
145 (1984).
Evans filed a petition for
writ of habeas corpus in the state convicting
court, which was denied in August 1984. He filed
a second petition in state court immediately
thereafter, which also was denied.
The instant federal petition,
prepared with the assistance of counsel who
represented Evans at trial, was filed on October
10, 1984. The magistrate in a written opinion
recommended that the petition be dismissed
without a hearing. The district judge adopted
that recommendation, but granted Evans a
certificate of probable cause to appeal.
Evans raises numerous grounds
for relief in his petition, which may be divided
into six general categories: (A) Miranda
violations in connection with the statement that
allowed police to recover the keys to Guerrero's
car; (B) flaws in the grand jury and petit jury
selection process; (C) various evidentiary
rulings at the guilt/innocence and punishment
phases of the trial; (D) insufficiency of the
evidence to support the death sentence; (E)
disproportionality of the death sentence to the
offense; and (F) a wholesale attack on the Texas
death penalty statute.
A. Miranda Claims.
Evans was arrested at 4:30
p.m. on July 11, taken to police headquarters,
then to jail. At about 7:30 p.m., after having
been removed from the jail, and apparently in
response to police questioning, he told police
where he had thrown the keys to Guerrero's car.
Although within this three-hour period Evans was
twice given Miranda warnings, before going to
jail, he was not so warned upon being picked up
from the jail. The trial court admitted evidence
of this oral statement over Evans' objection.
Evans appears to contend that when police re-initiated
interrogation at about 8:00 p.m., they should
again have warned him of his rights, although
they had twice done so in the preceeding three
hours, and Evans had not indicated a lack of
willingness to talk and had not requested an
attorney.[fn5]
As the Supreme Court has
stated repeatedly, "custodial interrogations, by
their very nature, generate `compelling
pressures which work to undermine the
individual's will to resist and to compel him to
speak where he would not otherwise do so freely.'"
Moran v. Burbine, ___ U.S. ___, 106 S.Ct. 1135,
1140, 89 L.Ed.2d 410 (1986) (quoting Miranda v.
Arizona, 384 U.S. 436, 467, 86 S.Ct. 1602, 1624,
16 L.Ed.2d 694 (1966)). The Supreme Court
recently summarized the rationale of Miranda, as
well as its limits:
To combat this inherent
compulsion, and thereby protect the Fifth
Amendment privilege against self incrimination,
Miranda imposed on the police an obligation to
follow certain procedures in their dealing with
the accused. In particular, prior to the
initiation of questioning, they must fully
apprise the suspect of the state's intention to
use his statements to secure a conviction, and
must inform him of his rights to remain silent
and to "have counsel present . . . if [he] so
desires." Id. at 468-70, 86 S.Ct. at 1624-26.
Beyond this duty to inform, Miranda requires
that the police respect the accused's decision
to exercise the rights outlined in the warnings.
"If the individual indicates in any manner, at
any time prior to or during questioning, that he
wishes to remain silent, [or if he] states that
he wants an attorney, the interrogation must
cease."
Burbine, 106 S.Ct. at
1140-41.
The question we face is
whether Evans validly waived the rights conveyed
by Miranda warnings when the interrogation was
reinitiated by police without a repeated warning.
The Court in Burbine reviewed the standard to
determine whether a waiver of fifth amendment
rights was valid:
Echoing the standard first
articulated in Johnson v. Zerbst, 304 U.S. 458,
464, 58 S.Ct. 1019, 1023, 82 L.Ed. 1461 (1938),
Miranda holds that "[t]he defendants may waive
effectuation" of the rights conveyed in the
warnings "provided the waiver is made
voluntarily, knowingly and intelligently." 384
U.S., at 444, 475, 86 S.Ct., at 1612, 1628. The
inquiry has two distinct dimensions. Edwards v.
Arizona, supra, 451 U.S., at [477] 482, 101 S.Ct.
at [1880] 1883; Brewer v. Williams, 430 U.S.
387, 404, 97 S.Ct. 1232, 1242, 51 L.Ed.2d 424
(1977). First, the relinquishment of the right
must have been voluntary in the sense that it
was the product of a free and deliberate choice
rather than intimidation, coercion or deception.
Second, the waiver must have been made with a
full awareness both of the nature of the right
being abandoned and the consequences of the
decision to abandon it. Only if the "totality of
the circumstances surrounding the interrogation"
reveal both an uncoerced choice and the
requisite level of comprehension may a court
properly conclude that the Miranda rights have
been waived.
106 S.Ct. at 1141.
The issue raised by Evans
appears to concern the second aspect of the test
set forth in Burbine, namely the "awareness of
the right being abandoned and the consequences
of the decision to abandon it." It is
incomprehensible how, under the facts of this
case, Evans admittedly was aware of his rights,
voluntarily and expressly waived them, and
conversed with police from about 4:30 to 6:30
p.m. on July 11, then forgot his rights at about
7:30 or 8:00 p.m. when police re-initiated
questioning. Upon an independent federal
examination of voluntariness, Miller v. Fenton,
___ U.S. ___, 106 S.Ct. 445, 450, 88 L.Ed.2d 405
(1986), Evans' statement to police concerning
the location of the keys to Guerrero's car was,
under the "totality of the circumstances," an
uncoerced choice made with the requisite level
of comprehension, made following an express oral
waiver of the rights protected by Miranda
warnings. See Burbine, 106 S.Ct. at 1141.[fn6]
B. Jury Issues.
Evans' second group of
arguments concerns the composition of the grand
jury and petit jury. First, as to the grand jury,
Evans contends that "the jury selection system
operated to exclude from service as grand jurors
an identifiable class of citizens of eligible
jurors in the community, Negroes, Mexican-Americans,
and Eighteen-to-Twenty One Year Olds,"
assertedly in violation of the due process and
equal protection clauses. The state trial court
held a hearing on this issue at which testimony
concerning the grand jury selection process in
general and in Evans' case in particular was
taken. One of the five grand jury commissioners
who selected the term grand jury which
ultimately indicted Evans was black. Of the
twelve members of the July 1977 term grand jury,
two were black. Accordingly, 20% of the
commissioners and 16% of the grand jury members
were members of Evans' race. Review of the facts
adduced must be considered in light of the
principles set forth in Castaneda v. Partida,
430 U.S. 482, 97 S.Ct. 1272, 51 L.Ed.2d 498
(1977), and Enriquez v. Procunier, 752 F.2d 111
(5th Cir. 1984), cert. denied, ___ U.S. ___, 105
S.Ct. 2658, 86 L.Ed.2d 274 (1985):
In order to secure federal
habeas relief on this ground [petitioner] must:
(1) establish that the group against whom
discrimination is asserted is a recognizable,
distinct class, singled out for different
treatment; (2) prove that the group has been
underrepresented over a significant period of
time; and (3) support the presumption thus
created by showing that the selection procedure
is susceptible of abuse or is not racially
neutral.
Id. at 115.
At no point in the state
proceedings did Evans introduce evidence tending
to show that the representation of minorities on
his or any other grand jury was a "significant
underrepresentation," Castaneda v. Partida, 430
U.S. at 494, 97 S.Ct. at 1280, in light of the
actual racial composition of Dallas County.
Evans did not prove, "by comparing the
proportion of the group in the total population
to the proportion called to serve as grand
jurors," id., that minorities are in fact
underrepresented, therefore he did not prove a
prima facie case of unconstitutional exclusion
of blacks or Hispanics. Even assuming that a
claim of "systematic exclusion" of individuals
between 18 and 21 years old may state a claim
cognizable under Partida, which would require us
to accept the proposition that such a class is a
"recognizable, distinct class, singled out for
different treatment under the laws, as written
or applied," 430 U.S. at 494, 97 S.Ct. at 1280,
the claim fails for the same reasons. There is
no record evidence of the degree of
underrepresentation of the "class." Accordingly,
the challenge to the makeup of the grand jury
commissioners and the July 1977 term grand jury
must fail. See also Guice v. Fortenberry, 661
F.2d 496, 499-500 (5th Cir. 1981) (en banc).
Second, Evans contends that
the composition of the jury that convicted him
was flawed, in that the trial court wrongfully
excluded five veniremen for cause, in violation
of the principles set forth in Witherspoon v.
Illinois, 391 U.S. 510, 88 S.Ct. 1770, 20 L.Ed.2d
776 (1968). The state contends that review of
the claim is barred by the procedural default
doctrine of Wainwright v. Sykes, 433 U.S. 72, 97
S.Ct. 2497, 53 L.Ed.2d 594 (1977). Trial counsel
did not object to the exclusions, and the Texas
Court of Criminal Appeals expressly refused
review of the claims for failure to make a
contemporaneous objection. Evans v. State, 656
S.W.2d at 67. The federal district court
declined to review the claim in light of Sykes.
Nevertheless, Evans makes no attempt to fit the
claim into an exception to Sykes, see generally
Johnson, 778 F.2d at 1047.
Accordingly, we must conclude
that we are barred from reviewing the merits of
the Witherspoon claim.[fn7]
Even if Sykes did not bar review of the claim,
however, there would be little question that the
five prospective jurors who were excused for
cause were properly excluded. First, it should
be noted that the determination by the trial
judge that a potential juror's views might
substantially impair his performance as a juror
is a finding of fact entitled to a presumption
of correctness. 28 U.S.C. § 2254(d); Wainwright
v. Witt,
469 U.S. 412 , 105 S.Ct. 844, 853-55, 83
L.Ed.2d 841 (1985). See also Wicker v.
McCotter, 783 F.2d 487, 493 (5th Cir. 1986)
(Witt test is "to be applied primarily by the
trial court, for determinations of juror bias
depend in great degree on the trial judge's
assessment of the potential juror's demeanor and
credibility, and on his impressions about that
venireman's state of mind"). Second, each of the
five stated that they would automatically answer
"no" to one of the three questions in Tex.Code
Crim.P. Ann. art. 37.071(b) that all must be
answered affirmatively in order to sentence
Evans to death.[fn8]
Under these circumstances, there is substantial
record evidence to support the conclusion that
the "juror's views would `prevent or
substantially impair the performance of his
duties as a juror in accordance with his
instructions and his oath.'" Witt, 105 S.Ct. at
852 (quoting Adams v. Texas, 448 U.S. 38, 45,
100 S.Ct. 2521, 2526, 65 L.Ed.2d 581 (1980)).
C. Evidentiary Rulings.
1. Impeachment of Evans'
Witness.
Evans called his confederate,
Earl Stanley Smith, as a witness during the
defense's case-in-chief at the guilt/innocence
phase of the trial, against the sound advice of
his counsel. The trial judge warned Evans at
length that Smith "may give testimony injurious
to the defendant's case." On cross-examination,
Smith testified that Evans shot both Guerrero
and Garza and cut Guerrero's throat, and that
Evans had tried to convince him to testify
falsely.
Defense counsel attempted to
impeach Smith through evidence that he had
already pled guilty to the Guerrero, Garza and
Potts murders and received a life sentence, and
through evidence of eight prior unrelated
convictions of Smith. Evans did not allege that
Smith's plea bargain gave him a motive to
falsify his testimony. The trial court had
already granted the State's motion in limine to
prevent such impeachment, finding that under
Tex.Code Crim.P. Ann. art. 38.28, a party may
not impeach his own witness "merely by offering
evidence of the witness' bad character."
Again, we do not review this
evidentiary ruling as if we were a state appeals
court. Only if the refusal to allow the
impeachment, if incorrect, rendered the trial "fundamentally
unfair" or violated a specific constitutional
right would federal collateral relief be
appropriate. Johnson, 778 F.2d at 1050. In order
for a trial to be rendered fundamentally unfair
due to an evidentiary error, the evidence
admitted must be "crucial" or "devastating." Id.
We simply cannot conclude
that Smith's testimony was "crucial" or "devastating."
Evans' graphic written statements to police, his
oral statements to witnesses who testified
against him at trial, as well as substantial
physical evidence, identified him as the killer
of Guerrero. Indeed, the prosecution did not
call Smith in its case-in-chief. Smith's
testimony was essentially cumulative; thus it
was not "crucial." Id. at 1051. As the district
court concluded, in "the context of the issue of
guilt or innocence the credibility of Smith was
irrelevant."
As to whether the ruling
violated a specific constitutional right, namely
the confrontation clause, cross-examination must
be permitted into any incentive the witness may
have to falsify his testimony. Davis v. Alaska,
415 U.S. 308, 317, 94 S.Ct. 1105, 1111, 39 L.Ed.2d
347 (1974).[fn9]
However, Evans did not contend at trial and does
not contend now that Smith's testimony was
falsified as a result of his plea arrangement.
Rather, he contends simply that the evidence
would show Smith's bad character. The
confrontation clause does not require the
admission of "all character evidence of whatever
relevance and probative value." Cloud v. Thomas,
627 F.2d 742, 744 (5th Cir. 1980), cert. denied,
450 U.S. 1041 , 101 S.Ct. 1760, 68 L.Ed.2d
239 (1981).
Aside from the limited
inference that a convicted felon has a
propensity to lie, the evidence Evans sought to
offer had no relevance to the issue of Smith's
truthfulness. The refusal to admit evidence of
such limited value did not violate the
confrontation clause. Id. at 745. Moreover, even
if the refusal to allow the impeachment offended
the confrontation clause, in light of the
relative unimportance of Smith's testimony to
the prosecutor's case, its cumulative nature,
the weighty evidence corroborating Smith's
testimony, and the overall strength of the
prosecutor's case, the error was harmless beyond
a reasonable doubt. Delaware v. Van Arsdall, ___
U.S. ___, 106 S.Ct. 1431, 1438, 89 L.Ed.2d 674
(1986).
2. Evidence of Mitigating
Circumstances.
Evans next challenges the
refusal of the trial court to allow him to
present "mitigating evidence" at the punishment
phase. The scope of evidence of mitigating
factors that may be presented at a presentence
hearing is wide, because "it is desirable to
have as much information before [the jury] as
possible when it makes the sentencing decision."
Gregg v. Georgia, 428 U.S. 153, 203-04, 96 S.Ct.
2909, 2939-40, 49 L.Ed.2d 859 (1976) (plurality
opinion), quoted with approval in Zant v.
Stephens, 462 U.S. 862, 886-87, 103 S.Ct. 2733,
2747-48, 77 L.Ed.2d 235 (1983).
The jury "must be allowed to
consider on the basis of all relevant evidence
not only why a death sentence should be imposed,
but also why it should not be imposed." Jurek v.
Texas,
428 U.S. 262 , 271, 96 S.Ct. 2950, 2956,
49 L.Ed.2d 929 (1976) (joint opinion).
Insofar as the likelihood or unlikelihood of a
defendant's committing future crimes is a
constitutionally acceptable factor to be
considered before imposing the death penalty,
which it is, O'Bryan, 714 F.2d at 386, the jury
should be presented with "all of the relevant
information" on the issue, Barefoot v. Estelle,
463 U.S. 880, 897, 103 S.Ct. 3383, 3396, 77 L.Ed.2d
1090 (1983).
Evans attempted to introduce
evidence that he had earlier pled guilty to the
killing of Potts, and received a life sentence.
The relevance of that evidence is not
immediately apparent. There is no explanation,
in either the petition or Evans' brief on
appeal, of the relevance of that evidence to the
sentencing decision. Indeed, the Court of
Criminal Appeals rejected Evans' contention that
the evidence should have been admitted because,
in part, "he gives no reasons" to explain its
relevance. Absent some indication of the
relevance of the evidence, Evans' conclusory,
one-sentence allegation that "the Court should
take into consideration that the Appellant [has]
already been Sentenced to Life Imprisonment"
must fail.[fn10]
Further, Evans contends,
without citation to authority, that he should
have been allowed to introduce evidence at the
punishment phase that Smith received a life
sentence for his role in the killings. That
evidence, however, has no bearing on Evans'
culpability or likelihood of future
dangerousness. As the Texas Court of Criminal
Appeals stated, "[e]ach defendant should be
judged by his own conduct and participation and
by his own circumstances." Evans, 656 S.W.2d at
66-67.
D. Sufficiency of the
Evidence.
Evans further challenges the
sufficiency of the evidence to support a death
sentence: in light of "numerous circumstances,"
the death penalty is inappropriate, such as "extenuating
circumstances" that led to the crime, and his "remorse."
Evans did not attempt to introduce to the jury
evidence on many of these points; but he was not
foreclosed by the trial judge from so doing. In
fact, he did introduce evidence of his
conversion to Christianity. Moreover, Evans'
counsel argued to the jury that there was no
evidence that Evans had committed any criminal
acts while in prison, therefore he was not a
continuing threat to society.
The state, on the other hand,
introduced evidence of aggravating circumstances,
namely Evans' killing of Potts less than two
weeks before Guerrero's slaying, the heinous
nature of the killings, an extensive violent
criminal record, and Evans' apparent lack of
remorse after the killings. That evidence was
sufficient to support the jury's findings that
Evans acted deliberately, that he would be a
continuing threat to society, and that the
killing was not reasonable in light of
provocation, if any, under the standard set
forth in Jackson v. Virginia, 443 U.S. 307, 324,
99 S.Ct. 2781, 2791, 61 L.Ed.2d 560 (1979), and
O'Bryan, 714 F.2d at 386.
E. Proportionality.
Evans next asks this court to
conduct a proportionality review, arguing that "death
is a disproportionately severe and therefore
excessive punishment in appellant's case in view
of the circumstances of the offense." Evans does
not have a federal constitutional right to any
type of proportionality review, so long as the
state's capital punishment scheme protects
against arbitrary and capricious imposition of
the death penalty. Mattheson v. King, 751 F.2d
1432, 1446 (5th Cir. 1985), cert. dismissed, ___
U.S. ___, 106 S.Ct. 1798, 90 L.Ed.2d 343 (1986).
The Supreme Court in Jurek specifically upheld
the Texas system against an eighth amendment
challenge, because Texas narrowed its definition
of capital murder, required proof of at least
one statutory aggravating circumstance, and
allowed the defense to introduce evidence of
mitigating circumstances.
F. Facial Validity of
Statute.
As general attacks on the
Texas death penalty statute, Evans contends that
the statute impermissibly bars introduction of
evidence of mitigating factors, such as mental
distrubances, a "history of deprivation and
misfortune," and the possibility that Evans "will
not commit future acts of criminal violence."
This argument is squarely foreclosed by Jurek v.
Texas,
428 U.S. 262 , 273, 96 S.Ct. 2950, 2957,
49 L.Ed.2d 929 (1976) (joint opinion) (under
Texas death penalty statute "the jury may be
asked to consider whatever evidence of
mitigating circumstances the defense can bring
before it"); id. at 279, 96 S.Ct. at 2959
(White, J., concurring in the judgment), and our
recent decision in Esquivel v. McCotter, 777
F.2d 956, 957 (5th Cir. 1985) (Texas statute
provides jurors with sufficient guidance in
considering evidence of mitigating factors). Cf.
Pulley v. Harris, 465 U.S. 37, 48, 104 S.Ct.
871, 878, 79 L.Ed.2d 29 (1984) (Texas statute
authorizes defense "to bring before the jury at
the separate sentencing hearing whatever
mitigating circumstances relating to the
individual defendant can be adduced," quoting
Jurek).
Evans also states that the
Texas death penalty statute, even if facially
constitutional, has been applied
unconstitutionally in the past, because death
sentences have been more frequently imposed on
blacks who kill whites. Further, he contends
that the penalty is applied more frequently to
ethnic minorities. These conclusory assertions,
without an allegation that the state engaged in
intentional discrimination against Evans in
particular, provide no basis for collateral
relief. Prejean v. Maggio, 765 F.2d 482, 484
(5th Cir. 1985); Moore v. Maggio, 740 F.2d 308,
321-22 (5th Cir. 1984), cert. denied, ___ U.S.
___, 105 S.Ct. 3514, 87 L.Ed.2d 643 (1985); see
also McCleskey v. Kemp, 753 F.2d 877, 890 (11th
Cir. 1985) (en banc).
Finally, Evans contends that
the death penalty is "unjustified as a means for
achieving any legitimate governmental end." To
the extent that this states a constitutional
claim, it is settled that the death penalty may,
as a general rule, be imposed on individuals for
capital murder who themselves killed, attempted
to kill, or intended that a killing take place.
Cabana v. Bullock, ___ U.S. ___, 106 S.Ct. 689,
697, 88 L.Ed.2d 704 (1986); Enmund v. Florida,
458 U.S. 782, 797, 102 S.Ct. 3368, 3376, 73 L.Ed.2d
1140 (1982). Evans' claim to the contrary is
without merit. Pulley v. Harris, 465 U.S. at 43,
104 S.Ct. at 875 ("death penalty is not in all
cases a disproportionate penalty").[fn11]
For the foregoing reasons,
the district court's dismissal of the petition
for a writ of habeas corpus if AFFIRMED. The
stay of execution previously entered in this
case is VACATED.
*****
On 6/26/77, Earl Smith Picked
me up on N. Bennett. I was at school shooting a
basketball. Earl said "Mickey I've got a hustle
for us." There was a man and a woman in the back
seat. Earl was holding a pistol on them. I got
in the front seat and drove where Earl told me
to. I parked by a little Church on the corner.
Earl told them to get out. He took them a short
distance and shot them. I heard about five shots.
Earl got back in the car and gave me two $10
bills. I drove off. We went to Belinda Key's apt
on Bennett Street. Earl told me not to say
anything or he would have something done to me.
I drove the car around until the brakes went
out. One day about a week ago I was driving the
car with Earl and my girl friend Juanita. Earl
had a friend with him. He noticed somebody
following us. He told me to let him get out.
They got out but the Mexican kept following me.
I drove S. on the highway to Houston and lost
him in South Dallas. Then I drove back to N.
Dallas and let Juanita out at her house.
While I was driving where
Earl told me to I knew he was going to rob them.
On June 26, 1977 at about
6:00 p.m., I was at Belinda's house at 1612 N.
Bennett St. Earl Smith came over and wanted me
to go with him to get some money. I told him I
would go and I got my pistol out of the dresser
drawer. I checked the pistol and it was loaded
with six .22 bullets. I've had this pistol about
two months. I stole the pistol out of the Cole
Apartments where I saw a couple of people moving.
I waited for them to drive off with a load of
furniture, then I went inside the apartment and
got the pistol off of a shelf in a bedroom. I
also took some champagne glasses from the
apartment. Earl and I started walking toward a
park near Ross Avenue. When we got to the park,
we saw a brown and black Pontiac Firebird parked
on the side street by the park. A Mexican woman
was sitting in the driver's seat and a Mexican
man was sitting in the front seat next to her.
They were just talking. We walked by the car and
looked it over. Earl had my pistol and I had a
hook-blade knife. We walked back to the car and
Earl stuck the pistol in the lady's face and I
pulled the knife on the dude. Earl told the lady
that we wanted to get out of this part of the
town. The lady offered to take us and Earl told
her that we'd take ourselves. Earl told the lady
to get into the back seat and I got into the
back seat with her. Earl started driving the car
and the dude was in the front seat. The dude
started jabbering in Spanish and Earl told him
to shut up. The lady asked us if we wanted their
money. Earl told her that all we wanted was a
ride across town. The lady handed me an envelope
with about $40.00 in it. I took the money and
put it in my pocket. The dude handed Earl his
wallet and Earl put the money out of the wallet
into his (Earl's) pocket. I think it was about
$12.00. Earl drove across town to a big field.
Earl parked the car by a big tree. Earl gave me
the gun. As soon as the car stopped moving, the
Mexican lady said, "you don't have to kill us,
we won't tell anybody." Earl looked back at me
and said, "you know what it is." I then shot the
Mexican lady two or three times. The woman fell
over in the seat and the dude jumped out of the
car and started running. I handed Earl the
pistol and Earl started running after the dude.
Earl shot one time at the dude but I think he
missed. A few seconds passed and I heard two
more shots. I couldn't see Earl or the dude.
About this time, the lady took my hand in hers
and I realized she was still alive. She was
holding my hand and looking into my eyes. Then
she said, "God help him, God, help him." I took
my hook-blade knife out of my pocket. I cut the
lady from the bottom of her chin to her hairline
above her forehead. Then the lady said, "God
forgive him." I cut the lady two more times in
the face. I think I cut her eyes. I was trying
to get her to quit talking. All of a sudden the
lady turned loose of my hand and quit breathing.
I sat there in the car looking at the woman
until Earl opened the car door. Earl told me to
help him drag the lady out of the car. We
dragged the woman over in some bushes. We
covered the lady up with some bushes. Then Earl
went over to the dude who was laying on the
ground dead. Earl took the dude's shoes off.
Earl had already covered the man up. Earl got
the knife from me and went back to the man. I
think Earl was cutting the man. We tried to
straighten the grass up so it wouldn't look like
a car had been there. We started driving up to a
church and Earl said the rod was missing out of
the pistol. We parked the car and started
looking for it but couldn't find it. Earl said
it must have fallen out of the pistol when he
shot the dude. We drove the car back to
Belinda's house and went inside and got some
rags to clean the blood out of the car. Joseph,
a boyfriend of Belinda's, helped Earl and I
clean the blood out of the car. The next day
Belinda gave me some pills. I took four of the
pills and got high. I told Belinda that Earl and
I had killed the Mexicans and that we had their
car. Earl was in the bedroom laying across the
bed. My girlfriend and I went to the store and
got some beer. When we got back, Belinda and
Earl were in bed making love. Juanita and I sat
on the sofa and drank beer and smoked weed until
about midnight. Then Juanita went home and I
went to sleep. I drove the car everyday and I
took Earl to work in the car. We kept the car
until the police came and got it.
(b) On conclusion of the
presentation of the evidence, the court shall
submit the following issues to the jury:
(1) whether the conduct of
the defendant that caused the death of the
deceased was committed deliberately and with the
reasonable expectation that the death of the
deceased or another would result;
(2) whether there is a
probability that the defendant would commit
criminal acts of violence that would constitute
a continuing threat to society; and
(3) if raised by the
evidence, whether the conduct of the defendant
in killing the deceased was unreasonable in
response to the provocation, if any, by the
deceased.
Prospective Juror No. 23
stated "I would have to vote `no' on one of them."
Prospective Juror No. 7 said one answer "would
have to be `no'" because "I don't believe in
death." Prospective Juror No. 74 answered "yes,
sir" in response to defense counsel's question
that "one of those questions you would answer
`no' automatically?" Prospective Juror No. 75,
stated that "I am firm" that he would
automatically answer one question "no" because
"I just couldn't do it myself." Finally,
Prospective Juror No. 81 stated that he was "firm"
that he would "answer `no'" to at least one
question because "I don't really feel that the
State has the right to take a life."
805 F.2d 1210
No.
86-1849
Federal Circuits, 5th
Cir.
December 3, 1986
Before
GEE, RANDALL and DAVIS,
Circuit Judges.
RANDALL,
Circuit Judge:
Michael
Wayne Evans was convicted by
a Texas jury of capital
murder and was sentenced to
death.1
The Texas Court of Criminal
Appeals reversed the
judgment and remanded for a
new trial because certain
prospective jurors were
improperly excused in light
of Adams v. Texas, 448 U.S.
38, 100 S.Ct. 2521, 65 L.Ed.2d
581 (1980). Evans v. State,
614 S.W.2d 414 (Tex.Crim.App.1980)
(en banc). On retrial, Evans
was again convicted and,
after a hearing at which the
State of Texas and the
defense presented witnesses,
sentenced to death. The
conviction was affirmed on
direct appeal. Evans v.
State, 656 S.W.2d 65 (Tex.Crim.App.1983)
(en banc), cert. denied,
465 U.S. 1109 , 104
S.Ct. 1616, 80 L.Ed.2d 145
(1984).2
Evans
filed a petition for writ of
habeas corpus in the state
trial court and the petition
was denied in August, 1984.
Immediately thereafter,
Evans filed a second
petition in the state trial
court and that petition was
also denied. The denial of
habeas relief was affirmed
by the Texas Court of
Criminal Appeals. Thereafter,
on October 10, 1984, Evans
petitioned the federal
district court for habeas
relief and for a stay of
execution. The United States
magistrate, in a written
opinion, recommended that
the petition be dismissed
without a hearing. The
district judge adopted the
magistrate's recommendation
but granted Evans a
certificate of probable
cause to appeal to this
court. The district court
granted the stay request.
Evans
appealed to this court,
raising the following
grounds for relief: (1)
Miranda violations; (2)
flaws in the grand jury and
petit jury selection process;
(3) various evidentiary
rulings at the guilt/innocence
and punishment phases of the
trial; (4) insufficiency of
the evidence to support the
death sentence; (5)
disproportionality of the
death sentence to the
offense; and (6) a wholesale
attack on the Texas death
penalty statute, including
the claim that the Texas
death penalty statute has
been applied
unconstitutionally in the
past, because death
sentences have been more
frequently imposed on blacks
who kill whites.3
In an
opinion dated June 4, 1986,
we affirmed the district
court's dismissal of Evans'
petition for a writ of
habeas corpus, finding upon
consideration of the
arguments raised, in the
context of the entire
record, that we were
convinced that Evans had not
proved that his trial
suffered from federal
constitutional infirmities.
We also vacated the stay of
execution that had
previously been entered in
the case. 790 F.2d 1232 (5th
Cir.), cert. denied, ---
U.S. ----, 107 S.Ct. 327, 93
L.Ed.2d 300 (1986). Evans
filed a petition for a writ
of certiorari in the United
States Supreme Court on July
26, 1986. The Supreme Court
denied the petition for
certiorari on October 20,
1986. Thereafter, Evans'
execution was set for
December 4, 1986, at a time
before sunrise.
On
November 24, 1986, Evans
filed his second application
for habeas relief in the
state trial court. He also
moved that court for a stay
of execution. In this second
habeas petition, Evans
raises two grounds for
relief. First, he claims
that he is presently insane
and unable to comprehend the
nature of the penalty that
is imposed against him, and
therefore, that his
execution at this time would
violate the eighth amendment
and the principle enunciated
in the Supreme Court's
recent opinions in Ford v.
Wainwright, --- U.S. ----,
106 S.Ct. 2595, 91 L.Ed.2d
335 (1986). Second, he
claims that the "capital
murder laws" of the State of
Texas are being administered
in an unconstitutionally
discriminatory manner. With
regard to the "discriminatory
application" claim, the
petition notes that the
Supreme Court has granted
certiorari in McCleskey v.
Kemp, 753 F.2d 877 (11th
Cir.1985), cert. granted,
--- U.S. ----, 106 S.Ct.
3331, 92 L.Ed.2d 737 (1986),
and Hitchcock v. Wainwright,
770 F.2d 1514 (11th
Cir.1985), cert. granted,
--- U.S. ----, 106 S.Ct.
2888, 90 L.Ed.2d 976 (1986),
involving the same issue and
that therefore, Evans should
not be executed while the
issue is pending before the
Supreme Court. As for his
evidentiary proffer, he
states only that he "is
prepared to offer evidence
supporting his claim."
In
support of his claim of
present insanity, an
affidavit ("Andy affidavit")
sworn to by Evans' sister,
Algerita Andy, is attached
to the habeas petition. In
her affidavit, Andy states
that she has visited Evans
several times on death row
and while he was confined in
the Dallas County Jail and
that "[h]is mental condition
has become worse and based
on my personal observation,
I have formed the opinion
that, at the present time,
Michael is insane and
incompetent." Attached to
the State's response to the
application for writ of
habeas corpus are four
affidavits sworn to by
personnel at the Texas
Department of Corrections,
all of whom take the
position in their affidavits
that Evans does not appear
to be insane. Additionally,
the State submitted a
psychological evaluation of
Evans in which a
correctional psychologist
concluded that he sees "no
indication of current
significant mental disorder"
and "no evidence of
psychopathology that would
limit Mr. Evans' ability to
understand his present
situation."
In an
order dated November 26,
1986, the state trial court
denied Evans' request for
habeas relief and his
application for a stay of
execution. In so doing, the
court adopted the proposed
findings of fact and
conclusions of law set forth
in the State's response to
the application for writ of
habeas corpus. Among the
findings and conclusions
were that "there has been no
evidence offered to support
his claim of insanity or to
require an evidentiary
hearing" and that, based on
the State's affidavits, "this
Court is of the opinion that
Applicant has no defects in
his faculties; he
understands what he was
tried for; he understands
the purpose of his
punishment and the impending
fate which awaits him. He
has sufficient understanding
to know any facts which
would make his punishment
unjust and he has the
requisite intelligence to
convey such information to
his attorneys."
Further,
with regard to the McCleskey
issue, the finding adopted
by the trial court was that
"the victim in this case was
an Hispanic woman, not a
white female as alleged.
There is no evidence offered
that this statute has been
applied in an
unconstitutional manner.
Further, the Court will note
that this allegation was
raised and rejected in the
Court of Appeals for the
Fifth Circuit. Applicant
chose not to present this
issue to the Supreme Court
in his Writ of Certiorari."
On the
basis of the written
findings of the trial court,
the Texas Court of Criminal
Appeals, on December 2,
1986, denied all relief
requested in the application
for a writ of habeas corpus
and also denied Evans'
request for a stay of
execution. The Court of
Criminal Appeals held that:
The
Honorable Thomas B. Thorpe,
Judge of the said 203rd
Judicial District Court,
entered findings of fact in
a written order on November
26, 1986, on the application
for writ of habeas corpus
filed in the trial court
and, inter alia, finding
that applicant to be
presently sane and finding
no controverted, previously
unresolved facts material to
this cause, and recommending
that all relief be denied.
This
Court is of the opinion that
said motion for stay of
execution should be denied
and that all relief
requested in said
application for writ of
habeas corpus, which is
returnable to this Court
under Article 11.07,
V.A.C.C.P., should be denied
based upon the written
findings of the trial court.
Ex parte
Evans, No. 14.216-03, slip
op. at 1 (Tex.Crim.App. Dec.
2, 1986) (order denying
motion for stay of execution
and application for writ of
habeas corpus).
On
December 2, 1986, Evans
filed a second petition for
federal habeas relief, and
moved for a stay of
execution, in the federal
district court. Therein
Evans reasserts the grounds
for relief set forth in his
second state habeas petition--his
present insanity and the
McCleskey issue.
Additionally, Evans
challenges the fact-findings
of the state trial court on
the matter of his sanity and
argues that an evidentiary
hearing should have been
held by that court to
resolve the fact issues
which he alleges were
created by the various
affidavits filed with the
state trial court. Finally,
his federal petition now
contains two pages of raw
correlations in support of
his claim that the death
penalty is discriminatorily
applied in Texas, e.g. 99.1
percent of the persons
executed in Texas to date
were convicted of killing
white victims.
In
response to Evans' second
petition for federal habeas
relief and his application
for a stay of execution, the
district court, in a
considered opinion, denied
the stay of execution,
dismissed the petition for
writ of habeas corpus, and
denied a certificate of
probable cause to appeal
that it deemed to have been
sought. Evans v. McCotter,
No. 3-86-2983-H, slip op. at
4 (N.D.Tex. Dec. 3, 1986).
With
respect to the present
insanity claim, the district
court noted that the only
evidentiary support for the
claim was the affidavit
filed by Evans' sister, an
affidavit that the court
characterizes as "general
and conclusory" and as "not
rais[ing] a legitimate
question of Petitioner's
present sanity." Id. at 3.4
The court stated that in
opposition to that
conclusory affidavit were
the affidavits of four
corrections officials and a
psychologist "who have
observed Evans during his
lengthy stay in death row."
Id. at 2. The court noted
that the state trial court
determined that the State's
affidavits were true and
correct and held that the
state court's finding was
fully supported in the
record. Id. Further, the
district court stated that
its own review of the
affidavits led it to the
same conclusion that the
state trial court had
reached. Id. at 2-3.
With
regard to the McCleskey
claim, the district court
found that it was bound by
the rulings of this court
that the grants of
certiorari in McCleskey and
Hitchcock are not grounds
for a stay of execution. Id.
at 3 (citing Johnson v.
McCotter, 804 F.2d 300 (5th
Cir.1986); Watson v.
Blackburn, 798 F.2d 872 (5th
Cir.), stay of execution
granted pending disposition
of writ of cert., --- U.S.
----, 107 S.Ct. 25, 92 L.Ed.2d
775 (1986); Wicker v.
McCotter, 798 F.2d 155 (5th
Cir.1986)).5
On
December 3, 1986, Evans
filed a notice of appeal of
the district court's denial
of federal habeas relief and
filed with this court an
application for a stay of
execution. We treat the
notice of appeal as an
application for a
certificate of probable
cause to appeal. We conclude
that Evans has not made a
substantial showing of the
denial of a federal right,
such as to entitle him to a
certificate of probable
cause to appeal. See
Barefoot v. Estelle, 463
U.S. 880, 893, 103 S.Ct.
3383, 3394, 77 L.Ed.2d 1090
(1983).
Turning
first to the issue of Evans'
alleged present insanity, we
agree with the conclusion of
the district court that the
Andy affidavit submitted by
Evans does not create a fact
question about whether Evans
is insane within the meaning
of Ford v. Wainwright. As
the district court aptly
noted, the affidavit is
general and conclusory.
But even
assuming arguendo that the
Andy affidavit is sufficient
to create a fact issue as to
whether Evans is insane, the
state trial court, after
reviewing the affidavits
submitted by the State as
well as the Andy affidavit,
made a finding of fact that
Evans is presently sane.
Contrary to Evans' assertion
that he has been denied "a
factfinding procedure 'adequate
to afford a full and fair
hearing' on the critical
issue" and that he is
entitled to an evidentiary
hearing in federal district
court on the issue of his
present sanity, the finding
of fact by the state trial
court is entitled to a "presumption
of correctness" under 28
U.S.C. Sec . 2254(d),
and there is no necessity or
warrant for an evidentiary
hearing in the federal
district court. The state
trial court's procedure for
making its fact
determination on the issue
of Evans' sanity (as that
issue was presented to it)
is sufficient under the
statute. See, e.g., Sumner
v. Mata, 449 U.S. 539,
546-47, 101 S.Ct. 764,
768-69, 66 L.Ed.2d 722
(1981); Smith v. Estelle,
711 F.2d 677, 681-82 (5th
Cir.), cert. denied,
466 U.S. 906 , 104
S.Ct. 1685, 80 L.Ed.2d 159
(1983); Camarillo v.
Estelle, 670 F.2d 473,
475-76 (5th Cir.1981).
Turning
to what has been called the
McCleskey issue, this court
has generally dealt with
that issue in one of two
ways, although there are
some exceptions. When the
issue was raised by a white
petitioner, we have held
that a McCleskey claim does
not state a claim for relief
because it fails to allege
racial discrimination
against the petitioner. See,
e.g., Berry v. Phelps, 795
F.2d 504, 506 (5th
Cir.1986), stay of execution
granted pending disposition
of writ of cert., --- U.S.
----, 107 S.Ct. 10, 92 L.Ed.2d
765 (1986). When the issue
is raised by a black
petitioner, we have thus far
found that the statistical
proffers have been
inadequate to justify relief,
and indeed, have not even
justified a hearing. See,
e.g., Prejean v. Maggio, 765
F.2d 482, 486 (5th
Cir.1985); Moore v. Maggio,
740 F.2d 308, 321-22 (5th
Cir.1984), cert. denied, ---
U.S. ----, 105 S.Ct. 3514,
87 L.Ed.2d 643 (1985).
We turn
then, in this application
filed by a black petitioner,
to a consideration of the
statistical proffer. As
noted above, petitioner's
second federal habeas
petition contains two pages
of raw correlations
allegedly evincing
discriminatory application
of the death penalty. The
statistical evidence upon
which Evans relies remains
inadequate under current
Fifth Circuit law to show
that he has been the victim
of discrimination or to
entitle him to an
evidentiary hearing. See,
e.g., Wicker v. McCotter,
798 F.2d 155, 157 (5th
Cir.1986), and cases cited
therein.
Alternatively, we note that
Evans' McCleskey claim was
raised in his first petition
for federal habeas relief
and was there rejected.
Assuming, without deciding,
that an intervening change
in the law would qualify
under the "ends of justice"
exception to the successive
petitions rule, Rule 9(b) of
the Rules Governing Section
2254 Cases in the United
States District Courts, but
see Kuhlmann v. Wilson, ---
U.S. ----, 106 S.Ct. 2616,
91 L.Ed.2d 364 (1986) (plurality),
we hold that the grant of
certiorari in McCleskey does
not qualify.
Accordingly, Evans'
applications for a
certificate of probable
cause and for a stay of
execution are DENIED.
*****
1 In our earlier
published opinion in this
case, reported at 790 F.2d
1232 (5th Cir.), cert.
denied, --- U.S. ----, 107
S.Ct. 327, 93 L.Ed.2d 300
(1986), we set forth in
detail the factual
background of this case and
we do not repeat that
description here
2 We note that Evans was
represented at both trials
and direct appeals, as well
as in all subsequent post-conviction
proceedings, by the same
counsel who are representing
him on this application
3 We note that Evans is
black and his victim was an
Hispanic female
4 Additionally, the
court noted that "Ms. Andy
does not state when and for
how long she last observed
her brother," and that the
State claims that Andy last
visited her brother on March
31, 1986. Id. at 2
5 Additionally, the
district court noted that
the McCleskey claim was
raised by Evans in his first
habeas petition and rejected
by this court in Evans v.
McCotter, 790 F.2d 1232,
1243 (5th Cir.), cert.
denied, --- U.S. ----, 107
S.Ct. 327, 93 L.Ed.2d 300
(1986)