|
Summary:
Flippen lived with his wife, Tina Flippen, and her two-year-old
daughter, Britnie Hutton. When Tina Flippen left for work at 9:15
a.m., Flippen and the little girl were alone.
A call was placed to 911 by Flippen approximately
50 minutes later. Flippen stated that the child likely had fallen
out of her chair and was having trouble breathing.
When EMS arrived they found Britnie gasping for
breath and nearly blue from lack of oxygen. She was pronounced dead
nearly 30 minutes later.
An autopsy revealed that she died from a fatal
blow or blows to the abdomen that cut her pancreas in half against
her spine and tore her liver. The injuries she sustained did not
indicate a fall, but rather a homicide. It is believed that Flippen
started beating his stepdaughter because she would not stop crying.
Flippen never publicly admitted to the killing.
Citations:
State v. Flippen, 344 N.C. 689, 477 S.E.2d 158 (N.C. 1996) (Direct
Appeal I).
State v. Flippen, 349 N.C. 264, 506 S.E.2d 702 (N.C. 1998) (Direct
Appeal II).
Flippen v. Polk, 349 F.Supp.2d 978 (M.D.N.C. 2004) (Habeas).
Final Meal:
Popcorn shrimp, hush puppies, french fries and a Coke.
Final Words:
Flippen did not make a final statement. He locked eyes with his
parents, smiled and mouthed "I love you."
ClarkProsecutor.org
North Carolina Department of
Correction
FLIPPEN, SAMUEL R.
DOC Number: 0130851
DOB: 09/30/1969
RACE: WHITE
SEX: MALE
DATE OF SENTENCING: 5/23/97
DATE OF CONVICTION: 5/20/97
COUNTY OF CONVICTION: FORSYTH COUNTY
FILE#: 94004889
CHARGE: MURDER FIRST DEGREE (PRINCIPAL)
DATE OF CRIME: 02/12/1994
Execution date set for Samuel Flippen
Date: July 11, 2006
RALEIGH - Correction Secretary Theodis Beck has
set August 18, 2006, as the execution date for death row inmate
Samuel Flippen. The execution is scheduled for 2:00 a.m. at Central
Prison in Raleigh. Flippen, 36, was sentenced to death March 7,
1995, in Forsyth County Superior Court for the murder of his two-year
old stepdaughter, Britnie Nichol Hutton.
ATTENTION EDITORS: A photo of Samuel Flippen
(#0130851) can be obtained by using the "Offender Search" function
on the Department of Correction web site at www.doc.state.nc.us. For
more information about the death penalty, including selection of
witnesses, click on “The Death Penalty” link.
Child killer Flippen is put to death
Parents
watch execution: He's at peace
By Erin Gartner - Raleigh News and Observer
Associated Press - Aug 19, 2006
RALEIGH - When the curtains opened, Samuel
Flippen smiled at his parents through a thick glass window as he lay
on a bed inside the death chamber. He mouthed the words "I love you"
three times before closing his eyes. "He's at peace," father Carl
Flippen said as he hugged his wife. Minutes later, Flippen's face
tightened and his chest convulsed before his body went limp under a
blue sheet. He was pronounced dead at 2:11 a.m. Friday.
After spending years on death row for beating his
2-year-old stepdaughter to death, Flippen died as his parents and a
dozen other people watched from a small room inside the maximum
security prison in Raleigh. He made no final statement, and his
parents left without comment.
Tina Gibson, the victim's mother, also witnessed
her former husband's execution. She said in a written statement that
there was no such thing as closure but she would try to move on.
Hours earlier, a flurry of last-minute court
fights ended when state judges and the U.S. Supreme Court rejected
arguments to stop the execution. A lawsuit filed by 45 members of
his family also failed to stall the case, and Gov. Mike Easley
declined to grant clemency. A former prosecutor and attorney
general, Easley has granted clemency only twice during his two terms
in office. "At some time, I think there will be a day when we'll all
agree that the death penalty is not a proper form of punishment,"
defense attorney Richard Greene said shortly after the execution. "The
death of a child is tragic. This tragedy has been compounded by the
execution of Sam Flippen."
Flippen was convicted of first-degree murder in
the 1994 beating death of Britnie Nichole Hutton. Prosecutors said
the toddler had extensive bruising and died after Flippen hit her in
the abdomen. Flippen said the child fell from a chair.
In its final refusal early Friday, the U.S.
Supreme Court turned away a petition by Flippen's attorneys raising
what they said was new evidence in the case. Defense lawyers wanted
courts to review whether it was possible that Gibson abused her
children. They based their claims on an affidavit from a woman who
baby-sat Gibson's son in 1999 and said the boy was severely bruised
from a beating he blamed on his mother. Gibson said the allegations
were false and aimed at shifting attention away from Flippen. The
high court also declined to stay the execution until courts could
hear a separate lawsuit challenging lethal injection as cruel and
unusual punishment.
The execution brought out Flippen's family and
friends, who stood on one side of the street outside Central Prison
with death penalty opponents, and relatives of the victim, who stood
on the other side. The two groups did not exchange words. "We came
tonight to make sure that everyone knows Britnie is the victim here.
Sammy chose to do what he did," Ben Streett, the girl's uncle, said
as he stood on a street corner blocked by about a dozen prison
guards. "He took from our family a precious, precious child."
Court tells killer: No delay
Denial of request
makes Friday execution more likely
By Jim Nesbitt - Raleigh News and Observer
Aug 17, 2006
Death row inmate Samuel Flippen's request that
his execution be delayed unless 45 family members can witness the
event was denied Wednesday by the state appellate court. A three-judge
panel of the N.C. Court of Appeals rejected a petition filed by
Flippen's attorneys that argued that Wake County Superior Court
Judge J.B. Allen ignored state law that sets no limit on the number
of family members who can witness an execution.
On Tuesday, Allen refused to delay Flippen's
execution scheduled for 2 a.m. Friday. Flippen, 36, was convicted of
first-degree murder by a Forsyth County jury in the 1994 beating
death of his 2-year-old stepdaughter, Britnie Nichol Hutton. A
second petition for a temporary stay of execution was also denied
Wednesday by the 4th U.S. Circuit Court of Appeals, where Flippen's
attorneys have challenged the constitutionality of an execution by
lethal injection. Flippen's attorneys say they'll file an emergency
petition with the U.S. Supreme Court requesting a stay but are
uncertain whether to challenge the state appellate court's denial.
The setbacks narrow Flippen's chances of delaying
his execution to the nation's highest court and a clemency request
before Gov. Mike Easley that asks him commute the inmate's sentence
to life in prison. Easley, a former prosecutor and state attorney
general, took no action on the request Wednesday, said his press
secretary, Sherri Johnson.
Flippen's petition before the state appellate
court stems from a civil lawsuit filed in Wake County last week. The
inmate's parents, Russell and Rita Flippen of Winston-Salem, joined
their son and more than 40 other relatives in asking to witness his
execution. That suit cites a state law governing executions that
says "any relatives of such person, convict or felon ... may be
present if they so desire." Flippen's attorneys say Central Prison
Warden Marvin Polk misread that law when he told Flippen in an Aug.
8 letter that it limits inmates to two family members as witnesses.
In his written ruling Tuesday, Allen said Polk
was within his authority to limit the number of witnesses to
executions. The judge also said he doubted the sincerity of the
family members who joined the lawsuit. "It's a stall tactic," said
Ben Streett, Britnie Hutton's uncle. Streett said the toddler's
mother, Tina Gibson, and other family members will travel to Raleigh
for the execution. "This is not about Sammy Flippen, it's about
Britnie," he said. "She's the victim, not Flippen."
But Tommy Slate, Flippen's first cousin and one
of the family members who joined the lawsuit, said it wasn't a legal
gimmick. "Of course, I don't want to see a relative of mine put to
death," said Slate, 49, a disabled home builder from Mount Airy. "It
was the point of getting to see him one last time."
During Flippen's 1995 trial, Forsyth County
prosecutors said he struck his stepdaughter because she was crying.
Flippen, married to the child's mother for five months at the time,
said Britnie fell from a chair.
After finding Flippen guilty, the jury
recommended a death sentence. The state Supreme Court overturned
that sentence and ordered a second jury to consider Flippen's lack
of previous criminal convictions. In 1997, the second jury also
recommended a death sentence.
N.C. Man Executed for Death of Stepdaughter
By Erin Gartner - The Washington Post
Associated Press - Friday, August 18, 2006
RALEIGH, N.C. -- A 36-year-old man was executed
early Friday for the beating death of his 2-year-old stepdaughter 12
years ago. Samuel Flippen did not make a final statement. He locked
eyes with his parents through the glass of the death chamber, smiled
and mouthed "I love you." Flippen died by injection at 2:11 a.m.,
state Corrections Department spokesman Keith Acree said.
He was convicted of first-degree murder in the
1994 beating death of Britnie Nichole Hutton, who prosecutors said
had extensive bruising and died after Flippen hit her in the
abdomen. Flippen said she fell from a chair. Gov. Mike Easley denied
a clemency request, and the U.S. Supreme Court rejected arguments to
stop the execution.
Outside Central Prison, Flippen's family and
friends stood on one side of the street while Hutton's relatives
stood on the other. The two groups did not exchange words. "We came
tonight to make sure that everyone knows Britnie is the victim here.
Sammy chose to do what he did," said Ben Streett, the girl's uncle.
"He took from our family a precious, precious child."
Flippen's family and friends were among a group
of about 60 people who took turns at a microphone, leading the crowd
in prayer or song. "We're just trying to be here for our family
members who aren't doing as well as others, just letting them know
it's in God's hands now," Robin Dunlap, 39, a cousin, said before
the legal appeals ended. Four death penalty opponents were arrested
for crossing a police line onto prison property.
Local man put to death
Flippen's parents,
Britnie's family watch execution
By Dan Galindo - Winston-Salem Journal
Saturday, August 19, 2006
RALEIGH - Samuel Flippen told his parents that he
loved them, thanked his lawyers for their work and gave no public
statement before being executed yesterday morning for murdering his
2-year-old stepdaughter. Flippen, a former Clemmons resident, was
declared dead at 2:11 a.m. He was 36.
Flippen never publicly admitted to the 1994
killing of Britnie Nichol Hutton. Britnie, who had fresh bruises all
over, died from a fatal blow or blows that cut her pancreas in half
against her spine and tore her liver. Prosecutors said that Flippen
beat Britnie because she would not stop crying. He said she had
fallen from a chair that was about 18 inches tall.
Flippen's attorneys worked up until late Thursday
night, trying to keep him alive. Gov. Mike Easley announced after
midnight that he would not grant clemency, after appeals were denied
by the U.S. and N.C. supreme courts. "Having carefully reviewed the
clemency petition, I conclude that there are no compelling reasons
to invalidate the sentence recommended by two juries and affirmed by
the courts," Easley said in a statement.
About 100 anti-death penalty protesters were
gathered outside Central Prison at midnight Thursday, kept within an
area enclosed by metal gates. A row of prison and police officers
stood next to them. Four people were arrested for trespassing.
Opposite the protesters at the entrance, members of Britnie's family
stood with their own signs. They said they wanted to be sure that
her death was not overshadowed by court filings and protests. Chris
Sealey, an uncle of Britnie's, said that his daughter, Kristin, is a
daily reminder of what Britnie's life could have been. Kristin was 4
when Britnie died, and the two had been friends. "My daughter got to
go to her first prom. Britnie did not," he said.
Flippen's final hours included a last meal, about
5 p.m. Thursday. He ate popcorn shrimp, hush puppies, french fries
and a Coke. Hours later, at 1:52 a.m., the curtain in the death
chamber was drawn and Flippen appeared on a gurney, a blue sheet
covering everything but his head.
Flippen's close-cropped brown hair, goatee and
moustache had gray throughout, a sign of the 12 years he spent
behind bars. He was no longer the boyish 24-year-old sentenced to
death by a Forsyth County jury in 1995, and then again in 1997 after
the N.C. Supreme Court ordered a new sentencing. As Flippen glanced
at his parents, Rita and Carl Flippen, he winked at them, smiled and
mouthed twice through the glass that he loved them. They responded,
"I love you, too." Flippen was animated at first, as he awaited the
syringes that would take his life. He would look away, then at his
parents, smile and occasionally purse his lips. As the execution
approached, he closed his eyes periodically and let his head fall
back on the blue pillow. "He's at peace," Carl Flippen whispered to
Rita Flippen.
About 2 a.m., Central Prison Warden Marvin Polk
entered the witness room and announced that he had spoken to
Secretary of Correction Theodis Beck. "If there are no further
instructions, the execution will proceed as scheduled," he said. A
short while later, the first of five pairs of syringes were pushed.
Flippen's head jerked forward and he grimaced. His chest rose, then
fell. His head rested on the pillow, his mouth half open and stayed
that way. "Is it done?" Carl Flippen asked his wife after about five
minutes. She nodded her head. Carl Flippen shook his.
After a few more minutes of looking at her still
son, Rita Flippen asked a prison official how much longer it would
be. Five to ten minutes, the official said. "But he's gone," Carl
Flippen said. Flippen's parents left the witness room early.
Britnie's mother, Tina Gibson, appeared calm during the execution.
Her sister stroked her arm, and her husband sat at her side.
Afterward, Flippen's family did not want to speak
to reporters. They hugged, joined by Flippen's sister, and Jill
Wilkes, his former high-school prom date and close friend. Gibson
said in a statement that "it is a shame that it all had to come to
this," and that Flippen could have kept his temper from destroying
his life. "Britnie deserved to live," she said. Flippen's attorneys
said that Britnie's death was tragic but that Flippen's execution
added to the tragedy.
His death is the state's fourth execution this
year and 43rd since it resumed executions in 1984. There are now 168
people on the state's death row. Rick Greene, one of Flippen's
attorneys, said he expected that in the coming months, a challenge
to the method of lethal injection would be successful.
N.C. governor rejects clemency
request from condemned man
Fayettesville Online
Associated Press - Friday, August 18, 2006
RALEIGH, N.C. - North Carolina's governor
rejected clemency early Friday for a death row inmate who had
already run out of legal options. Gov. Mike Easley rejected the
clemency request from Samuel Flippen, saying he "found no compelling
reasons to invalidate the sentence recommended by two juries and
affirmed by the courts." Easley's decision came shortly after the
U.S. Supreme Court rejected a second stay request for a stay from
Flippen, who was scheduled to die at 2 a.m. Friday for the beating
death of his 2-year-old stepdaughter.
In its most recent refusal early Friday, the
court refused to stay the execution based on what Flippen's
attorneys said was new evidence in the case. On Thursday night, the
court declined to stay the execution until the courts could hear a
separate lawsuit challenging lethal injection as cruel and unusual
punishment. It also declined to review the case based on both issues.
In between those two rulings, the 4th U.S. Circuit Court of Appeals
also refused to stay the execution.
The execution brought out Flippen's family and
friends, who stood on one side of the street outside Central Prison
with death penalty opponents, and relatives of the victim, Britnie
Nichole Hutton, who stood on the other side. The two groups did not
exchange words. "We came tonight to make sure that everyone knows
Britnie is the victim here. Sammy chose to do what he did," said Ben
Streett, the girl's uncle. "He took from our family a precious,
precious child."
Flippen's family and friends were among a group
of about 60 people who took turns at a microphone, leading the crowd
in prayer or song. "We're just trying to be here for our family
members who aren't doing as well as others, just letting them know
it's in God's hands now," Robin Dunlap, 39, a cousin, said before
the legal appeals ended.
Flippen was convicted of beating his stepdaughter
to death 12 years ago, but his attorneys asked a Forsyth County
Superior Court judge Thursday to decide whether it was possible the
child's mother, Tina Gibson, abused her children. They based their
claims on an affidavit from a woman who baby-sat Gibson's son in
1999 and said the boy was severely bruised from a beating he blamed
on his mother. "Samuel Flippen maintains that he is actually
innocent of the murder for which he was convicted," defense
attorneys said in the latest filing with the U.S. Supreme Court. "In
light of the newly discovered evidence, the petitioner seeks to show
that 'no juror, acting reasonably, would have voted to find him
guilty beyond a reasonable doubt.'"
State prosecutors filed a response opposing the
defense move. "As all the credible evidence has twice shown, Flippen
was the one person who inflicted numerous blows to a small and
helpless child _ and who then delivered the ultimate blow which
severed her pancreas on her backbone," they said.
Earlier Thursday, both Superior Court Judge
William Z. Wood Jr. and the state Supreme Court denied requests
based on that evidence. That state court also denied a separate
appeal based on a lawsuit filed by 45 members of Flippen's family
who want to attend the execution. Wood said the allegations, which
Gibson strongly denied, were irrelevant even if they were true.
Flippen spent most of Thursday visiting with his
immediate family members, said Keith Acree, spokesman for the state
Corrections Department. He also had his last meal of popcorn shrimp,
french fries, hushpuppies and a soda.
Flippen was convicted of first-degree murder in
the 1994 beating death of Britnie. Prosecutors said the toddler had
extensive bruising and died after Flippen hit her in the abdomen.
Flippen said the child fell from a chair. In the sworn statements
filed in Forsyth County Superior Court, baby sitter Deborah Shaw of
Winston-Salem said she saw extensive bruising on Gibson's son in
1999, but never reported her concerns to authorities. She came
forward after seeing media reports about the execution, according to
her affidavit.
Shaw said she didn't know Flippen or his family
during his trial in 1995. Gibson said the allegations were false and
aimed at shifting attention away from Flippen's actions. "I have
never abused my children and I will offer up anything I need to, to
prove that," Gibson said during a telephone interview Thursday. "It's
all about focusing attention on somebody else rather than on what he
did."
The affidavit also was given to Easley, who
hasn't spoken publicly about the case since he met with prosecutors
and defense attorneys during a clemency hearing earlier this month.
Another attempt to stall the execution failed
earlier this week, after 45 of Flippen's relatives filed a lawsuit
that accused Central Prison Warden Marvin Polk of breaking state law
by allowing only Flippen's parents to witness the death. The
relatives asked a Wake County judge to delay the execution until
their lawsuit could be heard, but the request was denied.
ProDeathPenalty.com
Samuel Flippen was convicted of killing his 2-year-old
stepdaughter. Flippen was convicted of first-degree murder in the
1994 beating death of Britnie Nichol Hutton. Prosecutors said that
the beating was deliberate and brutal. Forsyth County prosecutors
said they believed that Flippen started beating his stepdaughter
because she was crying after his wife of five months left for work.
Flippen dialed 911 about 40 minutes after his wife left to report
that the girl was injured. He told paramedics and detectives that he
believed she had fallen from a chair. The child later died of what
prosecutors said was a blow to her abdomen.
After his trial in 1995, the jury recommended
that Flippen be executed. The state Supreme Court overturned that
sentence and ordered a second jury to consider Flippen's lack of
prior criminal convictions before recommending its sentence. The
second jury deliberated for more than six hours before recommending
a death sentence in 1997. Forsyth County prosecutors said that they
supported the death sentence because Flippen's former wife testified
that he had been violent in the past, although Flippen had never
been convicted of a crime, and because of the severity of the
child's injuries. "He hit her so hard her pancreas was split on her
backbone," Tom Keith, the Forsyth County district attorney said. "He's
never accepted responsibility."
At a clemency hearing for Flippen on August 3rd,
2006, family members asked for the execution to proceed. "Today, we
were making the case for Britnie Nichol Hutton, that she is the
victim in this case, not Samuel Flippen. We want justice in this
case and the only way we believe that can happen is with the death
penalty," said Maggie Streatt, the child's aunt. "It's very hard on
us. We're having to live through this all over again. It's like
experiencing her death all over again," she said.
UPDATE: Samuel Flippen was executed as scheduled
on August 22, 2006 for the 1997 beating death of his infant step-daughter.
Relatives of the little girl, Britnie Nichole Hutton, stood outside
waiting. "We came tonight to make sure that everyone knows Britnie
is the victim here. Sammy chose to do what he did," said Ben.
Democracyinaction.org
Samuel Flippen - NC - August 18
Do Not Execute Samuel Flippen
Samuel Flippen was convicted of the murder of his
two-year-old stepdaughter, Britnie Hutton. She was killed on the
morning of Feb. 12, 1994. Britnie’s mother Tina Flippen left for
work that morning at 9:15 a.m., leaving Samuel and the little girl
alone. A call was placed to 911 by Flippen at approximately 10:14
a.m. Flippen stated that the child had fallen out of her high chair
and was having trouble breathing. When EMS arrived they found
Britnie gasping for breath and nearly blue from lack of oxygen. She
was pronounced dead nearly 30 minutes later. Upon autopsy, doctors
found that the injuries she sustained did not indicate a fall, but
rather a homicidal assault.
Samuel Flippen maintains his innocence and
insists that Britnie fell; details of the alleged crime are vague.
We must question whether Flippen committed pre-meditated murder,
assuming he committed the murder in the first place. Without knowing
the exact circumstances of the crime it is impossible to assume that
this was a thought-out killing.
Flippen also had no prior criminal history or
tendencies of violence. The best piece of aggravation that the
prosecution presented was a picture of a hole in a wall that Flippen
had punched through during an argument with his wife. The state was
not able to show any past incidents of violence and there are no
indications that Flippen constitutes a further threat to society.
His death sentence is fully unjustified.
Without knowing the exact facts of the crime it
is impossible to tell whether Samuel Flippen committed a pre-meditated
murder. It also has not been proven that this man is a continuing
threat. We must not execute people who have shown no cause to have
their life taken away. This alleged crime was heinous but does not
fit the parameters of a state execution.
Please write to Gov. Michael F. Easley on behalf
of Samuel Flippen.
PFADP.org
NC Kills Sam Flippen Aug. 18.
Updated August 22, 2006
On Aug. 18, North Carolina executed Samuel
“Sammy” Flippen for the 1994 death of his two-year old step-daughter,
Britnie Hutton. The death of Britnie was not a premeditated killing
that calls for the death penalty. Sammy was 25 years old when he
married Britnie’s mother, Tina. On the day of Britnie’s death, Sammy
made an emergency call to 911 seeking medical attention for Britnie.
Tragically, Britnie later died of serious injuries. Sammy’s 911 call
is strong evidence that Sammy never had the intention of harming his
step-daughter. In addition, there was no history of Sammy ever
injuring Britnie. Indeed, the state recognized that justice did not
require that this be viewed as a premeditated death, and offered a
plea to second degree murder.
No Justice in Flippen Execution
On Aug. 18, North Carolina plans to execute
Samuel “Sammy” Flippen for the 1994 death of his two-year old step-daughter,
Britnie Hutton.
The death of Britnie was not a premeditated
killing that calls for the death penalty. Sammy was 25 years old
when he married Britnie’s mother, Tina. On the day of Britnie’s
death, Sammy made an emergency call to 911 seeking medical attention
for Britnie.
Tragically, Britnie later died of serious
injuries. Sammy’s 911 call is strong evidence that Sammy never had
the intention of harming his step-daughter. In addition, there was
no history of Sammy ever injuring Britnie. Indeed, the state
recognized that justice did not require that this be viewed as a
premeditated death, and offered a plea to second degree murder.
Family, friends, community members, and even
Britnie’s father believe that although the death penalty may be
justified in some cases, Sammy’s sentence should be commuted to life
imprisonment because of his character and lack of a violent history.
In a system where the death penalty is reserved for the most heinous
offenders, Sammy Flippen’s execution would undermine any remaining
confidence in the way North Carolina administers the death penalty.
Before being sent to death row, Sammy had never
been charged or convicted of any crime. He was devoted to his school
and church, and was known as an upstanding and contributing member
of his community. Sammy was raised in the Gospel Light Baptist
Church and graduated from Gospel Light Christian School in Winston-Salem.
He was very active in his church youth group and its community
service efforts. After graduating, Sammy worked and remained active
in his church. Teachers, classmates, and others consider Sammy to be
a respectful man who always tried to do the right thing.
Britnie’s father thinks about his daughter’s
death every day, but he does not believe that justice would be
served by executing Sammy. During the trial, he got to know Sammy’s
mother and father well. He says he knows how terrible it is to lose
a child and does not want Sammy’s parents to suffer in the same way.
He has said that North Carolina does not need to execute Sam Flippen
for justice to be served.
A mental health evaluation has shown that Sammy
poses no risk of violence; indeed, Sammy’s risk of violence is not
only less than the inmate population, but is less than that of the
general population. This is not surprising given that Sammy has no
history of substance abuse, mental health disorders, or criminal
convictions. The death of Britnie was a tragic loss, which Sammy
continues to mourn. The death, however, was not the type of
premeditated murder that calls for the death penalty. This is a case
that calls out for clemency.
-- Prepared by Samuel Flippen’s legal team.
State v. Flippen,
344 N.C. 689, 477 S.E.2d 158 (N.C. 1996) (Direct Appeal I).
Defendant, convicted of first-degree murder, was
sentenced to death in the Superior Court, Forsyth County, McHugh, J.
Defendant appealed as of right. The Supreme Court, Mitchell, C.J.,
held that: (1) evidence was sufficient to permit inference that
defendant premeditated and deliberated killing of two-year old child;
(2) defendant failed to establish abuse of discretion in admitting
photographs and slides of victim; (3) triage nurse's medical report
was not properly authenticated medical record; (4) excusing
prospective juror for cause based on juror's views on death penalty
was not an abuse of discretion; (5) trial court did not err in
denying defendant opportunity to further question prospective jurors
excused for cause; (6) physician's testimony that victim died as
result of homicidal assault was proper opinion for expert in field
of forensic pathology; and (7) Supreme Court was unable to hold that
trial court's error in permitting jury in capital sentencing
proceeding to fail to find and weigh statutory mitigating
circumstance was harmless beyond reasonable doubt. No error in guilt
phase; death sentence vacated and remanded.
MITCHELL, Chief Justice.
Defendant was tried capitally upon an indictment charging him with
the first-degree murder of Brittany Hutton. The jury returned a
verdict finding defendant guilty of first-degree murder on the
theory of premeditation and deliberation. Following a separate
capital sentencing proceeding pursuant to N.C.G.S. § 15A-2000, the
jury recommended that defendant be sentenced to death.
The trial court, as required by law in light of
the jury's recommendation, sentenced defendant to death for the
first-degree murder. Defendant appeals to this Court as a matter of
right from the judgment and sentence of death imposed for first-degree
murder. For the reasons set forth in this opinion, we conclude that
defendant received a fair trial, free from prejudicial error, but
that the trial court committed error at the capital sentencing
proceeding. Thus, we remand for a new capital sentencing proceeding.
The State presented evidence at trial tending to
show that on 12 February 1994 defendant fatally beat his two-year-old
stepdaughter, Brittany Hutton. At approximately 9:15 that morning,
Tina Flippen, Brittany's mother and defendant's wife, left for work,
leaving Brittany alone with defendant.
At 10:11 a.m., defendant called 911 to report
that Brittany had fallen and was having difficulty breathing. Five
emergency medical personnel from both the Clemmons Rescue Squad and
the Forsyth County EMS responded to defendant's trailer. Several
members of the rescue teams testified that when they arrived at the
scene, Brittany was pale, her lips were ash gray, her pupils were
fixed and dilated, and she was making gasping-type respirations.
Despite rescue efforts, Brittany was pronounced dead at the North
Carolina Baptist Hospital in Winston-Salem at 10:51 a.m.
Dr. Donald Jason, a forensic pathologist who
performed an autopsy on the victim, testified that he observed
injuries to Brittany's head, neck, chest, abdomen, back, and
extremities. Dr. Jason testified that Brittany died as a result of
internal bleeding due to severe tearing of her liver and pancreas.
He opined that these injuries could not have been caused by an
accident such as a single fall, but rather that the injuries were
consistent with one or more very powerful punches or blows to
Brittany's abdomen.
Defendant testified that on the morning of
Brittany's death, he placed her in a high chair and then went into
another room where he could not see her. While there, defendant
heard a loud noise, at which time he returned to find that the child
had fallen and was having difficulty breathing. Thereafter,
defendant called 911 for emergency assistance.
By an assignment of error, defendant argues that
the trial court erred in denying his motion to dismiss the charge of
first-degree murder. Defendant contends the evidence was
insufficient to establish premeditation and deliberation. When a
defendant moves for dismissal, the trial court is to determine only
whether there is substantial evidence of each essential element of
the offense charged and of defendant being the perpetrator of the
offense. State v. Earnhardt, 307 N.C. 62, 65-66, 296 S.E.2d 649, 651
(1982).
The evidence must be considered in the light most
favorable to the State, and the State is entitled to every
reasonable inference to be drawn therefrom. State v. Powell, 299 N.C.
95, 99, 261 S.E.2d 114, 117 (1980). Contradictions and discrepancies
are for the jury to resolve and do not warrant dismissal. Id.
Murder in the first degree is the unlawful
killing of a human being with malice and with premeditation and
deliberation. State v. Skipper, 337 N.C. 1, 26, 446 S.E.2d 252, 265
(1994), cert. denied, 513 U.S. 1134, 115 S.Ct. 953, 130 L.Ed.2d 895
(1995). “Premeditation means that the act was thought out beforehand
for some length of time, however short, but no particular amount of
time is necessary for the mental process of premeditation.” State v.
Conner, 335 N.C. 618, 635, 440 S.E.2d 826, 835-36 (1994).
“Deliberation means an intent to kill, carried out in a cool state
of blood, in furtherance of a fixed design for revenge or to
accomplish an unlawful purpose and not under the influence of a
violent passion, suddenly aroused by lawful or just cause or legal
provocation.” Id. at 635, 440 S.E.2d at 836.
The State's evidence tended to show that Brittany
Hutton, age two years and four months, was brutally beaten, during
which time defendant delivered multiple, extensive blows to numerous
areas of the child's body. Dr. Jason testified that the victim
ultimately died from internal bleeding due to severe tearing of her
liver and pancreas.
However, he also enumerated numerous external
injuries that Brittany sustained, including six injuries to her head;
at least three injuries to her chest; injuries to her pelvis, hip
bone, eye, and forehead; and bruises on her arms and right thigh.
Dr. Jason opined that based upon the pattern and extent of these
injuries, Brittany's injuries could not have been caused by an
accidental fall as defendant maintains, but that they were instead
caused by multiple blows from a fist.
When viewed in the light most favorable to the
State, this forensic evidence alone is sufficient to permit an
inference that defendant premeditated and deliberated the killing.
The severity and extent of the injuries sustained by the helpless
two-year-old child belie defendant's claim that Brittany fell from
her high chair, and the trial court did not err in denying
defendant's motion to dismiss. (Cf. State v. Greene, 332 N.C. 565,
572-73, 422 S.E.2d 730, 734 (1992); State v. Perdue, 320 N.C. 51,
58, 357 S.E.2d 345, 350 (1987)). This assignment of error is
overruled.
In another assignment of error, defendant argues
that the trial court erred by admitting into evidence an excessive
number of photographs and slides that depicted the deceased victim.
Specifically, defendant contends that these exhibits should have
been excluded because they were repetitious and their probative
value was substantially outweighed by the danger of unfair prejudice.
See N.C.G.S. § 8C-1, Rule 403 (1992).
What represents an excessive number of
photographs and whether the photographic evidence is more probative
than prejudicial are matters within the sound discretion of the
trial court. State v. Hennis, 323 N.C. 279, 285, 372 S.E.2d 523, 527
(1988). Repetitive photographs may be introduced, even if they are
gruesome or revolting, as long as they are used for illustrative
purposes and are not offered solely to arouse prejudice or passion
in the jury. Id. at 284, 372 S.E.2d at 526.
The photographs and slides about which defendant
complains were neither repetitious nor unfairly prejudicial. Two of
the photographs were introduced during the testimony of Tina Flippen,
the victim's mother. The first photograph illustrated Mrs. Flippen's
testimony with respect to her observation of the victim's appearance
at the hospital. The second photograph depicted an indentation in a
wall where defendant had punched his fist following an argument
about the way defendant reprimanded the victim, an event about which
Mrs. Flippen testified.
Three other photographs depicted external
injuries to the deceased's body and were admitted to illustrate the
testimony of several paramedics who first responded to assist the
victim. Finally, a series of eight autopsy slides, each of which
depicted a separate area of the victim's body, was admitted to
illustrate Dr. Jason's testimony concerning the nature and extent of
the victim's external injuries. We conclude defendant has failed to
establish an abuse of discretion in the admission of these
photographs and slides.
In a related assignment of error, defendant
argues that State's exhibit number eight, an autopsy photograph of
the victim's head and neck, was not a fair and accurate
representation of the victim's mouth and lips at the time she
received treatment from emergency medical personnel. In support of
this argument, defendant notes that none of the paramedics who
reported to the crime scene testified that they noticed any injuries
to the external portions of the victim's mouth or lips.
In fact, one paramedic specifically testified
that he did not remember the victim's lips being in the dried and
bruised condition as the photograph depicted. Thus, defendant
contends State's exhibit number eight was not adequately
authenticated. Defendant also argues that he was unduly prejudiced
by the introduction of the photograph in that it “plants in the
juror's [sic] minds the unsupported contention that the defendant
brutally struck the child about her face and head prior to death.”
Assuming arguendo that the trial court erred by
admitting State's exhibit number eight on the grounds that it was
not properly authenticated, we conclude that defendant was not
unfairly prejudiced by its admission. In addition to showing an
apparent injury to the victim's outer mouth and lips, the photograph
illustrated Dr. Jason's testimony concerning injuries to the
victim's forehead and neck.
Further, Dr. Jason testified that the apparent
injury to the outer mouth and lips appeared to be a drying of the
lips, which is a natural degenerative occurrence after death. In
light of the substantial evidence showing multiple blunt-force
impact injuries over the victim's entire body, we cannot conclude
that a different result might have occurred had the photograph not
been admitted. Defendant's assignment of error is therefore
overruled.
In his next assignment of error, defendant argues
that the trial court erred by denying his request to introduce into
evidence defendant's exhibit number two, the triage nurse's medical
report. Defendant argues that the nurse's report was relevant and
admissible because it constituted a part of the medical records that
Dr. Jason reviewed and relied upon to formulate his opinion as to
the victim's injuries. The trial court excluded the nurse's report,
ruling that “it was not properly authenticated as a medical record.
The witness upon whom it was called to be authenticated was not a
custodian of the records but otherwise-or otherwise affiliated with
the recordkeeping facility.”
We agree with the trial court. Dr. Jason
testified that he was unable to state with certainty that he had
either read the document or relied upon it in preparing his autopsy
report. While he did identify defendant's exhibit number two as a
triage nurse's report, he was not the custodian of the report.
Further, he was unaware of the circumstances under which the report
had been maintained. Thus, the trial court committed no error.
Defendant also argues that the trial court erred
in refusing to allow him the opportunity to cross-examine Dr. Jason
about the triage nurse's report. However, defendant failed to assign
this issue as error; therefore, it is not properly before this Court
for review. N.C. R.App. P. 10. Defendant's assignment of error is
overruled.
In another assignment of error, defendant argues
that the trial court erred in allowing the State's challenge for
cause of prospective juror Judith Peebles without allowing him the
opportunity to rehabilitate her. In Witherspoon v. Illinois, 391 U.S.
510, 522, 88 S.Ct. 1770, 1777, 20 L.Ed.2d 776, 784-85 (1968), the
Supreme Court held that a prospective juror may not be excused for
cause simply because he “voiced general objections to the death
penalty or expressed conscientious or religious scruples against its
infliction.”
However, a juror may be excused for cause if his
views on capital punishment would “prevent or substantially impair
the performance of his duties as a juror in accordance with his
instructions and his oath.” Wainwright v. Witt, 469 U.S. 412, 424,
105 S.Ct. 844, 852, 83 L.Ed.2d 841, 851-52 (1985). Further, jurors
may be properly excused if they are unable to “ ‘state clearly that
they are willing to temporarily set aside their own beliefs in
deference to the rule of law.’ ” State v. Brogden, 334 N.C. 39, 43,
430 S.E.2d 905, 907-08 (1993) (quoting Lockhart v. McCree, 476 U.S.
162, 176, 106 S.Ct. 1758, 1766, 90 L.Ed.2d 137, 149 (1986)) (emphasis
omitted).
When questioned by the trial court and the
prosecutor, prospective juror Peebles stated that she was opposed to
the death penalty and that she did not think she could vote for the
death penalty. Peebles' responses indicated with unmistakable
clarity that her bias against the death penalty would substantially
impair her ability to perform her duties as a juror, and the trial
court so ruled. The ruling of the trial court in such situations
will not be disturbed absent an abuse of discretion. State v.
Wilson, 313 N.C. 516, 526, 330 S.E.2d 450, 458 (1985).
Based on Peebles' responses, we conclude that the
trial court did not abuse its discretion in excusing her for cause.
Defendant's assignment of error is overruled. Defendant next assigns
error to the trial court's refusal to afford him an opportunity to
rehabilitate prospective jurors excused for cause pursuant to
Witherspoon, 391 U.S. at 522, 88 S.Ct. at 1777, 20 L.Ed.2d at 780 We
find no error with respect to any of the jurors.
While defendant has referred this Court to
specific pages of the transcript to support his argument, he fails
to discuss specific allegations or instances in which the trial
court denied his request to rehabilitate prospective jurors or
otherwise examine the venire. Nevertheless, we have carefully
reviewed the relevant portions of the transcript.
Under questioning by the prosecutor and the trial
court, the excused jurors clearly and unequivocally stated that they
were opposed to the death penalty and that their opposition to the
death penalty would cause them to vote against its imposition under
any circumstances. It is well established that “[t]he defendant is
not allowed to rehabilitate a juror who has expressed unequivocal
opposition to the death penalty in response to questions propounded
by the prosecutor and the trial court.” State v. Cummings, 326 N.C.
298, 307, 389 S.E.2d 66, 71 (1990).
We note further that defendant did not request an
opportunity to rehabilitate any of the prospective jurors, and only
once did defendant take exception to a prospective juror's excusal.
In the absence of any such request, and there being no showing that
further questioning by defendant would have produced different
answers, it was not error for the trial court to deny defendant the
opportunity to question the prospective jurors further. This
assignment of error is overruled.
By another assignment of error, defendant argues
that the trial court erred by overruling his objection to Dr.
Jason's testimony that the victim died as a result of a “homicidal
assault.” During voir dire outside the presence of the jury, Dr.
Jason explained that the term “homicidal assault” is a specific term
of art in the field of forensic pathology. He stated he uses the
term “homicidal assault” to characterize the victim's death in order
to differentiate from death resulting from injuries that were
sustained over a length of time, sometimes referred to as battered
child syndrome.
After this explanation, the trial court allowed
Dr. Jason's testimony. In support of his assignment of error,
defendant argues that the characterization of the victim's death by
Dr. Jason implied to the jury that the assault necessarily was
premeditated and deliberate. Further, defendant argues that the
testimony was of no assistance to the jury. See N.C.G.S. § 8C-1,
Rule 704 (1992).
Finally, defendant contends that the testimony's
probative value was outweighed by its prejudicial effect on the jury.
See N.C.G.S. § 8C-1, Rule 403 (1992). Dr. Jason's use of the term
“homicidal assault” is not a legal term of art, nor does it
correlate to a criminal offense. The testimony related a proper
opinion for an expert in the field of forensic pathology, in light
of the foundation previously laid by Dr. Jason's voir dire testimony.
Thus, the trial court did not err in allowing Dr.
Jason's testimony; the probative value was not obscured by any
prejudicial effect. Defendant's assignment of error is overruled. We
conclude for the foregoing reasons that defendant's trial was free
from prejudicial error. Thus, we now turn to defendant's assignments
of error relating to the separate capital sentencing proceeding
conducted in this case.
By another assignment of error, defendant
contends that the trial court erred by failing to give a mandatory
peremptory instruction on N.C.G.S. § 15A-2000(f)(1), that defendant
had “no significant history of prior criminal activity.” The State
and defendant stipulated that defendant had no significant history
of prior criminal activity, yet the jury declined to find the
existence of the (f)(1) mitigator.
Defendant argues the trial court erred by failing
to instruct the jury that because of the stipulation, it must find
the (f)(1) mitigating circumstance to exist and must also give the
circumstance mitigating weight in its decision. We agree. The trial
court gave the following peremptory instruction during its charge to
the jury: First, consider whether the defendant has no significant
history of prior criminal activity····
Whether any history of prior criminal activity is
significant is for the jury to determine from all of the facts and
circumstances found from the evidence. All of the evidence presented
in this case, members of the jury, tends to show that the defendant
has no significant history of prior criminal activity. Furthermore,
the defendant and the State in this case have stipulated that the
defendant has no significant history of prior criminal activity.
Accordingly as to this mitigating circumstance, I
instruct you that if one or more of you finds the facts to be as all
the evidence tends to show, you would so indicate by having your
foreman write “yes” in the space provided after the mitigation
circumstance one on the issues and recommendation form. Second, you
must consider whether the defendant has no criminal prior history
and whether you deem this to have mitigating value····
All of the evidence tends to show that the
defendant has no prior criminal history and accordingly as to this
mitigating circumstance I charge that if one or more of you find the
facts to be as all of the evidence tends to show and further deems
or considers that to have mitigating value, you would so indicate by
having your foreman write “yes” in the space provided after
mitigating circumstance two on the issues and recommendation form.
The State argues that this requested peremptory
instruction complies with this Court's mandate that “in those cases
where the evidence is truly uncontradicted, the defendant is, at
most, entitled to a peremptory instruction when he requests it.”
State v. Johnson, 298 N.C. 47, 76, 257 S.E.2d 597, 618 (1979). The
State further contends that the jury simply declined to find the
mitigating circumstance, an action within its prerogative. State v.
Alston, 341 N.C. 198, 461 S.E.2d 687 (1995) cert. denied, 516 U.S.
1148, 116 S.Ct. 1021, 134 L.Ed.2d 100 (1996).
In Alston, this Court said, “even where all the
evidence supports a finding that the mitigating circumstance exists
and a peremptory instruction is given, the jury may nonetheless
reject the evidence and not find the fact at issue if it does not
believe the evidence.” Id. at 256, 461 S.E.2d at 719. We continue to
recognize the well-established rule that jurors may reject the
existence of an uncontroverted statutory mitigating circumstance
even after a peremptory instruction. Id. However, the case at bar is
not controlled by that rule.
Unlike Alston where the evidence tended to show
the existence of an uncontroverted statutory mitigating circumstance,
in the case at bar, the State and defendant stipulated to the
existence of the mitigating circumstance contained in N.C.G.S §
15A-2000(f)(1). A stipulation entered into between the parties has
the effect of removing a question of fact from the jury's
consideration. Neither party need present evidence or show proof of
the existence of such facts that are contained within the
stipulation.
In other words, “[t]he stipulation is substituted
for proof and dispenses with the need for evidence.” State v.
Mitchell, 283 N.C. 462, 469, 196 S.E.2d 736 (1973). Because both
parties stipulated to the existence of the statutory mitigating
circumstance, whether defendant had a significant history of prior
criminal activity was not a factual matter for the jury to
determine.
Thus, the trial court erred by failing to
instruct the jury that the N.C.G.S § 15A-2000(f)(1) mitigating
circumstance existed as a matter of law and must be given weight.
Once the existence of a statutory mitigating circumstance is
established, the “jury may not refuse to give it weight or value” in
its decision. State v. Fullwood, 323 N.C. 371, 396, 373 S.E.2d 518,
533 (1988) sentence vacated on other grounds, 494 U.S. 1022, 110
S.Ct. 1464, 108 L.Ed.2d 602 (1990); see also State v. Kirkley, 308
N.C. 196, 220-21, 302 S.E.2d 144, 157-58 (1983), overruled on other
grounds by State v. Shank, 322 N.C. 243, 367 S.E.2d 639 (1988).
Our legislature has determined as a matter of law
that when statutory mitigating circumstances exist, they are deemed
as a matter of law to have mitigating value. Fullwood, 323 N.C. at
396, 373 S.E.2d at 533; State v. Wilson, 322 N.C. 117, 144, 367 S.E.2d
589, 605 (1988); see N.C.G.S. § 15A-2000(f) (Supp.1995).
This Court has consistently held that if a
statutory mitigating circumstance exists, the jury is not free to
refuse to consider the circumstance and must give it some weight in
its final sentencing determinations. However, the amount of weight
any circumstance may be given is a matter left to the jury. State v.
Keel, 337 N.C. 469, 447 S.E.2d 748 (1994), cert. denied, 513 U.S.
1198, 115 S.Ct. 1270, 131 L.Ed.2d 147 (1995); see also State v. Huff,
325 N.C. 1, 381 S.E.2d 635 (1989), sentence vacated on other grounds,
497 U.S. 1021, 110 S.Ct. 3266, 111 L.Ed.2d 777 (1990).
The result of the trial court's erroneous
peremptory instruction was to allow the jury to answer “no” to the
existence of the statutory (f)(1) mitigator and thus disregard the
stipulation. As a matter of well-established law, the trial court's
failure to give a mandatory peremptory instruction was therefore
error.
Furthermore, we cannot state that had this
statutory mitigating circumstance been weighed against the
aggravating circumstance, the jury would still have returned a
sentence of death. Therefore, we are unable to hold that the trial
court's error permitting the jury to fail to find and weigh this
mitigating circumstance was “harmless beyond a reasonable doubt.”
N.C.G.S. § 15A-1443(b) (1988). Accordingly, we vacate the death
sentence in this case and remand it to the Superior Court, Forsyth
County, for a new capital sentencing proceeding.
NO ERROR IN THE GUILT PHASE. DEATH SENTENCE
VACATED AND REMANDED FOR A NEW CAPITAL SENTENCING PROCEEDING.
State v. Flippen,
349 N.C. 264, 506 S.E.2d 702 (N.C. 1998) (Direct Appeal II).
Defendant was convicted following jury trial in
the Superior Court, Forsyth County, McHugh, J., of first-degree
murder and was sentenced to death in connection with beating death
of two-year-old stepdaughter. Defendant appealed as of right. The
Supreme Court, 344 N.C. 689, 477 S.E.2d 158, remanded for new
capital sentencing proceeding. Pursuant to jury's recommendation,
the Superior Court, Forsyth County, Greeson, J., imposed death
sentence. Defendant appealed. The Supreme Court, Whichard, J., held
that: (1) evidence supported “especially heinous, atrocious, or
cruel” aggravating circumstance; (2) jurors could find that
nonstatutory mitigating circumstances existed without finding they
had mitigating value; (3) videotape of victim was admissible; and
(4) alleged showing of remorse did not render death sentence
disproportionate. No error.
WHICHARD, Justice.
On 31 October 1994 defendant was indicted for first-degree murder.
He was tried capitally in February 1995. The jury found defendant
guilty and recommended that he be sentenced to death. The trial
court imposed the death sentence. This Court found no error in the
guilt-innocence phase of defendant's trial but vacated defendant's
death sentence and remanded for a new capital sentencing proceeding.
State v. Flippen, 344 N.C. 689, 477 S.E.2d 158 (1996) ( Flippen I ).
Defendant's new capital sentencing proceeding was
held at the 19 May 1997 Criminal Session of Superior Court, Forsyth
County. A jury again recommended a sentence of death for the first-degree
murder, and the trial court sentenced defendant accordingly.
Defendant appeals from this sentence. We hold that defendant
received a fair sentencing proceeding, free from prejudicial error,
and that the sentence of death is not disproportionate.
The facts were presented in our earlier opinion,
id. at 693-94, 477 S.E.2d at 161, and need not be restated in detail
here. During defendant's new capital sentencing proceeding, the
State presented evidence that defendant inflicted one or more fatal
blows to his two-year-old stepdaughter's stomach. These blows tore
the stepdaughter's liver and pancreas and caused internal bleeding.
Prior to her death, the victim lived for approximately thirty
minutes with these fatal injuries.
During this time defendant called 911 to seek
medical attention for his stepdaughter. Defendant told medical
personnel that the stepdaughter had fallen from a chair.
Consequently, as the victim rode to the hospital in an emergency
vehicle, the paramedics initially treated her for a head or C-spine
injury.
As the victim demonstrated increasing difficulty
breathing, the paramedics removed her clothes to try to open her
airway; they noticed bruising on the victim's abdomen. The
paramedics then no longer believed that the victim suffered from a
head or C-spine injury. The victim stopped breathing on her way to
the hospital, and her heartbeat steadily decreased and ultimately
quit. The paramedics performed infant CPR, and they were still
performing it when the emergency vehicle arrived at the hospital,
where the victim was pronounced dead.
Defendant offered as mitigating evidence that he
was a high-school graduate who regularly attended church, that he
maintained regular employment, and that he had a good reputation in
the community for being a fine and upstanding citizen. He presented
evidence that he genuinely loved his stepdaughter and had a good
relationship with her with no history of physical abuse.
The jury found one aggravating circumstance: that
defendant's crime was especially heinous, atrocious, or cruel.
N.C.G.S. § 15A-2000(e)(9) (1997). The jury also found one mitigating
circumstance: that defendant had no significant history of prior
criminal activity. N.C.G.S. § 15A-2000(f)(1).
The jury then determined that the mitigating
circumstance found was insufficient to outweigh the aggravating
circumstance found and that the aggravating circumstance, when
considered with the mitigating circumstance, was sufficiently
substantial to call for imposition of the death penalty.
Defendant first contends that this Court erred in
Flippen I when it found prejudicial error in the trial court's
sentencing-phase jury charge and remanded this matter for a new
sentencing proceeding under N.C.G.S. § 15A-2000(d)(3). See Flippen
I, 344 N.C. at 702, 477 S.E.2d at 166. Defendant argues that this
Court was required to overturn the death sentence and impose a
sentence of life imprisonment in lieu thereof under N.C.G.S. §
15A-2000(d)(2) because his first jury arbitrarily recommended the
death sentence under the influence of passion and prejudice.
* * *
We now turn to our duty to ascertain: (1) whether
the evidence supports the aggravating circumstances found by the
jury; (2) whether the sentence was entered under the influence of
passion, prejudice, or any other arbitrary consideration; and (3)
whether the sentence is “excessive or disproportionate to the
penalty imposed in similar cases, considering both the crime and the
defendant.” N.C.G.S. § 15A-2000(d)(2). The jury found the (e)(9)
aggravating circumstance that defendant's murder of his stepdaughter
was especially heinous, atrocious, or cruel. N.C.G.S. §
15A-2000(e)(9). The record fully supports the jury's finding of this
aggravating circumstance, and we find no indication that the
sentence of death was imposed under the influence of passion,
prejudice, or any other arbitrary consideration. We therefore turn
to our final duty of proportionality review.
One purpose of proportionality review is to
“eliminate the possibility that a sentence of death was imposed by
the action of an aberrant jury.” Lee, 335 N.C. at 294, 439 S.E.2d at
573. Another is to guard “against the capricious or random
imposition of the death penalty.” State v. Barfield, 298 N.C. 306,
354, 259 S.E.2d 510, 544 (1979), cert. denied, 448 U.S. 907, 100
S.Ct. 3050, 65 L.Ed.2d 1137 (1980). In proportionality review, it is
proper to compare the present case with other cases in which this
Court has concluded that the death penalty was disproportionate.
State v. McCollum, 334 N.C. 208, 240, 433 S.E.2d 144, 162 (1993),
cert. denied, 512 U.S. 1254, 114 S.Ct. 2784, 129 L.Ed.2d 895 (1994).
We have found the death penalty disproportionate in seven cases:
State v. Benson, 323 N.C. 318, 372 S.E.2d 517 (1988); State v.
Stokes, 319 N.C. 1, 352 S.E.2d 653 (1987); State v. Rogers, 316 N.C.
203, 341 S.E.2d 713 (1986), overruled on other grounds by Gaines,
345 N.C. at 647, 483 S.E.2d at 396, and Vandiver, 321 N.C. at 570,
364 S.E.2d at 373; State v. Young, 312 N.C. 669, 325 S.E.2d 181
(1985); State v. Hill, 311 N.C. 465, 319 S.E.2d 163 (1984); State v.
Bondurant, 309 N.C. 674, 309 S.E.2d 170 (1983); and State v. Jackson,
309 N.C. 26, 305 S.E.2d 703 (1983). This case is distinguishable
from each of those cases.
Defendant contends that his effort to assist the
victim by calling 911 renders his death sentence disproportionate.
Although defendant does not direct us to any authority to support
this assertion, we recognize that we have considered evidence of a
defendant's remorse for his action as important in proportionality
review. In Bondurant, 309 N.C. at 694, 309 S.E.2d at 182, we stated
that “[w]e deem it important in amelioration of defendant's
senseless act that immediately after he shot the victim, he
exhibited a concern for [the victim's] life and remorse for his
action by directing the driver of the automobile to the hospital.”
The defendant in Bondurant exhibited his remorse as he “readily
spoke with policemen at the hospital, confessing that he fired the
shot which killed [the victim].” Id. at 694, 309 S.E.2d at 183.
Defendant here did not exhibit the kind of
conduct we recognized as ameliorating in Bondurant. Defendant failed
to direct the medical personnel to the victim's fatal injuries and
left those injuries concealed beneath her clothing. Further,
defendant misled the medical personnel about the victim's injuries,
telling them that the victim fell from a chair.
Thus, although the defendant called 911, he
failed to exhibit sufficient remorse to ameliorate his murder of his
stepdaughter as did the defendant in Bondurant. The present case is
more similar to cases in which we have found the sentence of death
proportionate than to those in which we have found it
disproportionate. See, e.g., Burr, 341 N.C. at 315, 461 S.E.2d at
631 (concluding that the death penalty was proportionate in a case
in which an infant was shaken and beaten to death by the mother's
boyfriend).
After comparing this case to similar cases as to
the crime and the defendant, we cannot conclude that this death
sentence is excessive or disproportionate. Defendant received a fair
capital sentencing proceeding, free from prejudicial error.
Therefore, the judgment of the trial court must be and is left
undisturbed. NO ERROR.
Flippen v. Polk,
349 F.Supp.2d 978 (M.D.N.C. 2004) (Habeas).
Background: State prisoner filed petition for
writ of habeas corpus, challenging his first-degree murder
conviction and death sentence, affirmed at 349 N.C. 264, 506 S.E.2d
702. After his petition was denied, 2004 WL 1348220, petitioner
applied for certificate of appealability (COA). Holding: The
District Court, Beaty, J., adopted opinion of Sharp, United States
Magistrate Judge, which held that reasonable jurists could not
debate whether habeas petition should have been resolved in a
different manner, or that issues presented were adequate to deserve
encouragement to proceed further. Application denied.
SHARP, Magistrate J.
Petitioner Samuel Russell Flippen, a North Carolina death row inmate,
filed this habeas corpus proceeding pursuant to 28 U.S.C. § 2254,
challenging his 1995 state court conviction for first-degree murder
and 1997 sentence of death. The jury in Petitioner's second
sentencing hearing, after his first death sentence was vacated on
appeal and his case remanded for re-sentencing, again recommended a
sentence of death, and the judge imposed that sentence on May 23,
1997.
Petitioner seeks in this action a writ of habeas
corpus discharging him from his confinement and restraint, setting
aside his conviction, and relieving him of his sentence of death.
Petitioner Flippen is represented by attorneys Richard M. Greene and
Brian K. Tomlin. Respondent R.C. Lee (the “State”), warden of
Central Prison, is represented by the North Carolina Attorney
General, with Special Deputy Valerie B. Spalding appearing.
THE STATE COURT PROCEEDINGS
Petitioner Flippen was convicted of first-degree
murder at the March 6, 1995 Criminal Session of the Superior Court
of Forsyth County, North Carolina and was sentenced to death on
March 7, 1995. His conviction was affirmed by the Supreme Court of
North Carolina on November 8, 1996, but the court found error in his
sentencing hearing because the trial judge failed to instruct the
jury that it must give mitigating value to a statutory mitigating
circumstance stipulated to by the State and Petitioner. The case was
remanded for a new capital sentencing hearing. See State v. Flippen,
344 N.C. 689, 477 S.E.2d 158 (1996)( “Flippen I” ). Petitioner was
sentenced to death at his second sentencing hearing. His sentence
was affirmed by the Supreme Court of North Carolina on November 6,
1998. See State v. Flippen, 349 N.C. 264, 506 S.E.2d 702 (1998)(
“Flippen II” ). On May 24, 1999, the United States Supreme Court
denied certiorari review. See Flippen v. North Carolina, 526 U.S.
1135, 119 S.Ct. 1813, 143 L.Ed.2d 1015 (1999).
On February 14, 2000, Petitioner filed a Motion
for Appropriate Relief (“MAR”) in the Superior Court of Forsyth
County. The State responded in opposition. On December 21, 2000,
Judge William Z. Wood, Jr. entered an Order denying (1) the claims
presented in the MAR, (2) Petitioner's motion for discovery, (3)
Petitioner's motion for funds to hire a private investigator, and
(4) Petitioner's motion for funds to hire a mitigation assistant.
See Respondent's Answer, Ex. T, Memorandum Opinion and Final Order,
Dec. 21, 2000 (“MAR Order”). Petitioner filed a petition for Writ of
Certiorari with the Supreme Court of North Carolina, but that court
denied certiorari review. On July 11, 2001, Petitioner filed his
Petition for Writ of Habeas Corpus with this Court. Respondent
timely filed an Answer. The parties have briefed their positions,
and the Petition is now ready for a ruling. See Rule 8(a), Rules
Governing § 2254 Cases.
THE CLAIMS OF THE HABEAS CORPUS PETITION
Petitioner Flippen presents the following claims
in his habeas petition. I. Petitioner was denied effective
assistance of counsel in violation of his Sixth and Fourteenth
Amendment rights during trial and on appeal.
A. Ineffective assistance of counsel at guilt
phase. 1. Petitioner received ineffective assistance from defense
counsel in that defense counsel conceded Petitioner's guilt during
closing arguments without Petitioner's consent. 2. Petitioner
received ineffective assistance from defense counsel in that defense
counsel failed to use medical experts to assist: i) in reviewing and
evaluating the autopsy report; ii) in preparing for cross-examination
of State's medical witness; and iii) in evaluating the State's case
for purposes of assisting petitioner to make informed decisions
concerning acceptance of any pleas offered by the State. 3.
Petitioner received ineffective assistance from defense counsel in
that defense counsel failed to properly advise Petitioner on plea
offer from State of second-degree murder. 4. Petitioner received
ineffective assistance from defense counsel in that defense counsel
failed to object to prosecutor's “death qualifying” of prospective
jurors through use of peremptory challenges, failed to attempt to
rehabilitate scrupled jurors excused for cause for their death
penalty views. 5. Petitioner received ineffective assistance from
defense counsel in that defense counsel failed to object to
prosecutor's improper jury argument.
B. Ineffective assistance of counsel at
resentencing phase. 1. Petitioner received ineffective assistance
from defense counsel in that defense counsel failed to use medical
experts to assist: i) in reviewing and evaluating the autopsy report;
ii) in preparing for cross-examination of State's medical witness;
iii) in presenting evidence for Petitioner; and iv) in challenging
the sufficiency of the evidence to support an “especially heinous,
atrocious or cruel” aggravating factor. 2. Petitioner received
ineffective assistance from defense counsel in that defense counsel
failed to object to prosecutor's “death qualifying” of prospective
jurors through use of peremptory challenges and failed to attempt to
rehabilitate scrupled jurors excused for cause for their death
penalty views. 3. Petitioner received ineffective assistance from
defense counsel when defense counsel conceded Petitioner's guilt
during closing arguments without Petitioner's consent. 4. Petitioner
received ineffective assistance from defense counsel when defense
counsel failed to object to State's improper argument. 5. Petitioner
received ineffective assistance from defense counsel when defense
counsel failed to adequately prepare for the sentencing hearing. C.
Ineffective assistance of appellate counsel.
II. The trial court deprived Petitioner of his
due process rights to be present at every stage of his capital
proceedings by failing to make a true, accurate and complete record
of all proceedings and failing to ensure Petitioner was present at
all critical stages of his trial.
III. The North Carolina two-step mitigation
instruction violated Petitioner's Eighth and Fourteenth Amendment
rights.
IV. The North Carolina Supreme Court's method of
proportionality review violated Petitioner's due process rights. A.
The North Carolina Supreme Court violated Petitioner's federal
constitutional rights in making its proportionality decision in that
it has created a new statutory aggravating circumstance by affirming
the submission and finding of the especially heinous, atrocious, and
cruel aggravating circumstance in virtually all cases in which the
homicide victim is a child. B. The North Carolina Supreme Court
violated Petitioner's federal constitutional rights in making its
proportionality decision in that it affirmed the submission and
finding of the especially heinous, atrocious, and cruel aggravating
circumstance despite evidence indicating that, aside from the fact
that the case at bar involved the homicide of a child, the case is
not similar to those in the most accurate proportionality pool.
V. The Flippen II trial court committed
prejudicial error and violated the double jeopardy clause by failing
to give a mandatory peremptory instruction on the statutory
mitigating circumstance that Petitioner had no significant history
of prior criminal activity when the State had stipulated in Flippen
I that Petitioner had no significant history of prior criminal
activity.
The State contends in its Answer and accompanying
Motion to Procedurally Default Flippen's Habeas Claims that
Petitioner's claims I.A.4, I.A.5, and II were procedurally defaulted
before the state courts. The MAR court held these three claims to be
procedurally defaulted pursuant to N.C. Gen.Stat. § 15A-1419(a)(3)
because Petitioner could have raised these claims on direct appeal
to the North Carolina Supreme Court but did not do so. The State
also contends that claims I.B.2, I.B.3, I.B.5, and I.C. are
unexhausted, but the State waives the exhaustion requirement.
THE EVIDENCE PRESENTED AT TRIAL
The Supreme Court of North Carolina summarized
the evidence presented at Petitioner's trial in 1995 as follows: The
State presented evidence at trial tending to show that on 12
February 1994 defendant fatally beat his two-year-old stepdaughter,
Brittany Hutton. At approximately 9:15 that morning, Tina Flippen,
Brittany's mother and defendant's wife, left for work, leaving
Brittany alone with defendant. At 10:11 a.m., defendant called 911
to report that Brittany had fallen and was having difficulty
breathing.
Five emergency medical personnel from both the
Clemmons Rescue Squad and the Forsyth County EMS responded to
defendant's trailer. Several members of the rescue teams testified
that when they arrived at the scene, Brittany was pale, her lips
were ash gray, her pupils were fixed and dilated, and she was making
gasping-type respirations. Despite rescue efforts, Brittany was
pronounced dead at the North Carolina Baptist Hospital in Winston-Salem
at 10:51 a.m.
Dr. Donald Jason, a forensic pathologist who
performed an autopsy on the victim, testified that he observed
injuries to Brittany's head, neck, chest, abdomen, back, and
extremities. Dr. Jason testified that Brittany died as a result of
internal bleeding due to severe tearing of her liver and pancreas.
He opined that these injuries could not have been caused by an
accident such as a single fall, but rather that the injuries were
consistent with one or more very powerful punches or blows to
Brittany's abdomen.
Defendant testified that on the morning of
Brittany's death, he placed her in a high chair and then went into
another room where he could not see her. While there, defendant
heard a loud noise, at which time he returned to find that the child
had fallen and was having difficulty breathing. Thereafter,
defendant called 911 for emergency assistance. Flippen, 344 N.C. at
693-94, 477 S.E.2d 158. Petitioner was represented at trial by
retained counsel, Fred G. Crumpler, Jr. and David B. Freedman. The
State was represented by Eric Saunders and Ina Weinman.
* * *
CONCLUSION
For the reasons set forth above, IT IS
RECOMMENDED that the habeas corpus petition of Samuel Russell
Flippen be denied and dismissed. The undersigned has not called for
oral argument, finding that the written record, the arguments of
counsel, and the legal precedents applicable to this case are clear,
and oral argument would not be helpful to the court.

The victim,
Britnie Hutton, 2 |