102 F.3d 166
Aua LAUTI,
Petitioner-Appellee,
v.
Gary JOHNSON, Director, Texas Department of Criminal
Justice, Institutional Division, Respondent-Appellant.
No. 96-20003.
United States Court of Appeals,
Fifth Circuit.
Dec. 13, 1996.
Appeal from the United States
District Court for the Southern District of Texas.
Before JOLLY, JONES and STEWART,
Circuit Judges.
EDITH H. JONES, Circuit Judge:
The principal issue in this
appeal is the same as that decided by a panel of the court only
two months ago: whether a Texas jury instruction concerning
intoxication, Tex.Penal Code § 8.04(b), unconstitutionally
prevented the jury from considering that benumbed state as
mitigating evidence even if it did not rise to the level of
temporary insanity. As the court concluded in Drinkard v.
Johnson, 97 F.3d 751 (5th Cir.1996), the instruction is not
unconstitutional.
It follows that the district court decision holding otherwise in
this case must be reversed. Writ relief is denied to petitioner
Lauti.
BACKGROUND FACTS
In September 1986, appellee
Aua Lauti was convicted of the capital offense of murder during
the course of an aggravated sexual assault and kidnapping.
The State's evidence was that
one evening the previous December, Lauti went to the home of his
uncle, who lived with his wife and their four young children,
Lauti's cousins. By the time Lauti arrived at his uncle's home,
it was obvious that he had been drinking and was intoxicated.
After visiting with his uncle, Lauti told his uncle that he was
going home. Instead of going home, Lauti apparently indulged in
more drink. Before the evening's end, Lauti had consumed at a
minimum two twelve-packs of beer and four quarts of malt liquor.
Five or ten minutes after
leaving his uncle's home the second time, Lauti returned
unexpectedly and either went to sleep or pretended to sleep in
one of the bedrooms. After finding Lauti apparently asleep, the
uncle took his two oldest daughters and drove approximately four
miles to Lauti's parents' house (the uncle's sister and brother-in-law)
to have Lauti's family retrieve him from his uncle's home. Upon
returning, the relatives discovered that Lauti was gone; also
missing was the uncle's nine year-old daughter, Tara, Lauti's
cousin.
Lauti's parents and brother
began searching and found Lauti several miles away. After being
quizzed, Lauti directed his parents and brother to Tara, whom
they found at a location described by Lauti. She was covered
with mud, her face was bruised and bleeding, and she was naked
from the waist down. They transported Tara to Lauti's uncle's
house where it was determined that Tara was dead. She died from
three injuries, any one of which would have been sufficient to
kill her: a skull fracture, asphyxiation due to strangulation,
and a crushed chest.
After being arrested and
informed of his legal rights, Lauti gave a written statement to
the authorities (which was presented to the jury) in which he
described the murder in detail. He admitted abducting Tara from
her home after knocking her unconscious by hitting her in the
head with his fist.
He then took her into his car
where she regained consciousness while he was driving, and he
again knocked her unconscious with an empty quart malt liquor
bottle. After reaching a location that suited him, he carried
her into a field where he hit her in the chest with his fist,
removed her clothes from the waist down, and digitally
penetrated her vagina. He then attempted unsuccessfully to rape
her. At that point, he hit her in the chest again with his fist,
choked her with his hands for about five minutes, and left her
in the field.
The jury convicted Lauti of
capital murder. At the sentencing phase of his trial, the jury
heard testimony that in 1975 Lauti was convicted in Hawaii of
first degree rape in which he had also beaten his victim while
high from sniffing paint. The jury also learned that in 1981
Lauti threatened motorists and a Honolulu Police Department
officer with a machete while apparently "under the influence of
paint."
When the trial court charged
the jury during the sentencing phase of his trial, the court
stated, pursuant to TEX.PENAL CODE ANN. § 8.04(b):
Evidence of temporary insanity caused by
intoxication may be introduced by the defendant in mitigation of
the penalty attached to the offense for which he is being tried.
Intoxication means disturbance of mental or
physical capacity resulting from the introduction of any
substance into the body.
Temporary insanity caused by intoxication
means that the defendant's mental capacity was so disturbed from
the introduction of a substance into his body that the defendant
did not know that his conduct was wrong or was incapable of
conforming his conduct to the requirements of the law he
allegedly violated.
After the jury affirmatively
answered the two special issues,
the court sentenced Lauti to death.
After direct appeal and a
state habeas action, Lauti filed a petition for federal habeas
relief. The district court granted the writ, ruling that, in
violation of Lauti's constitutional rights, the § 8.04(b)
instruction, supra, prevented the jury from considering
intoxication--other than intoxication rising to the level of
temporary insanity--in mitigation of a death sentence. The court
also ruled that because Lauti's trial attorney failed to object
to that instruction, Lauti received ineffective assistance of
counsel in violation of the sixth amendment. The state timely
appealed.
DISCUSSION
In reviewing a district
court's grant of habeas relief, we review factual findings for
clear error and issues of law de novo. See Dison v. Whitley, 20
F.3d 185, 186 (5th Cir.1994). Mixed questions of law and fact
are reviewed de novo by independently applying the law to the
facts found by the district court, unless those factual
determinations are clearly erroneous. See Gray v. Lynn, 6 F.3d
265, 268 (5th Cir.1993).
In Drinkard v. Johnson, supra,
this court was presented with the issue whether a Texas court's
jury instruction during the sentencing phase of a capital murder
trial quoting § 8.04(b) of the Texas Penal Code
unconstitutionally prevents the jury from giving mitigating
effect to evidence of the defendant's intoxication not rising to
the level of temporary insanity. See Drinkard, 97 F.3d at 754.
Drinkard concluded that the court's charge pursuant to § 8.04(b)
did not violate the defendant's constitutional rights. See id.
Lauti argues--as did the
appellant in Drinkard--that the § 8.04(b) instruction prevented
the jury from considering and giving mitigating effect to
evidence of his intoxication if it did not rise to the level of
temporary insanity. See id. at 756. In analyzing Drinkard's
claim, we stated that:
[t]he proper standard for reviewing a
challenged jury instruction in the capital sentencing context is
whether there is a reasonable likelihood that the jury has
applied the challenged instruction in a way that prevents the
consideration of constitutionally relevant evidence. This
reasonable likelihood standard does not require the petitioner
to prove that the jury more likely than not interpreted the
challenged instruction in an impermissible way; however, the
petitioner must demonstrate more than only a possibility of an
impermissible interpretation.
Id. at 757 (quoting Boyde v.
California, 494 U.S. 370, 380, 110 S.Ct. 1190, 1198, 108 L.Ed.2d
316 (1990)) (citations and quotations omitted).
It is this court's task to
ensure that all relevant evidence that Lauti submitted in
mitigation of a death sentence was within the effective reach of
the jury so that the jury had some opportunity to consider that
evidence and give to it whatever mitigating effect the jury
deemed appropriate. See Drinkard, 97 F.3d at 764; see also
Johnson v. Texas, 509 U.S. 350, 362, 113 S.Ct. 2658, 2666, 125
L.Ed.2d 290 (1993) (it is constitutionally permissible for the
State to guide the sentencer's consideration of mitigating
evidence in a capital trial). With this in mind, we consider (1)
the language of the challenged instruction, (2) the court's
instruction to the jury as a whole, and (3) the interplay
between the challenged instruction and the special issues that
the jury was required to answer in order to ascertain whether
Lauti's evidence of intoxication was within the effective reach
of the jury. See Drinkard, 97 F.3d at 758-64.
In an instruction virtually
identical to that in Drinkard, the court charged Lauti's jury:
Evidence of temporary insanity caused by
intoxication may be introduced by the defendant in mitigation of
the penalty attached to the offense for which he is being tried.
Intoxication means disturbance of mental or
physical capacity resulting from the introduction of any
substance into the body.
Temporary insanity caused by intoxication
means that the defendant's mental capacity was so disturbed from
the introduction of a substance into his body that the defendant
either did not know that his conduct was wrong or was incapable
of conforming his conduct to the requirements of the law he
allegedly violated.
R.Tr. IV at 1070. See Drinkard,
97 F.3d at 758 (quoting the challenged instruction). For the
same reasons discussed in detail in Drinkard, this instruction
does not place consideration of non-insane intoxication beyond
the effective reach of the jury. See id. at 758-59. To the
extent that non-insane intoxication may be mitigating, a dubious
proposition in itself, we cannot say that there is a reasonable
likelihood that the jury as a whole, with differences in
interpretation thrashed out in the deliberative process,
construed this instruction as precluding consideration of such
intoxication. See id. at 759.
Immediately before reading the
challenged instruction, the trial court charged the jury to
consider all of the evidence presented to it in determining
Lauti's sentence:You are further instructed that in determining
each of these Special Issues, you may take into consideration
all of the evidence submitted to you in the full trial of the
case, that is, all of the evidence submitted to you in the first
part of this case wherein you were called upon to determine the
guilt or innocence of the defendant, and all of the evidence, if
any, admitted before you in the second part of the trial wherein
you are called upon to determine the answers to Special Issues
hereby submitted to you.
R.Tr. IV at 1070 (emphasis
added). This general instruction directed the jury to consider
all evidence of Lauti's intoxication in answering the special
issues. See Drinkard, 97 F.3d at 760. "The fact that the charge
included this affirmative instruction to consider all the
evidence strongly supports our conclusion that there is not a
reasonable likelihood that the jury understood the instructions,
as a whole, as precluding consideration of non-insane
intoxication." See id. (emphasis in original).
Finally, as in Drinkard, the
argument of counsel during the sentencing phase of Lauti's trial
emphasized to the jury that it could and should consider all
evidence of Lauti's intoxication in sentencing him. See id. at
763-64. Both the State and defense counsel presented brief
closing arguments. In his closing argument, Lauti's counsel told
the jury:
At this particular point in the trial, I
speak to you, as the Judge read to you as he brought you the
charge, where we are dealing with the issue of intoxication; not
as a defense, but as a mitigation. Now intoxication can be taken
into consideration by the jury to decide.
R. S.F. at 876 (emphasis added).
We are talking about this man right here and
what alcohol did to him, what that alcohol, that amount--the
State says that is not a defense. But one takes it into
consideration, whether it was a deliberate act in contravention
of what society believes is right or wrong....
Because of the intoxication he
couldn't conform to our society--to our society. R. S.F. at 879
(emphasis added). Through these words, the jury was informed and
encouraged to consider evidence of Lauti's intoxication in
mitigation of a death sentence. Defense counsel's arguments
would have led the jury to believe that it could consider any
evidence of Lauti's intoxication--not just intoxication rising
to the level of temporary insanity--in mitigation of capital
punishment. See Drinkard, 97 F.3d at 763-64.
The prosecutor did not
challenge the relevance of Lauti's intoxication on the Texas
punishment issues of deliberateness and future dangerousness. He
contended that the evidence of intoxication supported
affirmative answers to the questions. Neither side, in other
words, treated the § 8.04(b) instruction as an exclusive vehicle
for assessing the mitigating impact of intoxication evidence.
Based on the similarity of the
jury instructions here and in Drinkard and on the way the
instructions were explained to the jury, we reject the district
court's analysis and uphold the intoxication instruction.
The district court also found
that Lauti's counsel was constitutionally deficient because he
failed to object to the § 8.04(b) instruction. As we have
approved the jury instruction, the ineffectiveness claim
necessarily falls.
CONCLUSION
For the foregoing reasons, we
REVERSE the decision of the district court granting habeas
relief and VACATE the district court's order staying execution.
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