Norman Evans Green,
Petitioner-Appellant,
v.
Gary L. Johnson, Director, Texas Department
of Criminal Justice
Institutional Division, Respondent-Appellee.
No. 98-50065
Federal
Circuits, 5th Cir.
November
11, 1998
Appeal
from the United States District Court for
the Western District of Texas.
Before DAVIS, JONES and
BARKSDALE, Circuit Judges.
EDITH H. JONES, Circuit
Judge:
Petitioner Norman Evans
Green appeals from the judgment of the
district court denying him a certificate of
probable cause ("CPC"). Because Green has
not made a substantial showing of the denial
of a federal right, we affirm. In doing so,
we acknowledge the district court's
excellent opinion in this case, which should
have apprised Green that his arguments are
unmeritorious.
I. Background
In 1985, Green was
convicted of capital murder and sentenced to
death for killing Timothy Adams by gunshot
while in the course of attempting to commit
a robbery. The Texas Court of Criminal
Appeals reversed Green's conviction and
remanded the case for a new trial. See Green
v. State, 764 S.W.2d 242 (Tex.Crim.App.1989).
In 1990, a jury once again convicted Green
of capital murder and sentenced him to death.
Green's conviction and sentence were
affirmed by the Texas Court of Criminal
Appeals. See Green v. State, 840 S.W.2d 394
(Tex.Crim.App.1992). The United States
Supreme Court denied his petition for
certiorari. See Green v. Texas,
507 U.S. 1020 , 113 S.Ct. 1819, 123
L.Ed.2d 449 (1993).
In August 1993, Green
filed an application for writ of habeas
corpus in state court, followed by a
supplemental application in October 1993.
The state district court held an evidentiary
hearing on Green's habeas application, and
it issued a recommendation that his
application be denied. In July 1994, the
Texas Court of Criminal Appeals denied
Green's application for a writ of habeas
corpus. The United States Supreme Court
denied his petition for certiorari. See
Green v. Texas,
513 U.S. 1026 , 115 S.Ct. 599, 130
L.Ed.2d 510 (1994).
State and federal habeas
proceedings ensued. Notably, Green filed a
149-page petition for federal habeas relief.
After voluminous briefing had been received,
the district court issued a 198-page
Memorandum Opinion and Order denying Green's
petition for habeas corpus, denying Green's
request for an evidentiary hearing, denying
a CPC, and vacating the stay of execution.
Green filed a timely notice of appeal on
January 9, 1998.
Green's execution was
subsequently scheduled for March 12, 1998.
This court stayed Green's execution pending
review of his application for a CPC.
In the early afternoon of
February 13, 1985, Green and Harold Bowens
visited a Dyer Electronics store in San
Antonio, Texas. They did not purchase any
merchandise, but rather cased the store and
departed. Later that same afternoon, Green
and Bowens returned to the store. This time,
however, they attempted to rob the business
which was then being tended alone by an
eighteen-year-old clerk, Timothy Adams.
Shots were heard emanating from the store by
witnesses in the surrounding businesses, and
Green and Bowens were seen fleeing the store
by numerous eye-witnesses, one of whom told
the jury that one of the suspects appeared
to conceal something as he fled. Green and
Bowens subsequently abandoned their car when
stopped by the police, fled on foot, and
although ultimately evading arrest, officers
found the gun used to kill Adams in the
vicinity of where Green had been chased on
foot.
Adams, who was shot three
times and fatally wounded, stated to
numerous witnesses at the scene of the crime
that he was shot by two black men who
unsuccessfully tried to rob the store.
Leslie Daniels, Dyer's city manager, spoke
to Adams, who told him that two black men
who had been in the store earlier that day
had done this to him and that Gerry Rickhoff,
Adam's supervisor, would know who they were
as Rickoff was there when the two men made
their first visit to the store. Rickhoff
identified those two men as Green and Bowens.
Green's fingerprints were the only
identifiable fingerprints on the gun. A
police fingerprint expert testified that the
prints he found on the gun were inconsistent
with the weapon having been wiped clean of
prints. The bullets had been manually
altered with an "X" cut into the nose of
each bullet in order to facilitate a more
rapid and deadly expansion upon impact. Dr.
Robert Bux, who performed the autopsy on
Adams, testified that the nature of Adam's
wounds indicated both that Adams was in a
defensive position when shot and that the
victim was probably either bent over steeply
or squatting down. One of Green's fellow
inmates, Billy Hazel, testified that Green
confessed to killing Adams as part of an
attempted robbery.
A more detailed statement
of the facts in this case is contained in
Green v. Texas, 840 S.W.2d 394, 398-400 (Tex.Crim.App.1992).
The best summary of the case, however, is
provided in the district court's thorough
opinion. The district court wrote:
At trial, the evidence,
viewed in the light most favorable to the
prosecution, established that (1) the
petitioner admitted to a cell mate in jail
that he had shot Timothy Adams, (2) Adams
had done nothing to provoke the shooting
other than refusing to cooperate with a
robbery attempt, (3) Adams was shot three
times, once in the abdomen, once in the
chest, and once in the arm, although the
exact order of the wounds could not be
determined, (4) both the shot which struck
Adams in the chest and the shot which struck
him in the abdomen each separately caused
sufficient physical damage to prove fatal,
(5) there was at least some pause between
shots during the sequence of shots fired in
the store, possibly between the second and
third shots, (6) the bullets fired into
Timothy Adams had been altered to make them
more deadly than ordinary bullets of the
same type, (7) the trajectory of the bullet
wound in Timothy Adams' chest indicated that
he was probably bent over at the time that
the bullet entered his body, and (8) when
confronted by the police, the petitioner
successfully fled.
II. Standard of Review
In an appeal from a
request for habeas relief, this court
reviews a district court's factual findings
for clear error and issues of law de novo.
See Moody v. Johnson, 139 F.3d 477, 480 (5th
Cir.1998).
After Green filed his
application for a CPC, the Anti-Terrorism
and Effective Death Penalty Act of 1996 ("AEDPA"),
Pub.L. No. 104-132, 110 Stat. 1214 (1996),
changed the jurisdictional requirements for
obtaining a CPC and now requires a
petitioner to obtain a COA. See 28 U.S.C.
2253(c)(2). Because Green's federal habeas
action was filed on December 5, 1994, before
the effective date of AEDPA, the pre-AEDPA
habeas standards apply to his appeal. See
Lindh v. Murphy, 521 U.S. 320, 117 S.Ct.
2059, 2063, 138 L.Ed.2d 481 (1997).
Generally, the standards for issuing a COA
and a CPC are identical. See Lucas v.
Johnson, 132 F.3d 1069 (5th Cir.1998). The
district court denied Green a CPC.
A CPC is granted only if
the defendant has made a substantial showing
of the denial of a federal right. See
Barefoot v. Estelle, 463 U.S. 880, 103 S.Ct.
3383, 3394, 77 L.Ed.2d 1090 (1983); Lucas,
132 F.3d at 1073. The defendant must "demonstrate
that the issues are debatable among jurists
of reason; that a court could resolve the
issues [in a different manner]; or that the
questions are adequate to deserve
encouragement to proceed further." Barefoot,
103 S.Ct. at 3394 n. 4; see also Lucas, 132
F.3d at 1073.
III. Conflict of
Interest
As a preface to his brief
on the merits, Green complains that the
state trial court should have disqualified
the Bexar County District Attorney's Office
from representing the state during his state
habeas corpus proceeding. His theory of
disqualification is that attorney Dennis
McKnight, who had briefly served as one of
Green's counsel during the pretrial phase of
his original 1985 state trial, was now
serving as an Assistant District Attorney
for Bexar County. Green's contention is
conclusional, as McKnight evidently played
no role whatsoever in the state habeas
proceeding. Green thus asserts that the
entire District Attorney's office should
have been disqualified because of McKnight's
mere presence. Like the district court, we
find no constitutional infirmity. To the
extent Green asserts disqualification based
on state law, even if he is correct (which
is dubious), an error of state law made in
state habeas corpus proceedings does not
furnish a basis for habeas corpus relief.
See Hallmark v. Johnson, 118 F.3d 1073, 1080
(5th Cir.1997), cert denied, --- U.S. ----,
118 S.Ct. 576, 139 L.Ed.2d 415 (1997).
Further, there is no basis for asserting an
unconstitutional conflict of interest, as
Green has failed to identify any specific
facts indicating how he was denied a full
and fair hearing on the merits of any of his
claims for relief in the state habeas corpus
proceedings. He has not alleged any
involvement of McKnight that might have
tainted those proceedings in any way.
IV. Ineffective
Assistance of Counsel
In the district court,
Green made twenty-one assertions of
ineffective assistance by his trial counsel.
He has now narrowed down that list to
thirteen. We will address Green's claim in
four categories based on the phase of his
trial in which they occurred: (a) voir dire,
(b) guilt/innocence phase, (c) punishment
phase, and (d) direct appeal.
To assert a successful
ineffectiveness claim, petitioner is
required to establish both (1)
constitutionally deficient performance by
his counsel and (2) actual prejudice as a
result of his counsel's deficient
performance. See Moody, 139 F.3d at 482 (citing
Strickland v. Washington, 466 U.S. 668, 104
S.Ct. 2052, 2064, 80 L.Ed.2d 674 (1984)).
The failure to prove either deficient
performance or actual prejudice forecloses
an ineffective assistance claim. See id. at
483. In order to satisfy the first prong of
the Strickland analysis, Green must prove
that his counsel's performance "fell below
an objective standard of reasonableness."
Strickland, 104 S.Ct. at 2064.
The second prong of Strickland is satisfied
if "there is a reasonable probability that,
but for counsel's unprofessional errors, the
result of the proceeding would have been
different. A reasonable probability is a
probability sufficient to undermine
confidence in the outcome." Id. at 2068; see
also Lockhart v. Fretwell, 506 U.S. 364, 113
S.Ct. 838, 844, 122 L.Ed.2d 180 (1993) (stating
that the prejudice prong of Strickland "focuses
on the question whether counsel's deficient
performance renders the result of the trial
unreliable or the proceeding fundamentally
unfair"). The determination whether counsel
was constitutionally ineffective is a mixed
question of law and fact that this court
reviews de novo. See Moody, 139 F.3d at 483.
A. Voir Dire
Green argues that his
trial counsel rendered ineffective
assistance during voir dire by failing to
object to the prosecution's allegedly (1)
obtaining commitments from prospective
jurors regarding Green's guilt; (2) getting
prospective jurors to commit that Green
acted "deliberately" with respect to the
first special issue on punishment; (3)
getting prospective jurors to commit that
Green posed a continuing threat to society;
(4) making improper comments on Green's
potential failure to testify; (5) giving an
improper definition of the term "probability"
in relation to the second special issue on
punishment; and (6) advising the prospective
jurors that they were not responsible for
imposing the death penalty.
Although this court's review of these
complaints will reference Texas law, it is
axiomatic that habeas relief is available
only if Green is incarcerated in violation
of his federal constitutional rights.
Green first argues that
his counsel failed to object to the
prosecution's allegedly asking hypothetical
questions using facts exactly similar to his
case in order to obtain commitments from
prospective jurors regarding his guilt.
The record shows that the prosecution never
asked prospective jurors a hypothetical
question based on the specific facts of the
case at hand, thereby "committing" them to
find Green guilty. Rather, the prosecution
properly limited itself to hypothetical
questions regarding the application of
general legal issues that would be involved
in the case.
Specifically, the prosecution asked whether
a juror could convict for capital murder if
(i) the predicate felony was unsuccessful (e.g.,
murder in the course of an unsuccessful
burglary) or (ii) a defendant were an aider
and abettor rather than the triggerman.
In both instances, the prosecution's
statement of Texas law was substantially
correct, and the jurors were asked general
hypothetical questions not implicating the
unique facts of the case at hand. Therefore,
neither the prosecution's hypothetical
questions nor its explanation of applicable
Texas law was the basis for a valid
objection. Because failure to make a
frivolous objection does not cause counsel's
performance to fall below an objective level
of reasonableness, see Sones v. Hargett, 61
F.3d 410, 415 n. 5 (5th Cir.1995), Green has
not established deficient performance. In
addition, Green alleges no facts to show a
reasonable probability that, but for
counsel's failure to object, the outcome of
his trial would have been different. Green's
complaint fails both prongs of Strickland.
Green next argues that
his counsel failed to object to the
prosecution's using hypothetical questions
allegedly to commit prospective jurors to
find that Green acted "deliberately" in
killing the victim. The first special issue
at the punishment phase of a capital trial
requires jurors to determine if the
defendant acted "deliberately." The
prosecution used hypothetical questions to
determine if prospective jurors could
distinguish between "deliberate" and "intentional"
acts, which is a proper area for voir dire
examination.
See Heiselbetz v. State, 906 S.W.2d 500, 509
(Tex.Crim.App.1995).
As the district court
found, the vast majority of the
prosecution's questions did not require a
prospective juror to commit that a specific
set of facts constituted a "deliberate" act.
Rather, each juror was questioned to
determine if he could (not would) find that
it was a "deliberate" act to wound a victim
with the first shot and then shoot the
victim additional times to prevent the
victim from identifying his killer. And even
in those rare instances where a juror agreed
that a defendant acted "deliberately" by
shooting a victim multiple times, it is
clear from the context of each question that
the thrust of the prosecution's examination
was to ensure that the juror could
distinguish between "intentional" and "deliberate"
acts.
Thus, Green's counsel's failure to
object does not violate the first prong of
Strickland because it was perfectly
reasonable not to object when the
prosecution's evident purpose was to inquire
into a valid area of voir dire examination.
And even assuming there was deficient
performance, Green fails to allege any facts
showing prejudice. Under the circumstances
of this case, there is no reasonable
probability that, but for the failure of the
petitioner's trial counsel to object to the
prosecution's use of a hypothetical which
involved multiple gun shots fired into a
robbery victim to illustrate the difference
between "intentional" and "deliberate"
murder, the outcome of the petitioner's
trial would have been different.
Green contends that his
counsel failed to object when the
prosecution allegedly committed jurors to
give an affirmative answer to the second
special issue on punishment regarding
Green's "continuing threat to society."
Green had numerous previous convictions for
property crimes, and he specifically alleges
that the prosecution equated the term
"criminal acts of violence" with "property
crimes." Under Texas law, an error in voir
dire occurs in connection with the second
special sentencing issue when the
prosecution attempts to limit the
prospective jurors to its definition of
"criminal acts of violence." See Coble v.
State, 871 S.W.2d 192, 201 (Tex.Crim.App.1993).
The record reveals no instance in which the
prosecution "committed" any prospective
juror to a specific definition a "criminal
acts of violence." Rather, the record shows
that the prosecution sought to explain that
"criminal acts of violence" need not be
limited to acts against persons, but can
include certain acts against property. Green
cites no case law indicating that property
crimes may not be considered as part of a
jury's calculus in determining a defendant's
future dangerousness. As a result, Green's
counsel's failure to object to proper voir
dire questioning neither was deficient nor
prejudicial to petitioner under the two-prong
test of Strickland.
Green next argues that
his counsel failed to object to the
prosecution's allegedly improper comments on
his right not to testify. First, we note
that Green in fact testified during the
guilt/innocence phase of his trial. Second,
the district court correctly categorized the
prosecution's comments as (1) "a simple
declarative statement recognizing the
defendant's constitutional right to remain
silent," (2) "an effort to explain to the
venire member in question that the
prosecution cannot legally compel a criminal
defendant to testify at trial," (3) "an
effort to explain the nature of
circumstantial evidence in the context of
proof of a defendant's state of mind," and
(4) "a recognition of the fact that
eyewitnesses other than the defendant often
do not exist in murder cases." Third,
Green's counsel objected at least twice to
the prosecutor's statements, and each time
he was overruled.
A prosecutor's statements
regarding a defendant's failure to testify
made after the introduction of evidence may
violate the Fifth Amendment. See United
States v. Johnston, 127 F.3d 380, 396 (5th
Cir.1997). During voir dire, however, before
the introduction of any evidence, the
prosecution may attempt to determine if a
prospective juror will be prejudiced against
the state by the absence of live testimony
from the defendant. See Campos v. State, 589
S.W.2d 424, 426 (Tex.Crim.App.1979) (stating
that because the state's counsel had no way
of knowing whether the defendant would
testify, it was not necessarily error to
comment on the defendant's potential failure
to testify during voir dire); see also
Sanders v. State, 963 S.W.2d 184, 190 (Tex.App.Corpus
Christi 1998, n.w.h.). This is a valid area
of voir dire inquiry under Texas law as a
prospective juror should be told what the
law is before being excused for bias or
prejudice against that law. See Cuevas v.
State, 742 S.W.2d 331, 343 n. 12 (Tex.Crim.App.1987).
Under Strickland, therefore, the failure of
Green's counsel to object was not deficient
because the prosecution's line of
questioning was proper. Green alleges no
facts suggesting that he was prejudiced.
Green argues that his
counsel failed to object to the
prosecution's allegedly improperly defining
"probability" as used in the context of the
second special issue on punishment, thereby
reducing the state's burden of proof. Green
points to two specific statements made by
the prosecutor.
Taken in context, this court agrees with the
district court that the thrust of the
prosecutor's explanations of "probability"
was that the term meant more than a
possibility but less than a certainty. See
Cuevas, 742 S.W.2d at 347-38 (holding that
it was not reversible error to refuse to
grant a challenge for cause regarding a
veniremember who stated that his
understanding of the term "probability" was
"somewhere between potential and likely").
In addition, Green counsel's objected once
to the prosecution's attempts to define "probability,"
and he was overruled by the district court.
Based on the foregoing, we cannot conclude
that Greens' counsel's performance fell
below an objective standard of
reasonableness under Strickland, and Green
fails to allege any facts showing prejudice.
Finally, in Green's last
complaint regarding ineffective-ness during
voir dire, he contends that the prosecution
improperly advised prospective jurors that
they were not responsible for imposing the
death penalty. Green relies on Caldwell v.
Mississippi, 472 U.S. 320, 105 S.Ct. 2633,
86 L.Ed.2d 231 (1985) to make this claim,
but the record evidences not even the
slightest suggestion that prospective jurors
could have been confused as to their
responsibilities regarding the imposition of
the death penalty. The district court's
analysis of this issue is entirely correct.
There is no violation of either prong of
Strickland.
B. Guilt/Innocence
Phase
(1) Prosecution
Witness Anton Michalec
Green argues that his
counsel rendered ineffective assistance by
failing to object to two specific portions
of Officer Anton Michalec's testimony.
Michalec, an officer with the San Antonio
Police Department, served as the detective
in charge of investigating Adams's murder.
First, Green objects to
Michalec's alleged hearsay testimony that
Bowens did not want to testify at Green's
trial because he was afraid that by doing so
something would happen to him at the
penitentiary.
Green argues that Michalec's testimony left
the impression in the jurors' minds that
Bowens was afraid of retribution by Green
which, in turn, impacted their deliberations
on Green's future dangerousness during the
punishment phase of trial. He also argues
that because Bowens declined to testify, he
had no opportunity to question Bowens before
the jury about his refusal to testify.
Green alleges
insufficient facts under the second prong of
Strickland to show that he was prejudiced by
his counsel's failure to object (more than
once) to Michalec's testimony.
Bowens was eventually called to the stand by
the defense, and in open court before the
jury he refused to testify. The jury was
free to disregard Michalec's testimony and
draw its own conclusions regarding the
reasons for Bowens's failure to testify
based upon his appearance before them. In
addition, it takes a large and unwarranted
leap in reasoning to conclude from
Michalec's testimony that Bowens was
referring to a fear of Green.
An equally
plausible explanation for Bowens's comment
is that he feared for his safety from other
prisoners if they considered him a "snitch,"
and Green offers no facts to prove his gloss
on Michalec's testimony. Finally, the
evidence introduced during the guilt/innocence
and punishment
phases of Green's trial was so overwhelming
as to his bad character and future
dangerousness, that there is no possibility
that absent Michalec's testimony the outcome
of any portion of Green's trial would have
been different. Therefore, Green's complaint
fails the second prong of Strickland.
Second, Green objects to
Michalec's testimony--while being cross-examined
by Green's counsel--that Green refused to
take a polygraph test.
Again, it is impossible to conclude that
Green was in any way prejudiced by
Michalec's testimony under the second prong
of Strickland. Michalec's testimony reveals
only that Green followed his counsel's
advice not to take a polygraph test, not
that Green himself refused to take the test.
From Michalec's testimony, it appears that
Green was willing to take the test. As the
district court correctly concluded, "Given
the overwhelming evidence of petitioner's
guilt introduced at petitioner's second
trial and the ambiguous nature of the
information revealed by Detective Michalec,
there is no reasonable probability that, but
for the failure of petitioner's counsel to
object to the testimony in question, the
outcome of the petitioner's trial would have
been different."
(2) Prosecution
Witness Billy Hazel
Green argues that his
counsel was ineffective for failing to
object to the hearsay testimony of Billy
Hazel, one of Bowens's fellow inmates, who
testified on the prosecution's re-direct
examination that Bowens denied killing Adams.
On re-cross, however, Green's counsel showed
that Hazel was unaware that Bowens pleaded
guilty to murdering Adams. In any event,
given the overwhelming evidence of guilt
presented in this case, there is no
reasonable probability that but for Hazel's
testimony the outcome of Green's trial would
have been different. Green's complaint fails
the second prong of Strickland.
C. Offer of Proof
Regarding Harold Bowens's Testimony
Green argues that his
counsel rendered ineffective assistance by
failing to make an offer of proof after
Bowens refused to testify at Green's second
trial, thereby precluding Green from
appealing this matter. Green argues to this
court that Bowens's testimony would have
been "easily impeachable and certainly not
credible," thereby rendering "[h]is
testimony beneficial to [Green because] the
jury would have seen through his false
accusation against [Green]." Beyond this,
Green does not suggest what type of offer of
proof his counsel should have made, nor does
he offer any evidence to show how Bowens's
testimony would have been favorable or
helpful to him. And this is no wonder,
because a review of Bowens's testimony for
the prosecution at Green's first trial
reveals a highly damaging story against
Green.
Because conclusory assertions of prejudice
are insufficient to satisfy the second prong
of Strickland, see Kinnamon v. Scott, 40
F.3d 731, 735 (5th Cir.1994), Green's
complaint fails.
D. Punishment Phase
(1) Green's Prior
Residence on Death Row
Green argues that his
counsel rendered ineffective assistance by
failing to object to prosecution witness
Richard Balanger's testimony on re-direct
examination that Green had previously been a
resident of death row. Balanger was an
assistant warden at the Texas Department of
Criminal Justice's Ellis I Unit. As the
testimony shows,
the prosecution did not elicit the testimony
in question from Balanger until after
Green's own counsel had revealed that Green
had been supervised by death row officers at
Huntsville's Ellis I Unit. The prosecution
did nothing but clarify what Green's counsel
had already revealed to the jury. Therefore,
Green's counsel's performance was not
deficient under the first prong of
Strickland because there was no legitimate
basis for an objection. In addition, Green
was in no way prejudiced by Balanger's
testimony because his counsel's obvious
strategy was to portray Green as a
cooperative inmate even on death row,
thereby mollifying the jury's opinion of
Green's future dangerousness. The guilt/innocence
phase of Green's trial had already found him
guilty of murder, and the question before
the jury was now whether to sentence Green
to death. Green's counsel's attempt to show
Green as a model death row prisoner cannot
have prejudiced his case to such an extent
that, but for Balanger's testimony, the
outcome of the punishment phase of Green's
trial would have been different. Therefore,
Green's complaint also fails the second
prong of Strickland.
(2) Prosecution's
Closing Argument
Green argues that his
counsel failed to object to three portions
of the prosecution's closing argument which
allegedly commented on the failure of Green
to testify during the punishment phase. The
prosecution stated that there had been no
evidence introduced (1) to support negative
answers to the special issue regarding
punishment, (2) to show that Green did not
commit the unadjudicated offenses that had
been introduced, and (3) to show that Green
did not act deliberately in committing the
murder. First, none of the prosecution's
comments expressly discussed Green's failure
to testify. Green testified during the guilt/innocence
phase of his trial, and, of course, that
testimony was a before the jury in making
its determinations regarding punishment. See
King v. State, 953 S.W.2d 266, 272 (Tex.Crim.App.1997).
Second, when the prosecution's comments are
viewed in context, they neither manifest an
intent to comment on the defendant's failure
to testify nor would they have naturally and
necessarily been interpreted by the jury as
a comment on the defendant's failure to
testify. See Johnston, 127 F.3d at 396.
Third, commenting on the absence of specific
evidence in the record does not constitute a
comment on the defendant's failure to
testify when witnesses other than the
defendant could have testified to such
information. See Nichols v. Scott, 69 F.3d
1255, 1284 (5th Cir.1995); United States v.
Fierro, 38 F.3d 761, 772 (5th Cir.1994). For
the foregoing reasons, Green's counsel did
not render ineffective assistance under
either prong of Strickland by failing to
object to the prosecution's closing argument.
(3) Responsibility
for Imposing Death Penalty
Green argues that his
counsel rendered ineffective assistance by
failing to object to the following statement
by the prosecution during its closing
argument:
None of you probably knew
anything about the way the death penalty is
imposed when this started. That's why we
spend--you remember, we talked to you, the
first thing we did was direct your attention
to the punishment phase, so you would know
that your own personal feelings, that you
don't sign that thing and say "death." You
don't sign it and say "life." All you do is
answer those questions honestly.
Green contends that this
statement so diminished the jury's sense of
responsibility for imposing the death
penalty as to have violated Caldwell v.
Mississippi. He is incorrect for the simple
reason that the state trial court instructed
the jury as follows:
You are further
instructed that if the jury returns an
affirmative finding on each of the three
Issues submitted, this Court shall sentence
the defendant to death. If the jury returns
a negative finding on any Issue submitted,
the Court shall sentence the defendant to
confinement in the Texas Department of
Corrections for life.
In light of this clear
and precise instruction, there is no
possibility that the prosecution's statement
misled the jury regarding its ultimate
responsibility for imposing the death
penalty in violation of Caldwell. Therefore,
Green's counsel did not render ineffective
assistance under the first prong of
Strickland by failing to object, and Green
alleges no facts showing prejudice.
E. Incomplete Record
Finally, Green argues
that his counsel rendered ineffective
assistance by failing to ensure a complete
record of the trial proceedings was made and
preserved. A review of the record shows that
the only omissions are (1) the testimony of
Officer Michalec during the pretrial hearing
on Green's motion to suppress his statement
and (2) the bench conferences which occurred
throughout the trial. Green alleges no facts
showing how he was prejudiced by these
omissions. Rather, he offers only the
conclusory allegation that "significant
proceedings affecting substantial rights of
the accused have been lost forever." Mere
conclusory allegations in support of a claim
of ineffective assistance of counsel are
insufficient to raise a constitutional issue.
See Kinnamon, 40 F.3d at 735; Anderson v.
Collins, 18 F.3d 1208, 1221 (5th Cir.1994).
Green's complaint fails the second prong of
Strickland.
F. Direct Appeal
Green argues that his
counsel rendered ineffective assistance on
the direct appeal of his state court
conviction by failing to raise in that
appeal all of the claims that were asserted
by Green in his habeas corpus petition in
federal district court. The only specific
claim that Green discusses, however, is his
counsel's failure to raise the issue of the
incomplete record. As discussed in the
previous section, the two (tiny) portions of
the record missing on appeal are (1) the
testimony of Officer Michalec during the
pretrial hearing on Green's motion to
suppress his statement and (2) the bench
conferences which occurred throughout the
trial. Green's entire argument to this court
consists of the following sentence: "Had the
fact that a complete record of all
proceedings in the Trial Court was not
available on appeal [been raised by my
counsel,] it is likely that the result of
the appeal would have been different."
Persons convicted of a
crime are entitled to effective assistance
of counsel in their first appeal of right.
See Evitts v. Lucey, 469 U.S. 387, 105 S.Ct.
830, 834-35, 83 L.Ed.2d 821 (1985).
Counsel's performance on appeal is judged
under the two-prong Strickland test. See
Goodwin v. Johnson, 132 F.3d 162, 170 (5th
Cir.1998). On appeal, effective assistance
of counsel does not mean counsel who will
raise every nonfrivolous ground of appeal
available. See Evitts, 105 S.Ct. at 835;
West v. Johnson, 92 F.3d 1385, 1396 (5th
Cir.1996). Rather, it means, as it does at
trial, counsel performing in a reasonably
effective manner. See Id.
In order to
demonstrate prejudice, a petitioner must
show not only that had counsel acted in a
different manner a new trial would have been
granted, but also that, as a result of
counsel's incompetence, the trial was
rendered fundamentally unfair or unreliable.
See Lockhart, 113 S.Ct. at 842. "[T]he
presence or absence of prejudice, both with
respect to claims of ineffective assistance
of counsel at the trial and appellate levels,
hinges upon the fairness of the trial and
the reliability of the judgment of
conviction resulting therefrom." See
Goodwin, 132 F.3d at 174.
In short, a petitioner cannot demonstrate prejudice by
showing that, but for counsel's deficient
performance, he would have been entitled to
a new trial under state law. See id. Rather,
a petitioner must also demonstrate that
counsel's deficient performance rendered the
result of his trial unreliable or the
proceeding fundamentally unfair. See id. at
172-75. Mere conclusory allegations in
support of a claim of ineffective assistance
of counsel are insufficient to raise a
constitutional issue. See Kinnamon, 40 F.3d
at 735; Anderson, 18 F.3d at 1221. Because
Green has alleged no specific facts to show
that he was in any way prejudiced by his
counsel's performance on direct appeal, his
complaint fails the second prong of
Strickland.
V.
Next, Green argues that
his constitutional rights were violated by
the district court's failure to adequately
define a number of operative terms in the
jury instruction issued at the punishment
phase of the trial. Green maintains that
Texas's special issues function as
aggravating circumstances to "circumscribe
the class of person eligible for the death
penalty." Zant v. Stephens, 462 U.S. 862,
878, 103 S.Ct. 2733, 2743, 77 L.Ed.2d 235
(1983). Because, he contends, Texas's
special issues are unconstitutionally vague
and the district court failed to provide an
adequate definition, the jury was left with
unfettered discretion in imposing its
sentence. Green concludes that his sentence
was arbitrary and capricious and must be
vacated.
We disagree. Green's
position is far from novel. As the district
court properly noted, this court has
addressed essentially this same argument in
previous cases. Where, as here, the
constitutionally required narrowing function
was performed at the guilt-innocence stage,
further narrowing at the sentencing stage is
not required. See West v. Johnson, 92 F.3d
1385, 1406 (5th Cir.1996); Woods v. Johnson,
75 F.3d 1017, 1033-34 (5th Cir.), cert.
denied, --- U.S. ----, 117 S.Ct. 150, 136
L.Ed.2d 96 (1996).VI.
In two related claims for
relief, Green argues that the jury was
unable to give effect to mitigating evidence
that might have supported the conclusion
that he was not the triggerman in the murder
of Timothy Adams. Relying on Boyde v.
California, 494 U.S. 370, 110 S.Ct. 1190,
108 L.Ed.2d 316 (1990), and Penry v. Lynaugh,
492 U.S. 302, 109 S.Ct. 2934, 106 L.Ed.2d
256 (1989), Green concludes that this
alleged error violated the Eighth and
Fourteenth Amendments.
For essentially the same
reasons relied upon by the district court,
we find Green's claim to be without merit.
This court has construed the holding in
Penry to require additional jury
instructions only where the "major
mitigating thrust of the evidence is beyond
the scope of all the special issues."
Nethery v. Collins, 993 F.2d 1154, 1161
(1993) (quoting Graham v. Collins, 950 F.2d
1009, 1027 (5th Cir.1992) (en banc), aff'd,
506 U.S. 461 , 113 S.Ct. 892, 122 L.Ed.2d
260 (1993)). Moreover, Green "does
not satisfy his burden of demonstrating a 'reasonable
likelihood that the jury ... appli[ed] the
challenged instructions in a way that
prevent [ed] the consideration of
constitutionally relevant evidence.' "
Stewart v. Collins, 978 F.2d 199, 201 (5th
Cir.1992) (quoting Boyde, 494 U.S. at 371,
110 S.Ct. at 1191). In this case, the jury
had adequate opportunity to give effect to
mitigating evidence that Green was not the
triggerman. The district court adequately
summarized:
The state trial judge
instructed the jury at the punishment phase
of trial not only how it was to give
mitigating effect to any evidence which the
jury felt warranted a sentence of life
imprisonment but also gave an "anti-law-of-parties"
instruction advising the jury "you will
consider only such evidence, if any, as you
may believe relevant to the conduct, if any
of the defendant." [Green's] trial counsel
argued that the evidence did not show that [Green]
had been the triggerman and, therefore, the
jury should return a negative answer to the
first special issue sentencing issue.
The district court
concluded, and we agree, that "[u]nder such
circumstances, there is simply no reasonable
likelihood that [Green's] jury applied the
punishment phase jury instruction in a
manner that prevented it from giving
consideration to [his] evidence that he was
not the triggerman."
VII.
In two related claims for
relief, Green contends that, because the
Texas sentencing scheme does not require
that the court inform the jury of the parole
implications of a life sentence, his rights
under the Fourteenth, Eighth, and Fifth
Amendments were violated. We disagree.
Texas law does not confer
a fundamental right to parole, see Madison
v. Parker, 104 F.3d 765, 768 (5th Cir.1997),
nor are capital defendants a suspect class,
see Williams v. Lynaugh, 814 F.2d 205, 208
(5th Cir.1987). "When neither a fundamental
right nor a suspect classification is
implicated, a legislative classification is
subject to review under the rational basis
test to determine if the classification
rationally promotes a legitimate
governmental objective." Smallwood v.
Johnson, 73 F.3d 1343, 1351 (5th Cir.), cert.
denied, --- U.S. ----, 117 S.Ct. 212, 136
L.Ed.2d 146 (1996). We agree with the
district court's conclusion that a state may
rationally conclude that its capital
sentencing scheme would be better served by
not requiring that courts inform juries of
parole considerations:
[I]nstructions on parole
eligibility at the punishment phase of
capital murder trials might tempt capital
sentence juries to consider such transitory,
but public, issues as prison overcrowding,
the identities of the membership of the
Texas Board of Pardons and Paroles, or the
recent track record of that Board in
releasing violent offenders, as factors
which should be weighed in reaching their
verdict at punishment.... The Texas
legislature could rationally conclude that
injection of parole issues at the punishment
phases of capital murder trial would invite
consideration of factors unrelated to the
defendant's blameworthiness....
As a result, Green's
claim for relief is without merit.
Moreover, Green's claim
for relief under the Eighth and Fifth
Amendment fails as well. Relying on the
Supreme Court's opinion in Simmons v. South
Carolina, 512 U.S. 154, 114 S.Ct. 2187, 129
L.Ed.2d 133 (1994), Green maintains that by
failing to inform the jury of his parole
eligibility, there is no guarantee that his
sentence was not arbitrarily imposed.
For the reasons relied upon by the district
court, Simmons does not apply:
First, the Supreme Court
took great pains in its opinion in Simmons
to distinguish states such as Texas, which
does not provide capital sentencing juries
with an option of life without parole, from
the scheme in South Carolina which required
an instruction on parole ineligibility.
Second, the Fifth Circuit has repeatedly
refused to extend the rule in Simmons beyond
those situations in which a capital murder
defendant is statutorily ineligible for
parole. At the time of [Greens's] trial, a
Texas capital murder defendant who received
a life sentence was ineligible for parole
until he had served twenty years in prison....
[Finally] application of the rule in Simmons
in [Green's] case would violate the Teague
doctrine's prohibition on retroactive
application of a new constitutional rule of
criminal procedure.
Based on the foregoing,
Green's claim for relief is without merit.
VIII.
Green contends that the
trial court erred in overruling objections
during voir dire that the state was
improperly commenting on his right not to
testify. For the reasons given earlier, see
supra Part III.A., Green's claim fails.
IX.
Green next contends that
he is entitled to a new trial because no
record was either made or preserved at
various stages of the pretrial hearing on a
motion to suppress or the bench conferences
during trial. Insofar as Green relies on
Texas Rules of Appellate Procedure to
furnish a basis for habeas relief, he is in
error. See West v. Johnson, 92 F.3d 1385,
1404 (5th Cir.1996). Moreover, barring a
showing that the alleged violation resulted
in "actual prejudice," Brecht v. Abrahamson,
507 U.S. 619, 637, 113 S.Ct. 1710, 1722, 123
L.Ed.2d 353 (1993), habeas relief is
unwarranted. Because Green has failed to
assert specific facts explaining why the
alleged error prejudiced the outcome of his
trial, his claim is without merit.
X.
Green contends that the
trial court erred in refusing to grant
counsel's motion to withdraw. We disagree.
Green does not enjoy a constitutional right
to the counsel of his choice. See United
States v. Breeland, 53 F.3d 100, 106 n. 11
(5th Cir.1995). More important, however, we
have already found Green's Strickland claims
to be without merit. Thus, any suggestion
that the denial of counsel's motion to
withdraw led to ineffective representation
fails.
XI.
Next, Green contends that
his constitutional rights under the Sixth
and Fourteenth Amendments were violated when
his involuntary statement was entered into
evidence. Without any specific allegations
explaining why his statement was involuntary,
he has failed to raise an issue of
constitutional import. See United States v.
Pineda, 988 F.2d 22, 23 (5th Cir.1993) (" '[M]ere
conclusory allegations on a critical issue
are insufficient to raise a constitutional
issue'." (quotingUnited States v. Woods, 870
F.2d 285, 288 n. 3 (5th Cir.1989))).
Moreover, we agree with the district court's
conclusion that implicit in the trial
court's denial of Green's motion to suppress
is the finding that the statement was made
voluntarily. As a federal court in a habeas
proceeding, we "are required to grant a
presumption of correctness to a state
court's explicit and implicit findings of
fact if supported by the record." Loyd v.
Smith, 899 F.2d 1416, 1425 (5th Cir.1990).
Finally, we agree with the district court--for
the reasons explained in its opinion--that
the state court record fairly supports the
implicit finding that Green's statement was
voluntary. Thus, we conclude that he has
failed to allege an error of constitutional
dimension.
XII.
Green contends that the
trial court erred in denying his motion for
a new trial based on an incident in which a
woman contacted the jury foreman the evening
before the final day of testimony in the
punishment phase and offered her $1,000 not
to appear in court the next day. Green
concludes that denial of this motion
deprived him of his constitutional rights
under the Sixth and Fourteenth Amendments.
During the punishment
phase, the burden is on the prisoner to
prove that the jury contact "moved the
jurors involved to be more harsh or more
lenient." Miller v. Estelle, 677 F.2d 1080,
1086 (5th Cir.1982). In this case, the jury
foreman notified the court immediately after
she was contacted. The judge instructed her
not to discuss the incident with her fellow
jurors. During the last day of the
punishment phase, the foreman noticed that
the person who had contacted her was in the
courtroom. She then passed a note informing
the court.
Green has failed to
provide affidavits from jury members or any
other evidence supporting the conclusion
that the deliberations were tainted by the
outside contact with the jury foreman.
Meanwhile, the prosecution gathered
affidavits from each of the jurors stating
that (1) he arrived at his verdict based
solely on the evidence presented and the law
given by the court, (2) there was no
discussion of the efforts made to influence
the jury foreman, (3) and no such discussion
had taken place in their presence. As the
district court correctly concluded, Green's
"speculative ruminations regarding [the jury
foreman's] subjective thought processes are
insufficient to overcome the strength of the
affidavits presented by the prosecution ...
which establish that the contact had no
impact on jury deliberations or the jury
verdict at the punishment phase at trial."
Based on the foregoing, Green's claim is
without merit.
XIII.
Without citation to any
supporting cases, Green contends that the
state court erred when it denied his motion
for a life sentence after the jury notified
the court that after less than six and one-half
hours it was deadlocked.
"Because the trial judge
'is in the best position to assess all the
factors which must be considered in making a
necessarily discretionary determination' of
whether a deadlock exists, the judge's
findings must be 'accorded great deference
by a reviewing court.' " Fay v. McCotter,
765 F.2d 475, 477 (5th Cir.1985) (quoting
Arizona v. Washington, 434 U.S. 497, 510 &
n. 28, 98 S.Ct. 824, 832 & n. 28, 54 L.Ed.2d
717 (1978)). Moreover, because whether the
jury is deadlocked is essentially a finding
of fact, deference to the trial court is
mandated in this habeas action by 28 U.S.C.
2254(d). See Id. In light of the extensive
evidence and mountain of testimony the jury
had to consider, we agree with the district
court's conclusion that the trial court did
not err in finding that continued
deliberations were appropriate under the
circumstances. Thus, Green's claim is
without merit.
XIV.
Green argues that the
evidence does not support the jury's
affirmative answer to the first special
issue during the punishment phase at trial.
Specifically, he maintains that the evidence
does not support the conclusion that he
deliberately killed or attempted to kill
Timothy Adams.
"Where a federal habeas
corpus claimant alleges that his state
conviction is unsupported by the evidence,
federal courts must determine whether the
conviction is unsupported by the evidence,
... by asking 'whether, after reviewing the
evidence in the light most favorable to the
prosecution, any rational trier of fact
could have found the essential elements of
the crime beyond a reasonable doubt.' "
Lewis v. Jeffers, 497 U.S. 764, 781, 110
S.Ct. 3092, 3102-03, 111 L.Ed.2d 606 (1990)
(citations omitted) (quoting Jackson v.
Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781,
2789, 61 L.Ed.2d 560 (1979)).
The evidence in this case
supports the conclusion that any rational
trier of fact could have found that Green
was the triggerman and that he acted
deliberately and with a reasonable
expectation that death would result. The
uncontroverted testimony at trial was that
(1) after Timothy Adams was mortally shot,
he stated that "they tried to rob me but
they didn't get anything;" (2) Green was in
the store when the murder occurred; (3) his
fingerprints were found on the gun; (3)
Adams was first shot in the hand, and then
three more shots were fired at him; and (4)
Green admitted to a cellmate that he killed
Adams. Under Texas law, evidence that a
person is armed while committing a crime has
probative value in proving deliberate
conduct. See Cooks v. State, 844 S.W.2d 697,
714 (Tex.Crim.App.1993). Although in some
respects the evidence pointing to Green's
guilt is either circumstantial or based on
the credibility of various witnesses, this
alone is insufficient to supplant the jury's
determination. The trier of fact has broad
discretion to "resolve conflicts in
testimony, to weigh evidence, and to draw
reasonable inferences from basic facts to
ultimate facts." Jackson, 443 U.S. at 319,
99 S.Ct. at 2789. Based on the foregoing,
Green's claim for relief is without merit.
XV.
Next, Green contends that
the evidence was insufficient to support the
jury's finding that he would constitute a
continuing threat to society. Under the
standard enunciated in Jackson, this claim
borders on the frivolous.
Given the heinous nature
of this crime, not to mention Green's
extensive criminal history as summarized by
the district court, we have no trouble
concluding that any rational jury could find
that there was a probability that he would
commit future acts of violence and would
represent a continued threat to society. We
see no need to expound further. Green's
claim lacks even a patina of merit.
XVI.
In his final claim for
relief, Green argues that the trial court
erred in when it overruled his hearsay
objection to the testimony of Billy Hazel.
Hazel, who shared a cell with Green,
testified that Green told him that he shot
Timothy Adams.
Evidentiary rulings are
only reviewable on habeas to the extent the
"trial judge's error is so extreme it
constituted denial of fundamental fairness."
Mattheson v. King, 751 F.2d 1432, 1445 (5th
Cir.1985). Only where the error was
"material in the sense [of being a] crucial,
critical, or highly significant factor" will
a petitioner be afforded habeas relief. The
state court of criminal appeals found no
evidentiary error in the admission of this
testimony. Even assuming that the trial
court committed error, however, the
overwhelming weight of the evidence
supported Green's conviction, and the
admission of this testimony did not render
the trial fundamentally unfair. Thus, we
find Green's claim to be without merit.
XVII. Hearing
It should be apparent
from the preceding discussion that the
district court did not err in denying Green
a federal evidentiary hearing on his claims.
In a pre-AEDPA federal habeas corpus action,
a petitioner may receive an evidentiary
hearing only where he has alleged facts
which, if proved, would entitle him to
relief, there is a genuine dispute
concerning critical facts, and the
petitioner did not receive a full and fair
hearing in state court. See Harris v.
Johnson, 81 F.3d 535, 540 (5th Cir.1996). No
hearing is necessary where the record is
complete and the petitioner raises only
legal claims that can be resolved without
taking additional evidence. Green's
allegations and arguments do not warrant an
evidentiary Hearing.
Conclusion
Green has received ample
consideration in state and federal court of
the numerous issues he asserted. After
careful review, we have found no reversible
error of fact or law in the district court's
reasoning, and its judgement denying CPC
relief is therefore AFFIRMED.
AFFIRMED.
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