Appeal from the United States
District Court for the Northern District of Texas.
Before GARWOOD, HIGGINBOTHAM and
DAVIS, Circuit Judges.
GARWOOD, Circuit Judge:
Petitioner-appellant Jerry Lee
Hogue (Hogue) appeals the district court's denial of
his petition for habeas corpus under 28 U.S.C. 2254
challenging his 1980 Texas conviction and death
sentence for murder committed while committing arson.
Hogue's primary complaint on appeal is that the
admission in evidence at the punishment phase of his
trial of a 1974 Colorado guilty plea rape conviction,
which in 1994 a Colorado court set aside finding
Hogue's counsel there had provided constitutionally
ineffective assistance, rendered his death sentence
invalid under Johnson v. Mississippi, 486 U.S. 578,
108 S.Ct. 1981, 100 L.Ed.2d 575 (1988). We reject
this claim, holding it procedurally barred by
Hogue's failure to object at trial, and,
alternatively, because we conclude that under Brecht
v. Abrahamson, 507 U.S. 619, 113 S.Ct. 1710, 123
L.Ed.2d 353 (1993), the admission of the prior
conviction did not substantially influence the
jury's answer to either of the two punishment issues.
We also hold that Hogue is entitled to no relief on
either of the two remaining contentions he raises in
this appeal, one relating to an allegedly biased
juror and the other to the constitutional validity
of treating murder while committing arson as a
capital offense where the death is caused by the
arson. Accordingly, we affirm.
FACTUAL AND PROCEDURAL
BACKGROUND
Hogue was indicted for the
January 13, 1979, murder of Jayne Lynn Markham (Markham)
committed in the course of committing arson,
contrary to Texas Penal Code § 19.03(a)(2).
At his March 1980 trial, at which Hogue was
represented by attorneys Coffee and Roe, the jury
found Hogue guilty of capital murder and following
the subsequent punishment hearing answered
affirmatively each of the two special issues called
for by the then version of Texas Code of Criminal
Procedure Art. 37.071, finding that Hogue's conduct
causing Markham's death was committed deliberately
with the reasonable expectation that her or
another's death would result and that there was a
probability he would commit criminal acts of
violence constituting a continuing threat to society.
Hogue was accordingly sentenced to death. On direct
appeal, Hogue was initially represented by attorney
Burns, who, on Hogue's request, was replaced by
attorney Gray. In March 1986, the Texas Court of
Criminal Appeals, en banc, unanimously affirmed the
conviction and sentence (two judges concurred in the
result without opinion), and in October 1986 the
Supreme Court denied certiorari. Hogue v. State, 711
S.W.2d 9 (Tex.Crim.App.), cert. denied, 479
U.S. 922 , 107 S.Ct. 329, 93 L.Ed.2d 301 (1986).
Prior Habeases
There then ensued a lengthy
series of habeas filings by Hogue and his attorneys,
which we outline as follows.
In January 1987, Hogue, through
attorney Alley, filed his first state habeas, which
was amended on February 18, 1987. An evidentiary
hearing was held on this petition on February 24,
1987, at which Hogue was represented by Alley. The
petition was ultimately denied by the Court of
Criminal Appeals on March 18, 1987. In the meantime,
Hogue's execution had been set for March 24, 1987.
On March 20, 1987, Hogue, again through Alley, filed
his second state habeas petition and motion for stay
of execution, each of which the Court of Criminal
Appeals denied on March 22, 1987. On the same day,
Hogue, through Alley, filed in the district court
below his first federal habeas. The district court
granted a stay of execution. On May 7, 1987, Hogue,
pro se, moved to dismiss Alley, alleging that Alley
was not authorized to file the federal habeas
petition. On May 27, Hogue, pro se, moved to amend
the federal petition to add forty-nine additional
grounds. On July 9, 1987, the district court
dismissed the federal petition without prejudice as
having been filed without Hogue's authorization, and
vacated the stay of execution. On August 11, 1987,
Hogue, pro se, filed his third state habeas
application, and on August 19, 1987, attorney Burns
filed a state habeas application on Hogue's behalf.
These latter two applications were treated as
consolidated and on September 25, 1987, were denied
by the Court of Criminal Appeals, which also denied
stay of execution, which had been set for September
29, 1987.
Also on September 25, 1987, Hogue,
through attorneys Mason and Bruder, filed in the
district court below an application for stay of
execution to permit the filing of a habeas petition
in that court, and the district court granted the
stay. On October 17, 1987, the district court issued
its order directing that Hogue, on or before January
8, 1988, file a habeas proceeding in that court
under section 2254 or a state court habeas
proceeding, in which Hogue would "present each and
every claim known to Petitioner or his counsel on
pain of waiver." On January 8, 1988, the district
court, on motions filed that day by Hogue, extended
the January 8, 1988, deadline to January 22, 1988.
On March 29, 1988, the district court, having
learned that Hogue was pursuing a state habeas
proceeding, vacated the stay of execution it had
previously entered and dismissed without prejudice
the federal proceedings.
Previously, on January 22, 1988,
Hogue, through Mason and Bruder, had filed his
fourth state habeas petition (identified in the
state trial court as No. C-3-1330-162441-D).
Evidentiary hearings, at which Hogue was represented
by Mason, were held on this petition on March 24,
1988 (at which Bruder was also present on behalf of
Hogue), and August 8, 1988, and a deposition was
taken (at which Hogue was represented by Mason). The
state trial court made findings of fact and
conclusions of law and recommended denial of relief.
On January 9, 1989, the Court of Criminal Appeals
issued its order denying relief on this habeas (Court
of Criminal Appeals No. 16,907-4), noting that it
had "carefully reviewed the record" and that "the
trial court's findings and conclusions are fully
supported by the record."
On April 13, 1989, Hogue, through
Mason and Bruder, filed another section 2254
petition in the district court below. On April 18,
1989, the district court stayed Hogue's execution,
which had been scheduled for April 20, 1989. On
March 16, 1990, Hogue, through Mason and Bruder,
moved to dismiss or stay the section 2254
proceedings so he could return to state court to
seek relief suggested by Penry v. Lynaugh, 492 U.S.
302, 109 S.Ct. 2934, 106 L.Ed.2d 256 (1989). In July
1990, Mason and Bruder filed a motion to withdraw
from their representation of Hogue as he had claimed
their inadequate representation entitled him to
relief.
Also in July 1990, Hogue, pro se,
filed in the federal proceeding a pleading
complaining of his counsel's failure to investigate
certain claims and, later, a memorandum opposing the
request of Mason and Bruder to withdraw. On August
22, 1990, the district court appointed Mason and
Bruder under the Criminal Justice Act, so they could
be compensated, and also appointed an investigator
to assist them. This order directed that by October
19, 1990, a supplemental pleading be filed asserting
each issue Hogue sought to raise. On November 16,
1990, Hogue, pro se, moved in the federal proceeding
to dismiss Mason and Bruder, and to dismiss his
section 2254 proceeding without prejudice so he
could return to state court. The district court on
March 7, 1991, dismissed the cause without prejudice,
noting Hogue's November 16, 1990, motion.
On March 22, 1991, Hogue, pro se,
filed his fifth state habeas petition (identified in
the state trial court as No. C-3-1647-16241-E). On
August 5, 1991, the state trial court recommended
denial of relief and transmitted the file to the
Court of Criminal Appeals. On September 18, 1991,
the Court of Criminal Appeals entered its order on
this application (identified in the Court of
Criminal Appeals as Writ No. 16,907-05), reciting
that "[a]ll of the allegations have been raised and
rejected either on direct appeal or in previous
applications for writ of habeas corpus" and "[w]e
hold that the applicant's contentions are not only
without merit but have been waived and abandoned by
his abuse of the writ of habeas corpus." The order
goes on to direct the Clerk of the Court of Criminal
Appeals:
"not to accept or file the
instant application for writ of habeas corpus. He is
also instructed not to accept in the future any
applications for a writ of habeas corpus attacking
this conviction unless the applicant has first shown
that any contentions presented have not been raised
previously and a showing is made that they could not
have been presented in any earlier application for
habeas corpus relief."
Meanwhile on September 3, 1991,
Hogue, through attorneys Crocker (whom the state
trial court had appointed to represent Hogue on May
2, 1991) and Owen, tendered for filing in the state
court on Hogue's behalf his sixth state habeas
application (identified in the state trial court as
No. C-3-1647-16241-F). This application, which runs
173 pages exclusive of exhibits, asserts 36 grounds
for relief. On October 17, 1991, the state trial
court signed an order, responsive to the Court of
Criminal Appeals' September 18, 1991, order,
identifying three issues raised in Hogue's sixth
state habeas "which have not been and could not have
been raised in previous proceedings." In response to
a motion filed November 13, 1991, by Hogue, through
Crocker and Owen, the state trial court modified its
October 17, 1991, order by slightly rewording its
statement of the three available issues.
In December 1991, the state trial
court denied a motion filed by Hogue, through
Crocker and Owen, to permit the filing of Hogue's
sixth state habeas petition. On March 6, 1992, the
state trial court issued an order adopting, with
modifications, the state's proposed memorandum,
findings, and conclusions, recommending denial of
relief with respect to the three available issues
identified in the trial court's October 17, 1991,
order as modified (see note 6, supra). The March 6,
1992, order directed that the file be transmitted to
the Court of Criminal Appeals, where it was received
March 11, 1992. On March 16, 1992, the Court of
Criminal Appeals, through its Executive
Administrator, wrote the state trial court with
respect to Hogue's sixth state habeas writ (reflecting
copies being sent to Hogue, Crocker, counsel for the
state, and the state district clerk) as follows:
"Re: Writ No. 16,907-06
Jerry Lee Hogue
Trial Court No. C-3-1647-16241-F
Dear Judge Leonard:
On September 18, 1991, this Court
entered an order citing the above referenced
applicant with abuse of the writ.
The present application does not
satisfy the requirements for consideration set out
in the order described above. Therefore, this Court
will take no action on this writ.
For further information see Ex
parte Dora, 548 S.W.2d 392 (Tex.Cr.App.1977)."
Hogue's execution was thereafter
set for May 28, 1992. There were no further state
court filings.
This Habeas
The instant section 2254 petition
was filed by Hogue, through Crocker and Owen, on May
19, 1992.
It is 184 pages long (and is accompanied by more
than 700 pages of exhibits and by a memorandum which,
together with its own exhibits, occupies more than
400 pages in the record) and raises 33 grounds of
relief. On May 22, 1992, the district court granted
Hogue's requested stay of execution. On June 12,
1992, an amended habeas petition was filed, adding
two grounds for relief, but not otherwise altering
the original petition. On November 2, 1992, the
State filed its answer and motion for summary
judgment. The matter was referred to a Magistrate
Judge for recommendations and proceedings as deemed
appropriate. On March 14, 1994, the Magistrate Judge
issued a 126-page report and recommendations,
recommending denial of all relief. Hogue filed
objections to the report and recommendations. The
district court afforded de novo consideration to all
of Hogue's asserted grounds for relief. On November
16, 1994, the district court entered judgment
denying all relief, together with a thorough and
comprehensive opinion reciting in detail the course
of proceedings at trial and on direct appeal, the
evidence presented at trial, and the course of
Hogue's prior habeases, and addressing and disposing
of all of Hogue's asserted grounds for relief in his
current habeas. Hogue v. Scott, 874 F.Supp. 1486 (N.D.Tex.1994).
On January 18, 1995, the district court denied
Hogue's Rule 59(e) motion with a brief opinion. Id.
at 1545-46.
Offense Circumstances
The Court of Criminal Appeals'
opinion generally describes the circumstances of the
offense:
"The evidence introduced at trial
showed that appellant [Hogue] and his wife rented a
house located at 2412 Southcrest in Arlington on
November 9, 1978. Approximately one month later, on
December 4, 1978, appellant and his wife vacated the
house without turning in their key, leaving a
refrigerator, a round wall ornament and some trash.
The property was cleaned up and on December 24 the
house was leased to Mary Beth Crawford and Jayne
Markham. Living at the house with the two women were
Markham's eight-year-old son and Steve Renick, a
friend of the women.
On a Wednesday, January 10, two
days before the commission of this grisly and brutal
crime, appellant returned to the house. When Markham
answered the door, appellant told her he had lived
in the house and had left a wall hanging at the
house and asked if he could get it. Markham let
appellant in the house and they began conversing.
Apparently some sort of amiable relationship between
Markham and appellant was struck because appellant
stayed at the house for quite a long time that
evening.
On Thursday, appellant again
showed up at the house. Markham had agreed to buy
some used furniture from appellant so she went with
him to pick up the furniture. When they arrived back
at the house, once again appellant stayed for the
duration of the evening. Eventually the women went
to bed and only appellant and Renick were awake.
Appellant asked Renick if he knew where he could get
a gun. Renick showed appellant the gun he kept in
his footlocker. After cleaning the gun, Renick
loaded it and placed it back inside the footlocker.
Appellant was at the house again
early the next morning. Renick went to work and
Crawford took Markham's son to school. On her way
home she stopped at the grocery store. When she
returned home, she prepared breakfast for herself,
Markham and appellant. Crawford noticed that Markham
seemed upset. While the trio were eating breakfast,
appellant suddenly blurted out that he was a police
officer and that he was arresting them for
possession of marihuana.
When the women asked for some
sort of identification, appellant said that he did
not have any with him but that his real purpose was
to arrest Steve Renick because he was a heroin
dealer. Appellant told the women to cooperate, to
stay in his sight all day long and not to talk to
each other. He then had them go into Markham's
bedroom. Appellant left the bedroom and shortly
thereafter the women heard a breaking noise. They
followed the noise and found appellant going through
Renick's footlocker.
Appellant found Renick's gun
inside the footlocker. Appellant pointed the gun at
the women and told them he was going to handcuff one
of them. He proceeded to handcuff Markham; he put
Crawford into a closet. After a period of ten
minutes, appellant opened the closet door. He had
the gun in his hand and was nude from the waist down.
Appellant stepped inside the closet, pointed the gun
at Crawford's head and instructed her to removed her
clothes. When Crawford replied that she would not
and she had venereal disease, appellant backed out
of the closet and shut the door.
A short while later appellant
removed Crawford from the closet and led her into
the dining room. There she saw Markham nude and
blindfolded, lying face down on the floor with her
hands cuffed behind her. Appellant told Crawford to
remove all of her clothes except her underwear and
to lie down beside Markham. After a few minutes,
appellant forced Crawford to commit oral sodomy upon
him. Thereafter, appellant again put the women in
the bedroom. Crawford was put back into the closet
while appellant raped Markham. Then appellant
blindfolded both women and forced both of them to
lay on the bed. He then proceeded to go through
Markham's purse.
Appellant later permitted both
women to get dressed. He instructed the women not to
talk to each other and at a point during the day
when he caught the women talking he took Crawford
into her room and handcuffed her to her bed. At 3:15
p.m., Markham's son returned home from school.
Appellant made him go to his mother's room and
remain there. Around 6:00 p.m., Renick came home.
Appellant, carrying the gun and a pair of handcuffs,
met Renick at the front door. Renick was immediately
handcuffed and led into Markham's bedroom.
Appellant told Renick that he was
a narcotics agent and was arresting him. Appellant
took Renick's wallet and then moved Renick into
Crawford's bedroom where he was handcuffed to the
bed. Over the next few hours appellant moved through
the house, shuffling his prisoners from room to room.
Throughout the evening appellant made numerous
threats to kill them all. At one point appellant led
Crawford into the living room and had her sit on the
couch.
Appellant left the room and when
he returned he was carrying a butcher knife. He
stabbed Crawford in the stomach and then dragged her
into a bathroom. A short time later, he had both
women go back into the living room. There he told
them he was a hit man and had a contract out for
each of them. Appellant then took Crawford into the
third bedroom. By this time Crawford was bleeding
heavily, was in intense pain, and was passing in and
out of consciousness.
Appellant brought Markham into
the room where Renick was now confined. By this time
Renick's hands had been tied to the headboard and
his feet had been bound together. Appellant
proceeded to bind Markham by tying her hands behind
her back, tying her feet together and then taking a
wire and tying her feet to her hands. When Renick
and Markham begged appellant to release them so that
they could take Crawford to the hospital, appellant
said he was a hit man and he was going to kill them
all.
Appellant left the room. Soon the
victims began to smell gasoline. They could hear the
appellant in the attached garage coughing and
sputtering. After a while appellant came back into
the bedroom carrying a Prestone antifreeze can and a
rolled up newspaper. Appellant again told Markham
and Renick that he was going to kill them all. He
then left the room. The victims saw appellant
backing down the hallway, pouring a liquid out of
the antifreeze can. They soon began to smell
gasoline. Suddenly, fire roared through the hallway
and flames began shooting into the bedroom where
Renick and Markham were tied up.
Renick managed to free himself, break a window
and jump outside. He then tried to go back in and
rescue Markham who was screaming but the flames were
too intense. When the screaming stopped, he ceased
his efforts. He then ran to the window of the
bedroom in which Markham's son was sleeping. He was
able to pull the child out of the window. Crawford,
awake at the time of the fire's ignition, managed to
jump out of a bedroom window. She ran next door to
summon help. On her way to the neighbors, she saw
appellant climbing into his car. She ran to the
neighbors' house and rang the doorbell. The
neighbors found her collapsed on the ground.
Emergency vehicles responded to
the fire call at 1:14 a.m. When they reached the
scene, the house was fully involved. Markham's body
was found by fireman inside the house. Her hands and
feet had been tied behind her back, leaving her body
in a crouched position. An autopsy showed that her
hands and feet were tightly bound with insulated
wire.
Police found a Prestone
antifreeze container sitting just inside the doorway
of the laundry room. It smelled heavily of gasoline.
They also found two sections of garden hose on the
floor of the garage lying next to a vehicle that had
been parked in the garage. These also smelled of
gasoline. A fire investigator concluded that more
than two gallons of gasoline had been used to start
the fire. He determined that the fire had been
deliberately set." Hogue, 711 S.W.2d at 10-12 (footnote
omitted).
The testimony, witness by witness,
is described in greater detail in the district
court's opinion. Hogue v. Scott, 874 F.Supp. at
1500-1511. Hogue testified at the guilt-innocence
stage--though not at the punishment stage--and, as
the district court observed, his rendition of the
events "was virtually a reversal of the roles other
witnesses assigned to Hogue and Renick." Id. at
1509.
Hogue stated that Markham wanted
to get Renick out of the house as white powder had
been found in his footlocker and she thought he was
dealing drugs. Consequently, when Renick returned to
the house from work about 6:00 p.m. Friday, January
12, 1979, Hogue came up behind Renick and put his
knuckle in Renick's back, making Renick think he had
a gun, and under the threat of this imaginary gun
forced Renick to lie down, and then handcuffed him.
He then took Renick to a bedroom,
removed the handcuffs and re-handcuffed Renick to
the bed. Later, after consulting with Markham and
after Renick promised to leave, Hogue unhandcuffed
Renick. Some time later, as Hogue and Markham were
talking, Renick appeared with a pistol in hand and
told them to go into a bedroom, which they did.
Hogue then heard Crawford and Renick talking about
dope, heard Crawford scream, and saw her run, bent
over, into Renick's bedroom.
Holding the gun on Markham and
Hogue, Renick tied them up. Sometime later Renick
untied Hogue and forced him to siphon gas out of a
vehicle in the garage and put it in a Prestone
antifreeze can and some milk cartons. Renick then
told Hogue to spill the gas, Hogue refused, and
Renick took him back to the bedroom, where Markham
was tied, and retied him. Renick left the room.
Later, Hogue smelled gas. He
broke the bedposts to which he was tied and began
untying Markham. Renick appeared in the door, Hogue
kicked at him and missed, and his momentum carried
him into the hallway; Renick "back[ed] off down the
hall," and "brought the gun up." Hogue then ran out
of the house. When he reached the street, he saw the
house suddenly go up in flames. He thought he saw
Renick standing at the side of the house. Hogue
jumped in his car and drove off.
After a thorough review of the
evidence, we are in full agreement with the district
court's conclusion that Hogue's version of the
events "when weighed against the other evidence in
the case, is so lacking in credibility that no
reasonable trier of fact would accept it." Hogue v.
Scott at 1509.
Hogue was found by the police
some twenty-four hours after the fire, shortly after
11:00 p.m. Sunday, January 14, 1979, alone in a
friend's small upstairs apartment, which was totally
dark, hiding, fully clothed, in the shower stall
behind the closed shower door in the bathroom.
Though the police had announced
their presence and stated they were looking for
Hogue, he had remained wholly silent and hidden.
Hogue knew the police were looking for him, and he
had made no attempt to contact them (or the fire
department or emergency medical services or any
other authority). He gave no explanation for this.
Hogue has offered no explanation
for the testimony of Markham's son--called as a
witness by Hogue--that Hogue held a pistol on
Markham and Crawford before Renick returned from
work late Friday afternoon, January 12, then went to
the front door with the gun when Renick's truck was
heard to drive up, stated to Renick "I am arresting
you for selling marijuana," and returned with the
gun and with Renick handcuffed, after which Renick
was handcuffed to the bed.
The boy also testified that
Renick removed him from the burning house. The two
neighbors testified as to Crawford and Renick's
fleeing to their house, Renick's desperate efforts
to save Markham and the boy, Crawford's anguish at
their fate and her spontaneous statements to each of
the neighbors concerning her near fatal stabbing by
Hogue: "I don't know why he stabbed me. I don't know
why he did it. I don't know him," and "I don't
understand why he did this to me. I don't even know
him."
It was clearly established and
undisputed that Crawford and Renick had known each
other well over a year prior to the events in
question, while prior thereto she and Hogue were
total strangers each to the other. Similarly,
Crawford's and Renick's statements to the neighbors,
and to the police who shortly arrived, were excited
utterances and were consistent with their trial
testimony, which was also corroborated by their
physical condition (e.g., Renick's arms were cut and
bleeding, his hair and beard were singed, and he had
no shoes on; Crawford was suffering a near-fatal
stab wound) and actions then as testified to by
other witnesses, including the police and the
neighbors.
Prior Conviction Impeachment
In cross-examination of Hogue (at
the guilt-innocence stage), the state was permitted
to ask him, for impeachment purposes only, whether
he had been convicted in September 1974 for rape in
Colorado in cause No. 6785, to which Hogue replied
"I plead guilty to a fourth class felony of rape,
yes, sir" and went on to state that he had served
ninety days of his three-year sentence (he
subsequently admitted he had later served an
additional sixty days of that sentence).
Defense counsel objected on the
sole ground that under Texas "Code of Criminal
Procedure[s] [art.] 38.29" the conviction "is not a
final conviction."
Just before Hogue took the stand, defense counsel in
a hearing out of the presence of the jury had
unsuccessfully sought to preclude cross examination
of Hogue in respect to this conviction on the ground
that the conviction was not final, because Hogue's
sentence was probated and probation had been
completed. In support, defense counsel placed before
the court as Defendant's Exhibit A (which the court
admitted for purposes of the hearing on
admissibility of the conviction) the record of the
proceedings in Colorado cause No. 6785, reflecting
that Hogue was charged in an eight-count information
filed May 6, 1974, count three of which alleged rape
on May 3, 1974, of Claudia Hogue;
on August 19, 1974, Hogue, represented by counsel
Hilgers and "[a]fter being advised of his rights as
provided under Rule 11," pleaded guilty to the rape
count, the two then-remaining other counts (second
degree kidnaping and theft over $100) in cause No.
6785 were dismissed (as were all the four other
pending informations against Hogue, Nos. 6534, 6322,
6324 & 6325); on September 23, 1974, Hogue was
sentenced to three years on the rape conviction, and
the court denied probation; on November 27, 1974,
Hogue, through counsel Hilgers, filed a motion to
modify the sentence based on "very favorable reports"
from the prison (reformatory), copies of which were
filed with the motion; on December 23, 1974, the
Colorado court, reciting that it had "read the
recommendations from the reformatory," granted the
motion to modify and placed Hogue on probation for a
two-year period; on April 24, 1975, the probation
department filed a complaint charging that Hogue had
violated his probation in four respects; on April
28, 1975, Hogue, represented by counsel Truman,
pleaded not guilty to the probation violation
complaint; another probation violation complaint was
filed by the probation department on August 6, 1975,
alleging August 3, 1975, law violations (sexual
assault and burglary); on November 10, 1975,
attorney Gray appeared for Hogue (apparently not the
same Gray who later represented him on direct appeal
of his 1980 conviction); on November 24, 1975, the
August 6, 1975, probation complaint based on
violation of law was withdrawn; on December 8, 1975,
Hogue, represented by Gray, pleaded guilty to and
was found guilty of probation violations in cause
No. 6785, the three-year sentence in that cause was
reimposed, and Hogue was ordered to the state penal
institution, with credit for 91 days served there
and for 125 days in local confinement (two other
criminal cases against Hogue, Nos. 7638 and 7487,
were also then dismissed); on February 9, 1976,
Hogue, through Gray, moved to modify the sentence in
No. 6785 by placing Hogue on probation; on March 1,
1976, the Colorado court granted that motion and
ordered that "the balance of" Hogue's "sentence" be
suspended and that he be released from custody and
placed on probation for a period to expire December
23, 1976; on January 6, 1977, the Colorado court
ordered the probation supervision discontinued and
terminated the No. 6785 proceedings against Hogue
because the period of his probation had expired.
None of this evidence was placed (or sought to be
placed) before the jury.
Defense counsel's motions in
limine had sought to establish with respect to this
1974 Colorado rape conviction that "the Defendant
was placed on probation which probation was
successfully completed and terminated on the 6th day
of January, 1977." At argument before the court, out
of the presence of the jury, counsel contended,
after the court had indicated that it would allow
Hogue to be impeached by the prior conviction, "our
objection to the court's ruling comes from Code of
Criminal Procedure 39.29 [sic], where it says in
that Article, that," and counsel then read from
Tex.Code Crim.Proc. art. 38.29 (quoted in note 11,
supra), concluding with the language thereof
indicating that a probated sentence was not
admissible for impeachment unless "the period of
probation has not expired." Counsel went on the
argue that the Colorado records showed that Hogue's
"probation was terminated by the court on January
the 5th, 1977" and "[w]e would take exception to the
Court's ruling based upon Article 38.29 and on
Defendant's Exhibit A that has been admitted before
the court."
The court ruled that the prior
conviction was admissible as impeachment because
Hogue's sentence was not originally probated and he
served time under that sentence in the state penal
institution, and also because when his sentence was
later first probated that probation was revoked and
he again served time in the state penal institution
under the original sentence. The trial court also
instructed the jury, in its charge at the guilt-innocence
stage, that the prior conviction evidence "cannot be
considered by you against the defendant as any
evidence of his guilt in this case" and "was
admitted before you for the purpose of aiding you,
if it does aid you, in passing upon the weight you
will give his testimony, and you will not consider
the same for any other purpose."
There was no objection to this instruction, nor any
request for other or further instructions in that
respect.
Sentencing Evidence
The testimony at the punishment
phase is outlined, witness by witness, in the
district court's opinion. Hogue v. Scott, 874 F.Supp.
at 1509-1511.
The prosecution commenced by
introducing a copy of the September 23, 1974,
Colorado court judgment convicting Hogue of rape,
based on his guilty plea, and sentencing him to
confinement for an indeterminate term not to exceed
three years. Out of the presence of the jury, the
state had previously announced its intention to
offer this evidence, and Hogue, personally, had
stated "I have no objection," as did also defense
counsel. At no point in the trial was any objection
ever made to this evidence; nor was any such
objection ever urged on appeal.
Lieutenant Detective Diezei of
the Boulder, Colorado Police Department, who had
been with that organization some fifteen years,
testified that in that capacity he had occasion to
know that Hogue's reputation in that community for
being a peaceable and law-abiding citizen was bad,
and that he first heard about Hogue "in
approximately 1970."
Sara Sampson testified that she
was "from out of state," that she knew Hogue, having
first met him "about ten years ago," and that in the
community in which she knew him his reputation for
being a peaceable and law-abiding citizen was bad.
On cross-examination, Sampson identified certain
photographs as being of Hogue, his ex-wife Claudia,
and his daughter Shawna.
Karen Hightower testified that on
July 25, 1976, when she was living in an apartment
in Richland Hills and was going through a divorce,
she met Hogue in the apartment building parking lot
when her car wouldn't start and he offered to help,
loaning her jumper cables. Subsequently, she went
out with him. She later told Hogue she did not want
to see him anymore, and he got angry.
Thereafter, on August 2, 1976,
Hogue telephoned her, stated that he wanted "for us
to part friends," and asked her to go with him to
get a hamburger and meet his uncle, who Hogue said
was expecting them. Not wanting to hurt his feelings,
she accepted, and they went in Hogue's car to get a
hamburger and then drove into the country,
supposedly towards the uncle's house. Hogue stopped
the car, pulled a long knife, grabbed Hightower,
threatened to kill her, made her commit sodomy, and
raped her twice (there was no ejaculation). On
cross-examination, she admitted that the rape case
growing out of this incident was no longer pending
as, following a mistrial therein, she "chose not to
go through a retrial."
Cross-examination also revealed that Hightower had
been convicted of fraud in 1978 and that her
exhusband had custody of her daughter.
The prosecution's final
punishment stage witness was psychiatrist Dr.
Grigson (also spelled in the record as Gregson). Dr.
Grigson had not examined or interviewed Hogue, or
examined any records or the like pertaining to him.
In response to a lengthy hypothetical question (occupying
some 192 lines in the record), which set out
hypothetical circumstances paralleling the
circumstances of the instant offense and those
immediately leading up to it as reflected by the
prosecution's evidence (some 177 lines), and also
mentioned a previous rape conviction (2 lines), and
a rape such as discussed by Karen Hightower (11
lines), Dr. Grigson testified that a person so
described "certainly would present very much of a
continuing threat to society," and would be such
even if confined in a penal institution. Cross-examination
was almost entirely focused on what defense counsel
asserted was the impropriety of predicting future
dangerousness, especially solely on the basis of a
hypothetical question, on asserted professional
criticism of Dr. Grigson for doing so, and on his
frequent testifying and related remuneration. No
counter-hypotheticals were posed to Dr. Grigson.
The defense put on psychologist
Dr. Dickerson. He, too, had not examined or
interviewed Hogue, or examined any records or the
like pertaining to him. The bulk of Dr. Dickerson's
testimony was that future dangerousness could not be
predicted, and that such predictions were wrong two
out of three times; that it was especially improper
to so predict without examination of the individual
concerned and solely on the basis of a hypothetical
question; and that a committee of the American
Psychiatric Association had condemned that practice.
On cross-examination by the state,
Dr. Dickerson was unwilling to state that future
dangerousness could be predicted for anybody, no
matter what they had done in the past. A person's
past dangerousness, no matter how clearly evidenced,
simply did not justify predicting future
dangerousness. Subsequently, Dr. Dickerson was
recalled by the defense, and based on a hypothetical
testified that the Parole Board was very reluctant "to
grant parole to someone with a history of that sort."
Apart from this statement, Dr. Dickerson gave no
testimony about Hogue personally or by hypothetical.
On cross-examination by the prosecution, Dr.
Dickerson admitted that probably a majority of
murderers who receive life sentences are granted
parole.
The remaining defense punishment
phase witnesses were Becky Hogue and Mary Ebel.
Becky Hogue testified that she had known Karen
Hightower "since about '72 or '76" and that her
reputation for being a truthful person was very bad.
Mary Ebel testified that Hogue
was her youngest son, and she identified three
photographs as being of Hogue, his ex-wife Claudia,
and his daughter Shawna.
Ebel testified that Claudia was "the injured party
in the rape case that sent Jerry to the Colorado
State Reformatory," that the pictures were taken at
that Reformatory "around January of '76" while Hogue
was there "after he had already plead guilty and
been sent to the Colorado state Reformatory." Ebel
said she took Claudia to visit Jerry in the
Reformatory because Claudia "has no other way to go."
This was Ebel's only testimony at the punishment
stage.
The prosecution did not
cross-examine her. The three pictures were
introduced in evidence. In one, Claudia and Hogue
are sitting right next to each other (their bodies
touching), Hogue's arm around Claudia and young
Shawna sitting apparently half on the lap of each;
in another, Hogue is standing holding Shawna on his
right and Claudia is on his left and slightly behind
him with both her arms around him; the remaining
picture shows Claudia and Hogue standing next to
each other (their bodies touching) and does not
include Shawna. In each picture all the subjects are
smiling.
The jury was instructed that in
answering the punishment issues it could consider
the evidence introduced at the guilt-innocence stage
of the trial, as well as that introduced at the
punishment stage.
DISCUSSION
I. Admission of Colorado
Conviction at Sentencing
The first of the three issues
raised by Hogue on this appeal is stated in his
appellant's brief as follows: "Did the admission of
Mr. Hogue's invalid prior felony conviction from
Colorado at the sentencing phase of his Texas
capital murder trial violate the Eighth and
Fourteenth Amendments under Johnson v. Mississippi,
486 U.S. 578, 108 S.Ct. 1981, 100 L.Ed.2d 575
(1988), and was he harmed by the violation?"
Hogue does not argue (and did not argue below) that
any invalidity in his 1974 Colorado conviction
renders his Texas capital murder conviction subject
to attack under the Constitution or laws of the
United States (or, indeed, in any way now subject to
attack).
Consequently, we do not consider any such question.
Colorado Court 1994 Action
In late December 1992, some seven
months after the instant section 2254 petition was
filed, Hogue, through counsel, commenced proceedings
in the Colorado trial court in which he had been
convicted, on the guilty plea, of rape in September
1974, to set that conviction aside. In an order
entered June 6, 1994, the Colorado court (a judge
who had not previously been involved in Hogue's
case) set aside Hogue's 1974 conviction (cause No.
6785), finding that Hogue's then counsel, Hilgers,
had rendered constitutionally ineffective assistance.
A copy of the Colorado court's order and memorandum
opinion was filed with the district court below on
June 7, 1994.
The Colorado trial court's order,
invoking the standards of Strickland v. Washington,
466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984),
and Hill v. Lockhart, 474 U.S. 52, 106 S.Ct. 366, 88
L.Ed.2d 203 (1985), found that Hogue's counsel,
Hilgers, rendered Hogue ineffective assistance in
connection with his August 19, 1974, plea of guilty
to rape in cause No. 6785.
This determination was based on findings that
Hilgers, an attorney licensed in 1972 (and disbarred
in 1980) who had never tried a felony case, "conducted
no investigation and talked to no witnesses, other
than talking to the defendant" and waived a
preliminary hearing, all without any "reasonable
tactical purpose." Hilgers had Hogue take a
polygraph test, the results of which were adverse to
Hogue.
The Colorado court found that "[b]efore
the polygraph exam, he [Hilgers] believed the
defendant's version of the facts, and expected that
the polygraph would establish the defendant's
innocence," but that "[a]fter receipt of the
polygraph results shortly after June 28, 1974,"
Hilgers became "panicky" and decided to dispose of
the case "at almost any cost, because he had faith
in the polygraph and no longer believed his client."
Subsequently, the prosecution made the offer to
Hilgers on the basis of which Hogue ultimately
pleaded guilty (see note 24, supra), Hilgers
communicated the offer to Hogue, and "took the
position that the defendant must accept the offer
because Mr. Hilgers felt there was a substantial
likelihood of conviction."
However, Hilgers "was focused
primarily on his own desire to avoid trial," "his
advice was not based on an informed judgment," and "his
recommendation was not the product of an intelligent
choice among reasonable alternative courses." Hogue
"reluctantly accepted the advice from Mr. Hilgers,
although, to this date, he has always maintained his
innocence." The Colorado court concluded that "there
is a reasonable probability that, if competent
counsel had developed the facts, he or she would not
have recommended a guilty plea and the defendant
would not have pled guilty" and that "there was a
reasonable probability that at a trial on the charge
the defendant would have been acquitted."
The Colorado Court, however, did
not find that no competent counsel would have
advised Hogue to plead guilty. The court stated it
was "not unmindful of the prosecution's argument
that, in the context of the plea bargain package,
the defendant can be said to have done quite well.
However, the issue is not that, but whether this
rape conviction is valid. And what is important is
not outcome alone."
The court also remarked, in
reference to cause No. 7304, in which Hogue was
later acquitted, "[o]f course, there was less at
risk in that case than there was for the defendant
here [in No. 6785]." Nor did the Colorado court find
that Hogue was in fact innocent of the rape charge
in cause No. 6785. It stated that "[t]he Court has
no way of knowing whether Claudia Hogue's
allegations in this case were true. And the Court
does not mean to demean her in any way by this
ruling."
At the end of its opinion, the
Colorado trial court stated "[f]urther, because the
defendant was ineffectively represented at the plea
hearing, his plea is invalid under Boykin [v.
Alabama, 395 U.S. 238, 89 S.Ct. 1709, 23 L.Ed.2d 274
(1969) ], as well." This constitutes the Court's
only discussion of Boykin, and the opinion contains
no recitation of facts relevant to Boykin, as
distinguished from Strickland or Hill.
There is no suggestion the court
taking Hogue's guilty plea did not personally advise
him on the record, and in open court in the presence
of his counsel, of all his relevant constitutional
rights, of the elements of the offense, and of the
range of punishment to which his plea exposed him,
and of every other constitutionally required matter.
Nor is there any finding that Hilgers had failed to
advise Hogue, or had incorrectly advised him, as to
any of such matter. The Colorado court's 1994 order
makes no reference to (or description of) anything
that transpired or did not transpire at the August
19, 1974, hearing other than that Hogue then pleaded
guilty and his plea was accepted.
The court's Boykin conclusion
appears to be nothing more than what it regarded as
necessarily following from its finding that Hilgers,
based on a professionally inadequate investigation,
had erroneously advised Hogue that "there was a
substantial likelihood of conviction" and thus "encourag[ed]
the defendant to accept the plea bargain offer," but
"did not give the defendant sufficient information
to make an intelligent choice at the same time
misleading the defendant to believe that he had,"
although "the investigated evidence" would have
shown that "Hilgers had a winnable case for the
defendant," and that there was a reasonable
probability Hogue would otherwise not have pleaded
guilty.
The Colorado court also
determined that Hogue's failure to attack his 1974
conviction until 1992 was within the Col.Rev.St.
(1986) § 16-5-402(2)(d) "justifiable excuse or
excusable neglect" exception to the otherwise
applicable three-year limitation period for such
attacks provided in Col.Rev.St. (1986) 16-5-402(1).
The court concluded that although "there were no
outside circumstances preventing an earlier
challenge by Mr. Hogue's lawyers,"
and "[n]one of the material evidence has been
destroyed," nevertheless "[w]hen the defendant's
subsequent lawyers [those after Hilgers] did not
make the claim now asserted, it is inconceivable
that their failure can be characterized as the
culpable neglect of the defendant."
District Court
The district court below, in its
November 1994 opinion, noted that Respondent (the
State) had waived exhaustion, and accepted the
waiver, though observing it was not bound to do so.
Hogue v. Scott at 1512. The court accepted the
Colorado court's 1994 determination that Hogue's
1974 rape conviction was constitutionally invalid,
but held "there are multiple reasons" why the
admission of evidence of that conviction at Hogue's
sentencing did "not provide a meritorious ground for
relief." Id. at 1516. The court held that Hogue's
claim was procedurally barred because it was first
raised in Hogue's sixth (and last) state habeas
which the Court of Criminal Appeals refused to act
on because of its previously having cited Hogue for
abuse of the writ in its denial of his fifth state
habeas, and Hogue had not shown either cause for
this default or resulting actual prejudice. Id. at
1512-15, 1522. See also id. at 1545-56 (January 1995
order overruling post-trial motion).
The district court further held
that Hogue's claim in this regard was also
independently procedurally barred by his failure to
object at trial to the admission of the evidence,
and that Hogue had not shown either any cause for
this failure nor resulting actual prejudice. Id. at
1522-23. Finally, the district court concluded that
under Brecht any error in the admission at
sentencing of the Colorado conviction was harmless,
noting that "the evidence, independent of the
Colorado conviction, in support of the findings the
jury made at the punishment phase of the trial was
so forceful that the possibility of actual prejudice
resulting at that phase of the trial from the
mentions of the conviction is negated" and "[t]he
mentions of the Colorado conviction did not have a
substantial or injurious effect in determining the
jury's verdict at either phase of the trial." Id. at
1521-22.
Abuse of the Writ
In finding a procedural bar on
the basis of abuse of the writ, the district court (id.
at 1515) relied on our October 13, 1994, opinion in
Hicks v. Scott, 35 F.3d 202 (5th Cir.1994), which
held that where a claim was raised only in a Texas
habeas that the Texas Court of Criminal Appeals took
no action on pursuant to an earlier finding of abuse
of the writ, this constituted a procedural bar to
consideration of that claim on federal habeas as "[t]he
Texas courts have a history of regular application
of the abuse of the writ doctrine."
However, on motion for rehearing
in Hicks, the state apparently conceded that the
abuse of the writ doctrine was not then followed
with sufficient regularity in Texas to constitute a
procedural default which would bar federal habeas
relief, and on March 20, 1995, our original opinion
in Hicks was withdrawn and a new unpublished opinion
was issued in its stead which reached the same
ultimate result but did not address the abuse of the
writ issue. Hicks v. Scott, No. 94-10302, 5th Cir.,
March 20, 1995 (unpublished). On the same day, we
held in Lowe v. Scott, 48 F.3d 873 (5th Cir.1995),
that because the Texas abuse of the writ doctrine
"has not been regularly applied" it could not
function as a procedural default to bar federal
habeas review. Id. at 876. In Lowe we relied on the
statement in the Court of Criminal Appeals' opinion
in Ex parte Barber, 879 S.W.2d 889, 891 n. 1 (Tex.Crim.App.1994),
cert. denied, 513 U.S. 1084 , 115 S.Ct. 739,
130 L.Ed.2d 641 (1995), that it would be
sound policy to apply the abuse of the writ doctrine
"in the future." Lowe at 876. The district court,
however, did not have the benefit of our opinion in
Lowe or of the withdrawal of our original opinion in
Hicks.
We agree with the district
court's observation that it is "quite clear that
Hogue has pursued a course of manipulating, and
abusing, the writ process to the end of gaining
additional time." Hogue v. Scott, at 1546. We
likewise agree with the district court that Hogue
has not shown cause for his abuse (either generally
or with respect to the instant claim regarding the
Colorado conviction). Accordingly, and given that
Texas courts had unquestionably applied the abuse of
the writ doctrine in other published opinions (see,
e.g., cases cited in note 33, supra ), the district
court correctly observed that Hogue had "fair
warning that he was running the risk of a ruling of
abuse of the writ." Id. at 1545.
Moreover, on Hogue's second trip
to the district court below in which he had procured
a last minute stay of execution, the Court on
October 17, 1987, had advised Hogue to file by
January 22, 1988, in federal or state court, a
habeas petition presenting "each and every claim
known to Petitioner or his counsel on pain of waiver."
Further, there is nothing to suggest that the Court
of Criminal Appeals' invocation of the abuse of the
writ doctrine in Hogue's case was any kind of ploy
to avoid a difficult federal issue or was otherwise
in any sense unfair.
Nevertheless, that a state rule
of procedural default be regularly applied--not
merely applied somewhat more often than not--is
essential in order for it to serve as a per se bar
to otherwise available federal habeas relief, and,
as we held in Lowe, the Texas abuse of the writ
doctrine (as applied prior to 1994) does not meet
this test.
Accordingly, the Texas court's abuse of the writ
ruling does not of itself suffice to bar Hogue from
federal habeas relief.
Failure to Object at Trial
The district court held that
Hogue's claim as to the admission at the sentencing
phase of his trial of evidence of the Colorado
conviction, because it was void due to Hogue's
counsel's having rendered him ineffective assistance,
was procedurally barred by his failure to object at
trial to that evidence as required by the Texas
contemporaneous objection rule. Hogue v. Scott, at
1522-23. As the district court correctly observed, "Hogue,
both personally and through his counsel, expressly
told the state trial judge that Hogue had no
objection to the receipt into evidence at the
punishment phase of the trial of proof of Hogue's
Colorado conviction." Id. at 1522.
The district court further correctly determined that
"Hogue has made no plausible suggestion of a valid
cause for his failure to timely object on the ground
that his Colorado conviction was invalid." Id. at
1523.
Hogue challenges the district
court's invocation of failure to comply with the
Texas contemporaneous objection rule as a procedural
bar on essentially three grounds.
First, Hogue makes a brief,
passing assertion that this was not adequately
raised by the state below. We disagree. In its
supplemental answer filed below on July 7, 1994, the
state specifically and adequately pleaded the
procedural bar arising from Hogue's failure to
object at trial as required by the Texas
contemporaneous objection rule (citing pertinent
Texas and federal authority).
Second, Hogue argues that the
Texas contemporaneous objection rule is (or was) not
" 'strictly or regularly followed,' " as is required
for a default thereunder to bar federal habeas
relief, Johnson v. Mississippi, 486 U.S. 578,
586-88, 108 S.Ct. 1981, 1987, 100 L.Ed.2d 575
(1988), or at least that it is (or was) not so
followed with respect to this character of claim. We
reject this contention.
The Texas contemporaneous
objection rule was already well established as long
as thirty-five years ago, see, e.g., Freeman v.
State, 172 Tex.Crim. 389, 357 S.W.2d 757, 758
(1962),
and for more than twenty years we have on numerous
occasions invoked noncompliance with it as a basis
on which to deny federal habeas relief. And, on
several occasions we have expressly held that it was
followed with sufficient regularity for this purpose.
In denying habeas relief on this basis in St. John
v. Estelle, 544 F.2d 894 (5th Cir.1977), we observed
that "Texas' contemporaneous objection rule furthers
a valid state interest." Id. at 895. This opinion
was adopted by the en banc court with the addition
of a citation to Wainwright v. Sykes, 433 U.S. 72,
97 S.Ct. 2497, 53 L.Ed.2d 594 (1977). St. John v.
Estelle, 563 F.2d 168 (5th Cir.1977) (en banc), cert.
denied, 436 U.S. 914 , 98 S.Ct. 2255, 56 L.Ed.2d
415 (1978). In Bass v. Estelle, 705 F.2d 121
(5th Cir.), cert. denied, 464 U.S. 865 , 104
S.Ct. 200, 78 L.Ed.2d 175 (1983), a federal
habeas challenging a "spring of 1980" Texas
conviction and death sentence, we specifically
rejected a contention that the Texas contemporaneous
objection rule was not sufficiently "regularly
applied" so that noncompliance with it could not bar
federal habeas relief. Id. at 122.
In doing so, we recognized that
the "regularly applied" standard was met despite
exceptions for instances where the law in effect at
the time of trial would have precluded successful
objection. Id. We also held that "an occasional act
of grace by the Texas court in entertaining the
merits of claim that might have been viewed as
waived by procedural default" did not "constitute
such a failure to strictly or regularly follow the
state's contemporaneous objection rule" as to
generally preclude reliance thereon to bar habeas
relief. Id. at 122-123.
We reviewed the matter at some
length in Amos v. Scott, 61 F.3d 333 (5th Cir.),
cert. denied, --- U.S. ----, 116 S.Ct. 557, 133 L.Ed.2d
458 (1995), and, reaffirming the holdings of Bass,
concluded that "Texas courts apply the
contemporaneous objection rule strictly and
regularly." Amos at 341. We noted that the question
was whether the rule "is strictly or regularly
applied evenhandedly to the vast majority of similar
claims," id. at 339, that the presence of exceptions
for a right not legally recognized at time of trial
and for certain cases of fundamental error did not
alter this conclusion, id. at 343-344, and that "the
relatively few occasions ... in which it might be
said that the TCCA [Texas Court of Criminal Appeals]
has disregarded the rule and its exceptions are not
sufficient to undercut the overall regularity and
consistency of their application and thus the
adequacy of the state procedural bar." Id. at 345.
To the same effect are Sharp v. Johnson, 107 F.3d
282, 285-86 (5th Cir.1997), and Rogers v. Scott, 70
F.3d 340, 344 (5th Cir.1995), cert. denied, --- U.S.
----, 116 S.Ct. 1881, 135 L.Ed.2d 176 (1996).
Texas courts, and this Court,
have long applied the Texas contemporaneous
objection rule to bar claims that a conviction
introduced in evidence without objection (or with
objection only on another ground) was invalid.
Decisions of the Texas Court of Criminal Appeals
doing so include the following:
Ex parte Gill, 509 S.W.2d 357,
359 (Tex.Crim.App.1974) (state habeas attacking 1970
conviction and sentence on basis that at trial
evidence of revocation of probation for earlier
offense was introduced, despite the fact that the
revocation was invalid due to lack of counsel; held
that although the revocation was invalid for lack of
counsel, the failure to object at trial waived the
error);
Wright v. State, 511 S.W.2d 313, 315 (Tex.Crim.App.1974)
(on appeal from revocation of probation for 1973
conviction for second offense DWI, a felony, treated
as an appeal from 1973 conviction and sentence,
rejects challenge to first offense conviction, a
1970 misdemeanor DWI, on grounds that defendant was
not afforded counsel in the 1970 case, because of
failure to object to the evidence of the prior
conviction);
Ex parte Sanders, 588 S.W.2d 383, 384-5 (Tex.Crim.App.1979)
(en banc) (state habeas challenge to conviction
enhanced by prior felony conviction, it being
claimed that the prior felony was void because of
lack of counsel; habeas denied because of failure to
object to the proof of the prior felony; "[f]ailure
to object to proof of a void conviction has been
held to constitute waiver ... [W]e hold that
petitioner's failure to object when the complained
of prior conviction was offered into evidence
constituted a waiver of the claimed right");
Ex parte Reed, 610 S.W.2d 495, 497 (Tex.Crim.App.1981)
(en banc) (state habeas challenge to 1972 conviction
and sentence on grounds, among others, of admission
in evidence at the sentencing phase of prior
convictions which were allegedly void because of
ineffective assistance of counsel; "[w]ith regard to
the claim that the allegedly void prior convictions
were introduced at his trial ... as part of
petitioner's prior criminal record, we observe that
there was no objection to the introduction of the
evidence of the prior convictions at the time the
exhibits were offered. Therefore, he waived any
claim he may now assert"); Hill v. State, 633 S.W.2d
520, 523-25 (Tex.Crim.App.1981) (en banc) (appeal of
conviction and sentence enhanced by 1963 conviction;
pending this appeal, the 1963 conviction was set
aside because the defendant was without counsel;
held instant conviction and sentence affirmed
because there was no objection at trial to the
evidence of the 1963 conviction, citing numerous
prior cases; "we hold that the failure to object at
trial to the introduction of proof of an alleged
infirm prior conviction precludes a defendant from
thereafter attacking a conviction that utilized the
prior conviction");
Ex parte Ridley, 658 S.W.2d 177 (Tex.Crim.App.1983)
(en banc) (habeas attack on both 1967 burglary
conviction and 1976 robbery conviction in which the
sentence was (without objection) enhanced by the
1967 burglary conviction; habeas granted as to the
1967 conviction because the same jury that
determined guilt also determined competence to stand
trial; habeas denied as to 1976 conviction and
enhanced sentence because "[t]he failure to object
at trial to the introduction of an infirm prior
conviction precludes the defendant from thereafter
collaterally attacking the conviction that utilized
the infirm prior conviction"); Ex parte Cashman, 671
S.W.2d 510 (Tex.Crim.App.1983) (en banc) (state
habeas attacking 1977 robbery conviction and
sentence enhanced by 1969 Colorado conviction; the
Colorado conviction was pursuant to a guilty plea;
there was no objection to the evidence of the
Colorado conviction at the 1977 trial or on direct
appeal; after the 1977 conviction and sentence were
affirmed on direct appeal, the defendant filed a
motion in the Colorado court to set the Colorado
conviction aside because the guilty plea was not
intelligently and knowingly entered, no factual
basis was shown to support the plea and defendant
did not receive effective assistance of counsel; the
Colorado court granted the motion; habeas as to the
1977 conviction and sentence was denied because
there was no objection at trial to the Colorado
conviction).
The decisions of this Court have
likewise long recognized that federal habeas relief
sought on the basis that an invalid prior conviction
was put in evidence at the petitioner's Texas trial
is properly denied where the petitioner did not
object at his trial to the evidence of the prior
conviction as required by the Texas contemporaneous
objection rule. In McDonald v. Estelle, 536 F.2d 667
(5th Cir.1976), we affirmed a grant of habeas relief
as to a 1973 Texas conviction and fifteen-year
sentence because of the introduction at the
punishment phase of the trial of a 1960 Arkansas
theft conviction, based on a guilty plea, which we
found constitutionally invalid because the defendant
was indigent, did not have counsel, and was not
offered and did not waive counsel. Id. at 671. "When
objection to" this prior conviction (and others) "was
raised up on direct appeal, the Court of Criminal
Appeals of Texas refused to consider the challenges
because no objection to them had been made at trial."
Id. at 670. The Supreme Court granted certiorari and
remanded to this court "for further consideration in
light of Wainwright v. Sykes." Estelle v. McDonald,
433 U.S. 904 , 97 S.Ct. 2967, 53 L.Ed.2d 1088 (1977).
On remand, we noted that evidence
of the prior invalid and uncounseled Arkansas
conviction "was not objected to" at defendant's
Texas trial "as required by the Texas
contemporaneous objection rule" and that accordingly
"[u]nder Sykes, petitioner is precluded from
obtaining federal habeas relief due to his
procedural default unless he can establish cause for
failing to object." McDonald v. Estelle, 564 F.2d
199, 200 (5th Cir.1977). We accordingly remanded to
the district court "for the limited purpose of
providing petitioner the opportunity to demonstrate
cause for noncompliance with the Texas
contemporaneous objection rule." Id. at 200.
In Loud v. Estelle, 556 F.2d 1326
(5th Cir.1977), we rejected a habeas attack on a
1970 Texas conviction and life sentence as enhanced
by two prior convictions, one of which petitioner
asserted resulted when in 1960 his originally
probated 1959 sentence was revoked "without a
hearing, without counsel, and without petitioner's
knowledge or presence," which he claimed was
constitutionally required by Mempa v. Rhay, 389 U.S.
128, 88 S.Ct. 254, 19 L.Ed.2d 336 (1967). Loud at
1327-28.
We held that under Wainwright v.
Sykes "all attacks on the constitutionality of the
1960 revocation hearing are foreclosed by the
petitioner's failure to object to the admission of
the conviction at the punishment phase of his trial"
and that "[a]fter Wainwright v. Sykes, petitioner
has waived any objections he might have had to use
of the 1959 conviction to enhance his sentence."
Loud at 1329, 1330. In Nichols v. Estelle, 556 F.2d
1330 (5th Cir.1977), cert. denied, 434 U.S.
1020 , 98 S.Ct. 744, 54 L.Ed.2d 767 (1978),
we denied habeas relief as to a 1973 Texas
conviction and life sentence under the Texas
habitual offender statute based on a 1965 Oklahoma
conviction which the petitioner claimed was void
because, inter alia, he was denied counsel on
appeal, stating "But petitioner's counsel failed to
object to the admission of the Oklahoma conviction
on the ground that counsel had not been provided on
appeal. This failure worked a waiver of the
constitutional error complained of here." Id. at
1331 (footnote omitted) (citing Wainwright v. Sykes
and Loud ).
Our decision in Weaver v.
McKaskle, 733 F.2d 1103 (5th Cir.1984), is likewise
controlling. There we rejected Weaver's federal
habeas challenge to his 1977 Texas robbery
conviction and life sentence at the punishment phase
of which evidence was introduced of Weaver's 1960
Illinois conviction. At trial, Weaver objected to
the Illinois conviction only on the ground that it
was not final, as he had been pardoned. In 1980, an
Illinois court set aside the 1960 conviction because
at the 1960 trial there existed a bona fide question
as to Weaver's competency to stand trial, and no
hearing had been held to determine his competence as
required by Pate v. Robinson, 383 U.S. 375, 86 S.Ct.
836, 15 L.Ed.2d 815 (1966). Weaver at 1104. We held
that the constitutional invalidity of the 1960
Illinois conviction did not entitle Weaver to habeas
relief because of his failure to object at the 1977
trial to the 1960 conviction on that basis as
required by the Texas contemporaneous objection rule,
invoking Wainwright v. Sykes and Engle v. Isaac, 456
U.S. 107, 102 S.Ct. 1558, 71 L.Ed.2d 783 (1982).
We explained: "Under Texas law, a
defendant's failure to object at trial to the
introduction of an allegedly infirm prior conviction
precludes a later attack upon the conviction that
utilized the prior conviction.... Even where the
alleged error is of constitution dimension," id.,
and "Texas courts ... have barred a subsequent
attack on a conviction in which the sentence was
enhanced through use of an uncounseled and void
prior conviction where the defendant failed to
object." Id. at 1107.
More recently, in Smith v.
Collins, 977 F.2d 951 (5th Cir.1992), cert. denied,
510 U.S. 829 , 114 S.Ct. 97, 126 L.Ed.2d 64 (1993),
the federal habeas petitioner challenged his 1977
Texas conviction and life sentence on the basis that
at the punishment stage of that trial evidence was
introduced of his 1952 conviction which was
subsequently (in 1985) set aside on the basis of a
Turner v. Louisiana, 379 U.S. 466, 85 S.Ct. 546, 13
L.Ed.2d 424 (1965), violation. We held that this
challenge was barred under Wainwright v. Sykes and
its progeny by the petitioner's failure to object at
his 1977 trial to the introduction there of evidence
of the 1952 conviction, as required by the Texas
contemporaneous objection rule.
Hogue's argument that Texas'
contemporaneous objection rule is or was not
regularly followed in respect to invalid prior
convictions is necessarily foreclosed by our
decisions in Loud (1970 Texas trial; invalid prior
Texas conviction); Nichols (1973 Texas trial;
invalid prior Oklahoma conviction); McDonald (1973
Texas trial; invalid prior Arkansas conviction);
Weaver (1977 Texas trial; invalid prior Illinois
conviction); Smith (1977 Texas trial; invalid prior
Texas conviction). One panel of this Court may not
overrule another (absent an intervening decision to
the contrary by the Supreme Court or the en banc
court, of which there are none). But even if we were
free to do so, we see no valid basis to depart from
those decisions. They are well supported not only by
the long established general principles of the Texas
contemporaneous objection rule, but also by many
decisions of the Texas Court of Criminal Appeals
applying that rule in the specific context of
failure to object to evidence of a prior invalid
conviction, as reflected by the above cited cases of
Gill, Wright, Sanders, Reed, Hill, Ridley, and
Cashman.
Only one of the cases relied on
by Hogue can be said to be in point, as the others
all involve either a recognized exception to the
Texas contemporaneous objection rule plainly not
applicable here or are otherwise simply inapposite.
This single case is Smith v. State, 486 S.W.2d 374 (Tex.Crim.App.1972).
That was a direct appeal from a felony shoplifting
conviction where a life sentence was imposed by
reason of enhancement by two prior felonies alleged
in the indictment. At the punishment stage the
defendant pleaded guilty to the enhancement
allegations. While the appeal was pending, the
defendant caused one of the prior convictions to be
set aside because the defendant was without counsel,
and the Court of Criminal Appeals, in the direct
appeal, accordingly modified the sentence to ten
years (enhanced by only one valid prior conviction).
The opinion does not discuss the
failure to object or even mention the
contemporaneous objection rule. Smith v. State was
expressly overruled en banc in Hill. Hogue argues
that comes too late, for Hill was not decided until
1982, and he was tried in 1980. However, Smith v.
State (a 1972 decision) had been effectively
abandoned long before then. Ex parte Gill was
decided in 1974, and applied the contemporaneous
objection rule to an invalid prior conviction
introduced at a 1970 trial; Wright was likewise
handed down in 1974 and applied the contemporaneous
objection rule to an invalid prior conviction
introduced at a 1973 trial; so also with Sanders, a
1979 en banc decision; Reed, a 1981 en banc decision
applicable to a 1972 trial; Ridley, a 1983 en banc
decision applicable to a 1977 trial; and Cashman, a
1983 en banc decision applicable to a 1977 trial.
Hill itself was applicable to a trial well prior to
October 1981.
And, our decisions in Loud (1977), Nichols (1977),
and McDonald (1977) apply the Texas contemporaneous
objection rule to the failure to object to evidence
of an invalid prior conviction and were all handed
down years after Smith v. State and years before
Hogue's 1980 trial, while in Weaver and Smith v.
Collins we applied the Texas contemporaneous
objection rule to 1977 trials.
Further, all these decisions,
both of the Texas Court of Criminal Appeals and of
our court (except Smith v. Collins), were handed
down years before the Court of Criminal Appeals
affirmed Hogue's conviction on direct appeal.
Finally, as Hill points out, Smith v. State was
inconsistent with prior Texas decisions and the then
long established Texas contemporaneous objection
rule. Smith v. State cannot sustain the weight Hogue
would place on it. This single 1972 decision does
not rise even to the level of "the relatively few
occasions" of disregard of the rule which Amos held
were not sufficient to defeat the required
regularity of application. Id., 61 F.3d at 345. It
is clear that Texas courts do and did apply the
contemporaneous objection rule in at least "the vast
majority" of claims similar to Hogue's. Amos at 389.
We reject Hogue's contention to the contrary.
Hogue's third and final argument
against applying the procedural bar of failure to
comply with the Texas contemporaneous rule is that
no Texas court expressly denied his complaint
concerning the admission at the sentencing phase of
the allegedly invalid Colorado conviction on that
basis. In this connection, Hogue invokes the
principle of Harris v. Reed, 489 U.S. 255, 109 S.Ct.
1038, 103 L.Ed.2d 308 (1989), that "a procedural
default does not bar consideration of a federal
claim on either direct or habeas review unless the
last state court rendering a judgment in the case '
"clearly and expressly" ' states that its judgment
rests on a state procedural bar." Id. at 263, 109
S.Ct. at 1043.
However, this rule of Harris "applies
only when it fairly appears that a state court
judgment rested primarily on federal law or was
interwoven with federal law." Coleman v. Thompson,
501 U.S. 722 , 739, 111 S.Ct. 2546, 2559, 115 L.Ed.2d
640 (1991). As we recognized in Young v.
Herring, 938 F.2d 543 (5th Cir.1991) (en banc), in
Coleman "[t]he Court explicitly rejected Coleman's
contention that the Harris rule should apply
whenever the state court decision does not contain a
plain statement that it relied on a state procedural
bar." Young at 553. In Young we likewise recognized
that a necessary "predicate" to the application of
the Harris rule " 'is that the decision of the last
state court to which the petitioner presented his
federal claims most fairly appear to rest primarily
on federal law or to be interwoven with federal law.'
" Young at 553 (quoting Coleman, at 735, 111 S.Ct.
at 2557).
That necessary predicate is
clearly lacking here, for no Texas court has ever to
any extent addressed the merits of any portion of
Hogue's claim that he was denied the effective
assistance of counsel in his Colorado conviction,
that that conviction was constitutionally (or
otherwise) invalid, and that introduction of it at
the sentencing phase of his trial deprived him of
his rights under the Eighth and Fourteenth
Amendments. Consequently, Harris does not avail
Hogue.
The fact that the Texas courts
have not actually applied the bar of the
contemporaneous objection rule to Hogue's claim is
not controlling because Hogue's claim was never
presented to them prior to his sixth state habeas (and
was then not fairly presented, see infra and note
35, supra ) and the sixth state habeas was not
accepted for filing because Hogue had previously
been cited for abuse of the writ. In Engle v. Isaac,
456 U.S. 107, 102 S.Ct. 1558, 71 L.Ed.2d 783 (1982),
three Ohio prisoners, Isaac, Bell, and Hughes,
convicted of separate offenses in separate trials in
Ohio courts, brought separate federal habeas
petitions complaining of a jury instruction, given
in each case, placing the burden of persuasion on
the defendant with respect to self-defense. Isaac
did not object to the instruction at trial, but did
complain of it on direct appeal; the Ohio appellate
court held the complaint was barred by failure to
object at trial as required by the Ohio
contemporaneous objection rule. Id. at 114-16, 102
S.Ct. at 1565. Neither Hughes nor Bell objected to
the instruction at trial or raised any complaint
about it on direct appeal, nor did either pursue any
state post-conviction remedies. Id. at 110-14,
116-18, at 1563-64, 1566.
Despite the fact that neither
Hughes nor Bell had ever presented their respective
complaints to the state court, and the state courts
in their respective cases had never actually applied
any procedural bar to either of them, the Supreme
Court held that their federal habeas complaints
concerning the instruction were, just like those of
Isaac, barred by their failure to comply with the
well-settled Ohio contemporaneous objection rule.
"Close analysis of respondents' habeas petitions
reveals only one colorable constitutional claim.
Because respondents failed to comply with Ohio's
procedures for raising that contention, and because
they have not demonstrated cause for the default,
they are barred from asserting that claim under 28
U.S.C. 2254." Id. at 135, 102 S.Ct. at 1576.
Similarly, in Teague v. Lane, 489
U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d 334, (1989),
the Court held that the petitioner's claim of a
Swain v. Alabama, 380 U.S. 202, 85 S.Ct. 824, 13
L.Ed.2d 759 (1965), violation was procedurally
barred by his failure to raise it at trial or on
appeal, as required by Illinois law, and he had
never pursued state post-conviction remedies. Id. at
296-300, 109 S.Ct. at 1068-69 ("... we hold that
petitioner's Swain claim is procedurally barred, and
do not address its merits").
In both Isaac and Teague it was
held that the exhaustion requirement was satisfied
because state habeas clearly would not be available.
Isaac, at 125 n. 28, 102 S.Ct. at 1570-71 n. 28;
Teague, at 296-98, 109 S.Ct. at 1068. In essence,
the Court in Isaac and Teague assumed that the state
court, in deciding a state habeas, would deny it on
the basis of the procedural bar arising from the
failure to raise the issue at trial or on direct
appeal. So, too, here. The Texas Court of Criminal
Appeals did not decide or rule on, but rather
refused to accept for filing, Hogue's sixth state
habeas petition; but, assuming that petition
adequately raised the instant complaint concerning
the Colorado conviction, had the Court of Criminal
Appeals accepted the petition and ruled on that
complaint, the court clearly would have denied it on
the basis of Hogue's failure to comply with the
Texas contemporaneous objection rule. That is
entirely as clear here as it was in Isaac and Teague.
Moreover, "[s]tate collateral proceedings are not
constitutionally required as an adjunct to the state
criminal proceedings," Murray v. Giarratano, 492
U.S. 1, 10, 109 S.Ct. 2765, 2770, 106 L.Ed.2d 1
(1989),
and we cannot imagine that the result in Isaac or
Teague would have been any different had the states
there involved simply had no state habeas procedure.
Hogue relies on the statement in
Teague that:
"The rule announced in Harris v.
Reed assumes that a state court has had the
opportunity to address a claim that is later raised
in a federal habeas proceeding. It is simply
inapplicable in a case such as this one, where the
claim was never presented to the state courts."
Teague at 299, 109 S.Ct. at 1069.
Hogue reads this language as
stating that Harris applies in every case except
only when the claim was never presented to the state
courts. But it does not say that. And any
implication to that effect is dispelled by Coleman,
where the Court expressly rejected the contention
that Harris "applies in all cases in which a habeas
petitioner presented his federal claims to the state
court." Coleman, at 736, 111 S.Ct. at 2557-58. The
Coleman Court observed "[t]his rule makes little
sense," and went on to state:
"... Coleman would have the
federal courts apply a conclusive presumption of no
independent and adequate state grounds in every case
in which a state prisoner presented his federal
claims to a state court, regardless of whether it
fairly appears that the state court addressed those
claims. We cannot accept such a rule...." Id. at
737, 111 S.Ct. at 2558.
As the Eleventh Circuit stated in
the capital case of Lindsey v. Smith, 820 F.2d 1137,
1143 (11th Cir.1987), cert. denied, 489 U.S.
1059 , 109 S.Ct. 1327, 103 L.Ed.2d 595 (1989),
reh'g denied, 490 U.S. 1031 , 109 S.Ct. 1771,
104 L.Ed.2d 206 (1989): "Isaac ...
demonstrates that the considerations of comity that
underlie the procedural bar doctrine require federal
habeas courts to honor state procedural rules, and
not only state courts' procedural rulings."
Of course, if, notwithstanding
the failure to comply with the state's procedural
rules, the state court's denial of relief fairly
appears to rest primarily on, or to be interwoven
with, federal law, then federal habeas relief is not
procedurally barred unless the state court in
denying relief also clearly and expressly relies on
the failure to comply with the state procedural
rules. Coleman. See also Isaac at 135 n. 44, 102
S.Ct. at 1575 n. 44. But here, "we deal only with
contentions of federal law which were not resolved
on the merits in the state proceeding due to" the
habeas petitioner's "failure to raise them there as
required by state procedure." Sykes, at 87, 97 S.Ct.
at 2507 (emphasis in original).
A somewhat analogous case is
Tower v. Phillips, 7 F.3d 206 (11th Cir.1993). There
the federal claim at issue had never been raised in
the state courts until the petitioner asserted them
in two state post-conviction motions or petitions
filed more than two years after his conviction had
become final. Approximately a year and a half after
the last of these motions or petitions was filed,
petitioner filed his federal habeas. However, the
state court never ruled on either post-conviction
motion or petition despite petitioner's having
apparently "written the clerk of the state court
repeatedly concerning his pending motions." Id. at
209. As the Tower Court remarked, the petitioner "did
present his claims in state court, but the state
court never ruled one way or the other on the
petitions." Id. at 210 (original emphasis).
The Eleventh Circuit concluded
that petitioner's state post-conviction motions or
petitions were filed outside the two-year period
allowed by state law and that the state law
exceptions for instances where the relevant facts
were not sooner known or reasonably knowable and for
changes in the law were not applicable under the
circumstances presented. Id. at 209 n. 8. The
Eleventh Circuit held that this failure to timely
file the state post-conviction petitions or motions--which
were the only raising of the federal issue in state
court--constituted a state law procedural default
which barred federal relief absent a showing of
cause and prejudice. Id. at 210-211. In so holding,
the Eleventh Circuit expressly rejected the ruling
of the "magistrate judge and district court below
... that because the Florida courts never ruled on
Tower's [post-conviction] motions, a showing of
cause and prejudice was unnecessary." Id. at 210.
The Court of Appeals explained that:
"As Coleman v. Thompson makes
clear, the Harris presumption may not be applied in
cases in which the state court opinion did not, at a
minimum, discuss the federal grounds at issue.... [W]e
may not assume that had the state court issued an
opinion, it would have ignored its own procedural
rules and reached the merits of this case. In fact,
the most reasonable assumption is that had the state
court ruled, it would have enforced the procedural
bar." Id. at 211.
The court went on to hold that
the petitioner had not shown cause for his state law
procedural default and that accordingly the default
barred federal habeas relief.
Here, as in Tower, the state
courts have declined to rule on the only arguable
assertion in state court of the relevant federal
claim with respect to that claim there was a clear
failure to comply with the regularly enforced Texas
contemporaneous objection rule; and, the most
reasonable assumption, indeed the only reasonable
assumption, is that had the Texas court ruled on the
claim--i.e., had it accepted for filing Hogue's
sixth state habeas (the only even arguable attempt
to assert the federal claim in state court)--it
would have enforced the procedural bar of Hogue's
failure to comply with the Texas contemporaneous
objection rule.
In Tower, the petitioner's
affording the state court an opportunity to rule on
his federal claim combined with the state court's
failure to act on that opportunity did not prevent
application of the procedural bar; similarly,
Hogue's tendering of his sixth state habeas petition,
combined with the Court of Criminal Appeals' refusal
to accept it for filing because Hogue had previously
been cited for abuse of the writ in connection with
his fifth state habeas petition, should not prevent
application of the procedural bar arising from
Hogue's failure to comply with the regularly
enforced Texas contemporaneous objection rule.
However it might be in some other
possible set of circumstances, that conclusion is
particularly appropriate here. Hogue's sixth state
habeas did not fairly present his federal claim as
that claim ultimately was made in the district court
below. As explained in more detail in note 35 supra,
Hogue's sixth state habeas petition contained a
claim (the 31st out of 36 there asserted; none of
the others are relevant), presented in less than two
of that petition's 173 pages (exclusive of exhibits),
that the admission of the Colorado conviction at his
sentencing violated his rights under the United
States Constitution in that the Colorado conviction
was "void" because of "reliance on false testimony
and other violations of Mr. Hogue's rights under
state and federal law."
The entirely conclusory "false
testimony" theory, presumably in support of which
the sixth state petition cites Napue v. Illinois,
360 U.S. 264, 79 S.Ct. 1173, 3 L.Ed.2d 1217 (1959),
a jury trial false testimony case, has not been
pursued and appears facially inapposite to Hogue's
Colorado guilty plea conviction. That leaves wholly
unspecified "other violations." While the citation
to Boykin might suggest a contention that the trial
judge failed to advise (or misadvised) Hogue of the
rights he gave up by pleading guilty (see note 27,
supra), there is absolutely no allegation to this
effect in the petition (nor any allegation that
Hogue was unaware of any of his rights), and no
claim based on the judge's failure to advise, or
misadvising, Hogue has been pursued. What has been
pursued is ineffective assistance of counsel, yet
this portion of the sixth state habeas petition
makes no reference whatever to "counsel," "attorney,"
"lawyer," or the equivalent (or to any individual
other than Hogue), or to the Sixth Amendment. While
it does cite Strickland, and that would suggest some
sort of ineffective assistance of counsel claim, the
sixth state habeas contains no even conclusory
allegations suggestive of anything any lawyer
representing Hogue in his Colorado case either did
or said or failed to do or say (nor does the sixth
state habeas assert Hogue's innocence of the
Colorado charge to which he pleaded guilty or that
he was misinformed in any respect in that case).
This is plainly not a fair
presentation of the claim ultimately presented to
the district court below, namely that Hogue pleaded
guilty because his counsel advised him, without
adequate investigation, that he would likely be
convicted and should therefore accept the state's
plea bargain offer.
See, e.g., Nobles v. Johnson, 127 F.3d 409, 420 (5th
Cir.1997) (no fair presentation to state court "if
the prisoner presents new legal theories or factual
claims in his federal habeas petition"); Graham v.
Johnson, 94 F.3d 958, 968-69 (5th Cir.1996) (ineffective
assistance of counsel claim not fairly presented to
state court where in federal court petitioner "presented
significant evidentiary support ... never presented
to the state courts"); Joyner v. King, 786 F.2d
1317, 1320 (5th Cir.), cert. denied,
479 U.S. 1010 , 107 S.Ct. 653, 93 L.Ed.2d 708 (1986) (no fair
presentation to state court where federal claim
contains "new factual allegations in support of a
previously asserted legal theory"); Brown v.
Estelle, 701 F.2d 494, 495-96 (5th Cir.1983) (if
claim in federal court is in a significantly
stronger posture then it was in state court, it was
not fairly presented to state court). See also, e.g.,
Grubbs v. Singletary, 120 F.3d 1174, 1178 (11th
Cir.1997) ("specific instances of alleged
ineffective assistance of counsel" not previously
presented to state court in connection with state
court ineffective assistance claim).
Moreover, Hogue had been cited
for abuse of the writ in connection with his earlier
fifth state habeas, and that action was neither
arbitrary nor discriminatory and can hardly have
been a surprise or frustrated any reasonable
expectation of Hogue's, as he had abused the writ,
Texas courts had on several previous occasions
invoked that doctrine (see cases cited in note 33,
supra ), and in October 1987, months prior to
Hogue's filing (through attorneys Mason and Bruder)
of his fourth state habeas in January 1988, the
district court below had ordered Hogue to file by
January 1988 a state or federal habeas which would "present
each and every claim known to Petitioner or his
counsel on pain of waiver." That the Court of
Criminal Appeals refused to accept for filing
Hogue's sixth state writ, because he had been cited
for abuse of the writ in connection with his fifth
state writ, should not in these circumstances
constitute some sort of waiver of Hogue's failure to
comply with the Texas contemporaneous objection rule
as to his present complaint concerning the Colorado
conviction, a complaint almost buried in and not
fairly presented by his sixth state habeas and never
previously even hinted at.
As noted, the district court
determined that Hogue had "made no plausible
suggestion of a valid cause for his failure" to
comply with the Texas contemporaneous objection rule
in respect to his present complaint concerning the
admission in evidence of the Colorado conviction at
the punishment stage of his trial. Hogue in his
present appeal does not challenge this determination
of the district court or otherwise urge that there
was any "cause" which excused this failure within
the meaning of the "cause and prejudice" exception
set forth in Wainwright v. Sykes, 433 U.S. 72, 97
S.Ct. 2497, 53 L.Ed.2d 594 (1977), and subsequent
cases.
The failure to show "cause" is
fatal to the invocation of the "cause and prejudice"
exception, without regard to whether "prejudice" is
shown. Isaac, 456 U.S. at 134 n. 43, 102 S.Ct. at
1575 n. 43. However, even if no cause is shown
excusing the procedural default--here failure to
comply with the Texas contemporaneous objection rule--nevertheless
that default will not bar federal habeas relief if
imposition of such a bar would constitute a " 'miscarriage
of justice.' " Sawyer v. Whitley, 505 U.S. 333, 339,
112 S.Ct. 2514, 2518, 120 L.Ed.2d 269 (1992).
Where, as here, the asserted
error (admission of Colorado conviction at the
punishment stage) goes only to the sentence imposed
in a capital case, such a "miscarriage of justice"
is not established unless it is shown "by clear and
convincing evidence that but for" the asserted "constitutional
error, no reasonable juror would have found the
petitioner eligible for the death penalty under the
applicable state law." Id. at 336, 112 S.Ct. at
2517. Hogue does not argue on appeal that this
standard is met, and it is plain that it is not. A
reasonable juror could, indeed in all likelihood
would, have answered both of the punishment issues
in the affirmative had there never been any mention
of the 1974 Colorado conviction.
Because Hogue did not object to--indeed
he and his counsel affirmatively stated they did not
object to--the introduction of the Colorado
conviction at the punishment phase of his trial, he
failed to comply with the settled Texas
contemporaneous objection rule. Because he has
neither claimed nor shown "cause" for this default
or that a "miscarriage of justice" would result if
the default barred federal habeas relief, we affirm
the district court's determination that federal
habeas relief on this claim is barred by the failure
to comply with the Texas contemporaneous objection
rule.
No Substantial and Injurious
Effect on Sentence Verdict
Even if Hogue's complaint
respecting introduction of the Colorado conviction
at the sentencing phase were not procedurally barred
(as we have held that it is) by his failure to
comply with the Texas contemporaneous objection rule,
we determine that Hogue would nevertheless not be
entitled to federal habeas relief in respect to that
complaint because we conclude, as did the district
court, that the introduction of the conviction did
not have a " 'substantial and injurious effect or
influence in determining the jury's [punishment
phase] verdict.' " Brecht v. Abrahamson, 507 U.S.
619, 638, 113 S.Ct. 1710, 1722, 123 L.Ed.2d 353
(1993).
Hogue argues that the "harmless
beyond a reasonable doubt" standard of Chapman v.
California, 386 U.S. 18, 24, 87 S.Ct. 824, 828, 17
L.Ed.2d 705 (1967), rather than the more lenient
Brecht standard, should apply because no Texas court
ever reviewed this claim and hence never applied the
Chapman standard.
We reject this contention. While Hogue's contention
is supported by several decisions of the Eighth
Circuit, see Williams v. Clarke, 40 F.3d 1529, 1541
(8th Cir.1994), cert. denied, 514 U.S. 1033 ,
115 S.Ct. 1397, 131 L.Ed.2d 247 (1995); Starr
v. Lockhart, 23 F.3d 1280, 1290-91 (8th Cir.), cert.
denied, 513 U.S. 995 , 115 S.Ct. 499, 130 L.Ed.2d
409 (1994); Orndorff v. Lockhart, 998 F.2d
1426, 1430 (8th Cir.1993), cert. denied, 511
U.S. 1060 , 114 S.Ct. 1631, 128 L.Ed.2d 354 (1994),
so far as we are aware, all other circuits which
have resolved the issue have declined to follow the
Eighth Circuit's approach and have held that Brecht,
rather than Chapman, enunciates the appropriate
standard for determining whether a constitutional
error was harmless in a federal habeas challenge to
a state conviction or sentence even though no state
court ever made any determination respecting whether
or not the error was harmless. See Davis v.
Executive Director, 100 F.3d 750, 772 n. 20 (10th
Cir.1996), cert. denied, --- U.S. ----, 117 S.Ct.
1703, 137 L.Ed.2d 828 (1997); Sherman v. Smith, 89
F.3d 1134, 1140-41 (4th Cir.1996), cert. denied, ---
U.S. ----, 117 S.Ct. 765, 136 L.Ed.2d 712 (1997);
Tyson v. Trigg, 50 F.3d 436, 446-447 (7th Cir.1995),
cert. denied, --- U.S. ----, 116 S.Ct. 697, 133 L.Ed.2d
655 (1996); Horsley v. State of Alabama, 45 F.3d
1486, 1492 & n. 11 (11th Cir.), cert. denied, ---
U.S. ----, 116 S.Ct. 410, 133 L.Ed.2d 328 (1995);
Smith v. Dixon, 14 F.3d 956, 974, 979-80 (4th Cir.)
(en banc), cert. denied, 513 U.S. 841 , 115
S.Ct. 129, 130 L.Ed.2d 72 (1994).
We agree with these decisions of
the Eleventh, Tenth, Seventh, and Fourth Circuits,
and hold that Brecht rather than Chapman states the
appropriate test for us to follow in determining
whether or not the introduction of the Colorado
conviction at the punishment phase of Hogue's trial
was harmless. We note in this connection that the
reasons given by the Supreme Court in Brecht for
adopting the Kotteakos v. United States, 328 U.S.
750, 775-77, 66 S.Ct. 1239, 1253, 90 L.Ed. 1557
(1946), harmless error standard for federal habeas
review of nonstructural constitutional errors in
state criminal cases are fully applicable whether or
not the state courts have conducted a Chapman
harmless error review. These reasons are comity,
federalism, the state's interests in finality of
convictions, the notion that federal habeas is to
protect those grievously wronged, and the costs to
society of retrying defendants who are released on
federal habeas.
The Brecht Court likewise divided
the cases it was addressing according only to two
criteria, namely, first, whether they involved "structural"
or nonstructural (generally "trial" type)
constitutional error, id. at 628-30, 113 S.Ct. at
1717, and, second, whether they were being
considered on direct or on collateral review.
No third classification of cases was made for those
where the state court determined the error was
harmless and those that did not address harmlessness.
And Brecht concluded by stating the following
general rule: "we hold that the Kotteakos harmless-error
standard applies in determining whether habeas
relief must be granted because of constitutional
error of the trial type." Id. at 638, 113 S.Ct. at
1722 (footnote omitted). No exception or proviso is
stated respecting cases in which the state court did
not conduct Chapman harmless beyond a reasonable
doubt review. We will not undertake to write in such
a proviso.
So, we apply the Brecht standard,
which we have articulated as follows:
"... [U]nder Brecht, a
constitutional trial error is not so harmful as to
entitle a defendant to habeas relief unless there is
more than a mere reasonable possibility that it
contributed to the verdict. It must have had a
substantial effect or influence in determining the
verdict. We recognize, however, that if our minds
are 'in virtual equipoise as to the harmlessness,'
under the Brecht standard, of the error, then we
must conclude that it was harmful. O'Neal v.
McAninch, 513 U.S. 432, 433-36, 115 S.Ct. 992, 994,
130 L.Ed.2d 947 (1995). Moreover, the Brecht
standard does not require in order for the error to
be held harmful that there be a 'reasonable
probability' that absent the error the result would
have been different. Kyles v. Whitley, 514 U.S. 419,
434-38, 115 S.Ct. 1555, 1566-67, 131 L.Ed.2d 490
(1995)." Woods v. Johnson, 75 F.3d 1017, 1026-27
(5th Cir.), cert. denied, --- U.S. ----, 117 S.Ct.
150, 136 L.Ed.2d 96 (1996).
Hogue argues that the admission
of the Colorado conviction at the sentencing stage
of his trial was not harmless under this standard
also. We disagree.
It appears clear that the
decisive sentencing verdict factor was Hogue's
conduct and state of mind over the more than twelve
hours during which the offense was structured and
committed, as well as the hours shortly before and
after these. This was not a killing committed when
an armed robbery unexpectedly went astray, or which
resulted from action taken in the heat of sudden
passion or with judgment clouded by drink, drugs,
psychiatric episode, or immaturity.
From Friday morning, January 12,
1979, until about 1:00 a.m. Saturday, January 13,
Hogue terrorized Markham, Crawford, her eight-year-old
son, and, later, Renick. Until the evening of
Wednesday, January 10, they were all essentially
strangers to him. His actions were obviously planned
and deliberate, and he was basically calm,
calculating, careful and manipulative throughout.
Despite ample opportunity, he never attempted to
back out of his grisly enterprise. He announced to
the victims on more than one occasion that he was
going to kill them all. Markham and Renick were
bound by Hogue and Crawford had received at his
hands a potentially fatal knife stab in the stomach.
Markham was burned to death, firmly tied to the bed.
The intense mental terror and physical pain she must
have felt defies adequate description. While
Crawford and Renick managed to escape the flames,
and Renick was able to save her son, Crawford's stab
wound was potentially fatal, and the terror she must
have felt for her young son's and her own fate can
scarcely be exaggerated.
In addition to his cruel and
heartless murder of Markham, Hogue also raped
Markham and stabbed Crawford in the stomach so hard
that the knife penetrated the rear of her abdominal
cavity. He had previously forced Crawford, at gun
point, to commit oral sodomy on him. And, he not
only intentionally killed Markham by firmly tieing
her to the bed and then setting the house on fire,
but also tried to kill Crawford, her young son, and
Renick by the same means.
There is absolutely nothing by
way of mitigation in respect to the extent of
Hogue's moral culpability for these almost
unimaginably heinous crimes. Hogue never expressed
any remorse whatever, but rather simply denied any
wrongdoing at all, making up a bizarre and wholly
unbelievable story that he was a victim and that
Renick, in complicity with Crawford, was the
murderer and stabber (denigrating both of these
victims of his). But the jury rejected this brazen
effort. Moreover, there was nothing to indicate that
when these offenses were committed Hogue was in
other than complete command of his faculties.
There was no evidence that he was
under the influence of any mind-altering substance--such
as alcohol or drugs or anything else--or that he was
undergoing any kind of psychiatric episode. He was
obviously somewhat intelligent and articulate. He
was not an immature youth, but rather a married
twenty-eight-year-old man (albeit also with a then-current
girlfriend "Kathy") who had been married at least
once before and had at least one child. There is no
evidence of any provocation, any unusual temptation,
or any sudden passion, or that Hogue was acting
under the influence of any other person or under the
pressure of outside circumstances or of some sudden,
unexpected turn of events.
There was no testimony--not even
from his mother or other family members--as to his
good character or as to anything good that he had
done.
Nor was there evidence that Hogue had any potential
for rehabilitation.
And, there was nothing to suggest even the slightest
contrition or remorse on Hogue's part. On this
evidence, and wholly apart from the Colorado
conviction, the conclusion that Hogue's killing of
Markham was deliberate and that there was "a
probability" that he "would commit criminal acts of
violence that would constitute a continuing threat
to society" (as inquired about in the punishment
issues) seems inevitable.
Any possible adverse influence on
the punishment verdict that Hogue's Colorado
conviction for rape of his then wife Claudia--for
which the evidence showed he served less than six
months in all--might otherwise have had was
essentially dissipated by the unchallenged evidence
that the victim solicited Hogue's mother to take her
to visit him at the reformatory where he was serving
his brief sentence for the offense and by the
pictures of them happily together there, both
smiling and with her arms around him (Hogue's young
child with them in two of the three pictures).
The Colorado conviction did not
play a significant role in the punishment phase
arguments. The prosecution devoted in all only five
lines to it, one in the opening ("We know what
happened in Colorado") and four in the closing ("He
even told you that when he got to the penitentiary
for rape, he only served ninety days. Somebody made
a mistake, didn't they. And Jane Lynn Markham paid
for it"), less than two percent of the entire
prosecution punishment phase argument. The main
thrust of the prosecution's punishment phase
argument was the events of January 10-13.
Moreover, it is plain that the
Colorado conviction played no essential or prominent
role in Dr. Grigson's testimony. Indeed, barely one
percent of the lengthy hypothetical on the basis of
which Dr. Grigson testified was devoted to the
Colorado conviction, much more (over five times as
much) was devoted to the Hightower rape and the vast
bulk--over ninety-two percent--was devoted to the
events of early January 1979. Taking Dr. Grigson's
testimony as a whole, it could not reasonably be
concluded that his opinion would have differed if
the Colorado conviction had not been included in the
hypothetical.
As we have observed (see note 60,
supra), Johnson v. Mississippi does not preclude
harmless error analysis in respect to the Colorado
conviction. We further note that Johnson arose in a
weighing state and presented a situation where the
subsequently invalidated conviction was the only
evidence supporting one of the three statutory
aggravating circumstances found by the jury, the
jury was instructed, in accordance with Mississippi
law, to weigh all those three aggravating
circumstances against the mitigating circumstances,
and the death sentence depended on the jury's
finding that the statutory aggravating circumstances
found outweighed the mitigating circumstances. Id.,
486 U.S. at 580-82, 108 S.Ct. at 1984. However, in
Texas, unlike the situation in Mississippi, "the
jury is not required to weigh aggravating against
mitigating factors." Stringer v. Black, 503 U.S. 222
at 233, 112 S.Ct. 1130 at 1138, 117 L.Ed.2d 367
(1992)
Indeed, Texas has no factors
which it labels to the jury as "aggravating." Here,
unlike the situation in Johnson, the jury was not
told that it must treat the Colorado conviction as a
weight on "death's side of the scale." See Stringer,
at 230-32, 112 S.Ct. at 1137. Here, there was no
reference whatever, directly or indirectly, to the
Colorado conviction (or to previous convictions or
offenses generally) in the court's punishment charge
(and the only reference in the guilt-innocence
charge was that it could be considered for no
purpose other than how, if at all, it bore on
Hogue's credibility as a witness). In this context,
"the difference between a weighing state and a
nonweighing state is not one of 'semantics.' "
Stringer at 230-32, 112 S.Ct. at 1137. These aspects
of Johnson which strongly point to the harmfulness
of the error there are wholly absent here.
We are convinced that admission
of the Colorado conviction at sentencing was
harmless under Brecht and hence does not entitle
Hogue to federal habeas relief.
Conclusion as to Colorado
Conviction
We conclude, as did the district
court, that Hogue's complaint as to admission in
evidence of the Colorado conviction at the
punishment phase of his trial is procedurally barred
from consideration on federal habeas because of his
failure to comply with the Texas contemporaneous
objection rule, for which failure no cause is shown
or claimed and there being no showing or claim that
enforcement of the procedural bar would result in a
" 'miscarriage of justice' " under Sawyer.
We further conclude, as the
district court also did, that the admission in
evidence at the punishment phase of the trial of
Hogue's Colorado conviction was harmless under
Brecht and so, in any event, does not entitle Hogue
to federal habeas relief.
II. Denial of Federal
Evidentiary Hearing on Juror Bias Claim
In his second point on appeal,
Hogue complains of the district court's denial of
his request for an evidentiary hearing on his claim
that one of the jurors in his case--Donnie Smith--"concluded
prior to hearing any evidence that Mr. Hogue was
guilty and that he should receive a death sentence."
In denying this claim, the district court relied on
the fact findings of the state habeas court
determining that none of the exceptions stated in
former 28 U.S.C. 2254(d) was applicable. Hogue v.
Scott, 874 F.Supp. at 1534-1538.
Hogue asserts this was error
because he "submitted sworn evidence in the court
below establishing that the state trial court's
findings were not fairly supported by the record as
a whole" and "the district court erred in refusing
to conduct an evidentiary hearing on this issue
after the state-court findings of fact were revealed
as unsupported."
The "evidence" to which Hogue
refers consists only of two affidavits which were
exhibits to his instant section 2254 petition, one
by Bobby Hackett, the other by Charles Press. The
district court also stated that it had "independently
reviewed" the entire state record--which included a
transcript of all the proceedings, testimony, and
evidence before the state habeas trial court on this
issue and the written findings and conclusions of
that state habeas trial court and of the Texas Court
of Criminal Appeals--and also the affidavits of
Hackett and Press, and "has concluded that, if
findings were appropriate by this court ... this
court would make the same findings the state
[habeas] court made." Id. at 1539. Hogue contends,
without citation of authority, that this too was
error because the district court should not make
findings without an evidentiary hearing.
We reject Hogue's claims in this
connection.
Hogue's claims concerning juror
Smith were raised (along with various other claims)
in his fourth state habeas filed, by attorneys Mason
and Bruder, January 22, 1988. An evidentiary hearing
was held on this claim in the state court on March
24, 1988, at which Hogue was represented by Mason
and Bruder and at which former juror Smith, Mary
Ebel (Hogue's mother), and Hogue's former trial
counsel, Coffee, testified in person; on May 9,
1988, attorney Mason took the oral deposition of
Harley Belew; a further evidentiary hearing was held
August 8, 1988, at which Hogue was represented by
attorney Mason and at which Burns, one of Hogue's
former attorneys on direct appeal, testified in
person as did also Dennis Enos. The transcript of
the May 9, 1988, deposition was introduced at the
August 8, 1988, hearing. The state trial judge (not
the judge who tried the case, as he had died in the
interim) on November 1, 1988, made written findings
of fact and conclusions of law rejecting Hogue's
claims and recommending denial of relief. The Court
of Criminal Appeals denied relief by written order
of January 6, 1989, stating in relevant part:
"The trial court, after holding a
hearing, has entered findings of fact and
conclusions of law along with a recommendation that
this Court deny relief. This Court has carefully
reviewed the record with respect to the allegations
brought by applicant and finds that the trial
court's findings and conclusions are fully supported
by the record.
All relief sought is therefore
denied."
The essence of the claim about
juror Smith which Hogue asserts in this appeal is
that Smith, after he had been selected as a juror
but before the taking of evidence commenced, while
at a small gathering in the home of his friend Belew,
told Enos, who was likewise present and whom Smith
and Belew had each known for some time, that he,
Smith, had been selected as a juror in Hogue's case
and, according to Enos' testimony at the state
evidentiary hearing, Smith then said "he had been
reading in the newspaper, and from what he had read
he believed the man was guilty and he was going to
do everything in his power to burn him." There was
nothing at all to suggest anything about what it was
that Smith had supposedly read in the newspaper.
Enos testified that since some time in 1981 he had
been serving prison sentences totaling thirty years
and had been in trouble with the law since he was a
young adult.
At the state evidentiary hearing,
Smith testified unequivocally and repeatedly that he
never mentioned or discussed the case with Enos or
Belew (or anyone else outside the jury room) at any
time before the punishment verdict. He believed he
talked with one or both of them about it after the
punishment verdict, but did not recall what was said.
When chosen as a juror, Smith had no information
about the case other than that it was a murder case,
he had no preconceived attitude in respect to guilt
or innocence or punishment, he fairly considered the
evidence and based his guilty verdict and punishment
verdict on the evidence, and answered truthfully all
the questions on voir dire.
There is nothing to indicate
Smith had ever been in trouble with the law; he
taught Sunday school and had served in the Marine
Corps. Belew testified at the state evidentiary
hearing that he recalled hearing parts of a
conversation between Smith and Enos at his house
concerning a case. Belew could not recall when this
conversation took place, whether before the trial
started or after it was over, but he stated that "part
of it [the conversation] was that Donnie [Smith]
either was or had been, and I'm pretty sure he had
been, in a trial." Belew further stated that the
conversation agitated Enos because Smith had said
something to the effect that he "had it in for the
guy [Hogue] from the beginning" and "that's [apparently,
the verdict] what he wanted from the start." Some
time later, Enos talked to Belew about the
conversation and how it upset him. Belew thereafter
talked to Smith about it. Smith was offended that
Belew had assumed he (Smith) had been serious in
talking to Enos; on the contrary, he took his jury
duty very seriously and said he was just "Pulling
Dennis' [Enos'] leg," "razzing him," and "getting
him going." Belew was convinced, after talking to
Smith, that this was the truth, that Smith had "been
pulling Dennis' [Enos'] leg and Dennis had
overreacted." Belew testified that Enos "is a pretty
easy person to get ... him going like that and
Donnie [Smith] knew that," and that Smith was "the
type of person who when he sees the opportunity
tends to pull people's legs."
The state habeas trial judge's
findings included the following:
"... 8. Smith did not have any
preconceived prejudice against Applicant....
9. Smith did not have any advance
knowledge of the facts of this case or Applicant's
connection with it, except for the normal
generalized knowledge, such as the fact that it was
a murder case.... He had no preconceived
determination to impose the maximum punishment on
the Applicant....
...
11. After Applicant's trial was
over and Smith had finished his service as a juror,
Smith had a conversation with Dennis Enos at the
home of Harley Belew.... Smith and Belew were
friends of long standing, and Smith had known Enos
well since junior high school or earlier.... Smith
knew Enos could easily be maneuvered into getting
angry if Smith got into an argument with him and
took a strong position he knew Enos disagreed with....
Smith often did this with Enos and other
acquaintances as a form of teasing; it amused Smith
to successfully 'pull the leg' of people in this
fashion.... During their post-trial conversation at
Belew's residence, Smith successfully employed this
tactic against Enos when he suggested to Enos that
he was prejudiced against Applicant prior to serving
as a juror....
12. Smith does not deny that such
a conversation with Enos took place, but he is
unable to recall the conversation. Smith does deny
that any such conversation took place before or
during trial, and this Court finds that Smith is
telling the truth in this respect; the conversation
with Enos took place after the conclusion of
Applicant's 1980 trial in this case....
13. Smith was in fact not
prejudiced against Applicant prior to trial. He
intimated to Enos that he was, but did so only to
get a 'rise' out of Enos during his post-trial
conversation with Enos....
...
19. Applicant was tried by a jury
of twelve fair and impartial jurors....
...
CONCLUSIONS OF LAW
1. Applicant was not deprived of
due process or a trial by a fair and impartial jury
by Donnie Ray Smith's service as a juror, nor did
the actions of ... Smith deprive Applicant of due
process or a fair and impartial jury."
We hold that the state habeas
court's fact findings are fairly supported by the
record as a whole. The findings that the challenged
conversation took place after the trial was over,
and that Smith was in fact an impartial juror,
involve credibility choices the state court was
fully competent to make.
Nor do the affidavits of Hackett
and Press justify failing to apply former section
2254(d)'s presumption of correctness. Hackett's
affidavit states that "[i]n 1980-1981" he was hired
by attorney Casey--who then represented Hogue--to
investigate allegations of juror misconduct in the
trial, and that at a wholly unspecified time
in the course of his investigation he spoke to Belew,
apparently on the telephone, and his recording of
this conversation includes a statement by Belew that
at Belew's home, on "the night of the television
episode were [sic] J.R. got shot on Dallas" Smith
said to Enos "he was getting tired of the bleeding
heart liberal stuff and that if he got a chance he
would let the guy have it, that was like before
trial or during trial."
The affidavit of Press state that
an Austin television station employee told him that
CBS in New York had told her that the "Dallas"
episode in which J.R. Ewing was shot first aired
March 21, 1980 (a date after Smith as selected as a
juror and before the commencement of evidence). In
the first place, we note that Hackett's affidavit as
to what Belew said to Hackett on the telephone
approximately a year after the trial is hearsay, and
is not substantive evidence of anything. At most it
(together with Press's affidavit) could serve to
impeach Belew insofar as he indicated the
conversation between Smith and Enos likely took
place after trial, although he was not sure. It
could not impeach Smith or be substantive evidence
of when the conversation took place, a matter on
which Hogue had the burden of proof. Moreover, the
state trial judge found that whatever Smith said to
Enos was not meant seriously. Just because a juror
once expressed pre-trial conceptions of guilt does
not preclude a fact finding, to which federal habeas
courts must defer, that the juror was in fact
impartial. See Patton v. Yount, 467 U.S. 1025,
1035-40, 104 S.Ct. 2885, 2891-93, 81 L.Ed.2d 847
(1984).
In any event, it is clear that
Keeney v. Tamayo-Reyes, 504 U.S. 1, 112 S.Ct. 1715,
118 L.Ed.2d 318 (1992), bars consideration of the
Hackett and Press affidavits, and Hogue has
presented no argument why this is not so. Not only
is there no suggestion (in Hackett's affidavit or
otherwise) or claim of any external impediment or
reason preventing Hogue from knowing of and
presenting the Hackett information at the state
habeas hearing, the state record makes clear that
the defense in fact had that information and
Hackett's report at the state hearing. At the March
8, 1988, state hearing Hogue's attorney Mason
commenced to read from what he described as a report
of "what Mr. Belew said to an investigator named
Hackett, approximately twelve months after the trial."
In his May 9, 1988, deposition, Belew was asked by
Mason if he recalled talking to "an investigator
named Hackett" "approximately a year or two after
the trial."
We hold that the district court
did not err in according the presumption of
correctness to the findings of the state habeas
court respecting juror Smith and in denying Hogue's
request for an evidentiary hearing on that matter.
III. Furman v. Georgia and Ex
Post Facto Claims
Hogue's third and final complaint
on appeal is that "the district court erred in
denying relief on Mr. Hogue's ex post facto and
Furman [v. Georgia, 408 U.S. 238, 92 S.Ct. 2726, 33
L.Ed.2d 346 (1972) ] claims without conducting a
genuinely de novo review."
The district court rejected these
claims, generally agreeing, as do we, with the
decision of the Court of Criminal Appeals in respect
thereto. Hogue v. Scott, 874 F.Supp. at 1543-1544;
Hogue v. State, 711 S.W.2d 9 (1986).
We too reject these claims.
While Hogue's appellant's brief
does not explain what his ex post facto claim is, in
his reply brief he seems to argue that it was not
the intent of the Texas legislature, in enacting the
capital murder statute, Tex. Penal Code §
19.03(a)(2), to include murder while committing
arson in those instances where the victim's death
was caused by the arson--the fire or fire and smoke--itself.
We reject this contention. The statute as written (see
note 2, supra) plainly includes such an offense, and
nothing in the wording of the statute tends to
exclude it; nor is there any clear and specific
legislative history or official commentary to the
contrary. No Texas court decision is cited
supporting Hogue's construction of section
19.03(a)(2), and we are aware of none. The Court of
Criminal Appeals held that the statute applied.
Hogue, 711 S.W.2d at 12-13. There being nothing
unreasonable about this construction, Hogue's ex
post facto argument amounts to no more than a
disagreement as to state law, a matter not
cognizable on federal habeas.
Hogue's Furman claim is
essentially that where the victim's death is caused
by the arson there is a double counting, the "act"
constituting the murder is also the "act"
constituting the underlying felony of arson, and
that thus section 19.03(a)(2) does not in such an
instance adequately narrow the class of murderers
who are eligible for the death penalty. Hogue points
to no precedent dictating this result, and his
contention is hence barred by Teague v. Lane, 489
U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989).
We so hold in respect to the similar contentions
raised in Fearance v. Scott, No. 94-10686, 51 F.3d
1041 (table) (5th Cir. March 21, 1995) (unpublished),
and West v. Johnson, 92 F.3d 1385, 1398 n. 17 (5th
Cir.1996), cert. denied, --- U.S. ----, 117 S.Ct.
1847, 137 L.Ed.2d 1050 (1997). See also In re West,
119 F.3d 295 (5th Cir.1997).
Even if we considered the point,
we would find it without merit. Contrary to Hogue's
argument, there is not merely "one intent"; here,
there must be two specific intents, first to burn
the building and second to kill Markham. Hogue's
argument that arson is unique among the predicate
felonies listed in section 19.03(a)(2)--kidnaping,
burglary, robbery, aggravated rape, and arson--in
requiring only one "act" is likewise mistaken. For
example, one who attempts robbery by shooting his
victim with intent to kill, and thereby kills him,
is likewise guilty of capital murder.
Moreover, "one act" is all that
is required for the offense of capital murder by
murdering a peace officer or fireman known to be
acting in the lawful discharge of official duty (section
19.03(a)(1)) or capital murder by murdering for the
promise of remuneration (section 19.03(a)(3)). Hogue
does not claim that murder, other than by burning,
while committing arson is not legitimately a capital
offense, and we can see no reason that a state must
treat Hogue more leniently because he intended to
kill Markham by burning her to death in the house
fire, as she lay affixed to the bed to which he had
firmly bound her, than if he had shot her just
before the flames reached her. We note also that
even for capital murder a death sentence is not
available unless the jury answers all the punishment
issues in the affirmative.
We reject Hogue's third and final
complaint on appeal.
CONCLUSION
Having considered and rejected
each of Hogue's contentions on appeal, the judgment
of the district court denying habeas relief is
accordingly
AFFIRMED.
*****