In his first
point of error, the appellant claims that the trial court erred
when it failed to admonish him of the applicable range of
punishment, in violation of the Fifth and Fourteenth Amendments to
the United States Constitution. After the appellant pled guilty to
the charged offense of capital murder, the trial court proceeded
to ask the appellant questions concerning the voluntariness of his
plea. The trial court did not, however, on the record, inform or
discuss with the appellant the punishment range for a capital
offense. The appellant urges this Court to reconsider our opinion
in Aguirre-Mata v. State, 125 S.W.3d 473 (Tex. Cr. App.
2003), and to adopt the reasoning of Judge Johnson's dissenting
opinion in that case. He contends that our opinion in
Aguirre-Mata is at odds with Boykin v. Alabama, 395
U.S. 238 (1969), and that the complete failure of the trial court
to admonish him of the applicable range of punishment is a due
process violation that amounts to "structural error" requiring
reversal without a showing of harm. We held in Aguirre-Mata
that the trial court's failure to show on the record that a
defendant entering a plea of guilty was admonished on the range of
punishment for the offense was nonconstitutional error subject to
the harm analysis under Rule of Appellate Procedure 44.2(b). 125
S.W.3d at 474. We noted that "Boykin did not specifically
set out what due process requires to be 'spread on the record'"
and that "Boykin clearly did not hold that due process
requires the equivalent of the Article 26.13(a) admonishments or
an admonishment on the range of punishment." Id. at 475.
Rather, "admonishing a guilty-pleading defendant that the
consequences of a guilty plea are the admission of the factual
elements of the charged crime and a waiver of various
constitutional rights without admonishing the defendant on the
range of punishment literally satisfies this [Boykin]
test." Id. at n.4. We decline to revisit our holding in
Aguirre-Mata.
The
appellant does not argue that he had no knowledge of the possible
penalties for capital murder or that his plea was actually
involuntary. Rather, he complains only about the absence in the
record of any admonishment on the range of punishment. The
appellant has failed to show that the absence of an admonishment
on the range of punishment resulted in an involuntary plea or a
violation of due process in this case. Point of
error one is overruled.
In his
second point of error, the appellant claims that the trial court's
failure to admonish him of the range of punishment violated
Article 26.13(a)(1). The State impliedly concedes that the trial
court erred in failing to expressly admonish the appellant
according to Article 26.13. Indeed, the trial court's failure was
error under Article 26.13. Burnett v. State, 88 S.W.3d
633, 635 (Tex. Cr. App. 2002). We must review this statutory error
under the harm analysis of Rule of Appellate Procedure 44.2(b).
Id. The appellant argues that harm should be found when
there is no direct evidence that the guilty-pleading defendant
understood the range of punishment. However, we explicitly
rejected this approach in Burnett:
[A]
reviewing court must independently examine the record for
indications that a defendant was or was not aware of the
consequences of his plea and whether he was misled or harmed by
the trial court's failure to admonish him of the punishment range.
The court of appeals . . . inverted the first part of the required
[harm] analysis, stating essentially that the record must clearly
show that appellant knew the consequences of his plea. The correct
test is just the opposite--to warrant a reversal on direct appeal,
the record must support an inference that appellant did not know
the consequences of his plea. Reviewing courts must examine the
entire record to determine whether, on its face, anything in that
record suggests that a defendant did not know the consequences of
his plea--here, the range of punishment. Of course, a silent
record would support such an inference. The reviewing court also
may simultaneously consider record facts from which one would
reasonably infer that a defendant did know the consequences of his
plea or, in this case, was actually aware of the range of
punishment. It is ultimately the responsibility of the reviewing
court to determine whether the record supports or negates the
defendant's assertion of harm. If, after a conscientious
examination of the record, the reviewing court is left with "grave
doubt" on the matter, the error is not harmless.
In his third
point of error, the appellant claims that the trial court erred in
failing to admonish him of his right against compulsory self-incrimination,
in violation of the Fifth and Fourteenth Amendments to the United
States Constitution. The appellant argues that his plea of guilty
before a jury was tantamount to testimony because, in entering
such a plea, he admitted all the facts necessary to support a
finding of guilt. He contends that the court's failure to admonish
him of his right not to incriminate himself by pleading guilty "impacted
the voluntariness" of his plea and violated his due process rights
.
However, "there
is no requirement that [the] appellant be informed of his right
against self-incrimination at trial upon a plea of guilty."
Williams v. State, 674 S.W.2d 315, 320 (Tex. Cr. App. 1984).
Boykin does not hold that the failure to admonish a
guilty-pleading defendant of the privilege against self-incrimination
violates due process. Point of error three is overruled.
In his
fourth point of error, the appellant contends that his guilty plea
violated Article 1.13(a) which prohibits a defendant against whom
the State is seeking the death penalty from waiving his right to a
jury trial.
In
Williams, we held that "a plea of guilty before a jury is a
trial by jury and does not constitute a waiver of trial by jury."
Id. Although the appellant concedes this holding, he
nevertheless argues that Williams cannot be squared with
Boykin and should therefore be overruled. He argues that
the following language from Boykin is inconsistent with
Williams:
Several
federal constitutional rights are involved in a waiver that takes
place when a plea of guilty is entered in a state criminal trial.
First, is the privilege against compulsory self-incrimination
guaranteed by the Fifth Amendment and applicable to the States by
reason of the Fourteenth. Malloy v. Hogan, 378 U.S. 1. Second, is
the right to trial by jury. Duncan v. Louisiana, 391 U.S. 145.
Third, is the right to confront one's accusers. Pointer v. Texas,
380 U.S. 400. We cannot presume a waiver of these three important
federal rights from a silent record.
Boykin,
395 U.S. at 243. In noting that guilty pleas generally involve a
waiver of three rights under the federal constitution, Boykin
did not distinguish between pleas made to the court and those made
before a jury. Although the Court noted that a jury assessed the
punishment in Boykin, it is not clear from the opinion
whether the petitioner's guilty plea was made to the court or
before the jury. See id. at 240 (stating petitioner
pleaded guilty at arraignment).
The
appellant further argues that if a defendant who pleads guilty
before a jury is having a jury trial under Texas law, then it
makes no sense to require any admonishments regarding the waiver
of the constitutional rights discussed in Boykin. But as
we stated in Williams, these rights were never waived.
Williams, 674 S.W.2d at 319. Thus, there is no
requirement that a defendant be informed of his right against self-incrimination,
his right to confront and cross-examine witnesses, and his right
to trial by jury at a plea of guilty before the jury. Id.
at 320.
By entering
a plea of guilty before a jury and having a jury return a verdict
regarding the special issues under Article 37.071, the appellant
received a jury trial and did not waive his right to trial by jury.
Id., at 319; see also Matchett v. State, 941 S.W.2d
922, 930 (Tex. Cr. App. 1996)(plurality op.)(stating "important
factor in determining whether appellant has had a jury trial in a
capital murder case is that the jury returned a verdict regarding
the special issues under Article 37.071"), cert. denied,
521 U.S. 1107 (1997). Point of error four is overruled.
In his fifth
point of error, the appellant claims that Article 37.071, Sections
2(d)(2) and 2(f)(2), affirmatively mislead the jury regarding its
role in the sentencing process, thereby creating an unacceptable
risk that the death penalty will be imposed in an arbitrary manner,
in violation of the Fifth, Eighth, and Fourteenth Amendments to
the United States Constitution. More specifically, the appellant
complains of the trial court's failure to instruct the jury of the
consequences of its failure to answer a special issue. He argues
that failing to inform the jury of the consequences of a failure
to agree to a special issue is contrary to language in the Supreme
Court's opinion in Jones v. United States, 527 U.S. 373,
381-82 (1999), which recognized that "a jury cannot be 'affirmatively
misled regarding its role in the sentencing process.'"
However,
Jones also recognized that jurors are not affirmatively
misled when they are not informed of the consequence of their
failure to agree because such an instruction has "no bearing on
the jury's role in the sentencing process" but that it instead "speaks
to what happens in the event that the jury is unable to fulfill
its role." Id. Point of error five is overruled.
In his sixth
point of error, the appellant claims that the trial court erred by
refusing his requested instruction which would have informed the
jurors that, in answering the mitigating special issue, they were
free to consider any evidence they believed to be true. The
requested charge read:
In arriving
at an answer to Instruction No. 5 (mitigation) . . . [e]ach juror
may consider any evidence that the juror believes is true. No two
jurors have to agree on the truth of the same mitigating evidence.
A juror may answer Instruction No[.] 5 with a "yes" for any reason
that justifies that response in the mind of the juror.
The trial
court denied the requested charge.
Article
37.071, Section 2(e)(1) provides that the mitigation issue read as
follows:
Whether,
taking into consideration all of the evidence, including the
circumstances of the offense, the defendant's character and
background, and the personal moral culpability of the defendant,
there is sufficient mitigating circumstance or circumstances to
warrant that a sentence of life imprisonment rather than a death
sentence be imposed.
In addition,
the jury is to be instructed that it "shall consider mitigating
evidence to be evidence that a juror might
regard as reducing the defendant's moral blameworthiness."
Art. 37.071,
§ 2(f)(4). The appellant was not entitled to a charge that
differed from or expanded upon the language
in Article 37.071 The trial court did not abuse its discretion in
denying the appellant's requested charge.
The
appellant also complains about the charge that was given which
instructed the jury that in answering the mitigation issue, it "shall
consider mitigating evidence to be evidence that a juror might
regard as reducing the defendant's moral blameworthiness,
including evidence of the defendant's background, character, or
the circumstances of the offense that mitigates against the
imposition of the death penalty." The appellant points out that
under the statute, the jury is to be instructed that it "shall
consider mitigating evidence to be evidence that a juror might
regard as reducing the defendant's moral blameworthiness" without
further elaboration. He argues that the court's instruction
unfairly limited what jurors might properly consider to be
mitigating evidence.
However, at
trial, the appellant did not object to the charge given on these
grounds. Therefore, the record will have to show that the
appellant suffered egregious harm from any error in the
instruction for the case to be reversible. Almanza v. State,
686 S.W.2d 157, 171 (Tex. Cr. App. 1984)(op. on reh'g).
The
mitigation issue itself requires the jury to "tak[e] into
consideration all of the evidence, including the circumstances of
the offense, the defendant's character and background, and the
personal moral culpability of the defendant" in deciding whether "there
is sufficient mitigating circumstance or circumstances to warrant
that a sentence of life imprisonment rather than a death sentence
be imposed." Art. 37.071, § 2(e)(1). Thus, the charge given added
nothing new to the definition of mitigating evidence. Moreover,
the jury was not limited in its consideration of mitigating
evidence to those items listed; the charge listed the items as a
non-exclusive list, indicated by the use of the word "including."
We hold that the appellant did not suffer egregious harm as a
result of the instructions given. Point of error six is overruled.
In his
seventh point of error, the appellant contends that he received
ineffective assistance of counsel. During the State's punishment
case-in-chief, Ahmad Naimi, a co-worker of the victim, testified
about the victim and his life. Relying on language from Mosley
v. State, 983 S.W.2d 249, 263-64 (Tex. Cr. App. 1998),
cert. denied, 526 U.S. 1070 (1999), the appellant argues that
counsel was ineffective for failing to object to Naimi's testimony
on the ground "that mitigation was not yet an issue in the case."
He reasons that he had the option of affirmatively waiving
reliance on and submission of the mitigation issue at the end of
the State's case, and thus Naimi's testimony was not relevant
until evidence on mitigation had been introduced.
The record
on direct appeal is generally inadequate to show that counsel's
conduct fell below an objectively reasonable standard of
performance. Bone v. State, 77 S.W.3d 828, 833 (Tex. Cr.
App. 2002); Thompson v. State, 9 S.W.3d 808, 813 (Tex. Cr.
App. 1999). "If counsel's reasons for his conduct do not appear in
the record and there is at least the possibility that the conduct
could have been legitimate trial strategy, we will defer to
counsel's decisions and deny relief on an ineffective assistance
claim on direct appeal." Ortiz v. State, 93 S.W.3d 79, 88
(Tex. Cr. App. 2002), cert. denied, 538 U.S. 998 (2003).
Here,
counsel's reasons do not appear in the record. It is at least
possible that counsel had some strategic reason for not objecting
to the evidence on the grounds now urged on appeal. Accordingly,
we will defer to counsel's decision. Point of error seven is
overruled.
In his
eighth point of error, the appellant complains that the trial
court erred by not defining "probability," "criminal acts of
violence," and "a continuing threat to society," in violation of
the Sixth, Eighth, and Fourteenth Amendments to the United States
Constitution. We have repeatedly rejected such claims. Rayford
v. State, 125 S.W.3d 521, 532 (Tex. Cr. App. 2003). Point of
error eight is overruled.
The judgment
of the trial court is affirmed.
En banc.
Delivered
October 13, 2004.
Do not publish
1. Tex. Penal Code §
19.03(a).
2. Tex. Code Crim. P. art.
37.071 §2(g). Unless otherwise indicated, all references to
Articles refer to the Texas Code of Criminal Procedure.
3. Art. 37.071 §2(h).