Before RONEY, FAY and JOHNSON,
Circuit Judges.
JOHNSON, Circuit Judge:
Petitioner-appellant,
Arthur Jones, was
convicted of murder
and sentenced to
death in 1982.
Direct appeals in
state court proved
unsuccessful. See
Jones v. State, 450
So.2d 165 (Ala.Crim.App.1983),
aff'd, In re Jones,
450 So.2d 171
(Ala.), cert. denied,
--- U.S. ----, 105
S.Ct. 232, 83 L.Ed.2d
160 (1984).
Subsequent efforts
to obtain coram
nobis relief in
state court also
failed. Jones then
filed the present
action in federal
district court,
seeking habeas
corpus relief. In
this appeal, we
review the district
court's denial of
Jones' habeas
petition. Three
issues are presented:
(1) whether the
pretrial line-up was
unduly suggestive;
(2) whether the
trial court erred in
rejecting Jones'
requested
instruction on
eyewitness testimony,
and (3) whether
Jones received
effective assistance
of counsel during
the trial
proceedings.
The district court
below did not hold
an evidentiary
hearing; it
considered only the
records made at
trial and at the
state coram nobis
hearing. 599 F.Supp.
1292. The district
court examined the
record to determine
whether the state
court's findings of
fact were erroneous.
These findings are
entitled to a
presumption of
correctness unless
they are "not fairly
supported by the
record." See 28
U.S.C.A. Sec.
2254(d)(8); Sumner
v. Mata, 449 U.S.
539, 101 S.Ct. 764,
66 L.Ed.2d 722
(1981).
Having reviewed the
record on appeal, we
agree with the
district court that
the state court's
findings are fairly
supported by the
record. We also
agree with the
district court's
disposition of the
legal issues
presented in this
appeal. Accordingly,
we affirm.
I.
FACTS
The murder victim
was a taxi driver
Jones hired at 12:45
a.m. on the morning
of August 17, 1981.
Immediately after
the taxi left the
taxi stand, a
dispatcher attempted
to call the driver
on a radio. The
driver failed to
respond.
Approximately thirty-five
minutes later, the
driver was found
robbed and shot to
death, lying in the
street beside his
car eight-tenths of
a mile from Jones'
home in Plateau, a
residential area in
North Mobile,
Alabama. The radio
in the taxi was in
working condition
when found.
A witness named "Shorty"
Banks saw Jones hire
the taxi and
described him to the
police shortly after
the murder had been
discovered. Banks
recalled Jones as
having said that he
wanted a ride to
Plateau. Banks
reviewed several
photographic arrays
but did not point to
anyone as the
suspect. A picture
of Jones was not
included among the
photographs.
At a line-up shortly
after Jones' arrest
and within three
weeks of the murder,
Banks immediately
recognized Jones as
the man he saw at
the taxi stand.
Banks is five feet
four inches tall. He
was sitting on the
hood of an
automobile when he
saw Jones at the
taxi stand. He
described Jones to
police as being
5'5"' or 5'6"'--slightly
taller than Banks--but
in fact Jones is
five feet three
inches tall, one
inch shorter than
Banks. Jones was the
shortest person in
the line-up.
Jones was
represented at trial
by two attorneys,
both of whom have
practiced as
criminal defense
lawyers for over
twenty years. The
first attorney
appointed asked to
be replaced because
of disagreements
with Jones over how
to present his
defense. The trial
court did not
replace this
attorney but instead
appointed a second
attorney to assist.
The state coram
nobis court found
that Jones had no
problems with either
attorney from then
on.
Jones' primary
defense tactic was
to attack Banks'
identification of
him as the last one
to ride with the
slain taxi driver.
At Jones' insistence,
however, an alibi
defense was also
proffered. Two alibi
witnesses testified
that they saw Jones
at a particular
social club on the
night of the murder.
Jones now claims
that seven other
witnesses should
have been located
and subpoenaed to
testify to the same
effect. The state
coram nobis court
found that Jones did
not give the names
of three of these
additional witnesses
to his attorneys
before trial. The
other four witnesses
either were not
located or refused
to appear and
testify. The state
court found that
Jones' attorneys
made every
reasonable effort to
find these four
potential witnesses,
and the district
court below adopted
this finding as
correct.
One of the potential
witnesses, Bobby
Vaughn, heard before
the trial that
Jones' attorneys
were looking for him.
Vaughn called the
attorneys and
verified Jones'
claim that on the
night of the murder
he and Jones were
arranging a
marijuana sale, but
he refused to give
the attorneys his
address and failed
to appear and
testify at trial as
he had promised.
Despite last minute
attempts, Vaughn was
never served with a
subpoena. Jones'
attorneys did not
move for a
continuance and did
not ask that funds
be provided to hire
a private
investigator to
locate Vaughn or the
other witnesses.
Vaughn is now dead.
None of the
remaining alibi
witnesses have been
found. Thus, not one
of the seven
testified at the
state coram nobis
hearing that he or
she would have
appeared at trial
and confirmed Jones'
alibi defense if
requested.
II.
ISSUES AND DISCUSSION
Jones claims that,
because Banks had
previously described
him as short and
since he was, in
fact, the shortest
participant in the
pretrial line-up,
the line-up was
impermissibly
suggestive and
tainted Banks'
subsequent in-court
identification of
Jones as the last
one to ride with the
murdered taxi driver.
Jones seeks to
bolster this claim
by citing the
discrepancy between
his actual height
and the estimate of
his height Banks
gave the police
before his arrest.
A pretrial line-up
is impermissibly
suggestive if, under
the totality of the
circumstances, the
procedure challenged
created a "substantial
likelihood" of
misidentification:
[F]actors
to be considered in
evaluating the
likelihood of
misidentification
include the
opportunity of the
witness to view the
criminal at the time
of the crime, the
witness' degree of
attention, the
accuracy of the
witness' prior
description of the
criminal, the level
of certainty
demonstrated by the
witness at the time
of the confrontation,
and the length of
time between the
crime and the
confrontation.
Neil v. Biggers, 409
U.S. 188, 199-200,
93 S.Ct. 375,
382-383, 34 L.Ed.2d
401 (1972). Jones
emphasizes the first
three of these
factors, arguing
that: (1) Banks
observed Jones for
only five minutes as
Jones arranged to
hire the taxi, (2)
Banks was not
attentive since he
did not then know
that the driver
would be murdered,
and (3) Banks'
estimate of Jones'
height was
inaccurate by two or
three inches.
Like the state
courts and the
district court below,
however, we hold
that the line-up, if
suggestive at all,
was not
impermissibly
suggestive. The five-minute
period of
observation passed
under good lighting
conditions. During
this period, Banks'
attention was
specifically
directed towards
Jones when Jones
asked Banks if he
were the taxi driver.
The line-up occurred
only three weeks
later, at which time
Banks immediately
and unequivocally
identified Jones.
In fact, this
identification was
so positive that at
trial Banks could
remember very little
about the other
individuals who
participated in the
line-up. This
evidence of Banks'
certainty is even
more compelling when
it is recalled that
he had previously
rejected without
hesitation several
photographic arrays
not containing
Jones' picture.
The remaining core
of Jones' claim--that
five minutes was too
short a period of
observation and
three inches too
great a discrepancy
in height estimation--does
not, under a "totality
of the circumstances"
create a "substantial
likelihood" of
misidentification.
The line-up was not
unduly suggestive
and did not taint
Banks' in-court
identification of
Jones.
B. The
Instruction on
Eyewitness
Identification.
Jones next claims
that the trial court
committed an error
of constitutional
magnitude when it
refused, without
explanation, to give
the following jury
charge:
The court charges
the jury that the
possibility of human
error or mistake,
and the probable
likeness or
similarity of
objects and persons
are elements that
you must act upon in
considering
testimony as to
identity. You must
carefully consider
these factors
passing upon the
credibility that you
attach to the
witness' testimony,
and you must be
satisfied beyond a
reasonable doubt as
to the accuracy of
the witness'
identification of
the Defendant.
This requested
instruction is an
extremely truncated
version of the "Telfaire"
charge, which
derives its name
from a model charge
recommended by the
District of Columbia
Circuit Court of
Appeals in United
States v. Telfaire,
469 F.2d 552, 558-59
(D.C.Cir.1972). The
court in Telfaire
did not make its
proposed charge
mandatory. In fact,
it affirmed the
defendant's
conviction because
the trial court's
instructions--"both
the initial
instruction on the
burden of proving
beyond a reasonable
doubt all the
elements of the
offense, and the
follow-on
instructions dealing
with the defense of
alibi, and the
problem of mistaken
identity"--when
considered in "the
overall context of
the case,"
significantly
focused the jury's
attention on the
issue of identity.
Id. at 556.
This Court has yet
to decide whether a
"Telfaire" charge
should be
constitutionally
required in every
case where
identification of
the defendant is a
major issue at trial.
Instead, in the few
similar cases we
have decided thus
far, we have held
that the more
general instructions
actually given
fairly covered the
essence of the
identification issue.
Most recently, in
United States v.
Martinez, 763 F.2d
1297 (11th
Cir.1985), we
affirmed a district
court's refusal to
give a requested "Telfaire"
instruction because
the portions of the
charge actually
given concerning
reasonable doubt and
the credibility of
witnesses adequately
covered the
identification issue.
In Martinez, the
district court had
not mentioned
identification
testimony
specifically,
but it had
instructed the jury
to "[c]onsider the
witness' ability to
observe" the events
to which he had
testified and to
evaluate "whether he
impresses you as
having an accurate
recollection" of
these events. Id. at
1304 n. 7.
Here, the trial
court did not
expressly instruct
the jurors to
consider "Shorty"
Banks' ability to
observe or his
accuracy in
recalling who had
last hired the taxi
on the morning of
the murder. But the
court did fully
instruct the jurors
on the requirement
that they find every
element of the crime
beyond a reasonable
doubt before
returning a guilty
verdict. Moreover,
as did the defendant
in Telfaire, Jones
proffered an alibi
defense. The trial
court's instruction
on this defense
focused precisely on
the issue of whether
it was in fact
Jones, or someone
else, whom Banks had
seen at the taxi
stand.
The instructions
given in Telfaire
are nearly identical.
Without endorsing or
rejecting the model
charge proposed by
the District of
Columbia Circuit
Court of Appeals, we
find the disposition
of that case
persuasive,
particularly in
light of the fact
that at trial the
accuracy of Banks'
identification of
Jones was a major
focus of his
testimony and cross-examination.
In sum, we hold that
the charge given to
the jury, when taken
as a whole and
considered along
with the manner in
which the case was
tried, clearly
conveyed to the jury
the State's burden
of proving beyond
all reasonable doubt
that the defendant,
and not someone else,
committed the crime
charged.
C. The
Ineffective
Assistance Claims.
Jones cites an array
of alleged
shortcomings in the
representation his
attorneys provided
at trial: (1) his
first appointed
attorney asked to be
relieved but was
forced to continue
representing him,
(2) together, his
attorneys made no
motion for funds to
hire an investigator
to locate alibi
witnesses, and the
investigation the
attorneys carried
out on their own was
inadequate, (3) the
attorneys failed to
request a
continuance when
Bobby Vaughn did not
appear to testify at
trial as he had
promised, (4) they
waived Jones' right
to make an opening
statement instead of
using it as an
opportunity to point
out the
unreliability of
eyewitness testimony
even before Banks
was called to
testify, (5) the
attorneys did not
arrange for an
expert to testify as
to the unreliability
of eyewitness
testimony, and (6)
they did not request
that opening and
closing arguments of
counsel be recorded,
and thus there is no
way appellate
counsel can examine
the transcript in
search of plain
error.
Applying the two-part
test announced in
Strickland v.
Washington, 466 U.S.
668, 104 S.Ct. 2052,
80 L.Ed.2d 674
(1984), we affirm
the district court's
denial of habeas
relief as to each of
these alleged
shortcomings. None
involved both
professional conduct
that was
unreasonable under
the circumstances (the
performance inquiry)
and a reasonable
probability that,
but for the
challenged conduct,
the result of the
trial proceedings
would have been
different (the
prejudice inquiry).
Id. at ----, 104
S.Ct. at 2064-69.
The state court
found that a good
working relationship
existed between
Jones and both of
his attorneys after
a second lawyer was
appointed to act as
co-counsel. This
finding is fairly
supported by the
record. It belies
any specific claim
Jones might make as
to having been
prejudiced by his
first attorney's
alleged reluctance
to represent him.
The state court also
found that the
attorneys conducted
a thorough
investigation of the
case, including a
diligent search for
the alibi witnesses
whose names had been
given to them.
Jones' attorneys
interviewed several
people who
frequented the
social club where
Jones claims to have
been on the night of
the murder. Yet they
were unable to
locate the alibi
witnesses. The state
court's
characterization of
this investigation
as adequate is more
than fairly
supported by the
record.
Moreover, apart from
the reasonableness
of his attorneys'
investigation, Jones
has not established
that he was
prejudiced by their
failing to locate
the witnesses or
move for
investigative funds.
He has not shown
that he was entitled
to have such a
motion granted, that
a private
investigator would
have located the
witnesses, and that
they would have
testified even if
located. It is even
less evident that
their testimony
would have created a
reasonable
probability that the
outcome of Jones'
trial would have
been different. Not
one of these
witnesses appeared
before the state
coram nobis court to
testify as to what
he or she would have
said if called as a
witness at Jones'
trial.
Similarly, to the
extent the record
reflects what Bobby
Vaughn would have
said if called as a
witness in Jones'
behalf, no
reasonable
probability exists
that the outcome of
the trial would have
been altered by his
testimony. Vaughn's
attorney summarized
his client's
testimony as
confirming that
Vaughn had been with
Jones on the night
before the murder
but not at the
precise time the
murder occurred.
The attorneys'
decision to waive
opening argument at
the guilty phase was
one of reasonable
trial strategy. It
left the defense
uncommitted to a
particular position
and thus free to
develop any defense
that might
materialize as the
State presented its
case. Further, Jones
has not established
as a reasonable
probability that
making an opening
statement addressing
the unreliability of
eyewitness testimony
would have altered
the outcome of the
trial in this case.
Nor did the failure
of Jones' attorneys
to offer in evidence
the opinion of a
qualified expert as
to the unreliability
of eyewitness
testimony constitute
ineffective
assistance of
counsel. The
likelihood of
mistaken
identification by
Banks was brought to
the jury's full
attention through
cross-examination.
No prejudice
resulted from the
lack of expert
testimony.
Finally, the
attorneys' failure
to request that
opening and closing
arguments be
recorded did not
comprise
unreasonable
professional conduct.
The attorneys did
object to two
remarks made by the
state, and the
statements of
counsel and the
court with respect
to these objections
were recorded. Jones
does not allege and
has presented no
evidence showing
that other allegedly
improper remarks
were made before the
jury without
objection. At best,
his claim is that
additional though
unspecified grounds
for post-conviction
relief might have
been discovered had
the arguments been
recorded.
786 F.2d 1011
No.
86-7194
March 20, 1986
Before RONEY, FAY and
JOHNSON, Circuit Judges.
PER CURIAM:
Petitioner Arthur Lee Jones
is presently scheduled for execution in Alabama
on Friday, March 21, 1986 at 12:01 A.M. He
appeals the district court's denial of a
petition for writ of habeas corpus. Presently
pending are his petition for certificate of
probable cause and for stay of execution pending
appeal, both denied by the district court.
Jones was previously before
this Court when denial of a prior petition for
habeas corpus relief was affirmed. Jones v.
Smith, 772 F.2d 668 (11th Cir.1985). The United
States Supreme Court denied certiorari on
January 13, 1986.
Since then, the Circuit Court
of Mobile County has dismissed another coram
nobis petition, filed on January 14, 1986. On
March 13, 1986, the Alabama Supreme Court denied
petitioner's motion for a stay of execution. The
federal district court entered its denial of
relief on this second petition for writ of
habeas corpus on March 18, 1986.
In his habeas corpus petition,
Jones raises two issues: first, the one involved
in Grigsby v. Mabry, 758 F.2d 226 (8th
Cir.1985), cert. granted, sub nom. Lockhart v.
McCree, --- U.S. ----, 106 S.Ct. 59, 88 L.Ed.2d
48 (1985), concerning a death oriented jury, and
second, that certain prosecutorial argument made
during the guilt phase of the trial was improper.
I.
As to the Grigsby issue, at
petitioner's trial, a venireperson was struck
for cause because she expressed reservations
about capital punishment and noted her
reluctance to consider imposing the death
penalty. She did not indicate that her views
would prevent her from fairly judging guilt or
innocence.
This Court is in much the
position it was in Bowden v. Kemp, 774 F.2d 1494
(11th Cir.1985). The Eleventh Circuit has
consistently rejected the contention accepted by
the Eighth Circuit in Grigsby. Martin v.
Wainwright, 770 F.2d 918, 938 (11th Cir.1985);
Jenkins v. Wainwright, 763 F.2d 1390, 1393 (11th
Cir.1985); Young v. Kemp, 758 F.2d 514, 516
(11th Cir.1985); and Smith v. Balkcom, 660 F.2d
573, 575-84, modified, 671 F.2d 858 (5th Cir.
Unit B 1982), cert. denied, 459 U.S. 882, 103
S.Ct. 181, 74 L.Ed.2d 148.
We have been unable to find
any case in which this Court has stayed an
execution pending appeal to this Court because
of the Grigsby issue since that issue has been
settled by our decisions.
We stated in Bowden:
Under the precedent binding
us in this Circuit, the District Judge's
dismissal of the successive petition is correct
and the petitions for certificate of probable
cause and stay of execution are without merit.
Were we to grant CPC and reach the merits of the
proposed appeal on consideration of the petition
for stay of execution, see Barefoot v. Estelle,
[463 U.S. 880, 103 S.Ct. 3383] 77 L.Ed.2d 1090
(1983), we should be bound to affirm the
district court. The grant of the writ of
certiorari in Grigsby is no authority to the
contrary; any implications to be drawn therefrom
may be discerned by application to the Supreme
Court.
774 F.2d 1494 (11th
Cir.1985).
We recognize that the Supreme
Court of the United States has granted a stay in
some cases involving the Grigsby issue. See
James v. Wainwright, --- U.S. ----, 106 S.Ct.
1393, 89 L.Ed.2d 707 stay granted March 18,
1986; Adams v. Wainwright, --- U.S. ----, 106
S.Ct. 1371, 89 L.Ed.2d 598 stay granted March 6,
1986; Bowden v. Kemp, --- U.S. ----, 106 S.Ct.
213, 88 L.Ed.2d 182 stay granted October 14,
1985; Moore v. Blackburn, 774 F.2d 97, stay
granted October 3, 1985; Celestine v. Blackburn,
--- U.S. ----, 106 S.Ct. 31, 87 L.Ed.2d 707 stay
granted September 26, 1985. To our knowledge,
however, in none of those cases has certiorari
been granted.
To date, the law in this
Circuit, which has not been modified by Supreme
Court decision, mandates a denial of relief to
petitioner on this issue.
II.
We find no merit in the
prosecutorial argument claim. Aside from the
abuse of the writ and procedural default
problems, which appear to have been properly
handled by the district court, we are convinced
that it does not raise a substantial claim on
which relief may be granted.
The petition for a
certificate of probable cause and the petition
for a stay of execution are DENIED.
I am convinced that the
Supreme Court's recent action on petitions for
stay of execution in cases presenting Grigsby
claims gives us unmistakable direction--direction
that the majority declines to recognize--in
determining whether a stay is warranted in
Grigsby cases. I read that direction as
requiring the grant of a stay in the instant
case. Accordingly, I dissent.
The panel opinion notes that
the Supreme Court has recently stayed executions
in a number of cases presenting Grigsby claims.
Nevertheless, the majority hews to the holding
of Bowden v. Kemp, 774 F.2d 1494 (11th
Cir.1985), in which we observed that this Court
does not know and may not infer the basis of
these stays, and concludes again that we are
thus bound by the law of this Circuit to affirm
the district court on abuse of the writ grounds.
This was true enough at the time Bowden was
decided. However, what the majority does not
emphasize is that two days after this Court on
October 12, 1985, denied relief in the Bowden
case, which presented only the Grigsby issue,
the Supreme Court itself stayed Bowden's
execution.
That action by the high court,
coupled with the Court's recent order denying a
stay in a case raising another variation of the
Grigsby claim, Harich v. Wainwright, --- U.S.
----, 106 S.Ct. 1392, 89 L.Ed.2d 707 (1986),
should send us a clear message. Harich presented
a situation in which petitioner did not allege
that persons on the venire were excluded during
voir dire for cause or through peremptory
challenge because of any objections to capital
punishment.
Jones, in contrast, raises a
straightforward Grigsby claim--a case in which a
venireperson, Mrs. Summerall, was excused for
cause on voir dire when she expressed
reservations about imposing a death sentence. (Mrs.
Summerall did not indicate that her views would
prevent her from fairly judging guilt or
innocence.) An affirmance of Grigsby by the
Supreme Court in Lockhart would clearly favor
petitioner's claim.
Justice Powell's concurrence
to the Court's denial of stay in Harich, id.
(Powell, J., concurring), indicates that this
distinction is a crucial one. He writes:
The other capital case in
which execution is scheduled for tomorrow is No.
A-710, James v. Wainwright. I voted to grant a
stay of execution in that case. Both James and
Harich profess to present claims similar to that
pending before the Court in Lockhart v. McCree,
No. 84-1865.
This case, however, presents
an issue different from James and one without
merit. In James, the Lockhart issue was at least
arguably presented when persons on the venire
who expressed reservations as to capital
punishment were removed by peremptory challenges.
In this case, petitioner "conced[ed] in this
petition [before the Supreme Court of Florida]
that at his trial 'no veniremen were excluded'
during voir dire, either for cause or through
peremptory challenge." Opinion of Supreme Court
of Florida 2. Similarly, before this Court
petitioner makes no allegation that persons on
the venire were excluded during voir dire
because of any objections to capital punishment.
Accordingly, my vote is to
deny the application for a stay of execution.
In my judgment, the Court has
indicated clearly that Jones is precisely the
sort of case in which a stay of execution should
be forthcoming. I hold to this view not in
derogation of the law of this Circuit in Bowden,
but in the conviction that that law does not
control in this situation. When the Supreme
Court speaks, we are bound to listen.
Accordingly, I would grant a
stay of execution pending the Court's decision
in Lockhart.
|