Gutierrez v. Quarterman, 201 Fed.Appx.
196 (5th Cir. 2006) (Habeas).
Background: State prisoner convicted and
sentenced to death for capital murder filed petition for writ of
habeas corpus. The United States District Court for the Eastern
District of Texas, 392 F.Supp.2d 802, denied petition. Prisoner
requested certificate of appealability (COA).
Holdings: The Court of Appeals held that: (1)
prisoner was not deprived of due process based on prosecutor's
failure to disclose that prospective juror been arrested almost 20
years earlier for theft of amount less than five dollars and that
bond had been forfeited; (2) prisoner's claim that he was deprived
fair and impartial jury due to prospective juror's alleged
misrepresentation in questionnaire regarding theft charge was
procedurally defaulted; (3) habeas claim that prisoner was deprived
fair and impartial jury when trial court granted State's for-cause
challenge of prospective juror who was opposed to death penalty was
procedurally defaulted; (4) claim that denial of request for
severance of his sentencing for capital murder from co-defendant's
violated Eighth Amendment mandate for individual sentencing was
procedurally defaulted; (5) prisoner was not entitled to certificate
of appealability as to whether he could show requisite cause and
prejudice from denial of request for funds to investigate
procedurally defaulted claims; and (6) denial of state prisoner's
request for additional funds to investigate claims that were
procedurally defaulted was not abuse of discretion. COA denied.
PER CURIAM:
Vincent Gutierrez was convicted in Texas state court of capital
murder and sentenced to death. The district court's having denied
habeas relief and a certificate of appealability (COA), Gutierrez
seeks a COA for five issues. Concomitantly, he challenges the
district court's denying funding for investigative assistance. A COA
is DENIED.
I. The following factual recitation is based
primarily upon that presented by the district court. Gutierrez v.
Dretke ( USDC Opn.), 392 F.Supp.2d 802 (W.D.Tex.2005).
On 10 March 1997, Gutierrez, Randy Arroyo, and
several others met at Christopher Suaste's residence to discuss
Arroyo's desire to steal an automobile. The next morning, Arroyo,
Gutierrez, and Suaste drove to an apartment complex where the target
vehicle was parked. It was owned by United States Air Force (USAF)
Captain Jose Cobo. Suaste parked his vehicle nearby and watched
Gutierrez and Arroyo approach the target vehicle, enter it, and
drive out of the complex. While returning to his home, Suaste saw
Captain Cobo lying on the shoulder of the highway with blood stains
on his shirt.
Several hours later, Suaste received several
telephone calls from Arroyo and Gutierrez, asking Suaste to pick
them up. Upon doing so, Suaste observed Gutierrez wearing different
clothes than those worn earlier that day. The newer clothes were a
tee shirt and a pair of gym shorts with the USAF logo. Gutierrez
explained his earlier clothes had blood on them, and the new clothes
were obtained from the back of the stolen automobile.
Upon Suaste's inquiring about what happened after
he left the apartment complex, Gutierrez laughingly explained: upon
entering the target vehicle, he forced Captain Cobo at gunpoint to
move to the back seat; Arroyo drove the vehicle from the complex;
when Captain Cobo begged for his life and offered his wallet,
Gutierrez reassured him that he would be released; nonetheless,
Captain Cobo attempted to exit the vehicle, but was restrained by
his seat belt; Gutierrez grabbed Captain Cobo to prevent him from
jumping from the vehicle; at that point, Arroyo yelled "Shoot him.
Shoot him. He's trying to escape.”; Gutierrez fired his pistol twice,
striking Captain Cobo in the back; Captain Cobo began choking and
coughing up blood; as Gutierrez and Arroyo drove on, Gutierrez
stated he did not want to drive around with a “dead man” in the car;
Gutierrez directed Arroyo to reduce the vehicle's speed; and, upon
his doing so, Gutierrez shoved Captain Cobo out of the moving
vehicle onto the shoulder of the highway.
Later that day, Arroyo confessed to being
involved in Captain Cobo's murder and led police to the pistol
Gutierrez had used to kill him. Gutierrez was charged with capital
murder for an intentional killing by firearm while in the course of
kidnapping and robbery. On 2 March 1998, a jury found Gutierrez
guilty of capital murder, pursuant to § 19.03(a) of the Texas Penal
Code. Pursuant to the jury's answers to the statutory special issues,
he was sentenced to death.
Gutierrez raised only two issues on direct appeal
(jury instruction on accomplice liability and facial challenge to
the constitutionality of Texas' death penalty); neither is at issue
here. The Texas Court of Criminal Appeals affirmed. Gutierrez v.
State, No. 73,065 (Tex.Crim.App. 12 April 2000) (unpublished).
Gutierrez did not seek review by the Supreme Court of the United
States.
In requesting state-habeas relief, Gutierrez
raised 11 claims, including the claims for which he seeks a COA, but
not including the four claims for which he seeks a COA regarding
insufficient investigative funding. The judge who had presided at
trial presided over the state-habeas proceeding; granted part of the
amount requested for investigating possible claims; held an
evidentiary hearing; and, in a 61-page opinion, rendered findings of
fact and conclusions of law, recommending denial of relief. Ex Parte
Gutierrez, No. 97-CR-2457-B-W1 (226th Dist. Ct., Bexar County, Tex.2001).
That court concluded, inter alia: Gutierrez had
procedurally defaulted his claims based on trial error, because they
were not raised on direct appeal. Id. In the alternative, the court
addressed each claim on the merits, concluding no relief was
warranted. Id.
The Texas Court of Criminal Appeals adopted the
state-habeas court's findings and conclusions and denied relief. Ex
Parte Vincent Gutierrez, No. 49,887-01 (Tex.Crim.App. 10 Oct. 2001)
(per curiam) (unpublished). Gutierrez did not seek review by the
Supreme Court of the United States.
In April 2002, Gutierrez presented 14 claims for
federal habeas relief. After filing his application, Gutierrez moved
for the appointment of an investigator, claiming such assistance was
necessary to rebut the state-habeas factual findings by clear and
convincing evidence, as required under the applicable Antiterrorism
and Effective Death Penalty Act of 1996 (AEDPA), Pub.L. No. 104-132,
110 Stat. 1214 (1996). Gutierrez admitted, however, that the claims
for which he sought investigative assistance were procedurally
defaulted because they had not been exhausted in state court.
The district court denied the requested
investigative assistance. Subsequently, in a 154-page opinion in
September 2005, it granted the State's summary-judgment motion,
denying habeas relief on all 14 claims, and sua sponte denied
Gutierrez a COA. USDC Opn., 392 F.Supp.2d at 810.
* * *
The first four claims for which a COA is
requested are:
(1) whether the state-habeas and district courts
erred in construing Gutierrez' due-process claim (regarding the
prosecution's alleged failure to produce information about a juror's
prior offense) as one arising under Brady v. Maryland, 373 U.S. 83,
83 S.Ct. 1194, 10 L.Ed.2d 215 (1963) (holding prosecution's
suppression of favorable material evidence violates due process);
(2) whether Gutierrez was denied a fair and
impartial jury, as required by the Sixth and Fourteenth Amendments,
because (a) the above-referenced juror misstated she had never been
convicted of a crime, thus precluding Gutierrez' counsel from making
a for-cause challenge, and (b) the trial court granted the State's
for-cause challenge for a prospective juror;
(3) whether the trial court's denial of Gutierrez'
severance motion at the trial's penalty phase denied him the right
to individualized sentencing, pursuant to the Eighth Amendment; and
(4) whether, by failing to challenge on direct
appeal both the for-cause juror-dismissal and the severance-denial,
Gutierrez' counsel was constitutionally ineffective under Strickland
v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984) (two-pronged
standard for making an ineffective assistance of counsel (IAC) claim:
counsel's performance was deficient; and that deficiency caused
prejudice).
The fifth COA request concerns four unexhausted
claims. Gutierrez maintains he failed to exhaust them because the
state-habeas court refused to grant him enough funding to conduct an
investigation. Regarding that fifth COA request, Gutierrez
challenges the district court's denial of investigative-assistance
funding.
A. In the state-habeas and district courts,
Gutierrez claimed he was denied due process by the prosecution's
failing to disclose potential-juror Rosemary Harrell had been
arrested for, and convicted of, theft in 1979 of an amount less than
five dollars. Subsequently, she served as a juror.
Both courts analyzed this claim under the well-known
Brady framework: as stated supra, a claimant must show the
prosecution suppressed favorable evidence material to the outcome of
the trial. Brady, 373 U.S. at 87, 83 S.Ct. 1194. Under Brady,
evidence is “material” if there is a reasonable probability the
result of the proceeding would have been different had the evidence
been disclosed; a reasonable probability is one sufficient to
undermine confidence in the outcome. Martin v. Cain, 246 F.3d 471,
477 (5th Cir.), cert. denied, 534 U.S. 885, 122 S.Ct. 194, 151 L.Ed.2d
136 (2001).
Gutierrez claims prosecutorial misconduct-conduct
barred by the due-process clause. See, e.g., Brady, 373 U.S. at
85-88, 83 S.Ct. 1194. Although he insists both courts erred in
applying Brady, he does not explain why it is not the proper
standard. In any event, Gutierrez' framing of the issue is quite
similar to the Brady standard.
He maintains: “The issue ... involves the
obligations of the prosecutor, under the Due Process Clause[,] ...
to disclose to the trial court and defense[,] material evidence [that]
raises questions about whether a juror is categorically excludable
from the jury”. (Emphasis added.)
Gutierrez does not claim such misconduct requires
automatic reversal and remand for a new trial. See, e.g., United
States v. Huey, 76 F.3d 638, 639 (5th Cir.1996) (where Batson v.
Kentucky's rule against the use of peremptory strikes based on race,
476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986), had been violated,
reversal and remand for new trial without analysis of prejudice to
the defendant). Indeed, not all prosecutorial misconduct requires
Batson-like reversal.
The prosecution's failure to disclose information
about a prospective juror is not exculpatory, material evidence
under Brady. Jones v. Butler, 864 F.2d 348, 355 (5th Cir.1988), cert.
denied, 490 U.S. 1075, 109 S.Ct. 2090, 104 L.Ed.2d 653 (1989).
Irrespective of the name utilized by the state-habeas and district
courts for their analysis of this claim, a review for prejudice vel
non was required.
For example, in Johnson v. Cabana, our court held:
where a prosecutor potentially knew a juror had made a false
statement on a juror questionnaire, namely that she did not have a
relative in the same jail as the defendant, there was no showing of
prejudice. 818 F.2d 333, 343 (5th Cir.), cert. denied, 481 U.S.
1061, 107 S.Ct. 2207, 95 L.Ed.2d 861 (1987).
Furthermore, the Supreme Court has directed that
claims for prosecutorial misconduct in a state conviction are
reviewed deferentially. See, e.g., Donnelly v. DeChristoforo, 416
U.S. 637, 643, 94 S.Ct. 1868, 40 L.Ed.2d 431 (1974) (prosecutorial
misconduct must have “so infected the trial with unfairness as to
make the resulting conviction a denial of due process”).
Part of the following facts were developed at the
state-habeas evidentiary hearing, at which Gutierrez' trial counsel
and the lead prosecutor testified. As part of the jury selection for
Gutierrez' trial in 1998, Harrell responded to her jury
questionnaire that she had never been “charged or arrested with any
type of shoplifting or theft offense”.
Before questioning her during voir dire, however,
the lead prosecutor, having performed a criminal background check,
learned: almost 20 years earlier, Harrell had been arrested in 1979
for theft under five dollars.
Accordingly, during voir dire, the prosecutor
questioned Harrell about the incident. She responded she believed it
had been “totally dismissed”. The prosecutor also asked her “to the
best of [her] recollection” whether she paid a fine or attended a
court hearing. She responded “no”.
During jury selection, the prosecutor conducted
further research into Harrell's prior arrest, contacting the
municipal court in the county where it had occurred. An individual
at that court told the prosecutor Harrell had neither a conviction
for the theft offense nor an active case against her, but that her
bond had been forfeited. Based on that information, the prosecutor
concluded Harrell likely did not have a conviction for the charge.
The prosecutor was provided a letter to that effect but did not
remember showing it to Gutierrez' counsel.
Gutierrez' counsel's questioning of Harrell
during voir dire did not relate to her prior theft arrest. As noted,
she was selected as a juror.
After holding the evidentiary hearing, the state-habeas
court made detailed findings, including: (1) there was no evidence
Harrell had been convicted of theft in connection with her 1979
shoplifting charge; (2) her bond forfeiture did not make her
ineligible to serve on a jury, or subject her to a successful for-cause
challenge; (3) the prosecution's alleged failure to disclose the
bond-forfeiture evidence did not constitute “favorable” Brady
evidence; and (4) even if the evidence was favorable, there was no
reasonable likelihood that the result of Gutierrez' trial would have
been different.
The district court held: under AEDPA, Gutierrez
had not, by the requisite clear-and-convincing evidence, rebutted
the state-habeas court's factual findings. USDC Opn., 392 F.Supp.2d
at 835-37. According the deference required by AEDPA to these
detailed findings, the court held the state-habeas decision was “an
objectively reasonable application of clearly established federal
law”. Id. at 852.
In his COA request, Gutierrez notes that Texas'
Constitution and Code of Criminal Procedure require any prospective
juror who has been convicted of, or is currently under a charge of,
theft be excused from jury service. Tex. Const. Art. XVI, § 2;
Tex.Code Crim. Pro. Art. 35.16(a)(2). He further insists that state
law also requires the dismissal “of any juror who ‘appears' to be
disqualified to serve as a juror because of a conviction for theft”.
Because the prosecutor knew Harrell might have been convicted of
theft, Gutierrez maintains his due-process rights were violated by
the failure to disclose this information.
For COA purposes, reasonable jurists would not
debate that, under AEDPA, the district court concluded correctly
that, in holding Gutierrez had not stated a meritorious Brady claim,
the state-habeas decision was not unreasonable because: evidence of
Harrell's bond forfeiture was not favorable evidence that would have
sustained a for-cause challenge; and, even if the evidence was
favorable, Gutierrez has not shown how Harrell's replacement would
have voted in jury deliberations concerning Gutierrez' conviction
and/or sentence.
Again, irrespective of the state-habeas and
district courts' classifying this as a Brady claim, that does not
render the state-habeas decision unreasonable under AEDPA or the
district-court decision debatable by reasonable jurists. Each court
was required to consider whether any alleged prosecutorial
misconduct was prejudicial to Gutierrez' trial.
As discussed infra, any alleged prosecutorial
misconduct concerning Harrell's selection as a juror did not deny
Gutierrez an impartial jury. In fact, for several reasons, including
Harrell's Catholic faith, as discussed infra, Gutierrez' counsel
wanted her on the jury. In any event, for COA purposes, Gutierrez
has not adequately shown pursuant to AEDPA that he was prejudiced by
the alleged prosecutorial misconduct, or that it “so infected [his]
trial with unfairness as to make [his] conviction a denial of due
process”. DeChristoforo, 416 U.S. at 643, 94 S.Ct. 1868. Moreover,
this claim is not “adequate to deserve encouragement to proceed
further”. Slack, 529 U.S. at 484, 120 S.Ct. 1595.
B. Next, Gutierrez seeks a COA for whether he was
denied an impartial jury, in violation of the Sixth and Fourteenth
Amendments, because: (1) Harrell made a material misstatement that
she had never been arrested or convicted of a crime of theft; and
(2) the prosecution successfully challenged Gerald Becker for cause,
based solely on his religious beliefs, in violation of Witherspoon
v. Illinois, 391 U.S. 510, 88 S.Ct. 1770, 20 L.Ed.2d 776 (1968)
(holding prospective jurors may not be excused from jury service in
a capital case because, based on religious beliefs, they voice
general objections to the death penalty).
1. In both his state and federal habeas petitions,
Gutierrez claimed Harrell made a material misrepresentation when she
stated: in the jury questionnaire, that she had never been charged,
or arrested, with theft or shoplifting; and, during voir dire, that,
although she had been charged with theft in 1979, the charges had
been dismissed, and she had not been arrested. Gutierrez asserted
Harrell had been arrested, charged, and convicted of theft, making
her ineligible for jury service under Texas law.
Furthermore, under McDonough Power Equipment,
Inc. v. Greenwood, Gutierrez claimed his due-process rights were
violated, because his trial counsel did not make a for-cause
challenge based on Harrell's voir-dire answers. 464 U.S. 548, 104
S.Ct. 845, 78 L.Ed.2d 663 (1984) (holding due process violated where
a potential juror's failure to answer a material question on voir
dire deprived the defendant of information permitting a valid for-cause
challenge).
The state-habeas court held Gutierrez had
procedurally defaulted this claim because he did not raise it on
direct appeal. Alternatively, it held: no judgment of conviction had
been entered against Harrell; during voir dire, Harrell had
responded truthfully, to the best of her knowledge; and, even if she
had been disqualified under Texas law for jury service, this
potential error did not warrant reversal because Gutierrez neither
made a timely objection nor established he suffered significant harm
as a result.
The district court likewise denied relief, noting:
the state-habeas court was correct in concluding the claim had been
procedurally defaulted, USDC Opn., 392 F.Supp.2d at 835; and, under
Texas law, it is well settled that an otherwise final conviction may
not be collaterally attacked because a jury member was statutorily
disqualified. Id. at 834 (citing Ex Parte Bronson, 254 S.W.2d 117 (Tex.Crim.App.1952)).
Therefore, the district court held: because the
state-habeas court's factual findings were reasonable and its
conclusions were not an unreasonable application of clearly-established
federal law, Gutierrez was not entitled to federal habeas relief. Id.
at 837. It further held: because the state-habeas court reasonably
determined Harrell did not testify falsely and was not disqualified
from jury service under Texas law, the state-habeas court's
application of McDonough was objectively reasonable. Id. at 837,
841.
Gutierrez maintains it is debatable among
reasonable jurists whether Harrell was dishonest about her theft
conviction, and whether that conviction would have subjected her to
a for-cause challenge. He does not contest, however, the district
court's holding the claim was procedurally defaulted. Accordingly,
he fails to satisfy the above-described two-prong standard for
obtaining a COA when a district-court procedural ruling is at issue.
2. In his state and federal habeas petitions,
Gutierrez claimed he was denied an impartial jury by the trial
court's granting the prosecution's for-cause challenge against
prospective juror Becker. During voir dire, Becker stated repeatedly
that, because of his Catholic faith, he would find it “very
difficult, if not virtually impossible, ... to impose [the death
penalty]”. (As noted above, even though Gutierrez now challenges
Harrell's having served on the jury, one reason Gutierrez' trial
counsel wanted her as a juror was because of that faith.)
Becker also stated: during the trial's penalty
phase, and based on his religious beliefs, he would be “more
inclined to say ... there is sufficient mitigat[ing evidence]” not
to impose a death sentence. Based on these, and other, statements,
such as his religious beliefs would interfere with his ability to
fairly answer a special issue, the prosecution made, and the trial
court granted, the for-cause challenge. (The trial court initially
denied the motion and heard additional examination on the issue.)
Because Gutierrez failed to raise this issue on
direct appeal, the state-habeas court held it was procedurally
defaulted. In the alternative, it held this Witherspoon claim lacked
merit because, under “ Adams v. Texas, [448 U.S. 38, 100 S.Ct. 2521,
65 L.Ed.2d 581 (1980) ], a venireman may be struck if his views
prevent or substantially impair the performance of his duties as a
juror in accordance with the court's instructions and the juror's
oath”. Ex Parte Gutierrez, at 10.
The district court held this Witherspoon claim
procedurally defaulted. USDC Opn., 392 F.Supp.2d at 822. Furthermore,
it held that, Becker's having repeatedly made clear his death-penalty
views would not enable him to impose that penalty and having never
stated he could set aside those beliefs: Gutierrez had not presented
clear and convincing evidence to rebut the state-habeas court's
factual findings, id. at 825; and, based on those findings, that
court's application of Witherspoon and Adams was not contrary to,
nor an unreasonable application of, clearly-established federal law,
id. at 823.
In his COA request, Gutierrez maintains this
claim was not procedurally defaulted; in the alternative, he claims
he has made the requisite cause-and-prejudice showing for this claim
to be considered. Citing Ex Parte Frazier, 67 S.W.3d 189, 190 (Tex.Crim.App.2001),
Gutierrez claims Texas courts have not consistently held that a
legitimate claim, not raised on direct appeal, is procedurally
defaulted for habeas purposes. Furthermore, he maintains that,
because he has made a colorable IAC claim, discussed infra, this
shows the requisite cause and prejudice to enable the claim to be
considered.
Pursuant to the above-stated two-prong test for
obtaining a COA concerning a district-court's procedural ruling,
Gutierrez must show, inter alia, that reasonable jurists would
debate whether that ruling was correct. He has not done so. In all
cases in which a state prisoner has defaulted his federal claims in
state court pursuant to an independent and adequate state procedural
rule, federal habeas review of the claims is barred unless the
prisoner can demonstrate cause for the default and actual prejudice
as a result of the alleged violation of federal law, or demonstrate
that failure to consider the claims will result in a fundamental
miscarriage of justice. Aguilar v. Dretke, 428 F.3d 526, 532-33 (5th
Cir.2005), cert. denied, --- U.S. ----, 126 S.Ct. 2059, 164 L.Ed.2d
793 (2006).
Ex Parte Gardner, 959 S.W.2d 189 (Tex.Crim.App.1996),
held a state-habeas petitioner may not raise for the first time in
his petition a constitutional error occurring at trial. The Gardner
rule is “an adequate state ground capable of barring federal habeas
review”. Aguilar, 428 F.3d at 535. Furthermore, as discussed infra,
Gutierrez has not made, through his related IAC claim, a cause-and-prejudice
showing. Again, he fails to satisfy the above-discussed two-prong
test for obtaining a COA to contest the district court's procedural
ruling.
C. Gutierrez seeks a COA for whether the trial
court constitutionally erred in failing to grant him a severance
during the penalty phase. He concedes: he did not raise this
severance-denial claim on direct appeal and instead raised it for
the first time in his state-habeas proceedings.
The state-habeas court held the claim was
procedurally defaulted because it was not raised on direct appeal.
In the alternative, it held: the trial court's instruction to the
jury that all the evidence must be considered individually with
respect to each of the two defendants prevented any prejudice
resulting from evidence admitted about Gutierrez' co-defendant,
Arroyo; and the Eighth Amendment's mandate for individual sentencing
was not violated.
In denying relief, the district court held:
Gutierrez' severance claim was procedurally defaulted; in the
alternative, the claim had no merit because, under Zafiro v. United
States, 506 U.S. 534, 113 S.Ct. 933, 122 L.Ed.2d 317 (1993), the
trial of co-defendants should be severed “only if there is a serious
risk that a joint trial [, inter alia,] would compromise a specific
trial right of one of the defendants”. 506 U.S. at 539, 113 S.Ct.
933.
Furthermore, the district court noted that, under
Zafiro, proper jury instructions can be sufficient to prevent
prejudice where the penalty for each co-defendant is being
considered during the same proceeding. Along this line, the district
court held: because the trial court instructed the jury to consider
evidence individually for each defendant to whom it pertained, and
because the evidence was not so complicated that the jury could not
have compartmentalized it, severance was not required. USDC Opn.,
392 F.Supp.2d at 827-29.
In his COA request, Gutierrez reiterates his
claim that the Eighth Amendment required severance because there was
overwhelming aggravating evidence presented during the penalty phase
against Arroyo, and much less aggravating evidence presented against
him. Furthermore, he contends he has shown the requisite cause and
prejudice to overcome any procedural default.
As discussed, a federal-habeas petitioner must
not have procedurally defaulted his claim for relief. Furthermore,
because we do not grant a COA on Gutierrez' IAC claim related to the
severance-motion denial, addressed below, the requisite cause and
prejudice has not been shown. He fails to satisfy the two-prong
standard for receiving a COA concerning a district-court procedural
ruling.
D. Next, Gutierrez requests a COA for his claim
that his appellate counsel was constitutionally ineffective under
Strickland for failing to challenge on appeal: the for-cause
dismissal of Becker; and the severance-denial at the penalty phase.
1. Concerning his claim in his state and federal
habeas petitions that his appellate counsel was constitutionally
ineffective for failing to appeal the for-cause dismissal, Gutierrez
contends the prosecution made the challenge based on Becker's
religious beliefs, discussed supra. The state-habeas court held: (1)
the trial court's granting the for-cause challenge was not
unconstitutional in the light of Witherspoon; and (2) Gutierrez
failed to show counsel's not raising this issue on appeal
constituted IAC.
The district court held similarly: Becker's
exclusion was consistent with Witherspoon and its progeny, [and]
even if erroneous, was nonetheless reasonable under clearly
established federal law.... For similar reasons, there was nothing
unreasonable with the state habeas court's determination that the
failure of petitioner's state appellate counsel to pursue a
Witherspoon claim on direct appeal did not cause the performance of
said counsel to fall below an objective level of reasonableness.
USDC Opn., 392 F.Supp.2d at 883.
Finally, the court noted that Gutierrez had
failed to show, under Strickland, how appellate counsel's not
raising this issue caused Gutierrez prejudice because there is “no
reasonable probability that, but for [this failure], the outcome of
[his] direct appeal would have been any different”. Id. at 884.
Gutierrez maintains he made a colorable IAC claim
because: the state court's factual determination that Becker's
religious views would have precluded him from serving on the jury is
not supported by the record; appellate counsel's failure to raise
this issue is inexplicable and was objectively unreasonable; and
resulting prejudice is shown because an automatic reversal is
required where a for-cause challenge is erroneously granted under
Witherspoon.
Of course, appellate counsel need not, and should
not, raise every non-frivolous issue on appeal. E.g., Smith v.
Robbins, 528 U.S. 259, 288, 120 S.Ct. 746, 145 L.Ed.2d 756 (2000).
As reflected earlier in describing the bases for the for-cause
challenge, reasonable jurists would not debate that the district
court correctly concluded the state-habeas court was not
unreasonable in holding appellate counsel's performance did not fall
below an objectively reasonable standard. Furthermore, this claim
does not “deserve encouragement to proceed further”. See Slack, 529
U.S. at 484, 120 S.Ct. 1595.
2. Concerning Gutierrez' claim that his appellate
counsel rendered IAC for failing to appeal the penalty-phase
severance-denial, the state-habeas court held: because there were
proper jury instructions and the evidence presented was not too
difficult to be compartmentalized, a severance was not
constitutionally required; appellate counsel's performance was not
objectively unreasonable for failing to raise this non-meritorious
claim; and Gutierrez failed to show there is a reasonable
probability that, but for counsel's failing to raise this issue, the
result of his appeal would have been different.
The district court likewise held that, under
AEDPA, the following state-court determinations were not
unreasonable in the light of clearly-established federal law: a
severance was not required under state and federal law; appellate
counsel's performance was not deficient for failing to raise this
issue; and no prejudice resulted from counsel's failing to do so.
USDC Opn., 392 F.Supp.2d at 885-86.
For his COA request premised on his claim
appellate counsel was constitutionally deficient for failing to
raise the severance-denial issue, Gutierrez insists that, because
the aggravating evidence against him consisted primarily of prior,
non-violent property crimes, and that against Arroyo concerned
substantially more violent conduct, appellate counsel's performance
was not objectively reasonable. He maintains he suffered prejudice
as a result because, under the Eighth Amendment's harmless error
standard, the appeals court would have been required to reverse his
conviction.
As discussed supra, Gutierrez did not make the
requisite showing he was denied a constitutional right to individual
sentencing because his severance motion was denied. Accordingly, it
is not debatable among reasonable jurists that the district court
correctly concluded the state-habeas court was not unreasonable in
holding appellate counsel's performance was not objectively
unreasonable for failing to raise a non-meritorious claim.
E. Gutierrez seeks a COA for the following claims,
which he admits are procedurally-defaulted because he did not raise
them in his state-habeas proceedings: trial counsel IAC; juror
misconduct; and due-process violations for a possible undisclosed
agreement between a prosecution witness and the State, and the
suppression of impeachment evidence relating to a prosecution
witness.
He maintains the state-habeas court's denial of
sufficient funding to investigate these claims creates cause and
prejudice for the procedural default. (Along this line, as discussed
in part II.F. below, Gutierrez challenges the district court's
denial of investigative assistance.)
Gutierrez moved in the state-habeas trial court
for funding to investigate the factual bases for these potential
claims. It granted him $3000 of the requested $6500 ($1500 of which
was granted seven days before his state-habeas petition was due).
Despite this funding,
Gutierrez claimed in his state-habeas petition he
was not able to sufficiently develop the facts to state cognizable
claims for relief. The state-habeas court held Gutierrez: had not
contended any of the grounds for investigation were meritorious; and
had not produced any witnesses to testify about the limitations on
his investigative ability. Therefore, it held these claims
procedurally defaulted.
Likewise, the district court denied habeas relief,
holding: a federal court is not an alternative forum for the
development of the factual bases for a claim; Gutierrez would only
be entitled to a federal evidentiary hearing upon showing the claim
relies on a new rule of constitutional law or the facts could not
have been previously discovered through the exercise of due
diligence, and those facts would show, by clear and convincing
evidence, Gutierrez was actually innocent of the offense, see 28
U.S.C. § 2254(e)(2); and Gutierrez had been afforded a full
opportunity at the state-habeas evidentiary hearing to develop the
factual basis for his claims. USDC Opn., 392 F.Supp.2d at 890-91.
Gutierrez maintains a COA should issue on whether
he can show cause and prejudice, based on insufficient funding, for
procedurally defaulting on these claims in the state-habeas court.
Reasonable jurists, however, would not debate that the district
court was correct in concluding that the state-habeas court was not
unreasonable in holding them procedurally defaulted.
As the district court noted: “Petitioner alleges
no specific facts showing his state habeas counsel exercised due
diligence to investigate, develop, and present any of [his]
unexhausted claims herein to [the] state habeas court”. Id. at 891.
Accordingly, Gutierrez fails to satisfy the two-prong standard for
obtaining a COA for the district court's procedural ruling.
F. In the final point for consideration,
Gutierrez contests the district court's denial of his motion for
investigative assistance to develop the procedurally-defaulted
claims discussed above in part II.E. Pursuant to 21 U.S.C. §
848(q)(9), a district judge, in a capital case, “upon a finding that
investigative, expert, or other services are reasonably necessary
for the representation of the defendant”, may authorize funding for
such services. “This court has held that a COA is not necessary to
appeal the denial of funds for expert assistance.” Smith v. Dretke,
422 F.3d 269, 288 (5th Cir.2005).
Instead, we review for an abuse of discretion the
denial of § 848(q) funding. Id. As Smith noted, [t]his court has
upheld the denial of such funding when a petitioner has (a) failed
to supplement his funding request with a viable constitutional claim
that is not procedurally barred, or (b) when the sought-after
assistance would only support a meritless claim, or (c) when the
sought after assistance would only supplement prior evidence. Id. (internal
citation omitted; emphasis added).
Gutierrez has not shown the district court abused
its discretion in failing to grant additional investigative
assistance. “[Gutierrez'] right under 21 U.S.C. § 848(q)(9) to the
assistance of experts where reasonably necessary to press his habeas
claims does not entitle him to a federal evidentiary hearing when he
has failed to ... develop his evidence in state court”. Turner v.
Johnson, 106 F.3d 1178, 1184 n. 16 (5th Cir.1997) (internal
citations omitted); see also Riley v. Dretke, 362 F.3d 302 (5th
Cir.2004) (holding petitioner cannot show a substantial need for
investigative assistance when the claims he seeks to pursue are
procedurally barred), cert. denied, 543 U.S. 1056, 125 S.Ct. 866,
160 L.Ed.2d 781 (2005).
III. For the foregoing reasons, a COA is DENIED.