Allen E. FRYER, Appellant,
v.
Crispus NIX, Warden of the Iowa State Penitentiary, Appellees.
No. 84-1785.
United States Court of Appeals,
Eighth Circuit.
Submitted Jan. 28, 1985.
Decided Oct. 21, 1985.
Brent R. Appell, Des Moines, Iowa, for
appellees.
Before LAY, Chief Judge, FAGG and BOWMAN,
Circuit Judges.
BOWMAN, Circuit Judge.
I.
Fryer's first claim is that
the District Court erred in holding that sufficient evidence was
introduced at trial to convict him of four counts of
first-degree murder. A habeas corpus petitioner is entitled to
relief on the ground of insufficient evidence only if, viewing
the evidence in the light most favorable to the prosecution, no
rational trier of fact could have found proof of guilt beyond a
reasonable doubt. See Jackson v. Virginia, 443 U.S. 307, 319, 99
S.Ct. 2781, 2789, 61 L.Ed.2d 560 (1979).
The record reveals that on the
evening of November 17, 1973 Allen Fryer and his brothers David
and James Fryer were in Gitchie Manitou State Park, when they
saw the five teenagers gathered around a campfire. The Fryers
believed that the teenagers had marijuana, and, after brief
discussion, decided to go back to their truck for their shotguns
so that they could take the marijuana.
After getting their shotguns,
Allen and David Fryer returned to where they had seen the
teenagers, positioned themselves on a ledge overlooking the
campfire, and opened fire. Two of the teenagers fell--Roger
Essem with a fatal wound and Stewart Baade with a non-fatal
wound. The Fryers then yelled at the remaining teenagers, who
had taken cover, to come out from behind the trees. Michael
Hadrath emerged from the trees with Sandra Cheskey, and asked
their assailants who they were. Allen Fryer shot Hadrath,
wounding him in the arm, and then told him that they were police
officers.
Sandra Cheskey, though not
wounded, fell to the ground with Hadrath. Allen Fryer walked
over to her, kicked her, and said that he thought she was
playing dead. He then ordered Cheskey, Hadrath, and Dana Baade
to walk along a trail that led away from the campfire. After a
short time, Allen Fryer stopped them, briefly conferred with his
brother David, and left the teenagers with him. When he
returned, Allen Fryer again ordered the three teenagers to
proceed along the trail, and shortly thereafter again ordered
them to stop. He again left the teenagers with David Fryer for a
short time. After returning and herding the teenagers yet
further along the trail, Allen Fryer stopped them and shouted
"over here," at which point a truck driven by James Fryer pulled
up.
Allen Fryer conferred briefly
with James Fryer, then tied Sandra Cheskey's hands behind her
back and put her in the truck. He later untied her hands and
left again. When he returned, he started the truck and drove off
with Sandra Cheskey. As they were leaving, Sandra Cheskey saw
Michael Hadrath, Dana Baade, and Stewart Baade (who had in the
meantime apparently also been brought to the truck by the
Fryers), alive for the last time, with James and David Fryer.
Allen Fryer drove Sandra
Cheskey around for a short time. He continued to pretend to be a
police officer and told Cheskey that he was trying to keep her
out of trouble. He told her that he was the boss and that
anything he said, his two brothers would do. He then met David
and James on the road and talked to them briefly. James got into
the truck and they went to an abandoned farm where James Fryer
raped Cheskey. Allen Fryer then took Cheskey home.
At Fryer's trial, the trial
court instructed the jury that it could find Allen Fryer guilty
of first-degree murder, with respect to each count charged, if
it found that Fryer inflicted the wound that caused death with
malice aforethought, deliberation, premeditation, and a specific
intent to kill, or aided and abetted in the same,
or if it found that Fryer killed any of the teenagers during the
commission of or during the attempt to commit a robbery, or
aided and abetted in the same.
In the present case, viewing
the evidence and all reasonable inferences that can be drawn
therefrom in the light most favorable to the prosecution, we
conclude that a jury reasonably could have reached the
conclusion that Allen Fryer aided and abetted the deliberate and
premeditated executions of the four teenagers.
Accordingly, we reject Fryer's claim regarding the sufficiency
of the evidence.
II.
Fryer's second claim is that
he is entitled to a new trial under the standards laid out in
Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215
(1963), because the prosecution suppressed material evidence
favorable to him. The particular evidence in question is a
statement given by Sandra Cheskey to the police on the evening
of November 29, 1973 shortly after she had observed Allen Fryer
and recognized him as her assailant. The statement, in relevant
part, reads: "The man who I identified tonight in the pickup,
was the one they called the 'Boss.' He was the one who shot Mike
and Stu that night. He is the one that took me from the
park...." Appendix at 89.
Consistent with the standard
laid out in Brady, a prosecutor must disclose to defense counsel
"evidence favorable to the accused that, if suppressed, would
deprive the defendant of a fair trial...." United States v.
Bagley, --- U.S. ----, 105 S.Ct. 3375, 3380, 87 L.Ed.2d 481
(1985). A defendant is deprived of a fair trial "only if the
evidence is material in the sense that its suppression
undermines confidence in the outcome of the trial." Id. at 3381.
Fryer contends that Cheskey's
statement, used properly at trial, would have impeached
Cheskey's testimony that Fryer shot Roger Essem, because the
statement indicates only that Fryer shot Hadrath and Stewart
Baade, and does not indicate that Fryer shot Essem. We are not
convinced that Cheskey's statement is material within the
meaning of Brady merely because it does not contain the
inculpatory language Fryer thought it might. See United States
v. Ben M. Hogan Company, 769 F.2d 1293, 1299 n. 8 (8th
Cir.1985). But even if we accept Fryer's contention that
Cheskey's statement to the police would have impeached in any
way her testimony that Fryer actually fired the shot that killed
Roger Essem, Cheskey's statement casts no doubt whatsoever on
evidence that Fryer aided and abetted the murder of Essem, and
thus in no way materially affects a determination that Fryer is
guilty of the first-degree murder of Essem.
This case bears some
resemblance to Brady v. Maryland. In Brady, the defendant and a
companion had been convicted of first-degree murder, and
sentenced to death. The prosecution had withheld a statement
made by the companion that he had done the actual killing. The
Maryland Court of Appeals concluded that even "[i]f [the
companion's] withheld confession had been before the jury,
nothing in it would have reduced the appellant Brady's offense
below murder in the first degree. We, therefore, see no occasion
to retry that issue." Brady v. State, 226 Md. 422, 174 A.2d 167,
171 (Md.1961), quoted in Brady v. Maryland, 373 U.S. at 88, 83
S.Ct. at 1197 (emphasis deleted). The Supreme Court affirmed
this holding by the Maryland Court of Appeals. Similarly, in the
instant case, nothing in Cheskey's statement would reduce
Fryer's offense below murder in the first degree. Thus, we
reject Fryer's claim that under Brady he is entitled to a new
trial.
III.
Fryer's third contention on
appeal is that the District Court erred in determining that his
November 30, 1973 statement was voluntary. Fryer contends that a
number of factors indicate that his will was overborne.
Fryer was arrested in the late
afternoon or early evening of November 29, 1973 after Sandra
Cheskey had identified him in Sioux Falls, South Dakota. He was
read his rights and taken to the Sioux Falls Police Station.
Upon arrival at the station at about 7:00 p.m., Fryer was given
a form with his rights written on it. His rights also were
explained to him. Fryer said he understood his rights. Fryer
signed an acknowledgment and waiver of his rights, and was
interrogated for three-and-one-half hours, with coffee breaks
every 30-45 minutes, by two police officers. Fryer was permitted
to smoke and go to the restroom. During this first
interrogation, Fryer denied all knowledge of the Gitchie Manitou
killings.
At 10:30 p.m., Fryer was again
advised of his rights; he again acknowledged that he understood
his rights and signed a form indicating that he wished to waive
them. In addition to the signed waiver, Fryer had the following
colloquy with one of the police officers:Q Have you been advised
of your right to remain silent?
Q The fact that you don't have
to say anything if you don't want to?
Q Have you been advised that
anything you say can and will be used against you in a court of
law?
Q Have you been advised that
you have a right to consult with a lawyer?
Q Before you answer any
questions?
Q Or before you make any
statements?
Q And you understand that you
can have a lawyer present during this questioning?
Q Do you understand that if
you can't afford a lawyer that one could be appointed for you?
Q Do you realize that you have
a right to have a lawyer present during this questioning if you
want one present?
Q Do you realize that if you
answer questions or make any statements without consulting a
lawyer or without having a lawyer present during this
questioning you will still have the right to stop answering the
questions or make any statements until you consult with a
lawyer?
Q You have answered yes to all
of these questions that I have asked you. Do you understand
these questions that I have asked you?
Q Do you at this time want to
give us a statement about what happened?
A I want to tell you the whole
works.
Appendix at 96-97. Fryer then
made a statement in which he apparently admitted being present
during the shooting, but denied firing any shots himself.
Shortly after making this
statement, Fryer agreed to retrace with three police officers
the route he had traveled on the night of the murders. Following
the ride, the officers and Fryer returned to the station, where
coffee, donuts, and rolls were served. Fryer ate a donut.
Upon returning to the station,
the officers learned that David Fryer, who was also in custody,
had made a statement to the police that contradicted the
statement Allen Fryer had given. A police officer confronted
Allen Fryer with the contradictions and told Fryer what he
thought had happened the night of the murders. Fryer told the
officer that the officer was right. Fryer was again read his
rights and again acknowledged understanding them. He then gave
another statement. At about 5:30 a.m., Fryer went to sleep.
Sometime after noon the next
day, Fryer's statement was transcribed and taken to him. Fryer
spent approximately 30 minutes reviewing the statement, and
pointed out two changes that he felt needed to be made. After a
police officer made the changes, Fryer initialed the changes and
signed the statement.
Fryer contends that the
District Court erred in concluding that his statement to the
police was voluntary, because an examination of the totality of
circumstances indicates that his will was overborne by the
police interrogations. In support of this contention, Fryer
points to his lower-than-average I.Q., and to the fact that he
was not taken promptly before a magistrate, but rather was
interrogated for eight-and-one-half hours prior to the time he
began to make the statement here challenged. Each of these
factors is indeed important to a determination of whether a
challenged confession is voluntary. Yet after examining the
totality of the circumstances, we cannot conclude that Fryer's
confession was involuntary.
Fryer was 29 years old at the
time of his conviction. He was married and employed on a farm,
where he cared for machinery and for livestock. He had gone to
school until he was sixteen years old, at which point he was in
the seventh grade. We note that the post-conviction hearing in
Iowa District Court demonstrated Fryer's ability to understand
spoken English and to read and comprehend documents. That court
found Fryer's full scale I.Q. to be 87.
An eight-and-one-half hour
interrogation, though punctuated by numerous breaks, is a long
period of time for a suspect to be questioned. However, Fryer's
right to counsel and his right to refuse to answer questions
were explained to him in clear and understandable terms several
times as the evening progressed. Moreover, the police had good
reason to disbelieve Fryer's initial statements, and Fryer never
indicated that he wished to stop the interrogation; rather, each
time his rights were explained to him he indicated his
willingness to talk. "An express written or oral statement of
waiver of the right to remain silent or of the right to counsel
is usually strong proof of the validity of that waiver...."
North Carolina v. Butler, 441 U.S. 369, 373, 99 S.Ct. 1755,
1757, 60 L.Ed.2d 286 (1979). The record shows and we conclude
that Fryer's waiver of rights was intelligently and voluntarily
made. See id. at 374 n. 4, 99 S.Ct. at 1757 n. 4. We find
nothing in the record that would lead to the conclusion that
Fryer's decision to make a statement was not a choice freely
made. Thus, we
reject Fryer's contention that his statement was involuntary.
IV.
Fryer next contends that the
District Court erred in finding that the procedure used by the
trial court in determining that his statement was voluntary was
constitutionally adequate. Specifically, Fryer complains first
about the failure of the trial court to conduct his
voluntariness hearing outside the presence of the jury, and
complains second about the "truncated" nature of his
voluntariness hearing.
A hearing on the voluntariness
of a defendant's confession must "be fully adequate to insure a
reliable and clear-cut determination of the voluntariness of the
confession, including the resolution of disputed facts upon
which the voluntariness issue may depend." Jackson v. Denno, 378
U.S. 368, 391, 84 S.Ct. 1774, 1788, 12 L.Ed.2d 908 (1964)
(footnote omitted). The fact that the hearing was conducted in
the presence of the jury is, of course, a factor to be
considered in evaluating the adequacy of a hearing.
We reject Fryer's initial
contention that the voluntariness hearing was inadequate for the
sole reason that it was held in the presence of the jury without
Fryer's express consent. While "it certainly would have been
prudent for the trial court to have asked whether [defendant's]
counsel consented to the jury's presence," Lufkins v. Solem, 716
F.2d 532, 539 (8th Cir.1983), cert. denied, --- U.S. ----, 104
S.Ct. 2667, 81 L.Ed.2d 372 (1984), the fact that the hearing was
held in the presence of the jury does not by itself violate the
Constitution. See Pinto v. Pierce, 389 U.S. 31, 88 S.Ct. 192, 19
L.Ed.2d 31 (1967).
In Pinto, the Supreme Court held that the challenged
voluntariness hearing did not violate due process, though it was
held in the presence of the jury, because "the respondent in
this case did not object to having the voluntariness of his
admission considered in the presence of the jury." Id. at 33, 88
S.Ct. at 193 (emphasis added).
While we reject the contention
that the presence of the jury in and of itself rendered Fryer's
voluntariness hearing constitutionally inadequate, we are
mindful of the fact that the presence of the jury can be a
factor indicating the inadequacy of such a hearing, especially
where, as here, defendant contends that the hearing was
inadequate because he was unable to testify, present rebuttal
evidence, or examine witnesses on the issue of voluntariness.
The actual hearing on the
issue of voluntariness took place at trial and was rather brief.
The prosecution sought to introduce Fryer's statement in
connection with the testimony of police officer Allen Steinbeck.
After the prosecution had briefly elicited facts from Steinbeck
to lay a foundation for the introduction of Fryer's statement,
defense counsel cross-examined Steinbeck. Steinbeck admitted on
cross-examination that Fryer's statement was not given under
oath, that Steinbeck did not himself type the statement, that
police had interrogated Fryer until 3:30 a.m. prior to obtaining
the statement, that Fryer had not eaten a meal prior to
interrogation, and that Fryer had not been provided with an
attorney prior to making his statement. Defense counsel
thereupon objected to introduction of Fryer's statement.
The prosecution then
reexamined Steinbeck. Steinbeck testified that Fryer had been
advised of his constitutional rights, had not wanted an
attorney, that throughout the interrogation there had been
breaks during which coffee and donuts had been served, and that
Fryer had spent a considerable period of time the next day
reviewing his transcribed statement before signing it. The trial
court thereupon admitted Fryer's statement.
As mentioned previously, Fryer
contends that the hearing he was afforded was inadequate because
he was unable to testify, to present rebuttal evidence, or to
examine other witnesses. We note, however, that neither Fryer
nor his counsel indicated at trial that Fryer had anything to
add to, or that he wished to dispute, the facts that had been
elicited from Steinbeck. There was no indication that Fryer had
any desire whatsoever to testify on the issue of the
voluntariness of his confession, nor was there any suggestion
that the defense felt that examination of any other person might
indicate that the confession was involuntary. In short, defense
counsel argued that Fryer's confession was involuntary on the
basis of the undisputed facts presented by Steinbeck. While it
is certainly clear that a defendant is entitled to testify on
the issue of voluntariness if he so desires, and that it is
error for a trial court to refuse to hear a defendant's offered
testimony on the limited issue of voluntariness out of the
presence of a jury, see United States v. Carignan, 342 U.S. 36,
38, 72 S.Ct. 97, 98, 96 L.Ed. 48 (1951), there is no showing in
the present case that defendant actually wanted to testify on
the issue of voluntariness, or was chilled in his desire to do
so by the presence of the jury.
Thus, we conclude that the hearing was not inadequate when
judged by constitutional standards.
We note additionally, however,
that even if the voluntariness hearing provided Fryer at trial
had been constitutionally inadequate, Fryer's remedy would be
not a new trial, but a remand to the District Court to allow the
State a reasonable time in which to provide Fryer with an
adequate hearing on the issue of voluntariness. See Jackson v.
Denno, 378 U.S. at 395-96, 84 S.Ct. at 1790-91. If after such a
hearing Fryer's statement were to be found voluntary, "the
Constitution [would not] require[ ] a new trial." Id. at 395, 84
S.Ct. at 1790.
Fryer already has had an
additional hearing on the voluntariness of his statement. In
1980, the Iowa District Court for Lyon County, after a lengthy
post-conviction hearing during which Fryer had full opportunity
to present evidence and to dispute facts, found Fryer's
statement to have been voluntary. We are satisfied that the
post-conviction hearing was fully adequate to determine the
voluntariness of Fryer's statement. Thus, we cannot conclude
that Fryer was deprived of a constitutionally adequate hearing
to determine the voluntariness of his statement.
V.
Fryer next asserts that any of
seven errors in the jury instructions require that he be granted
a new trial. The Supreme Court of Iowa held that Fryer has
waived these claims because no contemporaneous objection was
made. Fryer v. State, 325 N.W.2d 400, 412 (Iowa 1982). In order
to obtain habeas relief, Fryer therefore "must show both (1)
'cause' excusing his ... procedural default, and (2) 'actual
prejudice' resulting from the errors of which he complains."
United States v. Frady, 456 U.S. 152, 168, 102 S.Ct. 1584, 1594,
71 L.Ed.2d 816 (1982). To show actual prejudice, Fryer must show
that " 'the ailing instruction by itself so infected the entire
trial that the resulting conviction violates due process,' not
merely whether 'the instruction is undesirable, erroneous, or
even universally condemned.' " Id. at 169, 102 S.Ct. at 1595
(quoting Henderson v. Kibbe, 431 U.S. 145, 154, 97 S.Ct. 1730,
1736, 52 L.Ed.2d 203 (1977)). We consider each asserted
instructional error in turn.
A.
Fryer initially contends that
jury instruction 9 and jury instruction 11 each impermissibly
established a mandatory presumption as to the element of intent
necessary to convict him of first-degree murder. See Sandstrom
v. Montana, 442 U.S. 510, 99 S.Ct. 2450, 61 L.Ed.2d 39 (1979).
We reject Fryer's contention. When read as a whole, the
instructions clearly indicate that the jury was permitted, but
not required, to draw inferences as to Fryer's intent.
The challenged instructions
read as follows:
INSTRUCTION NO. 9
Among the essential elements
of murder in the first degree are deliberation, premeditation,
and a specific intent to kill.
If a person with opportunity
to deliberate makes a wrongful assault with a deadly weapon upon
another and death ensues, the inference is warranted that he did
so with malice, deliberation, premeditation and a specific
intent to kill.
This inference is not
conclusive, but may be considered by you with all of the
evidence in the case, or lack of evidence, in determining
whether or not the killing charged, if done by the defendant,
was done with deliberation, premeditation and a specific intent
to kill.
INSTRUCTION NO. 11
Malice aforethought is an
essential element of the crime of murder. If a person makes a
wrongful assault upon another with a deadly weapon and death
ensues, the inference is warranted that such killing was with
malice aforethought.
This inference is not
conclusive, but may be considered by you with all the evidence
in the case, or lack of evidence, in determining whether or not
the killing charged, if done by the defendant, was done with
malice aforethought.
Fryer's argument is the same
with respect to both instruction 9 and 11. First, Fryer contends
that by reading the word "warranted" in the first paragraph of
each instruction to mean "required," a juror could read the
first paragraph of each instruction to require, with respect to
instruction 9, an inference of deliberation, premeditation, and
a specific intent to kill, and, with respect to instruction 11,
an inference of malice aforethought with respect to instruction
11. Second, Fryer contends that the phrase "lack of evidence" in
the second paragraph of each instruction could be taken by a
juror to indicate that the mandatory presumption prescribed by
the first paragraph could be overcome only if the defendant were
to come forward with evidence and bear the burden of refuting
the charge.
We do not share Fryer's
construction of the instructions. While it may have been
preferable for the trial court to have used the word "permitted"
instead of the word "warranted," it is also apparent that the
word "warranted" when used in the context here at issue is a
synonym for the word "permitted" or for the word "justified" and
not for the word "required." See generally Webster's Third
International Dictionary 2577-78 (1981). By reading the word
"warranted" to mean "permitted," the resulting instructions are
appropriate statements of the inferences permitted by law.
Two other jury instructions
support our reading of the word "warranted." Instruction 6
informed the jury, in relevant part, that:
Circumstantial evidence is
that which tends to establish a fact or facts, from which it may
be reasonably and logically deduced that the main or ultimate
fact exists which is thus sought to be proved.... In order,
however, to warrant a conviction on circumstantial evidence
alone, the facts proved must not only be consistent with the
guilt of the accused, but they must also be inconsistent with
any rational theory of his innocence, and all the facts and
circumstances necessary to prove guilt must be connected with
each other and with the main facts sought to be proved, that
taken together they lead to a satisfactory conclusion that the
crime charged was committed and that the accused committed it.
It is not sufficient that they render probable the guilt of the
accused, but they must exclude every reasonable hypothesis of
his innocence.
Instruction 8 informed the jury
that:
The intent with which an act
is done, being a mental state or condition of the mind, is
seldom if ever capable of direct and positive proof, but is to
be arrived at by such just and reasonable deductions or
inferences from the acts and facts proved as the guarded
judgment of a candid and cautious person would ordinarily draw
therefrom.
In determining the intent of
any person you have a right to infer that he intended to do that
which he voluntarily did, and that he intended the probable and
natural consequences to follow his acts, voluntarily done, which
ordinarily follow such acts.
Thus, the jury was told, in
effect, that in determining intent, it had the right to draw
such just and reasonable inferences from the facts proved at
trial as a candid and cautious person exercising guarded
judgment would draw. The jury was further instructed that while
it may draw such inferences, it was not allowed to base a
conviction on such inferences if it could draw from the facts
proved any reasonable hypothesis of innocence.
We do not believe that any
reasonable juror, after being twice instructed that he was
permitted to draw inculpatory inferences, but could not convict
if there was any reasonable exculpatory inference, would
understand the word "warranted" in instructions 9 and 11 to
require him to draw inculpatory inferences to the exclusion of
exculpatory ones. Rather, we believe that any reasonable juror
would have understood the instructions as a whole to complement,
not contradict, each other,
would therefore have attributed to the word "warranted" its most
common meaning, and would have understood that certain
inferences as to intent were permitted, but not required.
B.
Fryer also objects to
instructions 9 and 11 on the ground that nothing in the evidence
allowed the jury to find that Fryer had an opportunity to
deliberate before the shootings. This assertion borders on the
ridiculous. Fryer's statement indicates that Fryer and his
brothers came across the teenagers in the park and believed them
to have marijuana. The Fryers returned to their truck, got their
weapons, returned to the teenagers' campfire, and, as Sandra
Cheskey testified, jointly opened fire. The rest of the gruesome
events of the evening soon followed. This is ample evidence to
support an inference by the jury that Fryer had the opportunity
to deliberate before the shootings.
C.
Fryer's third contention is
that the aiding and abetting instruction given by the trial
court omitted the essential element of knowledge, which is
required as an element of aiding and abetting under Iowa law.
The trial court instructed the jury (instruction 7) that:
To "aid" is to help, assist,
support, promote the course of accomplishment of; help in
advancing or bring about. To "abet" is to encourage, counsel,
incite and instigate the commission of a crime.
The District Court held that
these instructions made it necessary for the jury to find that
Fryer acted knowingly with his brothers in order to find that he
aided and abetted the murders. We agree. It would have been
impossible for the jury to have found that Fryer acted
unknowingly, yet helped, encouraged, counselled, and instigated
the murders. Moreover, we note that given the evidence showing
Fryer's leadership role in the gruesome events that occurred, we
would find it impossible to say that omission of the word
"knowledge" so infected the entire trial that the resulting
convictions violate due process. See United States v. Frady, 456
U.S. at 169, 102 S.Ct. at 1595.
D.
Fryer objects to instruction
25 on the ground that it improperly omitted the essential
element of malice aforethought for felony murder. Instruction 25
reads as follows:
You will first determine
whether the defendant is guilty of murder in the first degree,
bearing in mind the definition of murder in the first degree and
the definition of aiding and abetting heretofore given you in
these instructions.
Before the defendant can be
found guilty of the crime of murder in the first degree of any
or all of the named decedents in the Information, the State must
establish by the evidence beyond a reasonable doubt each of the
following propositions:
1. That on or about November
17, 1983, in Lyon County, Iowa, the defendant did unlawfully
shoot or aid and abet in the shooting of any or all of the named
decedents in the Information.
2. That any or all of the
named decedents died as a result of being shot by the defendant,
or as a result of the defendant aiding and abetting in the
shooting.
3. That such action of the
defendant was done by him with malice aforethought and
willfully, deliberately and premeditatedly and with a specific
intent on the part of the defendant to kill any or all of the
named decedents, or the aiding and abetting thereof by the
defendant or that any of them were killed during the defendant's
commission of or attempt to commit a robbery, or the aiding and
abetting thereof by said defendant.
If the State has proved beyond
a reasonable doubt all of the foregoing propositions then you
will be warranted in finding the defendant guilty of murder in
the first degree of the said named decedent or decedents
above-named as the State has so proved beyond a reasonable
doubt; but if the State has failed to prove any one or more of
the said propositions beyond a reasonable doubt as they pertain
to any of the above-named decedents, then you will find the
defendant not guilty of murder in the first degree of the said
decedent or decedents aforenamed as the State has so failed to
prove; and you will then determine whether the defendant is
guilty of the lesser and lower included offense of murder in the
second degree of any and all of the abovenamed (sic) decedents
of which said defendant has not been proved guilty of murder in
the first degree. (Emphasis added).
At the time Fryer was tried,
Iowa law required, to sustain a conviction of felony murder,
that the death that occurs in the course of a felony be not
merely an unlawful killing, but a murder; that is, the killing
had to have been a killing with malice aforethought. See State
v. Galloway, 275 N.W.2d 736, 738 (Iowa 1979). Fryer would have
been entitled, had he objected, to have had the word "killed" in
the felony murder portion of instruction 25 changed to
"murdered" or to have had the words "with malice aforethought"
inserted after the word "killed." See id.
We note initially, however,
that instruction 11 clearly states (in relevant part) that
"[m]alice aforethought is an essential element of the crime of
murder," while instruction 13 states in defining first-degree
murder, that, "[a]ll murder perpetrated or committed by willful,
deliberate and premeditated killing of a human being [and] [a]ll
murder committed in the perpetration or attempt to perpetrate or
commit the crime of robbery is murder in the first degree."
Thus, the instructions as a whole clearly indicate that
conviction on any murder count, including felony murder,
requires a finding of malice aforethought.
Second, even were we to find
the instructions as a whole to be improper, we do not believe,
when we examine "the degree of prejudice resulting from
instruction[al] error ... evaluated in the total context of the
events at trial," United States v. Frady, 456 U.S. at 169, 102
S.Ct. at 1595, that Fryer's convictions would violate due
process. We note that there was more than sufficient evidence
that on the evening in question, Fryer acted not only with
malice aforethought, but in a willful, deliberate, and
premeditated manner. See United States v. Frady, 456 U.S. at
171-72, 102 S.Ct. at 1596 (evidence of "malice aplenty"
indicates no risk of a miscarriage of justice). Thus, we see no
likelihood that Fryer suffered any actual prejudice because
instruction 25 used the word "killed" instead of the word
"murdered."
E.
Fryer also contends that
instruction 25 is flawed because the third section of the
instruction permitted the jury to find him guilty of
first-degree murder without requiring that the jury agree which
criminal act he had committed.
He supports this argument by citing to United States v. Gipson,
553 F.2d 453 (5th Cir.1977). Gipson involved the direct appeal
of a conviction under 18 U.S.C. Sec. 2313, which provides
criminal penalties for receiving, concealing, storing,
bartering, selling or disposing of a stolen vehicle. At trial in
Gipson, the district court had instructed the jury that the jury
could convict the defendant, though the jurors did not agree on
which of the acts covered by the statute the defendant had
performed, as long as each juror found that defendant had
committed one of the acts. The Fifth Circuit found the acts
mentioned in the statute to be so dissimilar that the
instruction given by the District Court violated the defendant's
right to a unanimous verdict in his federal trial.
Although Gipson does
superficially resemble the instant case, it really does not bear
much resemblance in any significant sense. We note initially
that in United States v. Bolts, 558 F.2d 316 (5th Cir.1977),
cert. denied, 434 U.S. 930, 98 S.Ct. 417, 54 L.Ed.2d 290 (1978),
the Fifth Circuit limited Gipson to those instances where a
district court has specifically sanctioned a non-unanimous
verdict. The mere fact, however, that an instruction could
conceivably permit a jury to reach a non-unanimous verdict is
not sufficient to require reversal when the jury has been
instructed that it must reach a unanimous verdict. Cf. id. at
326 n. 4. In the present case, it has not been alleged that the
trial judge at any time told the jury that it was permitted to
reach a non-unanimous verdict, nor does a reading of the
instructions reveal that the judge so instructed the jury.
Moreover, instruction 42 specifically required a unanimous jury.
"[A]bsent competent evidence to the contrary, a court has no
reason to assume that [even] an inconsistent or compromise
verdict is not unanimous, and therefore has no justification for
inquiring into the logic behind the jury's verdict." United
States v. Gipson, 553 F.2d at 457.
Second, we observe that Gipson
was the direct appeal of a conviction from a United States
District Court, where the defendant had objected in a timely
manner to a charge to the jury that expressly sanctioned a
non-unanimous verdict. The present case is a collateral appeal
of the defendant's state court conviction. Thus, we do not
review the record for simple error (or even for plain error),
but only for actual prejudice.
The section of instruction 25
here objected to by Fryer essentially states that, to find Fryer
guilty of first-degree murder, the jury had to find either that
Fryer acted with malice aforethought, in a willful, deliberate,
and premeditated manner, or that he acted during the commission
or attempted commission of a robbery.
It has been noted that persons found guilty of felony murder
could, as a general matter, usually have been convicted of
murder without resort to the doctrine of felony murder. See
Jeffries & Stephan, Defenses, Presumptions, and Burden of Proof
in Criminal Cases, 88 Yale L.J. 1325, 1383 (1979). So it is in
Fryer's case. There is certainly sufficient evidence that his
crimes were premeditated and deliberate so that we may
confidently conclude that Fryer has not demonstrated that the
instruction here at issue "worked to his actual and substantial
disadvantage." United States v. Frady, 456 U.S. at 170, 102
S.Ct. at 1596.
F.
Fryer next contends that he
was denied due process of law because, though the jury
instructions provided that he could be convicted of first-degree
murder if he killed, or aided and abetted the killing of any
decedent during the commission of a robbery or during an
attempted robbery, and though the jury instruction contained a
definition of robbery, the jury was never instructed as to what
actions on the part of a defendant would constitute an attempted
robbery.
Iowa law recognizes no
independent crime of attempted robbery; the issue of what
conduct on the part of a defendant constitutes an attempt arises
in this case solely as a result of the Iowa felony-murder
statute, which incorporates the concept of attempted robbery. In
dealing with attempted crimes, Iowa recognizes the common law
formulation of attempt that requires proof of (1) intent to
commit the crime and (2) some act that goes beyond mere
preparation for the crime and constitutes actual commencement of
the crime. The latter requirement has been defined alternatively
as "some act moving directly toward the commission of the
offense after the preparations are made," State v. Roby, 194
Iowa 1032, 188 N.W. 709, 714 (1922), or as "slight acts in
furtherance of the crime that render voluntary termination
improbable," Fryer v. State, 325 N.W.2d at 406.
The Iowa Supreme Court
concluded that no actual robbery had been committed by the
Fryers since nothing had been taken from the possession of the
victims. Fryer v. State, 325 N.W.2d at 406. The Court also
concluded, however, that there was sufficient evidence in the
record to indicate both that Fryer had the requisite intent to
commit robbery, and that Fryer had completed acts in furtherance
of the robbery sufficient to render voluntary termination
improbable. Id.
Fryer complains to this Court
that, based on the finding that nothing was taken from the
victim and based on the apparent lack of any intervening force
to prevent consummation of the robbery, no reasonable conclusion
can be drawn except that the robbery was voluntarily terminated.
Fryer's position, then, is that the voluntary abandonment of an
intended crime after the commission of acts in furtherance
thereof, but before the crime is consummated, is an absolute bar
to a finding that the actor engaged in an attempt. We believe
that Fryer misconstrues the common law of attempts. The chief
purpose of the requirement that there be a significant act in
furtherance of the crime in order to impose liability for an
attempt (aside from the general requirement that there be an act
because criminal liability may not be premised on intent alone)
is to corroborate the actor's specific intent to commit the
crime. Thus, the act must be of such an unequivocal nature, in
order to be a valid corroboration, that it would seem, at the
time the act is committed, that voluntary termination is
unlikely--that is, that the intent to commit the crime has
generated an act (beyond mere preparation) calculated to bring
the desired result to fruition. Once such an act is committed,
the attempt is under way, and any subsequent termination, though
voluntary, is not a defense.
We find support for this
analysis in People v. Dillon, 34 Cal.3d 441, 194 Cal.Rptr. 390,
668 P.2d 697 (1983). The defendant in that case had articulated
a position identical to that here advanced by Fryer. That
defendant relied on People v. Buffum, 40 Cal.2d 709, 256 P.2d
317, 321 (1953), which noted that to show an attempt,
"[p]reparation alone is not enough, there must be some
appreciable fragment of the crime committed, it must be in such
progress that it will be consummated unless interrupted by
circumstances independent of the will of the attempter...."
The California Supreme Court
held in Dillon that the reference to interruption by independent
circumstances in Buffum did not mean that voluntary termination
was a defense to the crime of attempt, but rather was merely a
clarification of the requirement that the act in furtherance of
the intent to commit the crime be unequivocal:
If it is not clear from a suspect's acts what
he intends to do, an observer cannot reasonably conclude that a
crime will be committed; but when the acts are such that any
rational person would believe a crime is about to be consummated
absent an intervening force, the attempt is under way, and a
last-minute change of heart by the perpetrator should not be
permitted to exonerate him.
People v. Dillon, 194
Cal.Rptr. at 396, 668 P.2d at 703.
So it is, we believe, in Iowa
common law. Cf. Fryer v. State, 325 N.W.2d at 406. The
requirement that the act committed in furtherance of the crime
be such that it render voluntary termination improbable does not
enshrine a last-minute change of heart as a bar to a finding
that an attempt was committed. Rather, such a requirement exists
so that it is evident that the act committed be of an
unequivocal nature: the act must be of such a nature that it is
probable that the defendant intended to complete the crime. Once
such an act is committed, the crime of attempt is complete, and
later termination, though voluntary, is irrelevant. See Sayre,
Criminal Attempts, 41 Harvard L.Rev. 821, 847 (1928).
More important, however, for
the purposes of our present review, is that Fryer has not shown
that the failure of the trial court to explain to the jury the
elements of attempt worked to his actual and substantial
prejudice. As previously noted, there is more than sufficient
evidence to indicate that Fryer acted not only with malice
aforethought, but in a willful, deliberate, and premeditated
manner. See United States v. Frady, 456 U.S. at 171-72, 102
S.Ct. at 1596. Fryer easily could have been convicted of
first-degree murder without resort to the doctrine of felony
murder. Thus, we see no substantial likelihood that the trial
court's failure to define attempt prejudiced Fryer's chances
with the jury.
G.
Fryer also objects to
instructions 21, 22, and 23, which stated that the prosecution
must prove beyond a reasonable doubt either that Fryer inflicted
a wound of a type likely to cause death on Michael Hadrath,
Stewart Baade, and Dana Baade, respectively, or alternatively,
must prove that Fryer aided and abetted in the infliction of
such wounds. Fryer correctly points out that because
uncontradicted testimony showed that Hadrath and the two Baades
had not yet been fatally injured when Fryer left the park with
Sandra Cheskey, there was no basis in fact for instructing the
jury that it could find that Fryer inflicted a fatal wound on
any of the three.
It does not appear to us that
Fryer could possibly have been prejudiced by these instructions
since, as we already have noted, there was sufficient evidence
for the jury to have found, beyond a reasonable doubt, that
Fryer aided and abetted the murders. Thus, we would reject this
claim if it were properly before us. Because Fryer did not
present this claim to the District Court, however, it may not be
considered here for the first time. See Van Meter v. Iowa, 578
F.2d 218, 219 (8th Cir.1978).
VI.
Fryer claims that the
prosecutor's questioning of the State's ballistics expert
improperly drew attention to Fryer's failure to testify.
Fryer quite correctly notes that it is error under Griffin v.
California, 380 U.S. 609, 85 S.Ct. 1229, 14 L.Ed.2d 106 (1965),
for a prosecutor to tell the jury that it may draw an adverse
inference from the defendant's failure to testify. In United
States v. Hasting, 461 U.S. 499, 103 S.Ct. 1974, 76 L.Ed.2d 96
(1983), however, the Supreme Court declined to uphold the
reversal of a conviction by the Court of Appeals in a case where
the prosecutor had drawn attention to the fact that the
defendants had not testified; the Court held that the error was
harmless on account of the substantial evidence of guilt.
We note again that we are not
engaged in a direct review of Fryer's convictions, but rather
are reviewing the District Court's dismissal of Fryer's
collateral attack. Fryer's counsel did not object to the
statements here contested and the Iowa Supreme Court held that
the objection was waived. Thus, Fryer must show cause and
prejudice in order to obtain collateral relief. He cannot
demonstrate either. First, the District Court found that Fryer's
counsel made a tactical decision not to object to the statement
so as to avoid bringing further attention to Fryer's failure to
testify. Thus, we do not believe that cause exists excusing
Fryer's procedural default. Second, in light of the substantial
evidence of guilt, and in light of the fact that the colloquy
regarding the shells went to the issue of whether Fryer had
actually fired the shot that killed Roger Essem,
we conclude that Fryer could not have suffered actual prejudice
on account of the expert's testimony that Fryer would have known
whether he had picked up any spent shotgun shells.
VII.
Lastly, Fryer contends that
the assistance provided by his trial counsel was ineffective (1)
because counsel failed adequately to seek suppression of his
statement to the police, (2) because counsel failed to object to
the statement made by the State's ballistics expert, (3) because
counsel failed to object to erroneous jury instructions, and (4)
because counsel failed to request that closing arguments be
transcribed. In Strickland v. Washington, 466 U.S. 668, 104
S.Ct. 2052, 80 L.Ed.2d 674 (1984), the Supreme Court held that
in order to show ineffective assistance of counsel, a convicted
defendant must show both: (1) that counsel's performance was
seriously deficient, and (2) that the defendant was prejudiced
by counsel's performance. Id. at 2064. In order to show
prejudice under the Strickland test, a "defendant must show that
there is a reasonable probability that, but for counsel's
unprofessional errors, the result of the proceeding would have
been different. A reasonable probability is a probability
sufficient to undermine confidence in the outcome." Id. at 2068.
As to the first claim of
ineffective assistance raised above, we have already held that
Fryer's statement was voluntary. For this reason alone, it
cannot be said that Fryer was prejudiced by any alleged lack of
effort on the part of his counsel to exclude it.
As to the second and third
claims, we already have held that Fryer was not prejudiced by
any alleged errors within the meaning of the cause and prejudice
standard of United States v. Frady: there has been no showing
that the testimony or instructions worked to Fryer's actual and
substantial disadvantage. 456 U.S. at 170, 102 S.Ct. at 1595.
Similarly, we reject Fryer's second and third abovelisted
ineffective assistance claims on the ground that he has not
shown sufficient prejudice under Strickland. He has shown
nothing with regard to these claims that undermines our
confidence in the outcome of his trial.
Fryer's fourth claim of
deficient performance by his trial counsel is that counsel
provided ineffective assistance by failing to request a
transcript of closing arguments.
Fryer now asserts that the prosecutor told the jury during
closing arguments that if it found Fryer not guilty, the
prosecutor wanted a two-day headstart to get out of town.
In a deposition submitted to
the Iowa District Court for Lyon County in connection with
Fryer's post-conviction hearing, Joseph Beck, who was an
Assistant Attorney General for the State of Iowa, and was the
prosecutor who Fryer alleges made the improper statement here at
issue, denied making any such statement.
Furthermore, a newspaper article written about the closing
arguments made no note of any such statement by Beck, though it
did mention a number of other statements that had been made. See
Deposition of Joseph Beck at 89-91. David Casjens, who was the
second prosecutor at Fryer's trial, testified at Fryer's
post-conviction hearing that he did not recall Beck making any
such statement. Post-conviction Transcript at 393. Donald
DeWaay, Fryer's trial counsel, was not asked at the
post-conviction hearing about the alleged statement, but DeWaay
did note that he would have objected to any argument made that
would have prejudiced Fryer. Id. at 353. The record shows that
no objections were made during closing argument. The
post-conviction court found that no improper statement had been
made by Beck during closing arguments. Appendix at 141.
A factual finding by a state
court is generally presumed to be correct in a federal habeas
proceeding absent specified procedural or substantive
irregularities, and the burden is on the petitioner to show by
convincing evidence that the state court factual determination
is in error. See 28 U.S.C. Sec. 2254(d). We have examined the
record of Fryer's post-conviction hearing, and with respect to
the factual determination here in question, we do not find any
procedural or substantive irregularities within the meaning of
Sec. 2254(d). Fryer has not presented any convincing evidence
that the post-conviction court erred in finding that Beck made
no improper statement during closing arguments. As noted by the
post-conviction court, Fryer's allegation that Beck did make
such a statement is completely unsupported.
Accepting the finding of the
post-conviction court that no improper statement was made during
closing arguments, we cannot say that Fryer was prejudiced by
the failure of his trial counsel to have closing arguments
transcribed. See Strickland v. Washington, 104 S.Ct. at 2068.
Thus, we reject Fryer's fourth claim of ineffective assistance
of counsel.
The order of the District
Court denying Fryer's petition for a writ of habeas corpus is
affirmed.
|