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State v. Getsy, 84 Ohio St.3d 180, 702 N.E.2d 866 (Ohio 1998).
(Direct Appeal) Getsy v. Mitchell, 456 F.3d 575 (6th Cir. 2006). (Habeas) Getsy v. Mitchell, 495 F.3d 295 (6th Cir. 2007). (Habeas)
Final/Special Meal:
A ribeye steak, cooked medium rare with A-1 sauce on the side, hot
barbecued chicken wings and onion rings with ketchup, fried mushrooms
with marinara sauce, a chef salad with ranch dressing, pecan pie with
vanilla ice cream and two types of soda pop.
Final Words:
“Charles and Nancy Serafino and all your loved ones, for all the pain
that I caused, you get my earnest prayer that God grant you peace and
healing,” Getsy said, looking at murder victim Ann Serafino’s grown
children, who witnessed the execution. “I’m sorry. I know it’s little
words but it’s true. “God is so good that he gave his only son for my
sins. Even lying here today I can say how blessed I am,” Getsy said.
Defendant was convicted in the Court of Common
Pleas, Trumbull County, of aggravated murder and attempted aggravated
murder, and was sentenced to death. Defendant appealed, and the
Supreme Court, Pfeifer, J., held that: (1) Supreme Court Chief
Justice's denial of affidavit of disqualification of trial judge
rendered moot defendant's motion for recusal; (2) defendant's retained
counsel did not have actual conflict of interest; (3) defendant's
counsel was not ineffective; (4) defendant's confession was
voluntarily obtained; (5) denial of request for change of venue was
within court's discretion; (6) removal of prospective jurors for cause
was proper; (7) evidence of prior acts performed by defendant for
individual who hired him to commit charged murder was admissible; (8)
convictions were supported by evidence; (9) use of foreseeability
instruction was not plain error; (10) duress cannot be asserted as
defense to charge of aggravated murder which is based on killing in
connection with an enumerated felony; (11) defendant was not entitled
to instruction on duress as affirmative defense to capital
specifications, or to charge of aggravated burglary; and (12) death
penalty was appropriate under circumstances. Affirmed. Lundberg
Stratton, J., concurred separately and filed opinion.
Appellant, Jason A. Getsy, was convicted of the
aggravated murder of Ann R. Serafino and the attempted aggravated
murder of her son, Charles Serafino, and sentenced to death. He
appeals his convictions and death sentence.
Charles (“Chuckie”) Serafino lived with his mother,
Ann Serafino. On the evening of July 6, 1995, Ann went to bed at
approximately 11:00 p.m. Chuckie was on the love seat in the family
room when, sometime after 1:00 a.m. on July 7, he heard a loud
explosion. Shells from a shotgun blasted out the sliding glass door
behind him and wounded him in the arm. As he ran for the bathroom to
inspect his injuries, Ann came out of her bedroom. Chuckie remembered
hearing his mother say to someone, “What are you doing here? Get out
of here.” He also remembered hearing someone say, “Shoot the bitch,”
or “Kill the bitch.” Serafino next recalled seeing a gun in his face
and being shot again. He fell to the bathroom floor and pretended to
be dead. After the intruders left, he called 911.
Frederick Hanley, Jr., Chuckie's neighbor, jumped
from his bed upon hearing gunshots. He looked at his digital alarm
clock, which read 1:22 a.m. As he was going downstairs, he heard at
least one additional gunshot. Once outside, he heard footsteps that
appeared to be running away from the Serafino residence. He instructed
his wife to call 911 and inform the police that shots were coming from
the Serafino residence and that someone was running towards the city
of Hubbard.
Officer Thomas Forgacs of the city of Hubbard
Police Department was one of the first officers to respond to the call.
The officers broke into the Serafino home and found Chuckie lying on
the floor with blood all over him. Chuckie asked the officers to check
his mother; she was dead.
Forgacs left the scene and began checking the
Hubbard area for a white Crown Victoria owned by John Santine. Forgacs
went to 24 1/2 South Main Street, where he had seen Santine's car
parked on the evening of July 6. He found Santine's car parked in the
driveway with another car pulled in behind it.
Earlier in the year, Santine had attempted to
purchase a portion of Chuckie Serafino's lawn-care business and had
deposited $2,500 in the business's account. Subsequently, Chuckie
violated probation and was incarcerated in the Trumbull County Jail
until July 6, 1995. While Chuckie was in jail, Santine attempted to
take over Chuckie's business. Santine transferred Chuckie's building
lease and equipment into his own name, which caused an altercation
between Santine and Ann Serafino and Chuckie's sister. The Serafinos
filed a civil action against Santine while Chuckie was still in jail.
Forgacs searched for Santine's car because of a
conversation he had had on June 20, 1995 with Richard McNulty. McNulty,
who lived at 24 1/2 South Main and who is a co-defendant, had
previously served as a police informant. On June 20, Forgacs asked
McNulty, who worked for Santine, “What does Johnny have in store for
Chuckie when he gets out of jail?” McNulty told Forgacs, “He's dead.
He's bought and paid for.” McNulty told Forgacs that Santine had lined
up a hit man, Tony Antone, to kill Chuckie Serafino. Forgacs gave
little credence to McNulty's statements, and didn't inform Chuckie or
follow up on the information.
Forgacs returned to the murder scene and told the
Hubbard Township Police what McNulty had told him a few weeks earlier.
Later that morning, Detective Donald Michael Begeot of the Hubbard
Township Police Department and Forgacs went to the McNulty apartment
at 24 1/2 South Main to take McNulty in for questioning.
Initially, McNulty minimized his involvement and
denied that he had told Forgacs about the contract on Chuckie. Based
on other information obtained from McNulty, Begeot obtained an arrest
warrant for Getsy. At approximately 10:00 p.m. on July 7, 1995, Getsy
was arrested in the driveway of 24 1/2 South Main. He was given
Miranda warnings at the scene and later at the Hubbard Township Police
Department. At approximately 1:00 a.m., on July 8, 1995, Getsy gave a
videotaped interview.
Getsy told Begeot that Ben Hudach called him on the
evening of July 6, 1995, and told him to come to 24 1/2 South Main
Street. When Getsy got there, Hudach, a co-defendant, told Getsy that
they (Getsy, Hudach, and McNulty) had to “take out some guy.” Santine
was not present, but Hudach related what Santine had told him earlier.
Money had been discussed, but Hudach was not sure of the amount. Getsy
later indicated that he participated in the shootings because he was
scared of Santine, but did not do it for the money.
Sometime on July 6, 1995, Getsy, Hudach, and
McNulty drove to the Serafino residence. They could not find a place
to park so they returned to 24 1/2 South Main Street. When they
returned, Santine was at the apartment and drove them back to the
Serafino house. Getsy described the guns that they took with them,
which included a shotgun, a SKS rifle, and a .357 magnum handgun.
Getsy explained that after Santine dropped them off,
Hudach sprained his ankle and went back to where they were supposed to
be picked up. Getsy stated, “[T]hat left me and Rick to get it done.”
He admitted that what they were supposed to do was kill Chuckie
Serafino.
Getsy explained that he and McNulty fired
simultaneously through the sliding glass door on the back of the
Serafino house. They entered the house through the shattered door and
shot at Chuckie as he was running down the hall. When they saw Ann
Serafino, Getsy stated, they “just kept shooting.”
During the interview with Begeot, Getsy was
reluctant to mention Santine's name. He told Begeot that the same
thing that happened last night could happen to him. He asked whether
Santine would ever see the interview tape. Begeot assured Getsy that
Santine would not be able to get to him. Getsy also asked Begeot if he
was going to die, and Begeot told him, “No.”
Getsy admitted that he had the SKS rifle and the
handgun during the shootings. He explained that when he was shooting
the SKS, the clip fell out so he had to pull out the handgun.
Getsy's description of the weapons he and McNulty
used was verified by physical evidence recovered at the scene. Michael
Roberts, a forensic scientist, identified the projectiles recovered
from the murder scene. None of the projectiles found outside the
family room area, where the sliding glass door was blown out, was
discharged by the shotgun which, according to Getsy, McNulty carried
and fired. The projectiles linked to the shotgun were recovered in the
family room.
After the shootings, Hudach called Santine to tell
him it was finished and to pick them up. Santine told Hudach that
there were cops everywhere and that they should run through the woods
to get back to the apartment. Santine also told Hudach to ditch the
guns in the woods. Getsy, McNulty, and Hudach arrived back at 24 1/2
South Main, where Josh Koch and Santine were waiting for them. Santine
ordered them to take off their clothes and take a bath. Getsy was the
last to bathe. When he came out of the bathroom, his clothes and boots
were gone. He did not know what happened to them.
Koch testified that he was at 24 1/2 South Main
Street on July 6 and 7, 1995. He knew that Getsy, McNulty, and Hudach
were going out to do something for Santine, but they declined to give
him any details. He was to watch TV and write down the shows that were
on so the other three could memorize the list for an alibi.
After Getsy, McNulty, and Hudach left, Koch waited
in the apartment. Santine came to the apartment and, sometime around
1:00 a.m., jumped up and said, “I heard the gunshots.” Immediately
thereafter, the telephone rang and Koch heard Santine talking to
someone in a fast, excited manner. Santine said, “So you killed them,
right, you killed them both? * * * Okay. Well, I can't come pick you
up. The cops are everywhere, they are pulling over everybody, you got
to run through the woods and ditch the guns.” Santine hung up and
happily screamed, “I fucking love these guys.”
According to Koch, Santine was very pleased with
the three men. He said, “You guys want $10,000? I'll give you
$10,000.” McNulty told him he just wanted a wedding ring for his
girlfriend. Hudach said that it had been a favor for Santine. Getsy
indicated that he needed money for his car.
The next day, Koch heard Getsy bragging to Patricia
Lawson about shooting Ann Serafino. Getsy grabbed a piece of pizza
with no cheese on it and said, “This looks just like this bitch's face
after we shot her.”
Michael Dripps, a close friend of Getsy, McNulty,
and Hudach, acknowledged that Getsy was happy, secure, and tough when
he had a gun in his hand. Dripps was present at the lawn-care business
when Gum-out had been used to wipe prints off the weapons before the
Serafino shootings. Dripps heard Santine instruct Getsy, McNulty, and
Hudach to kill Chuckie Serafino and all witnesses. Dripps also
observed McNulty and Hudach in camouflage clothing on the night of the
killing.
The Trumbull County Grand Jury indicted Getsy for
the attempted murder of Charles Serafino, conspiracy to commit
aggravated murder, aggravated burglary, and two counts of aggravated
murder, with capital specifications for the death of Ann Serafino.
The jury found Getsy guilty of all charges. After
the trial, the state moved to dismiss the conspiracy count, which was
granted, and elected to go forward with an aggravated murder charge
based on prior calculation and design. After a sentencing hearing, the
jury recommended that the death sentence be imposed. The trial court
adopted the recommendation and sentenced Getsy to death.
The cause is now before this court upon an appeal
as of right.
PFEIFER, Justice.
In this appeal, Getsy raises seventeen propositions
of law, many with subparts. For the reasons that follow, we reject all
his propositions of law and affirm each conviction and the death
sentence.
TRIAL JUDGE'S FAILURE TO RECUSE HIMSELF
Getsy's jury trial began on August 5, 1996, and was
presided over by Judge W. Wyatt McKay. On August 22, 1996, the
Trumbull County judges held an annual picnic at the home of Judge
Ronald Rice's mother. Judge Rice's wife is Cynthia Rice, the assistant
prosecuting attorney who was trying Getsy's case. Both Judge McKay and
Rice attended the picnic. Following the picnic, Judge McKay was in a
single-car accident and was charged with driving under the influence
of alcohol.
On August 26, 1996, Getsy filed a Motion for
Mistrial and a Motion for Recusal in the trial court. He also filed an
Affidavit of Disqualification against Judge McKay in this court. The
motions alleged that the judge was socializing with the prosecutor,
thereby giving the appearance of impropriety. Getsy also asserted that
the judge showed up at the trial on August 23, 1996 with bruises and
sunglasses on his face, and that the trial continued on August 23, as
normal, without any mention of the picnic or the accident.
On August 27, 1996, the Chief Justice denied the
Affidavit of Disqualification. In re Disqualification of McKay (1996),
77 Ohio St.3d 1249, 674 N.E.2d 359. “The mere fact that a judge and an
attorney attend the same social event does not mandate the judge's
disqualification from pending cases involving that attorney. * * * The
record is devoid of any evidence that demonstrates the existence of
any bias, prejudice, or disqualifying interest based on the claims of
the affiants.” Id. at 1250, 674 N.E.2d at 359.
After the Chief Justice denied the application,
Judge McKay brought in a fellow judge from Trumbull County to voir
dire the jurors regarding the media coverage of his (Judge McKay's)
arrest. Only two jurors had seen the article; both indicated that it
would not affect their decision in Getsy's case. All jurors indicated
that they could be fair and impartial to both parties. Judge McKay
denied the motion for mistrial and the motion for recusal.
In his first proposition of law, Getsy challenges
the Chief Justice's ruling on the affidavit as well as the trial
court's denial of the recusal and mistrial motions. R.C. 2701.03
allows a party to file an affidavit of disqualification with this
court when a common pleas court judge is allegedly biased against a
party or counsel. The filing of the affidavit of disqualification
precludes the trial judge from conducting any further proceedings
until the Chief Justice rules on the affidavit. R.C. 2701.03(D)(1).
Accordingly, when counsel for Getsy filed the affidavit of
disqualification in this court, all proceedings were stayed, including
the motion for recusal and the motion for mistrial.
Once the Chief Justice denied the affidavit,
Getsy's motion for recusal became moot. Further, based on the voir
dire of the jurors, the trial court was correct in denying the motion
for mistrial.
In State v. Rogers (1985), 17 Ohio St.3d 174,
185-186, 17 OBR 414, 424-425, 478 N.E.2d 984, 995, this court found
that when the Chief Justice dismisses an affidavit of disqualification
as not well taken, “the Chief Justice's ruling is res judicata as to
the question.” The first proposition of law is overruled.
INEFFECTIVE ASSISTANCE OF COUNSEL
Conflict of Interest
Getsy argues in his second proposition of law that
trial counsel had a conflict of interest and therefore that he was
denied his Sixth Amendment right to counsel. Getsy asserts that a
conflict existed because Maridee Costanzo, who was hired by Getsy's
father to represent Getsy, was also a contract lawyer for the Trumbull
County Office of the Ohio Public Defender. Richard McNulty, a co-defendant,
was represented by the Director of the Trumbull County Office and
another assistant public defender.
After Getsy was arrested, he filed an affidavit of
indigency and counsel were appointed. On January 5, 1996, Maridee
Costanzo filed an appearance of counsel. A motion to continue the
trial was also filed, and the court held a hearing. At the hearing,
the trial judge stated that Getsy had hired attorney Costanzo and no
longer wished to have attorney Thomas Schubert represent him. Getsy
requested that appointed counsel, John Shultz, continue his
representation.
Attorney Costanzo stated that she had been hired by
Getsy's father, that Getsy retained his indigent status, that she was
qualified under former C.P.Sup.R. 65 (now Sup.R. 20), and that she
would serve as co-counsel with Shultz and seek no compensation from
the county for her services. The court appointed her as second chair,
with Shultz retaining lead counsel status; Schubert was removed from
the case.
The prosecutor asked whether a possible conflict
existed, since Costanzo was a part-time public defender and the public
defender's office represented a co-defendant. Costanzo indicated that
she had explained the situation to Getsy. The trial court questioned
Getsy about the possible conflict. Getsy stated that he fully
understood the situation, had no questions, and was satisfied with his
counsel. Costanzo stated for the record that she had had no contact of
any kind with the McNulty case.
Two months later, the trial court learned that
Costanzo was not certified under C.P.Sup.R. 65 to represent indigent
persons charged with capital crimes. The court appointed James Wise to
serve as co-counsel. From that point, Getsy was represented by three
attorneys. Getsy now argues that “Ms. Costanzo was permitted to
continue on the case despite the fact that she was not qualified under
Rule 65 * * *.” While true, this argument is irrelevant. Costanzo was
retained, not appointed, and retained counsel need not be qualified
under C.P.Sup.R. 65. State v. Keith (1997), 79 Ohio St.3d 514, 534,
684 N.E.2d 47, 65-66.
Getsy argues that his Sixth Amendment rights were
violated because the trial court failed to inquire concerning the fact
that James Lewis, McNulty's attorney, was Costanzo's supervisor. Getsy
argues that the conflict “became real and insurmountable” during the
course of the trial because one of the issues in the case was whether
Getsy or McNulty was the “actual killer.” Getsy's arguments do not
accurately portray what occurred during the course of the trial.
For example, Getsy argues that McNulty's videotaped
statement was improperly played for the jury. Getsy fails to mention
that the defense played the statement during the penalty phase,
attempting to show that McNulty was untruthful because he made four
different statements to the police.
Getsy also argues that a conflict existed because
Lewis, McNulty's attorney and Costanzo's supervisor, was a witness in
the penalty phase and was questioned by Costanzo. However, the defense
called this witness and there is no indication in the record that
Costanzo did not adequately question Lewis. The Lewis testimony was of
some benefit to Getsy because Lewis discussed the plea bargain that
McNulty received. Thus, the jury was aware that McNulty had an
interest in placing the blame on Getsy and that Getsy was the only co-defendant
who would be subjected to the death penalty.
Getsy argues that an on-the-record hearing would
have enabled him to understand the nature of the conflict and to
intelligently decide how to proceed. When Costanzo sought to enter an
appearance in the case, the risk of a possible conflict was raised and
discussed on the record, and Getsy chose to go forward with her
representation. Although the fact that Lewis was Costanzo's supervisor
was not discussed, that single fact is not so significant that it
outweighs the remaining disclosure and waiver.
“In order to establish a violation of the Sixth
Amendment, a defendant * * * must demonstrate that an actual conflict
of interest adversely affected his lawyer's performance.” (Emphasis
added.) Cuyler v. Sullivan (1980), 446 U.S. 335, 348, 100 S.Ct. 1708,
1718, 64 L.Ed.2d 333, 346-347. A possible conflict is insufficient. Id.
at 350, 100 S.Ct. at 1719, 64 L.Ed.2d at 347. “ ‘The term “conflict of
interest” bespeaks a situation in which regard for one duty tends to
lead to disregard of another. The obvious example of this is
representation of clients with incompatible interests.’ * * * A lawyer
represents conflicting interests when, on behalf of one client, it is
his duty to contend for that which duty to another client requires him
to oppose.” State v. Manross (1988), 40 Ohio St.3d 180, 182, 532 N.E.2d
735, 738. A possible conflict exists where the “ ‘interests of the
defendants may diverge at some point so as to place the attorney under
inconsistent duties.’ ” (Emphasis added.) State v. Dillon (1995), 74
Ohio St.3d 166, 168, 657 N.E.2d 273, 275-276, quoting Cuyler, 446 U.S.
at 356, 100 S.Ct. at 1722, 64 L.Ed.2d at 351-352, fn. 3 (concurring
and dissenting opinion of Marshall, J.).
In this case, there was no actual conflict. Co-defendant
McNulty was not represented by Costanzo but rather by attorneys in an
office in which she worked part-time. Costanzo asserted for the record
that she had not discussed the case with anyone in the public
defender's office and that she had not seen any papers or material
concerning the case when in the public defender's office.
Getsy also argues that there was “open and ongoing
animosity among counsel” and lists a number of “professional and/or
personal disagreements among Getsy's three attorneys that prevented
them from working as a team.” The record does not support this
argument. The majority of instances cited are situations in which
Costanzo and one of Getsy's other two attorneys were both making
objections. These examples suggest agreement, not disagreement or
contentiousness. The fact that two attorneys objected did not
prejudice Getsy's defense. Further, the remarks cited by Getsy as
indicia of a conflict did not occur in front of the jury. There were
two instances in which counsel may have become sharp with each other.
However, over the course of a trial that lasted more than a month, two
such instances do not suggest a breakdown of Getsy's defense.
Performance
In order to prevail on a claim of ineffective
assistance of counsel, Getsy must show that counsel's performance fell
below an objective standard of reasonableness and, in addition, that
he was prejudiced by counsel's performance. Strickland v. Washington
(1984), 466 U.S. 668, 687-688, 104 S.Ct. 2052, 2064, 80 L.Ed.2d 674,
693; State v. Bradley (1989), 42 Ohio St.3d 136, 538 N.E.2d 373,
paragraph two of the syllabus. The court need not address the
performance component if the issue is resolved by addressing the
prejudice requirement. Strickland, 466 U.S. at 697, 104 S.Ct. at 2069,
80 L.Ed.2d at 699.
Our review of the record does not disclose any
conduct that would violate Getsy's Sixth Amendment right to effective
assistance of counsel. The merits of the specific instances mentioned
by Getsy (failure to object to jury instructions, failure to object to
victim-impact information, and failure to conduct an adequate voir
dire) were examined in the other propositions of law. As none of them
rose to the level of reversible error, counsel's performance did not
fall below an objective standard of reasonableness. The third
proposition of law is rejected.
DENIAL OF MOTION TO SUPPRESS
An arrest warrant for Getsy was issued on July 7,
1996 as a result of the taped statement of McNulty. Getsy was arrested
at around 10:00 p.m., taken to the Hubbard Township Police Station,
and apprised of his Miranda rights. At 12:47 a.m. on July 8, 1996, he
waived those rights and gave a videotaped statement to the police.
In his sixth proposition of law, Getsy argues that
his waiver was not voluntary because he was arrested at 10:00 p.m. and
the taped confession did not occur until “long after midnight.” Getsy
faults the police officer conducting the inquiry for failing to ask
Getsy whether he had slept or eaten during the day.
In deciding whether the defendant's confession in
this case was involuntarily induced, we consider the totality of the
circumstances, including the age, mentality, and prior criminal
experience of the accused; the length, intensity, and frequency of the
interrogation; the existence of physical deprivation or mistreatment;
and the existence of threat or inducement. State v. Edwards (1976), 49
Ohio St.2d 31, 40-41, 3 O.O.3d 18, 23, 358 N.E.2d 1051, 1059.
In Colorado v. Connelly (1986), 479 U.S. 157, 107
S.Ct. 515, 93 L.Ed.2d 473, the court held that “police overreaching”
is a prerequisite to a finding of involuntariness. Evidence of use of
an inherently coercive tactic ( e.g., physical abuse, threats,
deprivation of food, medical treatment, or sleep) triggers the
totality-of-the-circumstances analysis. State v. Clark (1988), 38 Ohio
St.3d 252, 261, 527 N.E.2d 844, 854.
There is no indication in the record that the
police overreached in this case. Getsy never asked for food or
indicated that he was tired. Although the questioning began at 12:47
a.m., this was not “long after” midnight and cannot be considered
mistreatment. The videotape does not reveal any coercive actions on
the part of the police officers involved in the questioning. Finally,
although Getsy appeared frightened, he was not frightened of the
police officers, but rather of Santine. Getsy's will was not overborne.
The sixth proposition of law is rejected.
VOIR DIRE ISSUES
Getsy argues in his fourth proposition of law that
he was entitled to a change of venue. He describes the pretrial
publicity as “emotionally charged,” “vast and overwhelming,” and
notorious. He further contends that “the community was overwhelmed
with evidence of the involvement of Jason Getsy and his co-defendants”
and that there was “[e]xtensive news coverage in Trumbull County”
concerning his co-defendants' pleas of guilty. Nothing in the record
supports these claims.
A trial court can change venue “when it appears
that a fair and impartial trial cannot be held” in that court. Crim.R.
18(B); R.C. 2901.12(K). However, “ ‘[a] change of venue rests largely
in the discretion of the trial court, and * * * appellate courts
should not disturb the trial court's [venue] ruling * * * unless it is
clearly shown that the trial court has abused its discretion.’ ” State
v. Maurer (1984), 15 Ohio St.3d 239, 250, 15 OBR 379, 388-389, 473 N.E.2d
768, 780. “ ‘[A] careful and searching voir dire provides the best
test of whether prejudicial pretrial publicity has prevented obtaining
a fair and impartial jury from the locality.’ ” State v. Landrum
(1990), 53 Ohio St.3d 107, 117, 559 N.E.2d 710, 722; State v. Lundgren
(1995), 73 Ohio St.3d 474, 479, 653 N.E.2d 304, 313-314. The voir dire
in this case uncovered some prospective jurors who were biased; those
jurors were excused. The remaining potential jurors indicated that
they could try the case fairly.
Getsy's claim concerning pervasive publicity is
also belied by the fact that he used only three of the six peremptory
challenges available to him. Thus, any challenge has been waived. See
State v. Watson (1991), 61 Ohio St.3d 1, 16, 572 N.E.2d 97, 110; State
v. Eaton (1969), 19 Ohio St.2d 145, 149, 48 O.O.2d 188, 190, 249 N.E.2d
897, 900.
Limited Voir Dire
Getsy argues that the trial court limited voir dire
to such an extent that he was unable to obtain a fair and impartial
jury. The voir dire took place between August 5 and August 16, 1996
and is recorded in 1,695 pages of transcript. Although the trial court
tried to keep voir dire moving along, counsel were rarely limited in
questioning potential jurors. For example, even though the court
indicated that individual voir dire would be limited to the death-penalty
issues, the court often let counsel address other areas that arose
during individual questioning.
Getsy argues that the trial court interrupted voir
dire and prevented counsel from thoroughly exploring juror biases on
three separate occasions. The record does not support this contention.
Getsy also argues that questioning by the court
during individual voir dire on the death penalty deprived him of a
thorough and effective voir dire. “The manner in which voir dire is to
be conducted lies within the sound discretion of the trial judge.”
State v. Lorraine (1993), 66 Ohio St.3d 414, 418, 613 N.E.2d 212, 217.
Our review of the transcripts of the voir dire does not reveal that
the trial court unreasonably or arbitrarily restricted examination. In
State v. Durr (1991), 58 Ohio St.3d 86, 89, 568 N.E.2d 674, 678, we
stated that “[a]lthough R.C. 2945.27 affords the prosecution and
defense the opportunity to conduct a reasonable examination of
prospective jurors, * * * the trial court reserves the right and
responsibility to control the proceedings of a criminal trial pursuant
to R.C. 2945.03, and must limit the trial to relevant and material
matters with a view toward the expeditious and effective ascertainment
of truth.”
Excusal of Death-Scrupled Jurors
Getsy argues that the trial court improperly
excused for cause four jurors who could set aside their views on the
death penalty and follow the law.
The proper standard for determining when a
prospective juror may be excluded for cause based on opposition to
capital punishment is whether the juror's views would prevent or
substantially impair the performance of the juror's duties. Wainwright
v. Witt (1985), 469 U.S. 412, 105 S.Ct. 844, 83 L.Ed.2d 841; Rogers,
17 Ohio St.3d 174, 17 OBR 414, 478 N.E.2d 984, at paragraph three of
the syllabus; State v. Beuke (1988), 38 Ohio St.3d 29, 38, 526 N.E.2d
274, 284. The trial court's findings may not be overruled if supported
by substantial testimony. State v. Tyler (1990), 50 Ohio St.3d 24,
30-31, 553 N.E.2d 576, 586-587.
When questioned by the court, Juror No. 107
initially indicated that she could not impose the death penalty. Under
defense counsel's questioning, the juror began to equivocate. When the
court resumed questioning, she again indicated that she could not
follow the law and impose the death sentence, even if appropriate.
Juror No. 140, upon inquiry by the court, stated
that he could not give the death penalty even if appropriate. During
defense questioning, he indicated that he was not morally or
philosophically opposed to the death penalty. When again questioned by
the court, he stated that he did not “think” he could recommend the
death penalty.
Juror No. 216 was not excused for cause as alleged
by the defense.
Juror No. 179 conclusively stated that she could
not, under any circumstances, vote for the death penalty.
Juror No. 185 was not opposed to the death-penalty,
but equivocated in his answers. He initially stated that he could not
sign a death penalty verdict, then stated he could, and then stated he
could not.
When the voir dires of these prospective jurors are
examined under the Witt standard, it cannot be said that the trial
court abused its discretion in excusing them for cause.
Failure to Excuse Automatic Death Penalty Jurors
Getsy argues that the trial court erred when it
failed to remove for cause three jurors who indicated that they would
automatically impose the death sentence if Getsy was convicted. To the
contrary, Juror Nos. 15, 27, and 65 all indicated they could consider
all available options. None of the jurors was challenged for cause by
defense counsel. Juror Nos. 15 and 27 were eventually seated on
Getsy's jury; the defense used one of its peremptory challenges to
keep Juror No. 65 off the jury.
We have previously held that error in the denial of
a challenge of a juror for cause cannot be grounds for reversal when
the defendant did not exhaust his peremptory challenges. State v.
Poindexter (1988), 36 Ohio St.3d 1, 5, 520 N.E.2d 568, 572. As the
defense had three peremptory challenges remaining, any error was
waived.
Improper Excusal for Cause
When the judge began his orientation instructions,
he asked whether anyone in the group knew of any reason that they
could not be a good juror. Juror No. 55 raised his hand. When examined
individually, Juror No. 55 indicated that he had been in this country
for just six years, had trouble with big words, and had had some
difficulty understanding the written orientation instructions provided
by the court. The court asked whether he could excuse the juror
without objection, and the prosecutor agreed, but the defense wanted
an opportunity to question Juror No. 55. The trial court did not allow
any questioning and excused the juror over defense objection.
Crim. R. 24(B)(13) provides that a person may be
challenged for cause when “English is not his native language, and his
knowledge of English is insufficient to permit him to understand the
facts and the law in the case.” It was clear from the discussion with
this juror that he was having trouble understanding the legal
proceedings and in fact had to have another juror explain the written
orientation instructions to him. The trial court did not commit error
by excusing this juror.
Obtaining Commitments on the Death Penalty
Getsy argues that the trial court and the
prosecutor obtained commitments from prospective jurors to impose the
death penalty. To the contrary, the trial court explained the weighing
process to the jurors and then asked the jurors whether they could
impose a death sentence and whether they could impose a life sentence.
The prosecutor also asked whether the jurors could impose the death
penalty if the conditions requiring it were properly proven, and if
these conditions were not properly proven, whether the jurors could
impose a life sentence. These questions have previously been found to
be proper. State v. Evans (1992), 63 Ohio St.3d 231, 249-250, 586 N.E.2d
1042, 1057.
Each of the arguments in this proposition of law
has been rejected. The fourth proposition of law is rejected.
Peremptory Challenges of Death-Scrupled Jurors
Getsy argues in his fifth proposition of law that
the state improperly used its peremptory challenges to exclude jurors
who were death-scrupled. This proposition of law is summarily
overruled. State v. Seiber (1990), 56 Ohio St.3d 4, 13, 564 N.E.2d
408, 418-419.
INTRODUCTION OF OTHER ACTS EVIDENCE
Joshua Koch, a witness for the state, testified
concerning conversations he had with, or overheard between, the co-defendants
in this case, including Getsy. Getsy alleges in his seventh
proposition of law that some of the information elicited during Koch's
testimony is inadmissible “other acts” evidence.
Getsy argues that three separate prejudicial
statements were elicited: two concerning Getsy being a hitman for
Santine and one indicating that Getsy, along with Hudach and McNulty,
would burn down houses for Santine. Defense counsel did not object to
these statements and cross-examined Koch on the latter statement.
Absent an objection by counsel, this error is examined under the plain-error
standard. An alleged error “does not constitute a plain error * * *
unless, but for the error, the outcome of the trial clearly would have
been otherwise.” State v. Long (1978), 53 Ohio St.2d 91, 7 O.O.3d 178,
372 N.E.2d 804, paragraph two of the syllabus. Here there is no error,
plain or otherwise.
Getsy was charged with committing the murder for
hire. Accordingly, evidence concerning prior acts performed for
Santine is admissible to prove motive under Evid.R. 404(B). Evid.R.
404(B) states that “[e]vidence of other crimes, wrongs, or acts is not
admissible to prove the character of a person in order to show that he
acted in conformity therewith. It may, however, be admissible for
other purposes, such as proof of motive, opportunity, intent,
preparation, plan, knowledge, identity, or absence of mistake or
accident.”
Even if the evidence should not have been admitted,
it did not affect the outcome of the case. The evidence against Getsy
was substantial, including a videotaped confession. Further, it is
clear from Koch's testimony that he did not believe the statements
concerning Getsy that had been made to him by Hudach. During cross-examination,
Koch admitted that he did not know whether they (Getsy, Hudach, and
McNulty) had done anything for Santine before, and there was no other
evidence to corroborate the statements. The seventh proposition of law
is rejected.
SUFFICIENCY AND WEIGHT OF THE EVIDENCE
At the close of the state's case and at the close
of all the evidence, the defense moved for acquittal on all counts and
on the specification. The trial court denied both motions. In his
tenth proposition of law, Getsy argues that the trial court erred.
When a defendant challenges the sufficiency of
evidence, “the relevant question is whether, after viewing the
evidence in the light most favorable to the prosecution, any rational
trier of fact could have found the essential elements of the crime
beyond a reasonable doubt.” (Emphasis sic.) Jackson v. Virginia
(1979), 443 U.S. 307, 319, 99 S.Ct. 2781, 2789, 61 L.Ed.2d 560, 573;
State v. Jenks (1991), 61 Ohio St.3d 259, 574 N.E.2d 492, paragraph
two of the syllabus. A verdict will not be disturbed unless the
appellate court finds that reasonable minds could not reach the
conclusion reached by the trier of fact. Jenks, 61 Ohio St.3d at 273,
574 N.E.2d at 503.
Since this case is on direct appeal from the trial
court, this court has been asked to and will consider whether the
convictions are against the manifest weight of the evidence. State v.
Smith (1997), 80 Ohio St.3d 89, 102-103, 684 N.E.2d 668, 683-684. This
inquiry requires an examination of the entire record and a
determination of whether the evidence produced attains the high degree
of probative force and certainty required of a criminal conviction.
This inquiry is separate from the examination for sufficiency. The
question is whether there is substantial evidence upon which a jury
could reasonably conclude that all the elements have been proved
beyond a reasonable doubt. State v. Eley (1978), 56 Ohio St.2d 169, 10
O.O.3d 340, 383 N.E.2d 132, at syllabus.
The facts in the record, when viewed in the light
most favorable to the prosecution, support a finding of the essential
elements of each crime and specification charged, beyond a reasonable
doubt. Getsy's own statements are sufficient to support a finding that
a conspiracy was planned and carried out by the co-defendants under
Santine's supervision, that Getsy and McNulty forcefully entered the
Serafino home (burglary) with the intent to kill all those inside,
that Ann Serafino was killed and Chuckie Serafino shot (aggravated
murder and attempted aggravated murder), and that the crimes were
committed with firearms. There was evidence that the murder was done
for hire, that it occurred during the course of a burglary, and that
it involved the murder or attempted murder of two or more persons.
After reviewing the entire record, weighing the
evidence and all reasonable inferences, taking into consideration that
Santine generated a certain amount of fear in Getsy, and considering
the credibility of the witnesses, we conclude that the jury did not
lose its way, that a manifest miscarriage of justice did not occur,
and that Getsy's convictions were not against the manifest weight of
the evidence. Accordingly, the tenth proposition of law is rejected.
PROSECUTOR MISCONDUCT
In his twelfth proposition of law, Getsy contends
that the prosecutor engaged in numerous incidents of misconduct
throughout the trial.
Getsy argues that comments made by the prosecutor
in closing argument were misconduct. The prosecutor stated that the
defense had no defense and when “you have no defense you attack the
police, you attack the prosecutor, you attack everybody. * * * You
want to look at things that aren't important to this particular case,
you want to deflect, you want to look for something that doesn't exist,
you want smoke so he can't be seen.” Defense counsel did not object.
We look with disfavor on remarks that denigrate
defense counsel for doing their job and thereby denigrate the
defendant. State v. Keenan (1993), 66 Ohio St.3d 402, 405-406, 613 N.E.2d
203, 206-207. The comments by the prosecutor here were error. However,
unlike Keenan, the prosecutor's remarks in this case were not
pervasive. They occurred only during closing argument and did not rise
to the level of plain error. State v. DeNicola (1955), 163 Ohio St.
140, 56 O.O. 185, 126 N.E.2d 62, paragraph three of the syllabus.
The remaining instances of possible misconduct
cited by Getsy involve comments made by Serafino's neighbor, Fred
Hanley, Jr. Getsy characterizes Hanley's comments as “victim impact
evidence.” Hanley was called to testify because he was awakened by the
gunshots and heard someone running from the Serafino house. During the
course of his testimony, the prosecutor asked Hanley what kind of
relationship he had with the Serafinos, specifically Ann Serafino. In
describing their relationship as that of close neighbors, he related
that he had done favors for her and that she had repaid him by making
him spaghetti. Hanley also opined that Ann Serafino was a “super woman.”
It does not appear that the state solicited this remark. There was no
objection. This isolated comment did not rise to the level of plain
error. Long, 53 Ohio St.2d 91, 7 O.O.3d 178, 372 N.E.2d 804, paragraph
two of the syllabus.
During closing argument in the trial phase, the
prosecutor made the following argument: “It is fundamental that the
law be upheld, that we recognize the constitutional rights of the
accused, Jason Getsy, that the State, if it can, prove his guilt
beyond a reasonable doubt. On the other side of the coin it's just as
important to all of us that Ann Serafino have a right, did have a
right to live and enjoy life in our community. No one has a right to
extinguish the lives of others, no one has a right to burglarize one['s]
home, no one has a right to attempt to kill other persons.” (Emphasis
added.)
Getsy argues that the emphasized portion amounted
to an attempt by the prosecutor to create sympathy for the victim by
referring to unacceptable victim-impact statements. We disagree. Given
the context of the prosecutor's remarks, these statements do not
constitute victim-impact evidence. The prosecutor was merely pointing
out that persons have a right to live and that the act of murder takes
away that right. “Evidence relating to the facts attendant to the
offense, however, is clearly admissible during the guilt phase.” State
v. Fautenberry (1995), 72 Ohio St.3d 435, 440, 650 N.E.2d 878, 883.
Since there was no error, defense counsel's failure to object is
irrelevant to the claim of ineffective assistance of counsel.
Because none of Getsy's allegations concerning
prosecutorial misconduct rises to the level of plain error, the
twelfth proposition of law is rejected.
Getsy also argues that the use of the word
“recommendation” in the jury instructions was error. The defense filed
a motion to prohibit the trial court from referring to the jury's
penalty-phase verdict as a recommendation. The trial court denied the
motion.
Use of an instruction that the jury verdict is a
“recommendation” accurately reflects Ohio law and does not diminish
the jury's overall sense of responsibility. State v. Henderson (1988),
39 Ohio St.3d 24, 29-30, 528 N.E.2d 1237, 1243; State v. Woodard
(1993), 68 Ohio St.3d 70, 77, 623 N.E.2d 75, 80-81. We have stated
that although error is not committed by the mere use of the word “recommendation,”
we prefer that courts trying capital cases include in jury
instructions a statement similar to that commended in State v. Mills
(1992), 62 Ohio St.3d 357, 375, 582 N.E.2d 972, 988. In Mills, this
court said, “Simply put, you [the jury] should recommend the
appropriate sentence as though your recommendation will, in fact, be
carried out.” See State v. Carter (1995), 72 Ohio St.3d 545, 559, 651
N.E.2d 965, 978. The trial court did not include this latter
instruction.
The use of the word “recommendation” was not
overemphasized in the penalty instructions, nor was it amplified by
use of the word “mere” or any other word tending to downplay the
significance of the jury's recommendation. While the preferable
alternative would have been to include the language approved in Mills
and Carter, the instruction given does not constitute prejudicial
error.
Getsy also argues that the jury instructions in the
penalty phase relieved the state of its burden of proving, beyond a
reasonable doubt, that the aggravating circumstances outweighed the
mitigating factors. No objection was made at trial; therefore, this
instruction will be reviewed under the plain-error standard. See
Underwood at syllabus. The jury instruction clearly placed the burden
on the state to prove that the aggravating circumstances outweighed
the mitigating factors, beyond a reasonable doubt.
Getsy also contends that the “beyond a reasonable
doubt” standard instruction given in the trial phase was error and
that the standard of proof should be beyond all doubt for both phases.
The trial court's reasonable doubt instruction for the trial phase was
in accord with R.C. 2901.05(D), which we have held constitutional. See
State v. Van Gundy (1992), 64 Ohio St.3d 230, 594 N.E.2d 604. Further,
the definition used in the penalty phase of the case comports with
this court's suggested instruction. State v. Taylor (1997), 78 Ohio St.3d
15, 29, 676 N.E.2d 82, 96. See, also, State v. Mitts (1998), 81 Ohio
St.3d 223, 233, 690 N.E.2d 522, 531. Finally, this court has rejected
the “beyond all doubt” standard of proof suggested by the defense.
State v. Jenkins (1984), 15 Ohio St.3d 164, 15 OBR 311, 473 N.E.2d
264, paragraph eight of the syllabus.
We find no reversible error in the jury
instructions in the penalty phase and reject the eleventh proposition
of law.
SELECTIVE PROSECUTION
Four co-defendants were involved in the murder of
Ann Serafino and the attempted murder of Chuckie Serafino: John
Santine, Richard McNulty, Ben Hudach, and Jason Getsy. Getsy filed a
motion in the trial court to dismiss the capital specifications due to
selective enforcement of the capital statutes. In his fourteenth
proposition of law, Getsy challenges the denial of his motion.
The record indicates that Hudach was allowed to
plead guilty to an amended indictment in which the death-penalty
specifications were dismissed. In exchange, he agreed to cooperate
fully with the state, to take a polygraph examination, if requested,
and to testify against Santine.
McNulty also entered into a plea arrangement with
the state. McNulty pled guilty to aggravated murder with
specifications, attempted aggravated murder, and aggravated burglary.
He agreed to testify against any of the co-defendants, to take a
polygraph examination, if requested, and to waive all appeals. In
exchange, the state would recommend life imprisonment with parole
eligibility after thirty years on the aggravated murder count, with a
maximum of thirty-six years total on all charges.
Santine's trial went forward after Getsy's. At the
time of Getsy's trial, Santine faced charges similar to those for
which Getsy was tried. Getsy was never offered a plea agreement.
In State v. Flynt (1980), 63 Ohio St.2d 132, 134,
17 O.O.3d 81, 82, 407 N.E.2d 15, 17, we adopted the following test
with regard to selective-prosecution claims:
“ ‘To support a defense of selective or
discriminatory prosecution, a defendant bears the heavy burden of
establishing, at least prima facie, (1) that, while others similarly
situated have not generally been proceeded against because of conduct
of the type forming the basis of the charge against him, he has been
singled out for prosecution, and (2) that the government's
discriminatory selection of him for prosecution has been invidious or
in bad faith, i.e., based upon such impermissible considerations as
race, religion, or the desire to prevent his exercise of
constitutional rights.’ ” (Quoting United States v. Berrios [C.A.2,
1974], 501 F.2d 1207, 1211.) See, also, State v. Lawson (1992), 64
Ohio St.3d 336, 346, 595 N.E.2d 902, 910.
A selective-prosecution claim is not a defense on
the merits to the criminal charge itself, but an independent assertion
that the prosecutor has brought the charge for reasons forbidden by
the Constitution. United States v. Armstrong (1996), 517 U.S. 456,
463, 116 S.Ct. 1480, 1486, 134 L.Ed.2d 687, 698. As the court stated
in Armstrong, “the standard is a demanding one.” Id.
The trial court found that Getsy failed to
establish either prong of the Flynt test. We agree. It appears from
the record that the co-defendants in this case were similarly charged.
At the time Getsy's case went to trial, the case against Santine,
which included capital specifications, was pending. Getsy was not
singled out for prosecution, since all of the co-defendants were
prosecuted. He therefore fails to meet the first prong of the Flynt
test. Further, nothing in the record suggests that the offer of a plea
bargain to Hudach and McNulty or the lack of an offer to Getsy was
based upon impermissible considerations, such as race, religion, or
the desire to prevent Getsy's exercise of constitutional rights, as
required by the second prong of the Flynt test.
The trial court did not abuse its discretion in
denying Getsy's motion, and, therefore, the fourteenth proposition of
law is rejected.
PROPORTIONALITY REVIEW
Getsy argues, in his sixteenth proposition of law,
that the death-penalty review procedures are flawed because the court
limits itself to death cases when conducting its statutorily mandated
proportionality review. This argument is summarily rejected . Steffen,
31 Ohio St.3d 111, 31 OBR 273, 509 N.E.2d 383, paragraph one of the
syllabus.
GENERAL CONSTITUTIONAL CHALLENGE
In his sixteenth proposition of law, Getsy further
argues that Ohio's capital sentencing scheme violates the Eighth and
Fourteenth Amendments to the United States Constitution and similar
provisions. We summarily reject these claims. See Jenkins, 15 Ohio St.3d
164, 15 OBR 311, 473 N.E.2d 264; State v. Sowell (1988), 39 Ohio St.3d
322, 336, 530 N.E.2d 1294, 1309; Steffen, 31 Ohio St.3d at 125, 31 OBR
at 285-286, 509 N.E.2d at 396; State v. Grant (1993), 67 Ohio St.3d
465, 483, 620 N.E.2d 50, 69; Maurer, 15 Ohio St.3d 239, 15 OBR 379,
473 N.E.2d 768, paragraph six of the syllabus; State v. Lewis (1993),
67 Ohio St.3d 200, 206, 616 N.E.2d 921, 926; State v. Buell (1986), 22
Ohio St.3d 124, 22 OBR 203, 489 N.E.2d 795; State v. Phillips (1995),
74 Ohio St.3d 72, 656 N.E.2d 643.
CONSTITUTIONALITY OF NEW DIRECT APPEAL
PROCEDURES
Getsy, in his sixteenth proposition of law, also
challenges the constitutional change which removed the courts of
appeals from the direct review process and limits direct review to
review by this court. This argument is summarily rejected. Smith, 80
Ohio St.3d 89, 684 N.E.2d 668.
INDEPENDENT SENTENCE REVIEW
Having rejected Getsy's propositions of law set
forth above, and having affirmed his conviction for aggravated murder,
we now must independently determine whether the evidence supports the
aggravating circumstances, whether the aggravating circumstances
outweigh the mitigating factors beyond a reasonable doubt, and whether
the death sentence is proportionate to those affirmed in similar
cases.
Appropriateness and Proportionality
Getsy argues, in his remaining propositions of law,
that his death sentence is not appropriate and is disproportionate,
and that the aggravating circumstances do not outweigh the mitigating
factors beyond a reasonable doubt. These arguments will be taken into
account during our independent sentence review.
The state elected to go forward with Count One,
that Getsy purposefully and with prior calculation and design caused
the death of Ann Serafino. The evidence in the record supports a
finding that Getsy committed the aggravated murder of Ann Serafino for
hire, that the murder of Ann Serafino was part of a course of conduct
involving the purposeful killing of or attempt to kill two or more
persons, and that the aggravated murder was committed during an
aggravated burglary. Moreover, the evidence establishes that Getsy was
the principal offender (actual killer) in the commission of the
aggravated murder.
During the penalty phase, Getsy presented evidence
on two statutory mitigating factors as well as evidence relating to
his history, character, and background. Getsy presented evidence
concerning his fear of Santine. A jury can take into account
“[w]hether it is unlikely that the offense would have been committed,
but for the fact that the offender was under duress, coercion, or
strong provocation.” R.C. 2929.04(B)(2). This court has previously
held that “duress” and “coercion” are to be construed more broadly
when considered as mitigating factors than when considered as an
affirmative defense. See Woods, 48 Ohio St.2d at 135, 2 O.O.3d at 293,
357 N.E.2d at 1065. “These constructions appropriately allow
consideration of the broad range of information relevant to mitigation
set out in R.C. 2929.04.” State v. Osborne (1976), 49 Ohio St.2d 135,
147, 3 O.O.3d 79, 85, 359 N.E.2d 78, 86. Therefore, even when, as here,
duress is not an affirmative defense to aggravated murder under R.C.
2903.01(B), it is entitled to some weight as a mitigating factor.
Getsy, unlike Hudach and McNulty, did not work for
Santine or know Ann and Chuckie Serafino. It is clear that Getsy would
not have committed these crimes if he had never met Santine. At the
same time, it is evident that Hudach and McNulty would not have
participated in the crime but for the encouragement and participation
of Santine.
Santine was approximately thirty-five years old.
Getsy was nineteen when the crimes were committed. Santine paid the
rent for the apartment where Hudach and McNulty lived and supplied
some of the drugs that they and their friends used. Santine bragged
that he had connections with the mob and often spoke of his Mafia
connections. When anyone in the group needed money, they asked Santine
for it.
Santine bragged that he had the police in his
pocket and had “fixed” a ticket for Hudach. Santine was known to have
shot his own brother and apparently had never served time for the
incident. Santine was known to routinely carry a duffel bag containing
a gun. One time, Hudach and Robert Stoneburner were sitting with
Santine when Santine shot a wall for no apparent reason. Santine
commented that he wished it had been Chuckie (Serafino).
Getsy was aware of these incidents and they caused
him to be scared of Santine. Getsy had a close friendship with Hudach
and considered himself Hudach's protector. He was apparently fearful
of Hudach's connection with Santine.
It was clear from the videotape of his statement
that Getsy feared Santine and was afraid that Santine would execute
him. Getsy apparently was afraid to go to the police because Santine
made it appear that he had the police in his pocket. This belief was
supported by the fact that McNulty told police what Santine was
planning and the police did nothing.
This court has held that “in determining whether a
course of conduct results in duress, the question is not what effect
such conduct would have upon an ordinary man but rather the effect
upon the particular person toward whom such conduct is directed, and
in determining such effect the age, sex, health and mental condition
of the person affected, the relationship of the parties and all the
surrounding circumstances may be considered.” Tallmadge v. Robinson
(1952), 158 Ohio St. 333, 49 O.O. 206, 109 N.E.2d 496, paragraph two
of the syllabus. Accordingly, we will examine the impact of coercion
or duress as it affected Getsy, not as it should have affected a
reasonable person.
While what Getsy felt or believed about Santine did
not rise to the level of a duress defense, it was clear that it played
a part in his behavior on the night of the crime. When the group first
went to the Serafino house, they returned to the apartment without
completing the act, using the excuse that they could not find a place
to park. Santine became furious, eventually driving Getsy, McNulty,
and Hudach back to the place himself. Santine did not remain at the
Serafino house with the others. Even so, Getsy testified that he had
no choice but to carry out the plan.
Dr. James Eisenberg testified that Getsy's
psychological profile confirmed the fact that Getsy felt trapped by
Santine. McNulty's attempts to contact the police with no response
reinforced Getsy's helplessness. According to Dr. Eisenberg, Getsy was
under considerable duress or coercion at the time of the killing.
Getsy did not feel he could leave, since he felt Santine would take it
out on his family. In addition, Dr. Eisenberg stated, Santine had told
Getsy and the others that once they were in, there was no way out.
Even shooting Santine was not a solution, since Santine had indicated
how well he was connected with the mob and that they would come after
Getsy and his family.
This court has not found the existence of “duress,
coercion, or strong provocation” on many occasions. The court has at
times given some weight to the provocation aspect of R.C.
2929.04(B)(2). Lawrence, 44 Ohio St.3d at 32, 541 N.E.2d at 459-460;
Taylor, 78 Ohio St.3d at 33, 676 N.E.2d at 98. In examining the
specific factor of duress or coercion, this court gave no weight to
the factor in State v. D'Ambrosio (1995), 73 Ohio St.3d 141, 145, 652
N.E.2d 710, 714, finding that the defendant committed the crime of his
own free will. In Seiber, 56 Ohio St.3d at 8, 564 N.E.2d at 415, the
court gave the factor no weight, finding, “No outside force or person
pressured appellant to act as he did.” In this case, the record
supports a finding that Getsy was influenced by Santine. However,
Getsy was not compelled or forced to act as he did. See Woods, 48 Ohio
St.2d at 136-137, 2 O.O.3d at 294, 357 N.E.2d at 1065-1066. It is
clear from the record that Santine did not threaten Getsy and that
Santine was not present during the actual shootings. No weight will be
given to duress as a mitigating factor.
Getsy was nineteen years old at the time this crime
was committed. Therefore, youth of the offender (R.C. 2929.04[B][4] )
is entitled to some weight as a mitigating factor.
Getsy's history and background provide few
mitigating features. Getsy's parents married when his mother became
pregnant, but his father abandoned the family shortly after Getsy's
birth. His mother was subsequently involved in a number of violent
relationships, once being beaten so badly she nearly lost an eye.
Getsy was often present during these beatings, and on at least one
occasion was subjected to a beating. Getsy's maternal grandfather
testified that Getsy's mother was not a good parent. Getsy's
grandparents considered seeking custody, but never followed through.
When Getsy was ten, his mother married Bill Getsy,
who later adopted Getsy. Bill Getsy shared his interest in firearms
with Getsy, taking him to a quarry where they would shoot guns. This
experience gave Getsy a sense of the power of weapons and, according
to Dr. Eisenberg, helped him bond with his stepfather.
Getsy was employed at the time the crimes were
committed. His employment is entitled to some weight. State v. Simko
(1994), 71 Ohio St.3d 483, 644 N.E.2d 345.
Several witnesses testified on Getsy's behalf
during the penalty phase. His employer testified that Getsy was a good
worker. His former girlfriend, Ann Porter, and her father testified
that Getsy was a nice kid. Getsy's wrestling coach described him as
quiet and respectable and stated that Getsy would be welcomed in his
family. The coach testified that Getsy had quit the wrestling team to
work and help the family. McNulty's aunts and Hudach's father also
testified during the penalty phase.
Getsy's pastor testified that he had known Getsy's
family for twenty-five years and had counseled the family. He also
indicated that he had visited Getsy every week for the past fourteen
months and that Getsy was sorrowful for the murder and very remorseful.
The pastor indicated that Getsy now realized that it would have been
better to give his own life than to have followed through with
Santine's plan. Getsy's remorse is entitled to little weight. State v.
Rojas (1992), 64 Ohio St.3d 131, 592 N.E.2d 1376.
According to Dr. Eisenberg, Dripps, McNulty, Hudach,
and Getsy were bonded together and “saw each other as kind of the odd
man out in their relationships and clung to each other for various
reasons.” Dr. Eisenberg stated that while Santine had made threats to
all four of the boys, Getsy was the most afraid of him. Getsy's role
in life seemed to be one of protector. He had watched people get
abused, like his mother, and stepped in, psychologically, if in no
other way, to protect them. He felt particularly protective towards
Hudach, since Santine had once fired a gun over Hudach's head. Dr.
Eisenberg also testified that Getsy had seen a lot of violence in his
life and had seen threats, that others might discount, actually
carried out. For example, his house had been shot at by drug dealers
when he was growing up. Dr. Eisenberg also indicated that there was
some “group dynamic effect” among Hudach, McNulty, and Getsy. Dr.
Eisenberg believed that none of them individually would have carried
out the crime, but only all three together.
Hudach's attorney testified that his client had
been charged with the same crimes as Getsy, but had been allowed to
plead guilty in a plea bargain that allowed him to be eligible for
parole in thirteen and a half years. McNulty's attorney testified that
his client had been charged with the same crimes as Getsy but had been
allowed to plead guilty in a plea bargain that allowed him to be
eligible for parole in thirty-six and a half years.
Santine was tried after Getsy. A copy of Santine's
sentencing entry, which is in the record, indicates that he was found
guilty of aggravated murder, attempted aggravated murder, conspiracy
to commit aggravated murder, and aggravated burglary. He was not
convicted of the capital specifications and therefore could not be
sentenced to death.
In Parker v. Dugger (1991), 498 U.S. 308, 111 S.Ct.
731, 112 L.Ed.2d 812, the United States Supreme Court implicitly
recognized that a co-defendant's sentence could be considered a
nonstatutory mitigating factor. That Hudach received a lesser penalty
than Getsy is not surprising-Hudach did not enter the Serafino home.
McNulty did, and he shot one of the victims; nevertheless, he was
offered a plea bargain, Getsy was not. Furthermore, McNulty did not
testify against Getsy; therefore McNulty's case was not a case of the
state's needing to secure testimony to obtain a conviction on a more
culpable person.
It is also troubling that Santine did not receive
the death sentence even though he initiated the crime. If not for John
Santine, it is unlikely the Serafinos would have been shot. In sum, we
give some weight to the fact that none of the co-defendants was
sentenced to death.
Getsy, once arrested, was cooperative with the
police. He indicated his involvement and expressed remorse during the
course of his unsworn statement. Both cooperation with authorities and
remorse have been recognized as mitigating factors, but we accord them
little weight. Rojas, 64 Ohio St.3d at 143, 592 N.E.2d at 1387.
In Williams, the defendant hired a man to kill the
victim, after failing to kill the victim himself. He paid off the
contract with drugs and money. His mitigating evidence consisted of
the fact that he had a wife and child.
In Davis, the defendant was hired by another to
kill the victim, Piazza. The situation was somewhat similar to the
case at bar in that an innocent person (whose death was unrelated to
the reason for the killing) was killed in the course of the murder for
hire. Piazza, the person who put out the contract, and Davis were all
involved in illegal activities involving stolen auto parts and
trafficking in controlled substances. Davis presented mitigating
evidence that he was a good father, was honorably discharged from the
army, and was a good prisoner.
In reviewing the facts of these cases, it is clear
that imposing the death sentence on Getsy is not disproportionate.
Although Getsy presented more mitigating evidence, none of it is
entitled to significant weight. The factors entitled to some weight
are his age, his remorse, his cooperation during the police
investigation, his employment status, his family background, and the
sentences received by his co-defendants. None of these factors is
entitled to significant weight in mitigation.
In weighing the aggravating circumstances against
the mitigating factors, we conclude that the aggravating circumstances
outweigh the mitigating factors beyond a reasonable doubt.
The judgment of the court of common pleas,
including Getsy's convictions and sentence of death, is affirmed.
MOYER, C.J., and DOUGLAS, RESNICK, FRANCIS E. SWEENEY, Sr., COOK and
LUNDBERG STRATTON, JJ., concur. LUNDBERG STRATTON, J., concurs
separately.
Background: Following affirmance of aggravated
murder conviction and death sentence, 702 N.E.2d 866, petitioner
sought habeas corpus relief. The United States District Court for the
Northern District of Ohio, Dan A. Polster, J., dismissed the petition,
and petitioner appealed.
Holding: The Court of Appeals, Merritt, Circuit
Judge, held that Death sentence received by petitioner, who was hired
to commit the murder, was imposed in an arbitrary and capricious
manner in violation of the Eighth Amendment where codefendant, who
initiated, contracted for, and paid for the murder, was acquitted of
murder for hire and sentenced to life imprisonment; inconsistent and
disproportionate sentences in the same case violated the clearly
established Furman arbitrariness principle. Reversed and remanded.
Ronald Lee Gilman, Circuit Judge, filed dissenting opinion.
Background: Following affirmance of aggravated
murder conviction and death sentence, 84 Ohio St.3d 180, 702 N.E.2d
866, defendant sought habeas corpus relief. The United States District
Court for the Northern District of Ohio, Dan A. Polster, J., dismissed
the petition, and defendant appealed. The Court of Appeals, 456 F.3d
575, reversed as to defendant's death sentence and remanded as to his
claim of judicial bias. Thereafter, the Court of Appeals granted
state's petition for en banc review and vacated previous panel
decision. Defendant appealed.
Holdings: The Court of Appeals, Ronald Lee Gilman,
Circuit Judge, held that: (1) Eighth Amendment did not require
proportionality or consistency between defendant's death sentence and
his codefendant's life sentence; (2) there was no evidence of
corruption or actual bias on party of trial judge in defendant's
murder conviction; (3) defense counsel was not ineffective; and (4)
sufficient evidence supported murder-for-hire aggravating circumstance.
Merritt, Circuit Judge, filed dissenting opinion.
Boyce F. Martin, Jr., Circuit Judge, filed dissenting opinion which
was joined by Merritt, Circuit Judge. Karen Nelson Moore, Circuit
Judge, filed dissenting opinion.
RONALD LEE GILMAN, Circuit Judge.
In September of 1996, an Ohio jury convicted Jason
Getsy of murder-for-hire in connection with the killing of Ann
Serafino and recommended that he be sentenced to death. The state
trial court concurred, and Getsy received no relief either on direct
appeal or in state postconviction proceedings. He thereafter filed a
petition for federal habeas corpus relief. Getsy's petition was denied
by the district court, but a panel of this court reversed the district
court's judgment with regard to his death sentence. The panel majority
held that Getsy's death sentence was unconstitutionally
disproportionate to the life sentence that the separately tried
instigator of the plot received for procuring the murder. It also
remanded the case for an evidentiary hearing regarding Getsy's claim
of judicial bias against the state trial-court judge. Thereafter, this
court granted the Warden's petition for en banc review and vacated the
panel decision. For the reasons set forth below, we AFFIRM the
district court's denial of Getsy's habeas corpus petition.
I. BACKGROUND
A. Factual background
The Ohio Supreme Court set forth the relevant facts
as follows: Charles (“Chuckie”) Serafino lived with his mother, Ann
Serafino. On the evening of July 6, 1995, Ann went to bed at
approximately 11:00 p.m. Chuckie was on the love seat in the family
room when, sometime after 1:00 a.m. on July 7, he heard a loud
explosion. Shells from a shotgun blasted out the sliding glass door
behind him and wounded him in the arm. As he ran for the bathroom to
inspect his injuries, Ann came out of her bedroom. Chuckie remembered
hearing his mother say to someone, “What are you doing here? Get out
of here.” He also remembered hearing someone say, “Shoot the bitch,”
or “Kill the bitch.” Serafino next recalled seeing a gun in his face
and being shot again. He fell to the bathroom floor and pretended to
be dead. After the intruders left, he called 911.
Frederick Hanley, Jr., Chuckie's neighbor, jumped
from his bed upon hearing gunshots. He looked at his digital alarm
clock, which read 1:22 a.m. As he was going downstairs, he heard at
least one additional gunshot. Once outside, he heard footsteps that
appeared to be running away from the Serafino residence. He instructed
his wife to call 911 and inform the police that shots were coming from
the Serafino residence and that someone was running towards the city
of Hubbard.
Officer Thomas Forgacs of the city of Hubbard
Police Department was one of the first officers to respond to the call.
The officers broke into the Serafino home and found Chuckie lying on
the floor with blood all over him. Chuckie asked the officers to check
his mother; she was dead.
Forgacs left the scene and began checking the
Hubbard area for a white Crown Victoria owned by John Santine. Forgacs
went to 24 1/2 South Main Street, where he had seen Santine's car
parked on the evening of July 6. He found Santine's car parked in the
driveway with another car pulled in behind it.
Earlier in the year, Santine had attempted to
purchase a portion of Chuckie Serafino's lawn-care business and had
deposited $2,500 in the business's account. Subsequently, Chuckie
violated probation and was incarcerated in the Trumbull County Jail
until July 6, 1995. While Chuckie was in jail, Santine attempted to
take over Chuckie's business. Santine transferred Chuckie's building
lease and equipment into his own name, which caused an altercation
between Santine and Ann Serafino and Chuckie's sister. The Serafinos
filed a civil action against Santine while Chuckie was still in jail.
Forgacs searched for Santine's car because of a
conversation he had had on June 20, 1995 with Richard McNulty. McNulty,
who lived at 24 1 /2 South Main and who is a co-defendant, had
previously served as a police informant. On June 20, Forgacs asked
McNulty, who worked for Santine, “What does Johnny have in store for
Chuckie when he gets out of jail?” McNulty told Forgacs, “He's dead.
He's bought and paid for.” McNulty told Forgacs that Santine had lined
up a hit man, Tony Antone, to kill Chuckie Serafino. Forgacs gave
little credence to McNulty's statements, and didn't inform Chuckie or
follow up on the information.
Forgacs returned to the murder scene and told the
Hubbard Township Police what McNulty had told him a few weeks earlier.
Later that morning, Detective Donald Michael Begeot of the Hubbard
Township Police Department and Forgacs went to the McNulty apartment
at 24 1/2 South Main to take McNulty in for questioning.
Initially, McNulty minimized his involvement and
denied that he had told Forgacs about the contract on Chuckie. Based
on other information obtained from McNulty, Begeot obtained an arrest
warrant for Getsy. At approximately 10:00 p.m. on July 7, 1995, Getsy
was arrested in the driveway of 24 1/2 South Main. He was given
Miranda warnings at the scene and later at the Hubbard Township Police
Department. At approximately 1:00 a.m., on July 8, 1995, Getsy gave a
videotaped interview.
Getsy told Begeot that Ben Hudach called him on the
evening of July 6, 1995, and told him to come to 24 1/2 South Main
Street. When Getsy got there, Hudach, a co-defendant, told Getsy that
they (Getsy, Hudach, and McNulty) had to “take out some guy.” Santine
was not present, but Hudach related what Santine had told him earlier.
Money had been discussed, but Hudach was not sure of the amount. Getsy
later indicated that he participated in the shootings because he was
scared of Santine, but did not do it for the money.
Sometime on July 6, 1995, Getsy, Hudach, and
McNulty drove to the Serafino residence. They could not find a place
to park so they returned to 24 1/2 South Main Street. When they
returned, Santine was at the apartment and drove them back to the
Serafino house. Getsy described the guns that they took with them,
which included a shotgun, a SKS rifle, and a .357 magnum handgun.
Getsy explained that after Santine dropped them off, Hudach sprained
his ankle and went back to where they were supposed to be picked up.
Getsy stated, “[T]hat left me and Rick to get it done.” He admitted
that what they were supposed to do was kill Chuckie Serafino.
Getsy explained that he and McNulty fired
simultaneously through the sliding glass door on the back of the
Serafino house. They entered the house through the shattered door and
shot at Chuckie as he was running down the hall. When they saw Ann
Serafino, Getsy stated, they “just kept shooting.”
During the interview with Begeot, Getsy was
reluctant to mention Santine's name. He told Begeot that the same
thing that happened last night could happen to him. He asked whether
Santine would ever see the interview tape. Begeot assured Getsy that
Santine would not be able to get to him. Getsy also asked Begeot if he
was going to die, and Begeot told him, “No.”
Getsy admitted that he had the SKS rifle and the
handgun during the shootings. He explained that when he was shooting
the SKS, the clip fell out so he had to pull out the handgun.
Getsy's description of the weapons he and McNulty
used was verified by physical evidence recovered at the scene. Michael
Roberts, a forensic scientist, identified the projectiles recovered
from the murder scene. None of the projectiles found outside the
family room area, where the sliding glass door was blown out, was
discharged by the shotgun which, according to Getsy, McNulty carried
and fired. The projectiles linked to the shotgun were recovered in the
family room.
Getsy admitted that they had been instructed to
kill any witnesses. When Begeot asked him what they were told about
witnesses in the house, Getsy replied, “[I]f we were seen, to do them,
too.” After the shootings, Hudach called Santine to tell him it was
finished and to pick them up. Santine told Hudach that there were cops
everywhere and that they should run through the woods to get back to
the apartment. Santine also told Hudach to ditch the guns in the woods.
Getsy, McNulty, and Hudach arrived back at 24 1/2
South Main, where Josh Koch and Santine were waiting for them. Santine
ordered them to take off their clothes and take a bath. Getsy was the
last to bathe. When he came out of the bathroom, his clothes and boots
were gone. He did not know what happened to them.
Koch testified that he was at 24 1/2 South Main
Street on July 6 and 7, 1995. He knew that Getsy, McNulty, and Hudach
were going out to do something for Santine, but they declined to give
him any details. He was to watch TV and write down the shows that were
on so the other three could memorize the list for an alibi.
After Getsy, McNulty, and Hudach left, Koch waited
in the apartment. Santine came to the apartment and, sometime around
1:00 a.m., jumped up and said, “I heard the gunshots.” Immediately
thereafter, the telephone rang and Koch heard Santine talking to
someone in a fast, excited manner. Santine said, “So you killed them,
right, you killed them both? * * * Okay. Well, I can't come pick you
up. The cops are everywhere, they are pulling over everybody, you got
to run through the woods and ditch the guns.” Santine hung up and
happily screamed, “I fucking love these guys.”
According to Koch, Santine was very pleased with
the three men. He said, “You guys want $10,000? I'll give you
$10,000.” McNulty told him he just wanted a wedding ring for his
girlfriend. Hudach said that it had been a favor for Santine. Getsy
indicated that he needed money for his car. The next day, Koch heard
Getsy bragging to Patricia Lawson about shooting Ann Serafino. Getsy
grabbed a piece of pizza with no cheese on it and said, “This looks
just like this bitch's face after we shot her.”
Michael Dripps, a close friend of Getsy, McNulty,
and Hudach, acknowledged that Getsy was happy, secure, and tough when
he had a gun in his hand. Dripps was present at the lawn-care business
when Gum-out had been used to wipe prints off the weapons before the
Serafino shootings. Dripps heard Santine instruct Getsy, McNulty, and
Hudach to kill Chuckie Serafino and all witnesses. Dripps also
observed McNulty and Hudach in camouflage clothing on the night of the
killing. State v. Getsy, 84 Ohio St.3d 180, 702 N.E.2d 866, 873-75
(1998).
B. Procedural background
In July of 1995, an Ohio grand jury indicted Getsy
for the aggravated murder of Ann Serafino, the attempted murder of
Charles Serafino, and related charges that included aggravated
burglary. The indictment also charged Getsy with three capital
specifications that rendered him eligible for the death penalty,
including: (1) murder or attempted murder of two or more people, (2)
murder for hire, and (3) felony murder. Getsy proceeded to trial in
July of 1996 and was ultimately found guilty of all charges and
specifications. Following a penalty-phase hearing, the jury
recommended that Getsy be sentenced to death. The trial judge accepted
the jury's recommendation and imposed a sentence of death for the
aggravated murder charge.
Getsy appealed to the Ohio Supreme Court, raising
17 claims of error. The Court affirmed Getsy's sentence and conviction
as to all grounds raised. Getsy, 702 N.E.2d at 893. Simultaneously
with his direct appeal, Getsy also filed a petition for state
postconviction relief. The Ohio trial court denied his petition for
relief, and the Ohio Supreme Court declined to hear his postconviction
appeal. Subsequently, the Ohio Supreme Court summarily denied Getsy's
application to reopen his direct appeal.
Having exhausted all of his state-court remedies,
Getsy filed a petition in federal district court for habeas corpus
relief pursuant to 28 U.S.C. § 2254. Getsy's habeas petition raised 21
separate claims of error, 2 of which the district court dismissed as
defaulted and the remainder of which the court denied on the merits.
The only issue that the district court certified for appeal was
whether Getsy's sentence was unconstitutionally arbitrary and
disproportionate in relation to that imposed on Santine. On appeal,
this court expanded Getsy's Certificate of Appealability (COA) to
include seven additional claims: (1) whether Getsy's due process
rights were violated by the failure of the trial judge to recuse
himself, (2) whether Getsy's confession was obtained knowingly and
voluntarily, (3) whether Getsy was denied the right to a fair and
impartial jury, (4) whether Getsy was denied his right to the
effective assistance of counsel in the penalty phase of his trial, (5)
whether sufficient evidence supported Getsy's conviction regarding the
murder-for-hire aggravating circumstance, (6) whether the Ohio
prosecutor improperly engaged in selective prosecution by seeking the
death penalty against Getsy, and (7) whether the errors asserted had
the cumulative effect of denying Getsy the due process of law.
A panel of this court reversed the judgment of the
district court regarding Getsy's death sentence, holding that it was
unconstitutionally arbitrary and disproportionate in relation to the
life sentence received by Santine in a separate trial. Getsy v.
Mitchell, 456 F.3d 575, 598 (6th Cir.2006), reh'g en banc granted,
opinion vacated. The panel majority also remanded Getsy's claim of
judicial bias for an evidentiary hearing. Id. at 595. Subsequently,
the Warden petitioned this court to rehear Getsy's appeal en banc. We
granted the petition for rehearing and vacated the panel decision in
November of 2006.
II. ANALYSIS
A. Standard of review
Under the Antiterrorism and Effective Death Penalty
Act of 1996 (AEDPA), a federal court may not grant a writ of habeas
[corpus] to a petitioner in state custody with respect to any claim
adjudicated on the merits in state court unless (1) the state court's
decision “was contrary to, or involved an unreasonable application of,
clearly established Federal law, as determined by the Supreme Court”
... or (2) the state court's decision “was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceedings.” Taylor v. Withrow, 288 F.3d 846, 850 (6th
Cir.2002) (quoting 28 U.S.C. § 2254(d)). “A state court's legal
decision is ‘contrary to’ clearly established federal law ... if the
state court arrived at the conclusion opposite to that reached by the
Supreme Court on a question of law or if the state court decided a
case differently than a Supreme Court decision on a set of materially
indistinguishable facts.” Lopez v. Wilson, 426 F.3d 339, 342 (6th
Cir.2005) (en banc). Alternatively, a state court decision will not be
held to be an “unreasonable application” of clearly established
federal law unless the decision is “objectively unreasonable,” not
simply erroneous or incorrect. Williams v. Taylor, 529 U.S. 362,
409-11, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000).
B. Proportionality
The primary issue raised by Getsy, and the only
issue certified for appeal by the district court, is whether Getsy's
sentence was unconstitutionally arbitrary or disproportionate in
relation to that received by Santine. Getsy's argument ultimately
rests on the fact that Santine, the mastermind who directed
codefendants Getsy, Hudach, and McNulty to kill Charles Serafino, did
not receive the death penalty. Santine's indictment mirrored Getsy's.
In a separate trial that took place after Getsy's, Santine was
convicted of aggravated murder and aggravated burglary, but was
acquitted of all the capital specifications charged and thus
ineligible for the death penalty. Getsy claims that this disparity
renders his death sentence arbitrary and disproportionate.
On direct review, the Ohio Supreme Court first
addressed Getsy's related contention that Ohio's death penalty
procedures are flawed because the court “limits itself to death cases
when conducting its statutorily mandated proportionality review.”
Getsy, 702 N.E.2d at 889. Relying on its decision in State v. Steffen,
31 Ohio St.3d 111, 509 N.E.2d 383, 386 (1987), which held that “[t]he
proportionality review required by R.C. 2929.05(A) is satisfied by a
review of those cases already decided by the reviewing court in which
the death penalty has been imposed,” the Court summarily rejected
Getsy's argument. The Court next independently reviewed Getsy's death
sentence for appropriateness and proportionality pursuant to Ohio
Rev.Code Ann. § 2929.05. Getsy, 702 N.E.2d at 889. Comparing Getsy's
case to other similar murder-for-hire death penalty cases in Ohio, the
Court concluded that “it is clear that imposing the death sentence on
Getsy is not disproportionate.” Id. at 892.
Getsy renews his claim of arbitrariness and
disproportionality before us en banc. At oral argument, Getsy's
counsel conceded that Getsy's death sentence was not arbitrary or
disproportionate at the time that it was imposed. Instead, Getsy
contends that his sentence became unconstitutional only later when a
different jury sentenced Santine to life imprisonment for his role in
the same offenses. According to Getsy, Furman v. Georgia, 408 U.S.
238, 92 S.Ct. 2726, 33 L.Ed.2d 346 (1972), Gregg v. Georgia, 428 U.S.
153, 96 S.Ct. 2909, 49 L.Ed.2d 859 (1976), and their progeny establish
a duty on the part of the Ohio Supreme Court to “correct this
arbitrary and capricious sentence.” This argument, in our opinion,
advocates a novel constitutional rule that Supreme Court precedent
simply does not support, let alone dictate.
Getsy accurately asserts that the fractured
majority holding in Furman has come to stand for the general principle
that the arbitrary and disproportionate imposition of the death
penalty violates the Eighth Amendment. See, e.g., Walton v. Arizona,
497 U.S. 639, 657, 110 S.Ct. 3047, 111 L.Ed.2d 511 (1990) (noting that
Furman “has come to stand for the principle that a sentencer's
discretion to return a death sentence must be constrained by specific
standards, so that the death penalty is not inflicted in a random and
capricious fashion”), overruled on other grounds by Ring v. Arizona,
536 U.S. 584, 122 S.Ct. 2428, 153 L.Ed.2d 556 (2002). Proceeding from
this abstract principle to the specific conclusion urged by Getsy-that
his sentence was unconstitutionally arbitrary or disproportionate in
relation to that of Santine-necessarily entails at least one of two
additional premises: (1) that the Eighth Amendment requires
comparative proportionality, or (2) that a rule of consistency applies
regarding death-specification verdicts among separately tried
coconspirators. These premises, however, have been disclaimed both by
this court and by the Supreme Court.
Unlike this absolute or individualized
proportionality, Getsy's proportionality argument rests on a claim
that his death sentence is disproportionate only by comparison to
Santine's life sentence. In Pulley, the Supreme Court considered the
precise argument asserted by Getsy-that the Constitution demands a
comparative proportionality review that “purports to inquire ...
whether the penalty is ... unacceptable in a particular case because [it
is] disproportionate to the punishment imposed on others convicted of
the same crime.” Pulley, 465 U.S. at 44, 104 S.Ct. 871. The Court
squarely rejected this argument as contrary to its holdings in Jurek
v. Texas, 428 U.S. 262, 96 S.Ct. 2950, 49 L.Ed.2d 929 (1976), Gregg v.
Georgia, 428 U.S. 153, 96 S.Ct. 2909, 49 L.Ed.2d 859 (1976), and
Proffitt v. Florida, 428 U.S. 242, 96 S.Ct. 2960, 49 L.Ed.2d 913
(1976). Pulley, 465 U.S. at 50-51, 104 S.Ct. 871. Three years later,
the Court reaffirmed Pulley's holding in McCleskey v. Kemp, 481 U.S.
279, 107 S.Ct. 1756, 95 L.Ed.2d 262 (1987). In that case, the Court
expressly held that a defendant could not “prove a constitutional
violation by demonstrating that other defendants who may be similarly
situated did not receive the death penalty.” McCleskey, 481 U.S. at
306-07, 107 S.Ct. 1756 (emphasis in original).
Our sister circuits have also recognized this well-established
principle. See, e.g., Beardslee v. Woodford, 358 F.3d 560, 579-81 (9th
Cir.2004) (rejecting the argument that “different sentences for
equally culpable co-defendants violate the prohibition against
arbitrary imposition of the death penalty in Furman,” and concluding
that no constitutional error arose from the trial court's refusal to
allow the codefendants' sentences into evidence); Bush v. Singletary,
99 F.3d 373, 375 (11th Cir.1996) (per curiam) (holding that no federal
constitutional claim arose by reason of the fact that the defendant's
death sentence was disproportionate to that of his codefendant, whose
death sentence had been vacated on appeal); Hatch v. Oklahoma, 58 F.3d
1447, 1466 (10th Cir.1995) (rejecting the defendant's claim that the
Constitution required “a proportionality review of his sentence
relative only to his codefendant”), overruled in part on other grounds
by Daniels v. United States, 254 F.3d 1180, 1188 n. 1 (10th Cir.2001);
Russell v. Collins, 998 F.2d 1287, 1294 (5th Cir.1993) (denying relief
to a habeas petitioner who argued that his death sentence was
disproportionate to that of a codefendant who had pled guilty and been
sentenced to 60 years in prison).
By statutorily incorporating a form of comparative
proportionality review that compares a defendant's death sentence to
others who have also received a sentence of death, Ohio's death
penalty regime actually adds an additional safeguard beyond the
requirements of the Eighth Amendment. See Steffen, 509 N.E.2d at 386.
This additional form of review excludes from the precedents used for
comparison all cases, like Santine's, where the sentence received was
other than death. Id.
In an unbroken line of precedent, this court has
upheld challenges to Ohio's limited comparative-proportionality review.
“Since proportionality review is not required by the Constitution,
states have great latitude in defining the pool of cases used for
comparison”; therefore “limiting proportionality review to other cases
already decided by the reviewing court in which the death penalty has
been imposed” falls within this wide latitude. Williams v. Bagley, 380
F.3d 932, 962-63 (6th Cir.2004) (citing seven prior Sixth Circuit
cases that have upheld Ohio's limited proportionality review against
constitutional challenges).
Getsy attempts to distinguish this longstanding
proposition that Ohio need not have even considered the very ground
upon which his constitutional claim is based-that a similarly situated
defendant received a life sentence-by narrowing his argument. He
contends that, although Ohio need not systematically engage in
comparative proportionality review as a general matter, its failure to
do so in this case, where the mastermind of the plot was acquitted of
all capital specifications, gives rise to a constitutional violation.
This amounts to a thinly veiled argument that consistent capital-specification
verdicts among separately tried coconspirators (in this case,
participants in a murder-for-hire scheme) are required.
In the absence of case law for this specific
proposition, Getsy asserts that Furman's broad prohibition against
arbitrary and capricious death sentences somehow dictates the further
leap to a consistency principle in capital cases. Getsy's counsel
properly conceded at oral argument that the Supreme Court has never
held that the Eighth Amendment requires such a rule of consistency. To
the contrary, the Supreme Court has explicitly rejected the common-law
rule of consistency in other contexts. See, e.g., United States v.
Powell, 469 U.S. 57, 58, 105 S.Ct. 471, 83 L.Ed.2d 461 (1984) (reaffirming
the holding in Dunn v. United States, 284 U.S. 390, 52 S.Ct. 189, 76
L.Ed. 356 (1932), that “a criminal defendant convicted by a jury on
one count could not attack that conviction because it was inconsistent
with the jury's verdict of acquittal on another count”). Nearly all
courts to have addressed the issue since Powell-including our own-have
concluded that the rule of consistency regarding verdicts even in a
single trial is no longer good law. See United States v. Crayton, 357
F.3d 560, 565-66 (6th Cir.2004) (explaining that “the acquittal of all
but one co-conspirator during the same trial does not necessarily
indicate that the jury found no agreement to act,” and collecting
cases from eight other circuits).
Moreover, we have long held that the common-law
rule of consistency has no application to conflicting verdicts
returned by different juries in separate trials. See United States v.
Newton, 389 F.3d 631, 636 (6th Cir.2004) (noting that the rule of
consistency “was not applied if coconspirators were separately tried”),
vacated in part on other grounds, 546 U.S. 803, 126 S.Ct. 280, 163
L.Ed.2d 35 (2005); United States v. Sachs, 801 F.2d 839, 845 (6th
Cir.1986) (“[I]f coconspirators are tried separately, the acquittal of
all other coconspirators does not mandate acquittal as to the
remaining conspirator.... In other words, it is not necessarily
inconsistent for two juries to reach differing results.”); see also
Cortis v. Kenney, 995 F.2d 838, 840 (8th Cir.1993) (same); United
States v. Lewis, 716 F.2d 16, 22 (D.C.Cir.1983) (same); United States
v. Sangmeister, 685 F.2d 1124, 1126-27 (9th Cir.1982) (same); United
States v. Espinosa-Cerpa, 630 F.2d 328, 333 (5th Cir.1980) (same).
This well-established precedent squarely precludes the old common-law
rule from applying under the circumstances of this case.
Getsy simply had no constitutional guarantee that
his jury would reach the same results as prior or future juries
dealing with similar facts, irrespective of the offense with which he
was charged. Criminal defendants are instead protected from irrational
convictions by the due process requirement that a conviction must be
supported by sufficient evidence. Powell, 469 U.S. at 67, 105 S.Ct.
471 (“[A] criminal defendant already is afforded protection against
jury irrationality or error by the independent review of the
sufficiency of the evidence undertaken by the trial and appellate
courts. We do not believe that further safeguards against jury
irrationality are necessary.”); see also Espinosa-Cerpa, 630 F.2d. at
332 n. 5 (explaining the ancient origin of the English common-law rule
of consistency and “its inappropriateness to a modern American
criminal system in which all verdicts obviously are, and always have
been, subject to independent review for evidentiary support”). Thus,
the constitutionality of Getsy's murder-for-hire conviction turns not
on any fortuity regarding when he was tried or with whom, nor on the
caprice permissible in another jury's decision to acquit on similar
facts, but rather on the sufficiency of the evidence presented at his
own trial.
Only where a court declares that the evidence is
legally insufficient to support the conspiracy conviction of one
defendant must the conviction of the sole coconspirator also be voided.
Morrison v. California, 291 U.S. 82, 93, 54 S.Ct. 281, 78 L.Ed. 664
(1934) (reversing two defendants' joint conspiracy convictions where
due process precluded the state's reliance on a legal presumption to
establish an element of the conspiracy). We pause to emphasize that,
contrary to the view of the dissent, “[a] court's determination that
there is insufficient evidence to convict cannot be equated with a
jury's determination that a defendant, for whatever reason, should be
acquitted.” Crayton, 357 F.3d at 566. Apparently recognizing this
fundamental distinction, Getsy himself has never argued that Morrison
applies to his case, even in the wake of the original-panel majority's
unwarranted reliance on that decision. Nevertheless, the dissent
presses on with this argument, overlooking the critical distinction
between a determination made by a court as a matter of law-with which
Morrison dealt-and a jury verdict. (All discussion in this opinion of
the dissent or the dissenting opinion refers to the lead dissent
authored by Judge Merritt.)
Santine's case was allowed to go to a jury, and
that jury ultimately acquitted him of the murder-for-hire
specification. But the very fact that the issue was submitted to a
jury indicates that the evidence against him was not so deficient that
the trial court could decide the question as a matter of law.
Furthermore, jury verdicts differ intrinsically from decisions made by
a court. See Crayton, 357 F.3d at 566; see also Powell, 469 U.S. at
66, 105 S.Ct. 471 (noting, in the context of inconsistent verdicts in
a single trial, that “[t]he fact that the inconsistency may be the
result of lenity, coupled with the Government's inability to invoke
review, suggests that inconsistent verdicts should not be reviewable”).
Although the dissent points out that the Supreme Court has “never
retracted or narrowed” the holding in Morrison, neither has the Court
ever expanded it to require the reversal of one conspirator's
conviction or sentence in light of a coconspirator's acquittal by a
separate jury. Certainly Enmund v. Florida, 458 U.S. 782, 102 S.Ct.
3368, 73 L.Ed.2d 1140 (1982), in which the Supreme Court reversed the
death sentence of a defendant on the ground that he did not personally
kill or intend to kill anyone, was not such a case.
We also disagree with the dissent's view that
considerations of consistency, even if relevant, would require
“Getsy's death verdict [to] be set aside.” Dissenting Op. at 325.
Apart from the murder-for-hire capital specification, Getsy was also
convicted of two other capital specifications-felony murder and
attempted multiple murders-that do not necessarily conflict with the
verdicts from Santine's trial. Getsy would therefore be entitled, at
most, to a new penalty-phase hearing, not an outright voiding of his
death sentence.
Ultimately, the question before us is whether the
determination of the Ohio Supreme Court that Getsy's death sentence
was not arbitrary or disproportionate was contrary to, or an
unreasonable application of, clearly established federal law. As the
above analysis demonstrates, clearly established federal law lends no
support to Getsy's claim, with the relevant precedent actually
pointing the other way. To grant habeas relief despite such an obvious
void of clearly established authority contravening the state court's
decision would both violate AEDPA and amount to the retroactive
application of a new constitutional rule of criminal procedure in
violation of Teague v. Lane, 489 U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d
334 (1989) (barring, with exceptions inapplicable here, the
retroactive application of a new rule of constitutional law in a
collateral proceeding). We therefore decline to adopt Getsy's
proportionality argument.
The dissent's references to Aristotle, Sir Francis
Bacon, Sir Edward Coke, and English cases beginning in the year 1599
strike us as quite scholarly, even if only marginally relevant.
Obviously the controlling law is that of the United States Supreme
Court, not the King's Bench. What the dissent's historical exposition
fails to cite is even a single instance in which the Supreme Court or
any federal court has ever reversed one defendant's sentence or
conviction based on another defendant's later acquittal by a separate
jury. The dissent does not, because it cannot, explain how such a
supposedly well-established rule has remained hidden within this
country's federal jurisprudence for so long a time.
This is not to say that the incongruous results
from the separate trials of Getsy and Santine are not a matter of
concern. We share that concern, recognizing at the same time that
reasonable people can disagree over the relative moral turpitude of
the instigator of an assassination on the one hand and the killer
hired to carry out the violent act on the other. Nevertheless, we are
not empowered to answer this philosophical question by bypassing the
limitations that both Congress and the Supreme Court have placed upon
our power to grant relief under the circumstances of this case.
Perhaps some day the Supreme Court will hold that a
comparison between the culpability of a hired killer and that of his
instigator is constitutionally required, and that inconsistent
verdicts arising from their separate trials are unconstitutional. But
this is not the law of the land today, and was obviously not the
“clearly established law” at the time that the Ohio Supreme Court
affirmed Getsy's conviction and sentence in 1999. For this reason, as
well as the others set forth above, we do not believe that the
judgment of the Ohio Supreme Court on the issue of proportionality is
contrary to or an unreasonable application of clearly established
federal law as determined by the United States Supreme Court.
C. Judicial bias
As a second ground for habeas relief, Getsy asserts
that his right to a fair trial was violated because Judge W. Wyatt
McKay, the Ohio judge who presided over Getsy's trial, exhibited bias.
Getsy's claim arises from events surrounding a picnic that took place
in August of 1996, just after Getsy's trial had begun. The picnic was
an annual event hosted by the Trumbull County judges. That year it was
held at a home belonging to the mother of Trumbull County Court Judge
Ronald Rice. Judge Rice's wife, Cynthia Rice, was one of the two
prosecuting attorneys trying Getsy's case. Both Judge Rice and Cynthia
Rice attended the party, as did Judge McKay and many other guests.
While driving home from the picnic, Judge McKay was involved in a
single-car accident and was ultimately charged with driving under the
influence of alcohol (DUI). Judge McKay arrived late to court the next
day wearing sunglasses and appearing to have bruises on his face, but
Getsy's trial proceeded.
Upon learning of the incident through the media,
Getsy filed a motion for a mistrial and for the disqualification of
Judge McKay to try his case. He also filed an Affidavit of
Disqualification against Judge McKay in the Ohio Supreme Court
pursuant to Ohio Rev.Code Ann. § 2701.03. Chief Justice Moyer of the
Ohio Supreme Court denied Getsy's motion on the ground that the “mere
fact that a judge and an attorney attend the same social event does
not mandate the judge's disqualification from pending cases involving
that attorney.” In re Disqualification of McKay, 77 Ohio St.3d 1249,
674 N.E.2d 359 (1996). Citing an affidavit submitted by Judge McKay,
Chief Justice Moyer also noted that any contact between the judge and
the assistant prosecutor consisted of nothing more than the “passing
of simple social amenities.” Id.
Following the denial of Getsy's Affidavit of
Disqualification by the Ohio Supreme Court, Judge McKay brought in
Judge John M. Stuard, a fellow Trumbull County judge with no
connection to the case, to voir dire the jury regarding the DUI
incident. This process revealed that only two jurors were aware of the
incident, and both averred that it would not affect their ability to
be fair and impartial. Judge McKay subsequently denied Getsy's motion
for a mistrial and for disqualification, and denied Getsy's request
for an evidentiary hearing on the matter. On direct review, the Ohio
Supreme Court relied on Chief Justice Moyer's denial of Getsy's
Affidavit of Disqualification in ruling against his judicial-bias
argument. Getsy, 702 N.E.2d at 876.
Judge McKay's DUI prosecution overlapped with
Getsy's trial. In order to avoid the appearance of impropriety, the
Trumbull County Prosecutor's Office trying Getsy's case brought in a
special prosecutor from neighboring Geauga County to prosecute Judge
McKay. Ultimately, Judge McKay pled guilty to the DUI charge and was
sentenced on September 5, 1996. Judge McKay's plea and sentencing thus
followed the September 3, 1996 guilty verdict in Getsy's jury trial,
but preceded the jury's death-sentence recommendation handed down on
September 10, 1996 and Judge McKay's imposition of the death sentence
on September 12, 1996.
Getsy's primary argument is that he is entitled to
an evidentiary hearing to develop facts relevant to his judicial-bias
claim. The district court denied Getsy's request for such a hearing.
We will reverse a district court's denial of an evidentiary hearing
only if the court abused its discretion. Abdus-Samad v. Bell, 420 F.3d
614, 626 (6th Cir.2005) (reciting that standard of review in affirming
the denial of an evidentiary hearing). A district court abuses its
discretion where it “applies the incorrect legal standard, misapplies
the correct legal standard, or relies upon clearly erroneous findings
of fact.” United States v. Martinez, 430 F.3d 317, 326 (6th Cir.2005)
(quotation marks omitted).
Section 2254(e)(2) sets forth certain preconditions
to obtaining an evidentiary hearing in a habeas proceeding where a
petitioner has “failed to develop the factual basis of a claim in
State court proceedings.” The Supreme Court has held that “failed”
within the meaning of § 2254(e)(2) refers to “a lack of diligence, or
some greater fault, attributable to the prisoner or the prisoner's
counsel.” Williams v. Taylor, 529 U.S. 420, 432, 120 S.Ct. 1479, 146
L.Ed.2d 435 (2000). Here, Getsy sought to develop evidence regarding
his judicial-bias claim both at trial and in his postconviction
proceedings in state court. He has thus demonstrated diligence in
accordance with § 2254(e)(2). See id. at 437, 120 S.Ct. 1479 (“Diligence
will require in the usual case that the prisoner, at a minimum, seek
an evidentiary hearing in state court in the manner prescribed by
state law.”).
Although Getsy thus overcomes the initial statutory
hurdle to obtaining a hearing, “the fact that [a petitioner] is not
disqualified from receiving an evidentiary hearing under § 2254(e)(2)
does not entitle him to one.” Bowling v. Parker, 344 F.3d 487, 512
(6th Cir.2003). The Supreme Court recently explained that, “[i]n
deciding whether to grant an evidentiary hearing, a federal court must
consider whether such a hearing could enable an applicant to prove the
petition's factual allegations, which, if true, would entitle the
applicant to federal habeas relief.” Schriro v. Landrigan, 550U.S.
465, 127 S.Ct. 1933, 1940, 167 L.Ed.2d 836 (2007); see also Bowling,
344 F.3d at 512 (determining that the district court's denial of an
evidentiary hearing did not amount to an abuse of discretion after
examining the following factors: whether the petitioner “alleges
sufficient grounds for release,” whether “relevant facts are in
dispute,” and whether the “state courts ... h[e]ld a full and fair
evidentiary hearing”). Furthermore, “[b]ecause the deferential
standards prescribed by § 2254 control whether to grant habeas relief,
a federal court must take into account those standards in deciding
whether an evidentiary hearing is appropriate.” Schriro, 127 S.Ct. at
1940.
We must therefore determine, as a threshold matter,
whether Getsy alleges sufficient grounds for relief under AEDPA's
deferential standard. Id. Getsy's judicial-bias argument focuses on
two different elements: (1) the allegedly improper ex parte contact
between Judge McKay and assistant prosecutor Rice at the picnic, and
(2) the potential conflict of interest arising from Judge McKay's own
pending prosecution. Upon examination, we conclude that neither of
these arguments demonstrates that the district court abused its
discretion in denying Getsy's request for a hearing.
“[T]he floor established by the Due Process Clause
clearly requires a fair trial in a fair tribunal, before a judge with
no actual bias against the defendant or interest in the outcome of his
particular case.” Bracy v. Gramley, 520 U.S. 899, 904-05, 117 S.Ct.
1793, 138 L.Ed.2d 97 (1997) (emphasis added) (citation and quotation
marks omitted). Under this standard, “[o]nly in the most extreme of
cases would disqualification on the basis of bias and prejudice be
constitutionally required.” Williams v. Anderson, 460 F.3d 789, 814
(6th Cir.2006) (brackets omitted) (quoting Aetna Life Ins. Co. v.
Lavoie, 475 U.S. 813, 821, 106 S.Ct. 1580, 89 L.Ed.2d 823 (1986)). Our
judicial-bias inquiry is also informed by the Supreme Court's analysis
of the federal statutory-recusal standard in Liteky v. United States,
510 U.S. 540, 552, 114 S.Ct. 1147, 127 L.Ed.2d 474 (1994), in which
the Court explained that “the pejorative connotation of the terms
‘bias' and ‘prejudice’ demands that they be applied only to judicial
predispositions that go beyond what is normal and acceptable.”
Getsy's first claim essentially amounts to an
observation that Judge McKay attended the same annual judicial picnic
that assistant prosecutor Rice and many others attended. Based on this,
Getsy speculates that Judge McKay and Rice might have interacted to an
unknown extent. As this court has previously observed, however, “ex
parte contact does not, in itself, evidence any kind of bias.” Alley
v. Bell, 307 F.3d 380, 388 (6th Cir.2002) (noting that the petitioner
had not even “come close” to stating a judicial-bias claim where he
alleged that the trial judge answered jurors' questions in the jury
room during deliberations and later stopped by a picnic that the
jurors were having on a weekend to say hello).
The Supreme Court reaffirmed in Bracy that courts
ordinarily “presume that public officials have properly discharged
their duties.” 520 U.S. at 909, 117 S.Ct. 1793 (quotation marks
omitted). Nonetheless, the Court granted an evidentiary hearing in
that case in part because the petitioner had successfully rebutted the
presumption by showing that the trial judge was “thoroughly steeped in
corruption.” Id. This corruption was evidenced by the judge's criminal
conviction for accepting bribes in return for fixing cases. Id.
Getsy, by contrast, points to no events, either
intrinsic or extrinsic to the proceedings, that evidence corruption or
actual bias on the part of Judge McKay. Although Getsy suggests that
Judge McKay might have been lying in his affidavit when he averred
that he exchanged no more than social pleasantries with Rice at the
picnic, Getsy offers nothing beyond such conjecture. We conclude that
the district court did not abuse its discretion in denying Getsy a
forum to question attendees of a picnic that occurred over 10 years
ago in order to explore his unsupported speculation of improper
communications between Judge McKay and Rice. See Bracy, 520 U.S. at
909, 117 S.Ct. 1793 (noting that, had the petitioner not overcome the
presumption of propriety, the Court “might well [have] agree[d]” that
his theory of bias was “too speculative to warrant discovery”); Murphy
v. Johnson, 205 F.3d 809, 816 (5th Cir.2000) (affirming the district
court's denial of an evidentiary hearing regarding the petitioner's
allegations of a secret deal between the prosecutor and a trial
witness where such a hearing would have been “tantamount to an
impermissible fishing expedition”).
Getsy's contention that the pending criminal
charges against Judge McKay might have impermissibly biased the judge
similarly fails to assert a valid ground for relief. His primary
argument is that Judge McKay's prosecution was conducted by “the same
prosecuting authority” that prosecuted Getsy. In fact, however, a
special prosecutor from neighboring Geauga County was brought in to
conduct Judge McKay's criminal proceedings. This distinguishes the
cases cited by Getsy for the proposition that an attorney who is
himself prosecuted by the same office that is prosecuting his client
might be laboring under a conflict of interest. See, e.g., Thompkins
v. Cohen, 965 F.2d 330, 332-33 (7th Cir.1992) (noting that the
prosecution of an attorney by the same office that is prosecuting his
client might give rise to a conflict, but finding that no
constitutional violation had occurred in relation to the lawyer's
representation in that case).
Again, Getsy points to nothing that suggests actual
bias on the part of Judge McKay. The remote possibility that currying
favor with Getsy's prosecutor would somehow help the judge in dealing
with the special prosecutor in his own case does not present a ground
that a reasonable observer would believe improperly influenced Judge
McKay's decisions in Getsy's trial. Williams, 460 F.3d at 813 (noting
that due process “prohibits a defendant from being tried before a
judge whose ‘substantial’ and ‘direct’ interests may be furthered by
the outcome of the trial”). The only specific example Getsy cites of a
trial decision allegedly influenced by bias is Judge McKay's decision
to accept the jury's recommendation and impose the death sentence. But
the jury convicted Getsy of three capital specifications, any one of
which could legally have supported the sentence imposed. Moreover, the
record reflects that Judge McKay accepted the jury's recommendation
and imposed the death sentence after his own plea and sentencing for
the DUI charges were completed. Even under Getsy's conflict-of-interest
theory, therefore, this decision would have been untainted.
We recognize that Judge McKay's conduct in becoming
intoxicated at a picnic attended by assistant prosecutor Rice and then
driving while impaired exhibited poor decisionmaking. These actions,
however, are distinct in character from misdeeds such as accepting
bribes to fix cases that warranted an evidentiary hearing in Bracy.
Because Getsy's allegations of judicial bias are insufficient to
support a claim for habeas relief, we conclude that the district court
did not abuse its discretion in denying his request for an evidentiary
hearing. For the same reasons, we conclude that the Ohio Supreme
Court's denial on the merits of Getsy's judicial-bias claim was
neither contrary to nor an unreasonable application of clearly
established federal law.
D. Ineffective assistance of counsel during the
penalty phase
Getsy's third claim asserts that he received the
ineffective assistance of counsel during the penalty phase of his
trial. On direct review, the Ohio Court of Appeals and the Ohio
Supreme Court determined that this claim lacked merit. The district
court on habeas review agreed, and denied Getsy's petition regarding
this claim. This issue was not reached by the original panel of this
court in light of its grant of habeas relief on the proportionality
issue.
We note at the outset that the extensive
presentation of mitigating evidence put on by Getsy's counsel during
the penalty phase demonstrated substantial investigation and
preparation. Fourteen witnesses were called to testify on Getsy's
behalf, including his grandfather, aunt, uncle, pastor, former
wrestling coach, ex-girlfriend, and ex-girlfriend's father. Various
family members and legal representatives of Getsy's codefendants also
testified on Getsy's behalf. In addition to these lay witnesses,
Getsy's counsel procured the services of Dr. James Eisenberg, a
forensic psychologist, and called him to testify regarding Getsy's
mental health.