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Christopher
Cornelius GOINS
Because the rule of Slayton
qualifies as an independent and adequate state
procedural rule for the purposes of federal
habeas procedural default analysis, see, e.g.,
Fisher v. Angelone, 163 F.3d 835, 844 (4th Cir.
1998), federal review of this defaulted claim is
barred unless Goins can show that: (1) there is
cause for, and actual prejudice from, the
default; or (2) the failure to review the claim
would result in a fundamental miscarriage of
justice. Coleman v. Thompson , 501 U.S.
722 , 750 (1991). Because Goins cannot
make either showing, the district court properly
concluded that "there is no obligation here to
consider the application of either exception to
the procedural default rule." Goins, 52 F. Supp.
2d at 650.
OPINION BY
MARCH 18, 1997
A jury convicted
Monique Littlejohn of (1) one charge of being an accessory before
the fact to capital murder, (2) four charges of being an accessory
before the fact to first degree murder, (3) two charges of being an
accessory before the fact to malicious wounding, and (4) seven
charges of being an accessory before the fact to the use of a
firearm in the commission of a felony. This Court granted
Littlejohn's appeal on the issues whether the trial judge abused his
discretion when he denied Littlejohn's motion for a change in venue
and whether the evidence was sufficient to uphold the convictions.
Because the evidence was insufficient, we reverse the convictions.
I.
The evidence proved that at
approximately 9:30 a.m. on October 14, 1994, police officers from
the City of Richmond went to 1008 St. James Street, Apartment C, in
response to a report of multiple shootings. Tamika Jones, a
minor, had reported to the police by telephone that Christopher
Goins had shot her and her family.
Inside the apartment, the police found two adults
and three children dead from multiple gunshot wounds. The
officers also found three baggies of powder and crack cocaine on
James Randolph, Jones' deceased father, and later learned that
Daphne Jones, Jones' deceased mother, had cocaine in her blood.
Jones and one of her infant siblings had been shot but were alive.
Littlejohn was indicted on fourteen charges of
being an accessory before the fact to Goins' commission of these
crimes.
At trial, Jones testified that Goins often
visited her mother and stayed overnight at their apartment with her
mother.
Although Jones and her parents knew that Goins
sold illegal drugs, Goins and the Jones family members trusted each
other. Jones also testified that at one point she wanted to leave
home and live with an aunt because of all the drug dealing that
occurred in her family's apartment. Jones testified, however,
that she developed a close relationship with Goins and on one
occasion kept for him $2,400 of proceeds from his drug business.
Three years after Jones met Goins, she began having a sexual
relationship with Goins. She was then twelve years old.
She testified that she became pregnant by Goins in March 1994, when
she was fourteen years old. Jones testified that although
Goins was pleased that she was pregnant, when she told Goins that
she did not wish to deliver the baby, Goins said he would abide by
her wishes. However, Goins did not give her money for an
abortion as he had promised.
Devon Hicks, Jones' teenage friend, testified
that Jones had confided only in him that she and Goins were sex
partners. Hicks also testified that Jones hid that fact from
her mother. No evidence established whether Jones' mother knew
that Goins was the person who had impregnated her daughter.
Jones learned in 1993 that Littlejohn also had a sexual relationship
with Goins. Littlejohn also had become pregnant by Goins
during the same time period as Jones. In June 1994, however,
Littlejohn underwent an emergency abortion due to a complication
with her pregnancy. That same month, Jones' friends told Jones
that Littlejohn had asked them to beat Jones in order to cause Jones
to abort her baby. When Jones confronted Littlejohn about
these allegations, Littlejohn admitted that they were true and said
that she made the statements only because she was upset. Later
in June, Jones overheard Littlejohn threaten to use a knife to "cut
the baby out" of Jones. Littlejohn told Jones that if
Littlejohn could not have Goins' baby, then neither could Jones.
Jones also testified that Littlejohn never hit her or shoved her and
that Littlejohn made no threats against her after June 1994.
Indeed, when Jones was in the hospital at various times between July
and early October because of her pregnancy, Littlejohn visited Jones
several times. Littlejohn, who worked at the hospital where
Jones was receiving treatment, spent free time in Jones' room and on
occasion asked if Jones needed things that Littlejohn could deliver
to her. Although Littlejohn acted as a friend and their
dispute seemed to have subsided, Jones did not believe Littlejohn
was sincere.
On October 11, 1994, Littlejohn visited Jones in
her hospital room several times during Littlejohn's work breaks.
She told Jones that Goins "didn't want anything to do with the baby"
and that on October 14 she and Goins planned to go to New York,
where Goins' ill father lived, to start a new life. She said
Jones needed to find someone to love her and help her take care of
her child.
Hicks, Jones' teenage friend who lived
across from Jones' apartment, testified that on the morning of
October 14, between 8:00 a.m. and 8:30 a.m., he saw Goins and Stefan
Winston on the porch leading to Jones' apartment. He also saw
Barry Scott at Jones' door. Hicks, who knew Winston was
involved in drugs, told Winston that Hicks' brother wanted to see
Winston. Hicks then returned to his apartment and prepared for
school. When Hicks was leaving for school, Jones called to him
from her window and urged him to go to school. At that time,
Goins was talking to one of Hicks' schoolmates and asked her if she
wanted a ride to school.
Sherwyn Green testified
that at 8:30 a.m. on the morning of October 14, he drove a friend,
who was a cocaine dealer, to the Jones' apartment. The cocaine
dealer intended to sell cocaine to people in the apartment.
When Green and the cocaine dealer arrived at the street in front of
the apartment, they saw Goins and Winston talking outside the Jones'
apartment building. Green testified that he and the cocaine
dealer did not leave Green's car. Instead, they "wait[ed] for
[Goins and Winston] to leave because [the cocaine dealer] didn't
want to go up there while [Goins] was going up there because it
would create a conflict."
Green feared a conflict
because his friend, the cocaine dealer, and Goins "both . . . were
trying to sell drugs" to people in Jones' apartment. Green had
been in Jones' apartment previously when his friend, the cocaine
dealer, sold cocaine there. While Green and the cocaine dealer
waited in Green's automobile, Goins went inside Jones' apartment.
After Goins stayed in the apartment for a while and Winston remained
outside, Green and the cocaine dealer drove to a nearby store three
blocks away.
Jones testified that on the morning
of October 14, between 6:00 a.m. and 9:00 a.m., Barry Scott entered
the apartment and visited her family. Scott entered the
bedroom where Jones was playing with her four infant siblings.
Scott talked to her and looked at the ultrasound "picture" that she
had obtained while in the hospital. Scott left the apartment
but returned ten minutes later with Goins. While Goins was in
the apartment, Scott returned to the bedroom where Jones was and
obtained the ultrasound "picture." He took the ultrasound "picture"
into the living room and showed it to Goins. Goins responded,
"I don't want to see that. Take it back to her. Why are
you showing me that . . . ?" When Scott returned the
ultrasound "picture" to Jones, she admonished him for showing it to
Goins and said, "I didn't want him to see it."
In
the ensuing thirty or forty minutes, Jones heard her mother, her
father, Scott, and Goins talking and laughing in the living room.
When Jones went to the bathroom, she saw Goins sitting on the sofa.
Although she made eye contact with Goins, they did not speak.
Jones returned to her bedroom and heard more talking and laughing
for fifteen minutes. Then she "started hearing shots."
She heard her brother crying, her mother scream, shots, and
footsteps of one person walking to the bedrooms. She then saw
Goins standing at the door with a gun. After Goins shot her
multiple times, she did not hear anything. Jones testified
that she remained still and pretended to be dead. After a
while, she got up and called the police.
Green
testified that after he and the cocaine dealer drove to the nearby
store, they made calls on the telephone. They also purchased
sandwiches and waited for calls to be returned to them. While they
were waiting, Green saw Littlejohn arrive in her automobile.
As Littlejohn sat in the automobile, they observed Winston walking
along Baker Street. Shortly thereafter, Goins arrived, walking
along another street. Goins spoke to Winston and then entered
Littlejohn's automobile. Littlejohn drove away with Goins as
her passenger. Winston walked away.
The
police met Littlejohn while she was on her way to work on the
afternoon of October 14. When the police told her of the
shootings, Littlejohn went with the police for questioning.
Littlejohn falsely told the police that she had not seen Goins that
day, that she had recently moved to get away from Goins, and that
Goins did not know where she lived. When the police searched
Littlejohn's apartment, with her permission, they found men's
clothing and various handgun publications, including a manual for
the operation of a Glock .45 caliber automatic. The police
also saw a safe, which Littlejohn falsely told them was in the
apartment before she began her occupancy. Later, the police
found inside the safe Littlejohn's social security card, birth
certificate, car title, and an identification card bearing a
photograph of Goins with the name, "Derrick Readon," an alias used
by Goins. Upon searching Littlejohn's car, the police found
Littlejohn's driver's license and another identification card
bearing a photograph of Goins with the name, "Derrick Readon." After
the police questioned Littlejohn, they released her.
A few days later, after Littlejohn's apartment had already been
searched by the police, Littlejohn's mother found a .45 caliber
cartridge underneath Littlejohn's bed and informed the police.
Firearms experts concluded that the unspent cartridge had been
loaded at some time into the same magazine that had held the bullets
used to kill Jones' family. The evidence proved that Jones and
the people in the apartment had all been shot with .45 caliber
ammunition shot from a gun of a type made only by Glock.
On November 17, 1994, Littlejohn and Goins were arrested in New
York. At that time, Littlejohn was charged with obtaining a
drug without a prescription, a charge unrelated to this case.
Renita Phifer testified that she was incarcerated
in the same prison in New York with Littlejohn. She talked
with Littlejohn after Littlejohn learned in a telephone conversation
that "Barry" talked to the police about Goins and Littlejohn.
Phifer said Littlejohn became upset and confided
in her. She testified that Littlejohn said "they were really
out to get her." She also testified that Littlejohn told her that
the police had found a gun which had been discarded and that
Littlejohn was worried because she did not know if her fingerprints
were on the gun. She further testified that Littlejohn told
her "Barry" said that Goins had killed people and that Littlejohn "knew
about it."
Phifer testified that Littlejohn said that there
were rumors that she had threatened Jones and her family. When
she asked Littlejohn if the rumors were true, Littlejohn "smirk[ed]"
and nodded affirmatively.
Phifer testified that
Littlejohn was angry about the "other girl" and had several "run-ins"
with her because the girl was "saying she was carrying [Littlejohn's]
'husband's' baby."
Phifer testified that Littlejohn said that she
had waited in her car parked near the Jones' apartment for Goins on
October 14, and that she and Goins left together. Phifer also
testified that Littlejohn said "one little mistake had ruined her
whole life." Phifer did not know the nature of Littlejohn's "mistake."
At the close of the Commonwealth's case, Littlejohn moved to strike
the evidence on the ground that no proof of a plan or shared intent
had been established. The trial judge denied the motion.
The jury convicted Littlejohn of all of the charges against her.
The trial judge imposed the jury's recommended sentence of one
hundred and eighty-eight years, and the judge suspended ten years.
II.
Before trial, the trial judge denied
Littlejohn's motion for a change in venue. This Court granted
Littlejohn's petition for appeal on this issue. However,
Littlejohn failed to submit a written argument on the issue in her
brief. That issue was therefore waived. See Rule
5A:20(c); Roach v. Commonwealth, 251 Va. 324, 335, 468 S.E.2d 98,
104, cert. denied, U.S. ,
117 S. Ct. 365, 136 L. Ed. 2d 256 (1996).
III.
Littlejohn argues that the evidence was insufficient to prove beyond
a reasonable doubt that she was an accessory before the fact to the
charged offenses. We agree.
An accessory
before the fact "is one not present at the commission of the offense,
but who is in some way concerned therein, . . . before[hand] . . . ,
as [a] contriver, instigator or adviser." Hitt v. Commonwealth,
131 Va. 752, 759, 109 S.E. 597, 600 (1921).
This definition mandates that in the trial of an
accessory before the fact the Commonwealth establish the following
elements beyond a reasonable doubt: the commission of the
crime by the principal, the accessory's absence at the commission of
the offense, and that before the commission of the crime, the
accessory was "in some way concerned therein . . . as [a] contriver,
instigator or advisor." McGhee v. Commonwealth, 221 Va. 422, 425-26,
270 S.E.2d 729, 731 (1980) (citations and footnotes omitted).
The Commonwealth, therefore, must prove beyond a
reasonable doubt that "the accused . . . either [knew] or [had]
reason to know of the principal's criminal intention and . . . [that
the accused] intend[ed] to encourage, incite, or aid the principal's
commission of the crime." Id. at 427, 270 S.E.2d at 732.
Although the Commonwealth may meet its burden of
proof through circumstantial evidence, see Dickerson v. City of
Richmond, 2 Va. App. 473, 477, 346 S.E.2d 333, 335 (1986), "[u]nder
familiar principles, such proof is insufficient if it creates merely
a suspicion of guilt; the . . . evidence must be consistent with
guilt and exclude every reasonable hypothesis that the accused is
innocent of the charged offense." Id.
Viewed in the light most favorable to the
Commonwealth, the evidence proved that Littlejohn was angry with
Jones because Jones was pregnant with Goins' child and that
Littlejohn had threatened to harm Jones four months before the
murders.
Although the evidence proved that Littlejohn
harbored animosity toward Jones four months before the murders, no
evidence linked that animosity to Goins' killing of five people in
the apartment or his shooting of Jones and her sibling. No
evidence proved that Littlejohn was with Goins and Scott before they
went to the apartment. Furthermore, no evidence proved that
Littlejohn knew beforehand that Goins intended to kill or shoot the
people in the apartment.
The fact that Littlejohn had animosity toward
Jones does not, without more, permit an inference that, before the
fact, she contrived, instigated, or advised in Goins' rampage in the
apartment. Indeed, no evidence in this record proved that when
Goins entered the apartment he did so with the intent to commit
murder.
Unlike McGhee, where the evidence proved
that the accused repeatedly encouraged the assailant to commit the
murders, see 221 Va. at 427-28, 270 S.E.2d at 733, here no such
facts were proved. The evidence that Littlejohn was angry with
Jones four months before the murders does not support an inference,
beyond a reasonable doubt, that Littlejohn encouraged Goins to
commit murder, that she knew of Goins' intention when he entered the
apartment, or that Littlejohn intended to aid in Goins' commission
of the murders.
Other evidence at trial proved
that after Goins went into the apartment, Littlejohn arrived at a
store three blocks away from the apartment and waited for Goins in
her automobile. Although the jury could have reasonably
concluded that Littlejohn was waiting at the store for Goins to
arrive, no evidence proved and no inference arises from the evidence
that Littlejohn knew that Goins was in the Jones' apartment, that
Goins went there intending to kill anyone, or that Littlejohn's
presence at the store was for the purpose of aiding him in so doing.
See Moehring v. Commonwealth, 223 Va. 564, 568, 290 S.E.2d 891, 892
(1982) ("Under such circumstances, it is difficult to regard [her]
as a 'lookout,' or an accessory before the fact.").
The jury had no evidentiary basis to infer that
Littlejohn knew that Goins would commit murder before he met her.
The evidence does not exclude the hypothesis that Littlejohn was
waiting for Goins after having agreed merely to meet him at that
time and place. "'[W]here a fact is equally susceptible of two
interpretations one of which is consistent with the innocence of the
accused, [the trier of fact] cannot arbitrarily adopt that
interpretation which incriminates [the accused].'" Corbett v.
Commonwealth, 210 Va. 304, 307, 171 S.E.2d 251, 253 (1969) (citation
omitted).
Other evidence adduced at trial, but
which does not prove Littlejohn's involvement before the crimes were
committed, was the evidence that when the police questioned
Littlejohn after the murders and informed her of Goins' involvement,
Littlejohn lied concerning her relationship with Goins.
However, "such suspicious conduct does not constitute evidence
sufficient to support a finding of guilt beyond a reasonable doubt."
Bishop v. Commonwealth, 227 Va. 164, 170, 313 S.E.2d 390, 393
(1984).
"The giving by the accused of an unclear or
unreasonable or false explanation of his conduct or account of
his doings are matters for the jury to consider, but they do not
shift from the Commonwealth the ultimate burden of proving by
the facts or the circumstances, or both, that beyond all
reasonable doubt the defendant committed the crime charged
against him." Hyde v. Commonwealth, 217 Va. 950, 955, 234 S.E.2d
74, 78 (1977) (citation omitted).
Although the police found in Littlejohn's
apartment an unused cartridge matching the bullets used in the
murders and a manual describing the operation of a gun similar to
the one used in the murders, that proof only engenders a suspicion.
Likewise, the evidence proved that Littlejohn talked to Phifer about
events that occurred after the murders. None of these
circumstances proved or supported an inference that before the
murders, Littlejohn knew that Goins intended to commit the murders
or in any way aided, encouraged, or incited him to do so.
Moreover, the evidence did not exclude the hypothesis that Goins
committed the murders for reasons completely unrelated to Littlejohn.
See McGhee, 221 Va. at 427, 270 S.E.2d at 732 ("The evidence must .
. . establish that the accessory before the fact shared the criminal
intent of the principal.").
In fact, no evidence in this record proved the
catalyst for the shootings. The evidence proved that before Goins
went to the Jones' apartment, in a neighborhood where he was well
known, he was openly socializing with Scott and Winston on the
street in front of the apartment. He also talked with a
teenage girl. No evidence tended to prove that he sought to
hide his presence at the apartment or was concerned about being seen
there. Thus, evidence exists that supports a reasonable
inference that the murders were not planned in advance of Goins'
arrival in the Jones' apartment.
Moreover, the
evidence raises the possibility that something that occurred in the
apartment caused Goins to react spontaneously. The evidence
proved that after Goins entered the apartment, he was laughing and
talking with Jones' parents. The evidence proved that in the
past Goins sold illegal drugs to Jones' mother and was known as a
drug dealer by people in and around the low income housing complex
where the Joneses lived.
Goins often stayed overnight in the Jones'
apartment, a place where drug activity occurred. The evidence
also proved that when Goins murdered the Jones family, Jones' mother
had cocaine in her body and Jones' father had three bags of cocaine
on his person.
Furthermore, the evidence proved that while Goins
was in the apartment, another cocaine dealer was in the vicinity of
the Jones' apartment waiting for Goins to leave so that he could
sell cocaine to Jones' parents without creating a conflict with
Goins.
The evidence proved that this other cocaine
dealer, tired of waiting, went three blocks away to a store, made
telephone calls, and received messages on a pager while Goins was in
the apartment. The conclusion is inescapable that drug
activity was inexorably linked to the events that occurred in the
apartment.
The evidence also established that
Goins became perturbed in the apartment when his friend showed him
an ultrasound picture of Jones' fetus. Evidence in the record
also proved that Jones had attempted to hide from her mother her
sexual relationship with Goins. Indeed, Jones did not testify
whether she had informed her parents that Goins had impregnated her.
The evidence did prove that when Goins and Jones
saw each other, they did not speak. Thus, the evidence raises
the possibility that Goins went on a rampage as a result of being
confronted with the ultrasound "picture." The evidence also
proved, however, that after Goins saw the ultrasound "picture" Goins
continued laughing and talking with Jones' parents for almost an
hour before he began shooting the people in the apartment.
Simply put, the evidence in this record fails to
establish why Goins went on his murderous rampage. The record
leaves that to speculation, including the possibility that he
planned the murders before he entered the apartment.
Because no direct evidence tends to prove that
Littlejohn knew that Goins intended to commit the murders and the
shootings and that she encouraged him, the Commonwealth argues that
the jury could have inferred that whatever the catalyst for Goins'
actions may have been, Littlejohn had prior knowledge and shared his
intent because of her animosity toward Jones. However, that
inference could only have arisen if the jury "engage[d] in
speculation and conjecture." Wright v. Commonwealth, 217 Va.
669, 670, 232 S.E.2d 733, 734 (1977).
"[E]vidence is not sufficient to support a
conviction if it engenders only a suspicion or even a probability of
guilt. Conviction cannot rest upon conjecture. The
evidence must be such that it excludes everyreasonable hypothesis of
innocence."
Hyde, 217 Va. at 955, 234 S.E.2d at 78 (citation
omitted). When, from the circumstantial evidence, "it is just
as likely, if not more likely," that a "reasonable hypothesis of
innocence" explains the accused's conduct, the evidence cannot be
said to rise to the level of proof beyond a reasonable doubt.
Haywood v. Commonwealth, 20 Va. App. 562, 567-68, 458 S.E.2d 606,
609 (1995).
In summary, nothing about Littlejohn's
conduct provides a basis from which the jury could have inferred
beyond a reasonable doubt that, before Goins committed the murders,
Littlejohn shared in Goins' intent. No evidence proved or
tended to prove that Littlejohn knew Goins' whereabouts or purposes
prior to meeting him. Most critically, no evidence was
admitted from which the jury could have drawn an inference, to the
exclusion of an equally reasonable contrary inference, that
Littlejohn knew Goins was going to commit the murders or that she
intended to assist Goins in committing the murders.
In addition, the evidence proved that Goins was known as a drug
dealer, that his relationship with the adults in the apartment was
tied to his drug dealing, and that drugs were found on and in the
bodies of the dead adults. The evidence also proved that
another seller of cocaine was outside the apartment and dared not
enter lest he and Goins met and had a conflict.
Thus, the evidence also did not exclude the hypothesis that the
killings and Goins' motive were drug related, unknown to Littlejohn,
and completely unrelated to her attitude toward Jones.
Therefore, the evidence failed to prove beyond a reasonable doubt
that Littlejohn "share[d] the criminal intent of the principal."
McGhee, 221 Va. at 427, 270 S.E.2d at 732. Suspicion, no
matter how strong, is not enough. See Bishop, 227 Va. at 170,
313 S.E.2d at 393. Convictions cannot rest upon speculation
and conjecture. See Smith v. Commonwealth, 192 Va. 453, 461,
65 S.E.2d 528, 533 (1951). Accordingly, we reverse the
convictions.