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Jeffery Lee GRIFFIN
On March 12, 1979, Griffin, a former mental
patient, drove David Sobotik, 19, night manager of a north Houston
convenience store, and 7-year-old errand boy Horacio "Chito" DeLeon
to a neighborhood, where he stabbed them with a deer-skinning knife.
Griffin later said he apologized to DeLeon as he stabbed him. In his
confession to police, he said that once he got inside the store, "something
told (me) to do it."
Inmate Is Put to Death in Texas
The New York Times
November 20, 1992
Yesterday, a Texas inmate,
Jeffery Lee Griffin, 37, was executed by injection at the state
prison in Huntsville for kidnapping and murdering the night manager
of a Houston convenience store that he had just robbed.
Mr. Griffin, had been on death row for the last 13 years
for killing the store manager, David Sobotik, 19, who was stabbed
repeatedly in a pattern around his heart.
After robbing the store on March 12, 1979, Mr.
Griffin abducted Mr. Sobotik and a 7-year-old boy, Horacio DeLeon,
and drove away with them in Mr. Sobotik's car. Both were later found
stabbed to death 10 blocks from the store.
Never Tried for Killing Boy
Mr. Griffin, who lived in the neighborhood and
had frequented the store, called the police and told them that two
men had abducted the pair. But two days later he was arrested and
confessed to the slayings.
Because he was sentenced to death in the Sobotik
slaying, Mr. Griffin was never tried for killing the boy. Similarly,
the state charged him with killing a waitress the year before the
convenience-store robbery but never tried him on that charge.
Mr. Griffin's petitions for a reprieve of
execution, based on his assertion of mental incompetence, were
turned down Wednesday by the United States Supreme Court and several
lower courts.
823 F.2d 856
56 USLW 2130
Jeffery Lee GRIFFIN, Petitioner-Appellant, v.
James A. LYNAUGH, Director, Texas Department of Corrections,
Respondent- Appellee.
No. 86-2781.
United States Court of Appeals, Fifth Circuit.
July 28, 1987.
Rehearing and Rehearing En Banc Denied Sept. 10, 1987.
Appeal from the United States
District Court for the Southern District of Texas.
Before GEE, RUBIN and JOLLY,
Circuit Judges.
E. GRADY JOLLY, Circuit Judge:
The primary question presented
in this habeas corpus death case is whether, under Edwards v.
Arizona, 451 U.S. 477, 101 S.Ct. 1880, 68 L.Ed.2d 378 (1981),
Jeffery Lee Griffin's confession was improperly admitted against
him in the Texas state trial court, because, as he contends, the
police did not permanently refrain from interrogating him after
he stated, "I think I want to talk to my lawyer." We hold that
the petitioner's statement was an unambiguous limited request
and cannot be interpreted as an invocation of his general right
to counsel; thus, because the police fully honored Griffin's
request to speak to his counsel, the question whether Griffin
waived an invoked right to counsel, under Edwards v. Arizona, is
not raised in this case. Consequently, Griffin's confession was
properly admitted, and we deny his request for habeas relief.1
I
* On Monday, March 12, 1979,
at about 11:45 p.m., Griffin informed Frank Chapa, a friend of
Griffin, that Daniel Sobotik, the manager of the convenience
store where Chapa worked, had been kidnapped. According to the
statement Griffin gave to the police that night, he saw Sobotik
and Horatio DeLeon, a seven-year part-time employee of the
store, leaving with two men; when Griffin spoke to Sobotik, the
men hit Sobotik, fired shots at Griffin and drove away in
Sobotik's car with Sobotik and DeLeon. Sobotik's car was found
at 7 a.m. on March 13, 1979; inside the car were the bodies of
Sobotik and DeLeon.
Later in the day of March 13,
Griffin arrived at the police station and repeated the statement
he had given the night before. At that time he agreed to take a
polygraph examination. The test indicated deception, and Griffin
was arrested at 1:15 p.m. and taken before a magistrate who
advised him of his constitutional rights. Griffin did not
request an attorney at this time. At trial, Officer Doug Bostock
described what happened next:
A. He was returned to the
interview room in the Homicide Division, and we again went over
his legal rights to make sure he understood them, sir.
[Q.] How did you do that? Did
you take the warnings from a card? Did you taken them from a
confession form?
A. We used the same warning
the magistrate did, sir, and went over each point.
....
Q. Did you question him as to
whether or not he understood what each one of these rights meant[?]
A. Yes, sir, we did.
Q. Did you tell him that he
had a right to employ a lawyer, as reflected in there?
A. We did, sir, and he said he
had a lawyer.
Q. Did you ask him whether or
not he knew he had a right to remain silent?
A. Yes, sir, we did.
Q. Did he understand that?
A. Yes, sir, he did.
Q. Did you tell him that he
had a right to have a court appointed lawyer, if he couldn't
afford a lawyer?
A. Yes, sir, we did.
Q. Did he understand that
concept?
A. Yes, sir, he replied he had
a lawyer.
Q. He didn't want a court
appointed lawyer, as far as you could tell?
A. He didn't want any lawyer,
sir.
Q. Did you tell him that if he
elected not to remain silent, that what he said would be taken
down and probably used against him?
A. Yes, sir, we did.
Q. Is that reflected on the
warning that we are talking about?
A. Yes, sir.
Q. Did he say he understood
that?
A. Yes, sir, he did.
Q. Did he say at that point
and time that he wanted to talk to you?
A. We asked him if he wished
to talk to us, after all of this, and he said: Yes, I'll talk to
you.
Q. Did he talk to you freely
and voluntarily?
A. Yes, sir, he did.
Q. How long did you talk to
him while he was there in the interrogation room?
A. He talked to us until
around 3:00 o'clock.
Q. So this would be from 2:00
o'clock to 3:00 o'clock?
A. Probably about 1:45 to
about 3:00 o'clock, yes, sir.
Q. What were you talking about
then? Were you talking about the previous statement or what?
A. We talked about the
previous statement and some of his background, some of his way
of life and so forth, where he lived, about the investigation
itself, and then about 3:00 o'clock that afternoon, he looked at
us and said: I think I want to talk to my lawyer.
Q. What did you do then?
A. I asked him who his
attorney was and he said it was Mr. Jennings.
I pulled out a telephone book,
looked up the number, dialed the number, gave him the telephone.
Q. Is that Tom Jennings?
A. I believe that's his first
name, yes, sir.
Q. Is that the person you
dialed, in any event?
A. Yes, sir. I called his
office at which time I gave Mr. Griffin the telephone, and
Detective Schultz and I stepped out of the office.
Q. What happened then?
A. He talked on the telephone
sir. We didn't listen to the conversation. We left the door open
where we could observe him, but we did not listen to the
conversation.
Q. How long did the
conversation take place?
A. Roughly between five and
ten minutes, I believe, sir.
Q. This would have been
sometime after 3:00 o'clock, between 3:00 o'clock--
A. It was right around 3:00
o'clock when he stated that he would like to talk to his lawyer,
that he had better talk to his lawyer, and then, after he hung
up, we returned in there, and he advised us that he had, in fact,
talked to his attorney, and about 3:30, his attorney called back
and asked to talk to him.
Again, we put him on the
telephone and we left the office.
Q. Between 3:00 and 3:30, did
you talk to him about the case?A. We talked to Mr. Griffin
mostly, I think, about what his attorney was advising him.
Q. Okay. Then, at 3:30, Mr.
Tom Jennings again called the Homicide Office?
A. Well, Detective Schultz was
advised that Mr. Jennings was on the telephone, and then
Detective Schultz came back into the interview room and told Mr.
Griffin that his attorney wanted to talk to him.
We again left the interview
room and allowed him to talk to Mr. Jennings on the telephone.
Q. How long did that
conversation take?
A. Just a short conversation,
just a minute or two, I believe.
Q. What happened after he hung
up?
A. We re-entered the interview
room and asked him what had happened, and he said Mr. Jennings
had told him he was not going to represent him.
Q. Did you ask him then
whether he wanted a lawyer?
A. Yes, sir. We asked him if
he wanted to call another lawyer.
Q. What did he say?
A. He said: No. He just didn't
want to talk to any lawyers right now.
Q. Who was present when this
was said?
A. Detective Schultz and I
believe Detective Kent had come in by that time, and I don't
recall if there was anybody else actually in the room then, sir.
Q. But, in any event, he said
he didn't want any lawyer?
A. He said he didn't want any
other lawyer now.
Q. Then what happened?
A. Detective Kent asked me if--When
Detective Kent came into the room, he was behind me, and Mr.
Griffin smiled at him.
Detective Kent asked me if I
would have any objections if he interviewed him, and I stated:
No, and I leaned over and told Detective Schultz that Detective
Kent wished to interview him, and Detective Schultz and I
stepped out of the room, sir.
665 S.W.2d at 769.
Kent then advised Griffin of
his Miranda rights again. After a few minutes of talking to
Detective Kent, Griffin confessed to killing David Sobotik. In
his confession, Griffin stated that he went to the convenience
store at which Sobotik worked at about 9:40 p.m. When he arrived,
Sobotik asked Griffin to return the money which Sobotik had paid
to Griffin for a watch. Griffin left the store to wait for
Sobotik to finish working. When Sobotik was ready to leave, he,
Griffin and DeLeon got in Sobotik's car and headed toward
Griffin's house. According to Griffin, during the ride, "something
strange started happening ... I pulled my knife and started
stabbing David." Griffin then started stabbing DeLeon. Griffin
left the car screaming and went back to the store where he
frightened customers away by shooting at them with a pistol.
Following this confession,
Griffin directed the officers to the place where he had
discarded the knife he used in the slaying.
Later that day, Griffin gave
another statement to Detective Kent regarding the death of
Sylvia Mendoza in July 1978. Griffin had been a suspect in that
case which Kent investigated. Griffin stated that approximately
nine months previously he had met a girl, Sylvia Mendoza, near a
night club. She asked for directions and Griffin advised that
she not walk alone at night. He offered his assistance and she
started kissing him. Mendoza then climbed in a trash dumpster
and removed her clothes. While she and Griffin were having sex,
Griffin started stabbing her "a lot of times."
The next day Griffin altered
his confession to make clear that he took the pistol from the
store before he left with Sobotik and DeLeon.
II
Griffin objected to the
admission of his confession at trial. The objection was
overruled, however, on the ground that the confession was
voluntary. On appeal, the Texas Court of Criminal Appeals
rejected his argument that, based on Edwards, the confession was
inadmissible because it resulted from police-initiated
questioning after he had invoked his right to counsel. Griffin
v. State, 665 S.W.2d 762 (Tex.Cr.App.1983). According to the
Texas court, the Edwards rule requiring initiation of
interrogation by the accused was not implicated because Griffin
"did not make a general request for counsel as Edwards did";
rather Griffin asked only to speak to "his" attorney.2
Id. at 769.
On federal petition for writ
of habeas corpus, the district court also denied the relief
requested. Like the state court, the district court concluded
that Edwards was distinguishable. In Edwards, the defendant
expressed a desire to deal only through counsel. Griffin,
however, asked only to speak to his attorney; he never said to
the police that he would talk only to an attorney. When
Griffin's attorney refused to represent him, the questioning
properly focused on clarifying Griffin's request for counsel. In
response, Griffin stated he did not want to talk to an attorney
at that time. The district court therefore concluded that
Griffin waived his right to counsel.
III
According to Griffin, this
case is unequivocally controlled by Edwards v. Arizona, 451 U.S.
477, 101 S.Ct. 1880, 68 L.Ed.2d 378 (1981). Edwards, he argues,
clearly established that once a defendant invokes his right to
counsel, further questioning by police officers may not take
place unless (1) the defendant initiates the interrogation and
(2) validly waives his right to counsel. Griffin asserts that
for purposes of Edwards he invoked his general right to counsel
by requesting to speak to his attorney. Because his confession
resulted from interrogation thereafter initiated by the officers
and not by Griffin, his confession should be suppressed.
The state, however, contends
that Edwards is not applicable. Griffin asked only to speak to
his attorney, thereby invoking his right to counsel only in a
limited manner, and not generally, as did the defendant in
Edwards. This request was satisfied and furthermore, Griffin was
given the opportunity to talk with another attorney. He declined
to talk to another attorney and effectively waived his right to
counsel. The state thus argues that Edwards does not prohibit
admission of Griffin's confession.
IV
This case turns on whether the
Edwards holding is applicable to these facts. We therefore turn
to a review of the facts that underlie the Edwards holding.
Edwards was arrested for first-degree murder. The police station
read his Miranda rights to him and he agreed to answer questions
asked by the officers. At first he denied that he was involved
and gave an alibi. In a short while, however, he told the
officer that he wanted to "make a deal." The officer told
Edwards that he was not authorized to negotiate a deal and gave
Edwards the telephone number of a county attorney. Edwards began
to call the attorney but stopped and said, "I want an attorney
before making a deal." The officer then stopped questioning
Edwards at that time, but the next morning two different
officers went to Edwards' jail cell. Although Edwards then
stated that he did not want to talk to anyone, the guard told
him that "he had" to talk to the officers. When Edwards talked
to the officers, he agreed to give a statement but only after
listening to the recorded statement of his alleged accomplice.
Edwards heard the other statement and then agreed to give his
own statement so long as it was not tape recorded. He then
confessed.
At trial Edwards objected to
the introduction of his confession, but the trial court found it
to be voluntary and admitted it into evidence. The Arizona
Supreme Court affirmed on the ground that Edwards waived his
right to counsel by voluntarily giving his statement.
The Supreme Court reversed,
holding that "an accused ... having expressed his desire to deal
with the police only through counsel, is not subject to further
interrogation by the authorities until counsel has been made
available to him, unless the accused himself initiates further
communication, exchanges, or conversations with the police" and
validly waives his right to counsel. 451 U.S. at 484-85, 101
S.Ct. at 1884-85. This result, the Court stated, is consistent
with Miranda 's recognition of the invocation of the right to
counsel as a "significant event" after which " 'interrogation
must cease until an attorney is present'." Id. at 485, 101 S.Ct.
at 1885 (quoting Miranda v. Arizona, 384 U.S. 436, 474, 86 S.Ct.
1602, 1628, 16 L.Ed.2d 694 (1966)). Because Edwards sufficiently
invoked his right to counsel and because further questioning was
initiated by the police and not by Edwards before he was allowed
access to counsel, the confession was inadmissible. 451 U.S. at
486-87, 101 S.Ct. at 1886.
In trying to understand fully
how Edwards should be interpreted and applied in new factual
situations, we think it is important to draw attention to the
police overreaching exhibited in that case. After Edwards stated,
"I want an attorney before making a deal," the police took no
steps toward honoring his request. Instead of terminating the
interrogation until the request had been honored, the police
came back to the jail the following morning for the purpose of
further interrogating him. Edwards specifically stated that he
did not wish to speak with them, but he was told he had no
choice. Thus, Edwards' confession came only after he was denied
an attorney and compelled to talk to the police. We think that
it is clear that the motivating factor behind the Edwards rule
is to protect against and to discourage police interference with
the free exercise of the right to counsel. Indeed, there hardly
could be any other raison d'etre for the holding.
That the primary purpose of
the Edwards rule is to protect an accused from any possible
overreaching or coercion on the part of the police is well
illustrated by the Supreme Court's treatment of the rule in
subsequent cases. The distinct propensity has been not to extend
the Edwards rule to cases that do not demonstrate untoward
conduct on the part of the police.
In Wyrick v. Fields, 459 U.S.
42, 103 S.Ct. 394, 74 L.Ed.2d 214 (1982), the defendant had
retained private counsel. After talking with his attorney, the
accused requested that the police administer a polygraph
examination. He signed a statement that he understood his
Miranda rights and did not want an attorney at that time. The
polygraph examination proved unfavorable for Fields, and, upon
police-initiated questions that followed, he confessed. He was
taken before the police chief and again informed of his Miranda
rights; he again confessed. The Eighth Circuit held that the
confession was barred by Edwards, concluding that Fields had
initiated only the polygraph examination, and at the conclusion
of the polygraph the police should have refrained from further
interrogation. The Supreme Court reversed and held that "by
requesting a polygraph examination, [Fields] initiated
interrogation" that led to the confession. The confession was
held voluntary and admissible notwithstanding that the
interrogation occurred in the absence of his attorney. The Court
expressly stated that the Eighth Circuit's holding that the
confession was inadmissible was an "unjustifiable restriction on
reasonable police questioning." Id. 103 S.Ct. at 397 (emphasis
added).
Similarly, in Oregon v.
Bradshaw, 462 U.S. 1039, 103 S.Ct. 2830, 77 L.Ed.2d 405 (1983),
the Court reversed the Oregon Supreme Court's exclusion of a
confession made after the accused had requested an attorney.
After he invoked his right to counsel, the accused had asked, "Well,
what is going to happen to me now?" The officer answered by
saying, "You do not have to talk to me. You have requested an
attorney and I don't want you talking to me unless you desire
because anything you say--because--since you have requested an
attorney you know it has to be of your own free will." Id. l03
S.Ct. at 2833. In the conversation that ensued, Bradshaw agreed
to a police suggestion that he submit to a polygraph examination,
which indicated his untruthfulness. He then confessed. In
holding the confession admissible, the Court noted that Edwards
was "in effect a prophylactic rule, designed to protect an
accused in police custody from being badgered by police officers."
Id. at 2834. In the absence of such conduct on the part of the
police, and based on "the particular facts and circumstances
surrounding the case, including the background, experience, and
conduct of [Bradshaw]," id. at 2835 (quoting North Carolina v.
Butler, 441 U.S. 369, 374-75, 99 S.Ct. 1755, 1758, 60 L.Ed.2d
286 (1979)), the Court held that Bradshaw had waived his right
to counsel.
On the other hand, in Smith v.
Illinois, 469 U.S. 91, 105 S.Ct. 490, 83 L.Ed.2d 488 (1984),
where there was police overreaching, the Court reversed the
Illinois Supreme Court that had determined that the accused had
not effectively invoked his right to counsel. When first advised
of his right to consult a lawyer, the accused had responded,
"Uh, yeah. I'd like to do that." Instead of honoring the
accused's request at that point, the police completed reading
his Miranda rights to him and then "pressed him" again:
Q. If you want a lawyer and you're unable to
pay for one a lawyer will be appointed to represent you free of
cost, do you understand that?
A. Okay.
Q. Do you wish to talk to me at this time
without a lawyer being present?
A. Yeah and no, uh, I don't know what's what,
really.
Q. Well. You either have to talk to me this
time without a lawyer being present and if you do agree to talk
with me without a lawyer being present you can stop at any time
you want to.
Q. All right. I'll talk to you then.
Smith v. Illinois, 105 S.Ct.
at 492. Holding the confession that followed inadmissible, the
Court concluded that the Illinois court erred in considering the
accused's remarks in total. The accused had clearly asserted his
right to counsel at the initial stages of the questioning, and
his subsequent statements were irrelevant in determining whether
there had been an invocation of the right to counsel. Because
his initial request was neither equivocal nor ambiguous, and
because questioning had continued after the request for counsel
had been made, the confession was inadmissible. The Court,
however, emphasized that "[o]ur decision is a narrow one,"
deciding only that "an accused's post-request responses to
further interrogation may not be used to cast retrospective
doubt on the clarity of the initial request itself." Id. at 495.
Although these cases are
clearly indicative to us that in the absence of some police
interference with the exercise of the right to counsel of the
accused, the Edwards rule is to be strictly and narrowly applied,
none of them specifically addressed the kind of case that is
presented by the facts before us today. However, the Supreme
Court's most recent pronouncement on the subject does. In
Connecticut v. Barrett, --- U.S. ----, 107 S.Ct. 828, 93 L.Ed.2d
920 (1987), the Supreme Court made clear that police officers
are not required to interpret a limited request as an assertion
of a general unlimited right to counsel and recognized that an
unambiguous limited request for counsel is to be construed
according to its plain meaning.
Barrett, after being advised
of his Miranda rights, stated that he would "not give a written
statement unless his attorney was present but had 'no problem'
talking about the incident." Id. l07 S.Ct. at 830. Police
interrogation followed and Barrett orally confessed. The
Connecticut Supreme Court held that Barrett had invoked the
right to counsel by refusing to give a written statement without
his attorney's presence, and that under the Edwards rule, the
police were then barred from further interrogation. In giving
Barrett's request the broadest meaning, the Connecticut court
stated:
No particular form of words has ever been
required to trigger an individual's fifth amendment protection;
nor have requests for counsel been narrowly construed. The
defendant's refusal to give a written statement without his
attorney present was a clear request for the assistance of
counsel to protect his rights in his dealings with the police.
Such a request continues to be constitutionally effective
despite the defendant's willingness to make oral statements. We
conclude, therefore, that the defendant did invoke his right to
counsel under the fifth and fourteenth amendments.
Id. at 831 (quoting
Connecticut v. Barrett, 197 Conn. 50, 57, 495 A.2d 1044, 1049
(1985) (citations omitted)).
This reasoning, giving broad
meaning to limited requests for counsel, was rejected by the
Supreme Court. The Court recognized that an accused may invoke a
limited right to counsel. In this respect, Barrett had invoked
his right to counsel only with respect to written statements; he
had not asked for counsel to be present when he gave an oral
statement. Since his request for counsel was limited to written
statements, the Court held that the police officers were
required to honor his request only to that extent. The Court
explained:
Interpretation is only required where the
defendant's words, understood as ordinary people would
understand them, are ambiguous. Here, however, Barrett made
clear his intentions, and they were honored by police. To
conclude that respondent invoked his right to counsel for all
purposes requires not a broad interpretation of an ambiguous
statement, but a disregard of the ordinary meaning of
respondent's statement.
Additionally, Justice
Rehnquist noted that Edwards was only a prophylactic rule that
served as an "auxiliary barrier against police coercion." 107
S.Ct. at 832. Edwards, Justice Rehnquist explained, is designed
to further the purpose of Miranda which is "to assure that the
individual's right to choose between speech and silence remains
unfettered throughout the interrogation process." Id. at 831 (quoting
Miranda v. Arizona, 384 U.S. 436, 469, 86 S.Ct. 1602, 1625, 16
L.Ed.2d 694 (1966)). Thus, in the absence of police overreaching,
the Court found "no constitutional objective that would be
served by suppression in this case." 107 S.Ct. at 832.
In our view, a case could
hardly be more applicable to our facts than Barrett. As in
Barrett, the invocation of the right to counsel in this case was
limited. As in Barrett, the request made by the accused was
unambiguous; Griffin wanted to talk to his attorney whom he
identified by name. As in Barrett, the police honored Griffin's
request.4 As in
Barrett, there is not one scintilla of evidence of police
overreaching. Here, once Griffin asked to speak to his attorney,
interrogation immediately ceased, and arrangements were made for
Griffin to speak to the attorney he had requested. Furthermore,
when Griffin had concluded his conversation with his attorney,
the police sought to assure that his request had been fully
honored by inquiring whether he wished to talk to any other
attorney. At that point, Griffin stated that he did not want to
speak to another attorney at that time. Before interrogation
resumed, Griffin was once again given his Miranda rights. The
Supreme Court's conclusion in Barrett applies with equally great
force here: there is no constitutional objective that could be
served by suppression.
In short, Barrett controls our
analysis in this case. We therefore hold that, when an accused
makes an unambiguous but limited request for counsel, in the
absence of police interference with the accused's fifth
amendment guarantee to counsel, interrogation may proceed after
satisfaction of that request.
V
In conclusion, we turn to the
remaining issues raised in this appeal, none of which we
consider substantial. Griffin asserts that certain of the
prosecutor's statements in closing argument violated his
fourteenth amendment right to a fair and impartial trial.
Federal habeas relief is appropriate if a prosecutor's remarks
"so infected the trial with unfairness as to make the resulting
conviction a denial of due process." Donnelly v. DeChristoforo,
416 U.S. 637, 643, 94 S.Ct. 1868, 1871, 40 L.Ed.2d 431 (1974);
Ortega v. McCotter, 808 F.2d 406, 407 (5th Cir.1987). We have
examined the closing argument, particularly those portions to
which Griffin now objects, and must conclude that the
prosecutor's statements do not rise to the necessary level. The
majority of the remarks were not improper at all, and the court
adequately instructed the jury regarding the effect of those
statements that may have been improper.
Griffin also contends that the
trial court erroneously excused for cause veniremember Sandra
Jackson. In Wainwright v. Witt, 469 U.S. 412, 105 S.Ct. 844, 83
L.Ed.2d 841 (1985), the Supreme Court held: "To determine when a
prospective juror may be excluded for cause because of his or
her views on capital punishment, the inquiry is 'whether the
juror's views would prevent or substantially impair the
performance of his duties as a juror in accordance with his
instructions and his oath.' " Wicker v. McCotter, 783 F.2d 487,
493 (5th Cir.), cert. denied, --- U.S. ----, 106 S.Ct. 3310, 92
L.Ed.2d 723 (1986). The trial court's determination regarding
exclusion of a juror is entitled to a presumption of correctness
under 28 U.S.C. Sec. 2254(d). Witt, 105 S.Ct. at 854-55.
Although Jackson continually equivocated during her voir dire
examination, she stated at several points that she would not
cast her vote as a juror in a way that would lead to the death
penalty. She was therefore properly excluded for cause.
Griffin asserts that the trial
court's requiring each juror to take the oath set out in Texas
Penal Code Ann. art. 12.31(b) was unconstitutional. The Texas
Court of Criminal Appeals declined to review this issue on
direct appeal because Griffin did not object to the oath at
trial.5 Under
Wainwright v. Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594
(1977), we may consider this point only if Griffin shows good
cause for his failure to raise it at trial and shows resulting
actual prejudice. Id. Griffin attempts neither and the merits of
this argument are not properly before us.
Griffin contends that the
state's use of the testimony of Dr. John Nottingham and Dr.
Jerome Brown violated his fifth and sixth amendment rights. We
have held, however, that "when a defendant introduces
psychiatric evidence on a critical issue, he waives his fifth
and sixth amendment objections to the state's psychiatric
testimony, provided that the state's evidence is used solely in
rebuttal and properly limited to the issue raised by the defense."
Williams v. Lynaugh, 809 F.2d 1063, 1068 (5th Cir.1987). Such is
the case here and we therefore dismiss Griffin's argument.
Griffin's next issue on appeal
relates to the effectiveness of his trial counsel. According to
Griffin, his attorney was inefficient because he did not object
to the failure of the prosecutor to inform him of the results of
Griffin's competency examination and the state's intent to use
those results at trial. We need not determine the standard
applicable to a claim for ineffective assistance of counsel
based on conduct of the government because the facts do not
support Griffin's argument. The record reflects that Griffin's
counsel was provided with the psychologist's reports and that
counsel filed a motion in limine to suppress those reports.
Griffin also argues that the
trial court erred in refusing to instruct the jury on the
meaning of the words "deliberate" and "intentional" used in
answering the special interrogatories in the penalty phase. In
Milton v. Procunier, 744 F.2d 1091 (5th Cir.1984), we rejected
this argument in the context of a request to allow questioning
prospective jurors on these meanings. We concluded that the
words "did have a plain meaning of sufficient content." Id. at
1096. Our reasoning in Milton compels our rejection of Griffin's
argument.
Finally, Griffin argues that
the introduction of extraneous offenses without prior notice
violated his due process rights. We reject this contention
because the record reflects that Griffin was in fact given
notice that the state intended to offer this material into
evidence.
VI
For the reasons stated herein,
the judgment of the District Court is affirmed.
AFFIRMED.
*****
ALVIN B. RUBIN, Circuit Judge,
dissenting:
The admissibility of Griffin's
confession turns on the interpretation of what the officers said
to him and what he said to them: did he effectively invoke his
right to counsel? Because I think he did and because I do not
agree with the majority's interpretation of what was said or
with its construction of Edwards v. Arizona,1
or Connecticut v. Barrett,2
I respectfully dissent.
After the police began their
interrogation of Griffin but before he confessed, Griffin asked
to speak to a lawyer. Some of the officers testified that he
requested "a" lawyer; others testified that he requested "his"
lawyer. Griffin then telephoned Tom Jennings, whom he thought to
be "his" lawyer, and they talked for 5-10 minutes. Jennings
telephoned back shortly thereafter, and talked with Griffin for
a couple of minutes. After the second call, the officers asked
Griffin what had happened, and he responded that Jennings would
not represent him. The officers then asked him if he wanted
another attorney, and Griffin replied that he did not want one
at that time.
Griffin was then advised of
his right to appointed counsel. At that point, Detective Kent,
who apparently had reason to believe that Griffin might be less
reluctant to speak with him than to talk with the other officers,
began a conversation with Griffin. He testified:
The only thing I told him, sir, was when I
first got into the room, I said: Jeffery, I said, you know what
you have done, and I know what you have done. I said, we need to
sit down and talk about it, get it out in the open. He said at
that time he liked the way I talked to him and started going
into it.
Kent also testified that he
explained to Griffin all of his rights under Miranda, including
the right to court-appointed counsel, and that Griffin
understood and waived his rights. Kent then elicited a
confession.
The district court found that
Griffin had "invoked his right to counsel and his request for a
specific attorney was honored. When this attorney declined to
represent Griffin, he knowingly and voluntarily waived his right
to have further representation at that time." Presumably because
the waiver theory is an inadequate basis for affirmance, my
brothers find instead that Griffin's request was an "unambiguous
limited request and cannot be interpreted as an invocation of
his general right to counsel (emphasis added)."
Under Edwards, as construed by
the Supreme Court in Oregon v. Bradshaw,3
if the right to counsel is invoked, the court first looks to see
who initiated a subsequent conversation. If the police initiated
the conversation, the analysis is over; the prophylactic Edwards
rule has been violated. Only if the suspect initiated the
conversation can the waiver issue arise.4
While the concurring opinion in Edwards rejected the two-step
analysis, calling for a single assessment of the totality of the
circumstances on the question of waiver, with the issue of who
initiated the conversation being only an important consideration,5
the dissent also accepted the two-step analysis, so a majority
of the Court took that view of Edwards.6
Moreover, as the plurality opinion in Bradshaw noted, the
Edwards court stated that a "necessary" fact in finding waiver
is that the accused reopened the dialogue with the police.7
Later, in Solem v. Stumes,8
the Court expressly stated that, under Edwards, a waiver of the
previously invoked right to counsel is acceptable only if the
suspect initiates the subsequent conversation. The Solem Court
also described the Edwards doctrine as a per se rule.9
In United States v. Webb,10
this circuit followed the Court in stating that waiver of the
right to counsel after it has been invoked does not satisfy
Edwards if the police initiated the subsequent discussion.
It is thus apparent why my
brothers do not review the finding on which the district court
opinion was based and instead make a new fact finding. If
Griffin invoked his right to counsel, the confession is
inadmissible because Detective Kent, not Griffin, initiated the
interrogation that elicited the confession. The majority
therefore accepts the government's contention that Griffin
invoked only a "partial right" to counsel: he asked only for the
right to speak to Jennings, so, when Jennings declined to
represent him, he no longer sought a lawyer.
As my brothers note, the
Supreme Court has recognized a partial invocation of the right
to counsel in Barrett.11
In that case, the suspect said he would speak to police but
would give no written confession in the absence of counsel.12
The court allowed the oral confession on the basis that the
suspect asked for counsel's advice regarding only written
statements.13
Unlike the situation in
Barrett, Griffin did not accompany his request for counsel with
"affirmative announcements of his willingness to speak with the
authorities."14
The Court in Barrett emphasized that we must not narrowly
interpret a defendant's remarks about desiring counsel, saying:
We do not denigrate the "settled approach to
questions of waiver [that] requires us to give a broad, rather
than a narrow, interpretation to a defendant's request for
counsel," Michigan v. Jackson, 475 U.S. , ----, 106 S.Ct. 1404,
[1409], 89 L.Ed.2d 631 (1986), when we observe that this
approach does little to aid respondent's cause. Interpretation
is only required where the defendant's words, understood as
ordinary people would understand them, are ambiguous.15
Unlike Barrett's request,
which was unambiguous, Griffin's statement, if it was not a
general invocation of the right to counsel, was at worse
ambiguous. If I were the fact-finder, I would think it more
likely that Griffin was interested in obtaining the quality of
legal services that Jennings would provide rather than the
personal services of Jennings and no one else. Griffin's later
statement that he did not want to speak to another attorney at
that particular time did not remove the ambiguity.
Unlike my brothers, I think
Kent was indeed "badgering" Griffin within the meaning of
Edwards and thus violating its prophylactic purpose. It is true
that the badger intentionally cloaked his hostile intent, but he
nevertheless initiated the conversation. Kent sought to evade at
least one interpretation of Griffin's request, and was
successful. The antiseptic effect of Edwards, as interpreted in
Barrett, was destroyed.
Therefore, although I do not
differ with the majority ruling on the other issues, I
respectfully dissent.
On appeal, Griffin raises eight issues:
(1) that the admission into evidence of his confession
violated the Supreme Court's holding in Edwards v. Arizona;
(2) that comments made by the prosecutor in closing
arguments denied his right to a fair and impartial trial
guaranteed by the fourteenth amendment; (3) that venireman
Jackson was excluded in violation of Witherspoon v.
Illinois; (4) that the oath required of each juror violated
his right to due process; (5) that the use of testimony
regarding psychological examinations taken without adequate
warnings to Griffin violated his fifth and sixth amendment
rights; (6) that he received ineffective assistance of
counsel; (7) that the trial court's refusal to define
certain terms of the special interrogatories violated his
constitutional rights; and (8) that introduction of evidence
of extraneous offenses without notice violated his right of
due process. The Edwards issue is the only substantial
question raised and we briefly dispose of the remaining
issues at the conclusion of this opinion
One judge of the Texas court dissented on
the ground that the majority opinion "cannot be squared with
Edwards v. Arizona." Id. at 770 (Onion, J., dissenting)
This view comports with our refusal to
give any "talismanic quality" to the mere word "attorney."
See United States v. Jardina, 747 F.2d 945, 949 (5th
Cir.1984), cert. denied, 470 U.S. 1058, 105 S.Ct. 1773, 84
L.Ed.2d 833 (1985); Nash v. Estelle, 597 F.2d 513 (5th
Cir.1979) (en banc). Thus, in our circuit, while an accused
is not required to use any magic language to invoke the
right to counsel, we do not ignore the plain meaning of his
words in order to find invocation of the right to counsel
The significance of honoring the request
is underscored by our decision in Silva v. Estelle, 672 F.2d
457 (5th Cir.1982). There, the defendant asked to speak to
his attorney. The police, however, continued interrogation
and, on appeal, we held that because the request was not
honored, the confession must be suppressed under Edwards