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Clarence GARDNER

 
 
 
 
 

 

 

 

 


A.K.A.: "Ceno"
 
Classification: Homicide
Characteristics: Juvenile (16) - Member of the Gangster Disciples
Number of victims: 1
Date of murder: October 28, 1993
Date of birth: December 30, 1976
Victim profile: Joseph Waites (High-School student)
Method of murder: Shooting
Location: Chicago, Illinois, USA
Status: Sentenced to 35 years in prison, 1995
 
 
 
 
 
 

The Disciples

Leonard Bernstein’s West Side Story retells Shakespeare’s Romeo and Juliet tale through the lens of 1950s New York Street gangs, and despite the tragic ending of the musical, tends to portray street gangs in an undeserved romantic light.

Gangs have been around since this country was born and will probably always be with us. They are formed out of the misery and hopelessness of poverty and feed off the breakdown of moral order. Children who see their parents ground down by the system and who seek companionship and protection with gangs should not be expected to act differently than what they see and experience. Sports programs, community centers, churches, and other not-for-profit groups strive valiantly to stem the rising tide of gangsterism.

Perhaps some day, when poverty is eliminated and children who grow up in tenements and ghettos have the same opportunities as those of us who were raised in the suburbs, we won’t have to worry about gangs. But until that day comes, we’ll have to endure stories like the sad tale of teenagers Clarence “Ceno” Gardner and Joseph Waites.

Chicago’s Calumet High School was in a DMZ that marked the territorial border of the Vice Lords and their allies, the Blackstones, and their rivals, the Gangster Disciples and the Black Disciples.

Toward the end of the 1993 football season, October 28 to be exact, the Calumet High School football team was gathering near the school.

Clarence Gardner, a member of the Gangster Disciples, was hanging out on the corner of 79th and Carpenter in Chicago, when two of his fellow gangsters drove up in a “blue 98 four-door with 5-point star rims.” The car belonged to a gangbanger named Meechie, who was driving. He was accompanied by another Disciple named Tony.

Meechie saw the Calumet students and asked Gardner if they were “hooks,” slang for Blackstone gangsters. At that time, Gardner did not know and said nothing. The three Disciples tracked the team as it headed down Carpenter toward 80th. At the corner, the Disciples were joined by Andre Bridges, a Black Disciple and headed over to 80th and Bridges.

There, the two groups converged. Terrence Little was a member of the Calumet football team and knew Gardner. They talked for a moment, Gardner asked why the team was walking around, and Little responded that they were about to have an egg fight. The football players all assured Gardner that they were not “hooks” by showing him their football jerseys.

“Oh,” Gardner replied. He asked if the team was planning to “jump on some of his folks,” to which a team leader replied that they were not. He then told some of the team members to remove their hats, which apparently Gardner found offensive. They did so.

With the football team on one side of the street and the Disciples on the other, the two groups headed back toward 80th and Carpenter.

By this time, approximately 15 Black Disciples had emerged from the buildings around the corner and were loitering about. Tony, Meechie and Gardner parked Meechie’s ride in the middle of 80th and Meechie, who liked to carry a handgun underneath the dash of his 98, charged the football players, grabbing the first one he reached and punching him.

A rumble erupted that involved about 50 teens.

The Disciples appeared to be getting the better of the football team, and the players began to retreat, among them was the team’s student manager, Joseph Waites. As his teammates fled, Joseph was grabbed by about six Disciples, who began pummeling him. Joseph fell to the ground and curled up in a fetal postion, enduring a beating that lasted approximately 2 minutes.

Tony arrived in Meechie’s car and emerged carrying a small caliber automatic and told the other Disciples that he was “fitting to bust” Waites.

Gardner said, “Bust him,” the street lingo for shooting, and turned away. Tony shot the helpless teen four times, killing him.

This wasn’t a difficult homicide to solve, and very soon, Tony was convicted of first degree murder. Gardner was also charged with murder under the theory of “accountability.”

That theory of law states that where two or more people engage in a common criminal design or agreement, any acts in furtherance of the criminal act by one party are considered to be the acts of all parties to the common design and all are equally responsible for the consequences of such acts.

At Gardner’s trial, it was clear from testimony that he was just as responsible for Joseph’s death as if he had pulled the trigger himself. More than one witness testified that even after the football players denied that they were hooks, Gardner told Tony and Meechie that they were. Others also heard Gardner saying over and over, “shoot them, pop at them, bust at them, bust at them.” To police he admitted telling Tony at least once to “bust him.”

By urging Tony to fire, he was, in the eyes of the law, just as guilty.

Ceno Gardner is a bad man and he was an active participant in a particularly heinous crime. However, in reviewing what happened to him in the subsequent investigation and trial, one can’t help but wonder if Gardner didn’t get a bit more karmic justice than what he deserved.

For instance, consider the testimony of the football players who said Gardner urged Tony more than once to shoot Joseph.

Michael Waites, Joseph’s brother, first told police that the person who said “bust at them folks” was a Black Disciple. He admitted on the stand that he knew Ceno was a Gangster Disciple, but told police later that Ceno Gardner was the one who urged Tony to shoot.

Another football player waited a until his second interview with police nearly a month after the shooting before telling them Gardner ordered the shooting. In his first interview the day of the killing, he did not mention Gardner.

Another witness for the state also testified on cross examination that he waited until his second interview to tell them that Gardner directed the hit. His explanation was that on the day of Joseph’s death, he could not get any police to listen to him.

One of Gardner’s witnesses, a friend of Joseph, was prepared to testify that he heard someone in Meechie’s car talking about shooting. However, when the time came for him to testify, the witness was in school and the trial judge, facing a backlog of trials, refused to grant a continuance, saying that the witness’s testimony was cumulative, and would not break new ground.

The Illinois Supreme Court hesitated over the court’s ruling, but in the end agreed that it was at most a harmless error. The justices cautioned the lower courts not to sacrifice justice for the sake of efficiency:

“It would have been no great inconvenience to the administration of justice to have recessed at 3:35 on a Friday afternoon. We do not diminish the importance of proceeding with dispatch. We simply issue a reminder that the race is not always to the swift, especially where the right to a fair trial is at stake. In this case, however, we find no reversible error.”

In the end, the 16-year-old Gardner was convicted of murder and sentenced to 35 years in prison.

MarkGribben.com

 
 

175 F.3d 580

Clarence Gardner, Petitioner-appellant,
v.
Paul Barnett, Warden, Respondent-appellee

United States Court of Appeals, Seventh Circuit.

Argued Jan. 12, 1999.
Decided May 4, 1999

Before BAUER, CUDAHY and ROVNER, Circuit Judges.

CUDAHY, Circuit Judge.

Joseph Waites, the student-manager of the Calumet High School football team in Chicago, was shot dead when he and other members of the football team got into a street scuffle with local gang members. A jury convicted Clarence Gardner of the first degree murder of Waites, and he was sentenced to 35 years in prison. Gardner, a self-professed gang member, was tried on a theory of accountability. At trial, the jury heard that, while Gardner neither fired the lethal shots nor supplied the gun, he punched and kicked Waites and exhorted other gang members to "bust him," a colloquialism for "shoot him." The prosecution's theory was that Gardner was the leader on the street and "gave the orders to kill." An Illinois appellate court affirmed Gardner's conviction and the Illinois Supreme Court denied his petition for leave to appeal. Gardner petitioned for a writ of habeas corpus under 28 U.S.C. § 2254. The district court denied the relief sought and Gardner now appeals, contending that his trial was rendered fundamentally unfair by the trial court's refusal (1) to grant a continuance to allow him to present his only fact witness, and (2) to thoroughly question prospective jurors about gang bias during voir dire. We find that the trial court acted unreasonably both in denying the continuance and in limiting voir dire. Because we believe that Gardner was denied his rights to due process and a fair trial, we reverse the decision of the district court and direct that the writ of habeas corpus shall issue unless the State affords Gardner a new trial within 120 days.

Standard of Review

A writ of habeas corpus may be issued only if the challenged decision of the state court "was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States," 28 U.S.C. § 2254(d)(1) or "was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding." 28 U.S.C. § 2254(d)(2). For the purposes of habeas review, the state court's factual findings are presumed to be correct; Gardner has the burden of rebutting the presumption of correctness by clear and convincing evidence. See 28 U.S.C. § 2254(e)(1). We review the state court's legal determinations as well as mixed questions of law and fact de novo. See Long v. Krenke, 138 F.3d 1160, 1163 (7th Cir.1998).

Background

The facts of this case are set out at some length in the Illinois appellate court's opinion affirming Gardner's conviction. See People v. Gardner, 282 Ill.App.3d 209, 217 Ill.Dec. 940, 668 N.E.2d 125 (1996). Our discussion here is limited to the facts immediately pertinent to this appeal.

On the afternoon of October 23, 1993, a few blocks from Calumet High School, several members of the high school football team were involved in an altercation with a larger group comprising members of two allied gangs, the Gangster Disciples and the Black Disciples. Among the Gangster Disciples present at the scene was the defendant, Clarence Gardner, who was sixteen years old at the time. Also present were two older men, Richard Taylor1 and Demitrius Smith, who had driven by in a blue car some time earlier in the afternoon. While there is some dispute over the facts--which may be explained in part by the chaos and confusion on the street that afternoon--we divine that events unfolded roughly as follows.

The incident was sparked by a series of verbal exchanges between individual football players and gang members. Gardner, who was standing in the crowd, allegedly asked the football players what they were doing and told two of them to remove their hats. During this bout of "trash-talking," Smith and Taylor pulled up to the epicenter of the altercation in the blue car. The melee intensified. Smith jumped out of the car and charged the football players, igniting a fullblown confrontation involving at least 50 youths. The football players fled the scene and a chase ensued. Joseph Waites--who was not a member of any gang--was grabbed by about six gang members and beaten to the ground where he was punched and kicked. In a court-reported statement given during a police interview, Gardner admitted that he participated in the beating by punching Waites three times in the chest. When the beating had ceased, Taylor appeared from the direction of the car, gun in hand, and told the others to move because he was "fixing to bust him." Another gang member, Buck Eye Lee, then said "take care of your business" and, by his own admission, Gardner said "bust him." Taylor pointed the gun at Waites and Gardner heard four shots as he ran from the scene.

Three of the football players testified at trial: Michael Waites, the victim's brother, Anthony Foster and Cantrell Davis. Each testified that he knew Gardner at the time and that Gardner went by the nickname "Ceno." Michael Waites testified that when the blue car pulled up to the epicenter of the altercation, Gardner said "bust them folks" and that he repeated the words "bust him" three times more. Anthony Foster testified that after the driver and passenger got out of the car, Gardner told them that the football players were members of a rival gang and said "bust at their ass." Cantrell Davis confirmed the gist of Foster's testimony but testified that he heard Gardner say "fuck that folks shoot them, pop at them, bust at them, bust at them." However, on cross examination, Davis conceded that the speaker was outside his line of vision and that his identification of Gardner was based on voice recognition alone. Although Michael Waites, Anthony Foster and Cantrell Davis each spoke to the police on the day of the shooting, none of the three attributed the "bust" statements to Gardner at that time; it was only in subsequent police interviews that Gardner was named. In fact, on the day of the shooting each of the three stated that they believed the speaker to have been a Black Disciple, whereas at trial they testified that they had known that Gardner was a Gangster Disciple.

In his court-reported statement, Gardner admitted that he said "bust him" in the final stage of the altercation before Taylor fired the fatal shots. Whether these words were a leader's orders into action or the mere echoing cry of a foot soldier after the evil deed was virtually done was a defining issue at trial. The prosecution's case--that Gardner was "the chief" on the street--depended heavily on its characterization of Gardner's role during the initial stages of the altercation.2 The contention that Gardner issued an order to kill rested in part on the notion that Gardner had been the one issuing orders during those initial stages. The defense, of course, attempted to cast Gardner as a hapless private in the ranks. It argued that precisely because Gardner had not been the guy in charge during the initial stages, his utterance of the words "bust him" in the final stage was not a leader's order to kill but merely an excited exclamation--an echo of the shooter's own words--albeit of a less than innocent bystander.

Continuance

The trial commenced on Wednesday, February 15, 1995. During voir dire, the trial judge advised prospective jurors that the trial might stretch over to the following Tuesday, February 21. The prosecution rested its case in the middle of the afternoon on Friday, February 17. The defense then presented one impeachment witness, a police officer who had taken statements from the prosecution's eyewitnesses. Gardner did not testify in his own defense. At about 3:30 p.m., the defense informed the trial judge that it had one more witness, Luther Donald, a friend of the victim, who had promised to be in court that day but had gone to school instead. The defense moved for a continuance to the next court day--Tuesday, February 21, since Monday was a court holiday--in order to allow Donald to testify. When questioned about the content of Donald's proposed testimony, the defense explained:

We expect him to say that he was present with other football players and that he saw this car come up with two people in it. And that he heard the words at that point bust him or shoot him. That it came from one of the people in the car neither of whom were seen. When he first talked to the police he did give them the name Ceno. He did not assign to that person those statements.

Tr. at 145. In other words, Donald would have testified that he heard someone in the car--presumably Smith and Taylor (and not Gardner who was never in the car)--say "bust him" at the moment when Michael Waites, Anthony Foster and Cantrell Davis allegedly heard Gardner utter those very words. In denying the request for a continuance, the trial judge stated:

Let the record reflect that it is now 3:35. It appears to me on Friday--Monday is a court holiday. Tuesday we are 4 judges short. We have five jury trials, 2 judges to do it, myself and Judge Erickson. That's what is scheduled for Tuesday. It seems to me that this witness's testimony is cumulative with everything else you have said he will say, including that somebody in the car said bust him. One of the witnesses--all the witnesses have said this person got out of the car, said he wanted to bust him or something to that effect. It's already been said. And it's also opinion. It's also in the defendant's statement. It seems to me leaving aside the fact I think given the current posture of the case, if it was just for one day tomorrow, that wouldn't be so bad. I don't want the jury out on this case for three days and coming in on the 4th especially in view of the Court's schedule and in view of the fact that this is cumulative.

Tr. at 145-46. Gardner contends that the trial court committed constitutional error. He argues that the denial of his request for a continuance violated his Sixth Amendment right to present a defense and his Fourteenth Amendment rights to due process and a fair trial.

The right of a defendant to present witnesses is "the right to present a defense" and therefore "a fundamental element of due process of law." Washington v. Texas, 388 U.S. 14, 19, 87 S.Ct. 1920, 18 L.Ed.2d 1019 (1967); see also Chambers v. Mississippi, 410 U.S. 284, 302, 93 S.Ct. 1038, 35 L.Ed.2d 297 (1973). However, the right is not absolute and must be balanced against other legitimate interests in the criminal trial process. See McMorris v. Israel, 643 F.2d 458, 460-61 (7th Cir.1981). Whether to grant a continuance traditionally lies within the discretion of the trial judge. See Ungar v. Sarafite, 376 U.S. 575, 589, 84 S.Ct. 841, 11 L.Ed.2d 921 (1964); United States, ex rel. Searcy v. Greer, 768 F.2d 906, 912-13 (7th Cir.1985).

When the request for a continuance is based on the unavailability of a witness, we have premised our review on four factors: "(1) whether due diligence has been exercised to obtain the attendance of the witnesses; (2) whether substantial favorable evidence would be tendered by the witness; (3) whether the witness is available and willing to testify; and (4) whether the denial of the continuance would materially prejudice the defendant." Searcy, 768 F.2d at 913. At the same time, the Supreme Court has cautioned: "There are no mechanical tests for determining when a denial of a continuance is so arbitrary as to violate due process. The answer must be found in the circumstances present in every case, particularly in the reasons presented to the trial judge at the time the request is denied." Ungar, 376 U.S. at 589, 84 S.Ct. 841. Our task then is to weigh the exculpatory significance of Donald's testimony against the competing state interests that prevented Gardner from presenting this evidence at trial. See McMorris, 643 F.2d at 461. Gardner has the burden of demonstrating that the denial was fundamentally unfair and that "the resulting prejudice [is] such that had the continuance been granted, there is a reasonable probability that the verdict would have been different." Padgett v. O'Sullivan, 65 F.3d 72, 75 (7th Cir.1995).

The trial court gave two reasons for denying the continuance: the court's schedule and the cumulative nature of the proposed testimony. As between the two, the trial court seemed particularly preoccupied with the organization of its calendar. It is undisputed that the continuance would have necessitated stretching the trial over to the next court day. But according to defense estimates, Donald's testimony would have taken no more than one and a half hours of trial time. It is likely, therefore, that the completion of the trial would have required at most a further half day of the court's time. While the administration of the criminal docket is obviously important and is a major responsibility of the trial court, we think here that it is an inadequate justification for denying a reasonable request for a short continuance to present the only defense occurrence witness. In this instance, the potential prejudice to Gardner's defense was immeasurable and clearly outweighed what was at worst a modest disturbance of the court's calendar. In short, the trial court demonstrated "myopic insistence upon expeditiousness in the face of a justifiable request for delay...." Ungar, 376 U.S. at 589, 84 S.Ct. 841. Evidently our view is shared by the Illinois appellate court which expressed its "uneasiness with the trial court's excessive concern about the next week's schedule in the criminal court." 217 Ill.Dec. 940, 668 N.E.2d at 130.

The trial court's second rationale for the denial--that Donald's testimony was cumulative--goes to the heart of this appeal. The Illinois appellate court recognized that Donald's testimony "while cumulative to some degree, would have been of use to the defense." 217 Ill.Dec. 940, 668 N.E.2d at 130. But, ultimately, the appellate court could not say that the proposed testimony was material or that its absence prejudiced Gardner's right to a fair trial. We agree that Donald would have helped Gardner's cause at trial and we are strongly impressed by the importance of his evidence. Our reading of the record suggests that Donald's testimony could have been more than beneficial; insofar as it substantiated Gardner's version of events--and challenged the prosecution's theory of the case--Donald's testimony could have proved decisive. See Searcy, 768 F.2d at 913.

Three distinct references to the use of the term "bust him" were introduced into evidence at trial: (1) the prosecution's eyewitness testimony that Gardner spoke the phrase during the initial stages of the altercation; (2) Taylor's direction to other gang members to move out of the way because he was "fixing to bust him;" and (3) Gardner's admission in his court-reported statement that he had said "bust him" in the final stage of the altercation. Donald would have testified that when the blue car pulled up to the epicenter of the altercation he heard the words "bust him" come from someone in the car. Gardner, of course, was not in the car. Thus, Donald would have testified about a fourth distinct statement clearly attributable to someone other than Gardner during the initial stages of the altercation.

Since the football players fled the scene before the shooting, the defense maintains that the testimony of Michael Waites, Anthony Foster and Cantrell Davis--that they heard Gardner say "bust him" or words to similar effect--relates only to those initial stages. Donald would also have addressed what was said during that time and, in so doing, he would have challenged their version of events. In particular, he would have contradicted their testimony that it was Gardner who said "bust him" when the car pulled up. In constructing Gardner's alleged leadership role, the prosecution placed great store on its eyewitness testimony. Donald's ability to contradict that version of events was particularly significant because of the inconsistencies (noted above) between the original police statements and the trial testimony of Michael Waites, Anthony Foster and Cantrell Davis. At the very least, Donald's testimony would have cast a shadow of doubt over their identification of Gardner as the speaker.

We have noted that the prosecution's theory of the case relied heavily on Gardner's alleged leadership role during the initial stages of the altercation. By imputing the statement "bust him" to someone other than Gardner within that window of time, Donald would have undermined the prosecution's theory that Gardner was the "chief," the Disciple calling the shots on the street that afternoon.3 Specifically, Donald would have pointed the finger at Smith and Taylor, two older men, who had a direct hand in the death of Waites. Smith drove the car, supplied the gun and instigated the physical assault; Taylor declared that he was "fixing to bust" Waites and fired the fatal shots. Indeed, it was the arrival of these men at the scene that signaled the transformation of an episode of "trash-talking" into a violent assault and killing. In the circumstances, it is entirely plausible that Smith and/or Taylor--rather than Gardner--were orchestrating events and giving orders. Donald's testimony would have substantiated that view. Moreover, by deconstructing Gardner's alleged leadership role, Donald would have implicitly bolstered the defense's claim that Gardner's "bust him" in the final stage of the altercation was not a leader's order but instead a foot soldier's exclamation in the heat of battle.4

We fail to see how Donald's testimony could be regarded as cumulative. Donald would have provided important evidence, new to the trial, that never reached the jury. Insofar as it would have raised questions about the timing of the so-called "orders to kill" as well as the identity of the speaker it would have been both fresh and material (certainly not cumulative). To the extent that Donald would have shed light on who said what and, particularly, when, we believe that his testimony was material to the jury's determination of the defining issue whether Gardner was leader or foot soldier--whether his was a "voice" or merely an echo.5

Whether the prosecution's evidence was "still more than adequate" to support Gardner's conviction--notwithstanding anything Donald might have said--is sharply disputed. Padgett, 65 F.3d at 75. During oral argument, the State described as "inconceivable" the notion that Gardner would have been acquitted on the basis of Donald's testimony. But we do not share the State's confidence in the strength of its evidence. Donald was Gardner's only fact witness and, as a friend of the victim, his testimony could have carried particular weight with the jury. We are not saying--nor is it necessary to say--that the jury would have been swayed by the defense at the end of the day. We are saying that the defense was entitled to tell its story and that Donald was an essential character in that tale. To put it another way, the jury was entitled to consider the evidence regardless of whether ultimately it might have chosen to accept or reject it. See Enoch, 768 F.2d at 163. The bottom line: this was a close case and Donald's testimony may well have been enough to create at least a reasonable doubt in the mind of the jury.

The State argues that, in any event, Donald's testimony was not essential since Gardner could have been convicted for murder on an accountability theory as a mere accomplice. The Illinois appellate court was persuaded by this argument. See 217 Ill.Dec. 940, 668 N.E.2d at 130. But while we defer to the appellate court's explanation of Illinois's accountability theory, we take the view that what the prosecution could have argued on another day is beside the point. The prosecution here went to trial on the theory that Gardner was the leader who issued the order to kill; the jury was not asked to convict Gardner for merely emboldening Taylor in the shooting of Waites.

Finally, the State argues that defense counsel was less than diligent in securing the appearance of Donald in court and points out that there was no evidence that Donald would have been available and willing to testify on the next court day. But in giving his reasons for refusing the continuance, the trial judge cited neither a lack of diligence on the part of defense counsel nor a concern over Donald's availability and willingness to testify. The State concedes that the absence of a subpoena in the record does not in itself justify the denial of a continuance, but argues, nonetheless, that this deficiency demonstrates a lack of diligence.6 While the defense may be faulted for not securing a subpoena, we do not consider this a fatal oversight. And we see no firm basis for believing that Donald would not appear on the next court day.

For all of these reasons, we believe that the trial court constitutionally erred in refusing to grant Gardner's request for a continuance and that he is therefore entitled to a writ of habeas corpus.

Voir Dire

The Sixth Amendment right to an impartial jury guarantees an adequate voir dire to identify unqualified jurors and to provide sufficient information to enable the defense to raise peremptory challenges. See Morgan v. Illinois, 504 U.S. 719, 729, 112 S.Ct. 2222, 119 L.Ed.2d 492 (1992); Rosales-Lopez v. United States, 451 U.S. 182, 188, 101 S.Ct. 1629, 68 L.Ed.2d 22 (1981); United States v. Lewin, 467 F.2d 1132 (7th Cir.1972). The Constitution "does not dictate a catechism for voir dire," Morgan, 504 U.S. at 729, 112 S.Ct. 2222, and there is no right to have particular questions asked. See Ham v. South Carolina, 409 U.S. 524, 528-29, 93 S.Ct. 848, 35 L.Ed.2d 46 (1973). Provided that the minimum mandates of the Sixth Amendment are satisfied, the trial court has broad discretion in determining what questions may be asked. See United States v. McAnderson, 914 F.2d 934, 942-43 (7th Cir.1990).

In the present case, Gardner contends that the trial court abused its discretion by refusing to allow sufficient questioning to uncover potential gang bias. Having unsuccessfully moved to exclude all gang-evidence from the case, the defense submitted five questions--designed to elicit gang bias--for the court to pose to potential jurors during voir dire:

(1) Have you or any member of your immediate family ever had any direct involvement with a street gang?

(2) Do you think that someone who is in a gang is necessarily a criminal?

(3) Do you understand that it is not a crime just to join a gang?

(4) Do you understand that one member of a gang is not legally responsible for the actions of other gang members just because they are in the same gang?

(5) Would you be able to put aside any feelings you may have about gangs, and give the defendant a fair trial based on the evidence?The trial court agreed to pose the first question and offered to follow-up if any of the prospective jurors responded in the affirmative. Moreover, during the course of voir dire, the court asked about any indirect involvement that the jurors or any family members might have had with street gangs. The trial court refused to pose the remaining questions, however, or to allow the defense to pose them in its stead.

The conduct of voir dire in gang cases presents particular challenges. Our society takes a very dim and undiscriminating view of street gangs. That jurors may automatically see in gang membership the taint of criminality is a real concern. The Illinois courts have recognized that evidence of gang association may have an unduly suggestive and distorting effect on a jury. See People v. Cruz, 164 Ill.App.3d 802, 115 Ill.Dec. 795, 518 N.E.2d 320, 327 (1987) ("... in Chicago, as in every other large metropolitan area, 'there is a deep, bitter and widespread prejudice against street gangs.' ") (quoting People v. Parrott, 40 Ill.App.3d 328, 352 N.E.2d 299, 302 (1976)). Moreover, an Illinois appellate court has held that a trial court's failure during voir dire to ask any questions that would probe for gang bias amounts to reversible error. See People v. Jimenez, 284 Ill.App.3d 908, 220 Ill.Dec. 97, 672 N.E.2d 914, 917 (1996).

We have previously recognized the importance of thorough voir dire in the context of gang trials. In McAnderson, the defendants were muslims and members of the El Rukns, a predominantly black Chicago street gang, who were convicted of involvement in a conspiracy to commit terrorist acts. The defendants challenged the adequacy of voir dire, contending that the district court should have asked more pointed questions in probing for racial and religious bias (rather than gang bias specifically). We refused to reverse what we deemed to be a careful and detailed voir dire process, noting that the district court had asked questions not only about the defendants' race, religion and ethnic background but also about the jurors' knowledge of the El Rukns. See 914 F.2d at 943.

In the present case, the persona of the street gang ran like a thread through the fabric of the trial. From the first sally of opening argument, through the various stages of the trial, the prosecution emphasized the case's immersion in gang lore. The jury was told about Gardner's membership in the Gangster Disciples, his association with other gang members on the day of the shooting, the provocative "trash-talking" of the gang members, the gang-motivated confrontation with the football players, and ultimately, the gang-beating and gang-shooting of Waites. The prosecution hammered the theme home in rebuttal argument on closing:

This case is about the stupidity of street gangs in Chicago. You have seen first hand why this country looks at Chicago with such disgust and disdain. It's because of GDs, because of folks just like this seated right here.

Some people have asked what can we do about this senseless violence, about these innocent victims that will die. There was an innocent victim in this case. He did nothing, nothing, nothing deserving to die. My God, we have to do something about that. Well today as jurors you have the rare privilege of being in a position to actually do something about the gang violence in Chicago.

Tr. at 181. Given the prosecution's emphasis on gangs as central to the case and the powerful bias against membership in gangs, identifying gang bias among prospective jurors was essential to an adequate voir dire--all the more so since Gardner was to be tried on an accountability theory. The prospective jurors were asked only whether they or any member of their immediate family had ever had any involvement--direct or indirect--with street gangs. This strikes us as an unduly narrow approach. The potential for juror bias is by no means limited to direct or indirect involvement with street gangs. Like any other form of prejudice, gang bias may be born of perception as much as personal experience. Most potential jurors in Illinois (and their families) may have had no direct or indirect involvement with street gangs but many of them would probably hold opinions on the subject. In the circumstances, we believe that some questions directed to juror perception of and predisposition towards gangs would have been appropriate. An adequate inquiry should include (but need not be limited to) questions that confirm the ability of prospective jurors to put aside any such feelings and decide the case on the basis of the evidence presented.

We recognize that the trial court need not recite a litany of questions during voir dire--including the particular questions requested by the defense. But the court should undertake some minimal inquiry into matters that may have a bearing on bias. Thus, we cannot share the view of the Illinois appellate court that the questions posed by the trial court here were sufficient to create a reasonable guarantee that any bias would be discovered. See 217 Ill.Dec. 940, 668 N.E.2d at 131. And given the narrowness of the trial court's inquiry, the offer of follow-up on any positive response was essentially meaningless. This was not an instance where the trial court undertook "a lengthy and detailed" voir dire in probing for gang prejudice and merely refrained from asking "certain questions thought by the defense to be better than the ones used." McAnderson, 914 F.2d at 943 (internal quotation and citation omitted).7 Clearly something more was required here in order to meet "the essential demands of fairness." Morgan, 504 U.S. at 730, 112 S.Ct. 2222. In the circumstances, we believe that the trial court's questioning was insufficient to assure Gardner the adequate voir dire to which he is constitutionally entitled.8

We find that the trial court's decisions to deny the continuance and to limit voir dire were "contrary to, or involved an unreasonable application of, clearly established Federal law...." 28 U.S.C. § 2254(d)(1). Thus, we REVERSE the decision of the district court and REMAND with the direction that the writ of habeas corpus shall issue unless the State affords Gardner a new trial within 120 days.

BAUER, Circuit Judge, dissenting.

I respectfully dissent. I start with two givens: the district court opinion is to be affirmed unless it is unreasonable and both the district court and this court must review the factual findings of the state appellate court presuming them to be true. Add another fact: the defendant confessed to the event that led to his conviction--and that fact remains fixed. The confession's admissibility was based on a factual finding, untouchable for practical purposes, by any but the trial court.

The proposed testimony of the missing witness (or more accurately, the unsubpoened witness), taken at best, would not have been a "radically" (appellant's term) different story than that presented by the prosecution. What he would have said, according to the attorney who requested the continuance, was that he heard one of the people in the car say "bust him or shoot" him. Even if true, this does little to help the defense; more than one person might use the language ascribed to the defendant. As the appellate court carefully pointed out, Gardner "admitted saying 'bust him' meaning 'shoot him'. Tony shot him." And witnesses testified that Gardner used the phrase four times. That satisfies my comfort level that justice was done.

As Justice Wolfson said in his excellent opinion: "Whether Gardner said it once (as he admitted) or four times (as eyewitnesses testified), 'bust him' is a directive to shoot. We cannot see that Donald's testimony about the initial 'bust him' would have made any difference." (People v. Gardner, 282 Ill.App.3d 209, 217 Ill.Dec. 940, 668 N.E.2d 125, at 130).

I also hold the firm belief that the street gang matter was appropriately handled by both the state courts and federal district court. The subject matter is delicate; long inquiries can be more detrimental to a fair trial than serve to expose an unwarranted prejudice. Street gangs have gained a deserved reputation for murder, terror and general criminal activity. To ask a juror about any prejudice he or she might harbor about a gang member or gang activity is to invite a trip through mine fields. Such a trip requires balance that I believe was given in this case. The Illinois appellate court handled this issue in a most appropriate fashion.

Because I think the appellant has failed to rebut the presumption of correctness of the Illinois courts, I would affirm the denial of the writ.1

*****

1

In a court-reported statement given during a police interview, Gardner referred to Richard Taylor by another name, Tony Davis

2

The defense's theory was that there were two distinct phases to the altercation: the first phase comprised the initial confrontation and subsequent flight of the football players; the second phase involved the beating and ultimate shooting of Waites. The defense argued that because Michael Waites, Anthony Foster and Cantrell Davis fled the scene during the first phase, they were not privy to what was said and done during the second phase. The prosecution depicted the altercation as a single, shorter episode and relied on the testimony of these witnesses that only a matter of seconds elapsed between the football players' flight and the firing of the fatal shots. For present purposes, it is not necessary to choose one of these versions over the other. It is sufficient to note that, whatever its overall duration, the altercation comprised several discernible stages--the precipitous verbal exchanges, the assault on the football players, the flight and chase, the beating of Waites and, ultimately, the fatal shooting

3

The prosecution reached the culmination of its leadership theory on rebuttal in closing argument: "A man by the name of Hitler never murdered anybody, never touched anybody, never placed anybody inside of one of those ovens but yet he was the one that set this into motion. He's the one who gave that order.... That's what this case is about today." Tr. at 176

4

The dissent proceeds on the assumption that the statement must have been an order to kill. We believe instead that an understanding of the broader context is required. Here, the shooter strode up to the victim, gun in hand, saying that he was "fixing to bust him." Buck Eye Lee, another gang member, told the shooter to "take care of his business." Gardner then echoed the shooter's words and ran away. At trial, perhaps conscious that this exchange is certainly open to more than one interpretation, the prosecution reached back to the initial stages of the altercation (with regard to which its witnesses, Michael Waites, Anthony Foster and Cantrell Davis testified) in an attempt to cast Gardner as the leader from the start, issuing orders. For if Gardner was not the leader, his statement cannot be characterized as an order. And if Gardner's statement was not an order, but a mere echo of the shooter's own words, the prosecution's theory collapses. Insofar as Donald's testimony would have challenged Gardner's leadership role, it could have triggered a domino effect. Without the benefit of this evidence, we believe that the jury was presented with a very one-sided depiction of events

5

The present case is analogous to United States, ex rel. Enoch v. Hartigan, 768 F.2d 161 (7th Cir.1985), insofar as the putative testimony provides a window on the time frame of events. The defendants there were three brothers accused of raping and sexually assaulting Sandra Davis in their apartment. The defense sought a continuance to present an additional witness, Patricia Griffin, who lived next door to the Enoch brothers. Griffin was expected to testify that she had heard no struggle in the Enoch apartment on the night in question and that the following morning she had heard a man other than one of the Enochs yell at Davis: "Bitch, where's the money?" suggesting that Davis may have engaged in an act of prostitution and found herself in trouble with her pimp. The trial court took the view that Griffin's testimony would have been cumulative since others had testified that Davis was a prostitute. However, we disagreed, on the ground that Griffin's testimony would have gone to the issue whether Davis had engaged in an act of prostitution on the night in question. As such it would have provided an alternative explanation to the prosecution's theory of the case. See id. at 162-64. Similarly, in the present case, Donald's testimony would have provided a different perspective on the first phase of the altercation, when, according to the prosecution, Gardner allegedly said "bust him" and thereby set in motion the events leading to Waites's death

6

The State has not cited--nor can we find--any direct support for its position. Illinois case law suggests that the issuance of a subpoena is relevant but not decisive. See People v. Timms, 59 Ill.App.3d 129, 17 Ill.Dec. 37, 375 N.E.2d 1321, 1325 (1978) (failure to subpoena witnesses did not in itself establish a lack of due diligence where counsel reasonably expected witnesses to come in on their own and witnesses were delayed by unrelated last-minute events); People v. Thomas, 4 Ill.App.3d 535, 281 N.E.2d 447, 448 (1972) (denial of a continuance upheld where counsel had not subpoenaed the witness but also failed to show the materiality of the proposed testimony). See also People v. Sargent, 184 Ill.App.3d 1016, 133 Ill.Dec. 115, 540 N.E.2d 981, 985-86 (1989) (counsel's failure to indicate the content of the proposed testimony and to explain the whereabouts of the witness demonstrated a lack of diligence)

7

The present case is also distinguishable from United States v. Granados, 117 F.3d 1089, 1092-93 (8th Cir.1997), in which the Eighth Circuit upheld the adequacy of a voir dire where the defense had raised no objection to the district court's failure to put questions relating to gang bias to the prospective jurors

8

The dissent implies that inquiry into gang prejudice must necessarily be long and tortuous. But there is no prescribed formula for voir dire. The number and nature of questions posed and the extent of any follow-up are within the discretion of the trial judge provided the constitutional yardstick of adequacy is met. We part company with the dissent on the recipe for an adequate voir dire in gang trials. We simply cannot see how an inquiry directed solely to the jurors' involvement with gangs can be adequate in these circumstances. Something more is required to facilitate the exercise of peremptory challenges and, ultimately, to guarantee an impartial jury

 
 

199 F.3d 915 (7th Cir. 1999)

CLARENCE GARDNER, Petitioner-Appellant,
v.
PAUL BARNETT, Warden, Danville Correctional Center, Respondent-Appellee.

No. 98-1314

In the United States Court of Appeals For the Seventh Circuit

Argued January 12, 1999
Reargued En Banc September 22, 1999
Decided December 10, 1999

Appeal from the United States District Court for the Northern District of Illinois, Eastern Division. No. 97 C 6840--Suzanne B. Conlon, Judge.

Before Posner, Chief Judge, and Bauer, Cudahy, Coffey, Flaum, Easterbrook, Ripple, Manion, Kanne, Rovner, Diane P. Wood, Evans and Williams*, Circuit Judges.

Bauer, Circuit Judge.

Joseph Waites, the student manager of the Calumet High School football team, was shot and killed when he and other members of the football team got into a street fight with local gang members. Clarence Gardner ("Gardner"), one of the gang members, was charged with first degree murder based upon a theory of accountability. He was tried, convicted and sentenced to 35 years in prison by a jury in the Circuit Court of Cook County. Claiming error in the court's voir dire process and error by the court in failing to permit him a brief recess in the trial to gain the attendance of a witness, Gardner appealed his conviction to the Illinois Appellate Court. The Illinois Appellate Court affirmed the conviction, and the Illinois Supreme Court denied his petition for leave to appeal. See People v. Gardner, 282 Ill.App.3d 209, 217 Ill.Dec. 940, 668 N.E.2d 125 (1st Dist. 1996); 168 Ill.2d 606, 219 Ill.Dec. 569, 671 N.E.2d 736 (1996). Gardner's petition for habeas corpus to the District Court was also denied. See Gardner v. Barnett, 1998 WL 2838 (N.D. Ill.). He appealed and a panel of this Court reversed, but upon the granting of Respondent's Petition for Rehearing that Order was vacated. This Court heard the matter en banc and now affirms the District Court's denial of Gardner's petition for habeas corpus relief.

I. BACKGROUND

Gardner does not challenge the Illinois Appellate Court's statement of facts. Those facts are entitled to a presumption of correctness and we adopt them here. Kines v. Godinez, 7 F.3d 674, 677 (7th Cir. 1993), cert. denied, 510 U.S. 1200, 114 S.Ct. 1314, 127 L.Ed.2d 664 (1994).

On October 28, 1993, Joseph Waites was fatally shot. The unfortunate events which led to his death began around 4:55 p.m. that day. Petitioner-Appellant Clarence Gardner was at 79th Street and Carpenter. The area of 79th and Carpenter, just a few blocks from the Calumet High School, was the territory of the Gangster Disciples and the Black Disciples, affiliated gangs. Beyond that was the territory of the rival gangs, the Vice Lords and the Blackstones. In between the gangs' territory was the neutral area between 79th Street and Calumet High. It was around this edge of the Gangster Disciples' territory and the neutral territory that the fight erupted.

As Gardner was at 79th and Carpenter, a car with two of his friends, "Tony" and "Meechie," drove up. Gardner, Tony and Meechie are all members of the Gangster Disciples. Tony and Meechie waved Gardner over to the car and got out to talk to him when he reached them. As they stood there they saw Joseph Waites and several other members of the Calumet High School football team walking down 80th and Carpenter. The group was walking toward Morgan, toward the Blackstone's territory. Meechie asked Gardner and Tony if the players were "hooks," i.e. whether they were members of the Blackstone gang. Neither Gardner nor Tony replied.

The three ran to the corner of 80th and Carpenter where they were joined by a fourth person, Andre Bridges. Bridges was a Black Disciple. The four then went to 80th and Morgan, where eleven or twelve members of the football team were present. Gardner asked one of the football players what was going on and was told that the football players were "having an egg fight." He replied "oh" and walked back toward 80th and Carpenter with the other three Disciples.

There were about fifteen Black Disciples waiting at the corner of 80th and Carpenter when Gardner, Tony, Meechie and Bridges got back. Immediately, Meechie and Tony ran back to Meechie's car and drove down Carpenter to 80th, where they parked the car in the middle of the block. Meechie got out and began walking toward the football players. His hands were in his pockets1.

Meechie charged the football players, grabbing one and igniting a full blown confrontation involving at least 50 youths. As this was happening, someone shouted "bust them folks" three or four times. "Bust them" is a street expression meaning "shoot them." Some of the football players began to flee. Joseph Waites tried to run away but as he was running, he fell, and was beaten by six Black Disciples. Gardner joined in and admittedly punched Joseph Waites in the chest three times. As Waites lay on the ground balled up, the Disciples continued beating him. The beating lasted until Meechie and Tony once again arrived in the car. Tony got out of the car with a .25 or a .22 automatic, approached Joseph Waites and told the other Disciples to move because he was "fitting to bust" Waites. Gardner understood this meant Tony was going to shoot Joseph Waites. Gardner said "bust him" and began to run away.

As Gardner was running away, Tony shot Joseph Waites four times. Gardner was later arrested and charged with first degree murder under a theory of accountability. In a statement given to the police, Gardner admitted the above facts and, importantly, the fact that he said "bust him" to Tony just before Tony shot and killed Joseph Waites.

Michael Waites (Joseph's brother) was present during the fight and testified at trial. Other members of the football team to testify at trial were Anthony Foster and Cantrell Davis. All three testified that the person shouting "bust them folks" as the brawl began was Clarence Gardner. Their individual testimonies further showed Clarence Gardner's involvement in and responsibility for Joseph Waites' death.

Michael Waites ("Michael") said that Gardner and ten to fifteen other gang members came up to the team. Gardner asked whether the players were "fitting to jump on some of his folks" and told Michael and another player to take off their hats, which they did. At this point, a blue car pulled up and stopped across the street. Two men got out. Gardner said to the two men "bust them folks." Gardner asked if the players were "hooks." The team said they were not and showed Gardner their football jerseys. Gardner, Michael testified, replied "fuck that shit, bust them." The driver of the car then swung at one of the players, and the other boy swung back. Gardner said "bust them" again and the team started to run. About five seconds later, Michael heard gunshots.

Anthony Foster ("Foster") testified that after telling Gardner they were not "hooks," Gardner told the driver of the blue car the team members were "hooks." Gardner then told the driver and his passenger to "bust at their ass." Foster knew that by this Gardner was telling the other gang members to shoot them.

Cantrell Davis similarly testified that Gardner told the car's driver and passenger the players were "hooks" even though they said they were not. He also testified that after that Gardner said "fuck that folks shoot them, pop at them, bust at them, bust at them."

Gardner presented only one witness at trial, a police officer called to impeach minor aspects of Michael's, Foster's and Davis' testimony. He would have called one additional witness, Luther Donald ("Donald"), but Donald failed to appear in court when his testimony would have been presented. The trial court refused to continue the case over the weekend so that Donald could be brought in. Gardner did not testify.

II. DISCUSSION

A. Standard of Review

Federal courts may grant a writ of habeas corpus when a person is held in custody under a state court judgment in violation of the United States Constitution. 28 U.S.C. sec.2254; Kavanagh v. Berge, 73 F.3d 733, 735 (7th Cir. 1996). In order to merit federal habeas relief, a petitioner must establish that the state court proceedings resulted in a decision that was contrary to, or involved an unreasonable application of clearly established federal law as determined by the United States Supreme Court. 28 U.S.C. sec.2254(d)(1). See also Lindh v. Murphy, 96 F.3d 856 (7th Cir. 1996) (en banc) rev'd on other grounds 521 U.S. 320 (1997). Otherwise, a petitioner must demonstrate that the state court decision was based on an unreasonable determination of the facts, given the evidence presented during the state court proceedings. 28 U.S.C. sec.2254(d)(2). Where, as here, the district court denied habeas relief, we review the district court's findings of fact under a clearly erroneous standard and its legal conclusions de novo. Neumann v. Jordan, 84 F.3d 985, 987 (7th Cir. 1996).

B. Continuance

The trial began on Wednesday, February 15, 1995. By the middle of the afternoon on Friday, February 17th, the prosecution rested. After calling the police officer who had taken the witness' statements, the defense ran out of witnesses. Gardner's lawyer told the court he had one more witness, Luther Donald, a football player and friend of the victim. Donald had promised to be in court that day but had gone to school instead2. Therefore, he requested a continuance to the next court day (which would have been Tuesday since Monday was a court holiday) in order to allow Donald to testify. When asked what Donald would testify to, defense counsel said:

We expect him to say that he was present with other football players and that he saw this car come up with two people in it. And that he heard the words at that point bust him or shoot him. That it came from one of the people in the car neither of whom were seen.

The trial judge denied the motion for a continuance, saying:

Let the record reflect that it is now 3:35. It appears to me on Friday--Monday is a court holiday. Tuesday we are 4 judges short. We have five jury trials, 2 judges to do it, myself and Judge Erickson * * * It seems to me that this witness' testimony is cumulative * * * including that somebody in the car said bust him. * * * [A]ll the witnesses have said this person got out of the car, said he wanted to bust him or something to that effect. It's already been said. And it's also opinion. * * * [I]f it was just one day tomorrow, that wouldn't be so bad. I don't want the jury out on this case for three days and coming in on the 4th especially in view of the Court's schedule and in view of the fact that this is cumulative.

The appellate court "express[ed its] uneasiness with the trial court's excessive concern about the next week's" trial schedule, but nonetheless determined that Donald's proposed testimony was not material and that its absence did not prejudice Gardner's right to a fair trial. 282 Ill.App.3d 209, 215-216. The court correctly reasoned that "[w]hether Gardner said it once (as he admitted) or four times (as eyewitnesses testified), 'bust him' is a directive to shoot. We cannot see that Donald's testimony about the initial 'bust him' would have made any difference." 282 Ill.App. 3d at 216. This type of harmless error analysis has been approved by the Supreme Court, Brecht v. Abrahamson, 507 U.S. 619, 638 (1993) (citing Kotteakos v. United States, 328 U.S. 750, 776 (1946)), and thus we cannot say that the Illinois Appellate Court's decision was contrary to or involved an unreasonable application of federal law.

The prosecution's theory at trial was that Gardner was the gang leader and it was his order to "bust" Joseph Waites that Tony was following when he shot Waites. Presumably, Gardner's attorney sought to counter this theory with Donald's testimony that someone (in addition to) Gardner used the words "bust him" during the melee. But, whether other orders were given as the fight started is of little help to the defense. Gardner admitted saying "bust him" as Tony was standing over Waites with a cocked gun. Immediately after Gardner gave the order to shoot, Tony fired four shots into Waites, killing him.

Gardner was tried and convicted under a theory of accountability. That statue provides that "[w]here two or more persons engage in a common criminal design or agreement, any acts in furtherance thereof by one party are considered to be the acts of all parties to the common design and all are equally responsible for the consequences of such further acts." 720 ILCS 5/5- 2(c). Therefore, the fact that someone other than Gardner may have said "bust him" is not dispositive of Gardner's guilt.

The proffered testimony was, as the appellate court correctly concluded, not material.

We are mindful, as the petitioner urges, that every defendant has a right to present witnesses in his defense. Chambers v. Mississippi, 410 U.S. 284, 302 (1973). But, that right is not unfettered and is within the discretion of the trial judge. The trial court's failure to grant a continuance to secure the presence of a witness will result in a writ of habeas corpus only if the defendant can demonstrate the possibility that the error caused the trial to be fundamentally unfair. United States ex rel. Searcy v. Greer, 768 F.2d 906, 912 (7th Cir. 1985). This Gardner cannot do.

To determine whether the trial court abused its discretion in denying the request for a continuance, thus rendering the trial fundamentally unfair, the court must determine (1) whether due diligence was exercised to secure the availability of the witness; (2) whether the witness would offer substantial favorable testimony; (3) whether the witness is both willing and available to testify; and (4) whether the defendant would be materially prejudiced by the denial of the continuance. Id. at 913. The appellate court considered these factors, although under the guise of state law, and quite correctly concluded "Donald's testimony about hearing "bust him" from someone in the car would not have materially impeached any State witness. The eyewitness testimony and Gardner's own confession place the defendant squarely within a violent enterprise." People v. Gardner, 282 Ill.App.3d at 216. The appellate court, pursuant to its consideration of these factors, also concluded "[w]hether Gardner said it once or four times, 'bust him' is a directive to shoot. We cannot see that Donald's testimony about the initial 'bust him' would have made any difference." Id.

Having analyzed the same factors in its inquiry that this court would examine to determine whether the petitioner's rights to due process and a fair trial were violated, and having reached the same result, we cannot say that the Illinois court's determination was "contrary to, or involved an unreasonable application of clearly established federal law" or was "based on an unreasonable determination of the facts." 28 U.S.C. sec.2254(d). The judgment of the District

Court denying the writ of habeas corpus on this issue is therefore affirmed.

C. Voir Dire

Gardner also argues that he was deprived of his Sixth Amendment right to be tried by an impartial jury when the trial court refused to voir dire potential jurors on four out of five questions he submitted regarding potential bias against street gangs. The question asked by the trial court was "[h]ave you or any other member of your immediate family ever had any direct involvement with a street gang?" The court indicated that if any member of the venire responded affirmatively to that question it would follow up with additional questions.

Despite having said he would not ask the other proposed questions regarding street gangs, the trial judge did ask the additional question of whether anyone had an indirect involvement with street gangs. Only one gentleman answered positively. He was not selected for the jury even though another juror who had a potential bias because he had children who played on a high school football team was. These questions, in addition to the promise to follow-up on any affirmative responses, and the general admonishments about being able to follow the law and set aside any sympathy and prejudice in rendering judgment were sufficient to address the possibility of juror bias.

The conduct of voir dire is left to the trial court's sound discretion. Morgan v. Illinois, 504 U.S. 719, 729 (1992). The litigants do not have a right to have a particular question asked. Ham v. South Carolina, 409 U.S. 524, 527 (1973). Although the Constitution does require inquiries into certain biases (such as race), Ham, 409 U.S. at 527, bias against street gangs is not among them. Thus, Gardner had no entitlement to the questions he proposed.

In the state courts of Illinois, however, a litigant is entitled to have the venire questioned as to potential biases against gang members. People v. Jimenez, 672 N.E.2d 914, 917 (1st Dist. 1996). In that case, Jimenez's conviction was reversed because the trial court refused to ask any questions that could expose jurors' knowledge of or predisposition against gangs. Id. at 919.3 Obviously, in our case, the situation is much different. The trial court here did ask questions to discover who among the panel had familiarity with gangs through experience. That line of questioning revealed only one prospective juror who had an "indirect" experience with gangs. Had there been any need to go any further with the questioning, the court indicated it would be willing to do so.

The Petitioner cites us to the Jimenez holding in a footnote of his brief. We note that Jimenez is state law and not binding upon this court. Nor do we believe it should be followed. The subject matter of gangs and the unlawful activities their members engage in is delicate and long inquiries can be more detrimental to a fair trial than serve to expose an unwarranted prejudice. Not only does it invite a trip through a mine field it can actually serve to educate some persons whose understanding of gangs is limited, and create prejudice where none existed before. Certainly, there are areas of suburbia where gangs and street crime are not pervasive and the only knowledge of gangs those citizens have is of hanging out with "the gang" after school. Or of getting their friends ("the gang") together for an evening of reminiscing about "the good old days." In areas where this is the prevalent way of thinking, lengthy inquiries into possible predispositions against gangs is not necessary. Thus, unlike the state court in Jimenez, we believe the better way is to leave the matter to the sound discretion of the trial judge.

Federal habeas relief is only available where a petitioner establishes that the state court proceedings resulted in a decision that was "contrary to, or involved an unreasonable application of clearly established federal law" or was "based on an unreasonable determination of the facts." 28 U.S.C. sec.2254(d). Gardner fails to show the Illinois Appellate Court unreasonably applied federal law when it determined the trial judge's question was sufficient to address the issue of gang bias. Thus, relief is unwarranted on this claim.

III. CONCLUSION

Although things did not turn out as Clarence Gardner wished, we do not believe that the errors about which he complains denied him a fair trial. They certainly do not rise to the level of constitutional violations and deprivation of due process. Accordingly, we affirm the District Court's denial of Clarence Gardner's petition for writ of habeas corpus.

*****

*

Judge Ann Claire Williams took no part in the consideration of this case.

1

In a statement given to the police, Gardner admitted that he knew that Meechie sometimes kept a gun in his car under the dashboard. Gardner had last seen it there three or four weeks before the shooting.

2

The defense contends that Donald was under subpoena to appear in court that day. But that cannot be confirmed. There is no subpoena in the record.

3

The Illinois Supreme Court denied the petition for leave to appeal. 679 N.E.2d 383.

*****

Cudahy, Circuit Judge, with whom Ilana Diamond Rovner and Diane P. Wood, Circuit Judges, join, dissenting.

Clarence Gardner--at the time of the crime sixteen years old and with no criminal record--was convicted of first-degree murder on a theory of legal accountability. He did not pull the trigger; he did not supply the gun; nor did he bring the shooter to the scene of the crime. There is no evidence of any pre-arrangement to commit murder or evidence that the shooting could have been foretold by Gardner. The entire case is based on the theory, in the closing words of the prosecutor to the jury, that Gardner was the "guy in charge . . . the one giving the orders . . . the one that everyone [was] following." Comparing Gardner's position of command with that of Adolph Hitler, the prosecution noted that "Hitler never murdered anybody, never placed anybody inside those ovens" but "he was the one who gave the order."

To prove its case in the context of over seventy youths embroiled in a furious melee (R. vol. 4 at 63, 72; R. vol. 5 at 64-65),1 the State produced three witnesses to testify that Gardner shouted "bust them folks" three or four times as the shooter and the man who supplied the gun (both of whom were noticeably older than Gardner (R. vol. 4 at 80-81)) approached the tumultuous scene, and the driver emerged from a blue car. The only witness the defense was able to present was a police detective who testified that, when the three gave statements to the police on the day of the shooting, nothing was said about Gardner as the source of the "bust em's." (R. vol. 5 at 117-19).

The witness, Luther Donald, that the defense was not allowed to present was not Gardner's friend. In fact, he was a member of the football team and a friend of the murdered youth, Joe Waites. (R. vol. 4 at 52, 77-78). But he had been interviewed by defense counsel and was prepared to testify that the "bust em's" shouted at the onset of the altercation came from inside the blue car (R. vol. 5 at 145-47), where Gardner never was at any time. (R. vol. 4 at 61, 74, 95, 116). The only people inside the blue car were the shooter and the man who supplied the gun (R. vol. 4 at 60-61; R. vol. 5 at 58, 63-64, 66), people who might very well have shouted their violent intentions. Luther Donald's testimony, therefore, would have been eminently credible and in stark contradiction of the State's witnesses. There would have been nothing cumulative about Donald's testimony, and it likely would have given the jury an entirely different slant on the murderous incident.

But the trial judge did not let Donald testify. Apparently, the fact that the issue arose on a Friday afternoon was decisive. The trial judge said, "If it were just for one day, tomorrow, that wouldn't be so bad." The trial court noted that there were "five jury trials" scheduled for the following court day (Tuesday), and the courthouse was "four judges short." For this reason, it denied the continuance permitting Donald's testimony. The Illinois Appellate Court expressed its "uneasiness with the trial court's excessive concern about the next week's schedule in the criminal court." People v. Gardner, 282 Ill. App. 3d 209, 215-16 (1st Dist. 1996). But uneasiness is not enough when the right to a fair trial is at stake. The denial of a continuance in these circumstances surely offends due process. In this first-degree murder case involving a sixteen-year-old defendant with no prior criminal convictions, refusing a defendant to bring to court his most critical witness, and basing that refusal on "scheduling" considerations is both shocking and unconstitutional. See Chandler v. Fretag, 348 U.S. 3 (1954); Ungar v. Sarafite, 376 U.S. 575 (1964). Such "myopic insistence upon expeditiousness" cannot be tolerated, Ungar, supra at 589 (citing Chandler, supra), and the Courts of Appeals are in total agreement on this point.2

Donald's testimony was crucial because the source of the "bust em's" shouted at the beginning of the altercation, when the blue car arrived and the driver got out and started the confrontation, is pivotal in determining whether Gardner was a commander ordering an execution--as the State charges. Later, while the football players were fleeing, the shooter (who had apparently remained in the car) emerged, charged out of the automobile, cocked his gun and shouted at Gardner and the others to "move" because he was "fixing to bust" Joe Waites. (R. vol. 5 at 66-67). Another gang member, Buckeye Lee, chimed in, telling the shooter to "take care of his business." (Id. at 67). It was at this later point that Gardner admitted to saying "bust him" as he fled the scene and the shooter fired the fatal shots. (Id. at 67-68). But there is nothing to suggest that this later "bust him" was a command; it might have been posed as a question or blurted out in dismay. It was uttered only after the shooter had announced his intentions and had almost finished the business of killing Waites. (Id. at 66-68). That Gardner apparently echoed the shooter's words as he fled would hardly make him a commander in the field or lend substance to the Hitler analogy.

Of course, neither Donald nor the State's three witnesses would have had anything to say about this later stage of the confrontation. In fact, by that time, all four of them had moved on from the side of the fallen Waites. (R. vol. 4 at 77- 78, 80, 111, 127-28). It was the earlier "bust em" shouts to which the State pointed as commands and that Donald would have ascribed to persons other than Gardner. (R. vol. 5 at 146-47). Donald was present at that crucial time, and his testimony, rather than being cumulative, could have provided a complete picture for the jury. See Enoch v. Hartigan, 768 F.2d 161, 162-4 (7th Cir. 1985) (affirming grant of habeas petition in part because testimony that would have provided an alternative explanation to the prosecution's theory of the case was found not to be cumulative). The refusal to hear him therefore offended due process and precluded a fair trial.

With respect to the voir dire, it is important to understand how pervasively the case was presented as a singular exhibition of gang violence. From start to finish, the prosecution emphasized the case's immersion in gang lore. The jury was told about Garnder's membership in the Gangster Disciples, his association with other gang members on the day of the shooting, the provocative "trash-talking" of the gang members and the gang-motivated confrontation, beating and eventual murder. The prosecution called for a veritable jihad against street gangs and hammered this theme home in rebuttal argument on closing:

This case is about the stupidity of street gangs in Chicago. You have seen first hand why this country looks at Chicago with such disgust and disdain. It is because of GD's, because of folks like this seated right here.

Some people have asked what can we do about this senseless violence, about these innocent victims that will die. There was an innocent victim in this case. He did nothing, nothing, nothing deserving to die. My God, we have to do something about that. Well today as jurors you have the rare privilege of being in a position to actually do something about gang violence in Chicago.

With this as the context, it is difficult to understand why the only question that the trial court agreed to was "Have you or any member of your immediate family ever had any direct involvement with a street gang?" The trial court refused to ask four other questions, including "Would you be able to put aside any feeling you might have about gangs, and give the defendant a fair trial based on the evidence?" The reason given for the refusal was "I don't think it's relevant."

Perhaps the judge had in mind those unidentified sectors of suburbia to which the majority opinion disingenuously points as being back in the era of "Hail, hail, the gang's all here." We are confident, however, that, with heavy media emphasis over many years, no place in America is so insulated as not to have heard of gangs in their most ominous sense. In fact, gangs themselves have now penetrated to the most protected corners of suburbia.

Contrary to Morgan v. Illinois, 504 U.S. 719 (1992), and Rosales-Lopez v. United States, 451 U.S. 182 (1981), the trial court failed to conduct voir dire sufficient to identify jurors entertaining a bias against gangs and to provide enough information to enable the defense to use its peremptory challenges. See also Ristaino v. Ross, 424 U.S. 589 (1976); Ham v. South Carolina, 409 U.S. 524 (1973); Aldridge v. United States, 283 U.S. 308 (1931). Gang issues were inextricably bound up with the conduct of the trial, indeed exacerbated by the prosecution's trial strategy, and in such circumstances, a trial judge should specifically inquire into possible bias against gangs in order to insure an impartial jury. See Ristaino, supra at 596; Ham, supra. Under the standards first announced in Aldridge, supra at 310, and most recently reiterated in Morgan, supra at 730, the trial court failed to meet the "essential demands of fairness."

Though not controlling, it is of some interest that another panel of the Illinois Appellate Court, of the same district that reviewed the Gardner case, has, on the voir dire point, cited and quoted with approval our panel opinion (subsequently vacated) which found the voir dire in Gardner to be constitutionally inadequate. See State v. Strain, 306 Ill. App. 3d 328, 335-36 (1st Dist. 1999). Thus, in another gang case, the Strain court said:

We conclude the procedure employed to test juror impartiality in the case at bar would not have revealed prejudice against gang members since the prospective jurors were asked only whether they or members of their families had ever had any involvement with street gangs. . . . A question should not depend upon the prospective juror to volunteer information that does not fall within the question's scope.

Id. at 336. Thus, the very same analysis suggested by Morgan and Rosales-Lopez as matters of federal constitutional law has been adopted by Illinois.

Finally, I do not quarrel with the proposition that to merit habeas relief, Gardner must establish that the state court proceedings resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established federal law as determined by the United States Supreme Court. 28 U.S.C. sec. 2254(d)(1). See also Lindh v. Murphy, 96 F.3d 856 (7th Cir. 1996) (en banc), rev'd on other grounds 521 U.S. 320 (1997).

Here, the refusal of the trial court to hear from Luther Donald, the defendant's only fact witness, whose testimony would have flatly contradicted the State's key witnesses, unreasonably applied the dictates of Chambers v. Mississippi, 410 U.S. 284 (1973), Washington v. Texas, 388 U.S. 14 (1967), Chandler v. Fretag, supra, and Ungar v. Sarafite, supra, and denied a fair trial. The refusal to conduct an adequate voir dire on the issue of bias related to gangs was an unreasonable application of the requirements of Morgan v. Illinois, supra, and Rosales-Lopez v. United States, supra.

For these reasons, I respectfully dissent.

*****

Notes:

1

I cite to the trial transcript in the record on appeal as (R. vol. [volume number] at [page number]).

2

See, e.g., United States v. Burns, 898 F.2d 819, 821 (1st Cir. 1990) (ordering a new trial "where defendant has been deprived of his only witness" due to denial of continuance); United States v. Clinger, 681 F.2d 221, 224 (4th Cir. 1982) (reversing denial of continuance sought by prosecution, emphasizing "the higher priority we place upon justice as opposed to judicial expediency"); Hicks v. Wainwright, 633 F.2d 1146, 1150 (5th Cir. 1981) (affirming habeas relief because "the right of petitioner to present the witness outweighed any inconvenience that would have been caused by extending the trial by a few hours"); Bennett v. Scroggy, 793 F.2d 772, 776 (6th Cir. 1986) (granting habeas petition based on trial court's denial of an overnight continuance); Enoch v. Hartigan, 768 F.2d 161, 162-64 (7th Cir. 1985) (granting habeas petition where trial court denied amendment to witness list to present exculpatory testimony from newly- discovered witness); United States v. Pruett, 788 F.2d 1395, 1397 (8th Cir. 1986) (reversing weapons conviction where defendant was denied continuance to secure attendance of material witness who had left town to attend funeral); United States v. Flynt, 756 F.2d 1352, 1361-62 (9th Cir. 1985) (finding reversible error to deny defendant continuance to procure expert testimony); Manlove v. Tansy, 981 F.2d 473, 479 (10th Cir. 1992) (affirming grant of habeas petition where defense was denied continuance to produce unavailable witness).

 
 


 

Clarence Gardner

 

 

 
 
 
 
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