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A convicted serial killer tied to four murders in
Texas and suspected of at least eight more deaths was executed today
for a sexual mutilation slaying almost 11 years ago.
The inmate, Ricky Lee Green, 36, was pronounced
dead at 6:31 P.M., central daylight time, seven minutes after a dose
of lethal drugs was released into his right arm.
In his final statement, Mr. Green thanked ''the
Lord above,'' his friends and his fellow death-row inmates. He also
noted that he had been in prison for eight and a half years, the last
seven on death row, and had caused no trouble.
Mr. Green addressed four relatives of his victims,
who watched through a window a few feet away, and said he was ''really
sorry, but this to me is another killing and it's not going to solve
nothing.''
As the lethal solution took effect, he gasped
several times before he stopped breathing. Only one needle was used on
Mr. Green instead of the customary two. Prison officials were unable
to locate a suitable vein in the left arm of the longtime drug user.
Mr. Green, a radiator repairman portrayed by
prosecutors as a psychopath, was condemned for the Dec. 27, 1986,
death of Steven Fefferman, an advertising executive with Fort Worth
television station KXAS.
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Ricky Lee Green
was put to death Oct. 8, 1997 for the December 1986 murder of
advertising executive Steve Fefferman.
After Green was
sentenced for the murder of Fefferman, he was tried for two
other murders, and given life sentences for each. Green was
suspected in at least 12 other murder cases throughout the state
of Texas. “He left his mark all over the state,” Detective
Daniel LaRue said.
The Fefferman case
sparked so much media attention in Fort Worth, Texas, the trial
had to change venue to Austin, Texas.
“The brutality of
these crimes was is impossible to describe,” Prosecuting
Attorney Marc Barta said. “With confessions, bloodstained knives
and photographs, the likelihood of an acquittal was minimal.”
The evidence was so
disturbing at times that some jurors had to leave the room. One
woman excused herself to vomit. There were also reports of jury
members seeking psychiatric care following the trial.
Referring to an
article from the Dallas Morning News, “By the time Mr. Green met
Mr. Fefferman, he had already established his killing technique:
excessive stab wounds and sexual mutilation.”
On the phone, Barta
revealed details about the Fefferman murder. “They (Green and
Fefferman) met at a park close to a beach near Fort Worth.
Green took Fefferman to his house, tied him up, mutilated and
castrated him.”
Green reportedly
left “his mark” at each murder scene.
“There were
approximately 50 stab wounds to each victim. Some of the
victim’s throats were cut. The male victim’s genitals were cut
off and put in their mouths,” LaRue said.
Fefferman’s family
desperately wanted a conviction in this case. Texas law at that
time, however, did not sentence people to death for serial or
mass killings.
“In order to
receive the death penalty, Green had to kill his victim in the
commission of another act,” Defense Attorney David Bays said.
“Ricky didn’t kill Fefferman just so he could rob or rape him,
he killed because it was something he liked to do.”
However, both Barta
and LaRue agreed that Green had committed murder in the
commission of another act. “During the confessions, Green
admitted to taking things of value,” LaRue said.
The defense
strategy to this case was that Green had been abused as a child.
“Green’s father, Bill, poked him and his brother with cattle
prods,” Bays said. “When Ricky was two-years-old, Bill would
lock the boys in the closet and growl from the other side to
scare the boys.” In the trial it was also revealed that Bill
would try to drown the boys for punishment.
Barta refuted this
testimony of child abuse, from Green’s brother and cousin, by
first cross-examing them. Then, an expert witness testified
that there is no correlation between child abuse and murder.
On Sept. 14, 1990,
one year after being indicted for Fefferman’s murder, Green was
convicted.
Appeals were made
in an attempt to save his life. In January 1994, Green filed a
state habeas relief, which was denied. On Oct. 3, 1997 Green
was scheduled for execution, but was granted a brief stay until
his inevitable death on Oct. 8.
Ricky Green’s last
words were, “This to me is another killing and it’s not going to
solve nothin’. I feel my punishment is over and now my friends
and family have to suffer.”
Green, 36, was
pronounced dead just seven minutes after the lethal dose was
administered.
“A lot of what
happened was a product of excess drinking and smoking dope.
Almost everything he did was in an alcoholic haze,” Bays said.
“Ricky was like a human bonsai tree, every time he would try to
grow into a person, Bill Green would cut him down.
39 F.3d 582
In the Matter of
Ricky Lee GREEN, Petitioner.
No. 94-50667.
United States
Court of Appeals, Fifth Circuit.
Nov. 28, 1994.
Petitions for Writs of
Mandamus to the United States District Courts for the Northern
and Western Districts of Texas.
Before GARWOOD, SMITH and
DeMOSS, Circuit Judges.
JERRY E. SMITH, Circuit Judge:
In this capital habeas
corpus proceeding brought pursuant to 28 U.S.C. Sec. 2254, the
petitioner, Ricky Green, has filed a petition for writ of
mandamus that calls upon us to decide which federal district
court or courts have jurisdiction. On the basis of a recent
decision of this court, we conclude that there is jurisdiction
in the Western and Southern Districts of Texas but not in the
Northern District of Texas.
I.
In 1989, Green was indicted
in Criminal District Court No. 4 of Tarrant County, Texas (a
county within the Northern District of Texas), with the
capital murder of Steven Fefferman. After jury selection began,
the state withdrew its objection to Green's motion for change
of venue, which the trial court then granted, and the case was
transferred to Travis County, Texas (a county in the Western
District of Texas), for trial in the 167th Judicial District
Court of that county.
Following a jury trial,
Green was found guilty of capital murder in 1990 and was
sentenced to death. Venue then was transferred back to the
Tarrant County court. The Texas Court of Criminal Appeals
affirmed the conviction and sentence. Green v. State, No.
71,170 (Tex.Crim.App. Dec. 9, 1992) (unpublished), cert.
denied, --- U.S. ----, 113 S.Ct. 3011, 125 L.Ed.2d 702 (1993).
In January 1994, Green applied to the Tarrant County trial
court for state habeas relief, which was denied. Ex parte
Green, No. 26,331-01 (per curiam) (Tex.Crim.App. Apr. 19,
1994).
On August 16, 1994, the
Tarrant County trial court scheduled Green's execution for
October 4, 1994. On September 19, Green filed, in the Northern
District of Texas, a motion for appointment of counsel and
stay of execution.1
On September 21, the federal court appointed an attorney from
the Texas Resource Center as Green's counsel but denied,
without prejudice, the request for stay. The court directed
Green to file a federal habeas petition by September 27 or
tell the court, by that date, that he did not intend to file a
petition.
On September 27, Green filed
a notice of intent not to file a federal habeas petition. He
also filed a motion to withdraw his motion for appointment of
counsel and stay of execution, asking the court to rescind its
orders made pursuant to that pro se filing and to dismiss the
habeas proceeding.2
As justification for the motion, Green stated that his
attorney had just discovered that the Northern District court
was without jurisdiction. The court then ordered briefing on
that issue.
On September 30, Green filed
a second state habeas petition in the Tarrant County trial
court. On October 3, the Court of Criminal Appeals adopted the
trial court's recommendation and denied relief on the
procedural ground that the court would not consider the
petition while Green's case was pending in federal court. Ex
parte Green, No. 26,331-02 (Tex.Crim.App. Oct. 3, 1994) (per
curiam). On that same date, Green filed a notice of voluntary
dismissal of the Northern District habeas proceeding pursuant
to FED.R.CIV.P. 41(a)(1).
Also on October 3, at
approximately 3:30 p.m., which was about nine hours before his
scheduled execution, Green filed a federal habeas petition and
motion for stay of execution in the Western District of Texas.
The Western District court, on the state's motion, transferred
the proceeding to the Northern District at approximately 5:00
p.m. that same day.
The state then announced
that it had no objection to a stay of execution. In this court,
Green filed a motion for stay of execution and mandamus
actions seeking to compel the return of the case to the
Western District. We then entered a stay of execution but took
no action on the pending mandamus actions.
On October 4, the Northern
District court entered an order concluding, on the basis of
Dobard v. Johnson, 749 F.2d 1503 (11th Cir.1985), that the
Western, Northern, and Southern Districts of Texas have
concurrent jurisdiction to entertain a federal habeas petition
from Green. Accordingly, the court reasoned, the transfer from
the Western District to the Northern District was proper. The
court ordered the state to respond to the federal habeas
petition.3
II.
Federal habeas corpus
jurisdiction is determined by 28 U.S.C. Sec. 2241(d), which
reads as follows in regard to a state containing more than one
federal judicial district:
[T]he application may be filed in the
district court for the district wherein such person is in
custody or in the district court for the district within which
the State court was held which convicted and sentenced him and
each of such district courts shall have concurrent
jurisdiction to entertain the application. The district court
for the district wherein such an application is filed in the
exercise of its discretion and in furtherance of justice may
transfer the application to the other district court for
hearing and determination.
Although Green is
incarcerated in the Southern District of Texas, which
indisputably would have jurisdiction under the statute's plain
language, the only dispute here is in regard to jurisdiction
in the Western and Northern Districts.
The controversy centers on
the meaning of the words "the district within which the State
court was held which convicted and sentenced " the criminal
defendant. (Emphasis added.) Green argues that his case is
controlled by this court's recent decision in Gosch v. Collins,
20 F.3d 1170 (per curiam) (table), No. 93-8635 (5th Cir. Apr.
6, 1994). We agree.
In Gosch, the petitioner was
indicted in Bexar County (in the Western District of Texas)
but was tried, convicted, and sentenced, on a change of venue,
in Victoria County (in the Southern District of Texas). As
here, the matter was returned to the county of indictment for
post-trial proceedings. The petitioner filed his federal
habeas petition in the Western District of Texas, whereupon
the district court dismissed the petition for lack of subject
matter jurisdiction.
On appeal, a panel of this
court concluded that there was no jurisdiction in the Western
District, because "under 28 U.S.C. Sec. 2241(d) ...
jurisdiction for habeas corpus petitions for Petitioner Gosch
lies only in the ... Southern District of Texas." This
constitutes an interpretation of the words "within which the
State court was held which convicted and sentenced him," to
the effect that post-trial proceedings, following sentencing,
are not to be considered in determining jurisdiction under Sec.
2241(d).
Accordingly, the present
facts--and those in Gosch--are easily distinguished from the
circumstance in Dobard, the authority principally relied upon
by the state. There, as here, indictment was in a county
within one federal district, but trial, on a change of venue,
was in a county within a different federal district. Following
trial, "some of the incidents of sentencing were, in the
physical sense, done in one county, some in the other." 749
F.2d at 1505.4
The petitioner filed his
federal habeas petition in the district wherein the indictment
occurred. That district court transferred the proceeding to
the district where the trial was held. On appeal from the
transfer order, the Eleventh Circuit, referring to the
"peculiar circumstances" of the case, held "that where
substantial incidents of conviction and sentence are divided
between two federal judicial districts, either district court
is the court of conviction and sentence within the meaning of
Sec. 2241(d) and has power to entertain the petition on its
merits or transfer it." Id.
Obviously, the facts of the
instant case are like those in Gosch and dissimilar to those
in Dobard. We are bound by Gosch as the precedent of this
court. Accordingly, we conclude that jurisdiction lies in the
Western District of Texas and not in the Northern District of
Texas.
We find it unnecessary,
however, to issue a writ of mandamus at this time. The two
district courts were dealing with a somewhat novel issue and,
in good faith, attempted to comply with the law. We are
confident that, in light of this opinion, they now will see to
it that this matter is transferred to the Western District of
Texas, which in turn will consider Green's habeas petition on
the merits.
The petitions for writs of
mandamus are DENIED without prejudice.
Although the petition indicated that it
was filed pro se, a representative of the Texas Resource
Center acknowledged, in a subsequent telephone hearing
transcribed in the record, that the Resource Center had
helped Green prepare and file the federal petition
Green's rationale for requesting
dismissal of the habeas proceeding, when no explicit request
had been made for habeas relief, was that under McFarland v.
Scott, --- U.S. ----, ---- - ----, 114 S.Ct. 2568, 2572-73,
129 L.Ed.2d 666 (1994), the filing of the motion for
appointment of counsel constituted the initiation of a
federal habeas proceeding
Green moved in this court for a stay of
the Northern District proceedings pending our ruling on the
mandamus petitions. We denied the motion on the ground that
it had not been presented, in the first instance, to the
district court. Green then moved for a stay in the Northern
District. After that court denied the motion, Green once
again requested that we grant a stay. We have now done so,
and the Northern District proceedings are in abeyance
pending our consideration of the jurisdictional issue
presented in the mandamus petitions
The complicated course of proceedings
between the two counties was as follows:
The murder ... occurred in Sumter County....
Dobard was indicted in ... Sumter County, and numerous
pretrial motions were filed and heard in that court. [The
trial court] transferred the trial ... to Marengo County....
Various pretrial motions were heard in Sumter County, but
... after the transfer ... all orders were entered by the
Circuit Court of Marengo County. ... [T]he sentencing
hearing ... was heard in Sumter County and petitioner was
there orally sentenced.... The judge signed the sentencing
order while in Marengo [County]. Dobard's motion for a new
trial was received by the circuit clerk in Sumter [County]
and then sent on to be filed in Marengo [County]. The
hearing on the new trial motion was conducted in Sumter [County].
749 F.2d at 1505.
116 F.3d 1115
RickyLee
Green, Petitioner-appellant, v.
Gary L. Johnson, Director, Texas Department of
Criminal Justice,
Institutional Division, Respondent-appellee
United States Court of
Appeals, Fifth Circuit.
June 27, 1997
Appeal from the United
States District Court for the Western
District of Texas.
Before SMITH, DeMOSS and
PARKER, Circuit Judges.
JERRY E. SMITH, Circuit
Judge:
RickyGreen appeals
the denial of his petition for a writ of
habeas corpus filed under 28 U.S.C. §
2254 (West Supp.1997). Concluding that
Green has
failed to make a substantial showing of
the denial of a federal right, we deny
him a certificate of probable cause ("CPC")
and vacate the stay of execution.
I.
In
April 1986, Green
was charged with the capital murder of
Steven Fefferman. Following his arrest,
Green provided
the police with a statement concerning
his relationship with Fefferman.
According to Green,
he had met Fefferman on the eve of the
murder at Casino Beach, an area known to
be frequented by homosexuals.
After
a sexual encounter with Fefferman,
Green dropped
off his car at his own home and
proceeded to Fefferman's home, where the
two drank some beer and again engaged in
sexual activity. After
Green convinced Fefferman to
allow him to tie Fefferman to the bed,
Green stabbed
Fefferman several times. Before leaving
Fefferman's house,
Green sexually mutilated
Fefferman, ransacked the bedroom in
search of money, and left in Fefferman's
car.
II.
Following a jury trial,1Green was
convicted of capital murder and
sentenced to death in September 1990.
During the sentencing phase, the court
admitted evidence of three other murders
to which Green
had confessed, which murders also
involved beatings and mutilation of
genitalia similar to those surrounding
the Fefferman murder, and also
Green's
stalking a seventeen-year-old girl and
assaulting two teenage boys.
Green was
represented during pre-trial by court-appointed
counsel Jeff Kearney and Suzie Johnson.
Following a change of venue, Kearney
withdrew and was replaced by David Bays.
A third attorney, Kenneth Houp, also was
appointed to assist in the pre-trial
proceedings, although his role ended
with the completion of jury selection.
Green was
represented throughout the trial by Bays
and Johnson, on direct appeal by Johnson
and Danny Burns, and on his first state
habeas application by Robert Ford.
Green's
conviction and sentence were affirmed on
direct appeal. See
Greenv.
State, No. 71,170 (Tex.Crim.App. Dec. 9,
1992) (en banc) (unpublished). The Court
of Criminal Appeals later denied
Green's
application for habeas relief. See Ex
parte Green,
No. 26,331-01 (Tex.Crim.App. Apr. 19,
1994) (en banc) (per curiam).
In
September 1994, Green
filed, in the United States District
Court for the Northern District of
Texas, a pro se motion for appointment
of counsel to file a federal habeas
petition pursuant to 28 U.S.C. § 2254
and for a stay of execution. After the
court granted Green
permission to proceed in forma pauperis
and appointed counsel,
Green filed a motion to withdraw
his pro se pleading on the ground that
jurisdiction lay properly in the Western
District of Texas.
Also
in September 1994,
Green filed a second state habeas
petition in the Tarrant County trial
court, which petition was also denied by
the Court of Criminal Appeals. See Ex
parte Green,
No. 26,331-02 (Tex.Crim.App. Oct. 3,
1994) (en banc) (per curiam).
Concurrently with that denial,
Green filed a
notice of voluntary dismissal of the
Northern District habeas proceeding
pursuant to FED. R. CIV. P. 41(a)(1),
and filed a new petition in the Western
District.
The
Western District petition was
transferred to the Northern District,
the situs of the indictment, which
transfer the Northern District concluded
was proper under Dobard
v. Johnson, 749
F.2d 1503 (11th Cir.1985). On appeal we
reversed, concluding that, pursuant to
Gosch v.
Collins, 20 F.3d 1170 (5th Cir.) (per
curiam), jurisdiction lay in the Western
District. See In re
Green, 39 F.3d 582 (5th
Cir.1994).
In the
Western District,
Green asserted thirteen grounds
for habeas relief, each of which had
been exhausted in state court either on
direct appeal or through the state post-conviction
process. In July 1996, the district
court reviewed de novo and adopted the
findings of the magistrate judge to
grant the state's summary judgment
motion and to deny
Green's habeas petition.
Green filed his
application for a CPC in August 1996.
The district court, construing the CPC
application as an application for a
certificate of appealability ("COA"),
denied the application in September
1996.
III.
A.
As a
threshold matter, we must determine
whether the Antiterrorism and Effective
Death Penalty Act ("AEDPA") of 1996,
Pub.L. No. 104-132, 110 Stat. 1214
(1996), governs the instant appeal.
Although we have held previously that
the standards of review set forth in the
AEDPA apply to all habeas petitions that
were pending on April 24, 1996, the date
on which the President signed the bill
into law, see Drinkard
v. Johnson, 97 F.3d 751, 764-66
(5th Cir.1996), we now must conclude
otherwise in light of Lindh
v. Murphy, ---
U.S. ----, 117 S.Ct. 2059, 138 L.Ed.2d
481 (1997).
Among
other things, the AEDPA amends § 2244
and §§ 2253-2255 of chapter 153 of title
28 of the United States Code, the
provisions that govern all habeas
proceedings in federal courts. See 110
Stat. 1217-21. The AEDPA also creates,
for habeas proceedings against a state
in capital cases, a new chapter 154 with
special rules favorable to the state,
but applicable only if the state opts in
by agreeing to provide for the
appointment of post-conviction counsel
in state habeas proceedings. See 110
Stat. 1221-26.
Whereas the amendments to chapter 153 do
not contain an effective date, the AEDPA
provides expressly that the new chapter
154 "shall apply to [state capital]
cases pending on or after the date of
enactment of this Act." 110 Stat. 1226.
In Lindh, the Court construes "this
provision of § 107(c) ... as indicating
implicitly that the amendments to
chapter 153 were assumed and meant to
apply to the general run of habeas cases
only when those cases had been filed
after the date of the Act." --- U.S. at
----, 117 S.Ct. at 2063.
As we have already
noted, amended § 2254(d) (in chapter 153
but applicable to chapter 154 cases)
governs standards affecting entitlement
to relief. If, then, Congress was
reasonably concerned to ensure that
chapter 154 be applied to pending cases,
it should have been just as concerned
about chapter 153, unless it had the
different intent that the latter chapter
not be applied to the general run of
pending cases.
Nothing, indeed, but a different intent
explains the different treatment.
Id.,
--- U.S. at ----, 117 S.Ct. at 2064.
As we
have stated, chapter 154 is apposite to
capital cases only where states have
elected to opt in and have qualified to
participate by meeting the requirements
of § 107. Because the State of Texas has
not yet qualified for the expedited
procedures governing habeas petitions in
capital cases, see Carter
v. Johnson, 110
F.3d 1098, 1104 (5th Cir.1997), chapter
154 does not apply to the instant case.2
Thus, in light of Lindh 's explication
that "the negative implication of §
107(c) is that the new provisions of
chapter 153 generally apply only to
cases filed after the act," --- U.S. at
----, 117 S.Ct. at 2068, and given that
Green filed the
instant petition before the April 24,
1996, effective date of the AEDPA, we
apply pre-AEDPA habeas law to his claims.
B.
Before
the advent of the AEDPA, a petitioner
could not appeal a district court's
ruling on a habeas petition that
concerned detention arising from state
court proceedings unless a district or
circuit judge issued a CPC. 28 U.S.C. §
2253; see also Baldree
v. Johnson, 99 F.3d 659, 660 (5th
Cir.1996), cert. denied, --- U.S. ----,
117 S.Ct. 1489, 137 L.Ed.2d 699 (1997).
To obtain a CPC, the petitioner must
make a "substantial showing of a denial
of [a] federal right." Barefoot
v. Estelle, 463
U.S. 880, 893, 103 S.Ct. 3383, 3394, 77
L.Ed.2d 1090 (1983) (internal quotes and
citation omitted). Such a showing
requires a demonstration "that the
issues are debatable among jurists of
reason; that a court could resolve the
issues in a different manner; or that
the questions are adequate to deserve
encouragement to proceed further." Id.
at 893 n. 4, 103 S.Ct. at 3394 n. 4.
Section 102 of the AEDPA amended 28
U.S.C. § 2253 to require that a
petitioner obtain a COA. See 28 U.S.C. §
2253(c)(1). A COA may be issued only
where the applicant has made a "substantial
showing of the denial of a
constitutional right." 28 U.S.C. §
2253(c)(2). Notwithstanding the slightly
different wording between the pre-AEDPA
and the amended § 2253, we have noted
previously that the AEDPA was intended
to codify the Barefoot standard and thus
that the standard governing the issuance
of a COA requires the same showing as
that for obtaining a CPC. See Drinkard,
97 F.3d at 756. Nonetheless, because
Green's habeas
petition was filed with the district
court before April 24, 1996, Lindh
compels that we review his petition for
a CPC under the pre-AEDPA jurisprudence.
Under
the pre-AEDPA standards, state court
findings are entitled to a presumption
of correctness unless, among other
things, the petitioner demonstrates that
the state courts failed to resolve the
claims on the merits. See Livingston
v. Johnson, 107
F.3d 297, 302 (5th Cir.1997). Because
Green argues
that the state failed so to adjudicate
his claims, we must determine initially
whether a state court has disposed of
Green's claims
on the merits.3
Green argues
that the state habeas courts' "perfunctory
disposition" is not a resolution on the
merits because, he alleges, the
petitions were denied without an
evidentiary hearing4
"and without reference to any factual or
legal issue presented." According to
Green, the
resolution-on-the-merits prerequisite is
a proxy for the quality of the legal
process of resolving a dispute; the
court's treatment of the petitions must
evince a "careful consideration of the
constitutional claims" and a thorough
and meaningful substantive evaluation of
the claims.
We
disagree both with
Green's proffered construction of
the merits inquiry and with his
contention that the state courts did not
adjudicate his habeas claims on the
merits. "Resolution on the merits" is a
term of art in the habeas context that
refers not to the quality of a court's
review of claims, but rather to the
court's disposition of the case--whether
substantive or procedural. See Preston
v. Maggio, 705
F.2d 113, 116 (5th Cir.1983). We must
inquire, on a case-by-case basis,
whether a resolution was on the merits,
considering the following factors: (1)
what the state courts have done in
similar cases; (2) whether the history
of the case suggests that the state
court was aware of any ground for not
adjudicating the case on the merits; and
(3) whether the state courts' opinions
suggest reliance upon procedural grounds
rather than a determination of the
merits. See id.
A
careful review of the state courts'
opinions denying Green
habeas relief reveals that his claims
were in fact disposed of on the merits.
In denying Green's
first state habeas petition, the Court
of Criminal Appeals acknowledged that he
presented "fourteen (14) allegations in
which he challenges the validity of his
conviction or sentence. The trial court
recommended the relief sought be denied.
This Court has reviewed the record. We
agree with the trial court's
recommendations and accordingly deny
habeas relief."
The
trial court memorandum to which the
Court of Criminal Appeals refers
indicates that the trial court
considered Green's
allegations, the state's reply, the case
record, and the evidence presented by
both parties before determining that
habeas relief be denied. Neither the
trial court's nor the Court of Criminal
Appeals's order makes mention of
procedural grounds for denying relief,
nor has Green
brought any to our attention.
With
respect to Green's
second habeas petition, the trial court
memorandum, again to which the Court of
Criminal Appeals refers in denying
relief, not only indicates that "[Green's]
assertions in his application for writ
of habeas corpus are without merit," but
specifically excludes any reliance upon
procedural grounds for denying relief.
The trial court concluded expressly (1)
"that it is not barred from ruling upon
the merits of [Green's]
claim by the pendency of [his] motion to
dismiss in Federal District Court" and
(2) that "[Green]
is not procedurally barred from seeking
relief on the merits of his claim." The
Court of Criminal Appeals, after
reviewing the record on its own,
referenced the trial court's memorandum
and "agree[d] with the trial court's
recommendation and, accordingly, denie[d]
all requested habeas corpus relief."
We are
confident, therefore, that
Green's habeas
claims were resolved on the merits, as
opposed to having been disposed of on
non-merits-based, procedural grounds;
the presumption of correctness therefore
applies. See Livingston, 107 F.3d at
302-03.
IV.
A.
Green alleges
that his counsel's performance at both
the trial and sentencing phases was
ineffective because, after having
conscripted an expert (Dr. Richard
Rappaport) and considered carefully his
conclusions, they decided not to put on
an insanity defense.
Green argues that his counsel's
reasons for not presenting the defense
are unclear from the record; that the
internal conflict within the defense
team precludes a finding that the
rejection of Rappaport's defense was
trial strategy; and that counsel's
decision was based in part upon an
erroneous interpretation of the law
concerning whether presentation of the
defense would have opened the door to
the cross-examination of Rappaport about
additional incriminating information--namely,
fifteen other murders to which
Green confessed
to Rappaport.
To
establish ineffective assistance of
counsel, Green
must demonstrate both deficient
performance and prejudice resulting from
that deficiency. See Strickland
v. Washington,
466 U.S. 668, 687, 104 S.Ct. 2052, 2064,
80 L.Ed.2d 674 (1984). We compare
counsel's performance to an objective
standard of reasonableness, mindful of
the strong presumption of adequacy. We
will not find inadequate representation
merely because, with the benefit of
hindsight, we disagree with counsel's
strategic choices. See id. at 689-90,
104 S.Ct. at 2065-66. "A conscious and
informed decision on trial tactics and
strategy cannot be the basis for
constitutionally ineffective assistance
of counsel unless it is so ill chosen
that it permeates the entire trial with
obvious unfairness." Garland
v. Maggio, 717
F.2d 199, 206 (5th Cir.1983) (on
rehearing). Because an ineffective
assistance claim is a mixed question of
law and fact, we review the district
court's decision de novo. See Salazar
v. Johnson, 96
F.3d 789, 791 (5th Cir.1996). As we
noted above, findings of fact are
entitled to a presumption of correctness.
See Washington, 466 U.S. at 698, 104
S.Ct. at 2070.
Applying the prejudice prong in the
context of counsel's performance at
sentencing, we ask whether the
petitioner has demonstrated "a 'reasonable
probability' that the jury would not
have imposed the death sentence in the
absence of errors by counsel." Carter,
110 F.3d at 1110. Failure to establish
either prong defeats the claim. See
Lincecum v.
Collins, 958 F.2d 1271, 1278 (5th
Cir.1992).
Kearney averred that he hired Rappaport
to examine Green
and that, based upon Rappaport's
conclusions that Green
was in fact legally insane at the time
of the Fefferman murder, he intended to
make full use of Rappaport's findings
during the trial and sentencing phases.
After the change of venue, Kearney left
the defense team and was replaced by
Bays, at which time conflicts began to
arise between Johnson and Bays.
According to Johnson, Bays wished to use
Rappaport's testimony to establish that
Green's
insanity turned him into a "serial
killer." Believing that such a tactic
would add to the state's showing of "future
dangerousness" during the punishment
phase of the trial, Johnson disagreed
with the decision to place Rappaport on
the stand, and Johnson and Bays
ultimately agreed to abandon the
insanity defense.5
Green contends
that the internal wrangling between
Johnson and Bays renders suspect their
decision not to present an insanity
defense. Although the record does
demonstrate that conflict existed,
Green has
proffered no evidence tending to prove
that the decision not to place Rappaport
on the stand was infected impermissibly
with whatever personal disagreements
there were. To the contrary, Johnson and
Bays proffered the other valid tactical
reasons we have mentioned.6
Even
assuming arguendo that Johnson and Bays
erred in concluding that Rappaport's
testimony would have opened the door to
additional incriminating evidence, this
error alone does not give rise to a
constitutional ineffectiveness claim.
See Moreno v.
Estelle, 717 F.2d 171, 176 (5th
Cir.1983) (noting that the Sixth
Amendment does not guarantee an accused
"errorless representation"). There is
sufficient evidence demonstrating that
the decision not to proffer an insanity
defense was a "conscious and informed"
tactical one. See Garland, 717 F.2d at
206.7
No reasonable jurist would disagree, and
Green has not
made a substantial showing of the denial
of a constitutional right.
Green's
reliance on Bouchillon
v. Collins, 907 F.2d 589 (5th
Cir.1990), and Profitt
v. Waldron, 831 F.2d 1245 (5th
Cir.1987), is misplaced. In Bouchillon,
we concluded that counsel was
ineffective in failing to offer an
insanity defense because (1) it was the
only defense available to the defendant;
and (2) although counsel was aware that
the defendant had been committed
previously to mental institutions, he
did not ask for a psychiatric evaluation
or conduct any other investigation. 907
F.2d at 597. We concluded the same in
Profitt after also noting both that the
defendant had only the insanity defense
available to him and that, although
counsel was aware that the defendant had
escaped previously from a mental
institution, counsel failed to
investigate his client's sanity, which
investigation would have revealed that
the defendant had been adjudicated
insane by an Idaho court only months
before the instant trial. See Profitt,
831 F.2d at 1249. Furthermore, we gave
minimal deference to the Profitt
counsel's tactical decision not to
employ the insanity defense, as we could
ascertain no advantage attendant to
abandoning the defense. See id.
Not
only did Green's
counsel investigate fully the
possibility of putting on an insanity
defense (including conscripting
Rappaport to prepare a report based on
extensive interviews with
Green and
reviewing the contents of that report),
but they considered various tactical
reasons attendant to their decision to
present or abandon the defense.
Furthermore, the defense was not the
only one available to
Green; his counsel presented a
defense that he lacked the requisite
mens rea to commit the underlying felony.
With
respect to Green's
claim that he was denied effective
assistance of counsel at the sentencing
phase because his counsel failed to
present the Rappaport findings, we
similarly find no constitutional error.
According to Green,
the decision to forego this testimony
prevented the jury from receiving an
explanation of the nexus between his
mitigating evidence of child abuse,
severe mental illness, and brain damage
and his actions in killing Fefferman.
Johnson indicated, however, that she
believed that the effects of this
evidence on the "future dangerousness"
prong of the Texas capital murder jury
questions would "100% guarantee[ ]" that
Green would
receive the death penalty. Furthermore,
the defense did present, through Dr.
Randall Price, evidence of
Green's abusive
childhood and mental disorders and their
effects upon his ability to conform his
behavior to acceptable levels.8
Thus, we agree with the district court
that Green has
not made a substantial showing of the
denial of a federal right with respect
to his counsel's decisions not to use
Rappaport's testimony.
B.
Green asserts
that his counsel were ineffective in
failing to cross-examine Robert Ressler
effectively during the punishment phase
of the trial. Ressler was a state
witness who testified that he had been
involved in the largest survey of serial
murderers ever conducted and that, based
upon this experience, he considered
Green to be an
"organized serial killer."
Although Johnson avers that she had
prepared to cross-examine Ressler, Bays
decided, on the spur of the moment, to
conduct the cross-examination without
having done sufficient investigation or
preparation. Bays did question Ressler
concerning his credentials, his
understanding of Texas law, how
potential affiliations affected his
impartiality, and his understanding of
the connection between abused children
and serial killers.
Green contends that had Ressler
been cross-examined properly, he could
have (1) challenged Ressler's
conclusions that he posed a continuing
risk of future danger, (2) demonstrated
that his research methods were
unreliable and inaccurate, and (3) shown
that Ressler's own writings suggest a
link between the traumatic childhoods of
serial killers and their subsequent
murders.
Assuming arguendo that the cross-examination
of Ressler was deficient,
Green has
failed to demonstrate "a 'reasonable
probability' that the jury would not
have imposed the death sentence in the
absence of errors by counsel." Carter,
110 F.3d at 1110. First, Ressler
testified during the rebuttal portion of
the punishment phase, at which time the
jury already had heard in detail about
three other similarly-situated murders
to which Green
had confessed. Thus, to the extent that
Ressler testified regarding
Green's future
dangerousness, Green
has failed to disentangle the effects of
evidence of the other murders from
Ressler's more abstract research-based
testimony. That is, even assuming that
the proffered cross-examination of
Ressler would have destroyed his
credibility with the jury,
Green has not
demonstrated a reasonable probability of
prejudice.
Second,
not only did Bays's cross-examination of
Ressler elicit some support for the
defense's primary theory that
Green's
behavior was a product of his abusive
childhood, but Green
also had presented Price's testimony to
that effect during the punishment phase,
as well as other corroborative testimony
during the guilt phase. Again,
Green has not
demonstrated sufficiently that eliciting
Ressler's further agreement with the
defense theory would have enhanced, with
sufficient probability, the jury's
acceptance of the defense's underlying
theory. Reasonable jurists would not
find the issue debatable, and therefore
Green has not
made a substantial showing of the denial
of a federal right.
V.
A.
Green contends
that he was denied his constitutional
right to be present at all phases of his
trial when he was denied access to an ex
parte hearing among his counsel and the
judge, during which the court
entertained Johnson's oral motion to
withdraw from representation.
Green concedes
that his absence from the hearing does
not infringe upon his confrontation
right but argues that it offends his due
process right to a fair trial.
A
defendant has a right to be present at a
proceeding "whenever his presence has a
relation, reasonably substantial, to the
fulness of his opportunity to defend
against the charge." United States
v. Gagnon, 470
U.S. 522, 526, 105 S.Ct. 1482, 1484, 84
L.Ed.2d 486 (1985) (per curiam) (quoting
Snyder v.
Massachusetts, 291 U.S. 97, 105-06, 54
S.Ct. 330, 332, 78 L.Ed. 674 (1934)).
His absence from such a proceeding
amounts to a due process violation only
"to the extent that a fair and just
hearing would be thwarted by his absence,
and to that extent only." Snyder, 291
U.S. at 108, 54 S.Ct. at 333.
The
oral motion to withdraw was made and
discussed during an ex parte conference
in chambers (in the course of jury voir
dire) and centered on disagreements
between Johnson and Bays. According to
Johnson's affidavit, her relationship
with Bays had deteriorated to the point
that they no longer conferred directly
regarding the case, but rather
communicated through Houp only. Johnson
expressed her frustrations regarding
this situation to the court and
requested that she be permitted to
withdraw from representation. The court
denied the motion, and, although stating
that it would keep the motion under
advisement in the event that the working
relationship continued to worsen, the
matter was not raised again.
Although Green
protests that he was prejudiced by his
exclusion from the meeting, we fail to
see how his absence thwarted the
fairness and just treatment of the
issues at the ex parte communication or
with respect to his overall
representation. Green
contends that had he been present, "he
could have provided the trial court with
important information about the conflict
that would have effected [sic] the
court's ruling." But,
Green does not give us the
contents of such information or the
effect it would have had on the ruling.
Furthermore, we reject
Green's suggestion that his
absence from this meeting prevented him
from becoming aware of any disputes
between his counsel and thus from
exercising his right either to take over
his own defense or to request new
counsel. Not only did Johnson admit in
her affidavit that "the animosity
between Mr. Bays and me was clear to
everyone in the courtroom," thus calling
into question Green's
protested ignorance, but we also do not
believe Green
has made a substantial showing that he
was denied effective assistance because
of his inability personally to request a
change of counsel that the court denied
upon request from Johnson. See Bass
v. Estelle, 696
F.2d 1154, 1158-59 (5th Cir.1983).
B.
Green argues
further that the failure of his counsel
on direct appeal to raise the issue of
his absence from this hearing denied him
the effective assistance of counsel on
direct appeal. To this end,
Green relies
upon TEX.CODE CRIM. PROC. ANN. art.
33.03 (Vernon 1986) and Adanandus
v. Texas, 866
S.W.2d 210, 216-19 (Tex.Crim.App.1993).
Assuming arguendo that
Green's absence from the meeting
ran afoul of art. 33.03, Adanandus
counsels that harmless error analysis
applies to the statutory violation. See
id. at 219. Adanandus instructs further
that the harmless error analysis is
informed by the Snyder "reasonably
substantial relationship" test. Thus,
because we reject
Green's Snyder claim with respect
to his absence from the hearing, we
conclude similarly that any error of his
counsel on direct appeal was harmless.
VI.
Green avers
that his direct appellate counsel's
failure to raise the issue of the
exclusion for cause of veniremember
Harren deprived him of effective
assistance. At trial,
Green's attorney objected to the
exclusion of Harren, arguing that it is
impermissible to grant a challenge for
cause where a juror is unable to answer
affirmatively the second special issue
on the facts of the capital offense
alone. The trial court correctly
overruled Green's
motion, relying upon Marras
v. Texas, 741
S.W.2d 395 (Tex.Crim.App.1987) (en banc).
At the
time of Green's
appeal, Marras was the controlling
precedent, and Green's
appellate counsel therefore decided not
to raise Harren's exclusion for cause on
direct appeal. The Court of Criminal
Appeals affirmed Green's
conviction on December 9, 1992, and his
motion for rehearing, filed on December
13, was denied on February 12, 1993. On
January 13, 1993, the Court of Criminal
Appeals decided Garrett
v. Texas, 851
S.W.2d 853 (Tex.Crim.App.1993) (en banc),
overruled Marras, and held that a
veniremember is not subject to a
challenge for cause merely because he
indicates that he would require more
evidence than the legal minimum in order
to answer special issue two
affirmatively. 851 S.W.2d at 860-61.
Garrett did not become final and binding
on lower courts until rehearing was
denied on April 21, 1993. See Thorpe
v. Texas, 863
S.W.2d 739, 741 n. 5 (Tex.Crim.App.1993)
(en banc).
Green does not
dispute that Marras governed his appeal
but contends that his appellate counsel
was deficient for failing to raise the
Marras issue both on his original appeal
and during the pendency of
Green's
rehearing petition, but before Garrett
became final. With respect to the former
claim that Green's
counsel should have raised the Marras
issue on his original appeal, we have
noted previously that there is no
general duty on the part of defense
counsel to anticipate changes in the law,
see Nelson v.
Estelle, 642 F.2d 903, 908 (5th Cir.
Unit A Apr.1981), and that counsel is
not ineffective for failing to raise a
claim that Texas courts have rejected
repeatedly. See Andrews
v. Collins, 21
F.3d 612, 623 (5th Cir.1994). Because it
is undisputed that Marras was
controlling authority at the time of
Green's
original appeal, Green
has not made a substantial showing that
his appellate counsel's failure to raise
the Marras issue in the original appeal
denied him effective assistance.
We
also reject Green's
ineffectiveness claim stemming from
counsel's failure to assert Garrett
during the pendency of his rehearing
petition, but two months before Garrett
became final. Counsel is not deficient
for failing to raise every meritorious
claim that may be pressed on appeal. See
Ellis v.
Lynaugh, 873 F.2d 830, 840 (5th
Cir.1989).
The
only record evidence submitted by
Green on this
issue is an affidavit by Burns, one of
Green's direct
appellate counsel, stating, "I reviewed
the record and identified what is now
known as Garrett error. I also noted
that the error was properly preserved.
Neither my co-counsel, Suzie Johnson,
nor I raised the issue on appeal." Given
that Garrett was not yet final and that
Burns and Johnson had identified the
issue as one they did not wish to press
on appeal, their performance was not
constitutionally deficient. See
Washington, 466 U.S. at 688-94, 104 S.Ct.
at 2064-68.
VII.
Green contends
that the trial court erred in failing to
admit the testimony of Dr. John Marquart
during the punishment phase. Marquart
testified on voir dire that he had
conducted a study of capital prisoners
whose sentences had been commuted, in
which he compared those prisoners to
murderers who had received life
imprisonment. His comparisons revealed
that many of the prisoners whom juries
had found to pose a threat of future
dangerousness (special issue two) in
fact posed no such threat. As a result,
Marquart concluded that it is difficult,
if not impossible, to determine whether
a particular defendant poses a direct
threat of future danger. Marquart opined
further that he did not believe that the
death penalty deterred crime; that
studies indicated that a short-term
increase in crime accompanies an
execution; and that there is little
correlation between the operation of the
death penalty and the number of
homicides in Texas.
The
sentencer in a capital case must be
permitted to consider any
constitutionally relevant mitigating
evidence, see Eddings
v. Oklahoma, 455 U.S. 104, 112,
102 S.Ct. 869, 875, 71 L.Ed.2d 1 (1982),
which is evidence "directly related to
the personal culpability of the criminal
defendant," Penry v.
Lynaugh, 492 U.S. 302, 319, 109 S.Ct.
2934, 2947, 106 L.Ed.2d 256 (1989). "Only
then can we be sure that the sentencer
has treated the defendant as a 'uniquely
individual human bein[g]' and has made a
reliable determination that death is the
appropriate sentence." Id. (quoting
Woodson v.
North Carolina, 428 U.S. 280, 304-05, 96
S.Ct. 2978, 2991-92, 49 L.Ed.2d 944
(1976)). It is error to exclude evidence
opining that the defendant would not
commit acts of violence in the future.
See Robinson v.
Texas, 548 S.W.2d 63, 66 (Tex.Crim.App.1977)
(en banc).
The
state court determined on direct appeal
that, because Marquart's proffered
testimony related only to a generalized
critique of the accuracy of the future
dangerousness prediction, and not to
Green's own
future dangerousness or to
Green's
individualized assessment of punishment,
it was properly excluded. We do not
believe that the state court's factual
findings were clearly erroneous, nor do
we find any legal error.
VIII.
Green has
failed to make a substantial showing of
the denial of a federal right.
Accordingly, we DENY a CPC and VACATE
the stay of execution.
Although
Green was
indicted originally in Tarrant County,
Texas, in the Northern District of
Texas, the case was transferred, at
Green's request,
to Travis County, Texas, in the Western
District of Texas. Following the trial,
venue was transferred back to Tarrant
County
Carter, Drinkard, and
the rest of the post-Drinkard AEDPA
progeny presumably remain precedent in
this circuit post-Lindh to the extent
that they interpret the provisions of
the AEDPA and do not conflict with Lindh
's conclusion that the chapter 153
amendments do not apply retroactively
Green argued originally that,
under the AEDPA jurisprudence, his claim
has not been "adjudicated on the merits"
and thus was not amenable to state court
deference. Because Lindh requires that
we construe his habeas petition under
pre-AEDPA law, we treat his "adjudication
on the merits" argument as one
challenging the sufficiency of the
merits resolution of his petitions in
state court, pursuant to the former 28
U.S.C. § 2254(d)(1) & (2)
The following
exchange of notes between Johnson and
Green during
jury selection illustrates Johnson's
tactics:
Green: "[T]ell me something Ms.
Johnson, did you drop the insanity plea
just to save the state money or did
ya'll have something against Mr.
Rappaport or is there something else"?
Johnson: "We dropped
it because Rappaport's testimony would
let the jury know you said you killed
Wendy Robinson, some woman in Florida,
and 15 other people. That proves the 'future
dangerousness' question # 2. I will not
prove my client's future dangerousness.
I will not prove up a murder (Wendy)
where my client is a suspect. # 2
Rappaport's conclusion that you were
insane is too shallow. # 3 if Rappaport
testified you are 100% guaranteed D.P."
In a draft report
concerning his interviews with
Green,
Rappaport describes three other murders
to which Green
confessed, each involving similar
stabbing and mutilation as accompanied
the Fefferman murder.
Green also told Rappaport that he
had killed 15 other people and that he
believed that he was doing the country a
favor by killing "whores" and
homosexuals
Green's contention that Martinez-Macias
v. Collins, 810
F.Supp. 782 (W.D.Tex.1991), aff'd, 979
F.2d 1067 (5th Cir.1992), compels
otherwise is incorrect. The deficiency
in Martinez-Macias was counsel's
complete failure to investigate the
legal basis for a decision not to
introduce certain evidence. Id. at 798
n. 23. Green
does not allege that his counsel failed
to investigate Texas law on the
admissibility of the other 15 murders
but rather that, after researching the
law, his counsel misunderstood the
application of the law to the instant
facts. Absent more, these allegations do
not rise to the level of constitutional
ineffectiveness
Green also presented, during the
trial phase, substantial mitigating
evidence that described a litany of
abusive actions he suffered at the hands
of his father while growing up