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Ramon Pedro HERNANDEZ
Robbery
780 F.2d 504
No. 85-1175.
Federal
Circuits, 5th Cir.
January 13,
1986
Appeal from
the United States District Court for the Western
District of Texas.
Before GEE, RANDALL, and
DAVIS, Circuit Judges.
GEE, Circuit Judge:
Appellant Hernandez,
convicted of murder in state proceedings and
awaiting execution, appeals from a trial court
order staying his civil rights suit against
policemen who arrested him for the murder "until
such time as the courts have made ultimate
disposition of plaintiff's sentence of death and
the issues raised in connection with the state
proceedings in which said sentence was imposed."
His repetitious, forty-four
page, handwritten complaint appears to assert
that his arrest following the murder was illegal,
that his residence was illegally searched, and
that the defendants used unreasonable force and
threats in connection with his arrest and
consequent interrogation.
While it is possible to
distil various civil rights claims from certain
expressions in Hernandez' rambling complaint,
most of these are inextricably intertwined with
his challenge to the fact of his conviction or
the gravity of his sentence. Such challenges,
however labelled, are properly treated as habeas
corpus matter. Jackson v. Torres, 720 F.2d 877
(5th Cir. 1983). As we noted in Torres,
The relief sought by the
prisoner or the label he places upon the action
is not the governing factor. Id. [Johnson v.
Hardy, 601 F.2d 172 (5th Cir. 1979)] This Court
has set out the following criterion:
On our reading of Wolff [v.
McDonnell, 418 U.S. 539, 94 S.Ct. 2963, 41 L.Ed.2d
935 (1974)] and Preiser [v. Fleming, 651 F.2d
366 (5th Cir. 1981)] we reject the argument that
the propriety of 1983 actions may be determined
solely on the basis of the relief sought, i.e.,
actions for money damages may go forward while
actions for injunctive relief from incarceration
may not. We conclude from the Supreme Court
cases that habeas corpus is the exclusive
initial cause of action where the basis of the
claim goes to the constitutionality of the state
court conviction.
Fulford v. Klein, 529 F.2d
377, 381 (5th Cir. 1976) adhered to en banc, 550
F.2d 342 (5th Cir. 1977). Indeed, in Caldwell v.
Line, 679 F.2d 494, 496 (5th Cir. 1982), this
Court stated: "When a state prisoner attacks the
fact or length of his confinement, the
appropriate cause of action is a petition for
habeas corpus, even though the facts of the
complaint might otherwise be sufficient to state
a claim under Section 1983."
720 F.2d at 879 (footnote
omitted, emphasis added). Thus where factual
allegations of a complaint could give rise
either to habeas relief or to civil rights
remedies, it is settled that the former must be
first pursued to a conclusion and that the
requirement of exhaustion cannot be evaded by
casting the complaint in civil rights form.
Indeed, our authorities make
clear that, as to such factual claims bearing a
potential for dual remedies, not only state
habeas remedies but federal ones as well must be
exhausted before a Section 1983 action based
upon them may proceed. Torres, supra at 879;
Richardson v. Fleming, 651 F.2d 366, 375 (5th
Cir. 1981).
In Texas, at any rate,
problems of limitations do not arise as to such
claims as Hernandez's because of the application
to them of the Texas tolling statute. Miller v.
Smith, 625 F.2d 43 (5th Cir. 1980) (on rehearing).
Thus even had the trial court dismissed them,
rather than merely holding them in abeyance as
it did, limitations would not have run upon them.[fn1]
One of the claims deducible
from Hernandez's pleading, however, is of a
different kind: that for the use of unreasonable
force in connection with and following his
arrest. We have held that such a claim does not
go to the underlying validity of his state
conviction and that consequently exhaustion of
state remedies as to it is not required. Delaney
v. Giarrusso, 633 F.2d 1126 (5th Cir. 1981).
In Delaney, we were presented
with two claims, both cast in Section 1983 form.
As in today's case, one was a claim for illegal
arrest, the other for use of excessive force in
connection with it. The trial court decided each
claim on the merits. We vacated the court's
judgment on the former claim, noting that it was
properly to be viewed as a habeas one requiring
exhaustion, and remanded for a determination of
whether it had been exhausted or not and for
further appropriate proceedings in light of the
determination. The second being properly brought
as a civil rights claim, we affirmed the trial
court's disposition of it. Had the trial court
followed a similar course in handling today's
case - severing the excessive force claim sua
sponte and proceeding with the disposition of it,
while holding the habeas-type claims in abeyance
pending their exhaustion - we would have found
no fault with its action.
Nor do we find fault with the
course that the trial court did pursue.
Presented with a confusing congeries of claims
laid in one complaint, all arising from the same
incident - some subject to exhaustion
requirements and some not - the court determined
to hold all in abeyance pending the
qualification of each to proceed, so that all
could be disposed of in one outing. Not only was
this good judicial administration, but we
perceive no obligation on the part of the busy
trial judge to pick through such a mass of
ambiguous matter, sorting out one type of claim
from the other, and in effect acting as counsel
for the pro se litigant in tailoring his claims,
some for disposition, some for abeyance or
dismissal. This was and is for the litigant, not
the judge, to do; and it remains open to
Hernandez to seek withdrawal of the excessive
force claim and make it the subject of a
separate complaint. Should he not do so, other
things being equal, limitations will not run on
it for the reasons we have stated; and it will
be reached with the others in due course.
Hernandez is the master of his pleadings and,
subject to the requirements of Rule 11,
Fed.R.Civ.P., may include in them whatever
claims he wishes. The trial court is the master
of its docket, however; and so long as
Hernandez's pleading brigades together claims
requiring exhaustion with claims not requiring
it, the court may properly require that all be
ready to proceed upon before it proceeds upon
any.
AFFIRMED.
*****
Richard LOVELACE, Applicant
and as Next Friend of Ramon
Pedro Hernandez, Petitioner-Appellant, v.
James A. LYNAUGH, Acting Director, Texas State
Department of
Corrections, Respondent-Appellee.
No. 87-1065.
United States Court of
Appeals, Fifth Circuit.
Feb. 3, 1987.
Appeal
from the United States District Court for
the Western District of Texas.
Before
POLITZ, WILLIAMS and JONES, Circuit Judges.
PER CURIAM:
The
execution date for Hernandez was set for
after midnight January 30, 1987. For several
days before that date, Lovelace and members
of Hernandez' family met with him and tried
to get him to request a stay of execution
and file a habeas corpus petition. He
refused to do so. Finally, on January 29,
movant Lovelace, without the approval of
Hernandez, petitioned for habeas corpus and
a stay of execution in the state district
court. The ground for the petition was the
basic claim that Hernandez had never
understood that he had the right to act pro
se. The state district court interviewed
Hernandez by telephone resulting in findings
of fact which reveal that through a series
of questions and answers the court had made
it completely clear to Hernandez that he had
the right to ask for a stay on a pro se
basis, that he could do so immediately and
orally, and that he was not in any way bound
by having had Mr. Lovelace and others as
attorneys in times past. In this interview
Mr. Hernandez declined several times to file
any motions in his own behalf although the
record is clear that the state district
judge encouraged him to do so.
The state
district court then denied habeas corpus,
first on the ground that Lovelace did not
have standing as "next friend" to petition
on behalf of Hernandez, and second on the
ground that Hernandez himself had clear
understanding of his rights and had refused
to take any steps to postpone his execution.
The Texas Court of Criminal Appeals denied
an appeal.
Having
exhausted state remedies, movant Lovelace
then moved for a stay of execution in the
United States District Court at
approximately 5:15 p.m. on January 29, 1987.
The district judge was in another city
trying cases and thus it took until after
11:00 p.m. to reach him. Sometime after
11:30 p.m., the district judge denied the
stay. An oral motion for a stay of execution
was then made by movant to this Court.
In the
meantime this Court had been furnished with
movant's motion and with the state's reply
as well as transcripts of the sentencing
hearing and thus was thoroughly conversant
with the issues involved. We had also been
furnished a copy of the findings of fact and
conclusions of the law of the state district
judge as described above.
We heard
oral argument in a conference call, which
revealed no information countering the
findings of the state district court. This
Court then denied the oral motion for a stay
at 11:55 p.m. on January 29. The Court now
understands that the punishment of death was
carried out at approximately 1:00 a.m. on
January 30, 1987.
The oral
motion for a stay of execution was denied
because the record is clear that as a matter
of choice the prisoner under sentence of
death chose not to undertake to file any
motion for stay of execution or petition for
habeas corpus either on a pro se basis or
through the representation of movant
Lovelace or any other attorney. The record
reveals that Hernandez was a person of
substantial intelligence, with a degree of
at least junior college level, and was well
versed in the criminal law and procedures as
a result of his own studies over a period of
years. He had originally requested to the
jury assessing punishment that he be given
the death penalty rather than a life
sentence as a matter of preference. This
record is totally bereft of any indication
that Hernandez wished in any way to raise
any further questions concerning his
conviction and punishment in spite of a
number of attempts by family and others to
get him to do so.
This Court,
therefore, had before it no motion for stay,
no petition for habeas corpus, nor any other
legal request by or with the authorization
of Hernandez. Further, it must be concluded
that Lovelace had no standing as a "next
friend" to raise the issues over the
opposition of the prisoner. "Next friend"
petitions are permitted only if it is
clearly demonstrated that the individual is
unable to seek relief on his own behalf or
is mentally incompetent to do so. Gilmore v.
Utah, 429 U.S. 1012, 1014, 97 S.Ct. 436,
437, 50 L.Ed.2d 632 (1976). There is nothing
in the record which casts any doubt upon the
mental competence of Hernandez. There was,
therefore, no justification for a petition
or motion as next friend. Rumbaugh v.
Procunier, 753 F.2d 395, 398 (5th Cir.1985).