United States Court of Appeals for the Eleventh
Circuit
No. 00-15721 DARRELL B. GRAYSON, Petitioner-Appellant,
v.
LESLIE THOMPSON, Respondent-Appellee.
July 16, 2001
Appeal from the United States District Court
for the Northern District of Alabama. D. C. Docket No.
96-01017-CV-S.
Before ANDERSON, Chief Judge, BIRCH and HULL,
Circuit Judges.
After his capital murder conviction and death
sentence were affirmed on direct appeal, 479 So.2d 69, and 479 So.2d
76, and the denial of his postconviction relief motion in state
court was affirmed, 675 So.2d 516, defendant petitioned for federal
habeas relief. The United States District Court for the Northern
District of Alabama, No. 96-01017-CV-C-S, U.W. Clemon, Chief Judge,
denied petition. Defendant appealed. The Court of Appeals, Hull,
Circuit Judge, held that: (1) police officers had probable cause to
arrest defendant; (2) defense counsel's failure to present an expert
regarding intoxication and alcoholism did not amount to ineffective
assistance; (3) counsel's failure to request a reinstruction of the
jury regarding intent, following jury's question asking court to
define “intent,” was reasonable; (4) failure to introduce evidence
of defendant's impoverished family background during sentencing
phase was not prejudicial; and (5) grant of only $500 to hire expert
forensic pathologist did not violate defendant's due process rights.
Affirmed.
HULL, Circuit Judge:
Darrell Grayson appeals the denial of his 28 U.S.C. § 2254 petition
for a writ of habeas corpus in his capital case. In June 1982,
Darrell Grayson was convicted of the capital murder of an elderly
widow and sentenced to death in the Circuit Court of Shelby County,
Alabama. Pursuant to 28 U.S.C. § 2253, the district court granted a
Certificate of Appealability with respect to certain issues in
Grayson's § 2254 petition. After review and oral argument, we affirm
the denial of Grayson's § 2254 petition.
I. BACKGROUND
The judge who sentenced Grayson to death found
these facts regarding Grayson's crime:
Mrs. Annie Laura Orr was an eighty-six (86) year
old widow who lived alone in her house in Montevallo, Alabama. At
the time of her death, she stood about five feet three inches tall,
and weighted [sic] some one-hundred seventeen pounds. Her
granddaughter visited her during the day of December 23rd, 1980, and
found her appearing to be in good health, ambulatory, and in
possession of her mental faculties. Her personal physician, Dr.
Lewis Kirkland, described her as being in good health for a woman of
her age.
During the evening hours of December 23rd, 1980,
the Defendant Darrell Grayson, Co-defendant Victor Kennedy, and two
other individuals, met at Kennedy's residence, also in Montevallo,
and a short distance from that of Mrs. Orr. They drank wine and
played cards.
Sometime shortly after midnight, and after the other
individuals had gone, Kennedy and Grayson left Kennedy's house on
foot, walking in the direction of Mrs. Orr's house. They were armed
with a .38 Caliber handgun, which belonged to Kennedy. They decided
to burglarize Mrs. Orr's residence in order to get some money. They
had previously discussed such a burglary, that Mrs. Orr was elderly,
and where she kept her money.
They entered the Orr house during the very early
morning hours of December 24th, 1980, through a rear basement door.
They then proceeded through the dirt basement, up several steps, and
into the main living portion of the house near Mrs. Orr's bedroom.
The Defendants used a flashlight to illuminate their way.
Once inside the living portion of the house they
entered Mrs. Orr's bedroom where she was apparently sleeping. They
subdued and beat her, striking her in the head with a blunt
instrument and breaking several of her ribs. Darrell Grayson then
placed a pillowcase over her head and wrapped two relatively long
lengths of masking tape very tightly around her head so that when
they were finished he[r] head then appeared to be that of a mummy.
They then proceeded to look for money and other valuables.
When apparently they could not find a significant
amount of cash, the[y] began threatening Mrs. Orr by beating her
further, threatening to drown her, and firing two shots from
Kennedy's pistol, into her bedroom block and wall. Also during their
assault, they raped Mrs. Orr repeatedly. Darrell Grayson said he
didn't want to rape Mrs. Orr but that he did so twice. Mrs. Orr
lived through the assault of being raped, beaten, threatened, unable
to see or adequately breathe, and begging her assailants not to hurt
her but to take the money and leave, for a considerable period of
time. She then died.
A. Grayson's Arrest
Around nine a.m. on December 24, 1980, Dr. Milton
Orr discovered the dead body of his 86-year-old mother, Mrs. Annie
Laura Orr, in the bedroom of her home in the small community of
Montevallo, Alabama. He called law enforcement and a doctor.
Law
enforcement officers (“officers”) discovered a trail of playing
cards, that matched cards found inside Mrs. Orr's home, leading away
from the crime scene in the direction of the home of Victor Kennedy,
a known burglar. Captain Reed Smith, one of the officers
investigating the crime, had worked on a burglary involving Kennedy
approximately six weeks earlier that “went along the same route.”
Another officer had arrested Kennedy fifteen or sixteen times prior
to Mrs. Orr's murder and was familiar generally with the Grayson
family.
Officers knew that Kennedy and Grayson were friends and had
been seen together the previous night. Officers were aware that
Grayson had worked for Mrs. Orr previously and that he was familiar
with her residence.
Therefore, in the early afternoon of December
24, officers began looking for Grayson. Officers found him near his
home “squatting in the bushes” in a wooded area and took him into
custody. Following his arrest, Grayson confessed. In addition,
officers recovered Mrs. Orr's wedding rings from Grayson's wallet
and obtained physical evidence from Grayson linking him to the
crime.
FN1. Grayson's trial counsel emphasized to the
trial judge in the case the closeness of the small Montevallo
community and the “longstanding relationship” that the entire Orr
family had with the Montevallo community. Indeed, the newspaper
serving the entire county in which Montevallo was located had a
circulation of only 8,850 people in December 1980.
B. Grayson's Confessions
After Grayson was taken into custody on the
afternoon of December 24, Grayson gave a series of statements.
Before each statement, the officers informed Grayson of his Miranda
rights. When Grayson was first taken into custody, Sergeant John
Pratt advised Grayson of his Miranda rights and told Grayson that he
would sit down and talk with him at police headquarters regarding
the death of Mrs. Orr the previous evening. Pratt informed Grayson
that he should think carefully about the previous evening in order
to participate in that conversation. In what has been characterized
as his first statement, Grayson responded by stating something like
“Yes sir, I understand what you are talking about.”
Approximately one hour after Grayson was
transported to the police department, Pratt and Chief Troy Kirkland
questioned him regarding the death of Mrs. Orr after advising him of
his Miranda rights a second time and obtaining his signature on a
Notification of Rights form. During that interview, Grayson told
the officers that he had performed yard work for Mrs. Orr in the
past, was familiar with her house, and had entered her home with
Victor Kennedy in the early morning hours of December 24. He
admitted that they had awakened Mrs. Orr and had repeatedly raped
her in the course of searching the house for valuables. After taking
what money and valuables they could find, Grayson and Kennedy left
Mrs. Orr on her bed and left the house.
Within thirty minutes of this interview, Grayson
orally waived his Miranda rights a third time. The officers then
conducted another interview and tape recorded Grayson's story about
the rape and burglary. Grayson repeated the account of the crime
previously given to officers. Although he admitted that he had known
where to look for money in Mrs. Orr's house as a result of doing
work for her in the past, Grayson claimed that both the burglary and
rape were Kennedy's ideas. Grayson explained that he and Kennedy had
consumed several gallons of wine the preceding evening.
Two days later, on the afternoon of December 26,
Grayson gave another recorded statement to Captain Reed Smith. After
again signing a Notification of Rights form waiving his Miranda
rights and expressing his willingness to speak with the police
without a lawyer, Grayson gave another account of the crime. Grayson
explained that he and Kennedy had been planning for a couple of
weeks to rob Mrs. Orr to get money for Christmas. Grayson said that
Mrs. Orr was selected as a target because he had worked for her and
was familiar with her house and where she kept money.
Grayson stated that Mrs. Orr had begged them not
to hurt her and told them to take her money. Grayson explained that
he had taped a pillowcase over Mrs. Orr's face to prevent her from
recognizing him, although he stated that he did not think Mrs. Orr
would recognize him since it had been years since he had worked for
her. After he taped the pillow case over her head, Grayson could not
understand what she was saying and that her words sounded like
mumbling. He described both Kennedy and himself raping Mrs. Orr
repeatedly and their unsuccessful search for money and other
valuables. He admitted that he had taken Mrs. Orr from her bedroom
into the bathroom at one point during the crime and had returned
with her to the bedroom and raped her again. He stated that he could
not remember why he took her to the bathroom or what transpired
there. Grayson stated that Kennedy urged him repeatedly to leave the
house while he was raping Mrs. Orr and that he left Mrs. Orr on her
bed with the pillowcase taped over her head and face and exited the
house.
C. Grayson's Motion to Suppress Confessions
Attorney Richard Bell was appointed to defend
Grayson, who entered a plea of not guilty and not guilty by reason
of insanity. Prior to trial, Bell moved to suppress Grayson's
confessions. Bell argued that they were given without a knowing and
intelligent waiver of his right to counsel because Grayson: (1) was
“extremely intoxicated and unable to comprehend or understand the
implications raised by the admissions” at the time; (2) was “a
person with an extremely limited education who could not possibly be
expected to understand the implications raised by the admissions”;
and (3) made the statements “as the result of promises of probation,
lighter sentence, or benefit ... by the fact of his admitting
certain facts.”
The trial court held an evidentiary hearing on
the motion to suppress. Sergeant Pratt testified that he
administered full Miranda warnings to Grayson prior to all four
interviews, in which he specifically advised Grayson: (1) that he
had the right to remain silent; (2) that anything he said could and
would be used against him in a court of law; (3) that he had a right
to talk to an attorney and have an attorney present while he was
being questioned; (4) that a lawyer would be appointed to represent
him before any questioning if he could not afford one; and (5) that
he had the right to stop answering questions at any time if he
wished to have a lawyer present. Pratt testified that no officer had
made any promises, threats, or inducements of any kind to Grayson.
Grayson told Pratt that he understood his rights and wished to waive
them and talk to the police. Pratt explained that Grayson had
manifested his understanding of his rights and his desire to speak
to police without a lawyer by signing a Miranda waiver form on
December 24 prior to giving his statements.
With respect to Grayson's demeanor during the
interviews, Pratt testified that he did not smell alcohol on Grayson
or see any other indications of alcohol or drug use. Grayson was not
slurring his speech. The only time that Pratt experienced difficulty
understanding Grayson was when Grayson lowered his head and talked
“straight to the floor.” Pratt testified that there were no alcohol
or drug tests performed on Grayson on the date of his arrest despite
Grayson's statements that he had consumed gallons of wine the night
before. Pratt described Grayson's general demeanor as “normal,”
although he admitted that Grayson appeared nervous a few times and
became fidgety.
Captain Smith also testified about Grayson's
statement on December 26. Prior to that interview, Grayson had been
fully advised of his Miranda rights and had manifested his desire to
talk to the police without a lawyer present. Like Pratt, Smith
testified that no threats, promises or inducements of any kind were
made to Grayson and that Grayson never indicated that he wanted to
talk to family members or anyone else. Counsel for the State also
introduced the transcripts of the third and fourth tape recorded
interviews into evidence at the suppression hearing.
The trial court found that Grayson gave his
statements after knowingly and voluntarily waiving his
constitutional rights. At trial, the court again ruled the
statements voluntary and admissible and admitted them during the
State's case-in-chief.FN3 During the past twenty years, Grayson has
never recanted his confessions.
Although the trial court had informed the
State at the suppression hearing that it would be required to admit
the actual tape recordings into evidence at trial, only the
transcripts were admitted with no objection from Grayson.
D. Motion for
Funds to Hire Expert Witnesses
Prior to trial,
Bell also filed a motion for funds to hire expert
witnesses.
Specifically, counsel claimed that expert assistance
was necessary to refute and cross-examine the
findings of the State's (a) forensic pathologist who
performed the Orr autopsy and (b) serology expert
who examined blood and sperm samples taken from the
crime scene. The trial court granted the motion,
allowing up to Alabama's $500 statutory limit for
expert funds.
E. Bryce Hospital
Evaluation
On a defense
motion for an evaluation, the trial court ordered
that the supervisor of Bryce Hospital, an Alabama
state hospital, be appointed to examine Grayson to
determine: (1) his sanity; (2) his ability to
consult with his attorney with a reasonable degree
of rational understanding; (3) his understanding of
the nature of the charges against him; (4) whether
he was suffering from a mental disease or defect at
the time of the crime; and (5) whether he lacked the
substantial capacity to appreciate the criminality
of his conduct or to conform his conduct to the
requirements of the law. The examination generated
reports and observations from the Bryce Hospital
staff which the court released to the State and
Grayson. These reports concluded that Grayson had
average intelligence with a full-scale IQ score of
92, and that his criminal activity was "not viewed
as being the product of a mental disease, defect, or
derangement.". Although the reports concluded that
Grayson was an alcoholic with dependent traits, they
found no suggestion of organic impairment. Neither
the State nor the defense introduced any evidence
regarding the Bryce Hospital evaluation at trial.
F. The State's Evidence
At trial, the officers described the crime scene
and the physical evidence collected from Mrs. Orr's home and the
surrounding areas, aided by numerous photographs and other pieces of
physical evidence. Officers testified about the trail of playing
cards which matched cards found in Mrs. Orr's home and in Kennedy's
bedroom. They recounted the circumstances leading to Grayson's
arrest and the subsequent recovery of a bloody shirt belonging to
Grayson in the woods near his home. The transcripts of Grayson's
confessions were also admitted into evidence.
Although the State presented expert testimony
regarding the crime scene, most of that evidence was inconclusive as
to the identity of the perpetrator of the killing. The State's
fingerprint expert testified about the lifting and analysis of
latent fingerprints found both at Mrs. Orr's home and on evidence
found close to the scene of the crime. The fingerprint expert
explained that the latent fingerprints were insufficient to allow
for fingerprint analysis.
The State's trace evidence expert testified
regarding the comparison of hairs recovered from the crime scene
with hairs taken from Grayson and Kennedy. The expert explained that
several hairs recovered from the scene had “negroid” characteristics
consistent with the head hair of both Kennedy and Grayson and
inconsistent with the victim's hair. The expert clarified, however,
that the hairs recovered from the scene were too small to allow for
an individual comparison of them with hair samples taken from
Grayson and Kennedy. Thus, the expert did not attribute the hairs
recovered from the scene to either Grayson or Kennedy specifically.
The trace evidence expert also testified about a hair recovered from
Grayson's sock following his arrest. He explained that the hair was
inconsistent with Grayson's hair and consistent with the victim's
head hair. Although the hair was consistent with Mrs. Orr's, the
expert could not opine that the hair was hers.
The State's ballistics expert testified regarding
two bullets found at the crime scene. One was wedged into the wall
separating the victim's bedroom from her bathroom and one was
recovered from the floor in her bedroom. The ballistics expert
opined that both bullets were of the .38 caliber size and were fired
from the same weapon, likely a .38 or .357 Smith and Wesson
revolver. The ballistics expert also testified concerning the pieces
of the shattered clock recovered from the crime scene and opined
that the hole that penetrated the clock was consistent with a .38
bullet fired at a slight angle.
The State's serology expert also testified and
explained that bloodstains found on a pillowcase and a bed spread in
Mrs. Orr's bedroom could not be typed. Urine and semen stains found
on a bed sheet recovered from Mrs. Orr's bathroom also could not be
typed. The expert testified that he was able to type the bloodstains
on Grayson's shirt recovered from the woods near his house and that
the type O bloodstain could not have come from Grayson, whose blood
type was type B. The expert testified that the type O bloodstain
could have come from either Kennedy or Mrs. Orr, both of whom had
type O blood. Finally, the serology expert testified that a large
blood and semen stain on Mrs. Orr's nightgown was type B, which was
consistent with Grayson's blood type and inconsistent with
Kennedy's.
The State also called the autopsy doctor, who
testified that Mrs. Orr had died of asphyxiation as a result of the
pillow case taped tightly over her face and that her injuries were
consistent with a sexual assault. The doctor described the many
injuries on Mrs. Orr's body with the aid of numerous photographs. He
testified that Mrs. Orr was severely bruised on her chest, arms,
legs, and genital area as a result of blunt force. She also had a
laceration on her forehead and five broken ribs.
G. Defense at Trial
In his opening statement, defense counsel Bell
asked that the jury consider the case rationally and not be unduly
swayed by the emotional nature of the case. Counsel promised the
jury that the defense would not lie to them throughout the case.
During the bulk of the State's evidence regarding the crime scene
and the evidence collected at Mrs. Orr's house, defense counsel
conducted little cross-examination. Most of that evidence did not
implicate any specific individual in the killing.
Defense counsel fully cross-examined the autopsy
doctor. In response to the litany of injuries described by the
doctor, defense counsel inquired whether those injuries contributed
to Mrs. Orr's death or were in any way “life-endangering injuries.”
The doctor conceded that Mrs. Orr's injuries had not contributed to
the death by asphyxiation and were not individually life threatening.
In addition, defense counsel questioned the
doctor about the pillow case taped around Mrs. Orr's head. The
doctor admitted that Mrs. Orr was able to receive some air through
the pillow case and that Mrs. Orr's bodily fluids may have filled
the pores of the pillow case fabric and caused the air flow to be
diminished over time. Further, in response to defense counsel's
questioning, the doctor admitted that there was no physical evidence
that Mrs. Orr's hands had been bound at any time to prevent her from
removing the pillowcase. Defense counsel emphasized on
cross-examination that the autopsy doctor had been able to remove
the pillowcase over the top of Mrs. Orr's head without loosening or
cutting the masking tape that held it. Finally, defense counsel
explored with the doctor a possible connection between Mrs. Orr's
arteriosclerotic disease and her death by suffocation.
Defense counsel also cross-examined the State's
ballistics expert and asked him whether the police had given him a
gun that matched up with the bullets recovered from the scene. The
expert responded in the negative. On cross-examination of the
State's serology expert with respect to the type B semen stain on
Mrs. Orr's nightgown, defense counsel focused on the fact that
Grayson was a “non-secretor” who ordinarily would not secrete his
blood type into bodily fluids in detectable amounts. Counsel further
noted that the semen tested on the nightgown was mixed evenly with
blood which could have produced the type B reading. Counsel also
continued to object to the admission of Grayson's confessions on the
basis of voluntariness throughout the trial.
Defense counsel called four witnesses: (1)
Grayson; (2) Grayson's mother; (3) Grayson's sister; and (4) Sheriff
Glasgow. Defense counsel walked Grayson through the events of the
day and evening preceding Mrs. Orr's death. Counsel asked Grayson
about the amount of alcohol he purchased and consumed and emphasized
Grayson's repeated trips to buy alcohol and his consumption of large
amounts of wine right out of the bottle for several hours
immediately preceding the crime. Counsel established that Grayson
and Kennedy had shared three one-fifths of wine, one gallon of wine,
and a half-case of beer between one or two p.m. and approximately
midnight when they left to rob Mrs. Orr. Grayson testified that
Kennedy needed money, suggested that they rob somebody, and had
“spotted” the Orr house.
In walking through the crime itself, Grayson
repeatedly explained that he had shared in gallons of alcohol that
night and could not independently recall many of the specific events
that transpired. Grayson testified that he could not recall how he
and Kennedy had entered Mrs. Orr's home. He could not recall beating
or hitting Mrs. Orr or taking her into the bathroom. Grayson also
did not recall taking Mrs. Orr's wedding rings from her home or
placing them in his wallet. He had no recollection of the rings when
Sheriff Glasgow located them in Grayson's wallet the next day.
Grayson admitted raping Mrs. Orr, but explained
that he was reluctant to do so and committed that act only at
Kennedy's urging. He admitted hearing something that sounded like a
“muffled” gun shot, but testified that he did not know whether any
shots actually had been fired. Grayson left the house at Kennedy's
urging while Grayson was still searching for valuables. Counsel
specifically asked Grayson why he had taped a pillowcase over Mrs.
Orr's head and face and Grayson testified that he did this to keep
from being identified. Grayson testified that Mrs. Orr was breathing
and alive when they left the house because he heard her “making
moaning noises like she was trying to say something.” Finally,
counsel directly asked Grayson if he had gone to Mrs. Orr's house to
murder her, to which Grayson responded, “No sir.” Grayson testified
that he completely forgot committing the crime the next morning
until his mother told him of Mrs. Orr's killing. He explained that
he hid the bloodstained shirt he had been wearing the night before
in the woods after recalling his involvement in the crime.
When probed on cross-examination, Grayson
testified that he had been drinking heavily and that he doesn't
remember when he drinks. Although admitting that he was sufficiently
in possession of his faculties to walk, talk, and have sexual
intercourse, Grayson continued to insist that he committed the crime
due to the alcohol he had consumed. He explained that he “was very
bad with alcohol” and that it was not uncommon for him to drink.
Grayson admitted that he knew at the time that it was wrong for him
to be in Mrs. Orr's house, however. Grayson further testified that
he had told officers things in his statements that he really didn't
remember based upon their suggestions of what Kennedy had said about
the events that transpired. Grayson denied knowing that Kennedy was
carrying a gun on the night of the killing until Kennedy pulled the
gun out in Mrs. Orr's house.
Grayson admitted that he and Kennedy had been
planning a robbery for at least a week and that Mrs. Orr's house was
chosen because Grayson had worked for her and knew her house and
where she had kept money. He admitted that he had raped Mrs. Orr at
least once. Grayson also admitted that he had wrapped the pillowcase
and tape around Mrs. Orr's head despite the fact that he had not
worked for her in two years and did not believe she would be able to
recognize him. He conceded that he had been the last one in Mrs.
Orr's room and that he had not loosened the pillowcase before
leaving the house. Grayson also admitted that Mrs. Orr had never
done him any harm and specifically stated that “[s]he was very nice
to me.”
Defense counsel next called Grayson's mother, who
testified that she had informed all of her children, including
Grayson, of Mrs. Orr's death after receiving a phone call telling
her of the crime. Grayson's sister testified that she was present
when her mother shared the news and that Grayson made some remark
like “how could anybody do something like that to an old woman.”
Sheriff Glasgow confirmed that Grayson had expressed surprise when
Glasgow removed Mrs. Orr's wedding rings from Grayson's wallet and
that Grayson had stated that he had never seen them before. The
defense then rested.
H. Closing Arguments
The State's closing argument urged the jury to
return a verdict of capital murder, contending that the evidence
showed that Grayson intentionally killed Mrs. Orr during the course
of the rape and robbery. They argued that Grayson was sober enough
to walk, talk, rape, pillage the house for valuables, and walk home
of his own accord. Thus, his intoxication was no defense. The State
challenged Grayson's claims that he only wrapped the pillowcase
around Mrs. Orr's head to prevent her from identifying him. If he
had truly wanted to prevent identification, he could have covered
his own head or simply her eyes and not tightly bound her head with
a pillowcase and masking tape like a mummy. According to the State,
it was obvious that no one could breathe with a head cover like the
one used by Grayson. Thus, the State claimed the evidence showed
Grayson's intent to kill Mrs. Orr.
Under Alabama law, the State had to convict
Grayson of capital murder to obtain a death sentence. Capital murder
required an “intentional” killing, whereas the lesser included
offense of felony murder did not. Because Grayson had confessed to
his involvement in Mrs. Orr's death, defense counsel focused in
closing argument on Grayson's lack of intent to kill Mrs. Orr during
the burglary, arguing that he was innocent of capital murder. Thus,
at the inception of his closing, defense counsel conceded that
Grayson fully expected a guilty verdict in the case on some charge,
but emphasized that the key question in the case was one of “intent.”
Defense counsel spoke at length about the evidence regarding
Grayson's intent on the night of the killing. Defense counsel
focused the jury on his cross-examination of the autopsy doctor and
the medical evidence that suggested an unintentional killing. In
arguing the lack of specific intent, defense counsel made references
to Grayson's intoxicated state at the time of the crime and to his
impoverished cultural background. Counsel also encouraged the jury
to come back with a verdict of a lesser included offense. Defense
counsel told the jury that Grayson was ashamed of what he had done
and commended him for telling the truth from the start about his
conduct and accepting whatever punishment resulted. Counsel also
pointed out to the jury that Grayson had no prior record of violent
crime and came from a family and cultural background that may have
influenced his actions.
I. Jury Charges and
Verdict
The trial court
charged the jury with respect to the capital
offenses charged in counts one and two of the
indictment, as well as the lesser included offenses.
In charging the jury with respect to the capital
offenses, the court specifically instructed the jury
regarding the intent element of an intentional
killing, as follows:
[T]here must also
be an intentional killing. Now the intentional
killing must be intended and I will define to you
intentional as follows. Intentional does not mean
accidentally or inadvertently nor is a killing
considered intentional because death occurs in a
burglary. But it does mean that a person acted
intentionally with respect to a result or to conduct
described by the statute defining an offense when
his purpose is to cause that result or engage in
that conduct. The intent to kill must be independent
of the act of committing the burglary itself but the
two, the burglary and the intent to kill, must co-exist
before this defendant could be convicted of the
capital offense, as I have mentioned to you, and
that is the highest offense included in this
indictment.
Shortly thereafter,
the trial court again instructed the jury regarding
an "intentional killing:"
The third element
involves the defendant's intentional killing of
Annie Laura Orr in that the State must prove beyond
a reasonable doubt that the defendant personally
shot, stabbed or otherwise killed the victim or that
the defendant knowingly sanctioned and facilitated
the killing done by another.
Later in the jury
instructions, the court again explained the general
meaning of the term "intentionally," stating that:
"[a] person acts intentionally with respect to a
result or to conduct described by a statute defining
an offense when his purpose is to cause that result
or to engage in that conduct." The trial court also
charged the jury as to the lesser included offenses
and explained the felony murder doctrine. The court
instructed the jury that "when a homicide is
committed in the course of or during an attempt to
commit certain felonies which are inherently
dangerous to life, the intent which must be shown to
support a conviction for murder is supplied by the
criminal intent involved in the underlying felony."
Thus, the court explained that the defendant did not
have to intend the death of the victim in order to
be guilty of felony murder. Id. The trial court
strongly admonished the jury that the theory of
intent underlying the felony murder doctrine could
not be used to support a conviction of the capital
offenses charged against Grayson:
I charge you,
ladies and gentlemen of the jury, that looking to
the intent of the defendant on the capital felony
crime as charged in Count One and Count Two of the
indictment, you may not, and I emphasize the words
may not, look to or consider the felony murder
doctrine, though said doctrine could be applicable
to lesser included charges as the Court will define
them to you.
With respect to
Grayson's intoxication, the court instructed the
jury, as follows:
Ladies and
gentlemen of the jury. I will charge you as to
involuntary intoxication. If you believe from the
evidence that Darrell Grayson was involuntarily
intoxicated and did not act - and did not as a
result of being involuntarily intoxicated, lacked
capacity either to appreciate the criminality of his
alleged conduct or to conform his alleged conduct to
the requirements of the law the defendant therefore
could not form the necessary intent to commit the
act.
A person may
become involuntarily intoxicated by the introduction
into his body of substances such as alcohol or other
drugs which impair or disturb his mental or physical
capacities either, one, inadvertently as by accident
or without knowing the nature or tendencies of the
substance or, two as a result of being deceived or
tricked into doing so by fraud, artifice or guile,
or, three, as a result of being forced to do so
himself or of it being forcibly introduced into his
body without his consent.
A person may be
deemed to know the nature or tendencies of a
substance if, under the circumstances, he reasonably
should have known such nature and tendencies.
Intoxication of
the defendant whether voluntary or involuntary may
be considered by the jury if relevant to consider as
negating an element of the offense charged, such as
intent.
However, being
unaware of a risk because of voluntary intoxication
is immaterial in a consideration of whether the
defendant acted recklessly where recklessness is an
element of the offense charges or a lesser included
offense.
Intoxication does
not in and of itself constitute a mental disease
within the meaning of the 1975 Code of Alabama as
defined in Section 13A-3-1.
Intoxication,
other than involuntary intoxication, is not a
defense to a criminal charge but may be considered
by the jury, if relevant, on the question of whether
the fact of intoxication negates an element of the
offense charged such as intent, but not the element
of recklessness.
(emphasis added).
Finally, the court instructed the jury that it was
free to disregard the defendant's confessions if it
found them unworthy of belief.
After
approximately forty minutes of deliberation, the
jury submitted several written questions to the
court, one of which asked the court to define "intent."
The court decided that the oral charge was
sufficient and that the jury should be instructed to
rely upon that charge in response to their questions.
Defense counsel did not request a reinstruction on
intent or object. Approximately one hour and ten
minutes later, the jury returned a verdict finding
Grayson guilty of capital murder.
J. Sentencing Phase
at Trial
At the sentencing
phase, the State presented no additional evidence.
The defense presented the testimony of Grayson and
Grayson's mother. Grayson testified that he was only
nineteen when he had committed the offense and that
he had never committed a felony offense before,
while his co-defendant, Kennedy, was a convicted
felon. He told the jury that he had lived in
Montevallo, Alabama his entire life and that he had
completed the tenth grade in the public school
system. He told the jury that he was one of eleven
children and that most of his siblings worked to
help support the family. Grayson's mother testified
that Grayson had no prior felony record. It appears
that defense counsel may have attempted to introduce
evidence regarding Victor Kennedy's trial through
the clerk of court but was prevented from doing so
by the court's rulings.
In closing
arguments, the State focused on the brutality of
Grayson's crime, after explaining to the jury their
responsibility to weigh the aggravating and
mitigating circumstances in the case.
The State emphasized that Mrs. Orr's death was slow
and agonizing and that she was horribly beaten and
raped. The State claimed that these factors
outweighed the defendant's age, record, and any
remorse he might have. The State suggested to the
jury that the atrocious nature of the crime would
outweigh any set of mitigating circumstances that a
defendant could present.
In closing,
defense counsel argued to the jury that a death
sentence would cause continuing grief to the Orr
family and fail to bring a resolution to the death
of Mrs. Orr the way a life sentence without parole
would. Therefore, he argued that the jury should
return a life sentence even though "[t]he evidence
shows that this is a death by electrocution case."
He argued that Grayson could not be more greatly
punished than to have to sit in a cell every day for
the rest of his life. In arguing to the jury the
mitigating circumstances, counsel told the jury that
Grayson respected Mrs. Orr despite his actions. The
focus of the closing, however, was on the best
resolution for the Orr family.
The court
instructed the jury with respect to the aggravating
and mitigating circumstances to be considered in
arriving at the proper punishment for Grayson's
crime. The judge instructed the jury with respect to
the mitigating circumstances of age and of no
history of criminal activity. Although the court did
not specifically discuss alcohol in its sentencing
charge, the court instructed the jury at length on
the defendant's capacity to appreciate the
criminality of his conduct or to conform his conduct
to the requirements of the law as a mitigating
circumstance. After deliberating for approximately
forty minutes, the jury determined that Grayson
should be punished by death.
K. Sentencing Hearing Before Trial Judge
Approximately three weeks later, the judge held a
sentencing hearing to consider the aggravating and mitigating
circumstances of Grayson's crime and to decide the sentence. Under
Alabama law at the time, the jury's sentence was not dispositive.
Instead, the court was required to sentence Grayson to death or to
life without parole. See Horsley v. Alabama, 45 F.3d 1486, 1488 n. 1
(11th Cir.1995).
At the sentencing hearing, the State relied
exclusively on the trial evidence. Defense counsel noted that he had
“adequately stated to the Court the intent that he exhibited that
night.” Defense counsel also discussed the inadequacy of the funds
allotted by the State of Alabama to provide for Grayson's defense in
his capital case. Counsel further argued lack of intent to kill: And
that we would submit to the Court that even though limited in our
ability to prepare a defense financially for Darrell Grayson, that
we have presented the fact that this man did not possess the intent,
did not have the malice with which to be convicted of a capital
crime, and should not be sentenced to death in the electric chair of
the State of Alabama.
The trial court sentenced Grayson to death by
electrocution and made both specific findings of fact and findings
of aggravating and mitigating circumstances present in the case. As
aggravating circumstances, the court found: (1) that the killing was
committed while the defendant was engaged in the commission of a
rape, robbery, and burglary and (2) that the killing was especially
heinous, atrocious and cruel when compared to other capital felonies.
With respect to the latter aggravating circumstance, the court
stated:
The Court finds that the actions of the Defendant
were completely barbaric, showing a complete and utter disregard for
not only human life, but human dignity. The Court cannot think of a
case it has seen, heard, or even read, that would equal the cruelty
shown in this case by the Defendant to Mrs. Orr. Indeed, the Court
has some difficulty imagining what more the Defendants could have
done to make this crime any more heinous, atrocious, or cruel.
The court also considered the mitigating
circumstances, finding that Grayson had no long history of prior
criminal involvement and that he was nineteen years old at the time
of the offense. The court “also noted that the Defendant was
relatively poor and unemployed, had abandoned his education in the
tenth grade, although he did receive training at a technical school,
had been raised without a father and had given his mother little
trouble in growing up, at the time of the capital felony.” The court
specifically found that there was no compelling evidence that
Grayson lacked the capacity to appreciate the criminality of his
conduct or to conform his conduct to the requirements of the law.
“He clearly knew what he was going to do, what he was doing, and
what he did, was wrong and illegal.”
L. Direct Appeal and Post-Conviction Proceedings
Grayson's conviction and death sentence were
upheld on direct appeal. Grayson v. State, 479 So.2d 69
(Ala.Crim.App.1984); Ex Parte Grayson, 479 So.2d 76 (Ala.1985),
cert. denied, Grayson v. Alabama, 474 U.S. 865, 106 S.Ct. 189, 88
L.Ed.2d 157 (1985). Grayson then filed a petition for writ of error
coram nobis in the state court of Alabama on January 10, 1986. On
September 24, 1990, Grayson filed an amended petition for relief
from conviction and sentence of death, pursuant to Temporary Rule 20
of the Alabama Rules of Criminal Procedure. That petition was
amended on August 23, 1991, January 28, 1992, and again on March 26,
1992.
On April 6 and 7, 1992, the Shelby County Circuit
Court held an evidentiary hearing on the petition. Grayson presented
the following evidence from expert and lay witnesses regarding his
alcoholism and chaotic upbringing that he claimed could have been
presented to the jury at his trial.
M. Experts at State Habeas Hearing
Dr. Cleveland's deposition testimony was
introduced in Grayson's state habeas hearing. Dr. Cleveland has a
Ph.D. in child and family development and compiled a family study
and evaluated Grayson. Cleveland testified that Grayson's family was
severely disturbed and that its members looked outside the family to
have critical needs met. There was food available in Grayson's house
most of the time, but the family was very violent and chaotic. There
was little adult supervision over Grayson and his eleven siblings,
and fighting and intoxication were the norm. Alcohol was available
in Grayson's home from the time that he was a small child, and
alcohol abuse was rampant in the household. Numerous people came and
went from Grayson's overcrowded home, and his teenage sisters had
children who resided with them. Dr. Cleveland explained the abusive
and impoverished background of Grayson's mother and her inability to
control or care for her children. Grayson's mother used corporal
punishment as the only real means of controlling her children.
Grayson had no positive male or female role models in his life.
As a result of this chaotic upbringing, Cleveland
testified that Grayson was left without a way to solve problems or
to cope with stresses of life and that he began drinking heavily at
an early age. She explained that the alcohol consumption seemed to
be “like a medication for him at times.” On cross-examination,
Cleveland conceded that Grayson's upbringing is not all that
uncommon in impoverished settings and that such an upbringing does
not necessarily lead to murder. While it appears from Cleveland's
family study and chronology that many of Grayson's eleven siblings
had scrapes with law enforcement and that six of them spent time in
jail, it appears that Grayson was the only one convicted of a
violent crime.
Grayson also presented the testimony of Dr.
Phillips, a forensic psychiatrist with expertise in chemical
dependency and substance abuse. Phillips opined that Grayson was
suffering from a personality disorder and from dependency as a
result of severe alcohol and drug abuse at an extremely young age,
causing an inability to function at a level expected of someone his
age in areas like social skills, responsibility, daily living
skills, personal independence and self sufficiency. Phillips
testified that Grayson's excessive drinking included “periods of
blackouts with some question of hallucination although they were
extremely minimal and not terribly convincing in terms of my own
diagnostic opinion.” Phillips testified regarding alcoholic
blackouts as “amnestic episodes” that result in memory loss while a
person is in the process of functioning. “And some of that
anteriorgrade amnesia can have an onset in such a manner that as you
are in a blackout you can't remember what you did the previous five
minutes.” Phillips testified that unintended consequences often
result from intoxication and the impaired judgment that it causes.
He also explained that Grayson's intoxication and other evidence at
the crime scene suggested that Grayson did not appreciate the
consequences of taping a pillow case over Mrs. Orr's head and the
other actions he took that night.
Phillips opined that the absence of adult
supervision and positive role models in Grayson's overcrowded home
led to alcoholism in all but three of the twelve siblings. The
chronic alcoholism of Grayson's mother led to chaos in the family,
such as violence, disruption, arguing, hitting of children, and
fights breaking out. The absence of space and privacy in the small
impoverished shack made up of scraps of wood where Grayson was
raised was also critical in Grayson's development according to
Phillips. Phillips also opined that Grayson's lack of role models
and validation at home led him to seek validation from the likes of
Kennedy by conforming his behavior to the behavior patterns
exhibited by Kennedy. Grayson was very perplexed at what he had done
to Mrs. Orr and was ashamed of his role in the crime. Phillips
opined that this confusion and shame were consistent with his
diagnosis of alcoholism and intoxication at the time of the crime.
On cross-examination, Phillips conceded that Grayson's alleged
adjustment disorder following the crime did not contribute to his
commission of the crime against Mrs. Orr. Although Grayson had a
history of antisocial behaviors, Phillips did not think he suffered
from antisocial personality disorder. Phillips testified that
Grayson was not mentally retarded in his opinion, but was of average
to low-average intelligence.
Dr. Burton, a licensed physician with a specialty
in forensic medicine and pathology, opined that Mrs. Orr's death was
the result of suffocation from a pillow case being taped over her
head in such a way that it impaired her ability to breathe, although
he conceded that it was possible that heart failure played some
role. Burton testified that none of Mrs. Orr's wounds were of the
type expected to cause death. Based upon her death by suffocation,
Dr. Burton testified that Mrs. Orr might have been alive when
Grayson and Kennedy left her home and that it was possible for a
person to live up to two hours in such circumstances. Because of Mrs.
Orr's advanced age, Burton testified that her bruising could have
been caused with minimal trauma during a rape and restraint. Dr.
Burton also explained that the presence of bruises showed that Mrs.
Orr was not unconscious during the attack, but awake and struggling,
which would have led her attackers to believe that she was able to
breathe.
Dr. Burton further testified as to the effects of
alcohol on an individual's ability to reason and understand the
consequences of his actions. He opined that Grayson may have been
capable of performing the mechanical tasks associated with covering
Mrs. Orr's face and raping her, despite his intoxication, without
comprehending the consequences of those mechanical acts. Further, he
explained that an intoxicated individual might have difficulty
recalling an event shortly thereafter, but might regain memory of
the event over time.
Dr. McClaren was hired by the Alabama Attorney
General's Office to conduct a psychological evaluation of Grayson.
At the state habeas hearing, McClaren testified that he evaluated
Grayson using the Wexler Adult Intelligence Scale-Revised and that
Grayson received a verbal IQ score of 88, a performance IQ score of
80, and a full-scale IQ score of 83. He testified that these results
suggest average intellectual functioning.FN6 McClaren also
administered the Minnesota Multiphasic Personality Inventory (“MMPI”)
to Grayson and testified that he did not find any evidence that
Grayson was psychotic or had a major mental illness after evaluating
his score on the MMPI, although Grayson did display a profile
“frequently found among people who find themselves in conflict with
societal realms.” Further, McClaren opined that Grayson had some
antisocial traits and suffered from some sort of unspecified
personality disorder, although he could not be diagnosed with
antisocial personality disorder. McClaren diagnosed Grayson as being
in remission from alcohol, and possibly cannabis, dependency.
McClaren opined that Grayson was able to appreciate the consequences
of his actions on the night of the murder.
McClaren testified that he met with Grayson
on two occasions and reviewed numerous documents, including a trial
transcript, Grayson's statements to officers following the crime,
Grayson's Bryce Hospital records, Grayson's correctional records,
his school records, a family study prepared by Dr. Cleveland, a
psychological evaluation from 1974, and the deposition of Dr.
Zimmerman. In addition, McClaren interviewed two of Grayson's
sisters, his step-father, and two of Grayson's lifelong
acquaintances. Further, McClaren talked to officers involved in the
investigation of Mrs. Orr's death.
The deposition testimony of Dr. Zimmerman, a
psychologist with a specialty in mental health evaluations, was
admitted into evidence at Grayson's state habeas hearing. Zimmerman
diagnosed Grayson as alcohol dependent at the time of his
incarceration and opined that: “he would go through physical
withdrawal from alcohol, alcohol affected the way he thought and his
behavior, and what we know from animal studies is that alcohol
probably affected his brain and those chemicals in the brain that
carry messages from nerve cell to nerve cell.” Dr. Zimmerman also
testified to alcohol's effects generally on an individual's ability
to appreciate the consequences of his actions. Zimmerman opined that
Grayson was experiencing an alcoholic blackout at the time of the
murder.
He found that Grayson read at greater than a
twelfth grade level. Dr. Zimmerman also rescored the MMPI
administered to Grayson by Dr. McClaren. In the MMPI analysis of Dr.
Zimmerman, it states: “The long-range prognosis for this individual
is not good as this type does not learn from experience, including
psychotherapy and incarceration.”
N. Lay Testimony at
State Habeas Hearing
At the state
habeas hearing, Grayson also submitted the testimony
of numerous lay witnesses. Richard W. Bell
represented Grayson at trial and on appeal. His
deposition was taken and introduced; plus he
testified at the state habeas hearing. Bell had been
practicing law in Alabama for approximately ten
years when was appointed as defense counsel for
Grayson. Although Bell had practiced in the area of
criminal law prior to his appointment to Grayson's
case, the defense of Darrell Grayson was Bell's
first capital case. He recalls that his fee for the
case was a $1,000 flat fee. Bell was the only
attorney appointed to represent Grayson at the trial
level. Bell explained that the thrust of his defense
at the guilt phase of the trial was Grayson's lack
of intent to kill Mrs. Orr.
The trial judge
authorized him to spend the statutory maximum of
$500 on experts in the case. Bell testified that he
contacted some expert pathologists to seek
assistance with Grayson's defense but was unable to
hire those experts because their fees were more than
$1500 per day. Counsel thought it would be futile to
attempt to obtain funds over the statutory cap for
experts from the trial judge and, therefore, he did
not try. He stated that the lack of a serology
expert was extremely important because he could not
challenge the findings of the State's serologist
regarding the rape of Mrs. Orr to ascertain whether
his client was actually involved in the rape.
Counsel also
opined that the testimony of an expert pathologist
would have been critical in defending Grayson. He
explained his opinion that the autopsy doctor never
specifically testified as to the cause of Mrs. Orr's
death at trial. Counsel felt that he could have
showed that the State's pathologist had decided on
death by asphyxiation as a result of an inability to
determine any other cause of death. Counsel wanted
to explore the possibility that Mrs. Orr died of a
cardiac arrest and felt that the testimony of a
defense pathologist would have been crucial in
showing that Grayson had not intended Mrs. Orr to
die. Counsel testified that the lack of sufficient
funds to hire experts caused Grayson to "just almost
confess a plea to the death penalty."
Because Grayson
had consumed gallons of alcohol prior to the killing,
counsel expressed his opinion that he needed a
toxicologist to develop evidence regarding the
chemical effects on the body of consuming huge
amounts of alcohol. Further, counsel testified that
it would have been important to show the jury the
genetic and physiological factors that lead to
alcohol dependence and the physiological effects of
such dependence, such as blackouts. If he could have
afforded experts, counsel would have presented such
evidence, both as a mitigating factor and to show a
lack of intent. Finally, counsel explained that
expert testimony regarding the effects of alcohol
and alcohol withdrawal would have been crucial in
support of his motion to suppress Grayson's
confessions.
Trial counsel
further testified that a good forensic psychologist
would have been critical in explaining to the jury
the "psychological events [that] had occurred in [Grayson's]
life that may have led to him entering that home
between eleven and midnight of Christmas Eve eve and
committing whatever acts were done in there." He
explained that this evidence would have been
critical in demonstrating to the jury that Grayson
had not "intentionally killed" Mrs. Orr. According
to counsel, this evidence might have produced a
conviction of a lesser included offense in light of
the jury's apparent concern over the intent issue as
evidenced by their question to the judge regarding
intent. Further, counsel conceded that such an
expert may have assisted him in developing evidence
regarding Kennedy's domination of Grayson in
connection with the offense.
With respect to
the Bryce Hospital records, counsel testified that
he received them and read them, but that he would
have picked them apart if he had been able to hire a
mental health expert. Counsel did not talk with any
of the doctors who evaluated Grayson at Bryce
Hospital prior to trial and attributed this to his
lack of an investigator. Counsel was not asked
during his deposition why he did not utilize the
hospital records he did have at trial.
Trial counsel also
expressed his opinion that it would have been
important to gather facts about Grayson's home life
and community in preparation of a mitigation case.
Counsel talked with Grayson about his background,
but did not interview other witnesses and members of
the community to develop evidence for the mitigation
phase of the case due to his lack of funding and
investigatory help. Bell testified that the lack of
adequate funding prevented him from taking time from
his busy civil practice to investigate fully the
case against Grayson.
Although he did
not sit through the earlier trial against Kennedy,
Bell had heard that the lawyer who defended Kennedy
had been extremely animated and aggressive,
challenging every exhibit and witness. Because that
strategy had resulted in a death sentence for
Kennedy, Bell explained that his strategy was to
keep Grayson's defense "calm" and under "control."
He felt that he could appease the jury by presenting
Grayson as calmly as possible and by accepting a lot
of the damaging but admissible evidence without
putting up a big fight in front of the jury.
Counsel also
explained that the case was extremely politically
charged in that the Orr family was a prominent
family in Montevallo, Alabama and because it was an
attack on an elderly white widow by "two black
individuals." Due to the politically sensitive
nature of the case and the prominence of the family,
counsel explained that he subpoenaed every family
member and then invoked the rule of sequestration of
witnesses in an effort to keep them from all sitting
in the front row before the jury throughout the
entire trial. Counsel conceded that the actual
nature of the crime was "horrendous" and opined that
the trial judge was compelled to sentence Grayson to
death for political reasons.
When the jury came
back with a question to the trial judge about the
definition of intent and manslaughter, counsel
testified that he felt that his points about
Grayson's lack of intent to kill Mrs. Orr had been
communicated to the jury and he felt good about the
question being asked. ("I just felt that this was
very, very good, as far as this jury was concerned,
and I was hoping that we were going to come out with
the manslaughter conviction, or possibly even just a
straight murder."). He testified that the
prosecutors prosecuting the case similarly felt that
the jury had bought the defense case, saying to
Bell: "I don't know how it happened, but I think
that you whipped us on this, if that's what they're
thinking." Counsel testified that he felt that the
judge's failure to re-instruct the jury may have
cost Grayson his life.
Bell explained
that Grayson was a cooperative client and had
informed him that he was drunk at the time of the
crime. Bell did not recall being informed of a
history of alcohol abuse, however. After reviewing
his own preadmission form for Grayson's evaluation
at Bryce Hospital, which stated "Cannot control
drinking, drinks to the point of blacking out,"
counsel testified that he must have known of the
problem.
Counsel testified
that he felt that he might have secured a verdict on
a lesser included offense if the trial had been held
in another venue where the victim was not a well-known
pillar of the community. Counsel for Grayson queried:
"So, even here, and even with this jury, but without
any expert help or anything else, you gave them a
run for their money on the question of whether there
was intent or not?" Bell answered: "That's right."
On examination by
the State, Bell acknowledged that mental health and
other mitigating evidence is a double-edged sword
that often does not affect the outcome in favor of a
defendant. He admitted that such evidence is
sometimes so negative that defense counsel would not
want to use it. He conceded that the facts of the
case were horrible and that the evidence against his
client was "very strong." Counsel also admitted that
he thought Judge Walden would have sentenced Grayson
to death even if the jury had given him a life
sentence.
Grayson's habeas
counsel asked Bell on cross-examination: "Was it
very important to you to investigate for the
presence of mitigating circumstances about the life
and background of your client, Darrell Grayson?"
Bell responded: "Yes." Counsel asked "Again, were
you not about to do that because of the five hundred
dollar limit, you didn't have an investigator?" He
responded: "That's correct. I did not investigate,
but there was possibly sociological implications in
the family that would have been best served by a
person trained in that kind of observations of a
family unit." Other than the fact that Grayson was
from a large family and that his mother was a
cafeteria worker, counsel testified that he knew
very little about Grayson's background. Thus, Bell's
testimony appears to indicate that he did little or
no investigation into the possibly mitigating
factors present in Grayson's background. Counsel
testified that he believed Grayson's alcoholism and
intoxication on the night of the crime could have
been a deciding factor with the jury with proper
expert testimony.
Grayson's sister
testified as to the drinking and violence in
Grayson's childhood home. She described an argument
between her sister and her mother in which her
mother shot her sister and an argument between her
mother and her stepfather in which shots were fired
in the home. Grayson's mother was convicted of
manslaughter in connection with the death of her
first husband Edward Grayson. Defense Exhibit 7 in
state habeas proceeding).
O. State Habeas
Court's Order
The state habeas
court denied Grayson's petition for post-conviction
relief. Without analysis, the court found all of
Grayson's claims of ineffective assistance of
counsel to be "without merit." With respect to
Grayson's claim that his arrest violated the Fourth
Amendment, the court found that claim procedurally
barred due to Grayson's failure to raise the claim
at trial or on appeal. In the alternative, the court
found that "the evidence before the court at the
time of trial did not establish that Grayson's
arrest was illegal. Moreover, none of the evidence
which was presented in this proceeding establishes
that Grayson's arrest was not founded upon
sufficient probable cause."
The state habeas
court similarly found Grayson's claim that his
confessions were involuntary was procedurally barred
and, in the alternative, that it lacked merit. The
court found: "When all of the evidence is considered,
it is apparent that Grayson's statements were
properly admitted into evidence. Nothing before this
Court establishes that Grayson's statements were
involuntary, and Grayson is not entitled to relief
on this claim because it lacks merit."
With respect to
Grayson's claim that he was denied sufficient funds
to retain an expert forensic pathologist, the court
found the claim procedurally barred and then made an
alternative finding that the claim lacked merit.
First, the court found that Grayson could not state
a claim for the denial of funds where his counsel
sought and received the maximum funding allowable
under Alabama law for expert assistance. Furthermore,
the court found that the lack of such pathology
evidence in no way prejudiced Grayson where the
expert pathologist hired by the defense in
connection with the post-conviction proceedings
agreed with the State's pathologist who testified at
trial.
The Alabama Court
of Criminal Appeals denied Grayson's appeal.
Thereafter, Grayson filed a § 2254 petition, which
the district court denied. Grayson timely appealed.
II. STANDARD OF
REVIEW
In reviewing the
denial of Grayson's § 2254 petition, we review the
district court's findings of historical fact for
clear error only, reserving de novo review for its
holdings of law and its application of law to facts.
Housel v. Head, 238 F.3d 1289, 1294 (11th Cir. 2001)
(citing Freund v. Butterworth, 165 F.3d 839, 861
(11th Cir. 1999), cert. denied, 528 U.S. 817
(1999)).
The district court entered a Certificate of
Appealability ("COA") on five issues, which we
address in turn.
III. INEFFECTIVE
ASSISTANCE OF COUNSEL CLAIMS
Grayson contends
that his trial counsel, Richard Bell, was
ineffective. We discuss the applicable law and then
Grayson's claims.
A. General
Principles
The Supreme Court
set forth the standard governing claims of
ineffective assistance of counsel in Strickland v.
Washington, 466 U.S. 668 (1984). To prevail on a
claim of ineffective assistance of counsel, a habeas
petitioner must show that: (1) counsel's performance
was deficient because it fell below an objective
standard of reasonableness, and (2) that the
deficient performance prejudiced the defense:
First, the
defendant must show that counsel's performance was
deficient. This requires showing that counsel made
errors so serious that counsel was not functioning
as the "counsel" guaranteed the defendant by the
Sixth Amendment. Second, the defendant must show
that the deficient performance prejudiced the
defense. This requires showing that counsel's errors
were so serious as to deprive the defendant of a
fair trial, a trial whose result is reliable.
Strickland, 466
U.S. at 687. In a capital case, this two-part test
applies to claims of ineffective assistance of
counsel during the sentencing phase, as well as the
guilt phase of the trial, because a "capital
sentencing proceeding . . . is sufficiently like a
trial in its adversarial format and in the existence
of standards for decision . . . that counsel's role
in the proceeding is comparable to counsel's role at
trial - to ensure that the adversarial testing
process works to produce a just result under the
standards governing decision." Collier v. Turpin,
177 F.3d 1184, 1198 (11th Cir. 1999) (quoting
Strickland, 466 U.S. at 686-87).
The standard for
judging counsel's performance is "reasonableness
under prevailing professional norms." Strickland,
466 U.S. at 688. There is a strong presumption that
counsel's conduct falls within the "wide range of
reasonable professional assistance." Waters v.
Thomas, 46 F.3d 1506, 1511-12 (11th Cir. 1995) (en
banc) (quoting Strickland, 466 U.S. at 689); see
also Housel v. Head, 238 F.3d 1289, 1294 (11th Cir.
2001); Bolender v. Singletary, 16 F.3d 1547, 1557
(11th Cir. 1994) ("It is important to note that
judicial scrutiny of an attorney's performance is
appropriately highly deferential because the craft
of trying cases is far from an exact science; in
fact, it is replete with uncertainties and
obligatory judgment calls."); Strickland, 466 U.S.
at 689 ("Even the best criminal defense attorneys
would not defend a particular defendant in the same
way."). Because there is such a wide range of
constitutionally acceptable performance, a
petitioner seeking to rebut the presumption of
adequate performance must bear a heavy burden:
The test has
nothing to do with what the best lawyers would have
done. Nor is the test even what most good lawyers
would have done. We ask only whether some reasonable
lawyer at the trial could have acted, in the
circumstances, as defense counsel acted at trial. .
. . . We are not interested in grading lawyers'
performances; we are interested in whether the
adversarial process at trial, in fact, worked
adequately.
White v.
Singletary, 972 F.2d 1218, 1220-21 (11th Cir. 1992)
(citation omitted). Thus, in order to show that
counsel's performance was unreasonable, the
petitioner must establish that no competent counsel
would have taken the action that his counsel did
take. See Holladay v. Haley, 209 F.3d 1243, 1253 n.6
(11th Cir. 2000) ("A tactical decision is
ineffective only 'if it was so patently unreasonable
that no competent attorney would have chosen it.'")
(quoting Adams v. Wainwright, 709 F.2d 1443, 1445
(11th Cir. 1983)); Waters, 46 F.3d at 1512 (stating
that the court's inquiry was whether some reasonable
attorney could have acted as the petitioner's
attorneys did in his trial).
Furthermore, an
attorney's performance is to be evaluated from his
perspective at the time, rather than through the
prism of hindsight. Strickland, 466 U.S. at 689. "The
widespread use of the tactic of attacking trial
counsel by showing what 'might have been' proves
that nothing is clearer than hindsight -- except
perhaps the rule that we will not judge trial
counsel's performance through hindsight." Waters, 46
F.3d at 1514. "To state the obvious: the trial
lawyers, in every case, could have done something
more or something different. So, omissions are
inevitable. But the issue is not what is possible or
'what is prudent or appropriate, but only what is
constitutionally compelled.'" Chandler v. United
States, 218 F.3d 1305, 1313 (11th Cir. 2000) (en
banc) (quoting Burger v. Kemp, 483 U.S. 776 (1987)).
With these principles in mind, we examine Grayson's
claims that his counsel was ineffective in the
following respects.
B. Ineffective
Assistance in Motion to Suppress
Defense counsel
moved to suppress Grayson's confessions based upon
the Fifth Amendment but not the Fourth Amendment.
Grayson argues that his arrest on December 24, 1980
was without probable cause and that trial counsel
was ineffective in not asserting this Fourth
Amendment violation in a motion to suppress his
confessions, a hair from his sock, and Mrs. Orr's
wedding rings.
The fact that
there was probable cause for Grayson's arrest
defeats this claim. Probable cause within the
meaning of the Fourth Amendment has been described
as more than bare suspicion: "Probable cause exists
where the facts and circumstances within [law
enforcement officers'] knowledge and of which they
had reasonably trustworthy information (are)
sufficient in themselves to warrant a man of
reasonable caution in the belief that an offense has
been or is being committed." Brinegar v. United
States, 338 U.S. 160, 175-76 (1948) (quotation
omitted). "The rule of probable cause is a practical,
nontechnical conception affording the best
compromise that has been found for accommodating ***
often opposing interests. Requiring more would
unduly hamper law enforcement. To allow less would
be to leave law-abiding citizens at the mercy of the
officers' whim or caprice." Beck v. Ohio, 379 U.S.
89, 91 (1964) (quoting Brinegar, 338 U.S. at 176).
In light of the
evidence in the record, officers had probable cause
to arrest Grayson on December 24, 1980. The officers
investigating Mrs. Orr's murder and the burglary of
her home testified that they spotted a trail of
playing cards leading from Mrs. Orr's house in the
direction of the house where Victor Kennedy resided.
In this small community, Kennedy was a known
convicted burglar who had been arrested by the
investigating officers some fifteen times in the
past, including recently. Indeed, one of Kennedy's
recent burglaries had gone along the same route
followed by the trail of cards.
The evidence also
showed that the officers knew prior to Grayson's
arrest that Kennedy and Grayson were seen together
on the evening of the crime at a convenience store
and that Grayson and Kennedy were friends. Further,
officers testified that they were made aware that
Grayson had worked for Mrs. Orr in the past and that
he was familiar with her home, leading further to
their reasonable suspicion about his involvement in
the crime. Then when Grayson was located, officers
found Grayson squatting in the bushes in a wooded
area near his home and took him into custody. In the
context of the small community of Montevallo, this
series of links, (1) between the direct physical
evidence found at the crime scene and Kennedy, a
known burglar who had used the same trail before,
(2) between Kennedy and Grayson the very night of
the crime, and (3) between the victim and Grayson,
were sufficient to support a showing of probable
cause and Grayson's counsel did not perform
unreasonably in failing to challenge the evidence
obtained incident to Grayson's arrest on Fourth
Amendment grounds.
Grayson does not
attempt to refute this evidence. Indeed, he concedes
that he and Kennedy were friends, that they had been
together the evening of the murder, and that he was
located squatting in the bushes in a wooded area
near his home. Grayson's trial testimony and
statements to police further corroborate that
Grayson and Kennedy made several trips to purchase
alcohol on the night in question, during which they
could have been seen together by law enforcement
officers. Finally, Grayson has conceded that he was
employed by Mrs. Orr at some point prior to killing
her and that her home was, in fact, selected as a
target due to Grayson's familiarity with it. This,
if anything, confirms the reasonableness of the
officers' belief that Grayson was involved in this
crime.
Based upon the
undisputed evidence in the record, there was
sufficient evidence to support a finding of probable
cause.
Thus, counsel was not unreasonable in failing to
challenge the probable cause to arrest Grayson on
December 24, 1980.
Alternatively, we
note that the record is silent as to why trial
counsel did not pursue a motion to suppress the
evidence obtained from Grayson incident to his
arrest on Fourth Amendment grounds; Grayson's habeas
counsel did not inquire as to trial counsel's
reasons for not raising such a claim either during
counsel's deposition or his testimony at the state
habeas hearing. "An ambiguous or silent record is
not sufficient to disprove the strong and continuing
presumption [of effective representation]. Therefore,
'where the record is incomplete or unclear about [counsel]'s
actions, we will presume that he did what he should
have done, and that he exercised reasonable
professional judgment.'" Chandler v. United States,
218 F.3d 1305, 1314 n. 15 (11th Cir. 2000) (en banc)
(quoting Williams v. Head, 185 F.3d 1223, 1228 (11th
Cir. 1999)). Indeed, trial counsel did move to
suppress Grayson's statements to law enforcement
officers on Fifth Amendment grounds. Thus, counsel
was focused on the admissibility of the evidence
provided to law enforcement following Grayson's
arrest and challenged its admission prior to trial
and at trial. Counsel may have made a decision to
focus his efforts on what he perceived to be the
stronger Fifth Amendment challenge to Grayson's
statements. Such a decision would not have been per
se unreasonable in light of the evidence surrounding
Grayson's arrest and even assuming arguendo probable
cause is arguably lacking, we must indulge the
strong presumption that counsel's conduct was
reasonable in the absence of evidence regarding his
reasons for failing to raise such a challenge.
C. Ineffective
Assistance at Guilt/Innocence Phase
Grayson contends
that counsel's performance during the guilt/innocence
phase was defective in three respects. First,
Grayson argues that counsel should have developed
and presented additional evidence at trial regarding
his chronic alcoholism and intoxication at the time
of the offense to negate the intent required for a
capital murder offense. Grayson focuses on what
trial counsel could have done, but did not. As this
Court has held, "[a]lthough Petitioner's claim is
that his trial counsel should have done something
more, we first look at what the lawyer did in fact."
Chandler v. United States, 218 F.3d 1305, 1320 (11th
Cir. 2000). "Our court's proper inquiry is limited
to whether th[e] course of action [followed by
defense counsel] might have been a reasonable one."
Id. at 1319.
At trial, defense
counsel's theory was that Grayson lacked the
specific intent to be guilty of capital murder.
Grayson testified as to the large quantity of
alcohol he and Kennedy had consumed on the night of
the killing. Counsel emphasized Grayson's repeated
trips to buy alcohol and his consumption of large
amounts of wine right out of the bottle for several
hours immediately preceding the crime. Consistent
with his intoxication, Grayson repeatedly testified
on direct regarding his inability to recall the
specifics of the crime. Indeed, Grayson testified
that he completely forgot committing the crime the
next morning until his mother told him of Mrs. Orr's
killing.
Grayson also
testified that he had taped a pillowcase over Mrs.
Orr's head and face solely to keep from being
identified. Grayson testified that Mrs. Orr was
breathing and alive when he left her house. Counsel
directly asked Grayson if he had gone to Mrs. Orr's
house to murder her, to which Grayson responded, "No
sir." On cross-examination, Grayson again emphasized
that he was extremely intoxicated at the time of the
crime and his problem with alcohol. He insisted that
he would not have committed the crime at all if he
had not been so drunk.
Defense counsel
also called Grayson's mother and sister to confirm
Grayson's story that he did not remember the events
at Mrs. Orr's house the morning after the crime.
Both Grayson's sister and mother testified to
Grayson's surprise and dismay when he was told about
the break-in at Mrs. Orr's house and about her death.
Defense counsel also called State witness Sheriff
Glasgow to confirm Grayson's story that his
intoxication prevented him from recalling the events
of the crime the next day. Glasgow confirmed that
Grayson had expressed surprise at the discovery of
Mrs. Orr's wedding rings in his own wallet and had
told Glasgow that he had never seen them before.
During the State's
case-in-chief, defense counsel also cross-examined
the autopsy doctor with respect to the issues
directly relevant to Grayson's intent to kill Mrs.
Orr. Defense counsel asked the doctor whether Mrs.
Orr's many injuries contributed to Mrs. Orr's death
or were in any way "life-endangering injuries." The
doctor conceded that the injuries had not
contributed to Mrs. Orr's death by asphyxiation and
were not individually life threatening.
In addition,
defense counsel questioned the doctor about the
pillow case taped around Mrs. Orr's head. The doctor
admitted that Mrs. Orr was able to receive some air
through the pillow case and that Mrs. Orr's own
bodily fluids may have filled the pores of the
pillow case fabric and caused the air flow to be
diminished over a period of time. Further, defense
counsel asked the doctor whether there was any
physical evidence that Mrs. Orr's hands had been
bound at any time to prevent her from removing the
pillowcase, to which the doctor replied in the
negative. Defense counsel emphasized that the
autopsy doctor had been able to remove the
pillowcase over the top of Mrs. Orr's head without
loosening or cutting the masking tape that held it.
Finally, defense counsel explored with the doctor
any possible connection between Mrs. Orr's
arteriosclerotic disease and her death by
suffocation. Counsel emphasized all of these issues
tending to negate Grayson's intent in closing
arguments to the jury at the guilt/innocence phase.
In light of
counsel's emphasis on Grayson's alcohol consumption
and lack of intent to kill Mrs. Orr at trial, we do
not find that counsel's presentation of evidence
regarding the intent issue fell below the standard
of reasonable professional performance. Counsel
highlighted the intent issue and Grayson's
consumption of excessive alcohol on the night in
question. In addition, counsel focused the jury on
the physical and forensic evidence suggesting
Grayson's lack of intent to kill Mrs. Orr. This
approach was not unreasonable. See Thompson v.
Haley, No. 00-15572 (11th Cir. July 3, 2001).
Grayson claims
that counsel was ineffective despite these efforts
because counsel did not present additional evidence
with respect to the intent issue. First, Grayson
claims that available information in the Bryce
Hospital records regarding his intoxication on the
night of the offense and his alcoholism generally
should have been utilized. Again, Grayson's state
habeas counsel never asked defense counsel his
reasons for not introducing these records that were
in his possession and we must, therefore, presume
that the lawyer's decision not to present this
evidence at trial was a reasonable one.
This presumption
is amply supported by the Bryce Hospital records
themselves. First, it is clear from the records
themselves that the opinions regarding Grayson's
level of intoxication on the night of the crime and
his alcoholism generally are derived exclusively
from Grayson's self-reports. As such, those opinions
appear no more credible than Grayson's own trial
testimony in this regard and would have been merely
cumulative on the intoxication issue. At best, this
evidence would have been of limited benefit to the
defense case. More importantly, defense counsel's
use of these particular records at trial would have
opened the door for the State to put before the jury
significant information contained in the records
that could have damaged the defense.
For example, some information in the reports painted
Grayson as a recreational alcohol abuser who lived
off women and used alcohol as an excuse for his poor
behavior. Further, the reports would have told the
jury that Grayson was an individual of average
intelligence who appreciated the criminality of his
conduct on the night in question. Grayson's
statement that he "would never be taken to court"
would have contradicted counsel's efforts to paint
Grayson as accepting responsibility for the crime
and truthfully denying any intent to cause the
victim's death. Finally, statements in the reports
that Grayson recalled the crime quite clearly would
have impeached his trial testimony regarding his
lack of recall. Thus, the Bryce Hospital records
were potentially very damaging to the defense. As
such, counsel's failure to utilize these records at
trial does not amount to deficient representation.
Grayson also
argues that trial counsel was ineffective in failing
to gather and present a defense expert regarding
intoxication and alcoholism and their effects on an
individual's ability to appreciate and understand
the consequences of his actions. Given the limited
resources available, both financial and temporal,
counsel's approach to the intent issue at the guilt/innocence
phase of Grayson's trial and failure to retain and
present expert testimony regarding alcoholism was
reasonable. See Chandler, 218 F.3d at 1318 n.22 ("As
we have recognized, Strickland's approach toward
investigation 'reflects the reality that lawyers do
not enjoy the benefit of endless time, energy or
financial resources.' How a lawyer spends his
inherently limited time and resources is also
entitled to great deference by the court.") (citations
omitted). This is especially true with respect to
expert testimony regarding alcohol consumption.
While detailed expert testimony regarding the
effects of alcohol on an individual's appreciation
of consequences may have been helpful to the jury,
the effects of excess alcohol consumption are not
necessarily outside the ken of the average juror.
See United States v. Boyles, 57 F.3d 535, 551-52
(7th Cir. 1995) (rejecting claim of ineffective
assistance of counsel which was based, in part, on
trial counsel's failure to present expert testimony
regarding intoxication, and noting that: "In recent
years, there has been much media and television
coverage dedicated to the problems of the use of
alcohol, educational awareness programs from groups
such as M.A.D.D., government mandated labels on
bottles warning of the effects of alcohol
consumption, and articles and reports concerning
domestic violence and sexual assault involving
alcohol consumption. In light of all of this
information, as well as the jurors's common
knowledge and experience in the everyday affairs of
life, we are of the opinion that they were more than
capable of concluding that [the victim was capable
of communicating her lack of consent to the
defendant despite her intoxication]").
Grayson points out
trial counsel's own testimony at the state habeas
hearing that he would have wanted expert evidence
had he been able to afford it and that he realized
the importance of expert assistance in defending a
later capital case. As we have said many times
before, a court should avoid "the distorting effects
of hindsight" in reviewing a lawyer's performance
and should look to "counsel's perspective at the
time." Chandler, 218 F.3d at 1316 (citing Strickland,
466 U.S. at 689). Thus, even counsel's own hindsight
regarding what might have influenced the jury cannot
support a finding of deficient performance.
"[I]t is all too easy for a court, examining
counsel's defense after it has proved unsuccessful,
to conclude that a particular act or omission of
counsel was unreasonable." Strickland, 466 U.S. at
689. Because counsel's presentation of evidence
regarding the issue of intent and Grayson's
intoxication were reasonable under the circumstances
facing counsel at the time, counsel's failure to do
something more does not rise to the level of
ineffective assistance of counsel. See Chandler, 218
F.3d at 1313 ("To state the obvious: the trial
lawyers, in every case, could have done something
more or something different. So, omissions are
inevitable. But, the issue is not what is possible
or 'what is prudent or appropriate, but only what is
constitutionally compelled.'") (quoting Burger v.
Kemp, 483 U.S. 776 (1987)). In sum, Grayson's
presentation of evidence at trial to negate the
element of intent was not ineffective.
Grayson next
contends that counsel's closing argument to the jury
regarding intent was ineffective, but the transcript
of that argument belies this assertion. Counsel
emphasized that the key question in the case was one
of "intent." "The key word in that indictment for
consideration by you is intentionally." "The
evidence ladies and gentlemen, unequivocably [sic]
to me does not demonstrate a capital offense." "Take
a look at the intent to kill this woman." "Darrell
said to you right there that he didn't go down there
to kill this woman." "I submit to you that the
scientific evidence . . . doesn't indicate that kind
of killing." "Now I submit to you that there is no
specific intent and there was no intent to end the
life of Mrs. Orr when he went to that home." "Just
as randomly as we have been brought together here
today, I submit to you that as randomly that the
facts fell into position on the night of the 23rd of
December, 1980." "[W]eighing [the evidence] with
what has been charged in that written indictment
that he intentionally killed Mrs. Orr, or with the
intent to kill Mrs. Orr, it is not there."
Defense counsel
highlighted the testimony of the autopsy doctor that
none of Mrs. Orr's injuries were life-threatening
and that the injuries did not contribute to her
death by asphyxiation. Thus, the injuries inflicted
evidenced no intent to kill the victim. Counsel also
queried why Grayson had not simply shot Mrs. Orr
with the .38 pistol carried by Kennedy rather than
bind her head in a pillowcase if the intent was to
kill her. "If, in fact, Darrell went there to kill
Mrs. Orr, he had the means readily available."
Counsel stated that Grayson was strong enough to
kill the small and weak Mrs. Orr with his bare hands
if his intent had been to kill her. Defense counsel
suggested that Grayson could have killed her more
easily in that fashion if death had been his intent.
Defense counsel also focused the jury on evidence
that Mrs. Orr's hands were never bound by Grayson
and Kennedy. If the intent of the pillowcase had
been murder, counsel asked why the defendants would
leave her hands free to remove the pillowcase from
her face. "Another aspect about this intent that
causes a question to me is the fact that Mrs. Orr's
hands were not tied."
In arguing the
lack of specific intent, defense counsel made
references to Grayson's intoxicated state at the
time of the crime. "We are not saying voluntary
intoxication completely absolves him of his fault."
"Why would two individuals, able bodied as Darrell
was at that time and Victor Kennedy, drink
themselves into a position of feeling power possibly,
feeling that they need to have a reward for
Christmas holidays or spending money for whatever
reason around the Christmas holidays. Whatever was
going through their system because of the cultural
background, I don't know." Counsel encouraged the
jury to come back with a verdict of a lesser
included offense. "[Y]ou will have the opportunity
not just to come back with a verdict of capital
offense but manslaughter, murder and these offenses
that may have been committed by my client, Mr.
Grayson." Defense counsel told the jury that Grayson
was ashamed for what he had done and commended him
for telling the truth from the start about his
conduct and accepting whatever punishment resulted.
Counsel also pointed out to the jury that Grayson
had no prior record of violent crime and came from a
family and cultural background that may have
influenced his actions.
Counsel's closing
argument focused the jury on all the evidence,
direct and circumstantial, that tended to negate
Grayson's specific intent to kill. While there is
undoubtedly always something more that could have
been said in every case, counsel's closing argument
at the guilt/innocence phase of Grayson's trial was
far from unreasonable under the circumstances.
Therefore, counsel was not ineffective in this
regard.
Finally, Grayson
contends that counsel's performance in the guilt/innocence
phase was defective because counsel failed to
request a reinstruction of the jury regarding intent
following the jury's question to the court. In
hindsight, trial counsel testified that the judge's
failure to reinstruct the jury may have cost Grayson
his life. Looking to the lawyer's conduct from his
perspective at the time of the jury question,
however, it is clear that his failure to request a
reinstruction was not unreasonable. First, it is
important to note that at the same time the trial
judge informed counsel that a question had been
posed, the judge stated that he felt that the
original instruction was adequate and that
additional charges to the jury were not appropriate.
Because the jury had been instructed regarding
intent only forty minutes prior to the question and
because reinstruction of the jury is within the
trial judge's discretion, defense counsel was not
unreasonable in failing to pursue such an
instruction after the judge's statements that no
additional instruction was appropriate at that time.
See Grayson v. State, 675 So. 2d 516, 523-24 (Ala.
Crim. App. 1995) (reinstruction of the jury is
within the trial judge's discretion under Alabama
law).
Further, counsel's
failure to ask for additional instruction was
reasonable in light of his perspective at the time
the jury came back with a question: counsel
testified that he felt that his points about
Grayson's lack of intent to kill Mrs. Orr had been
communicated to the jury and that he felt optimistic
about the question being asked. ("I just felt that
this was very, very good, as far as this jury was
concerned, and I was hoping that we were going to
come out with the manslaughter conviction, or
possibly even just a straight murder."). He
testified that the prosecutors similarly felt that
the jury had bought the defense case, saying to
Bell: "I don't know how it happened, but I think
that you whipped us on this, if that's what they're
thinking." Therefore, in light of the perspective of
both the defense and the prosecution at the time
that the jury had understood the intent defense,
counsel's failure to ask for additional instructions
as to intent was not unreasonable. As testified to
at the state habeas proceeding: "[s]o, even here,
and even with this jury, but without any expert help
or anything else, you gave them a run for their
money on the question of whether there was intent or
not?" Bell answered: "That's right."
Finally, it is
important to examine the jury charge given in
determining counsel's failure to ask for
reinstruction. The record demonstrates that the
court gave the jury repeated instructions about the
element of intent and the necessity of a finding of
an "intentional killing" to support the capital
offenses contained in the indictment. For this
reason as well, counsel's failure to request
reinstruction was not unreasonable.
D. Ineffective
Assistance at Sentencing Phase
Grayson next
contends that trial counsel was ineffective at the
sentencing phase due to counsel's failure to gather
and present the evidence developed during Grayson's
state habeas proceedings regarding: (1) Grayson's
impoverished and dysfunctional family background;
(2) Grayson's history of alcoholism; (3) Grayson's
intoxication at the time of the offense; (4)
Grayson's domination by his co-defendant; (5)
Grayson's remorse over Mrs. Orr's death; and (6)
Grayson's family's desire that his life be spared.
"The purpose of a
sentencing hearing is to provide the jury with the
information necessary for it to render an 'individualized
sentencing determination . . . [based upon] the
character and record of the individualized offender
and the circumstances of the particular offense."
Dobbs v. Turpin, 142 F.3d 1383, 1386-87 (11th Cir.
1998) (quoting Penry v. Lynaugh, 492 U.S. 302, 316
(1989) (citations omitted)). "A sentencing jury
should 'not be precluded from considering as a
mitigating factor, any aspect of a defendant's
character or record and any of the circumstances of
the offense that the defendant proffers as a basis
for a sentence less than death.'" Id. at 1387 (quoting
Lockett v. Ohio, 438 U.S. 586, 604 (1978) (emphasis
in original)).
Although no
absolute duty exists to investigate particular facts
or a certain line of defense, this Circuit has held
that, in preparing for a death penalty case, "[a]n
attorney has a duty to conduct a reasonable
investigation, including an investigation of the
defendant's background, for possible mitigating
evidence." Porter v. Singletary, 14 F.3d 554, 557
(11th Cir. 1994) (citations omitted). "A failure to
investigate can be deficient performance in a
capital case when counsel totally fails to inquire
into the defendant's past or present behavior or
life history." Housel v. Head, 238 F.3d 1289, 1294
(11th Cir. 2001). However, counsel is not required
to investigate and present all mitigating evidence
in order to be reasonable. See Tarver v. Hopper, 169
F.3d 710, 715 (11th Cir. 1999). For that reason,
even when trial counsel's investigation and
presentation is less complete than collateral
counsel's, trial counsel has not performed
deficiently when a reasonable lawyer could have
decided, under the circumstances, not to investigate
or present particular evidence. See Housel, 238 F.3d
at 1294.
In this case, we
need not decide whether counsel's performance was in
fact deficient because Grayson so clearly fails to
satisfy the prejudice prong of the Sixth Amendment
analysis. See Strickland, 466 U.S. at 697 ("If it is
easier to dispose of an ineffectiveness claim on the
ground of lack of sufficient prejudice, which we
expect will often be so, that course should be
followed."). Under the prejudice prong of Strickland,
"[i]t is not enough for the defendant to show that
the errors had some conceivable effect on the
outcome of the proceeding." Id. at 693. Instead, "the
question is whether there is a reasonable
probability that, absent the errors, the sentencer .
. . would have concluded that the balance of
aggravating and mitigating circumstances did not
warrant death." Id. at 695; see also Tompkins v.
Moore, 193 F.3d 1327 (11th Cir. 1999); Dobbs v.
Turpin, 142 F.3d 1383, 1390 (11th Cir. 1998) ("Our
analysis of the prejudice prong, however, must also
take into account the aggravating circumstances
associated with Dobbs's case, to determine whether 'without
the errors, there is a reasonable probability that
the balance of aggravating and mitigating
circumstances would have been different.'") (quoting
Bolender, 16 F.3d at 1556-57); see also Chandler v.
United States, 218 F.3d 1305, 1328 (11th Cir. 2000)
("The ultimate question is whether Chandler has
shown that any deficient performance prejudiced him
such that, without the errors, there is a reasonable
probability that the balance of aggravating and
mitigating circumstances would have been different.")
(Cox, J., specially concurring).
Even assuming
arguendo ineffective assistance in the mitigating
case at sentencing, there is no reasonable
probability that the balance of aggravating and
mitigating circumstances that led to the imposition
of the death penalty in this case would have been
different had counsel introduced the evidence
compiled and presented in Grayson's state habeas
proceedings. Two aggravating circumstances were
found during the sentencing phase: (1) that the
murder was committed during the commission of a
rape, robbery, and burglary and (2) that the murder
was especially heinous, atrocious, and cruel,
especially when compared to other capital felonies.
Several mitigating circumstances were also found:
(1) Grayson had no long history of prior criminal
involvement; (2) Grayson was nineteen years old at
the time of the offense; and (3) Grayson was "relatively
poor and unemployed, had abandoned his education in
the tenth grade, although he did receive training at
a technical school, had been raised without a father,
and had given his mother little trouble in growing
up, at the time of the capital felony."
The sentencing
judge specifically rejected several other possible
mitigating circumstances. The court found that "[t]here
was no evidence that the Defendant was under the
influence of extreme mental or emotional disturbance
while committing the capital felony." Further, the
court found that "[w]hile the Defendant was an
accomplice in the capital felony, he did in fact
commit the capital felony and certainly his
participation was not relatively minor." With
respect to Grayson's domination by his co-defendant,
the sentencing judge found that there was no
compelling evidence that Grayson acted under extreme
duress or the substantial domination of any other
person. Finally, the court found that there was "no
compelling evidence that the Defendant lacked the
capacity to appreciate the criminality of his
conduct or to conform his conduct to the
requirements of law. He clearly knew what he was
going to do, what he was doing, and what he did, was
wrong and illegal."
Based upon these
factual findings, the sentencing judge found that "the
actions of the Defendant were completely barbaric,
showing a complete and utter disregard for not only
human life, but human dignity. The Court cannot
think of a case it has seen, heard, or even read,
that would equal the cruelty shown in this case by
the Defendant to Mrs. Orr. Indeed, the Court has
some difficulty i[n] imagining what more the
Defendants could have done to make this crime any
more heinous, atrocious, or cruel."
In light of the
brutal nature of this crime against an elderly
victim and the specific findings made by the court
that sentenced Grayson to death, we find no
reasonable probability that the mitigating
circumstances gathered and presented in connection
with Grayson's state habeas proceedings would have
altered the balance of aggravating and mitigating
factors in this case. First, none of the evidence
developed in connection with the state habeas
proceedings served to alter in any way the
aggravating circumstance of a heinous and atrocious
crime that supported the imposition of the death
penalty in this case. The medical evidence presented
at the state habeas proceeding, like the evidence at
trial, showed that Mrs. Orr lived through a
substantial portion of her ordeal, fighting her
attackers and attempting to defend against repeated
rapes, before finally dying. (Testimony of Dr.
Joseph Burton, (opining that Mrs. Orr's bruises show
that she was not unconscious during the attack, but
awake and struggling). Grayson offered nothing at
the state habeas hearing to alter his statements or
his trial testimony that he repeatedly raped Mrs.
Orr and that he taped the pillow case that killed
her over her head. Nothing presented at the state
habeas hearing undermined Grayson's trial testimony
that he could have worked for the money he wanted,
but that he had terrorized Mrs. Orr for it instead.
Nor did the evidence presented at the state habeas
hearing change Grayson's statements that he raped
and terrorized Mrs. Orr to the point that he thought
she might have a heart attack even though she had
always been nice to him. Thus, the mitigating
evidence not heard by the judge and the jury would
not have served to alter the extreme aggravating
circumstances present in this case.
Second, some of
the information developed at the state habeas
hearings may have been harmful to Grayson's request
for a life sentence. The jury would have heard that
Dr. Zimmerman's MMPI analysis of Grayson stated that
Grayson was not a candidate for rehabilitation. ("The
long-range prognosis for this individual is not good
as this type does not learn from experience,
including psychotherapy and incarceration."). The
jury also would have heard Dr. McClaren's testimony
that Grayson received a verbal IQ score of 88, a
performance IQ of 80, and a full scale IQ of 83,
which suggests average intellectual functioning. The
jury also would have heard McClaren's opinion that
Grayson was able to appreciate the consequences of
his actions on the night of the murder despite his
intoxication. Furthermore, we note that emphasizing
Grayson's alcoholic youth and intoxication may also
have been damaging to Grayson in the eyes of the
jury. See Tompkins v. Moore, 193 F.3d 1327, 1338
(11th Cir. 1999) ("[A] showing of alcohol and drug
abuse is a two-edged sword which can harm a capital
defendant as easily as it can help him at sentencing.")
(citing Waldrop v. Jones, 77 F.3d 1308, 1313 (11th
Cir. 1996)); Clisby v. Alabama, 26 F.3d 1054, 1056
(11th Cir. 1994) ("Precedents show that many lawyers
justifiably fear introducing evidence of alcohol and
drug use."); Rogers v. Zant, 13 F.3d 384, 388 (11th
Cir. 1994) (noting reasonableness of lawyer's fear
that defendant's voluntary drug and alcohol use
could be "perceived by the jury as aggravating
instead of mitigating") (emphasis in original).
Despite presenting evidence regarding Grayson's
horrific childhood, Grayson presented no evidence
that any of his eleven siblings had ever been
convicted of any violent crime.
The fact that Grayson was the only child to commit
such a heinous crime also may have undermined
defense efforts to use his childhood in mitigation.
Thus, some of the "mitigation" evidence presented at
the state habeas hearing actually may have been
damaging to Grayson in the eyes of the judge and
jury that sentenced him to death.
Third, some of
these mitigating factors were known to the jury and
the sentencing judge. They heard testimony that
Grayson was intoxicated, that he was "bad with
alcohol," and that he would not have committed the
crime if he had been sober. The jury was
specifically instructed that voluntary intoxication
could negate a defendant's intent. Nonetheless, the
jury recommended a sentence of death and the trial
judge imposed a sentence consistent with that
recommendation. The sentencing judge made a factual
finding that Grayson had been drinking wine on that
night.
Although the
expert testimony presented at Grayson's state habeas
proceedings offered a more complete picture of the
possible role of alcohol in Grayson's history and in
Mrs. Orr's death, we cannot find a reasonable
probability that it would have changed the outcome
for Grayson's sentencing judge or the members of the
jury, all of whom heard testimony that Grayson was
heavily intoxicated and that he would not have
committed the crime but for alcohol.
The sentencing
judge also acknowledged Grayson's family and
cultural background as a mitigating circumstance in
this case. He noted Grayson's impoverished
background, his lack of education, and the absence
of a father figure in his life. Although the graphic
picture of Grayson's home life painted at the state
habeas proceedings was not presented at trial, the
judge did not wholly disregard Grayson's unfortunate
background in sentencing him to death. In light of
the horrendous nature of this crime, we find no
reasonable probability that the sentence would have
been different if the judge and jury had possessed
detailed information regarding Grayson's history.
In sum, we find no
reasonable probability that the balance of
aggravating and mitigating circumstances underlying
Grayson's death sentence would have been different
if the judge and jury had heard the state habeas
evidence. "We note that '[m]any death penalty cases
involve murders that are carefully planned, or
accompanied by torture, rape or kidnapping.'" Dobbs
v. Turpin, 142 F.3d 1383, 1390 (11th Cir. 1998) (emphasis
added) (quoting Jackson v. Herring, 42 F.3d 1350,
1369 (11th Cir. 1995)). "In these types of cases,
this court has found that the aggravating
circumstances of the crime outweigh any prejudice
caused when a lawyer fails to present mitigating
evidence." Id. (citing Francis v. Dugger, 908 F.2d
696, 703-04 (11th Cir. 1990) (finding that the
failure to present mitigating evidence of a deprived
and abusive childhood did not prejudice capital
defendant at trial for torture-murder of government
informant) and Thompson v. Wainwright, 787 F.2d
1447, 1453 (11th Cir. 1986)).
In Thompson v.
Wainwright, 787 F.2d 1447 (11th Cir. 1986), this
court found that Thompson's trial counsel was
ineffective in connection with the capital
sentencing phase of his murder trial. In that case,
Thompson and a co-defendant pled guilty to the
brutal torture-murder of a woman at a motel after
she failed to supply them with sufficient money. Id.
at 1448. This court found that Thompson's counsel
was ineffective in handling the capital sentencing
trial that followed the guilty plea where counsel:
(1) failed to investigate the background of the co-defendant;
(2) failed to consider offering psychiatric reports
despite counsel's belief that the defendant was
retarded; and (3) failed to investigate the
defendant's background, including early family life,
school records, and service records. Id. at 1451-52.
Thompson's school
records, ignored by his trial counsel, indicated
that Thompson was "mildly retarded," that he had "poor
motor skills," was "hyperactive and difficult." Id.
at 1453. Four psychiatric reports prepared in
advance of trial and ignored by Thompson's counsel
revealed Thompson's troubled childhood and other
potentially mitigating evidence: "[t]hree of the
psychiatrists diagnosed Thompson as having a
personality disorder; the fourth questioned the
extent of Thompson's participation in the crime due
to possible intoxication and drug use." Id. at 1453.
Further, investigation regarding Thompson's co-defendant
revealed that the co-defendant "was involved with
violent motorcycle gangs, had been convicted of
intimidating a government witness, and at age
fourteen had killed a playmate." Id.
Despite the
existence of this mitigating evidence that was
unreasonably ignored and omitted by Thompson's
counsel during Thompson's sentencing trial, this
court found no prejudice:
Even had the jury
heard this evidence, however, we are confident that
Thompson's sentence would have been the same. The
jury's determination was strongly supported by the
aggravating circumstances introduced in the record.
Nothing [counsel] could have presented would have
rebutted the testimony concerning Thompson's
participation in the brutal torture murder. The
testimony indicated that although Surace initiated
the beatings, Thompson took over, beating the victim
with a chain, his fist, a chair leg, and a billy
club. The testimony also indicated that it was
Thompson who actually raped the victim with the
chair leg and billy club. After hearing testimony
that Thompson committed these atrocities, the jury
heard nothing from Thompson himself in reply. . . .
We do not believe that there is a reasonable
probability that evidence of a difficult youth, an
unsavory co-defendant, and limited mental capacity
would have altered this jury's decision.
Id. at 1453. Thus,
in light of the horrific nature of the killing, the
court did not find a Sixth Amendment violation
despite counsel's unreasonable handling of the
sentencing phase of Thompson's case. See also
Thompson v. Haley, No. 00-15572 (11th Cir. July 3,
2001); Gilreath v. Head, 234 F.3d 547, 552 (11th
Cir. 2000) (finding no reasonable probability that
relatively weak mitigation evidence would have
changed outcome of capital sentencing); Tompkins v.
Moore, 193 F.3d 1327, 1339 (11th Cir. 1999) (finding
no prejudice to support claim of ineffective
assistance of counsel in capital case because
aggravating circumstances surrounding strangulation
of fifteen year old girl in the course of a sexual
assault outweighed additional mitigating
circumstances that could have been presented at
sentencing of defendant's physical abuse as a child,
substance abuse problems, and mental deficiencies);
Clisby v. Alabama, 26 F.3d 1054, 1057 (11th Cir.
1994) (finding no prejudice from failure to present
additional mitigating evidence at capital sentencing
and stating: "[W]e are aware that, in reality, some
cases almost certainly cannot be won by defendants.
Strickland and several of our cases reflect the
reality of death penalty litigation: sometimes the
best lawyering, not just reasonable lawyering,
cannot convince the sentencer to overlook the facts
of a brutal murder - or, even a less brutal murder
for which there is strong evidence of guilt in fact.")
(emphasis in original); Daugherty v. Dugger, 839
F.2d 1426, 1432 (11th Cir. 1988) ("given the
severity of the aggravating circumstances," failure
to present psychiatric testimony was not
prejudicial); Tafero v. Wainwright, 796 F.2d 1314,
1320 (11th Cir. 1986) (rejecting claim of
ineffective assistance of counsel in sentencing
phase under prejudice prong where aggravating
circumstances of murders and direct evidence of
guilt outweighed the relatively weak mitigating
evidence available).
As in Thompson,
the murder in this case involved torture for money:
Grayson and Kennedy repeatedly and brutally raped an
86 year-old woman when they could not find
sufficient money to satisfy their greed. Despite Mrs.
Orr's pleas that they take anything they want and
leave her unharmed, Grayson and his co-defendant
continued to beat and sexually assault her. As in
Thompson, the victim survived this brutal ordeal,
dying only after Grayson and Kennedy were through
with her. Although the jury did hear from Grayson in
this case, Grayson did not deny any of these extreme
aggravating factors. As in Thompson, nothing
contained in the mitigating evidence undermined
Grayson's active participation in this heinous crime.
Therefore, we are confident that Grayson's sentence
would have been the same despite the presentation of
mitigating circumstances in light of the brutality
of the crime against an elderly widow who had been
nothing but nice to him.
Thus, Grayson has failed to meet his burden of
demonstrating that he was prejudiced by the absence
of additional mitigating evidence at sentencing and
his Sixth Amendment claim fails.
IV.
VOLUNTARINESS OF GRAYSON'S STATEMENTS TO LAW
ENFORCEMENT
Grayson contends
that the trial court erred in denying this motion to
suppress his confessions. He contends that his
intoxication and alcohol withdrawal, as well the
coercive environment in which he was questioned,
made his statements unreliable and involuntary. We
disagree.
The evidence
offered at the suppression hearing amply supports
the trial court's finding that the confessions were
voluntary. For example, Sergeant Pratt testified
that he did not smell alcohol on Grayson or see any
other indications of alcohol or drug use. Grayson
was not slurring his speech and the only time that
Pratt experienced difficulty understanding Grayson
during his interviews was when Grayson lowered his
head and talked "straight to the floor." Pratt
acknowledged that no alcohol or drug tests were
performed despite Grayson's statements that he had
consumed gallons of wine the night before. He
described Grayson's general demeanor as "normal,"
although he admitted that Grayson appeared nervous a
few times and became fidgety. The transcripts of
Grayson's statements also do not suggest that he was
intoxicated or suffering from alcoholic withdrawal
at the time. Further, these transcripts demonstrate
the officers' repeated and exhaustive efforts to
apprise Grayson of his rights and to ensure that his
statements were voluntarily given. In light of this
record, we conclude that the trial judge did not err
in denying Grayson's motion to suppress his
confessions.
V. DENIAL OF
SUFFICIENT FUNDS TO HIRE A FORENSIC PATHOLOGIST
Grayson's trial
counsel sought funds to hire an expert forensic
pathologist to refute and cross-examine the findings
of the State's (a) forensic pathologist who
performed Mrs. Orr's autopsy and (b) serology expert
who examined blood and sperm samples taken from the
crime scene. The trial court granted the motion up
to the $500 statutory maximum allotted by the
Alabama legislature. Grayson contends that his due
process rights were violated because the $500
allowed was patently insufficient to retain
competent forensic expertise.
The Supreme Court
set forth the standards governing a criminal
defendant's due process rights to appropriate expert
assistance in Ake v. Oklahoma, 470 U.S. 68 (1985).
In Ake, the Supreme Court held that "when a
defendant has made a preliminary showing that his
sanity at the time of the offense is likely to be a
significant factor at trial, the Constitution
requires that a State provide access to a
psychiatrist's assistance on this issue if the
defendant cannot otherwise afford one." Ake v.
Oklahoma, 470 U.S. 68, 74 (1985). In reaching this
decision, the Supreme Court noted that there is no
general obligation for a State to purchase for an
indigent defendant all the assistance that his
wealthier counterpart might buy. Rather, due process
requires that an indigent defendant be given the "basic
tools" necessary to present his defense. Taking into
account the defendant's interest in the accuracy of
the criminal proceeding, the limited financial
burden imposed upon the State, and the value of
psychiatric assistance in presenting an insanity
defense, the Supreme Court found that such expert
psychiatric assistance in investigating and
presenting an insanity defense clearly constituted
such a "basic tool." Id. at 77-83.
The Court
emphasized that the entitlement to psychiatric
assistance exists only in cases where a defendant's
mental condition is "seriously in question" and that
the State's obligation did not go beyond providing
the defense with the assistance of one competent
psychiatric expert. Further, the Court found that
the states could provide such assistance as they saw
fit and that a defendant's constitutional right did
not include the authority "to choose a psychiatrist
of his personal liking or to receive funds to hire
his own." Id. at 82-83.
In this case,
Grayson argues that his due process rights were
violated not because of his need for expert
psychiatric assistance, but because the trial court
failed to award adequate funding to hire an expert
pathologist. "Neither the Supreme Court, nor this
court, has held that the Constitution requires a
state to provide an indigent defendant with
nonpsychiatric experts." Baxter v. Thomas, 45 F.3d
1501, 1511 n.24 (11th Cir. 1995) (citing Moore v.
Kemp, 809 F.2d 702, 711-12 (11th Cir. 1987) (en banc)
and Stephens v. Kemp, 846 F.2d 642, 646 (11th Cir.
1988)).
As this court has done before, however, we will
assume, without deciding, that the due process
clause "could require the government, both state and
federal, to provide nonpsychiatric expert assistance
to an indigent defendant upon a sufficient showing
of need." Moore v. Kemp, 809 F.2d 702, 711-12 (11th
Cir. 1987) (en banc); see also Stephens v. Kemp, 846
F.2d 642, 646 (11th Cir. 1988).
Even assuming
arguendo that Ake applies to nonpsychiatric
assistance, we find that Grayson's due process claim
lacks merit. Grayson's trial was not rendered
fundamentally unfair by the absence of defense
experts in forensic pathology and serology. This was
not a case where the identity of the perpetrator of
the crime was in question. Grayson admitted both
before trial and from the stand that he had broken
into Mrs. Orr's home, taped the pillow case over her
head, and raped her. Indeed, the forensic evidence
developed by the State was largely inconclusive as
to Grayson's participation in the crime and it was
Grayson's admissions that established the case
against him. Thus, a defense expert to challenge
what little forensic evidence was developed that
tended to show that Grayson had committed the rapes
and the killing, would have been useless in
exonerating Grayson. See Stephens, 846 F.2d at 650
("In light of the overwhelming evidence that
Stephens did not act in self-defense, the expert
testimony sought by the defendant would not have
affected the outcome of the trial.").
Furthermore, to
the extent that forensic evidence may have been
helpful in supporting Grayson's theory that he did
not intend Mrs. Orr's death, the absence of this
evidence in no way rendered the trial fundamentally
unfair. Grayson's counsel deftly highlighted the
evidence from the autopsy doctor tending to show a
lack of intent without the assistance of an expert:
the absence of life threatening injuries, the slow
death by suffocation, the absence of restraints on
Mrs. Orr's hands, and the autopsy doctor's ability
to remove the pillowcase without removing the tape.
Further, the testimony offered by Dr. Burton in
connection with Grayson's state habeas proceedings
regarding the forensic evidence was largely
cumulative of the findings of the autopsy doctor at
trial and failed to add material information helpful
to the defense theory of intent. Therefore,
Grayson's claim that the denial of sufficient funds
to retain forensic experts violated his due process
rights also lacks merit.
VI. CONCLUSION
For all of these
reasons, we conclude that the district court did not
err in denying Grayson's § 2254 petition.
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