Murderpedia has thousands of hours of work behind it. To keep creating
new content, we kindly appreciate any donation you can give to help
the Murderpedia project stay alive. We have many
plans and enthusiasm
to keep expanding and making Murderpedia a better site, but we really
need your help for this. Thank you very much in advance.
Roosevelt GREEN
Jr.
Robbery
Roosevelt Green, Jr. was
convicted of murder and
sentenced to death for his
part in the kidnapping and
murder of Teresa Allen, an
eighteen year old student
who was abducted from her
job as a part time cashier
at a Majik Market
convenience store in
Cochran, Georgia, on
December 12, 1976. The
Supreme Court of Georgia
affirmed the conviction.
Green v. State, 242 Ga. 261,
249 S.E.2d 1 (1978). The
United States Supreme Court
granted certiorari, vacated
petitioner's death sentence
and remanded for further
proceedings. Green v.
Georgia, 442 U.S. 95, 99
S.Ct. 2150, 60 L.Ed.2d 738
(1979). The Georgia Supreme
Court remanded the case to
the trial court with
directions to retry the
sentencing portion of the
trial. Green v. State, 244
Ga. 27, 257 S.E.2d 543
(1979).
Retrial resulted in
reimposition of the death
sentence. The Supreme Court
of Georgia affirmed. Green
v. State, 246 Ga. 598, 272
S.E.2d 475 (1980). The
United States Supreme Court
denied certiorari. Green v.
Georgia, 450 U.S. 936, 101
S.Ct. 1402, 67 L.Ed.2d 372
(1981).
Petitioner filed for a writ
of habeas corpus in the
Superior Court of Butts
County on June 11, 1981,
which was dismissed by the
court in an order also dated
June 11. On June 12, the
Georgia Supreme Court
granted a stay of execution
pending disposition of an
application for certificate
of probable cause, and
subsequently remanded for an
evidentiary hearing.
Following the hearing, the
Superior Court dismissed the
petition and denied relief.
The Georgia Supreme Court
denied an application for a
certificate of probable
cause and the United States
Supreme Court denied
certiorari. Green v. Zant,
455 U.S. 983, 102 S.Ct.
1493, 71 L.Ed.2d 693 (1982).
Green filed the present
petition for a writ of
habeas corpus in the United
States District Court for
the Middle District of
Georgia and thereafter filed
a motion for an evidentiary
hearing. The district court
denied both the motion and
petition and Green appeals
to this court.
Green raises ten issues
before this court: whether
the trial court's discharge
of one juror during
deliberations on
petitioner's resentencing
without investigation
violated petitioner's sixth,
eighth and fourteenth
amendment rights; whether
Green's death sentence
violates the proscription of
Enmund v. Florida, --- U.S.
----, 102 S.Ct. 3368, 73
L.Ed.2d 1140 (1982) against
imposition of capital
punishment upon one who
himself neither took life,
intended to take life, nor
attempted to take life;
whether non statutory
aggravating circumstances
were improperly admitted
during Green's resentencing
proceeding; whether
submission during Green's
resentencing trial of
evidence relevant to
statutory aggravating
circumstances which had been
previously adjudicated in
his favor violated his fifth
amendment right to be free
of double jeopardy; whether
the state improperly
prevented Green from
introducing evidence in
mitigation; whether jurors
were excluded in violation
of Witherspoon v. Illinois,
391 U.S. 510, 88 S.Ct. 1770,
20 L.Ed.2d 776 (1968);
whether introduction into
evidence of portions of the
victim's corpse during the
resentencing proceeding so
infected Green's trial with
passion and prejudice as to
violate his rights under the
eighth and fourteenth
amendments; whether the
trial court improperly
commented on Green's failure
to testify; whether the
trial court erred in
refusing to instruct the
sentencing jury that Green
was presumed innocent of
aggravating circumstances;
whether Green was denied the
effective assistance of
counsel. Because the record
is inadequate to support
resolution of the first
issue, we remand for an
evidentiary hearing on that
issue and express no opinion
as to the remaining issues.
This panel will retain
jurisdiction over the case.
We instruct the district
court to certify its
findings and the record of
its proceedings to us within
ninety days of issuance of
this opinion. Coleman v.
Zant, 708 F.2d 541, 544
(11th Cir.1983); Spivey v.
Zant, 661 F.2d 464, 478 (5th
Cir.1981), cert. denied, ---
U.S. ----, 102 S.Ct. 3495,
73 L.Ed.2d 1374 (1982).
The record reveals the
following undisputed facts.
Approximately three hours
after they began their
sentencing deliberations,
the jury returned to the
courtroom and the foreperson
asked the judge "can a
sentence be given, 'life in
prison without parole?' "
The court responded that it
could not answer the
question. After another
brief question and answer,
the jury began to withdraw
to resume its deliberations.
At this point, one of the
jurors, Dorothy Mae Ponder
Todd, fell to the floor in
the hallway outside the
courtroom and in an audible
voice repeatedly cried "I
can't do it."
Shortly thereafter, the
foreperson returned to the
courtroom and the following
colloquy took place:
BY THE COURT: Let the record
show that the Foreperson of
this Jury, Mrs. Martha McGee,
has been requested to come
back into the Courtroom by
the Court and the Court
desires to ask a question of
Mrs. McGee. Mrs. McGee, I
understand that the Juror,
Dorothy Mae Ponder Todd a
few moments ago upon leaving
the Courtroom fainted in the
corridor, is that correct?
BY FOREPERSON McGEE: Yes,
sir.
BY THE COURT: And you have
stated to me that upon
returning to the Jury room,
this Juror is in your
opinion incapable of
continuing deliberation in
this case because of the
fact that she is physically
and emotionally unable to
continue and participate in
the deliberation of this
Jury, is that true?
BY FOREPERSON McGEE: Yes,
sir, it is.
BY THE COURT: And has this
person requested of you that
she be released from further
service?
BY FOREPERSON McGEE: Yes,
sir.
BY THE COURT: In your
opinion, from having
examined her, is she in this
condition?
BY FOREPERSON McGEE: Yes,
sir, she is.
BY THE COURT: You may go
back to the Jury room.
....
BY THE COURT: Sheriff
Bittick, I'm going to direct
you to remove Juror Dorothy
May Ponder Todd from the
Jury room. This is being
done at her request and upon
the advice and at the
request of the Jury
Foreperson, Mrs. McGee,
conveying this Juror to a
doctor or some medical
facility for the purpose of
having her examined and
receiving such treatment as
she might require.
The record does not suggest
that the court attempted to
speak to juror Todd herself
concerning her condition. No
medical advice was sought,
nor were there any
precautions taken to guard
against the possibility that
this juror might simply have
been reluctant to continue
to maintain her position
during deliberations. In any
event, Todd was replaced by
the first alternate.
During petitioner's state
habeas corpus hearing, juror
Todd submitted an affidavit
which was admitted into
evidence. The affidavit
stated that Ms. Todd was one
of two jurors voting against
the death penalty and that
her statement "I can't do it"
referred to her conviction
that a death sentence should
not be imposed in this case.
The affidavit also makes
clear that Ms. Todd felt
capable of continuing in
jury service and would have
so informed the trial court
if she had been given the
opportunity:
I heard testimony as a juror
for the entire sentencing
trial as charged by the
Court.
After a lunch break on
Saturday, November 10, we
began deliberations.
I heard all the evidence and
particpated [sic] fully in
the deliberations. A secret
ballot was taken by the
foreperson. The vote was
10-2 in favor of the death
penalty. I voted against the
death penalty.
Just before 5:00 p.m., the
jury returned to the
courtroom with two questions
for the Court concerning
whether life imprisonment
meant no parole and whether
it was possible to have
testimony of a witness read
to us.
After the judge said what he
did, I felt that the other
juror would be more likely
to give the death sentence
because he thought that
Roosevelt Green would be
paroled.
We then went out of the
courtroom. Before I got on
the elevator, I collapsed. I
had never collapsed before
in my entire life.
I had every intention of
continuing as a juror. I
don't remember ever making
any statements to anyone
asking to be taken off the
jury.
The judge never asked me
personally whether I could
continue. I was capable of
continuing to serve as a
juror and I'm sure that I
would have standed [sic]
firm with my convictions.
(emphasis added).
Petitioner contends that the
trial court erred by not
questioning juror Todd or
further investigating her
illness. Green has stated a
colorable claim of
constitutional magnitude.
Under the peculiar facts of
this capital case, Green's "valued
right to have his trial
completed by a particular
tribunal," United States v.
Jorn, 400 U.S. 470, 480, 91
S.Ct. 547, 554, 27 L.Ed.2d
543 (1971), quoting Wade v.
Hunter, 336 U.S. 684, 689,
69 S.Ct. 834, 837, 93 L.Ed.
974 (1949), and his sixth
amendment right to a fair,
impartial and representative
jury may well have required
that the trial court
investigate the need to
discharge juror Todd.
Georgia law provided that an
alternate juror may be
substituted if "a juror ...
becomes ill, or upon other
good cause shown to the
court is found unable to
perform his duty." Ga.Code
Ann. § 59-910. Similarly, a
federal district court
possesses the discretion to
remove a juror when that
juror's capacity to perform
his duties becomes impaired.
"There must be some 'sound'
basis upon which the trial
judge exercise[s] his
discretion" to remove the
juror. United States v.
Rodriguez, 573 F.2d 330, 332
(5th Cir.1978). Dismissal of
a juror "for want of any
factual support, or for a
legally irrelevant reason"
is prejudicial. Id. In many
cases the nature of the
juror's inability will be
evident to the court so that
a hearing on the issue is
unnecessary. See, e.g.,
Cherry v. Director, State
Board of Corrections, 635
F.2d 414, 417 (5th Cir.1981)
(en banc), cert. denied, 454
U.S. 840, 102 S.Ct. 150, 70
L.Ed.2d 124 (1982) ("Common
experience teaches that the
sudden death of a juror's
parent would so emotionally
incapacitate the juror as to
make his uninterrupted
service impractical");
Henderson v. Lane, 613 F.2d
175, 176 (7th Cir.), cert.
denied, 446 U.S. 986, 100
S.Ct. 2971, 64 L.Ed.2d 844
(1980) (heart attack and
hospitalization of juror);
United States v. Rodriguez,
573 F.2d at 331-32 (juror
failed to appear, instead
reporting by telephone that
he preferred to go to work);
United States v. Smith, 550
F.2d 277, 285-86 (5th Cir.),
cert. denied, 434 U.S. 841,
98 S.Ct. 138, 54 L.Ed.2d 105
(1977) (two jurors sleeping
in open court); United
States v. Cameron, 464 F.2d
333 (3d Cir.1972) (juror
sleeping); United States v.
Meinster, 484 F.Supp. 442 (S.D.Fla.1980),
cert. denied, 457 U.S. 1136,
102 S.Ct. 2965, 73 L.Ed.2d
1354 (1982) (heart attack).
Where the disability of the
juror is less certain or
obvious, however, some
hearing or inquiry into the
situation is appropriate to
the proper exercise of
judicial discretion. See
Cherry v. Director, State
Board of Corrections, 635
F.2d at 418 (action
dismissing juror for illness
was "not abrupt, but was
taken only after inquiry and
overnight deliberation");
United States v. Cohen, 530
F.2d 43, 48 (5th Cir.), cert.
denied, 429 U.S. 855, 97
S.Ct. 149, 50 L.Ed.2d 130
(1976) (court questioned the
sleeping juror before
replacing him); United
States v. Franks, 511 F.2d
25, 37 n. 19 (6th Cir.),
cert. denied, 422 U.S. 1042,
95 S.Ct. 2654, 45 L.Ed.2d
693 (1975) (court questioned
juror before dismissing on
basis of nervous condition).
When reviewing a petition
for habeas corpus, however,
our scope of inquiry is not
the broad exercise of
supervisory power that
federal appellate courts
possess in regard to federal
district courts. Donnelly v.
DeChristoforo, 416 U.S. 637,
642, 94 S.Ct. 1868, 1871, 40
L.Ed.2d 431 (1974); Corn v.
Zant, 708 F.2d 549, 555
(11th Cir.1983); Stanley v.
Zant, 697 F.2d 955, 972
(11th Cir.1983). Before a
state prisoner may prevail,
he must show that the
asserted error is of
constitutional magnitude.
The issue raised by Green
may well reach such stature.
The circumstances of the
dismissal of juror Todd
raise the suggestion that
her refusal to impose the
death penalty was a factor
in her dismissal. Green v.
State, 246 Ga. 598, 272
S.E.2d 475, 487 (1980)
(Hill, J., dissenting). If
that is the case, then the
dismissal may well have
violated Witherspoon v.
Illinois, 391 U.S. 510, 88
S.Ct. 1770, 20 L.Ed.2d 776
(1968). According to the
Witherspoon standards, a
juror's decision that death
is not appropriate under the
facts of a given case is not
constitutionally sufficient
to permit her discharge from
the jury. Witherspoon makes
clear that a juror may be
excused from a jury in death-qualification
procedures only if her views
would compel her to vote
automatically against
imposition of the death
penalty in all cases. The
fact that juror Todd was not
excluded from the jury
during the pretrial death-qualification
procedures indicates that
her refusal to impose a
death sentence in this case
stemmed from her
determination of the
inappropriateness of such a
penalty on the facts of this
case rather than a general
refusal to impose the death
penalty in any case.
Certainly it would violate a
criminal defendant's due
process rights were a court
to dismiss a juror because
of her refusal to impose the
death penalty in a given
case. Trial courts have
discretion to dismiss ill
jurors, but there is no
discretion whatever to
dismiss such a juror who is
not in fact ill or otherwise
incapacitated. The
Witherspoon dimension of
this case indicates that the
trial court had a
constitutional duty to
adequately investigate the
need for a discharge prior
to dismissing juror Todd.
This is especially true
because Todd had already
actively participated in the
jury's deliberations. In
such a case, a court's
acceptance of ambiguous
statements of a foreperson
cannot, standing alone, be
deemed sufficient.
Our difficulty is that to
date no court has made
findings of historical fact
necessary to resolve Green's
constitutional claim.
Findings of specific
historical facts are
entitled to a presumption of
correctness under 28 U.S.C.
§ 2254(d). Mason v. Balcom,
531 F.2d 717, 721-22 (5th
Cir.1976). Such facts
include "a recital of
external events and the
credibility of their
narrators ...." Townsend v.
Sain, 372 U.S. 293, 310 n.
6, 83 S.Ct. 745, 755 n. 6, 9
L.Ed.2d 770 (1963), quoting
Brown v. Allen, 344 U.S.
443, 506, 73 S.Ct. 397, 445,
97 L.Ed. 469 (1953) (opinion
of Frankfurter, J.).
Specifically, we do not know
whether juror Todd was so
ill that she was unable to
continue deliberations. If
she was so incapacitated and
if a hearing would have
revealed that fact to the
trial court, then Green
cannot complain that he was
prejudiced by the court's
failure to hold a hearing.
At the other extreme, if a
hearing would have revealed
that Ms. Todd was clearly
able to continue as a juror,
then failure to hold the
hearing raises the
possibility of potentially
fatal prejudice.
The primary responsibility
for factfinding resides with
the state court. Where facts
necessary to support a
constitutional claim have
not been adequately
developed in the state
courts, however, a federal
evidentiary hearing is
necessary. Guice v.
Fortenberry, 661 F.2d 496,
500-01 (5th Cir.1981) (en
banc). In Townsend v. Sain,
the United States Supreme
Court delineated the
circumstances in which a
federal evidentiary hearing
is mandatory. The Townsend
Court held that a federal
evidentiary hearing is
required whenever "the
merits of the factual
dispute were not resolved in
the state hearing." 372 U.S.
at 313, 83 S.Ct. at 757.
Thus, the initial task of
the federal court is to
determine whether the state
court made factfindings upon
which the federal court may
properly review the
constitutional claims of
state prisoners. There "cannot
even be the semblance of a
full and fair hearing unless
the state court actually
reached and decided the
issues of fact tendered by
the defendant." Id. at
313-14, 83 S.Ct. at 757. The
question of whether
factfindings were actually
made by the state court is a
threshold inquiry. This
inquiry must occur prior to
any discussion of the
presumption of correctness
given to factual
determinations made by state
courts and before
examination of the six
particularized circumstances
which warrant an evidentiary
hearing set out in Townsend,
372 U.S. at 313, 83 S.Ct. at
757, and more recently
discussed by this court in
Coleman v. Zant, 708 F.2d
541, 545-49 (11th Cir.1983)
and Thomas v. Zant, 697 F.2d
977 (11th Cir.1983).
State court findings of
primary historical fact may
be express or implied. While
express findings are of
course preferable, they are
not necessary. "[I]f no
express findings of fact
have been made by the state
court, the District Court
must initially determine
whether the state court has
impliedly found material
facts." Townsend v. Sain,
372 U.S. at 314, 83 S.Ct. at
757. In the latter case the
federal court must "reconstruct
the findings of the state
trier of fact, either
because his view of the
facts is plain from his
opinion or because of other
indicia." Id. It is also
possible to infer
factfindings from clearly
articulated or well settled
legal principles relied on
by the state court. This
issue may arise in three
contexts: the record may
clearly reveal that the
state court applied the
correct legal standard, or
it may reveal that it
applied the incorrect legal
standard, or it may not
reveal the standard applied
by the state court. Factual
reconstruction may be
possible in the first two
instances; it is most
difficult in the third,
unless the relevant legal
principle is particularly
well settled. See generally
Wright & Sofaer, Federal
Habeas Corpus for State
Prisoners: the Allocation of
Fact-Finding Responsibility,
75 Yale L.J. 895, 936-40
(1966).
In the present case the
state habeas court found
only that the trial court
"made a proper investigation
of a sick juror who had an
epileptic seizure during the
deliberation of the jury as
reflected by the record at
page 1,136 and replaced this
juror with the first
alternate. This was a matter
that addressed itself to the
discretion of the judge and
his actions were a proper
exercise of those
discretions." The issue for
us is whether this statement
compels the conclusion that
the state court made a
finding of fact that juror
Todd was too ill to continue
as a juror. The court's
order and result supports
either of two rival
interpretations. On the one
hand, the court might have
found that Todd's affidavit
was not credible. On the
other hand, the court might
have concluded that even if
the affidavit was taken as
true, Green had failed to
sustain his claim of a
constitutional violation.
The difference is crucial to
the scope of our review: the
former is presumptively
correct but we are not bound
by the latter.
We are reluctant to choose
between these possible
interpretations of the state
court's order because the
court did not articulate the
legal standard it was
applying.
Reconstruction is not
possible if it is unclear
whether the state finder
applied correct
constitutional standards in
disposing of the claim.
Under such circumstances the
District Court cannot
ascertain whether the state
court found the law or the
facts adversely to the
petitioner's contentions.
Since the decision of the
state trier of fact may rest
upon an error of law rather
than an adverse
determination of the facts,
a hearing is compelled to
ascertain the facts.
Townsend v. Sain, 372 U.S.
at 314, 83 S.Ct. at 757.
Even when the state court
does not articulate the
legal principle it is using,
federal courts may "properly
assume that the state trier
of fact applied correct
standards of federal law to
the facts" absent indicia of
unreliability. Id. at 315,
83 S.Ct. at 758. There are
two indicia of unreliability
in this case. First, there
is no clear settled standard
governing the need for a
hearing prior to dismissing
an allegedly ill juror. "If
the correct standard is well
settled, it is proper to
assume it was applied" by
the state court. Wright &
Sofaer, supra at 940.
Conversely, in the absence
of such a legal standard, it
is of increased importance
that the state court
articulate the theoretical
basis of its decision.
Second, the state court
stated in its order that
juror Todd had become
incapacitated by an "epileptic
seizure." Nothing in the
record suggests that Todd
was striken with epilepsy,
but it is clear that another
juror in this case suffered
an epileptic seizure after
the period of deliberations
had begun. On the day after
deliberations began at the
guilt-innocence phase, one
of the jurors had a seizure
in the motel where the
jurors were staying.
Bailiffs and the sheriff
spoke by telephone with the
juror's family and his
physician. In their
discussions with the juror's
family the bailiffs were
told that the juror "would
not remember having a
seizure this morning." The
trial judge, after hearing
the sheriff's recounting of
the statements of the
juror's family and physician,
allowed the juror to
continue with deliberations.
This incident was entirely
separate from the one
involving juror Todd.
Thus, we cannot conclude
that the state habeas court
made a finding of fact that
juror Todd was unable to
continue with deliberations.
Similarly, the Georgia
Supreme Court did not make
findings of fact. Such
findings would be entitled
to a presumption of
correctness. For purposes of
the 28 U.S.C. § 2254(d)
presumption it does not
matter whether the state
trial court or appellate
court is the factfinder.
Sumner v. Mata, 449 U.S.
539, 545-48, 101 S.Ct. 764,
768-69, 66 L.Ed.2d 722
(1981); Hance v. Zant, 696
F.2d 940, 957 (11th
Cir.1983). The Georgia
Supreme Court opinion,
however, makes it clear that
the crucial factual findings
were not made.
During deliberations, a
juror fainted and the trial
judge questioned the
foreperson of the jury as to
the physical status of the
ill juror. The foreperson
answered that the juror was
physically and emotionally
unable to continue and that
the juror had requested to
be relieved. The foreperson
also told the court that
from her personal
observation this juror was
unable to continue. The
trial court excused the
juror, and substituted,
without objection, the first
alternate. Appellant alleges
error and argues that the
trial court should have
questioned the ill juror
itself. We do not agree.
Such matters are necessarily
within the discretion of the
trial court and no abuse of
discretion has been shown.
The substitution of the
alternate juror was proper.
Tanner v. State, 242 Ga.
437, 249 S.E.2d 238 (1978);
Code Ann. § 59-910.
Enumeration of error 16 is
without merit.
Green v. State, 246 Ga. at
603-04, 272 S.E.2d 475 at
483.
Because material facts
pertaining to Green's
federal constitutional claim
were not adequately
developed in the state court,
we conclude that an
evidentiary hearing and
appropriate findings of fact
are necessary and we remand
for that purpose. Fact
finding is the basic
responsibility of the
district courts, rather than
the appellate courts,
Pullman-Standard v. Swint,
456 U.S. 273, 102 S.Ct.
1781, 1791-92, 72 L.Ed.2d 66
(1982); DeMarco v. United
States, 415 U.S. 449, 450,
94 S.Ct. 1185, 1185, 39 L.Ed.2d
501 (1974).
REMANDED FOR FURTHER
PROCEEDINGS IN ACCORDANCE
WITH INSTRUCTIONS.