Steven Douglas HILL, Appellant,
v.
A. L. LOCKHART, Director, Arkansas Department of Correction,
Appellee.
No. 89-2558.
United States Court of Appeals,
Eighth Circuit.
Submitted June 13, 1990.
Decided Feb. 28, 1991.
Rehearing and Rehearing En Banc
Denied May 30, 1991.
Before McMILLIAN, Circuit
Judge, HENLEY, Senior Circuit Judge, and BOWMAN, Circuit Judge.
BOWMAN, Circuit Judge.
On October 15, 1984, Hill and
Cox escaped from a unit of the Arkansas Department of Correction.
Shortly after dark, they arrived at the home of an elderly
couple, Merle and Billie Jo Rice.
They robbed the Rices of money,
a 16-gauge shotgun, an automatic carbine, and a 20-gauge
automatic shotgun, and tied them up. Hill threatened to rape Mrs.
Rice and told Mr. Rice he was going to kill him but Cox
dissuaded Hill from both actions.
The escapees left the Rice
home at approximately 10:30 p.m. in the Rice's pickup truck and
proceeded to an unoccupied residence some two miles from the
Rice home. Several police officers soon arrived at the scene
after spotting the Rice's pickup in the driveway.
As officer Robert Klein and
Lieutenant Conrad Patillo approached the garage behind which
Hill was hiding, Klein was shot and killed by a 20-gauge shotgun
blast. Patillo was fired upon but not injured. Several hours
later, at approximately 4:30 a.m., tear gas forced the two men,
who had barricaded themselves in the garage, to surrender.
The uncontroverted evidence at
trial indicated that Cox had secreted himself in the attic of
the garage prior to Klein's murder, and did not see or
participate in the shooting. After his surrender, Cox was found
in the attic with an automatic carbine that had not been fired.
The 20-gauge automatic shotgun--the
murder weapon--and twenty-one shotgun shells were found in a
corner of the lower room where Hill had hidden behind a mattress.
Hill and Cox were taken to police headquarters where they were
read their Miranda rights and made videotaped statements. Hill
readily admitted using the 20-gauge shotgun to kill Klein.
Hill was charged with capital
murder, attempted capital murder, escape, burglary, theft,
aggravated robbery, and kidnapping. He pled guilty to all
charges except capital murder and attempted capital murder. Hill
was tried by a jury and found guilty of both capital murder and
attempted capital murder. After a bifurcated trial, the jury
imposed the death sentence on the capital murder charge and
fifty years imprisonment on the attempted capital murder charge.
Hill now challenges his conviction and death sentence.
I.
Hill first argues that his
sentence should be set aside because the jury found no
mitigating factors despite the fact that Hill was only eighteen
at the time of the murder and the youth of the defendant is set
out by statute as a mitigating factor to be considered in
imposing the death sentence. Ark.Code Ann. Sec. 5-4-605(4)
(1987).
The jury verdict form
concerning mitigating circumstances gave the jury four choices--unanimous
agreement that a certain mitigating circumstance existed,
partial agreement that a certain mitigating circumstance existed,
unanimous agreement that although there was evidence of a
particular mitigating circumstance, it did not exist at the time
of the murder, and unanimous agreement that there was no
evidence of any mitigating circumstance. The jury selected the
fourth option, indicating that they found no evidence of any
mitigating circumstance. In rejecting Hill's argument that the
jury's selection demonstrates that it improperly ignored the
evidence of youth placed before it, the Arkansas supreme court
stated:
We do not interpret the jury's
action to mean that they did not consider the evidence of
mitigation that was offered. Rather we find the jury determined
that the appellant's youth was not a mitigating factor, as they
were entitled to do, and so indicated that no mitigating
circumstances were found.
Hill, 289 Ark. at 396, 713 S.W.2d
at 238. We find this interpretation entirely persuasive.
The Arkansas statute does not
define youth in terms of mere chronological age. "Any hard and
fast rule as to age would tend to defeat the ends of justice, so
the term youth must be considered as relative and this factor
weighed in the light of varying conditions and circumstances."
Giles v. State, 261 Ark. 413, 421, 549 S.W.2d 479, 483 (en banc),
cert. denied, 434 U.S. 894, 98 S.Ct. 272, 54 L.Ed.2d 180 (1977).
In Giles, the defendant, aged
twenty, contended that the statutory factor of youth was
imprecise because the jury in his case failed to find youth as a
mitigating factor while the jury in a recent prior case found
that the defendant's twenty years of age mitigated against a
death sentence. In rejecting this argument, the Giles court
stressed the unique ability of the jury to observe the defendant
throughout trial and assess his alleged "youth" based on his age,
"mental and physical development, experience and criminal
tendencies." 261 Ark. at 421, 549 S.W.2d at 483.
The Giles court did remand the
case for resentencing because the jury found no mitigating
circumstances when the evidence was undisputed that the crime
was committed when the defendant's ability to conform his
conduct to the requirements of the law was impaired by mental
disease or defect. 261 Ark. at 421, 549 S.W.2d at 484. Giles
clearly demonstrates that the jury's obligation to consider
mitigating evidence presented to it is consistent with its
liberty to determine whether an individual's age operates as a
mitigating circumstance at all. The determination of whether an
individual qualifies as a youth for purposes of mitigating
against the death penalty is a subjective one appropriately made
by a properly instructed jury.
We believe the jury in the
instant case evaluated Hill's age--eighteen and an adult under
Arkansas law--his criminal history and experience, and the
seriousness of the crimes for which he was charged, and simply
rejected his youth as a mitigating factor. We do not agree with
Hill's argument that the only proper selection for the jury to
have made in this circumstance was option three--evidence of a
particular mitigating circumstance was presented but did not
exist at the time of the crime. This option seems to apply
mainly to factors such as insanity or diminished capacity, i.e.,
mental or physical deficiencies which may exist at one time in
an individual's life and not exist at another.
Hill was necessarily only one
age when he committed the crime and there was no decision to be
made by the jury as to his age at the time of the crime. The
only decision to be made by the jury was whether Hill's youth
mitigated against the death penalty. The jury was repeatedly
reminded of Hill's relatively young age throughout the trial and
in the opening and closing arguments of Hill's counsel. We are
confident that the jury did not ignore this evidence. We believe
the jury merely determined, as was its right, that Hill was not
a youth for purposes of Sec. 5-4-605(4) and that, therefore, no
mitigating circumstance existed.
II.
Hill next claims that the jury
was permitted to consider an impermissibly vague aggravating
factor in its decision to impose the death penalty. Specifically,
Hill alleges that the statutory aggravating factor which allows
the jury to impose death if it finds that the defendant
previously committed a violent felony, Ark.Code Ann. Sec.
5-4-604(3) (1987), is impermissibly vague because it does not
define "previously committed." Hill argues that it was improper
for the jury to be allowed to consider the violent crimes he
committed at the Rice residence prior to Klein's murder because
they were part of the same criminal episode as the murder.
This argument was advanced
without success in Hill's direct appeal to the Arkansas supreme
court. The court stated that the purpose of section 3 is "to
allow the state to show that the defendant has a character for
violent crimes or a history of such crimes." Hill, 289 Ark. at
395, 713 S.W.2d at 237. The court continued:
Since there are other avenues
by which the state can prove crimes immediately connected with
the principal crime, the only logical conclusion is that section
(3) applies to crimes not connected in time or place to the
killing for which the defendant has just been convicted. In this
case the crimes used to prove an aggravated circumstance
involved other victims, in another place and previously in time.
Therefore, they were properly used as an aggravating
circumstance.
289 Ark. at 395-96, 713 S.W.2d
at 237. A state court's interpretation of state law is binding
upon this Court. See, e.g., Williams v. Lockhart, 873 F.2d 1129,
1131 (8th Cir.), cert. denied, --- U.S. ----, 110 S.Ct. 344, 107
L.Ed.2d 333 (1989).
Because other courts have
found that crimes that occurred at a different time and place
were part of a single criminal episode and should not be
considered under section 3 as an aggravating circumstance, see,
e.g., Parker v. State, 292 Ark. 421, 731 S.W.2d 756 (1987), Hill
argues that section 3 is impermissibly vague and is applied by
the Arkansas courts in an arbitrary manner. We do not agree. The
facts of the cases cited by Hill to show the Arkansas courts'
alleged arbitrariness can easily be distinguished from the
circumstances of Hill's case and, in fact, the most recent case
listed by Hill refers to the Hill court's analysis with approval.
See Parker, 292 Ark. at 428, 731 S.W.2d at 759.
In Parker, the defendant shot
at an individual outside her home and then entered the home and
shot at two other persons, this time fatally. The Arkansas
Supreme Court held that the attempted murder outside the home
could not be considered to be a previous violent felony for
purposes of section 3 because it "was so closely connected in
both time and place" to the later murders. Parker, 292 Ark. at
428, 731 S.W.2d at 759.
We have no difficulty holding
that the factual differences between these two cases justify the
different results reached by the Hill and Parker courts. The
previous crimes committed by Hill that were used as an
aggravating circumstance occurred in another place and involved
victims who were not connected with the murdered police officer.
Using the earlier violent crimes to establish an aggravating
circumstance was neither arbitrary nor improper and did not
impinge on Hill's constitutional rights in any manner.
III.
In his closing argument at the
penalty phase of trial, the prosecutor attempted to rebut the
defense's contention that Hill was a frightened youth who
accidentally shot Klein by arguing that after firing at Klein
and Patillo, Hill reloaded his weapon. In his argument, the
prosecutor attempted to demonstrate how the shotgun was loaded.
The prosecutor first asked one of the police officers in the
courtroom to assist him but the trial court sustained defense
counsel's objection to the officer's assistance. The prosecutor
continued with his demonstration and after some difficulty with
jamming, he succeeded in demonstrating that the gun would hold
only five shells. He then argued that because the gun held five
shells when Hill surrendered and two shots were fired, Hill
necessarily must have reloaded his weapon after killing Klein.
Trial Transcript at 1730-34.
Unfortunately, the prosecutor
conducted his demonstration with the 16-gauge shotgun and not
the 20-gauge shotgun that was the murder weapon. Defense counsel
objected to the demonstration at trial and later made a motion
for new trial based on the use of the wrong shotgun. This motion
was denied after a hearing. Hill now argues that the
prosecutor's argument was improper and renders his sentence "unfair
and unreliable." Appellant's Brief at 21.
As the District Court
recognized, in a habeas proceeding the appropriate standard of
review for allegedly improper statements by the prosecutor is "whether
the prosecutors' [sic] comments 'so infected the trial with
unfairness as to make the resulting conviction a denial of due
process.' " Darden v. Wainwright, 477 U.S. 168, 181, 106 S.Ct.
2464, 2471, 91 L.Ed.2d 144 (1986) (quoting Donnelly v.
DeChristoforo, 416 U.S. 637, 643, 94 S.Ct. 1868, 1871, 40 L.Ed.2d
431 (1974)). By analogy, we apply the same standard at the
sentencing phase to determine whether Hill's sentence of death
rather than life imprisonment is tainted by a denial of due
process. We easily conclude that it is not.
The prosecutor made his
argument regarding the shotgun in an attempt to prove the
existence of the following aggravating circumstance:
( ) In the commission of the
capital murder, Steven Douglas Hill knowingly created a great
risk of death to a person other than the victim.
Jury Verdict Form 1. The
Arkansas Supreme Court ruled that any misconduct on the part of
the prosecutor was harmless because the jury failed to check
this aggravating circumstance. Hill, 289 Ark. at 394, 713 S.W.2d
at 236. Hill challenges this conclusion claiming that the court
did not properly consider the impact of the prosecutor's
demonstration on the following aggravating circumstance, which
the jury did check:
( ) The capital murder was
committed for the purpose of avoiding or preventing an arrest or
effecting an escape from custody.
Jury Verdict Form 1. We are
not persuaded by this argument. At the time of the murder, Hill
was an escaped convict, on the run from committing several
additional felonies, and hiding behind a garage as several
police officers approached. When two officers advanced on him he
shot at both of them, killing one. Whether he reloaded his
shotgun after the shooting has little or no bearing on the
jury's determination of whether he committed the murder in an
attempt to avoid arrest. In his statement made to the police
immediately following his arrest, Hill stated:
HILL: What it is, I got caught. Because I
know if I hadn't have got caught, there'd be more people dead.
GAGE: What do you mean by that STEVE?
HILL: Oh like, when he started coming towards
me, I just seen myself locked up, then I shot.
GAGE: Did you tell your partner that was with
you today that you'd just do what you had to do, that you wasn't
going back to the penitentiary?
HILL: Both of us made that statement.
Transcript of Hill's Pretrial
Statement at 1849. Given the circumstances of Klein's murder and
Hill's own statements after the shooting, we can hardly imagine
a reasonable jury not finding that Hill shot Klein "for the
purpose of avoiding or preventing an arrest."
While the prosecutor's
demonstration may have been unwise and obviously was botched
because he used the wrong shotgun, we conclude that it did not
deprive Hill of a fair sentencing procedure and provides him no
basis for habeas relief.
IV.
On October 13, 1985, after
Hill was convicted and sentenced but prior to the filing of
briefs in Hill's direct appeal, Cox submitted a written
statement in which he stated that he and not Hill had killed
Klein. Based
upon this affidavit, Hill's counsel filed a petition with the
Arkansas supreme court for a writ of error coram nobis asking
for a hearing before the trial court. This petition was denied
as was Hill's request for the court to reconsider its decision
in his direct appeal. Hill argues that due process requires an
evidentiary hearing be held to determine whether a new trial
must be granted.
An evidentiary hearing must be
granted if "there is a substantial allegation of newly
discovered evidence." Townsend v. Sain, 372 U.S. 293, 313, 83
S.Ct. 745, 757, 9 L.Ed.2d 770 (1963). However, "such evidence
must bear upon the constitutionality of the applicant's
detention; the existence merely of newly discovered evidence
relevant to the guilt of a state prisoner is not a ground for
relief on federal habeas corpus." Townsend, 372 U.S. at 317, 83
S.Ct. at 759. To warrant a hearing, the new evidence must be
shown to be likely to produce an acquittal if introduced at a
new trial. Hall v. Lockhart, 806 F.2d 165, 168 (8th Cir.1986).
The District Court considered
Cox's affidavit and heard Cox testify consistent with his
affidavit at the habeas hearing. The court also reviewed the
videotaped statements made by both Hill and Cox immediately
following their arrests. The District Court then stated:
Based on his demeanor [at the habeas hearing],
the inconsistencies developed on cross-examination, the video
statements of both Cox and Hill, the video presentation of the
crime scene, and the trial transcript, I am of the firm opinion
and I find as a fact that Cox filed a false statement and that
he committed perjury in the habeas hearing by testifying that he
and not Hill fired the fatal shot at Klein.
Hill, 719 F.Supp. at 1477. A
searching review of the entire record convinces us that the
District Court's finding in this regard is not clearly erroneous.
This Court has stated that we
view a recantation by a convicted codefendant with great
skepticism and believe it should be supported by additional,
independent evidence whenever possible. Hall, 806 F.2d at 168.
Cox stated to the police following his arrest and to the state
court in a preliminary hearing held concerning the voluntariness
of his confession that he did not shoot Klein and, in fact, did
not even see the shooting. Hill readily admitted to the police
after his arrest that he shot officer Klein.
We agree with the District
Court that Cox's subsequent recantation and testimony at the
habeas hearing was incredible and, if introduced at a new trial
along with the statements of Cox and Hill after their arrest,
the physical evidence at the crime scene, and the testimony of
other witnesses, would not be likely to produce an acquittal or
a sentence of life imprisonment. Accordingly, Hill is not
entitled to any further evidentiary hearing based on this
asserted new evidence.
V.
Hill next argues that his
conviction and sentence were obtained in violation of his due
process rights because a statement made by him while in police
custody was improperly admitted into evidence. Hill alleges both
that the rights form he signed prior to his statement was
deficient and that his confession was involuntary because he was
intimidated by threats from several officers.
Hill's claim that he was not
fully apprised of his constitutional rights prior to questioning
is without merit. Hill was told that he had the right to remain
silent, anything he said would be used against him in court, he
could have an attorney present prior to and during questioning,
if he could not afford an attorney one would be appointed for
him, he could stop the questioning at any time, and that he had
the right to waive any or all of these rights and make a
statement to the police.
Hill answered that he
understood each of these rights, initialed each individual
answer, and signed the rights form prior to any questioning. The
rights form read Hill by the police fully complied with the
constitutional standards set out in Miranda v. Arizona, 384 U.S.
436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966).
We are equally unpersuaded by
Hill's contention that his confession was involuntary.
Specifically, Hill alleges he was coerced into giving his
videotaped statement by officers who threatened him and then
played with their guns off-camera to intimidate Hill. The police
officers involved in Hill's arrest deny these accusations.
The admissibility of a
defendant's confession is a mixed question of law and fact and
as such merits independent consideration by a federal court in a
habeas proceeding. Miller v. Fenton, 474 U.S. 104, 112, 106 S.Ct.
445, 450, 88 L.Ed.2d 405 (1985). However, "subsidiary factual
questions, such as ... whether the police in fact engaged in the
intimidation tactics alleged by defendant," involved in a state
court's determination of voluntariness are factual
determinations entitled to the presumption of correctness under
28 U.S.C. Sec. 2254(d) (1988). Miller, 474 U.S. at 112, 106 S.Ct.
at 450 (citing LaValle v. Delle Rose, 410 U.S. 690, 693-95, 93
S.Ct. 1203, 1205-06, 35 L.Ed.2d 637 (1973) (per curiam)).
After a lengthy pretrial
hearing held in response to Hill's motion to suppress his
statement, the trial court found that Hill's allegations of
intimidation were not credible and his confession was voluntary,
and admitted it into evidence. In Hill's direct appeal, the
Arkansas supreme court considered his claim of intimidation at
length and determined that Hill's argument was without merit and
that the confession properly was admitted. Hill, 713 S.W.2d at
235.
We have reviewed carefully, as
did the District Court, Hill's videotaped statement to police
and the pretrial hearing regarding its admissibility held by the
trial court. At the pretrial hearing, Hill acknowledged that he
was read his rights and understood what rights were available to
him, but chose not to exercise those rights at the time. During
his statement to police, Hill was relaxed, forthcoming, and
consistent. His demeanor lends no support to his allegations of
coercion and we find no evidence that any coercion occurred.
Basing our determination on "the totality of the circumstances,"
Miller, 474 U.S. at 117, 106 S.Ct. at 453, we conclude that
Hill's statement was voluntary.
Hill's confession was obtained
in a manner consistent with constitutional safeguards and his
challenge to its admission therefore affords him no basis for
habeas relief.
VI.
Finally, Hill claims that he
received ineffective assistance of counsel in that his counsel
failed to (1) object to the prosecutor's demonstration with the
shotgun; (2) object to the use of the previously committed
felonies as evidence of an aggravating circumstance; and (3)
properly make Cox's post-trial affidavit a part of the record
for appellate review. These contentions have no merit.
The now familiar standard for
judging ineffective assistance of counsel claims is set out in
Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d
674 (1984). To prevail, an appellant must demonstrate that
counsel's representation fell below an objective standard of
reasonableness and that, but for counsel's errors, there is a
reasonable probability that the result of the proceeding would
have been different. 466 U.S. at 687, 694, 104 S.Ct. at 2064,
2068. Hill has fallen far short of meeting this burden in any of
his ineffective assistance claims.
First, the record indicates
that Hill's counsel did object to the prosecutor's demonstration
with the shotgun during closing argument. Every court that has
reviewed the propriety of the prosecutor's demonstration has
found that the issue was preserved for appeal by way of a proper
objection and we do not understand Hill's argument in this
regard. Second, as the Arkansas supreme court, the District
Court, and this Court have found, evidence concerning the crimes
Hill committed prior to Klein's murder clearly was admissible to
prove the aggravating circumstance contained in Ark.Code Ann.
Sec. 5-4-604(3).
Accordingly, Hill was not
prejudiced by his counsel's failure to object to the
introduction of this evidence. Third, Hill's counsel attempted
to get Cox's affidavit into the record through the writ of error
coram nobis. The fact that he did not succeed does not
constitute ineffective assistance of counsel. Furthermore, as
our previous discussions regarding the credibility of Cox's
recantation make clear, Hill cannot demonstrate that the
Arkansas supreme court's consideration of Cox's affidavit would
likely have led to a different result.
VII.
We have given careful
consideration to each of Hill's constitutional challenges to his
conviction and sentence. Because we find that none of Hill's
claims has merit, we affirm the District Court's denial of his
petition for writ of habeas corpus.
*****
McMILLIAN, Circuit Judge,
dissenting.
I respectfully dissent, and I
would reverse and remand for resentencing.
Ark.Code Ann. Sec. 5-4-605(4)
(1987) specifies "the youth of the defendant" as a mitigating
factor in assessing whether a sentence of death should be
imposed. The statute does not define "youth." The Arkansas
Supreme Court has indicated that "[a]ny hard and fast rule as to
age would tend to defeat the ends of justice, so the term youth
must be considered as relative and this factor weighed in the
light of varying conditions and circumstances." Giles v. State,
549 S.W.2d 479, 483, 261 Ark. 413, 421 (banc) (1977) (upholding
jury's finding that defendant's age of 19 or 20 was not a
mitigating circumstance but rejecting its finding of no
mitigating circumstances when evidence revealed defendant was an
imbecile and suffered from organic brain syndrome).
The jury in this case was
given a form for assessing the existence of mitigating
circumstances that gives the jury four choices:
(1) Unanimous agreement that a
factor exists.
(2) Agreement by one or more
jurors that a factor exists.
(3) A finding that evidence
regarding a factor was introduced but the jury unanimously
agreed that factor did not exist at the time of the murder.
(4) No evidence of any
mitigating factor.
Defendant introduced evidence
that he was 18 at the time of the offense, and "youth" was among
the mitigating factors which the jury was instructed to consider.
Appellant argues that if the
jury had properly considered and rejected his mitigating
evidence, it would have chosen option no. 3. Although option no.
3 is no model of clarity, it would have been a far better choice
than the selection of option no. 4. Option no. 4 states there
was "no evidence of any mitigating factor." This is contrary to
the undisputed evidence that appellant at the time of the
offense was in fact 18 years of age. As noted above, the youth
of a person is set out by statute as a mitigating factor to be
considered in imposing the death sentence. Ark.Code Ann. Sec.
5-4-605(4) (1987). The jury selection of choice no. 4 indicates
that it impermissibly ignored or disregarded the mitigating
evidence. A finding of "no evidence of any mitigating factor" is
not the same thing as considering youth as a factor and then
rejecting it. A finding of "no evidence" seems to say that the
jury found appellant was not even a youth. I would have no
quarrel if the jury had been permitted to find that appellant
was a youth, but his youth did not excuse his conduct. Although
it is true that a jury may reject evidence, it is not true that
it may ignore or disregard evidence material to an issue.
Even if the Arkansas Supreme
Court is willing to speculate by saying the jury choice of
option no. 4 does not "necessarily indicate that the jury
ignored evidence of appellant's age," in a death case, this I am
unwilling to do.
Here, the jury checked the
wrong box, and to affirm the decision of the district court
requires this court to second guess the jury's thought process.
Consequently, I would reverse and remand for resentencing on
this issue, because I believe that the jury might have
misunderstood what it could and could not consider.
*****
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