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Joseph Timothy
KEEL
Defendant was convicted in the Superior Court,
Edgecombe County, Frank R. Brown, J., of first-degree murder.
Defendant appealed. The Supreme Court, Mitchell, J., held that jury
instruction that "intentionally killed" referred not to presence of
specific intent to kill and that sense of the expression was that
act that resulted in death is intentionally committed violated due
process and was prejudicial error. Reversed. Meyer, J., dissented
and filed opinion in which Lake, J., joined.
MITCHELL, Justice.
The defendant presented no evidence at the guilt-innocence
determination phase of his capital trial. The State's evidence
tended to show the following. On 10 July 1990, at about 10 p.m., the
defendant, Joseph Timothy "Timmy" Keel, knocked on the door of Albry
Thurman's mobile home. When Thurman answered the door, the defendant
told him that John Simmons, the defendant's father-in-law, had been
shot. The defendant told Thurman that it had been a drive-by
shooting.
Thurman testified that the defendant's shirt was covered
with blood and that Simmons was outside in a yellow pickup truck,
situated in the passenger side so that he faced the steering wheel.
Simmons had a bullet wound in the right side of his head, and the
truck's windows were rolled down. Albry Thurman's wife, Shelby
Thurman, called 911. Shelby Thurman testified that the defendant
told her that Simmons had been shot by a person riding in a red
station wagon near the dumpsters on Gay Road.
Edgecombe County Sheriff's Deputy Robert Davis
testified that he was called to Baker's Park, the trailer park where
the Thurmans' mobile home was located, on the night of 10 July 1990.
When he arrived, the rescue squad was already there. The defendant
came out of the trailer and met Davis in the yard. The defendant
told Davis that he had received a phone call earlier in the evening
asking him to go to Shell Bank Farm, the hog farm where the
defendant worked. The defendant said that Simmons had driven him to
the farm.
On the way back, while Simmons was driving, someone in a
red station wagon or a large Chevrolet had shot Simmons twice when
they were at the intersection of Leggett Road and Gay Road. The
defendant appeared to be upset, and his shirt was covered with blood.
Deputy Davis examined the pickup truck and found that the windows
were rolled down. There was a bullet hole just behind the driver's
side window, and there was a small pool of blood in the passenger
seat near the window.
Sergeant Donnie Lynn of the Edgecombe County
Sheriff's Department also interviewed the defendant on the night of
the shooting. The defendant told Sergeant Lynn that he and his wife
lived with the victim, Johnny Simmons, and that, on the night of the
shooting, Simmons had driven the defendant to Shell Bank Farm after
the defendant's boss had called to tell him to check on the hogs at
the farm.
The defendant stated that he had taken the company truck
from the driveway of the farm manager's house and had driven that
truck down to the farm while Simmons followed in the yellow pickup
truck. The defendant said that after he checked out the farm and
found nothing wrong, he took the company truck back to the manager's
house and left the farm with Simmons in the yellow truck. Simmons
was driving.
When they were on Gay Road near some trash dumpsters, a
car passed them, and the defendant heard two pops. Simmons slumped
over, and the defendant managed to stop the truck. The defendant
moved Simmons over to the passenger side of the truck and drove the
truck away.
On the night of the shooting, the defendant
showed Sergeant Lynn where these events allegedly occurred. Sergeant
Lynn testified that he found nothing in the vicinity of the Gay Road
dumpsters to indicate that a drive-by shooting had occurred. He
testified that he returned to the farm the following day, when he
noticed what appeared to be blood outside the farm office and found
a .22 caliber shell casing nearby.
Inside the building, Sergeant
Lynn saw blood spatters on the walls and floors and found a jumpsuit
with blood on it. He also found a blood-soaked mop at the back of
the building, some .22 caliber bullets in a drawer in the office,
and a hole in the window screen of the farm office.
Dr. Louis Levy, the medical examiner for Nash and
Edgecombe Counties, testified that the victim had suffered two
gunshot wounds, that the shots had been fired from a distance, and
that they had been fired from opposite sides of the victim's head.
He testified that the victim had died of shock as a result of the
gunshot wounds. Dr. Levy's opinion was that neither gunshot wound
was consistent with a drive-by shooting.
James Stevey, a co-worker of the defendant,
testified that he was the first to arrive at work on the day after
the shooting. The key that was usually over the front door of the
farm's office building was missing, so Stevey went into the building
only after the defendant entered by a side door and opened the front
door from the inside. This was not the normal practice, and Stevey
had never seen the defendant enter the building in this way. Stevey
testified that he had noticed a puddle of blood in front of the
building and that the defendant had kicked dirt over the puddle.
Once they were inside the building, the defendant went ahead of
Stevey into the area of the building in which workers changed their
clothes. By the time Stevey went in, the defendant was already
running the clothes washer. This was unusual, because another
employee usually did the washing. The defendant then began wiping
blood off the floor with a rag. When Stevey asked what had happened,
the defendant told Stevey that the defendant's father-in-law had
been shot. Stevey also testified that he saw a bloody mop outside
the building and that generally there was no animal blood in the
office building, because hogs were not killed at that location.
Lieutenant Jerry Wiggs of the Edgecombe County
Sheriff's Department testified that he interviewed the defendant on
13 July 1990 at the office of the Sheriff's Department. After
waiving his rights, the defendant made a statement, recorded in
writing by Lieutenant Wiggs and signed by the defendant, in which he
admitted that he had shot his father-in-law at the hog farm on 10
July 1990. He stated that he had called the victim and asked for a
ride to the farm. When they arrived at the farm, the defendant
picked up the farm truck. He then proceeded to the farm building,
driving ahead of the victim.
The defendant went into the farm
building, and from there, he fired a shot into the victim's truck
cab. The victim got out of his truck, saying he was hit, and the
defendant made him sit down in the kitchen area of the farm building.
The defendant stated that he shot the victim again, because the
victim had a knife and was coming after him. The victim fell, but
got up again, and the defendant helped him get into the truck. The
defendant then drove to Baker's Park to get some help. The defendant
stated that he had thrown the rifle into one of the fields in the
hog pen and that he did not know why he had shot the victim.
Ceclia Edmondson, the defendant's next-door
neighbor, testified that on 9 July 1990, the defendant was standing
outside Edmondson's house when the victim accused the defendant of
being a woman-beater and asked the defendant what kind of drugs he
was taking. The defendant stated, "I'm going to kill that
bald-headed, mother-f---ing son-of-a-bitch if he doesn't leave me
alone." Edmondson testified that the defendant had been drinking and
smelled of alcohol when he made this statement.
* * * *
Because the defendant's mental state at the time
of the crime was at issue in the present case, the State has failed
to show that the trial court's error in defining the intent required
for first- degree murder was harmless beyond a reasonable doubt. We
conclude that the trial court committed prejudicial error by
improperly instructing the jury as to the intent *60 element of
first-degree murder. Therefore, the defendant must receive a new
trial.
After defendant's initial conviction of first-degree
murder and sentence of death was reversed by the Supreme Court, 333
N.C. 52, 423 S.E.2d 458, and defendant was again found guilty of
first-degree murder and sentenced to death following jury trial
before the Superior Court, Edgecombe County, Brown, J. Defendant
appealed. The Supreme Court, Mitchell, J., held that: (1) trial
court properly allowed state's challenges for cause to prospective
jurors on basis of their opposition to capital punishment without
first giving defendant opportunity to attempt to rehabilitate them;
(2) any error in omission of instruction on "sixth element" of first-degree
murder, absence of self-defense, in reinstructing jury during
deliberations was not plain error; (3) evidence, including
reasonable inferences and findings regarding premeditation and
deliberation, was for jury and thus motion to dismiss was properly
denied; (4) conviction for involuntary manslaughter was properly
submitted as potential aggravating circumstance of prior felony
conviction "involving the use of violence to the person"; (5) court
did not commit instructional error with respect to instructions on
mitigating factors or with respect to issues and recommendation
sheet; and (6) imposition of death penalty was not disproportionate
to other cases. No error.
MITCHELL, Justice.
This is the second time this case has been before this Court on
appeal. The defendant was initially tried at the 12 August 1991
Criminal Session of Superior Court, Edgecombe County, at which time
he was convicted of murder in the first degree and sentenced to
death. Concluding that the trial court had committed prejudicial
error, this Court held that the defendant must receive a new trial.
State v. Keel, 333 N.C. 52, 423 S.E.2d 458 (1992)
The defendant was again tried capitally during
the 5 March 1993 Criminal Session of Superior Court, Edgecombe
County, for murder in the first degree. The jury returned a verdict
finding the defendant guilty of that crime. At the conclusion of a
separate capital sentencing proceeding conducted pursuant to N.C.G.S.
§ 15A-2000 the jury recommended that the defendant be sentenced to
death. On 30 March 1993, the trial court entered judgment sentencing
the defendant to death. Thereafter, the defendant gave notice of
this appeal of right, which we now undertake to review.
Some of the State's evidence introduced during
the guilt-innocence determination phase of the defendant's second
capital trial in this case tended to show the following. At
approximately 10:00 p.m. on 10 July 1990, the defendant Joseph
Timothy Keel knocked on the door of Aubrey Thurman's mobile home.
When Thurman answered the door, the defendant told him that John
Simmons, the defendant's father-in-law, had been shot. Aubrey
Thurman testified that the defendant's shirt was covered with blood.
Simmons was outside the Thurman mobile home seated in the center of
the seat of a small truck and positioned so that he faced the
steering wheel. Aubrey Thurman never detected any movement on the
part of Simmons. Aubrey Thurman's wife Shelby called the 911
emergency services telephone number immediately. Shelby Thurman
testified that the defendant told her that Simmons had been shot in
a drive-by shooting on Gay Road by a person in a station wagon.
Edgecombe County Deputy Sheriff Bob Davis
testified that he was called to Baker's Park, where the Thurmans'
mobile home was located, on the night of 10 July 1990. When he
arrived, the defendant met him at the front door of the Thurmans'
mobile home. The defendant told Davis that he had received a phone
call earlier in the evening asking him to go to Shell Bank Farm, the
hog farm where the defendant was employed. The defendant said that
Simmons had driven him to the farm.
On the way back from the farm,
while Simmons was driving, someone in a station wagon had shot
Simmons near the intersection of Leggett Road and Gay Road. Deputy
Davis examined the truck the defendant and Simmons had been using
and found that the windows were rolled down and intact. There was a
bullet hole on the driver's side of the truck in the cab section and
what appeared to be an exit hole made by a bullet on the interior of
the truck. A pool of blood was located near the center of the seat
of the truck toward the passenger side.
Sergeant Donnie Lynn of the Edgecombe County
Sheriff's Department also interviewed the defendant on the night of
the shooting. The defendant stated that he and his wife lived with
his wife's father, Johnny Simmons. The defendant told Sergeant Lynn
that on the night of the shooting, Simmons had driven the defendant
to Shell Bank Farm after the defendant's boss had called to tell him
to check on the hogs.
The defendant stated that he had taken the
company truck from the driveway of the farm manager's house and had
driven that truck to the farm while Simmons followed in the small
pick-up truck. After attending to business at the hog farm, the
defendant left the company truck there and rode with Simmons. When
they were on Gay Road near some trash dumpsters, a car passed them
and the defendant heard two pops. Simmons slumped over, and the
defendant then managed to stop the truck.
The defendant moved
Simmons over to the passenger's side of the truck and drove away. On
the night of the shooting, the defendant showed Sergeant Lynn the
locations where the events he had described allegedly occurred.
Sergeant Lynn testified that he found nothing in the vicinity of the
Gay Road dumpsters to indicate that a drive-by shooting had occurred.
Lynn testified that he returned to the farm the following day and
noticed what appeared to be blood outside the farm office. He found
a fired .22 caliber shell casing nearby. Inside the building,
Sergeant Lynn saw blood spattered on the walls and floors and found
a jumpsuit which bore blood stains. He also found a bloody mop and
two boxes of .22 caliber shells, as well as some loose shells in a
drawer in the office.
Dr. Louis Levy, Medical Examiner for Edgecombe
County, testified that Simmons had suffered two gunshot wounds to
the head. One wound was in the right malar region and the other was
behind the left ear. Both were entrance wounds. Dr. Levy testified
that the cause of John Simmons' death was shock resulting from these
gunshot wounds. Dr. Levy testified that, in addition to the gunshot
wounds, the victim had suffered bruises and abrasions of the lips,
nose and forehead. He had also suffered a blunt force injury
beginning at the right eyebrow and extending upward. The victim also
had suffered abrasions on his left side and hemorrhaging to his
buttocks and both legs. His body also bore a figure-eight shaped
lesion over the left knee.
Dr. Levy testified that the victim could not have
received both gunshot wounds from the same side, since the paths of
the wounds entered on opposite sides of the head. Dr. Levy opined
that this configuration of wounds was inconsistent with a drive-by
shooting. On cross-examination, he testified that the wounds were
consistent with a .22 caliber bullet, and that the victim was alive
at the time both of the wounds were inflicted.
Gary Stanbough, the manager of Shell Bank Farm,
testified that he spoke by telephone with the defendant at
approximately 8:00 p.m. on 10 July 1990. The defendant asked for
permission to go fishing in a pond at the farm. The defendant stated
that he wanted to know if he could come by to get the farm truck to
drive to the pond. Stanbough allowed the defendant to borrow the
truck. Stanbough testified that a single-shot .22 caliber rifle was
kept behind the seat of the farm truck, but that he never saw the
rifle again after the defendant borrowed the truck that night.
James Stevey, an employee of the farm, testified
that he went to work on the day after the shooting. The key that was
usually over the front door of the office building at the farm was
missing. Stevey was able to enter the building only after the
defendant entered by a side door and opened the front door from
inside. Stevey had noticed a puddle of blood in front of the
building and saw the defendant kick dirt over the puddle.
Once they
were inside the building, the defendant went ahead of Stevey into
the area of the building in which workers change their clothes. By
the time Stevey entered, the defendant was already running the
washing machine. Stevey had never seen the defendant run the machine
before. The defendant then began wiping blood off the floor with a
rag. The defendant said that his father-in-law had been shot but did
not admit to Stevey that he had shot the victim.
Lieutenant Jerry Wiggs of the Edgecombe County
Sheriff's Department testified that he interviewed the defendant on
13 July 1990--three days after the shooting--at the office of the
sheriff's department. After being advised of and waiving his
constitutional rights, the defendant made a statement which Wiggs
wrote down and which was signed by the defendant. In his statement,
the defendant admitted that he had shot the victim at the hog farm
on 10 July 1990.
He stated that he had asked Simmons for a ride to
the farm. When they arrived at the farm, the defendant picked up the
farm truck. He then proceeded to the farm building, driving ahead of
Simmons. The defendant went into the farm building upon his arrival.
When Simmons drove up outside the building, the defendant was inside
the building and fired a shot into the cab of Simmons' truck.
Simmons got out of the truck, saying that he was hit.
The defendant
told him to sit down in the kitchen area of the farm building. The
defendant stated that he then shot Simmons again, because Simmons
had a knife and was coming after him. The defendant said that
Simmons fell, but got up again, and the defendant then helped him
into the truck. The defendant then drove to the Thurmans' mobile
home for help. The defendant stated that he had thrown the rifle he
used to shoot the victim into a hog pen. He stated that he did not
know why he had shot Simmons the first time.
Cecila Edmondson, the defendant's next door
neighbor, testified that on 9 July 1990--the day before the victim
was shot--the defendant was standing outside her house. She
overheard the defendant state that he was going to kill "the
bull-headed mother f___ing son of a bitch." Edmondson testified that
the victim and the defendant had been arguing before she heard the
defendant make that statement.
The defendant introduced evidence tending to show
the following. On the evening of 10 July 1990, John Simmons told the
defendant that he had received a telephone call telling the
defendant to go to work. Simmons drove the defendant to Gary
Stanbough's house to get the farm truck. The defendant then drove
the farm truck from Stanbough's house to the area in which the farm
office was located. Upon arrival, the defendant went into the office
and came back out.
The defendant and Simmons began to discuss prior
arguing that had occurred between the defendant and John Simmons'
wife and his daughter, Amy. Simmons told the defendant that the
defendant and Amy needed to find another place to live. Simmons and
the defendant then engaged in a fist fight. Simmons ran into the
office, where the two men began pushing each other.
The defendant
told Simmons that he wished that Simmons would stop accusing him of
"messing" with Simmons' wife, Jennifer. The two men began fighting
again, and the defendant kicked Simmons on his knee and in his chest.
Simmons fell and hit a counter in the kitchen area of the office.
When he got up he had blood on his hand.
Simmons picked up a knife from the counter and
pushed the defendant. The defendant fell over some chairs and
against a refrigerator. The defendant then pulled out a .25 caliber
pistol and told Simmons to stop. The defendant fired the pistol one
time, hitting Simmons and knocking him down. The defendant then went
to assist Simmons. He drove Simmons' truck to the front of the
office and put Simmons inside.
The defendant then pulled the truck
up to a window of the office. He went back to the farm truck and
took out the rifle. He went into the office and fired a shot through
the window into Simmons' head as Simmons was sitting in the truck
slumped over. The defendant took mops from the office and cleaned
the blood off the floor. Then he drove Simmons to the Thurmans'
mobile home where he tried to assist emergency personnel upon their
arrival.
The defendant also introduced evidence tending to
show that he had been drinking and using cocaine on the evening of
the killing. His brother and sister-in-law testified that he smelled
of alcohol and was crying shortly after the shooting. The defendant
testified that he did not intend to kill or hurt Simmons.
After arguments of counsel and instructions by
the trial court, the jury returned a verdict finding the defendant
guilty of murder in the first degree. Thereafter, the trial court
conducted a separate capital sentencing proceeding pursuant to
N.C.G.S. § 15A-2000.
During the sentencing proceeding, the State
expressly relied on the evidence previously introduced and also
presented additional evidence. The State introduced a certified
record of a conviction of the defendant on 20 March 1987 for the
offense of involuntary manslaughter. Dr. George C. Hemingway, a
pediatrician and Medical Examiner for Edgecombe County, testified
that at approximately 5:00 a.m. on 26 June 1986, he examined an
eleven-month-old infant named Victor Matthew Keel at the emergency
room at Heritage Hospital. Dr. Hemingway observed bruises about the
child's head, face, legs and arms. The bruises were relatively
recent bruises, six to eight hours old.
Dr. Louis Levy testified that he performed an
autopsy on the body of the child Victor Keel on 26 June 1986 and
found a three-inch fracture of the skull located on the right side
of the head. In Dr. Levy's opinion, that injury caused the child's
death. The defendant also presented evidence during the sentencing
proceeding. The defendant testified that when he had been in prison,
he had been president of the prison Jaycee Club and had helped
organize functions to raise money for the prison and to help people
in the community.
He testified that he participated in a wood drive
during which inmates would get together to go out of the prison and
cut and split wood to provide for those who did not have firewood.
He also testified that he had started a choir in Granville County,
completed his high school education, obtained an associate degree
from Heritage Bible College and had enrolled in and completed drug
and alcohol abuse classes.
The defendant testified that he did not
intentionally kill his eleven- month-old son. He testified, in fact,
that his son had injured himself by falling down the front steps of
the defendant's mobile home. The defendant testified that his son
had also received a bruise on his forehead when he hit a door at his
grandmother's house on the date of his death. The defendant said
that when he had learned that his son had breathing trouble, he
attempted to get help. When his son again stopped breathing, the
defendant attempted to revive the child. The defendant acknowledged
that he was an alcoholic and had blacked out in the past.
The
defendant also offered evidence through his parents and brother to
the effect that the defendant's son had struck his head on a door on
the day of his death. The defendant's mother testified that he had
lost interest in school when he had been taken off the wrestling
team. She also testified that he had sought treatment for alcohol
abuse. The defendant's brother testified that once when he was
twelve years old, he and the defendant were walking in a field and
saw some wild dogs coming their way. The defendant grabbed him by
the arm and got him up a tree until the dogs left.
Dr. Jonathan Weiner, an expert in forensic
psychiatry, testified that he had diagnosed the defendant as being
dependent on alcohol and marijuana. Dr. Weiner felt that he was
probably dependent on cocaine as well. Dr. Weiner testified that
from the time the defendant was young, he had problems dealing with
feelings and impulses. When he was young, the defendant dealt with
problems with people by fighting. Dr. Weiner further diagnosed the
defendant as having a borderline personality disorder in that he
never was able to come to a sense of who he was.
Dr. Weiner
testified that the defendant had a history of alcoholism in his
family. In an earlier part of his life, the defendant had thought
about hurting himself. During one episode when he was in a drug
treatment program and withdrawing from drugs, the defendant cut
himself with a razor blade. Dr. Weiner testified that the defendant
seemed to function better in a prison environment than outside of
prison because he did not have access to alcohol and drugs in prison.
Lane B. Simpson, a pastor, testified that he met
the defendant when the defendant's child died. Simpson testified
that the defendant had accepted the Lord while in jail and wanted to
be a fine Christian young man. John College testified that he was
the defendant's direct supervisor at Shell Bank Farm for
approximately six months. The defendant was a good worker.
Dr. Robert L. Conder, Jr., an expert in the field
of neuro-psychology, testified that he examined the defendant, took
a history from the defendant and administered a battery of tests to
him. Dr. Conder testified that the defendant was in the borderline
area between low-average IQ and mild mental retardation. The
defendant's IQ is 78 and his intellectual functioning in the lower
seven percent of the population.
Dr. Conder diagnosed the defendant
as having an organic personality syndrome. At the conclusion of all
evidence at the capital sentencing proceeding, and after arguments
of counsel and instructions by the trial court, the jury recommended
that the defendant be sentenced to death. The trial court entered
judgment sentencing the defendant to death, and the defendant gave
notice of appeal to this Court.
* * * *
For the foregoing reasons, we conclude that the
sentence of death entered in the present case is not
disproportionate. Having considered and rejected all of the
defendant's assigned errors, we hold that the defendant's trial and
capital sentencing proceeding were free of prejudicial error and
that the resulting sentence of death was not disproportionate
punishment. Therefore, the sentence of death entered against the
defendant must be and is left undisturbed. No error.