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Eric Owen MANN
Date of Birth: April
26, 1961
Defendant: Hispanic
Victim: Caucasian
Hispanic
Mann decided to conduct a drug "rip-off"
of a friend, Richard Alberts, and invited Alberts to buy drugs from him
at his home.
Alberts arrived at Mann's home
on the night of November 23, 1989, with a friend, Ramon Bazurto. Mann
did not expect Bazurto. They went into Mann's bedroom, where Mann handed
Alberts a box that Alberts believed contained cocaine but actually
contained paper. Alberts handed Mann a bag containing cash.
When Alberts opened the box,
Mann shot him and then shot Bazurto. Mann and his girlfriend took the
bodies to Alberts car, and Mann and another friend drove to Graham
County, where the deposited the bodies near a roadway.
Mann and his girlfriend then
bought paint and repainted the bedroom. The bodies were found the next
day, November 24, 1989, but the murders remained unsolved until Mann's
girlfriend confessed her witnessing of the murders to Washington State
authorities.
PROCEEDINGS
Presiding Judge: John F. Kelly
Prosecutor: John W. Dickinson
Start of Trial: October 25, 1994
Verdict: November 1, 1994
Sentencing: February 1, 1995
Aggravating Circumstances:
Pecuniary gain- A.R.S. 13-703(F)(5)
Multiple homicides-A.R.S. 13-703(F)(8)
Especially cruel, heinous, or depraved (Bazurto)-A.R.S.
13-703(F)(6)
Mitigating Circumstances:
Positive relationship with daughter
Positive relationship with mother
Abusive family background
Poor education History of substance abuse
Good conduct in prison
Stable employment
PUBLISHED
OPINIONS
State v. Mann, 188 Ariz. 220, 934 P.2d 784 (1997). 73
April 28, 2003 A Stay of Execution has been issued by the US District
Court in the execution of ERIC OWEN MANN ADC#045676 scheduled for on
June 9, 2003.
April 23, 2003 A Warrant of Execution has been issued by the Arizona
District Court for the execution of ERIC OWEN MANN ADC#045676 scheduled
for on June 9, 2003.
Inmate Mann has not exhausted his appeals process.
188
Ariz. 220, 934 P.2d 784
STATE
of Arizona, Appellee,
v. Eric Owen MANN, Appellant.
No.
CR-95-0077-AP.
Supreme Court of Arizona,
In Banc.
March
11, 1997.
OPINION
FELDMAN, Justice.
Defendant Eric Owen Mann was convicted of first degree murder and
sentenced to death for the killings of Richard Alberts and Ramon Bazurto
during a drug deal. Appeal to this court is automatic on capital counts
and we have jurisdiction pursuant to A.R.S. § 13-4031 and Ariz.R.Crim.P.
31.2(b). We affirm the judgment.
FACTS AND PROCEDURAL HISTORY
Defendant and his girlfriend, Karen Miller, rented a house in Tucson
where they sold cocaine, marijuana, and guns. Typically, **788 *224
Karen sold "eight-balls" (one-eighth of an ounce packets) of cocaine in
the evening while Defendant worked on bigger drug deals.
In late November 1989, Defendant told Karen of his plan to rip off
Richard Alberts, a friend also involved in the cocaine trade. Defendant
set up a deal to sell about a kilogram of cocaine for roughly $20,000.
According to Karen, Defendant knew he would have to "whack" (kill)
Alberts after taking the money and giving Alberts a shoebox filled with
newspaper instead of cocaine.
The plan changed when Alberts showed up with another man, Ramon Bazurto.
Defendant, however, quickly made up his mind "to do it." The men
entered the house and followed Defendant back to the master bedroom.
Karen followed behind and stood in the doorway, between Alberts and
Bazurto. After trading the bag of money for the shoebox, Alberts lifted
the top of the box that contained only newspaper. Almost
instantaneously, Defendant shot Alberts and then Bazurto. Each was shot
once, Alberts through the heart and Bazurto through the lung, severing
the aorta. Both bullets passed through the bodies and traveled through
the walls of the house.
Alberts died almost instantly but Bazurto did not. According to Karen,
he feebly attempted to reach for the gun he was carrying in his
waistband. Defendant placed his foot on Bazurto's hand to stop him and
described to Karen what was happening as the victim lost motor control
and died. She testified it took from three to five minutes for Bazurto
to die.
Defendant got a friend, Carlos Alejandro, to help him dump the bodies
near a rural road in the vicinity of Fort Grant prison, near Safford.
The next day, Defendant and Karen did a thorough cleaning job to erase
all traces of the murder. All the walls and floors were scrubbed and
patched, and the room was repainted. Defendant gave Alberts' car to an
acquaintance to whom he owed money. He also dismantled his guns,
destroyed the mechanisms with a hammer, and scattered the pieces, as
well as the recovered bullets, in a lake. When questioned by police,
Defendant told them Alberts and Bazurto had come to the house but left
after the drug deal failed.
Nothing more came of the case until January 1994 when Karen Miller ended
her relationship with Defendant, allegedly because of escalating
domestic violence and his threats to "do it again." After moving, she
told the police about the murder. Police tracked down Alejandro and the
person to whom the car had been given and were able to corroborate
Karen's story. Defendant then was arrested and charged with the murders
of Alberts and Bazurto. Karen Miller and Alejandro were never charged
for their part in the murders or cover-up.
At trial, Defendant was found guilty of the murders, based primarily on
the testimony of Karen Miller and Carlos Alejandro. At sentencing, the
trial judge found three aggravating factors: pecuniary gain (§
13-703(F)(2)); multiple murders (§ 13-703(F)(8)); and, in the case of
Bazurto, cruelty and depravity (§ 13-703(F)(6)). The judge found the
statutory and non-statutory mitigators were insufficient when weighed
against the aggravators and sentenced Defendant to death for both
murders.
DISCUSSION
A. Trial issues
1. The stipulation
[1] Defendant claims the trial judge committed fundamental error by
admitting an inculpatory statement without determining whether the
waiver of Defendant's Fifth Amendment rights was knowing, intelligent,
and voluntary. The stipulation read: "Defendant was familiar with the
area where the victim's [sic] bodies were found and had been in that
area at the time the bodies were left there." This stipulation was made
to preclude the prosecution from submitting evidence that Defendant was
familiar with the area because he had been previously incarcerated at
Fort Grant.
The judge told the jury, however, that it "is stipulated between the
prosecution and defense that the defendant, Eric Mann, was familiar with
the area along Arizona route 666 when the bodies of Richard Alberts and
**789 *225 Ramon Bazurto Junior were found." Reporter's Transcript (R.T.),
Oct. 28, 1994, at 5 (emphasis added).
After the stipulation was read, the prosecutor interjected that the
stipulation should have read "where [not when] the bodies ... were found,"
and the judge reread it to the jury. After the lunch break the
prosecutor again told the judge a mistake had been made, stating the
stipulation should have read that Defendant had been in the area "prior
to" not "on" the date the bodies were left. The exchange was:
THE COURT: Well, do you want me to read it to them again?
DEFENSE: It's your call.
PROSECUTOR: It's your call. You want to leave it alone?
DEFENSE: I'll leave it alone. I wasn't going to say in closing he
wasn't there, he wasn't familiar with the area.
Id. at 55.
[2] In United States v. Miller, 588 F.2d 1256 (9th Cir.1979), the court
held that when a stipulation amounts to a guilty plea, Rule 11
procedures must be followed. Id. at 1263; Fed.R.Crim.P. 11. But where
stipulations are not tantamount to a guilty plea, the trial court need
only assure that the stipulation was made voluntarily. Id. In State v.
West, this court stated a defendant may be bound by trial counsel's
strategic decisions to waive rights. Only when the circumstances are
exceptional must a defendant consent to the waiver. 176 Ariz. 432, 447,
862 P.2d 192, 207 (1993). Here, defense counsel clearly made a tactical
decision to stipulate and avoid revealing the prior incarceration.
Furthermore, he decided not to have the stipulation corrected,
presumably to avoid emphasizing it to the jury. The tactical decisions
had merit and were reasonable. In West, this court stated, "We do not
believe a stipulation to facts that the state could easily have proved
amounts to an exceptional circumstance." Id. That principle is
appropriately applied to the present case, in which Defendant claimed
self-defense and did not deny killing the victims and disposing of their
bodies. We see no error.
2. Correction of witness testimony
[3] Defendant claims there was reversible error because Karen Miller
testified she had not been granted immunity when she had and the
prosecutor did not correct her testimony. Defendant's counsel
questioned Karen Miller, asking:
DEFENSE: And is it your understanding that you're not going to be
charged with any crime in this case?
KAREN MILLER: I don't have any understanding on that at all. I don't
know.
DEFENSE: Are you hopeful that you will not be charged with any crime
based on this case?
MILLER: Yes, I am.
DEFENSE: And you're hoping that your testimony here today will lead to
that result; isn't that right?
MILLER: Yes, I am.
R.T., Oct. 26, 1994, at 115-16. Defendant argues that the prosecutor
committed misconduct by failing to bring out that the State had made a
deal with Karen.
But the prosecutor did not hide the deal or Karen's bias from the jurors.
During argument the prosecutor told the jurors, "[s]he's been granted or
told she will not be prosecuted on this case simply because without that
promise, we would not have the person who had pulled the trigger." R.T.,
Oct. 25, 1994, at 143. This point was driven home as well by Defendant
in his opening statement and closing argument. Counsel stated that
these were "self-serving statements of two people, Karen Miller and
Carlos Alejandro, who both have gotten complete immunity." R.T., Nov.
1, 1994, at 30. We do not believe that Miller's arguably false
testimony "in reasonable likelihood [could] have affected the judgment
of the jury...." Napue v. Illinois, 360 U.S. 264, 271, 79 S.Ct. 1173,
1178, 3 L.Ed.2d 1217 (1959) (where witness answered a question falsely,
the prosecutor knew of the falsehood and did not correct it); see also
Giglio v. United States, 405 U.S. 150, 154, 92 S.Ct. 763, 766, 31 L.Ed.2d
104 (1972) (the lie must be material and affect the verdict).
**790 *226
B. Sentencing issues and independent review of aggravators and
mitigators
[4] This court independently reviews death sentences for error,
determines whether the aggravating circumstances have been proved beyond
a reasonable doubt, considers any mitigating circumstances, and then
weighs the aggravating and mitigating circumstances in deciding whether
the mitigating circumstances are substantial and warrant leniency.
State v. Brewer, 170 Ariz. 486, 500, 826 P.2d 783, 797, cert. denied,
506 U.S. 872, 113 S.Ct. 206, 121 L.Ed.2d 147 (1992).
1. Aggravating factors
A defendant is eligible for the death penalty when the state has proven
beyond a reasonable doubt the existence of at least one statutory
aggravating circumstance. A.R.S. § 13-703(E) (amended 1993). In this
case, the judge found three aggravating circumstances: pecuniary gain
(§ 13-703(F)(5)), cruelty in the murder of Ramon Bazurto (§
13-703(F)(6)), and multiple homicides (§ 13-703(F)(8)). Defendant
contests the first two findings.
a. Heinous, cruel, or depraved
[5] A.R.S. § 13-703(F)(6) is disjunctive, and a finding of either
cruelty or heinous/depraved conduct is sufficient to find this
aggravating factor. State v. Roscoe, 184 Ariz. 484, 500, 910 P.2d 635,
651 (1996). The judge found the (F)(6) factor applicable to the murder
of Ramon Bazurto, and we believe the circumstances support a finding of
cruelty.
[6][7] To show a murder was especially cruel, the state must prove
beyond a reasonable doubt that the victim consciously suffered physical
or emotional pain. State v. Bible, 175 Ariz. 549, 604, 858 P.2d 1152,
1207 (1993), cert. denied, 511 U.S. 1046, 114 S.Ct. 1578, 128 L.Ed.2d
221 (1994). Defendant argues that the medical examiner testified that
Bazurto probably was conscious only for ten to twenty seconds and during
that time may have been in a state of shock. But Karen Miller testified
that Bazurto was alive for three to five minutes. The judge found Karen
Miller's testimony more persuasive. Conflicts in the evidence are for
the trial judge to resolve. State v. Milke, 177 Ariz. 118, 128, 865
P.2d 779, 789 (1993), cert. denied, 512 U.S. 1227, 114 S.Ct. 2726, 129
L.Ed.2d 849 (1994). The judge explained he believed Karen's compelling
testimony and discounted the pathologist's testimony because the medical
examiner was uncertain whether Bazurto would have suffered.
Given Karen's testimony and the judge's findings, the evidence was
sufficient to find the murder was cruel because Bazurto was alive and
conscious for an appreciable period of time. See State v. Herrera, 176
Ariz. 21, 34, 859 P.2d 131, 144, cert. denied, 510 U.S. 951, 114 S.Ct.
398, 126 L.Ed.2d 346 (1993) (a period between eighteen seconds and
several minutes was sufficient). Moreover, Defendant did not contend
Karen's observations that Bazurto was conscious and attempted to defend
himself were scientifically or medically impossible, nor did Defendant
provide any evidence to that effect.
b. The application of (F)(6) is not unconstitutionally vague
[8] Defendant argues the sole definition of the conduct required to
satisfy the (F)(6) factor was stated in Walton v. Arizona, 497 U.S. 639,
110 S.Ct. 3047, 111 L.Ed.2d 511 (1990). Because the judge did not base
his findings and special verdict specifically on the language of Walton,
Defendant argues the application of the (F)(6) factor was
unconstitutionally vague. We disagree.
Findings of cruelty, heinousness and depravity as aggravating factors
warranting the death penalty are usually based on the definitions used
in State v. Gretzler (the Gretzler factors). 135 Ariz. 42, 659 P.2d 1,
cert. denied, 461 U.S. 971, 103 S.Ct. 2444, 77 L.Ed.2d 1327 (1983).
Defendant posits that the Ninth Circuit held the Gretzler factors were
too vague in Adamson v. Ricketts, 865 F.2d 1011 (9th Cir.1988).
Furthermore, Defendant argues the Gretzler definitions were not
completely approved when the Supreme Court considered the application of
Arizona's aggravating factors in Walton.
Adamson was not specifically overruled in Walton, although in denying
certiorari on this issue in a later case, three justices would have
remanded Adamson's case to the Ninth **791 *227 Circuit to reconsider in
light of Walton. Lewis v. Adamson, 497 U.S. 1031, 110 S.Ct. 3287, 111
L.Ed.2d 795 (1990). In Walton, the Supreme Court examined Arizona's
aggravating factors to determine if this court's definitions provided
sufficient guidance to the sentencer. The Court held that our
definition of the (F)(6) factor passed constitutional muster Walton,
497 U.S. at 654, 110 S.Ct. at 3057. Defendant argues the specific
definitions used by the Court in Walton, and not the articulation in
Gretzler, are the only definitions that are constitutionally allowable.
But in Lewis v. Jeffers, the United States Supreme Court stated:
Walton therefore squarely forecloses any argument that Arizona's
subsection (F)(6) aggravating circumstance, as [previously] construed by
the Arizona Supreme Court [in Gretzler ], fails to channel the
sentencer's discretion by 'clear and objective standards' that provide 'specific
and detailed guidance,' and that 'make rationally reviewable the process
for imposing a sentence of death.'
497 U.S. 764, 777-78, 110 S.Ct. 3092, 3100-01, 111 L.Ed.2d 606 (1990) (citations
omitted); see also State v. Mata, 185 Ariz. 319, 339, 916 P.2d 1035,
1055 (1996) (Zlaket, V.C.J., dissenting).
c. The murder of Ramon Bazurto was for pecuniary gain
[9] Defendant argues the trial judge erred in finding pecuniary gain
under § 13-703(F)(5) because Bazurto appeared unexpectedly and
Defendant had not previously contemplated killing him. Because the
murder of Bazurto was not part of the rip-off plan, Defendant argues the
judge erroneously found the pecuniary gain aggravating factor.
[10][11] This circumstance exists when pecuniary gain is a motive or
cause for the murder. State v. Spears, 184 Ariz. 277, 292, 908 P.2d
1062, 1077 (1996); State v. Murray, 184 Ariz. 9, 36, 906 P.2d 542, 569
(1995); State v. Runningeagle, 176 Ariz. 59, 65, 859 P.2d 169, 175, cert.
denied, 510 U.S. 1015, 114 S.Ct. 609, 126 L.Ed.2d 574 (1993). Murdering
a person to facilitate a robbery and escape constitutes murdering for
pecuniary gain. State v. Gonzales, 181 Ariz. 502, 513, 892 P.2d 838, 849
(1995), cert. denied, --- U.S. ----, 116 S.Ct. 720, 133 L.Ed.2d 673
(1996); Runningeagle, 176 Ariz. at 65, 859 P.2d at 175; State v.
Williams, 166 Ariz. 132, 140, 800 P.2d 1240, 1248 (1987). Defendant
planned to and did murder Alberts to steal $20,000. R.T., Oct. 26,
1994, at 22, 23-24. When Bazurto unexpectedly showed up at the house,
Defendant made a choice after a period of thought and said, "Well, I got
to do it," apparently meaning that to go through with the plan he would
also have to murder Bazurto. R.T., Oct. 26, 1994, at 38. Even if
killing Bazurto was not part of the original plan, stealing the money
was the "motive, cause, or impetus," for the murders of both Alberts and
Bazurto. The pecuniary gain aggravator therefore applies in this case.
See Spears, 184 Ariz. at 292, 908 P.2d at 1077.
d. Consideration of (F)(6) and (F)(8) factors is not double
punishment
[12] In the weighing process the trial court considered both multiple
homicide, A.R.S. § 13-703(F)(8), and that the murders had been committed
in an especially heinous, cruel, or depraved manner, § 13-703(F)(6).
Defendant argues that these
circumstances constitute elements of the offense. In formulating the
sentencing statute for first degree murder, the legislature must have
well understood that the loss of human life was involved. Therefore,
the trial court should not have considered [both] the manner of death
or number of deaths as factors for aggravating the defendant's
sentence.
We reject this argument. Because these circumstances--cruelty and
multiple homicide--are not elements of first-degree murder (a crime that
can be committed in a number of different ways), neither the United
States Constitution nor A.R.S. § 13-116 is violated. No double
punishment problem exists. See Lowenfield v. Phelps, 484 U.S. 231, 108
S.Ct. 546, 98 L.Ed.2d 568 (1988); State v. Lara, 171 Ariz. 282, 285,
830 P.2d 803, 806 (1992).
**792 *228
2. Victim impact evidence
[13] The United States Supreme Court has held that a "State may
legitimately conclude that evidence about the victim and about the
impact of the murder on the victim's family is relevant ... as to
whether or not the death penalty should be imposed." Payne v. Tennessee,
501 U.S. 808, 827, 111 S.Ct. 2597, 2609, 115 L.Ed.2d 720 (1991) (overruling
in part Booth v. Maryland, 482 U.S. 496, 107 S.Ct. 2529, 96 L.Ed.2d 440
(1987)). Arizona has made that choice and thus, under the Arizona
Constitution, and to the extent allowed by Payne and our cases, victim
impact evidence should be considered by the court to rebut the
defendant's mitigation evidence. Ariz. Const. art. II, § 2.1(A); State
v. Bolton, 182 Ariz. 290, 315, 896 P.2d 830, 855 (1995); see also State
ex rel. Romley v. Superior Court, 172 Ariz. 232, 836 P.2d 445 (App.1992)
(Ariz. Const. art. II, § 2.1 limited by rights granted by federal
constitution).
a. Consideration of recommendations of victims' families
[14] Defendant asserts that the trial judge was barraged with letters
from the victims' immediate family members that explicitly requested the
death penalty be imposed. Furthermore, he claims, the judge solicited,
considered, and gave weight to the survivors' recommendations in
determining the sentence.
We have held that such recommendation do not tend to establish an
aggravating circumstance and are therefore irrelevant for that purpose.
Spears, 184 Ariz. at 292, 908 P.2d at 1077; Roscoe, 184 Ariz. at 502,
910 P.2d at 653; State v. Gulbrandson, 184 Ariz. 46, 66, 906 P.2d 579,
599 (1995). The record in the present case, however, does not indicate
that the judge gave weight to family opinions. In fact, he stated that
the finding of aggravating circumstances was based solely on the
evidence adduced at trial. In commenting about the families' opinions,
furthermore, the judge merely stated that he understood their feelings.
We see nothing in this record or the circumstances surrounding this
trial from which to assume that the judge was improperly influenced by
family recommendations.
In similar circumstances, we have stated:
We acknowledge that family testimony concerning the appropriate sentence
may violate the Constitution if presented to a capital sentencing jury....
We also acknowledge that victim impact testimony is not relevant to any
of our statutory aggravating factors.
We nonetheless find no reversible error. Defendant ... was sentenced by
a judge, and the judge expressly stated on the record that he would
consider the parents' statements only in connection with the non-capital
counts. Absent evidence to the contrary, we have assumed that the trial
judge in a capital case is capable of focusing on the relevant
sentencing factor and setting aside the irrelevant, inflammatory and
emotional factors.... Given this assumption and the trial judge's
express avowal, we find no error.
Bolton, 182 Ariz. at 315-16, 896 P.2d at 855-56 (citations omitted);
see also Roscoe, 184 Ariz. at 502, 910 P.2d at 653.
b. Improper ex parte communications
[15] Defendant claims the manner in which victim impact evidence was
directed to the trial judge was an improper ex parte communication that
created error in the sentencing procedure. Both the victims' immediate
and extended family and friends sent letters directly to the judge. We
do not find error simply because letters were sent to the judge by
persons not specifically defined in the Arizona Constitution as victims
with the right to be heard at sentencing. See Ariz. Const. art. II, §
2.1 (defining "victim"). We have no way of preventing members of the
community from writing judges. Approximately thirty-five letters were
sent to the judge. In accordance with normal procedure, he gave them to
the clerk's office for filing. Copies of the letters were also attached
to the presentence report, a copy of which was given to Defendant. See
Ariz.R.Crim.P. 26.6.
[16] As previously noted, we presume the trial judge will ignore
irrelevant information. This is particularly true when the judge stated*229
**793 at sentencing he found the aggravating factors "solely on the
evidence adduced at trial," and when the record clearly establishes
beyond a reasonable doubt the three aggravators found by the judge.
Defendant points out that the judge made personal remarks about the
impact evidence, but in context the remarks were merely expressions of
empathy, not evidence of prejudice. Furthermore, the judge's comments
were meant to clarify the statement by the victim's mother's, which
could be interpreted as requesting life imprisonment rather than the
death penalty. Sentencing took place before our opinion in State v.
Williams, 183 Ariz. 368, 904 P.2d 437 (1995), when the judge might have
believed that a request for leniency was relevant.
3. Insufficient materials for appellate review
[17] Defendant claims the sentencing materials were not complete because
they were not paginated or indexed, there was no certification as to
their completeness, and the record of the prior presentence report was
not included, thus violating the stringent constitutional requirements
that attach to death penalty proceedings. He asserts that the absence
of an adequate record requires remand for a new sentencing hearing.
Dobbs v. Zant, 506 U.S. 357, 113 S.Ct. 835, 122 L.Ed.2d 103 (1993);
Wilson v. Allgood, 391 F.2d 285 (5th Cir.1968); State v. Schackart, 175
Ariz. 494, 858 P.2d 639 (1993), cert. denied, 511 U.S. 1046, 114 S.Ct.
1578, 128 L.Ed.2d 220 (1994).
[18][19] We find the record is sufficiently complete for this court to
review on appeal. See Schackart, 175 Ariz. at 499, 858 P.2d at 644.
The court does not require a perfect record, and when materials have
been omitted, the defendant may move to have the record on appeal
expanded. In the present case, remanding for resentencing is no remedy
for the problem because the alleged error did not occur in the trial
court.
4. Use of psychological evaluation
[20] Statements were obtained during an in-custody, court-ordered
psychiatric evaluation that Defendant claims was not accompanied by a
full waiver of his Fifth Amendment rights. See Estelle v. Smith, 451
U.S. 454, 101 S.Ct. 1866, 68 L.Ed.2d 359 (1981). However, Defendant is
precluded from objecting to admission of the psychological evaluation at
sentencing because he failed to object at the time the evaluations were
admitted or conducted. State v. Tison, 129 Ariz. 526, 535, 633 P.2d 335,
344 (1981), cert. denied, 459 U.S. 882, 103 S.Ct. 180, 74 L.Ed.2d 147
(1982); State v. Anaya, 170 Ariz. 436, 443, 825 P.2d 961, 968 (App.1991).
[21] Furthermore, the facts of Estelle vary greatly from those before
us. Here, Defendant's attorney requested the post-trial evaluation for
sentencing purposes, Defendant told the psychologist he could not talk
about the murders, and Defendant used significant portions of the
interview for his mitigation argument. Therefore, Defendant opened the
door to use of the full report. See Ariz.R.Evid. 106; Buchanan v.
Kentucky, 483 U.S. 402, 422- 23, 107 S.Ct. 2906, 2917-18, 97 L.Ed.2d 336
(1987).
5. Hearing on motion for reconsideration
After sentencing, the judge heard argument on motions for clarification
of sentence and reconsideration of the (F)(6) finding. Defendant was
not present at the argument. The judge denied the motion for
reconsideration and, in response to issues raised in the motion,
commented on the (F)(6) factor and imposition of the death penalty.
Defendant now claims there was no authority to conduct the post-sentencing
proceeding, State v. Pike, 133 Ariz. 178, 650 P.2d 480 (App.1982). In
addition, he contends his absence violated his rights under the Sixth
and Fourteenth Amendments to the United States Constitution and article
II, § 24 of the Arizona Constitution to be present at all stages of the
proceedings. Diaz v. United States, 223 U.S. 442, 32 S.Ct. 250, 56 L.Ed.
500 (1912); Rice v. Wood, 44 F.3d 1396 (9th Cir.1995), modified, 77
F.3d 1138 (1996); Hays v. Arave, 977 F.2d 475 (9th Cir.1992) (not
harmless error); State v. Amaya-Ruiz, 166 Ariz. 152, 175, 800 P.2d
1260, 1283 (1990).
**794 [22][23][24] *230 Having made the motion for reconsideration,
Defendant cannot complain that the judge erred by hearing that motion.
See State v. Diaz, 168 Ariz. 363, 365, 813 P.2d 728, 730 (1991).
Moreover, courts have the inherent authority to clarify or modify their
own judgments and orders. Skinner v. Superior Court, 106 Ariz. 287,
288, 475 P.2d 271, 272 (1970); State v. Freeman, 174 Ariz. 303, 305,
848 P.2d 882, 884 (App.1993). Because the judge made no additional
findings but merely explained the reasons for a few of his previous
findings, the hearing was not part of the sentencing and was not a
critical stage of the proceedings in Defendant's case.
[25][26] Arizona v. Fulminante, 499 U.S. 279, 111 S.Ct. 1246, 113 L.Ed.2d
302 (1991), and Hays held a defendant's absence from the sentencing
hearing was structural error because the defendant could not communicate
with the attorney about testimony given there. Such errors are not
harmless because one cannot know what a defendant might have said in
that situation. The Fulminante and Hays rationales do not apply here
because the hearing was not an evidentiary type proceeding where
Defendant could respond to witnesses. Nor was it a hearing to determine
or impose sentence. The purpose was to hear counsel's argument for
clarification of the judge's reasoning on a sentence already imposed.
If there was error, it was not structural and was obviously harmless.
6. Mitigation
a. Disparity in sentencing of accomplices
[27][28] Karen Miller was an active participant in the drug rip-off
scheme and murders. Reporting the crime four years after it occurred,
she was granted immunity and never charged with any offense in
connection with the case. Disparity in the sentences given a defendant
and an accomplice can be a mitigating factor in deciding whether a death
sentence is appropriate. See State v. Marlow, 163 Ariz. 65, 786 P.2d
395 (1989). When it is considered, disparity is mitigating only when it
is unexplained. State v. Stokley, 182 Ariz. 505, 523, 898 P.2d 454, 472
(1995); State v. Schurz, 176 Ariz. 46, 57, 859 P.2d 156, 167 (1993).
The disparity here is primarily explained by the difference in
culpability--Defendant was the instigator of the crime and the killer--and
also because the state granted Miller and Alejandro immunity from
prosecution to obtain testimony necessary to any prosecution for the
killings. State v. Apelt, 176 Ariz. 349, 368, 861 P.2d 634, 653 (1993),
cert. denied, 513 U.S. 834, 115 S.Ct. 113, 130 L.Ed.2d 59 (1994).
b. Rejection of mitigation for remorse
[29] At sentencing the trial judge referred to a fatal traffic accident
in which Defendant was involved and said that Defendant indicated no
remorse. The judge's statement concerning the car accident indicates
the he found that incident probative of Defendant's character and in
rebuttal to mitigation evidence. Defendant invited the judge to
consider the accident by mentioning it in the autobiography he prepared
to show mitigation. Defendant cannot complain about the judge
considering the evidence that he offered.
c. Non-violent history, cooperation with authorities
[30][31] Defendant claims his conviction for possession of a weapon by a
convicted felon and an arrest for aggravated assault were insufficient
to rebut the mitigating factor of a non-violent history. Furthermore,
he argues, the judge did not weigh the fact that Defendant did not flee,
thus showing cooperation with authorities.
Defendant's actions belie his claim of non-violent criminal history.
Considering the turn Defendant's life took with major participation in
drug dealing, his allegedly peaceable life carried little weight.
Moreover, considering that Defendant obstructed the criminal
investigation from the time of the crime in 1989 to the time of his
arrest four years later, Defendant's claim of cooperation approaches
frivolity.
d. Review of non-statutory mitigators
[32] Defendant asserted several non-statutory mitigators. These include:
**795 *231 1. His relationship with his children and the effect on them
if he were executed. He says he loves them and has always attempted to
be a good father. His eldest daughter testified at the sentencing as to
his good character as a parent, and his youngest sent a letter to the
judge about their relationship.
2. The possibility of consecutive life sentences rather than the death
penalty.
3. Defendant submitted evidence that his father was an alcoholic who
beat his mother and half-brother, although he never abused Defendant.
Also, he says, his father was well-connected with "mafioso" types in
Tucson and from an early age arranged a type of apprenticeship in
thuggery for Defendant. This influence directly contributed to
Defendant's behavior because he lacked "healthy socialization
experiences." Psychological Evaluation, at 9.
4. Defendant states that after the murders he changed his life-style,
quit using drugs and alcohol, held a steady job, and was repairing his
relationship with his oldest daughter.
[33][34][35] The trial judge found these mitigators insufficient to call
for leniency when weighed against the three aggravating factors. The
possibility of a life sentence is not a mitigating factor but only a
sentencing option. Murray, 184 Ariz. at 39, 906 P.2d at 572. An abusive
family background is usually given significant weight as a mitigating
factor only when the abuse affected the defendant's behavior at the time
of the crime. Id. at 40, 906 P.2d at 573; West, 176 Ariz. at 451-52,
862 P.2d at 211-12; State v. Wallace, 160 Ariz. 424, 427, 773 P.2d 983,
986 (1989), cert. denied, 494 U.S. 1047, 110 S.Ct. 1513, 108 L.Ed.2d 649
(1990). Defendant did not show any connection. On independent review,
we do not believe Defendant established mitigation of sufficient weight
to call for leniency.
CONCLUSION
[36][37] We find no prejudicial error in the trial or sentencing rulings.
We have not conducted a fundamental error review, nor will we in future
cases. This decision rests in great part on the repeal of A.R.S. §
13-4035 (which required review for fundamental error), but also on the
realization that fundamental error review has outlived its necessity.
We are aware the repeal of § 13-4035 does not preclude us from engaging
in such a review where necessary to serve the ends of justice. Ariz.
Const. art. VI, § 5(5). As well, we do not consider here waiver
analysis pertaining to arguments raised for the first time on appeal.
We believe, however, fundamental error review is no longer necessary
under modern circumstances. The practice arose in the days of the
territorial government, when most defendants did not have a lawyer, nor
were lawyers required or always appointed by the courts. See
Ariz.Pen.Code 1901, § 1059; see also Ariz.Pen.Code 1901, §§ 1024 and
1025. Thus, appeals and such post-conviction relief as was available
were options out of reach for most defendants. When a case was appealed,
therefore, fundamental error review served a vital role in protecting
the defendant's constitutional rights. Today, almost all of our counties
have a public defender. In addition, we now have a panoply of mandatory
protections--appointment of counsel for trial and appeal, readily
available appeals, Anders briefs, post-conviction relief procedures, and
direct appeals and post-conviction review in death penalty cases. All
of this is followed by the availability of some federal habeas review.
We therefore believe that fundamental error review is no longer
necessary.
We affirm Defendant's convictions and sentences.
ZLAKET, C.J., JONES, V.C.J., and MOELLER, J., concur.
MARTONE, Justice, concurring.
I join the court in all but its fundamental error review dicta contained
in its conclusion, ante, at 231, 934 P.2d at 795. The court says that
it has not conducted a fundamental error review nor will it in future
cases. We so held a year ago in State v. Smith, 184 Ariz. 456, 460, 910
P.2d 1, 5 (1996), where we said:
the
procedural effect of that repeal [A.R.S. § 13-4035] applies
retroactively to cases **796 *232 not yet final. Thus, Smith is not
entitled to fundamental error review.
In reliance upon that holding, we have not performed fundamental error
reviews, unless they were undertaken before the effective date of the
statute, in our capital cases here on direct appellate review. See, e.g.,
State v. Rogovich, 188 Ariz. 38, 932 P.2d 794, 800-01 (1997); State v.
Thornton, 187 Ariz. 325, 335, 929 P.2d 676, 686 (1996); State v. Miller,
186 Ariz. 314, 328, 921 P.2d 1151, 1165 (1996).
The issue was thus decided in Smith and implemented in our cases. I do
not see the need to revisit it now. It is not an issue raised by the
defendant in this case.
But if it were otherwise thought important to repeat ourselves and say
that we are not going to perform sua sponte [FN1] fundamental error
review on direct appeal, then we ought to plainly acknowledge that the
reason we are not doing it is that, as we held in Smith, the statute
requiring it has been repealed. But today the court says that it is not
going to perform sua sponte fundamental error review not only because of
the repeal of the statute "but also on the realization that fundamental
error review has outlived its necessity." Ante, at 231, 934 P.2d at
795. The court goes so far as to say that "the repeal of § 13-4035 does
not preclude us from engaging in such a review where necessary to serve
the ends of justice. Ariz. Const. art. VI, § 5(5)." Id. But article
VI, § 5(5) of the Arizona Constitution is the source of our rule making
power. [FN2] It provides no authority for the proposition that we may
engage in sua sponte fundamental error review in the absence of a
statute or rule requiring it.
FN1. I use the term sua sponte fundamental error review to distinguish
it from two separate but related doctrines. Sua sponte fundamental
error review was imposed solely by A.R.S. § 13-4035 and required us to
read every item in the record with an eye towards looking for
fundamental error. The statute having been repealed, we no longer do
this. This is not to be confused with two other doctrines unaffected
by the repeal of the statute. First, in criminal cases, we continue
to review claims of error actually made on appeal but which were
unpreserved at the trial level by a fundamental error standard.
Second, if in the process of examining issues presented by way of
appeal we stumble across fundamental error, then we have the
discretion to address it. Having just denied review in State v.
Taylor, 187 Ariz. 567, 571-72, 931 P.2d 1077, 1081-82 (App.1996), and
State v. Curry, 187 Ariz. 623, 931 P.2d 1133, 1136-37 (App.1996), this
court is unanimous on that point. Our only disagreement is the "cover
to cover" sua sponte review which finds its beginning and end in A.R.S.
§ 13-4035.
FN2.
The Supreme Court shall have the "[p]ower to make rules relative to all
procedural matters in any court." Ariz. Const. art. VI, § 5(5).
We no
longer conduct sua sponte fundamental error review because the law no
longer requires it, not because we choose to discontinue it. This is
properly a legislative decision to make.