SUPREME COURT OF THE UNITED STATES
428 U.S. 153
Gregg v. Georgia
CERTIORARI TO THE SUPREME COURT OF GEORGIA
The issue in this case is
whether the imposition of the sentence of death for the crime of
murder under the law of Georgia violates the Eighth and Fourteenth
Amendments.
I
The petitioner, Troy Gregg,
was charged with committing armed robbery and murder. In
accordance with Georgia procedure in capital cases, the trial was
in two stages, a guilt stage and a sentencing stage. The evidence
at the guilt trial established that, on November 21, 1973, the
petitioner and a traveling companion, Floyd Allen, while
hitchhiking north in Florida were picked up by Fred Simmons and
Bob Moore. Their car broke down, but they continued north after
Simmons purchased another vehicle with some of the cash he was
carrying. While still in Florida, they picked up another
hitchhiker, Dennis Weaver, who rode with them to Atlanta, where he
was let out about 11 p.m. [p159] A
short time later, the four men interrupted their journey for a
rest stop along the highway. The next morning the bodies of
Simmons and Moore were discovered in a ditch nearby.
On November 23, after reading
about the shootings in an Atlanta newspaper, Weaver communicated
with the Gwinnett County police and related information concerning
the journey with the victims, including a description of the car.
The next afternoon, the petitioner and Allen, while in Simmons'
car, were arrested in Asheville, N.C. In the search incident to
the arrest a .25-caliber pistol, later shown to be that used to
kill Simmons and Moore, was found in the petitioner's pocket.
After receiving the warnings required by Miranda v. Arizona,
384 U.S. 436 (1966), and signing a written waiver of his rights,
the petitioner signed a statement in which he admitted shooting,
then robbing Simmons and Moore. He justified the slayings on
grounds of self-defense. The next day, while being transferred to
Lawrenceville, Ga., the petitioner and Allen were taken to the
scene of the shootings. Upon arriving there, Allen recounted the
events leading to the slayings. His version of these events was as
follows: After Simmons and Moore left the car, the petitioner
stated that he intended to rob them. The petitioner then took his
pistol in hand and positioned himself on the car to improve his
aim. As Simmons and Moore came up an embankment toward the car,
the petitioner fired three shots and the two men fell near a ditch.
The petitioner, at close range, then fired a shot into the head of
each. He robbed them of valuables and drove away with Allen.
A medical examiner testified
that Simmons died from a bullet wound in the eye, and that Moore
died from bullet wounds in the cheek and in the back of the head.
He further testified that both men had several bruises
[p160] and abrasions about the face
and head which probably were sustained either from the fall into
the ditch or from being dragged or pushed along the embankment.
Although Allen did not testify, a police detective recounted the
substance of Allen's statements about the slayings, and indicated
that, directly after Allen had made these statements, the
petitioner had admitted that Allen's account was accurate. The
petitioner testified in his own defense. He confirmed that Allen
had made the statements described by the detective, but denied
their truth or ever having admitted to their accuracy. He
indicated that he had shot Simmons and Moore because of fear and
in self-defense, testifying they had attacked Allen and him, one
wielding a pipe and the other a knife.
[n1]
The trial judge submitted the
murder charges to the jury on both felony murder and nonfelony
murder theories. He also instructed on the issue of self-defense,
but declined to instruct on manslaughter. He submitted the robbery
case to the jury on both an armed robbery theory and on the lesser
included offense of robbery by intimidation. The jury found the
petitioner guilty of two counts of armed robbery and two counts of
murder.
At the penalty stage, which
took place before the same jury, neither the prosecutor nor the
petitioner's lawyer offered any additional evidence. Both counsel,
however, made lengthy arguments dealing generally with the
propriety of capital punishment under the circumstances and with
the weight of the evidence of guilt. The trial judge instructed
the jury that it could recommend either a death sentence or a life
prison sentence on each count. [p161]
The judge further charged the jury that, in determining what
sentence was appropriate, the jury was free to consider the facts
and circumstances, if any, presented by the parties in mitigation
or aggravation.
Finally, the judge instructed
the jury that it "would not be authorized to consider [imposing]
the penalty of death" unless it first found beyond a reasonable
doubt one of these aggravating circumstances;
One -- That the offense of
murder was committed while the offender was engaged in the
commission of two other capital felonies, to-wit the armed
robbery of [Simmons and Moore].
Two -- That the offender
committed the offense of murder for the purpose of receiving
money and the automobile described in the indictment.
Three -- The offense of
murder was outrageously and wantonly vile, horrible and inhuman,
in that they [sic] involved the depravity of [the] mind
of the defendant.
Tr. 476-477. Finding the first
and second of these circumstances, the jury returned verdicts of
death on each count.
The Supreme Court of Georgia
affirmed the convictions and the imposition of the death sentences
for murder. 233 Ga. 117, 210 S.E.2d 659 (1974). After reviewing
the trial transcript and the record, including the evidence, and
comparing the evidence and sentence in similar cases in accordance
with the requirements of Georgia law, the court concluded that,
considering the nature of the crime and the defendant, the
sentences of death had not resulted from prejudice or any other
arbitrary factor and were not excessive or disproportionate to the
penalty applied in similar cases.
[n2] The death [p162]
sentences imposed for armed robbery, however, were vacated on the
grounds that the death penalty had rarely been imposed in Georgia
for that offense, and that the jury improperly considered the
murders as aggravating circumstances for the robberies after
having considered the armed robberies as aggravating circumstances
for the murders. Id. at 127, 210 S.E.2d at 667.
We granted the petitioner's
application for a writ of certiorari limited to his challenge to
the imposition of the death sentences in this case as "cruel and
unusual" punishment in violation of the Eighth and the Fourteenth
Amendments. 423 U.S. 1082 (1976).
II
Before considering the issues
presented, it is necessary to understand the Georgia statutory
scheme for the imposition of the death penalty.
[n3] The Georgia statute, as amended after our
decision in Furman v. Georgia, 408 U.S. 238 (1972), retains
the death penalty for six categories of crime: murder,
[n4] kidnaping for ransom or where
[p163] the victim is harmed, armed robbery,
[n5] rape, treason, and aircraft hijacking.
[n6] Ga.Code Ann. §§ 26-1101, 26-1311 26-1902,
26-2001, 26-2201, 26-3301 (1972). The capital defendant's guilt or
innocence is determined in the traditional manner, either by a
trial judge or a jury, in the first stage of a bifurcated trial.
If trial is by jury, the trial
judge is required to charge lesser included offenses when they are
supported by any view of the evidence. Sims v. State, 203
Ga. 668, 47 S.E.2d 862 (1948). See Linder v. State, 132
Ga.App. 624, 625, 208 S.E.2d 630, 631 (1974). After a verdict,
finding, or plea of guilty to a capital crime, a presentence
hearing is conducted before whoever made the determination of
guilt. The sentencing procedures are essentially the same in both
bench and jury trials. At the hearing:
[T]he judge [or jury]
shall hear additional evidence in extenuation, mitigation, and
aggravation of punishment, including the record of any prior
criminal convictions and pleas of guilty or pleas of nolo
contendere of the defendant, or the absence of any prior
conviction and pleas: Provided, however, that
[p164] only such evidence in aggravation as the State
has made known to the defendant prior to his trial shall be
admissible. The judge [or jury] shall also hear argument by the
defendant or his counsel and the prosecuting attorney . . .
regarding the punishment to be imposed.
§ 27-2503 (Supp. 1975). The
defendant is accorded substantial latitude as to the types of
evidence that he may introduce. See Brown v. State, 235 Ga.
64, 647-650, 220 S.E.2d 922, 925-926 (1975).
[n7] Evidence considered during the guilt stage may
be considered during the sentencing stage without being
resubmitted. Eberheart v. State, 232 Ga. 247, 253, 206 S.E.2d
12, 17 (1974).
[n8]
any mitigating
circumstances or aggravating circumstances otherwise authorized
by law and any of [10] statutory aggravating circumstances which
may be supported by the evidence. . . .
§ 27-2534.1(b) (Supp. 1975).
The scope of the nonstatutory aggravating or mitigating
circumstances is not delineated in the statute. Before a convicted
defendant may be sentenced to death, however, except in cases of
treason or aircraft hijacking, the jury, or the trial judge in
cases tried without a jury, must find beyond a reasonable doubt
one of the 10 aggravating circumstances specified
[p165] in the statute.
[n9] The sentence of death may be imposed only if
the jury (or judge) finds one of the statutory aggravating
circumstances and then elects to [p166]
impose that sentence. § 23102 (Supp. 1975). If the verdict is
death, the jury or judge must specify the aggravating
circumstance(s) found. § 27-253.1(c) (Supp. 1975). In jury cases,
the trial judge is bound by the jury's recommended sentence.
§§ 23102, 27-2514 (Supp. 1975).
In addition to the
conventional appellate process available in all criminal cases,
provision is made for special expedited direct review by the
Supreme Court of Georgia of the appropriateness of imposing the
sentence of death in the particular case. The court is directed to
consider "the punishment as well as any errors enumerated by way
of appeal," and to determine:
(1) Whether the sentence
of death was imposed [p167] under
the influence of passion, prejudice, or any other arbitrary
factor, and
(2) Whether, in cases
other than treason or aircraft hijacking, the evidence supports
the jury's or judge's finding of a statutory aggravating
circumstance as enumerated in section 27.2534.1(b), and
(3) Whether the sentence
of death is excessive or disproportionate to the penalty imposed
in similar cases, considering both the crime and the defendant.
§ 27-2537 (Supp. 1975). If the
court affirms a death sentence, it is required to include in its
decision reference to similar cases that it has taken into
consideration. § 27-2537(e) (Supp. 1075).
[n10]
A transcript and complete
record of the trial, as well as a separate report by the trial
judge, are transmitted to the court for its use in reviewing the
sentence. § 27-2537(a) (Supp. 1975). The report is in the form of
a 6 1/2-page questionnaire designed to elicit information about
the defendant, the crime, and the circumstances of the trial. It
requires the trial judge to characterize the trial in several ways
designed to test for arbitrariness and disproportionality of
sentence. Included in the report are responses to detailed
questions concerning the quality of the defendant's representation,
whether race played a role in the trial, and, whether, in the
trial court's judgment, there was any doubt about
[p168] the defendant' guilt or the appropriateness of
the sentence. A copy of the report is served upon defense counsel.
Under its special review authority, the court may either affirm
the death sentence or remand the case for resentencing. In cases
in which the death sentence is affirmed, there remains the
possibility of executive clemency.
[n11]
III
We address initially the basic
contention that the punishment of death for the crime of murder is,
under all circumstances, "cruel and unusual" in violation of the
Eighth and Fourteenth Amendments of the Constitution. In Part IV
of this opinion, we will consider the sentence of death imposed
under the Georgia statutes at issue in this case.
The Court, on a number of
occasions, has both assumed and asserted the constitutionality of
capital punishment. In several cases, that assumption provided a
necessary foundation for the decision, as the Court was asked to
decide whether a particular method of carrying out a capital
sentence would be allowed to stand under the Eighth Amendment.
[n12] But until Furman v. Georgia, 408 U.S.
238 (1972), the Court never confronted squarely the fundamental
claim that the punishment of death always, regardless of the
enormity of the offense or the procedure followed in imposing the
sentence, is cruel and [p169] unusual
punishment in violation of the Constitution. Although this issue
was presented and addressed in Furman, it was not resolved
by the Court. Four Justices would have held that capital
punishment is not unconstitutional per se;
[n13] two Justices would have reached the opposite
conclusion;
[n14] and three Justices, while agreeing that the
statutes then before the Court were invalid as applied, left open
the question whether such punishment may ever be imposed.
[n15] We now hold that the punishment of death does
not invariably violate the Constitution.
A
The history of the prohibition
of "cruel and unusual" punishment already has been reviewed at
length.
[n16] The phrase first appeared in the English Bill
of Rights of 1689, which was drafted by Parliament at the
accession of William and Mary. See Granucci, "Nor Cruel and
Unusual Punishments Inflicted:" The Original Meaning, 57
Calif.L.Rev. 839, 852-853 (1969). The English version appears to
have been directed against punishments unauthorized by statute and
beyond the jurisdiction of the sentencing court, as well as those
disproportionate to the offense involved. Id. at 860. The
[p170] American draftsmen, who adopted
the English phrasing in drafting the Eighth Amendment, were
primarily concerned, however, with proscribing "tortures" and
other "barbarous" methods of punishment. Id. at 842.
[n17]
In the earliest cases raising
Eighth Amendment claims, the Court focused on particular methods
of execution to determine whether they were too cruel to pass
constitutional muster. The constitutionality of the sentence of
death itself was not at issue, and the criterion used to evaluate
the mode of execution was its similarity to "torture" and other "barbarous"
methods. See Wilkerson v. Utah, 99 U.S. 130, 136 (1879) ("[I]t
is safe to affirm that punishments of torture . . . and all others
in the same line of unnecessary cruelty, are forbidden by that
amendment. . . ."); In re Kemmler, 136 U.S. 436, 447 (1890)
("Punishments are cruel when they involve torture or a lingering
death. . . ."). See also Louisiana ex rel. Francis v. Resweber,
329 U.S. 459, 464 (1947) (second attempt at electrocution found
not to violate [p171] Eighth Amendment,
since failure of initial execution attempt was "an unforeseeable
accident" and "[t] here [was] no purpose to inflict unnecessary
pain, nor any unnecessary pain involved in the proposed execution").
But the Court has not confined
the prohibition embodied in the Eighth Amendment to "barbarous"
methods that were generally outlawed in the 18th century. Instead,
the Amendment has been interpreted in a flexible and dynamic
manner. The Court early recognized that "a principle to be vital
must be capable of wider application than the mischief which gave
it birth." Weems v. United States, 217 U.S. 349, 373
(1910). Thus, the Clause forbidding
cruel and unusual"
punishments "is not fastened to the obsolete, but may acquire
meaning as public opinion becomes enlightened by a humane
justice.
Id. at 378. See also
Furman v. Georgia, 408 U.S. at 429-430 (POWELL, J., dissenting);
Trop v. Dulles, 356 U.S. 86, 100-101 (1958) (plurality
opinion).
In Weems, the Court
addressed the constitutionality of the Philippine punishment of
cadena temporal for the crime of falsifying an official
document. That punishment included imprisonment for at least 12
years and one day, in chains, at hard and painful labor; the loss
of many basic civil rights; and subjection to lifetime
surveillance. Although the Court acknowledged the possibility that
"the cruelty of pain" may be present in the challenged punishment,
217 U.S. at 366, it did not rely on that factor, for it rejected
the proposition that the Eighth Amendment reaches only punishments
that are "inhuman and barbarous, torture and the like." Id.
at 368. Rather, the Court focused on the lack of proportion
between the crime and the offense:
Such penalties for such
offenses amaze those who have formed their conception of the
relation of a state to even its offending citizens from the
practice [p172] of the American
commonwealths, and believe that it is a precept of justice that
punishment for crime should be graduated and proportioned to
offense.
Id. at 366-367.
[n18] Later, in Trop v. Dulles, supra, the
Court reviewed the constitutionality of the punishment of
denationalization imposed upon a soldier who escaped from an Army
stockade and became a deserter for one day. Although the concept
of proportionality was not the basis of the holding, the plurality
observed in dicta that "[f]ines, imprisonment and even execution
may be imposed depending upon the enormity of the crime." 356 U.S.
at 100.
The substantive limits imposed
by the Eighth Amendment on what can be made criminal and punished
were discussed in Robinson v. California, 370 U.S. 660
(1962). The Court found unconstitutional a state statute that made
the status of being addicted to a narcotic drug a criminal offense.
It held, in effect, that it is "cruel and unusual" to impose any
punishment at all for the mere status of addiction. The cruelty in
the abstract of the actual sentence imposed was irrelevant: "Even
one day in prison would be a cruel and unusual punishment for the
‘crime' of having a common cold." Id. at 667. Most recently,
in Furman v. Georgia, supra, three Justices, in separate
concurring opinions, found the Eighth Amendment applicable to
procedures employed to select convicted defendants for the
sentence of death.
But our cases also make clear
that public perceptions of standards of decency with respect to
criminal sanctions are not conclusive. A penalty also must accord
with "the dignity of man," which is the "basic concept underlying
the Eighth Amendment." Trop v. Dulles, supra at 100 (plurality
opinion). This means, at least, that the punishment not be "excessive."
When a form of punishment in the abstract (in this case, whether
capital punishment may ever be imposed as a sanction for murder),
rather than in the particular (the propriety of death as a penalty
to be applied to a specific defendant for a specific crime), is
under consideration, the inquiry into "excessiveness" has two
aspects. First, the punishment must not involve the unnecessary
and wanton infliction of pain. Furman v. Georgia, supra, at
392-393 (BURGER, C.J., dissenting). See Wilkerson v. Utah,
99 U.S. at 136; Weems v. United States, supra, at 381.
Second, the punishment must not be grossly out of proportion to
the severity of the crime. Trop v. Dulles, supra, at 100 (plurality
opinion) (dictum); Weems v. United States, supra, at 367.
[p174]
B
Of course, the requirements of
the Eighth Amendment must be applied with an awareness o the
limited role to be played by the courts. This does not mean that
judges have no role to play, for the Eighth Amendment is a
restraint upon the exercise of legislative power.
Judicial review, by
definition, often involves a conflict between judicial and
legislative judgment as to what the Constitution means or
requires. In this respect, Eighth Amendment cases come to us in
no different posture. It seems conceded by all that the
Amendment imposes some obligations on the judiciary to judge the
constitutionality of punishment, and that there are punishments
that the Amendment would bar whether legislatively approved or
not.
Furman v. Georgia, 408
U.S. at 313-314 (WHITE, J., concurring). See also id. at
433 (POWELL, J., dissenting).
[n19] But, while we have an obligation to insure
that constitutional [p175] bound are
not overreached, we may not act as judges as we might as
legislators.
Courts are not
representative bodies. They are not designed to be a good reflex
of a democratic society. Their judgment is best informed, and
therefore most dependable, within narrow limits. Their essential
quality is detachment, founded on independence. History teaches
that the independence of the judiciary is jeopardized when
courts become embroiled in the passions of the day and assume
primary responsibility in choosing between competing political,
economic and social pressures.
Dennis v. United States,
341 U.S. 494, 525 (1951) (Frankfurter, J., concurring in
affirmance of judgment).
[n20]
Therefore, in assessing a
punishment selected by a democratically elected legislature
against the constitutional measure, we presume its validity. We
may not require the legislature to select the least severe penalty
possible so long as the penalty selected is not cruelly inhumane
or disproportionate to the crime involved. And a heavy burden
rests on those who would attack the judgment of the
representatives of the people.
This is true in part because
the constitutional test is intertwined with an assessment of
contemporary standards and the legislative judgment weighs heavily
in ascertaining such standards. "[I]n a democratic society,
legislatures, not courts, are constituted to respond to the will
and consequently the moral values of the people."
[p176] Furman v. Georgia, supra at 383 (BURGER,
C.J., dissenting). The deference we owe to the decisions of the
state legislatures under our federal system, 408 U.S. at 465-470 (REHNQUIST,
J., dissenting), is enhanced where the specification of
punishments is concerned, for "these are peculiarly questions of
legislative policy." Gore v. United States, 357 U.S. 386,
393 (1968). Cf. Robinson v. California, 370 U.S. at
664-665; Trop v. Dulles, 356 U.S. at 103 (plurality opinion);
In re Kemmler, 136 U.S. at 447. Caution is necessary lest
this Court become,
under the aegis of the
Cruel and Unusual Punishment Clause, the ultimate arbiter of the
standards of criminal responsibility . . . throughout the
country.
Powell v. Texas, 392
U.S. 514, 533 (1968) (plurality opinion). A decision that a given
punishment is impermissible under the Eighth Amendment cannot be
reversed short of a constitutional amendment. The ability of the
people to express their preference through the normal democratic
processes, as well as through ballot referenda, is shut off.
Revisions cannot be made in the light of further experience.
See Furman v. Georgia, supra at 461-462 (POWELL, J.,
dissenting).
C
In the discussion to this
point, we have sought to identify the principles and
considerations that guide a court in addressing an Eighth
Amendment claim. We now consider specifically whether the sentence
of death for the crime of murder is a per se violation of
the Eighth and Fourteenth Amendments to the Constitution. We note
first that history and precedent strongly support a negative
answer to this question.
The imposition of the death
penalty for the crime of murder has a long history of acceptance
both in the United States and in England. The common law rule
[p177] imposed a mandatory death
sentence on all convicted murderers. McGautha v. California,
402 U.S. 183, 197-198 (1971). And the penalty continued to be used
into the 20th century by most American States, although the
breadth of the common law rule was diminished, initially by
narrowing the class of murders to be punished by death and
subsequently by widespread adoption of laws expressly granting
juries the discretion to recommend mercy. Id. at 199-200.
See Woodson v. North Carolina, post at 289-292.
It is apparent from the text
of the Constitution itself that the existence of capital
punishment was accepted by the Framers. At the time the Eighth
Amendment was ratified, capital punishment was a common sanction
in every State. Indeed, the First Congress of the United States
enacted legislation providing death as the penalty for specified
crimes. C. 9, 1 Stat. 112 (1790). The Fifth Amendment, adopted at
the same time as the Eighth, contemplated the continued existence
of the capital sanction by imposing certain limits on the
prosecution of capital cases:
No person shall be held to
answer for a capital, or otherwise infamous crime, unless on a
presentment or indictment of a Grand Jury . . . ; nor shall any
person be subject for the same offense to be twice put in
jeopardy of life or limb; . . . nor be deprived of life, liberty,
or property, without due process of law. . . .
And the Fourteenth Amendment,
adopted over three-quarters of a century later, similarly
contemplates the existence of the capital sanction in providing
that no State shall deprive any person of "life, liberty, or
property" without due process of law.
For nearly two centuries, this
Court, repeatedly and [p178] often
expressly, has recognized that capital punishment is not invalid
per se. In Wilkerson v. Utah, 99 U.S. at 134-135,
where the Court found no constitutional violation in inflicting
death by public shooting, it said:
Cruel and unusual
punishments are forbidden by the Constitution, but the
authorities referred to are quite sufficient to show that the
punishment of shooting as a mode of executing the death penalty
for the crime of murder in the first degree is not included in
that category within the meaning of the eighth amendment.
Rejecting the contention that
death by electrocution was "cruel and unusual," the Court in In
re Kemmler, supra at 447, reiterated:
[T]he punishment of death
is not cruel within the meaning of that word as used in the
Constitution. It implies there something inhuman and barbarous,
something more than the mere extinguishment of life.
Again, in Louisiana ex rel.
Francis v. Resweber, 329 U.S. at 464, the Court remarked:
The cruelty against which
the Constitution protects a convicted man is cruelty inherent in
the method of punishment, not the necessary suffering involved
in any method employed to extinguish life humanely.
And in Trop v. Dulles, 356 U.S.
at 99, Mr. Chief Justice Warren, for himself and three other
Justices, wrote:
Whatever the arguments may
be against capital punishment, both on moral grounds and in
terms of accomplishing the purposes of punishment . . . , the
death penalty has been employed throughout our history, and, in
a day when it is still widely accepted, it cannot be said to
violate the constitutional concept of cruelty.
[p179]
Four years ago, the
petitioners in Furman and its companion cases predicated
their argument primarily upon the asserted proposition that
standards of decency had evolved to the point where capital
punishment no longer could be tolerated. The petitioners in those
cases said, in effect, that the evolutionary process had come to
an end, and that standards of decency required that the Eighth
Amendment be construed finally as prohibiting capital punishment
for any crime, regardless of its depravity and impact on society.
This view was accepted by two Justices.
[n21] Three other Justices were unwilling to go so
far; focusing on the procedures by which convicted defendants were
selected for the death penalty, rather than on the actual
punishment inflicted, they joined in the conclusion that the
statutes before the Court were constitutionally invalid.
[n22]
The petitioners in the capital
cases before the Court today renew the "standards of decency"
argument, but developments during the four years since Furman
have undercut substantially the assumptions upon which their
argument rested. Despite the continuing debate, dating back to the
19th century, over the morality and utility of capital punishment,
it is now evident that a large proportion of American society
continues to regard it as an appropriate and necessary criminal
sanction.
The most marked indication of
society's endorsement of the death penalty for murder is the
legislative response to Furman. The legislatures of at
least 35 States
[n23] have enacted new statutes that provide for the
[p180] death penalty for at least some
crimes that result in the death of another person. And the
Congress of the United States, in 1974, enacted a statute
providing the death penalty for aircraft piracy that results in
death.
[n24] These recently adopted statutes have attempted
to address the concerns expressed by the Court in Furman
primarily (i) by specifying the factors to be weighed and the
procedures to be followed in deciding when to impose a capital
sentence, or (ii) by making the death penalty mandatory for
specified crimes. But all of the post-Furman statutes make
clear that capital punishment [p181]
itself has not been rejected by the elected representatives of the
people.
In the only state-wide
referendum occurring since Furman and brought to our
attention, the people of California adopted a constitutional
amendment that authorized capital punishment, in effect negating a
prior ruling by the Supreme Court of California in People v.
Anderson, 6 Cal.3d 628, 493 P.2d 880, cert. denied, 406
U.S. 958 (1972), that the death penalty violated the California
Constitution.
[n25]
The jury also is a significant
and reliable objective index of contemporary values, because it is
so directly involved. See Furman v. Georgia, 408 U.S. at
439-440 (POWELL, J., dissenting). See generally Powell,
Jury Trial of Crimes, 23 Wash. & Lee L.Rev. 1 (1966). The Court
has said that
one of the most important
functions any jury can perform in making . . . a selection [between
life imprisonment and death for a defendant convicted in a
capital case] is to maintain a link between contemporary
community values and the penal system.
Witherspoon v. Illinois,
391 U.S. 510, 519 n. 15 (1968). It may be true that evolving
standards have influenced juries in [p182]
recent decades to be more discriminating in imposing the sentence
of death.
[n26] But the relative infrequency of jury verdicts
imposing the death sentence does not indicate rejection of capital
punishment per se. Rather, the reluctance of juries in many
cases to impose the sentence may well reflect the humane feeling
that this most irrevocable of sanctions should be reserved for a
small number of extreme cases. See Furman v. Georgia, supra
at 388 (BURGER, C.J., dissenting). Indeed, the actions of juries
in many States since Furman are fully compatible with the
legislative judgments, reflected in the new statutes, as to the
continued utility and necessity of capital punishment in
appropriate cases. At the close of 1974, at least 254 persons had
been sentenced to death since Furman,
[n27] and, by the end of March, 1976, more than 460
persons were subject to death sentences.
As we have seen, however, the
Eighth Amendment demands more than that a challenged punishment be
acceptable to contemporary society. The Court also must ask
whether it comports with the basic concept of human dignity at the
core of the Amendment. Trop v. Dulles, 356 U.S. at 100 (plurality
opinion). Although we cannot "invalidate a category of penalties
because we deem less severe penalties adequate to serve the ends
of [p183] penology," Furman v.
Georgia, supra, at 451 (POWELL, J., dissenting), the sanction
imposed cannot be so totally without penological justification
that it results in the gratuitous infliction of suffering. Cf.
Wilkerson v. Utah, 99 U.S. at 135-136; In re Kemmler,
136 U.S. at 447.
The death penalty is said to
serve two principal social purposes: retribution and deterrence of
capital crimes by prospective offenders.
[n28]
In part, capital punishment is
an expression of society's moral outrage at particularly offensive
conduct.
[n29] This function may be unappealing to many, but
it is essential in an ordered society that asks its citizens to
rely on legal processes, rather than self-help, to vindicate their
wrongs.
The instinct for
retribution is part of the nature of man, and channeling that
instinct in the administration of criminal justice serves an
important purpose in promoting the stability of a society
governed by law. When people begin to believe that organized
society is unwilling or unable to impose upon criminal offenders
the punishment they "deserve," then there are sown the seeds of
anarchy -- of self-help, vigilante justice, and lynch law.
Furman v. Georgia, supra
at 308 (STEWART, J., concurring). "Retribution is no longer the
dominant objective of the criminal law," Williams v. New York,
337 U.S. 241, 248 (1949), but neither is it a forbidden objective,
nor one inconsistent with our respect for the dignity of men.
[p184] Furman v. Georgia, 408
U.S. at 394-395 (BURGER, C. dissenting); id. at 452-454 (POWELL,
J., dissenting); Powell v. Texas, 392 U.S. at 531, 535-536
(plurality opinion). Indeed, the decision that capital punishment
may be the appropriate sanction in extreme cases is an expression
of the community's belief that certain crimes are themselves so
grievous an affront to humanity that the only adequate response
may be the penalty of death.
[n30] Statistical attempts to evaluate the worth of
the death penalty as a deterrent to crimes by potential offenders
have occasioned a great deal of debate.
[n31] The result [p185]
simply have been inconclusive. As one opponent of capital
punishment has said:
[A]fter all possible
inquiry, including the probing of all possible methods of
inquiry, we do not know, and, for systematic and easily visible
reasons, cannot know, what the truth about this "deterrent"
effect may be. . . .
The inescapable flaw is .
. . that social conditions in any state are not constant through
time, and that social conditions are not the same in any two
states. If an effect were observed (and the observed effects,
one way or another, are not large), then one could not at all
tell whether any of this effect is attributable to the presence
or absence of capital punishment. A "scientific" -- that is to
say, a soundly based -- conclusion is simply impossible, and no
methodological path out of this tangle suggests itself.
C. Black, Capital Punishment:
The Inevitability of Caprice and Mistake 226 (1974).
Although some of the studies
suggest that the death penalty may not function as a significantly
greater deterrent than lesser penalties,
[n32] there is no convincing empirical evidence
either supporting or refuting this view. We may nevertheless
assume safely that there are murderers, such as those who act in
passion, for whom the threat of death has little or no deterrent
effect. But for many others, the death penalty undoubtedly is a
significant [p186] deterrent. There
are carefully contemplated murders, such as murder for hire, where
the possible penalty of death may well enter into the cold
calculus that precedes the decision to act.
[n33] And there are some categories of murder, such
as murder by a life prisoner, where other sanctions may not be
adequate.
[n34]
The value of capital
punishment as a deterrent of crime is a complex factual issue the
resolution of which properly rests with the legislatures, which
can evaluate the results of statistical studies in terms of their
own local conditions and with a flexibility of approach that is
not available to the courts. Furman v. Georgia, supra at
403-405 (BURGER, C.J., dissenting). Indeed, many of the post-Furman
statutes reflect just such a responsible effort to define those
crimes and those criminals for which capital punishment is most
probably an effective deterrent.
In sum, we cannot say that the
judgment of the Georgia Legislature that capital punishment may be
necessary in some cases is clearly wrong. Considerations of
federalism, as well as respect for the ability of a legislature
[p187] to evaluate, in terms of its
particular State, the moral consensus concerning the death penalty
and its social utility as a sanction, require us to conclude, in
the absence of more convincing evidence, that the infliction of
death as a punishment for murder is not without justification, and
thus is not unconstitutionally severe.
We hold that the death penalty
is not a form of punishment that may never be imposed, regardless
of the circumstances of the offense, regardless of the character
of the offender, and regardless of the procedure followed in
reaching the decision to impose it.
IV
We now consider whether
Georgia may impose the death penalty on the petitioner in this
case. [p188]
A
While Furman did not
hold that the infliction of the death penalty per se
violates the Constitution's ban on cruel and unusual punishments,
it did recognize that the penalty of death is different in kind
from any other punishment imposed under our system of criminal
justice. Because of the uniqueness of the death penalty, Furman
held that it could not be imposed under sentencing procedures that
created a substantial risk that it would be inflicted in an
arbitrary and capricious manner. MR. JUSTICE WHITE concluded that
the death penalty is
exacted with great infrequency even for the most atrocious
crimes, and . . . there is no meaningful basis for
distinguishing the few cases in which it is imposed from the
many cases in which it is not.
408 U.S. at 313 (concurring).
Indeed, the death sentences examined by the Court in Furman
were
cruel and unusual in the
same way that being struck by lightning is cruel and unusual.
For, of all the people convicted of [capital crimes], many just
as reprehensible as these, the petitioners [in Furman
were] among a capriciously selected random handful upon whom the
sentence of death has in fact been imposed. . . . [T]he Eighth
and Fourteenth Amendments cannot tolerate the infliction of a
sentence of death under legal systems that permit this unique
penalty to be so wantonly and so freakishly imposed.
Id. at 309-310 (STEWART,
J., concurring).
[n36] [p189]
Furman mandates that,
where discretion is afforded a sentencing body on a matter so
grave as the determination of whether a human life should be taken
or spared, that discretion must be suitably directed and limited
so as to minimize the risk of wholly arbitrary and capricious
action.
It is certainly not a novel
proposition that discretion in the area of sentencing be exercised
in an informed manner. We have long recognized that,
[f]or the determination of
sentences, justice generally requires . . that there be taken
into account the circumstances of the offense, together with the
character and propensities of the offender.
Pennsylvania ex rel.
Sullivan v. Ashe, 302 U.S. 51, 55 (1937). See also Williams
v. Oklahoma, 358 U.S. 576, 585 (1959); Williams v. New York,
337 U.S. at 247.
[n37] Otherwise, "the system cannot function in a
consistent and a rational manner." American Bar Association
Project on Standards for Criminal Justice, Sentencing Alternatives
and Procedures § 4.1(a), Commentary, p. 201 (App.Draft 1968).
See also President's Commission on Law Enforcement and
Administration of Justice, The Challenge of Crime in a Free
Society 144 (1967); ALI, Model Penal Code § 7.07, Comment 1, pp.
52-53 (Tent.Draft No. 2, 1954).
[n38] [p190]
The cited studies assumed that
the trial judge would be the sentencing authority. If an
experienced trial judge, who daily faces the difficult task of
imposing sentences, has a vital need for accurate information
about a defendant and the crime he committed in order to be able
to impose a rational sentence in the typical criminal case, then
accurate sentencing information is an indispensable prerequisite
to a reasoned determination of whether a defendant shall live or
die by a jury of people who may never before have made a
sentencing decision.
Jury sentencing has been
considered desirable in capital cases in order
to maintain a link between
contemporary community values and the penal system -- a link
without which the determination of punishment could hardly
reflect "the evolving standards of decency that mark the
progress of a maturing society."
[n39]
But it creates special
problems. Much of the information that is relevant to the
sentencing decision may have no relevance to the question of guilt,
or may even be extremely prejudicial to a fair determination of
that question.
[n40] This problem, however, is scarcely
insurmountable. Those who have studied the question suggest that a
bifurcated procedure -- one in which the
[p191] question of sentence is not considered until the
determination of guilt has been made -- is the best answer. The
drafters of the Model Penal Code concluded:
[If a unitary proceeding
is used], the determination of the punishment must be based on
less than all the evidence that has a bearing on that issue,
such, for example, as a previous criminal record of the accused,
or evidence must be admitted on the ground that it is relevant
to sentence, though it would be excluded as irrelevant or
prejudicial with respect to guilt or innocence alone. Trial
lawyers understandably have little confidence in a solution that
admits the evidence and trusts to an instruction to the jury
that it should be considered only in determining the penalty and
disregarded in assessing guilt.
. . . The obvious solution
. . . is to bifurcate the proceeding, abiding strictly by the
rules of evidence until and unless there is a conviction, but,
once guilt has been determined, opening the record to the
further information that is relevant to sentence. This is the
analogue of the procedure in the ordinary case when capital
punishment is not in issue; the court conducts a separate
inquiry before imposing sentence.
ALI, Model Penal Code § 201.6,
Comment 5, pp. 74-75 (Tent.Draft No. 9, 1959). See also Spencer
v. Texas, 385 U.S. 554, 567-569 (1967); Report of the Royal
Commission on Capital Punishment, 1949-1953, Cmd. 8932, 555, 574;
Knowlton, Problems of Jury Discretion in Capital Cases, 101
U.Pa.L.Rev. 1099, 1135-1136 (1953). When a human life is at stake,
and when the jury must have information prejudicial to the
question of guilt but relevant to the question of penalty in order
to impose a rational sentence, a bifurcated
[p192] system is more likely to ensure elimination of the
constitutional deficiencies identified in Furman.
[n41]
But the provision of relevant
information under fair procedural rules is not alone sufficient to
guarantee that the information will be properly used in the
imposition of punishment, especially if sentencing is performed by
a jury. Since the members of a jury will have had little, if any,
previous experience in sentencing, they are unlikely to be skilled
in dealing with the information they are given. See
American Bar Association Project on Standards for Criminal Justice,
Sentencing Alternatives and Procedures, § 1.1(b), Commentary, pp.
467 (Approved Draft 1968); President's Commission on Law
Enforcement and Administration of Justice: The Challenge of Crime
in a Free Society, Task Force Report: The Courts 26 (1967). To the
extent that this problem is inherent in jury sentencing, it may
not be totally correctable. It seems clear, however, that the
problem will be alleviated if the jury is given guidance regarding
the factors about the crime and the defendant that the State,
representing organized society, deems particularly relevant to the
sentencing decision.
The idea that a jury should be
given guidance in its [p193]
decisionmaking is also hardly a novel proposition. Juries are
invariably given careful instructions on the law and how to apply
it before they are authorized to decide the merits of a lawsuit.
It would be virtually unthinkable to follow any other course in a
legal system that has traditionally operated by following prior
precedents and fixed rules of law.
[n42] See Gasoline Products Co. v. Champlin
Refining Co.,
283 U.S. 494, 498 (1931); Fed.Rule Civ.Proc. 51. When
erroneous instructions are given, retrial is often required. It is
quite simply a hallmark of our legal system that juries be
carefully and adequately guided in their deliberations.
While some have suggested that
standards to guide a capital jury's sentencing deliberations are
impossible to formulate,
[n43] the fact is that such standards have been
developed. When the drafters of the Model Penal Code faced this
problem, they concluded
that it is within the
realm of possibility to point to the main circumstances of
aggravation and of mitigation that should be weighed and
weighed against each other when they are presented in a
concrete case.
ALI, Model Penal Code § 201.6,
Comment 3, p. 71 (Tent.Draft No. 9, 1959) (emphasis in original).
[n44] While such standards are, by
[p194] necessity somewhat general, they do provide
guidance to the sentencing authority, and thereby reduce the
likelihood that it will impose a sentence that fairly can be
[p195] called capricious or arbitrary.
[n45] Where the sentencing authority is required to
specify the factors it relied upon in reaching its decision, the
further safeguard of meaningful appellate review is available to
ensure that death sentences are not imposed capriciously or in a
freakish manner.
In summary, the concerns
expressed in Furman that the penalty of death not be
imposed in an arbitrary or capricious manner can be met by a
carefully drafted statute that ensures that the sentencing
authority is given adequate information and guidance. As a general
proposition, these concerns are best met by a system that provides
for a bifurcated proceeding at which the sentencing authority is
apprised of the information relevant to the imposition of sentence
and provided with standards to guide its use of the information.
We do not intend to suggest
that only the above-described procedures would be permissible
under Furman, or that any sentencing system constructed
along these general lines would inevitably satisfy the concerns of
Furman,
[n46] for each distinct system must be examined on
an individual basis. Rather, we have embarked upon this general
exposition to make clear that it is possible to construct capital
sentencing systems capable of meeting Furman's
constitutional concerns.
[n47] [p196]
B
We now turn to consideration
of the constitutionality of Georgia's capital sentencing
procedures. In the wake of Furman, Georgia amended its
capital punishment statute, but chose not to narrow the scope of
its murder provisions. See Part II, supra. Thus, now,
as before Furman, in Georgia,
[a] person commits murder
when he unlawfully and with malice aforethought, either express
or implied, causes the death of another human being.
Ga.Code Ann., § 26-1101(a)
(1972). All persons convicted of murder "shall be punished by
death or by imprisonment for life." § 26-1101(c) (1972).
Georgia did act, however, to
narrow the class of murderers subject to capital punishment by
specifying 10 [p197] statutory
aggravating circumstances, one of which must be found by the jury
to exist beyond a reasonable doubt before a death sentence can
ever be imposed.
[n48] In addition, the jury is authorized to
consider any other appropriate aggravating or mitigating
circumstances. § 27-2534.1(b) (Supp. 1975). The jury is not
required to find any mitigating circumstance in order to make a
recommendation of mercy that is binding on the trial court, see
§ 27-2302 (Supp. 1975), but it must find a statutory aggravating
circumstance before recommending a sentence of death.
These procedures require the
jury to consider the circumstances of the crime and the criminal
before it recommends sentence. No longer can a Georgia jury do as
Furman's jury did: reach a finding of the defendant's guilt
and then, without guidance or direction, decide whether he should
live or die. Instead, the jury's attention is directed to the
specific circumstances of the crime: was it committed in the
course of another capital felony? Was it committed for money? Was
it committed upon a peace officer or judicial officer? Was it
committed in a particularly heinous way, or in a manner that
endangered the lives of many persons? In addition, the jury's
attention is focused on the characteristics of the person who
committed the crime: does he have a record of prior convictions
for capital offenses? Are there any special facts about this
defendant that mitigate against imposing capital punishment (e.g.,
his youth, the extent of his cooperation with the police, his
emotional state at the time of the crime).
[n49] As a result, while [p198]
some jury discretion still exists, "the discretion to be exercised
is controlled by clear and objective standards so as to produce
nondiscriminatory application." Coley v. State, 231 Ga.
829, 834, 204 S.E.2d 612, 615 (1974).
As an important additional
safeguard against arbitrariness and caprice, the Georgia statutory
scheme provides for automatic appeal of all death sentences to the
State's Supreme Court. That court is required by statute to review
each sentence of death and determine whether it was imposed under
the influence of passion or prejudice, whether the evidence
supports the jury's finding of a statutory aggravating
circumstance, and whether the sentence is disproportionate
compared to those sentences imposed in similar cases. § 27-2537(c)
(Supp. 1975).
The petitioner contends,
however, that the changes in the Georgia sentencing procedures are
only cosmetic, that the arbitrariness and capriciousness condemned
by Furman continue to exist in Georgia -- both in
traditional practices that still remain and in the new sentencing
procedures adopted in response to Furman.
[p199]
1
First, the petitioner focuses
on the opportunities for discretionary action that are inherent in
the processing of any murder case under Georgia law. He notes that
the state prosecutor has unfettered authority to select those
persons whom he wishes to prosecute for a capital offense and to
plea bargain with them. Further, at the trial, the jury may choose
to convict a defendant of a lesser included offense rather than
find him guilty of a crime punishable by death, even if the
evidence would support a capital verdict. And finally, a defendant
who is convicted and sentenced to die may have his sentence
commuted by the Governor of the State and the Georgia Board of
Pardons and Paroles.
The existence of these
discretionary stages is not determinative of the issues before us.
At each of these stages, an actor in the criminal justice system
makes a decision which may remove a defendant from consideration
as a candidate for the death penalty. Furman, in contrast,
dealt with the decision to impose the death sentence on a specific
individual who had been convicted of a capital offense. Nothing in
any of our cases suggests that the decision to afford an
individual defendant mercy violates the Constitution. Furman
held only that, in order to minimize the risk that the death
penalty would be imposed on a capriciously selected group of
offenders, the decision to impose it had to be guided by standards,
so that the sentencing authority would focus on the particularized
circumstances of the crime and the defendant.
[n50] [p200]
2
The petitioner further
contends that the capital sentencing procedures adopted by Georgia
in response to Furman do not eliminate the dangers of
arbitrariness and caprice in jury sentencing that were held in
Furman to be violative of the Eighth and Fourteenth Amendments.
He claims that the statute is so broad and vague as to leave
juries free to act as arbitrarily and capriciously as they wish in
deciding whether to impose the death penalty. While there is no
claim that the jury in this case relied upon a vague or overbroad
provision to establish the existence of a statutory aggravating
circumstance, the petitioner looks to the sentencing system as a
whole (as the Court did in Furman and we do today), and
argues that it fails to reduce sufficiently the risk of arbitrary
infliction of death sentences. Specifically, Gregg urges that the
statutory aggravating circumstances are too broad and too vague,
that the sentencing procedure allows for arbitrary grants of mercy,
and that the scope of the evidence and argument that can be
considered at the presentence hearing is too wide.
[p201]
The petitioner attacks the
seventh statutory aggravating circumstance, which authorizes
imposition of the death penalty if the murder was "outrageously or
wantonly vile, horrible or inhuman in that it involved torture,
depravity of mind, or an aggravated battery to the victim,"
contending that it is so broad that capital punishment could be
imposed in any murder case.
[n51] It is, of course, arguable that any murder
involves depravity of mind or an aggravated battery. But this
language need not be construed in this way, and there is no reason
to assume that the Supreme Court of Georgia will adopt such an
open-ended construction.
[n52] In only one case has it upheld a jury's
decision to sentence a defendant to death when the only statutory
aggravating circumstance found was that of the seventh, see
McCorquodale v. State, 233 Ga. 369, 211 S.E.2d 577 (1974), and
that homicide was a horrifying torture-murder.
[n53] [p202]
The petitioner also argues
that two of the statutory aggravating circumstances are vague, and
therefore susceptible of widely differing interpretations, thus
creating a substantial risk that the death penalty will be
arbitrarily inflicted by Georgia juries.
[n54] In light of the decisions of the Supreme Court
of Georgia, we must disagree. First, the petitioner attacks that
part of § 27-2534.1(b)(1) that authorizes a jury to consider
whether a defendant has a "substantial history of serious
assaultive criminal convictions." The Supreme Court of Georgia,
however, has demonstrated a concern that the new sentencing
procedures provide guidance to juries. It held this provision to
be impermissibly vague in Arnold v. State, 236 Ga. 534,
540, 224 S.E.2d 386, 391 (1976), because it did not provide the
jury with "sufficiently ‘clear and objective standards.'" Second,
the petitioner points to § 27-2534.1(b)(3) which speaks of
creating a "great risk of death to more than one person." While
such a phrase might be susceptible of an overly broad
interpretation, the Supreme Court of Georgia has not so construed
it. The only case in which the court upheld a conviction in
reliance on this aggravating circumstance involved a man who stood
up in a church and fired a gun indiscriminately into the audience.
See [p203] Chenault v. State,
234 Ga. 216, 215 S.E.2d 223 (1975). On the other hand, the court
expressly reversed a finding of great risk when the victim was
simply kidnaped in a parking lot. See Jarrell v. State, 234
Ga. 410, 424, 216 S.E.2d 258, 269 (1975).
[n55]
The petitioner next argues
that the requirements of Furman are not met here, because
the jury has the power to decline to impose the death penalty even
if it finds that one or more statutory aggravating circumstances
are present in the case. This contention misinterprets Furman.
See supra at 198-199. Moreover, it ignores the role of the
Supreme Court of Georgia, which reviews each death sentence to
determine whether it is proportional to other sentences imposed
for similar crimes. Since the proportionality requirement on
review is intended to prevent caprice in the decision to inflict
the penalty, the isolated decision of a jury to afford mercy does
not render unconstitutional death sentences imposed on defendants
who were sentenced under a system that does not create a
substantial risk of arbitrariness or caprice.
The petitioner objects,
finally, to the wide scope of evidence and argument allowed at
presentence hearings. We think that the Georgia court wisely has
chosen not to impose unnecessary restrictions on the evidence that
can be offered at such a hearing, and to approve open and far-ranging
argument. See, e.g., Brown v. State, 235 Ga. 644, 220 S.E.2d
922 (1975). So long as the [p204]
evidence introduced and the arguments made at the presentence
hearing do not prejudice a defendant, it is preferable not to
impose restrictions. We think it desirable for the jury to have as
much information before it as possible when it makes the
sentencing decision. See supra at 189-190.
3
Finally, the Georgia statute
has an additional provision designed to assure that the death
penalty will not be imposed on a capriciously selected group of
convicted defendants. The new sentencing procedures require that
the State Supreme Court review every death sentence to determine
whether it was imposed under the influence of passion, prejudice,
or any other arbitrary factor, whether the evidence supports the
findings of a statutory aggravating circumstance, and
[w]hether the sentence of
death is excessive or disproportionate to the penalty imposed in
similar cases, considering both the crime and the defendant.
§ 27-2537(c)(3) (Supp. 1975).
[n56] In performing [p205]
its sentence review function, the Georgia court has held that,
if the death penalty is
only rarely imposed for an act, or it is substantially out of
line with sentences imposed for other acts, it will be set aside
as excessive.
Coley v. State, 231 Ga.
at 834, 204 S.E.2d at 616. The court, on another occasion, stated
that
we view it to be our duty
under the similarity standard to assure that no death sentence
is affirmed unless in similar cases throughout the state the
death penalty has been imposed generally. . . .
Moore v. State, 233 Ga.
861, 864, 213 S.E.2d 829, 832 (1975). See also Jarrell v. State,
supra at 425, 216 S.E.2d at 270 (standard is whether "juries
generally throughout the state have imposed the death penalty");
Smith v. State, 236 Ga. 12, 24, 222 S.E.2d 308, 318 (1976)
(found "a clear pattern" of jury behavior).
It is apparent that the
Supreme Court of Georgia has taken its review responsibilities
seriously. In Coley, it held that
[t]he prior cases indicate
that the past practice among juries faced with similar factual
situations and like aggravating circumstances has been to impose
only the sentence of life imprisonment for the offense of rape,
rather than death.
231 Ga. at 835, 204 S.E.2d at
617. It thereupon reduced Coley's sentence from death to life
imprisonment. Similarly, although armed robbery is a capital
offense under Georgia law, § 26-1902 (1972), the Georgia court
concluded that the death sentences imposed in this case for that
crime were
unusual in that they are
rarely imposed for [armed robbery]. Thus, under the test
provided by statute, . . . they must be considered to be
excessive or disproportionate to the penalties imposed in
similar cases.
233 [p206]
Ga. at 127, 210 S.E.2d at 667. The court therefore vacated Gregg's
death sentences for armed robbery, and has followed a similar
course in every other armed robbery death penalty case to come
before it. See Floyd v. State, 233 Ga. 280, 285, 210 S.E.2d
810, 814 (1974); Jarrell v. State, 234 Ga. at 424-425, 216
S.E.2d at 270. See Dorsey v. State, 236 Ga. 591, 225 S.E.2d
418 (1976).
The provision for appellate
review in the Georgia capital sentencing system serves as a check
against the random or arbitrary imposition of the death penalty.
In particular, the proportionality review substantially eliminates
the possibility that a person will be sentenced to die by the
action of an aberrant jury. If a time comes when juries generally
do not impose the death sentence in a certain kind of murder case,
the appellate review procedures assure that no defendant convicted
under such circumstances will suffer a sentence of death.
V
The basic concern of Furman
centered on those defendants who were being condemned to death
capriciously and arbitrarily. Under the procedures before the
Court in that case, sentencing authorities were not directed to
give attention to the nature or circumstances of the crime
committed or to the character or record of the defendant. Left
unguided, juries imposed the death sentence in a way that could
only be called freakish. The new Georgia sentencing procedures, by
contrast, focus the jury's attention on the particularized nature
of the crime and the particularized characteristics of the
individual defendant. While the jury is permitted to consider any
aggravating or mitigating circumstances, it must find and identify
at least one statutory aggravating factor before it may impose a
penalty of death. In this way, the jury's discretion is channeled.
No longer [p207] can a jury wantonly
and freakishly impose the death sentence; it is always
circumscribed by the legislative guidelines. In addition, the
review function of the Supreme Court of Georgia affords additional
assurance that the concerns that prompted our decision in
Furman are not present to any significant degree in the
Georgia procedure applied here.
For the reasons expressed in
this opinion, we hold that the statutory system under which Gregg
was sentenced to death does not violate the Constitution.
Accordingly, the judgment of the Georgia Supreme Court is affirmed.
It is so ordered.
(a) A person commits
murder when he unlawfully and with malice aforethought, either
express or implied, causes the death of another human being.
Express malice is that deliberate intention unlawfully to take
away the life of a fellow creature, which is manifested by
external circumstances capable of proof. Malice shall be implied
where no considerable provocation appears, and where all the
circumstances of the killing show an abandoned and malignant
heart.
(b) A person also commits
the crime of murder when in the commission of a felony he causes
the death of another human being, irrespective of malice.
(c) A person convicted of
murder shall be punished by death or by imprisonment for life.
A person commits armed
robbery when, with intent to commit theft, he takes property of
another from the person or the immediate presence of another by
use of an offensive weapon. The offense robbery by intimidation
shall be a lesser included offense in the offense of armed
robbery. A person convicted of armed robbery shall be punished
by death or imprisonment for life, or by imprisonment for not
less than one nor more than 20 years.
(a) The death penalty may
be imposed for the offenses of aircraft hijacking or treason, in
any case.
(b) In all cases of other
offenses for which the death penalty may be authorized, the
judge shall consider, or he shall include in his instructions to
the jury for it to consider, any mitigating circumstances or
aggravating circumstances otherwise authorized by law and any of
the following statutory aggravating circumstances which may be
supported by the evidence:
(1) The offense of murder,
rape, armed robbery, or kidnapping was committed by a person
with a prior record of conviction for a capital felony, or the
offense of murder was committed by a person who has a
substantial history of serious assaultive criminal convictions.
(3) The offender by his
act of murder, armed robbery, or kidnapping knowingly created a
great risk of death to more than one person in a public place by
means of a weapon or device which would normally be hazardous to
the lives of more than one person.
(4) The offender committed
the offense of murder for himself or another, for the purpose of
receiving money or any other thing of monetary value.
(5) The murder of a
judicial officer, former judicial officer, district attorney or
solicitor or former district attorney or solicitor during or
because of the exercise of his official duty.
(6) The offender caused or
directed another to commit. murder or committed murder as an
agent or employee of another person.
(7) The offense of murder,
rape, armed robbery, or kidnapping was outrageously or wantonly
vile, horrible or inhuman in that it involved torture, depravity
of mind, or an aggravated battery to the victim.
(8) The offense of murder
was committed against any peace officer, corrections employee or
fireman while engaged in the performance of his official duties.
(9) The offense of murder
was committed by a person in, or who has escaped from, the
lawful custody of a peace officer or place of lawful confinement.
(10) The murder was
committed for the purpose of avoiding, interfering with, or
preventing a lawful arrest or custody in a place of lawful
confinement, of himself or another.
(c) The statutory
instructions as determined by the trial judge to be warranted by
the evidence shall be given in charge and in writing to the jury
for its deliberation. The jury, if its verdict be a
recommendation of death, shall designate in writing, signed by
the foreman of the jury, the aggravating circumstance or
circumstances which it found beyond a reasonable doubt. In non-jury
cases the judge shall make such designation. Except in cases of
treason or aircraft hijacking, unless at least one of the
statutory aggravating circumstances enumerated in section
27-2534.1(b) is so found, the death penalty shall not be imposed.
The inevitable effect of
any such provision is, of course, to discourage assertion of the
Fifth Amendment right not to plead guilty and to deter exercise
of the Sixth Amendment right to demand a jury trial. If the
provision had no other purpose or effect than to chill the
assertion of constitutional rights by penalizing those who
choose to exercise them, then it would be patently
unconstitutional.
Id. at 581.
(3) Aggravating
Circumstances.
(a) The murder was
committed by a convict under sentence of imprisonment.
(b) The defendant was
previously convicted of another murder or of a felony involving
the use or threat of violence to the person.
(c) At the time the murder
was committed the defendant also committed another murder.
(d) The defendant
knowingly created a great risk of death to many persons.
(e) The murder was
committed while the defendant was engaged or was an accomplice
in the commission of, or an attempt to commit, or flight after
committing or attempting to commit robbery, rape or deviate
sexual intercourse by force or threat of force, arson, burglary
or kidnapping.
(f) The murder was
committed for the purpose of avoiding or preventing a lawful
arrest or effecting an escape from lawful custody.
(g) The murder was
committed for pecuniary gain.
(h) The murder was
especially heinous, atrocious or cruel, manifesting exceptional
depravity.
(4) Mitigating
Circumstances.
(a) The defendant has no
significant history of prior criminal activity.
(b) The murder was
committed while the defendant was under the influence of extreme
mental or emotional disturbance.
(c) The victim was a
participant in the defendant's homicidal conduct or consented to
the homicidal act.
(d) The murder was
committed under circumstances which the defendant believed to
provide a moral justification or extenuation for his conduct.
(e) The defendant was an
accomplice in a murder committed by another person and his
participation in the homicidal act was relatively minor.
(f) The defendant acted
under duress or under the domination of another person.
(g) At the time of the
murder, the capacity of the defendant to appreciate the
criminality [wrongfulness] of his conduct or to conform his
conduct to the requirements of law was impaired as a result of
mental disease or defect or intoxication.
(h) The youth of the
defendant at the time of the crime.
ALI Model Penal Code § 210.6 (Proposed
Official Draft 1962).
[E]ven if a State's notion
of wise capital sentencing policy is such that the policy cannot
be implemented through a formula capable of mechanical
application . . . , there is no reason that it should not give
some guidance to those called upon to render decision.
Moreover, it would be
unconstitutional. Such a system, in many respects, would have the
vices of the mandatory death penalty statutes we hold
unconstitutional today in Woodson v. North Carolina, post,
p. 280, and Roberts v. Louisiana, post, p. 325. The
suggestion that a jury's verdict of acquittal could be overturned
and a defendant retried would run afoul of the Sixth Amendment
jury trial guarantee and the Double Jeopardy Clause of the Fifth
Amendment. In the federal system, it also would be
unconstitutional to prohibit a President from deciding, as an act
of executive clemency, to reprieve one sentenced to death.
U.S.Const., Art. II, § 2.
The petitioner claims that this procedure has
resulted in an inadequate basis for measuring the proportionality
of sentences. First, he notes that nonappealed capital convictions
where a life sentence is imposed and cases involving homicides
where a capital conviction is not obtained are not included in the
group of cases which the Supreme Court of Georgia uses for
comparative purposes. The Georgia court has the authority to
consider such cases, see Ross v. State, 233 Ga. 361,
365-366, 211 S.E.2d 356, 359 (1974), and it does consider appealed
murder cases where a life sentence has been imposed. We do not
think that the petitioner's argument establishes that the Georgia
court's review process is ineffective. The petitioner further
complains about the Georgia court's current practice of using some
pre-Furman cases in its comparative examination. This
practice was necessary at the inception of the new procedure in
the absence of any post-Furman capital cases available for
comparison. It is not unconstitutional.
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