I. FACTS AND PROCEDURAL BACKGROUND
On the night of June 28, 1998, defendant broke
into the home of the victim, Major General Marion Carl, and his wife,
Edna Carl, in Douglas County, Oregon. Defendant was armed with a
shotgun that he had stolen from D & D Towing, a Roseburg vehicle
towing business, on or around June 17, 1998.
Defendant shot and killed Marion Carl, and shot
and wounded Edna Carl. Defendant then forced Edna Carl at gunpoint
to give him several hundred dollars and the keys to the Carls'
vehicle.
On July 5, 1998, defendant was
arrested in Pasadena, California and, subsequently, was extradited
to Oregon. For his crimes on June 28, 1998, the state charged
defendant with two counts of aggravated murder, ORS 163.095; two
counts of felony murder, ORS 163.115 (1997); one count of murder,
ORS 163.115 (1997); two counts of attempted aggravated murder, ORS
161.405 and ORS 163.095; one count of attempted murder, ORS 161.405
and ORS 163.115 (1997); one count of first-degree robbery with a
firearm, ORS 164.415 and ORS 161.610 (1997); one count of second-degree
assault with a firearm, ORS 163.175 and ORS 161.610 (1997); and one
count of first-degree burglary with a firearm, ORS 164.225 and ORS
161.610 (1997). For his burglary of D & D Towing on or around June
17, 1998, the state charged defendant with one count of second-degree
burglary, ORS 164.215; and one count of first-degree theft, ORS
164.055.
At trial in April 1999, a Douglas County jury
convicted defendant of all 13 counts. After a separate penalty-phase
proceeding on the two counts of aggravated murder, in which the jury
unanimously answered yes to the four questions set out in ORS
163.150(1)(b), the trial court entered a sentence of death.
On review, defendant raises 19 assignments of
error. A number of those assignments were not preserved for review
or otherwise are not well taken. We discuss defendant's remaining
arguments as he presents them: pretrial-phase issues, guilt- phase
issues, and penalty-phase issues.
II. PRETRIAL-PHASE ASSIGNMENTS OF ERROR
A. Trial Court's Denial of Defendant's
Demurrer
Defendant asserts that the trial court erred by
overruling his pretrial demurrer to the indictment, in which, among
other things, he raised a number of constitutional challenges to
Oregon's death-penalty statutes. The trial court denied defendant's
demurrer because it concluded that none of his arguments was well
taken.
Defendant first contends that the
trial court should have sustained his demurrer because, according to
defendant, ORS 163.150(1)(a) and its related jury instruction set
out in ORS 163.150(1)(c)(B) (1997) violate the Eighth Amendment
to the United States Constitution. That is so, defendant argues,
because neither ORS 163.150(1)(a) nor the jury instruction set out
in ORS 163.150(1)(c)(B) (1997) sufficiently limit the aggravating
evidence that the state may introduce or that a jury may consider in
relation to the question set out in ORS 163.150(1)(b)(D), that is,
"[w]hether the defendant should receive a death sentence."
Before addressing the merits, we
consider the state's argument that this court should not consider
defendant's constitutional claims because those challenges were not
raised properly by a demurrer. According to the state, because
defendant challenges the constitutionality of only the sentencing
statute for aggravated murder, his claims do not relate to a defect
appearing on the face of the indictment and are not among the
grounds for a pretrial demurrer under ORS 135.630.
For that proposition, the state
relies upon this court's decision in State v. Pinnell, 319
Or 438, 877 P2d 635 (1994). In that case, the defendant had demurred
to the possible application of the "true-life" sentencing option
to his particular case upon the ground that such an application
would amount to an unconstitutional imposition of an ex post
facto law. Id. at 443-44. This court held that the
trial court had not erred in overruling the defendant's demurrer
because this court concluded that the possibility of an
unconstitutional application of that sentencing option to the
defendant's case was not a defect appearing on the face of the
accusatory instrument or otherwise grounds for demurrer under ORS
135.630. Id. at 444.
By contrast to the defendant in
Pinnell, however, defendant here raises facial
challenges to the constitutionality of Oregon's sentencing statute
for aggravated murder. In City of Portland v. Dollarhide,
300 Or 490, 495-96, 714 P2d 220 (1986), this court explained that,
when a defendant is charged under a criminal law for which only an
allegedly invalid penalty is provided, the defendant may challenge
that penalty provision by a pretrial demurrer because, without a
valid penalty, the charge cannot stand. See also ORS
135.630(4) ("The defendant may demur to the accusatory instrument
when it appears upon the face thereof * * * [t]hat the facts stated
do not constitute an offense[.]"). That reasoning applies here.
Under ORS 163.105(1)(a), when
a defendant is convicted of aggravated murder, the trial court must
sentence the defendant according to the statutory sentencing
provisions set out in ORS 163.150. The parts of ORS 163.150 that
defendant challenged here apply only when the trial court submits to
a jury the sentencing option of death. ORS 163.150(1)(a); ORS
163.150(3)(a) (1997).
However, when, as in this case, the defendant is
eligible for the death sentence, and the state elects to present
evidence for the purpose of sentencing the defendant to death, then
the trial court must submit to the jury that sentencing option, and
it must apply those parts of ORS 163.150 that defendant challenged
as unconstitutional to determine the defendant's penalty. See
ORS 163.150(1). Thus, because, as in Dollarhide,
defendant's constitutional challenges related to the only penalty
provision that applied to the charges of aggravated murder against
defendant here, defendant properly raised those challenges by a
pretrial demurrer. See, e.g., State v. Moore, 324
Or 396, 429-34, 927 P2d 1073 (1996) (considering defendant's
constitutional challenges to Oregon's death-penalty statutes raised
by demurrer).
We turn to the merits of defendant's first
constitutional claim. As noted, defendant argues that ORS
163.150(1)(a) and its related jury instruction set out in ORS
163.150(1)(c)(B) (1997) violate the Eighth Amendment because those
statutes do not limit sufficiently the aggravating evidence that the
state may introduce or that the jury may consider in relation to the
question set out in ORS 163.150(1)(b)(D), that is, "[w]hether the
defendant should receive a death sentence." Defendant essentially
argues that, because ORS 163.150(1)(a) and ORS 163.150(1)(c)(B)
(1997) allow the state to introduce, and the jury to consider, "aggravating
evidence" in relation to the question set out in ORS
163.150(1)(b)(D), but do not provide guidance as to the meaning of
that term, the statutes do not prevent the state from introducing,
or the jury from relying upon, factors that are irrelevant or
constitutionally impermissible in deciding whether to impose a death
sentence under ORS 163.150(1)(b)(D). We disagree.
We begin by providing background to place
defendant's argument in context. As noted, in addition to the three
other statutory questions that a jury must answer before a defendant
may be sentenced to death, ORS 163.150(1)(b)(D) requires a jury to
decide "[w]hether the defendant should receive a death sentence."
This court previously has explained that the question set out in ORS
163.150(1)(b)(D) frames a discretionary determination for the jury
and, therefore, does not carry a burden of proof. See
Moore, 324 Or at 432 (so stating).
In 1995, the legislature amended ORS
163.150(1)(a) to provide explicitly that, in addition to mitigating
evidence that the defendant may offer, a trial court also may admit
victim impact evidence, as well as aggravating evidence that is
specifically relevant to a jury's determination under ORS
163.150(1)(b)(D). That statute provides, in part:
"In the [sentencing proceeding], evidence
may be presented as to any matter that the court deems relevant
to sentence including, but not limited to, victim impact
evidence relating to the personal characteristics of the victim
or the impact of the crime on the victim's family and any
aggravating or mitigating evidence relevant to the [question
set out in ORS 163.150(1)(b)(D)]."
ORS 163.150(1)(a) (emphasis added). Subsequently,
in 1997, the legislature also amended ORS 163.150(1)(c)(B), the
statutory jury instruction that a trial court must give to guide a
jury's determination of the question under ORS 163.150(1)(b)(D). ORS
163.150(1)(c)(B) (1997) provided:
"The court shall instruct the jury to answer
the question in paragraph (b)(D) of this subsection 'no' if,
after considering any aggravating evidence and any mitigating
evidence concerning any aspect of the defendant's character or
background, or any circumstances of the offense and any victim
impact evidence as described in subsection (1)(a) of this
section, one or more of the jurors believe that the defendant
should not receive a death sentence."
Defendant in this case was sentenced under the
1997 version of ORS 163.150.
With that context in mind, we
consider defendant's first constitutional claim. As this court
observed in State v. Compton, 333 Or 274, 283-84, 39
P3d 833 (2002), the United States Supreme Court has explained that,
in the selection phase of a death-penalty proceeding, "[w]hat is
important * * * is an individualized determination on the
basis of the character of the individual and the circumstances of
the crime." Zant v. Stephens, 462 US 862, 879, 103 S Ct
2733, 77 L Ed 2d 235 (1983) (emphasis in original).
In providing such an individualized determination,
the Court has stated that "the States may adopt capital sentencing
processes that rely upon the jury, in its sound judgment, to
exercise wide discretion." Tuilaepa v. California, 512 US
967, 974, 114 S Ct 2630, 129 L Ed 2d 750 (1994). The Court has
cautioned that a state may not attach an aggravating label to, or
allow a jury to draw adverse inferences from, constitutionally
protected conduct or factors that are irrelevant or constitutionally
impermissible, such as the race or the religion of the defendant.
See, e.g., Dawson v. Delaware, 503 US 159, 166-68,
112 S Ct 1093, 117 L Ed 2d 309 (1992) (state may not introduce
evidence of defendant's membership in "Aryan Brotherhood" as "bad
character" evidence); Zant, 462 US at 885 (state may not
attach "aggravating" label to factors that are constitutionally
impermissible or totally irrelevant to sentencing process, such as
defendant's race, religion, or political affiliation).
However, subject to that constitutional
limitation, the Court has stated that, under the Eighth Amendment, a
jury is "free to consider a myriad of factors to determine whether
death is the appropriate punishment." California v. Ramos,
463 US 992, 1008, 103 S Ct 3446, 77 L Ed 2d 1171 (1983).
In providing that a jury may have wide discretion
under the Eighth Amendment in determining whether to impose a death
sentence, the Supreme Court also has rejected the notion that a
trial court must guide a jury's discretion by prescribing standards
for the jury's evaluation of aggravating or mitigating facts and
circumstances that either the state or the defendant might have
introduced. Zant, 462 US at 875 (so stating). To that end,
in Gregg v. Georgia, 428 US 153, 161, 203-04, 96 S Ct 2909,
49 L Ed 2d 859 (1976), the Court found no constitutional difficulty
when the trial judge had instructed the jury that, "in determining
what sentence was appropriate[,] the jury was free to consider the
facts and circumstances, if any, presented by the parties in
mitigation or aggravation." Similarly, in Zant, the Court
approved a jury instruction that, under the same state statute at
issue in Gregg, informed the jury to consider "all facts
and circumstances presented in [extenuation], mitigation[,] and
aggravation of punishment as well as such arguments as have been
presented for the State and for the Defense[.]" 462 US at 878-80,
889 n 25. See also Tuilaepa, 512 US at 978 (noting
approval of jury instructions in Zant and Gregg).
As the foregoing cases illustrate, the Eighth
Amendment does not prohibit the state from introducing a wide range
of evidence for the jury's consideration in determining whether to
impose a death sentence. Those cases also make clear that a jury
instruction that directs a jury to consider both aggravating and
mitigating facts and circumstances that either the state or the
defendant might have introduced at trial does not offend the Eighth
Amendment by providing insufficient guidance as to the evidence that
a jury properly may consider as either aggravating or mitigating in
determining the appropriate sentence.
Applying those standards here, we
conclude that ORS 163.150(1)(a) and the jury instruction set out in
ORS 163.150(1)(c)(B) (1997) do not violate the Eighth Amendment in
the manner that defendant contends. As noted, ORS 163.150(1)(c)(B)
(1997) requires a trial court to instruct a jury that, in deciding
whether the defendant should receive the death sentence, the jury
must consider "any aggravating evidence and any mitigating evidence
concerning any aspect of the defendant's character or background, or
any circumstances of the offense" (as well as any relevant victim
impact evidence).
That instruction informs the jury
that the jury may base its discretionary decision to impose the
death sentence upon only evidence that has been presented at trial.
In addition, ORS 163.150(1)(a) limits the evidence that may be
admitted in a death-penalty sentencing proceeding to "evidence * * *
that the court deems relevant to sentence." Under those statutes,
then, a defendant may prevent a jury from considering evidence that
is irrelevant or constitutionally impermissible by objecting to the
admission of that evidence at trial.
In addition, if a defendant is
concerned that the jury might draw an improper inference from
evidence introduced in relation to another issue at trial, nothing
in ORS 163.150 prohibits a defendant from seeking a jury instruction
that cautions against the jury's improper consideration of that
evidence in determining whether to impose a death sentence. We
conclude that the trial court did not err in rejecting defendant's
facial constitutional challenge to ORS 163.150(1)(a) and ORS
163.150(1)(c)(B) (1997).
In addition to the argument set
out above, defendant also argues that the trial court erred in
overruling his demurrer because, defendant contends, ORS 163.150
does not allow meaningful judicial review of the jury's decision to
impose the death sentence and because the statute does not provide
comparative sentencing review. This court previously has considered
and rejected those same challenges. See Moore, 324
Or at 429-34 (concluding that ORS 163.150(1)(b)(D) allows for
meaningful judicial review of jury's decision to impose death
sentence and rejecting defendant's argument that Due Process Clause
requires "excessiveness" review in death-penalty cases); State
v. Cunningham, 320 Or 47, 67-68, 880 P2d 431 (1994) (rejecting
defendant's argument that comparative sentencing review of death
sentences required under Eighth Amendment). Because we adhere to
those prior rulings, and because further discussion would not
benefit the public, the bench, or the bar, we decline to discuss
defendant's claims.
B. Venue
In three assignments of error, defendant next
argues that the trial court erred when it denied his pretrial
motions for change of venue. Defendant first moved for change of
venue in February 1999 before the start of jury selection. At a
hearing before the trial court on that motion, defendant argued that
there was at least a reasonable likelihood that he could not obtain
a fair and impartial jury in Douglas County because of prejudicial
pretrial publicity concerning the case and, particularly, concerning
the victim Marion Carl. In support of that argument, defendant
submitted copies of television news reports and newspaper articles
about the case, including 41 articles from the local newspaper.
The news director for the dominant local
television station testified that approximately 70 percent of the
local television news reports about the case primarily focused upon
Marion Carl. Fourteen of the local newspaper articles also primarily
focused upon facts about Marion Carl's life, his career as a
celebrated Marine Corps Major General, and the local and national
tributes that were being offered in his honor. The other local
newspaper articles included 15 reports about the crime and the court
proceedings; nine letters to the editor; two editorials; and Marion
Carl's obituary. Some of the newspaper articles reported facts about
defendant's criminal history. One article described Marion Carl's
murder as the top local news story in 1998.
Defendant also provided the court with a survey
of voters in Douglas and Multnomah counties that he had caused to be
conducted approximately two months after the victim's murder. The
survey purported to show that 94 percent of the polled Douglas
County voters and 83 percent of the polled Multnomah County voters
had recognized defendant's case; 71 percent of the polled Douglas
County voters and 57 percent of the polled Multnomah County voters
had believed that defendant was guilty; and 58 percent of the polled
Douglas County voters and 43 percent of the polled Multnomah County
voters had believed that, if found guilty, defendant should receive
the death penalty.
Finally, defendant offered the testimony of an
expert witness who opined that, based upon his analysis of the
pretrial publicity and survey results, at least a reasonable
likelihood existed that defendant could not obtain a fair trial in
Douglas County. The expert testified that several factors created
heightened prejudice against defendant in that venue, including the
county's population size and Marion Carl's stature in that community.
The trial court denied defendant's motion,
concluding that defendant had failed to show that he could not
obtain a fair and impartial jury in Douglas County. The court agreed
that the case had generated extensive publicity, particularly in
that venue.
The court also agreed that some of that publicity
had been "problematic," and the court speculated that "the nature of
[the] status of the victim and the tremendous amount of publicity
about that could well result in dislike or unfavorable prejudice
toward the accused." The court, however, was not persuaded that
defendant could not obtain a fair trial in Douglas County, because
it also found that most of the publicity had occurred more than six
months earlier, that defendant's survey was flawed, and that fewer
potential jurors were likely to remember facts about the case than
defendant's survey suggested.
Defendant moved for change of venue again on the
fifth day of voir dire. In support of his renewed motion,
defendant proffered additional local newspaper articles about the
case and argued that a high percentage of prospective jurors had
been disqualified based upon their exposure to pretrial publicity.
The trial court denied defendant's motion.
Finally, defendant renewed his motion for change
of venue near the close of voir dire. The trial court again
denied that motion, stating:
"* * * I'm convinced that we
have a jury or we have a pool from which we can get a fair jury
and I'm convinced of that. I'm as convinced of that as I have
been in any murder case I've tried and perhaps that is somewhat
surprising looking back on the amount of publicity in this case
but again I think that that publicity, even though as I
mentioned in my memorandum I found some of it to be -- well, I'm
not going to look back and recount what I said in my memorandum.
I just think that we have enough jurors from here from which we
could find twelve impartial, fair people to try this case."
Defendant argues that, under ORS 131.355, a trial
court must grant a motion for change of venue when there is a
reasonable likelihood that prejudicial pretrial publicity will
prevent the defendant from obtaining a fair and impartial trial in
the county in which the trial is set. Defendant contends that he
made such a showing in this case and that, therefore, the trial
court erred by denying a change of venue. Defendant further asserts
that, in deciding his motions, the trial court erred by applying an
improper standard and by failing to apply "separate considerations"
as to the fairness of the penalty-phase proceeding if defendant were
convicted.
He argues that the trial court's denial of his
motions for change of venue violated his right to an impartial jury
under Article I, section 11, of the Oregon Constitution, his right
to a fair trial under the Sixth Amendment to the United States
Constitution, and his right to due process under the Fourteenth
Amendment to the United States Constitution.
We first note that we assume, without deciding,
that the analysis for a motion for change of venue is the same under
ORS 131.355 as it is under the state and federal constitutions,
because defendant did not argue to the trial court that a different
analysis was required and because, although his brief on review
presents his arguments under separate headings as to state and
federal law, defendant also does not suggest to this court how that
analysis might differ. See State v. Langley, 314
Or 247, 259, 839 P2d 692 (1992) (assuming same analysis under
statute as under state and federal constitutions for motion for
change of venue). We also do not address defendant's argument that a
motion for change of venue in a death-penalty case requires "separate
considerations" as to the penalty-phase proceeding as opposed to the
guilt-phase proceeding, because defendant did not present that
argument to the trial court. See State v. Montez,
324 Or 343, 356, 927 P2d 64 (1996) (declining to consider
defendant's unpreserved claim of error).
ORS 131.355 governs the standard for a motion for
change of venue. That statute provides:
"The court, upon motion of the defendant,
shall order the place of trial to be changed to another county
if the court is satisfied that there exists in the county where
the action is commenced so great a prejudice against the
defendant that the defendant cannot obtain a fair and impartial
trial."
Under the wording of ORS 131.355 and the
decisional law of this court, a motion for change of venue is
addressed to the sound discretion of the trial court. See
State v. Little, 249 Or 297, 312, 431 P2d 810 (1968) (stating
principle); State v. Jensen, 209 Or 239, 253, 289 P2d 687,
296 P2d 618 (1957) (same).
The trial court's discretion on such a motion,
however, is not unlimited. Little, 249 Or at 312. When a
defendant establishes that there exists such a level of prejudice
against the defendant as to preclude a fair and impartial trial,
then the defendant is entitled to a change of venue. See
id. (no abuse of discretion in denying motion for change of
venue when record of trial publicity did not compel conclusion that
defendant could not receive fair and impartial trial); see also
Murphy v. Florida, 421 US 794, 803, 95 S Ct 2031, 44 L Ed
2d 589 (1975) (defendant not denied fair trial when defendant failed
to show that setting of trial inherently prejudicial or that jury-selection
process permitted inference of actual prejudice); Irvin v. Dowd,
366 US 717, 728, 81 S Ct 1639, 6 L Ed 2d 751 (1961) (prejudice
presumed when extremely inflammatory publicity pervaded trial and
two-thirds of jurors believed defendant guilty before trial).
In exercising its discretion to determine whether
prejudice against a defendant necessitates a change of venue, a
trial court must evaluate the likelihood of such prejudice from both
the character and the extent of any pretrial publicity about the
case; from the degree of any difficulty in obtaining impartial
jurors; and from any other factor that might be indicative of
prejudice against the defendant. Langley, 314 Or at 260-61
(considering media publicity about case and ability to obtain
impartial jurors); State v. Rogers, 313 Or 356, 364-65, 836
P2d 1308 (1992) (same); Jensen, 209 Or at 254 (in
determining whether trial court abused its discretion in denying
motion for change of venue, this court considers any unusual
difficulty in obtaining fair and impartial jury); see also
Murphy, 421 US at 802-03 (difficulty in obtaining jurors
who appear impartial relevant in evaluating those jurors' assurances
of impartiality); Rideau v. Louisiana, 373 US 723, 727, 83
S Ct 1417, 10 L Ed 2d 663 (1963) (prejudice presumed when community
where trial took place repeatedly exposed to televised "confession"
by defendant). This court places great weight upon a trial court's
determination that pretrial publicity was not prejudicial and that
the empaneled jurors would be impartial. Langley, 314 Or at
261. Therefore, we will not disturb a trial court's denial of a
motion for change of venue absent a determination of an abuse of
discretion. Id. at 260.
Defendant contends that the record of prejudice
in his case is comparable to that described in Irvin, 366
US 717. In Irvin, the United States Supreme Court concluded
that the defendant had been denied a fair trial when the defendant's
trial took place in a community that had been saturated with
extremely inflammatory pretrial publicity and that had exhibited a "pattern
of deep and bitter prejudice" against the defendant. Id. at
725-28. The publicity in that case had included news stories that
the defendant had confessed to six murders and 24 burglaries, as
well as stories that had detailed the defendant's background and
criminal history. Id. at 725-26.
The local news stations also had broadcasted the
results of interviews with different community members as to their
opinions about the defendant's guilt and the punishment that he
should receive. Id. at 725. In addition, two-thirds of the
jurors who actually had served in the defendant's case professed to
having formed opinions as to the defendant's guilt before the start
of the trial. Id. at 728.
Our review of the record here reveals a sharp
contrast to the above described record of prejudice against the
defendant in Irvin. It is clear from the publicity that
surrounded defendant's case, and particularly from the publicity
that took place in Douglas County, that the murder of Marion Carl
was widely publicized and that his death was a source of sorrow and
profound loss for many. However, although that publicity certainly
included some expressions of anger at Marion Carl's murder, the
record of publicity does not disclose a community sentiment of "deep
and bitter prejudice" against defendant.
In addition, we observe that the trial court here
considered the possibility of prejudice against defendant based upon
pretrial publicity concerning the case and the life of Marion Carl.
The court presided over a lengthy jury selection process that
included both an extensive juror questionnaire and seven days of
voir dire questioning. In addition, as described more fully in
the discussion of the next assignment of error, near the close of
voir dire, the trial court also provided defendant with a
second opportunity to challenge any of the prospective jurors who
already had been passed for cause.
Defendant took that opportunity, but challenged
only one prospective juror, and the trial court allowed that
challenge. Of the 12 jurors who actually served in defendant's trial,
10 disclosed that they had seen some form of pretrial media
publicity concerning the case. However, none of the jurors had
followed that publicity with much interest, and all the jurors
stated that they could decide the case based solely upon the
evidence presented at trial.
Based upon that record, we cannot say that the
trial court erred in concluding that there did not exist such a
level of prejudice against defendant so as to preclude a fair and
impartial trial. We therefore find no abuse of discretion in the
trial court's decision to deny defendant's motions for change of
venue.
C. Failure to Excuse Juror for Cause
Defendant also assigns error to the trial court's
denial of his challenge for cause against juror Ocumpaugh. In
response to questions on the juror questionnaire and to defense
counsel's initial questions during voir dire, Ocumpaugh
disclosed that she was familiar with defendant's case from pretrial
publicity in the media. She stated that she believed that defendant
probably was guilty, that she would require defendant to prove his
innocence, and that she believed that the death penalty was
appropriate for murder. Based upon her statements, defendant
challenged her for cause.
The prosecutor then asked permission to inquire.
He explained to Ocumpaugh that, as a juror, she would be required to
take an oath to base her decision as to defendant's guilt upon only
the evidence presented at the trial and to require the state to
prove the charges beyond a reasonable doubt. Ocumpaugh replied that
she was willing to and would be able to comply with that oath.
The trial court questioned Ocumpaugh further.
Ocumpaugh confirmed that she understood that defendant was presumed
innocent, that the state had the burden to prove the charges beyond
a reasonable doubt, and that, as a juror, she would be required to
base her decision as to defendant's guilt upon only the evidence
presented at trial. She also volunteered that she knew from her own
personal experience that facts reported in the media were not always
accurate.
The trial court then asked Ocumpaugh to assess
honestly whether she had formed such a fixed opinion as to
defendant's guilt that she would not be able to judge defendant
fairly. Ocumpaugh denied that she had formed such an opinion, and
the trial court overruled defendant's challenge.
After that exchange, defense counsel resumed his
questioning of Ocumpaugh. In response to his questions, Ocumpaugh
initially stated that she believed that defendant had the burden to
show that he should receive a life sentence rather than the death
penalty, but then she professed that she did not understand defense
counsel's questions.
After defense counsel clarified that he was
asking if Ocumpaugh would require defendant to produce evidence to "get
a favorable result," Ocumpaugh stated that she would require
defendant to produce such evidence only if the state had met its
burden. Defendant renewed his challenge to Ocumpaugh for cause, but
the trial court overruled that challenge.
Subsequently, on the sixth day of voir dire,
the trial court announced that he would entertain any challenges
that the parties wished to raise to prospective jurors who already
had been passed for cause. The next day, defense counsel raised the
trial judge's invitation to renew challenges, and he asked the court
to reconsider his challenge for cause to prospective juror Cole. The
trial judge asked defense counsel if he had any other challenges
that he wished the court to reconsider, and defense counsel
responded that "[t]hat's the only one that comes strongly to mind."
The trial court allowed defendant's challenge for cause to
prospective juror Cole. Juror Ocumpaugh was not excused.
On review, defendant contends
that Ocumpaugh's answers on the juror questionnaire and during
voir dire reveal that she was "both guilt biased and death
biased." He further asserts that the trial court should have excused
Ocumpaugh based upon a statement that she believed that defendant
was involved with illegal drugs. Defendant argues that the trial
court's failure to excuse Ocumpaugh violated his right to an
impartial jury under Article I, section 11, of the Oregon
Constitution, and the Sixth Amendment to the United States
Constitution, as well as the Due Process Clause of the Fourteenth
Amendment.
The state responds that defendant waived his
challenge to Ocumpaugh because he did not renew that challenge after
the trial court allowed the parties to renew challenges to
prospective jurors who had been passed for cause. On the merits, the
state argues that, as a whole, Ocumpaugh's statements demonstrated
that she would be a fair and impartial juror.
At the outset, we reject the state's contention
that, because he did not renew his challenge to juror Ocumpaugh,
defendant waived that challenge. Waiver is the "intentional
relinquishment or abandonment of a known right or privilege."
State v. Meyrick, 313 Or 125, 132, 831 P2d 666 (1992). In this
case, although the trial court offered to consider renewed
challenges to prospective jurors who had been passed for cause, the
trial court did not suggest that defendant was required to take
advantage of that offer to avoid abandonment of his previously
denied challenges.
Further, in declining the trial court's offer to
consider other renewed challenges, defense counsel did not indicate
that he had abandoned his previously denied challenges, but only
that he most strongly objected to prospective juror Cole. That
record does not demonstrate that defendant's decision not to renew
his challenge to Ocumpaugh evidenced an intent to abandon that
challenge. Defendant preserved his objection to Ocumpaugh by
challenging her twice during voir dire, and his decision
not to repeat his objection did not constitute a waiver of those
challenges.
We turn to the merits of defendant's claim that
the trial court should have excused juror Ocumpaugh for actual bias.
ORCP 57 D(1)(g) governs challenges for cause to prospective jurors
for actual bias. See ORS 136.210(1); see also
State v. Barone, 328 Or 68, 74, 969 P2d 1013 (1998) (so stating).
Under ORCP 57 D(1)(g), the fact that a prospective juror has formed
opinions about matters relevant to the case is not itself cause to
exclude that juror based upon actual bias. See also
Barone, 328 Or at 74 (so stating).
Instead, in determining whether a prospective
juror should be excused for actual bias, "the test is whether the
prospective juror's ideas or opinions would impair substantially his
or her performance of the duties of a juror to decide the case
fairly and impartially on the evidence presented in court."
Barone, 328 Or at 74. Whether a prospective juror is actually
biased is a factual question to be determined by the trial court as
an exercise of its discretion. ORCP 57 D(1)(g); see
State v. Lotches, 331 Or 455, 473, 17 P3d 1045 (2000) (so
stating). Because the trial court has the advantage of observing the
demeanor, apparent intelligence, and candor of a challenged
prospective juror, a trial court's discretionary decision on such a
challenge is entitled to deference and will not be disturbed absent
a manifest abuse of discretion. Compton, 333 Or at 285.
As noted, the challenged juror here, Ocumpaugh,
initially stated that she had formed opinions relating to defendant
and to defendant's guilt from pretrial publicity about the case. She
also initially stated that she would require defendant to prove his
innocence. However, after the prosecutor explained the legal duties
of a juror to her, Ocumpaugh was unequivocal that she was willing
and would be able to require the state to prove defendant's guilt
beyond a reasonable doubt and to base her decision upon only the
evidence presented at trial.
In addition, although she expressed support for
the death penalty in general, Ocumpaugh consistently denied that she
automatically would vote for the death penalty in all circumstances
or in this particular case. She also assured the trial court that
she had not formed strong opinions about the case, and the court,
which had the opportunity to observe her demeanor, was persuaded
that she would be able to perform her duties as a juror fairly and
impartially. Because evidence in the record supports that
determination, we find no abuse of discretion in the trial court's
refusal to excuse juror Ocumpaugh for cause.
III. GUILT-PHASE ASSIGNMENTS OF ERROR
A. State's Closing Argument
Defendant next argues that the trial court erred
by failing to issue a curative instruction or to declare a mistrial
sua sponte because of statements that the prosecutor made
during his closing argument.
The prosecutor began his closing argument by
outlining facts incorporated in defendant's version of events that,
if true, would have tended to show that defendant had not shot
Marion Carl or Edna Carl intentionally or with the intent to kill.
The prosecutor then stated:
"So if the defense were able to persuade
you of all of these things, all we'd be left with is robbery and
burglary, not any murder charges, no attempted murder charges,
zilch. He's off the hook. If he's unable to establish any
of those things and I am able to prove what I'm about to prove
to you, then he's stuck with all of them and you'll find him
guilty of all of them."
(Emphasis added.)
Defendant made no objection to the prosecutor's
arguments at trial. Instead, in his closing argument, defense
counsel responded:
"Well, ladies and gentlemen, I hate to
disappoint [the prosecutor] but his attempt to co-op my argument
was a little off the mark. I'm going to tell you exactly what
Jesse Fanus is guilty of and why.
"He's guilty of count four, felony murder.
"He's guilty of count nine, robbery in the
first degree.
"He's guilty of count ten, assault in the
second degree.
"He's guilty of count eleven, burglary in the
first degree.
"And counts twelve and thirteen, D & D Towing.
"Those are what he's guilty of. You heard
evidence that would lead you to believe that.
"What he's not guilty of is aggravated murder
or attempted aggravated murder, either one."
On review, defendant contends that the
prosecutor's arguments denied him a fair trial because the
prosecutor improperly suggested that the jury faced an all-or-nothing
choice between guilt or acquittal as to all the murder counts.
Defendant concedes that, because he took no action in response to
the prosecutor's statements at trial, he did not preserve this
assignment of error. He urges, however, that this court consider
this claim of error as "error apparent on the face of the record[.]"
ORAP 5.45(6); see State v. Reyes-Camarena, 330 Or
431, 435-36, 7 P3d 522 (2000) (explaining and applying plain error
doctrine).
The state responds that, viewed in context, the
prosecutor's statements were neither misleading nor improper because
those statements in fact referred to only the intentional murder
counts. The state also argues that, even if improper, the
prosecutor's statements could not have misled the jury in this case
because both the prosecutor and defense counsel subsequently argued
to the jury that felony murder did not require a finding of intent,
and because the trial court instructed the jury on the elements of
each crime that the state had charged, including the elements of
felony murder.
It is not apparent from our review of the record
that, as the state contends, the prosecutor's statements referred to
only the intentional murder counts. Even assuming that the
prosecutor's arguments misstated the law, however, we nevertheless
conclude that the trial court's failure to issue a curative
instruction or to declare a mistrial sua sponte on the
basis of those arguments does not amount to an "error apparent on
the face of the record."
This court consistently has held that a motion
for a mistrial is addressed to the sound discretion of the trial
court because the trial court is in the best position to assess and
rectify any potential prejudice to the defendant. State v.
Farrar, 309 Or 132, 164, 786 P2d 161 (1990) (so stating);
see also State v. Simonsen, 329 Or 288, 300, 986 P2d
566 (1999) (same). Thus, even if the court finds that a prosecutor's
statements were improper, this court will not find that a trial
court's failure to grant a mistrial sua sponte constituted
error apparent on the face of the record unless it was "beyond
dispute that the prosecutor's comments were so prejudicial as to
have denied defendant a fair trial." Montez, 324 Or at 357
(so stating); see also State v. Smith, 310 Or 1,
24, 791 P2d 836 (1990) (even if this court finds prosecutor's
remarks "improper, tasteless, or inappropriate," no abuse of
discretion in trial court's denial of motion for mistrial unless
effect of remarks was to deny defendant fair trial).
In the present case, the prosecutor's alleged
misstatement was isolated and later was corrected by the
prosecutor's closing argument, the defense counsel's closing
argument, and the trial court's jury instructions defining the
elements of each crime charged. Viewed in that context, the
prosecutor's argument was not so prejudicial that the trial court's
failure to issue a curative instruction or to declare a mistrial
sua sponte can be said to have denied defendant a fair trial.
We find no error.
IV. PENALTY-PHASE ASSIGNMENTS OF ERROR
A. Failure to Exclude Evidence of Defendant's
Nazi Beliefs
Defendant assigns error to the trial court's
ruling that permitted the state to introduce certain evidence that
related to defendant's beliefs in white supremacy and Nazi ideology.
Before the penalty-phase proceeding began, defense counsel filed a
motion in limine to exclude "any evidence relating to
defendant's belief or expressions of belief in racist ideals, white
supremacy or other matters of similar nature or defendant's use or
display of symbols of such belief."
In response to defendant's motion, the state
submitted a list of the evidence that it sought to introduce during
the penalty-phase proceeding that related to defendant's racist
beliefs. The state asserted that its proffered evidence was relevant
to the jury's determination of defendant's future dangerousness, ORS
163.150(1)(b)(B), as well as to the jury's determination whether
defendant should receive the death sentence, ORS 163.150(1)(b)(D).
The trial court ruled that some of the state's evidence was relevant
to the issue of defendant's future dangerousness, but that the
admissibility of other items of evidence would depend upon the
context in which the state offered it.
During the penalty-phase
proceeding, the state introduced the testimony of Goodman and Flory,
both employees of MacLaren Youth Correctional Facility, that
defendant had contributed to racial tensions, had made racist
remarks to and provoked a fight with a minority youth, and had
committed acts of racist graffiti while defendant had been in
custody at MacLaren in 1995 and 1996.
The state also offered the
testimony of Douglas County Detective Perkins that defendant had
confessed to spray-painting swastikas, the letters "SS," and the
words "Juden Frei" on a shack on the night of Marion Carl's
murder. The state later introduced photographs of that shack as
exhibits, showing graffiti that included a swastika, the letters
"SS," and the words "Death to All Jews" and "Fuck Niggers and Jews."
In addition, the state introduced testimony that defendant had
scratched graffiti, including a swastika symbol and the letters
"SS," in his jail cell after his arrest for the crimes in this case.
Over defendant's objection, the
state also introduced five exhibits that consisted of writings by
defendant. In the disputed exhibits, defendant had expressed a
hatred of minorities, as well as beliefs in white supremacy and Nazi
ideology.
In this court, defendant
challenges only the admissibility of the five disputed exhibits
consisting of defendant's writings. He argues that those exhibits
were irrelevant under OEC 401 as to any of the four statutory
questions set out in ORS 136.150(1)(b) and were unfairly prejudicial
under OEC 403. Citing Dawson, 503 US 159, defendant also
asserts that the introduction of the challenged exhibits violated
his right to free speech under the First Amendment to the United
States Constitution. We address defendant's subconstitutional
arguments before addressing his federal constitutional claim.
This court reviews a trial court's determination
of relevance for errors of law. State v. Titus, 328 Or 475,
481, 982 P2d 1133 (1999). To be relevant to the issue of a
defendant's future dangerousness under ORS 136.150(1)(b)(B), "the
proffered evidence must have a tendency to show that a probability
either does or does not exist that the defendant will commit
criminal acts of violence that would constitute a continuing threat
to society." Moore, 324 Or at 417. This court repeatedly
has held that a broad range of evidence is admissible to make that
showing, including a defendant's entire prior criminal history,
unadjudicated bad acts by a defendant, and evidence of a defendant's
previous bad character. Id. at 416; see also
State v. Moen, 309 Or 45, 73, 786 P2d 111 (1990) (evidence of
defendant's prior conduct, good and bad, is relevant to question of
defendant's future dangerousness).
In Moore, this court considered whether
evidence of the defendant's beliefs in white supremacy was relevant
to the question of the defendant's future dangerousness. The court
concluded that, although evidence of a defendant's abstract beliefs
or expression of beliefs generally is irrelevant to the issue of
future dangerousness, such evidence is relevant when the state also
introduces evidence of past dangerous conduct by the defendant that
was predicated upon those beliefs. Moore, 324 Or at 418-19.
The court reasoned that, in such circumstances, evidence relating to
the defendant's beliefs is probative of the defendant's propensity
to act dangerously in the future because it demonstrates the depth
of the defendant's adherence to beliefs that drove the defendant to
act dangerously in the past. Id. at 419.
That same reasoning applies here.
As in Moore, the state did not introduce only evidence that
defendant previously had expressed feelings of racial hatred and
beliefs in Nazi ideology; rather, the state also introduced evidence,
which defendant does not challenge on review, that demonstrated that
defendant previously had engaged in criminal conduct -- including
assaultive conduct and acts of graffiti -- related to those beliefs.
Under those circumstances, defendant's expressions of his racist
beliefs were probative of his propensity to act dangerously in the
future and, thus, were relevant to the jury's determination under
ORS 163.150(1)(b)(B).
In this case, we also fail to see any danger of
unfair prejudice to defendant from the admission of the disputed
exhibits. See OEC 403 (relevant evidence may be excluded if
probative value substantially outweighed by danger of unfair
prejudice). As noted, in addition to those exhibits, the jury also
heard substantial evidence of defendant's racist beliefs from other
testimony and exhibits that the state presented during the penalty-phase
proceeding that defendant does not challenge on review. We find no
abuse of discretion in the trial court's decision that the disputed
exhibits were not prejudicial and, therefore, no error. See
State v. Rose, 311 Or 274, 290-91, 810 P2d 839 (1991) (court
reviews trial court's ruling under OEC 403 for abuse of discretion).
Finally, we reject defendant's assertion that the
admission of the disputed exhibits violated his right to free speech
under the First Amendment. As this court explained in Moore,
the admission of evidence relating to a defendant's beliefs or
expression of beliefs does not violate the First Amendment when that
evidence is relevant to the jury's determination of an issue in the
proceeding. Moore, 324 Or at 422; see also
Dawson, 503 US at 166-68 (evidence of defendant's membership in
Aryan Brotherhood violated defendant's First Amendment rights,
because evidence not relevant to any issue being decided in
proceeding). Because, as we determined above, the evidence at issue
here was relevant to the jury's determination under ORS
163.150(1)(b)(B), the admission of that evidence did not violate
defendant's First Amendment rights.
B. Sufficiency of the Indictment
In two assignments of error, defendant contends
that the trial court's imposition of the death sentence was
unconstitutional because, according to defendant, the indictment did
not allege an offense that made him eligible for the death penalty.
Defendant's arguments are not preserved and, in any event, were
resolved against him in State v. Oatney, 335 Or 276,
292-97, 66 P3d 475 (2003).
V. CONCLUSION
In summary, we conclude that none of defendant's
assignments of error is well taken, and, consequently, we affirm
defendant's convictions and the sentence of death.
The judgment of conviction and the sentence of
death are affirmed.