Murderpedia has thousands of hours of work behind it. To keep creating
new content, we kindly appreciate any donation you can give to help
the Murderpedia project stay alive. We have many
plans and enthusiasm
to keep expanding and making Murderpedia a better site, but we really
need your help for this. Thank you very much in advance.
Larry Eugene
MANN
Florida
Supreme Court
Summary:
At approximately 10:30 a.m., 10-year-old Elisa Nelson was riding her
bike to school. She was late for school because she had a dentist
appointment that morning, and her mother had given her a note excusing
her absence.
Elisa’s bicycle was found later that day in a ditch
approximately one mile from Elisa’s school. Her body was found the next
day after an extensive seach. She died from a skull fracture possibly
caused by a single blow to the head.
The same day that Elisa disappeared, Mann attempted
to commit suicide by slashing both of his forearms and stated that he
had “done something stupid and needed help.” A month later, Mann asked
his wife to retrieve his glasses from his 1957 Chevy pickup truck. Upon
doing so, she found a bloodstained note that Elisa’s mother had written
to excuse her from school. A friend of Mrs. Mann’s reported this finding
to the police and that resulted in a search warrant of Mann’s truck and
house. Inside the truck, a bloodstain was found with the same blood type
as both Mann and Elisa.
Mann had a history of attempted suicides, pedophilia
and psychotic depressions.
Citations:
Mann v. State, 420 So.2d 578 (Fla. 1982). (Direct Appeal) Mann v. State, 453 So.2d 784 (Fla. 1984). (Direct Appeal - After
Resentencing) Mann v. State, 482 So.2d 1360 (Fla. 1986). (PCR) Mann v. State, 603 So.2d 1141 (Fla. 1992). (Direct Appeal - After
Resentencing) Mann v. Dugger, 844 F.2d 1446 (11th Cir. 1988). (Federal Habeas)
Final / Special Meal:
Fried shrimp, fish and scallops, stuffed crabs, hot butter rolls, cole
slaw, pistachio ice cream and a Pepsi.
Final Words:
None.
ClarkProsecutor.org
Florida Department of
Corrections
DC Number: 077663
Name: MANN, LARRY E
Race: WHITE
Sex: MALE
Hair Color: BROWN
Eye Color: Hazel
Height: 5'11"
Weight: 183 lbs.
Birth Date: 06/09/1953
Initial Receipt Date: 04/06/1981
Aliases: LARRY E MANN, LARRY EUGENE MANN
Florida executes man for 1980 murder of
10-year-old schoolgirl
Reuters.com
Apr 10, 2013
(Reuters) - Florida executed one of its
longest-serving death row inmates on Wednesday for kidnapping and
killing a 10-year-old girl in 1980. Larry Eugene Mann, 59, was
pronounced dead from a lethal injection at 7:19 p.m. EDT (2319 GMT) at
the Florida State Prison in Starke, the Florida Department of
Corrections said. A last-minute appeal had been denied shortly before
the execution.
Mann, a pedophile who had previously served time in
prison for sexual battery, snatched Elisa Nelson from her bicycle as she
pedaled to school on November 4, 1980, in the Gulf Coast town of Palm
Harbor, according to court documents. He threw the bicycle in a ditch
and drove the girl to an orange grove, where he beat her, stabbed her
and crushed her head with a concrete-encased pole, trial evidence
showed. Elisa had carried a note in her pocket explaining that she was
late for school because she had a dental appointment. The blood-stained
note was found in Mann's truck.
Mann was convicted of murder and sentenced to die in
1981, then received the death penalty again in 1990 after a federal
court granted him a re-sentencing.
In an appeal rejected by the U.S. Supreme Court last
week, Mann's lawyers argued that Florida's death penalty law failed to
meet evolving standards of decency, in part because it allows a jury to
recommend death by a simple majority rather than requiring unanimity.
They also said Mann had been arbitrarily chosen for execution from among
more than 400 Florida Death Row inmates, 94 of whom had exhausted their
appeals.
Since his 1990 re-sentencing, Mann's case had been
reviewed by dozens of judges and justices, according to Florida Attorney
General Pam Bondi.
Larry Mann executed for Palm Harbor girl's
1980 killing
By Dan Sullivan - TampaBay.com
Wednesday, April 10, 2013
STARKE — Larry Eugene Mann, who crushed a little
girl's skull 32 years ago, died Wednesday night as chemicals coursed
through his veins. Mann was executed by lethal injection at Florida
State Prison for the murder of 10-year-old Elisa Vera Nelson, whom he
abducted one morning in 1980 as she rode her bicycle to school in Palm
Harbor. He was pronounced dead at 7:19 p.m. He was 59.
Afterward, Jeff Nelson, Elisa's brother, stood in the
light of a setting sun outside the prison, joining a crowd of about 50
people who turned out to offer support. Nelson, who was 12 when his
sister was killed, thanked authorities for the capture and prosecution
of Mann. He also thanked Gov. Rick Scott, who signed Mann's death
warrant. For three decades, he said, lawyers have talked about how Mann
has changed in prison, how he studied the Bible and prayed and expressed
remorse. But no one ever talked about Elisa, he said. She had a cheeky
grin and bested a little league team full of boys. She was a cheerleader
and dancer who loved to play teacher and tutored neighborhood kids. She
was a fun-loving fifth-grader with big blue eyes and shades of gold
running through long, blond hair. She loved reading and learning and
meeting new people. She tumbled through gymnastic lessons. At home, she
hung posters of John Travolta on her bedroom wall. She had a cat named
Smokey and a dog named Stupid. Her parents, David and Wendy Nelson,
moved to Florida from Michigan in the early 1970s and started a
successful construction business.
On the morning of Nov. 4, 1980, Wendy Nelson took her
daughter to an orthodontist to be fitted with braces. She wrote a note
to excuse Elisa's tardiness from class at Palm Harbor Middle School.
Just after 10:30 a.m., Elisa pedaled off to school on her blue and
silver bike. Elisa's parents reported her missing later that day and
Pinellas sheriff's deputies launched a massive search. Nearly half of
Palm Harbor turned out to help, one deputy later testified. Before
sunset, a sheriff's helicopter spotted Elisa's bike in a drainage ditch
north of the school. The next day, two men searching an isolated,
weed-choked orange grove west of County Road 39 found her body beneath
an avocado tree. Her throat had been cut, an autopsy showed, but she
died from a single blow to the head from a concrete block.
The crime began to unravel after someone phoned a TV
station and said authorities should look at Mann. Detectives later
learned the call came from one of his neighbors, who had seen him
washing dirt off the tires on his 1957 Chevrolet pickup shortly after
Elisa went missing. It wasn't the first time Mann had been investigated
for a violent crime. In 1973, in Mississippi, he forced his way into an
apartment where a woman was baby-sitting a 1-year-old boy. He made the
woman commit a sex act, threatening to harm the child if she didn't. He
was later arrested and served time in prison. Before that, when he was a
teen, Mann kidnapped a 7-year-old girl from a church parking lot and
molested her. A forensic exam of Elisa's bike turned up a set of
fingerprints under the seat and near the front tire. They belonged to
Mann.
But the case's biggest break came a few days later
when Mann's wife, Donna, went to his truck to retrieve his glasses. On
the front seat, she found Wendy Nelson's note excusing Elisa for being
late to school. It was stained with blood. She gave the note to
detectives. They searched his truck and found blood and hair matching
Elisa's inside the cab. A paint scraping from the rear bumper matched
paint from Elisa's bike. And pieces of foam rubber from the front seat
matched pieces stuck to Elisa's clothing. Prosecutors theorized that
Mann abducted Elisa intending to molest her, but did not go through with
it. When she tried to escape, he killed her. A jury convicted him of
first-degree murder in April 1981 and recommended death by a 7-5 vote.
But legal errors led him to be resentenced twice — in
1983 and 1990. And appeals kept him alive on death row for more than
three decades. Few men on death row had been there longer. In that time,
lawyers argued, Mann changed. He corresponded with Sister Loretta
Pastva, a nun and professor at Notre Dame College in Ohio, writing her
more than 400 letters. "He realizes the seriousness of the thing he
did," Pastva testified in a 1998 appellate hearing. "He is very sorry
about it. He does not expect anything, any special treatment, but he
would wish for some mercy."
Such thoughts stoked the ire of Elisa's surviving
family. "It is glaringly apparent that there is something fundamentally
flawed with a justice system that takes over 32 years to bring to
justice a pedophile who confessed to kidnapping and murdering a
10-year-old girl," Jeff Nelson said. "Several juries of Mann's peers
decided that his crime was so heinous that he should die for it. For the
last 12,000 days, there have been arguments about pieces of paper that
have no bearing on the facts of this case. … But there is never any
deliberation about what he did to Elisa in that orange grove on that
November morning." Earlier in the day, Mann prepared a written
statement. It quoted Bible verse, Romans 6:23: "For the wages of sin is
death: but the gift of God is eternal life in Christ Jesus our Lord."
Mann had a last meal of fried shrimp, fish and
scallops, stuffed crabs, hot butter rolls, cole slaw, pistachio ice
cream and Pepsi.
Twenty-one witnesses stared at their reflections in a
rectangular window as the execution team prepared behind a brown
curtain. At 7:03 p.m., the curtain rose. Mann lay strapped to a gurney.
His bald white head peeked out the end of a white sheet that covered his
body. An intravenous tube pierced his left arm. He lifted his head and
looked through the window. He leaned back and gazed at the ceiling. A
prison official asked if he wanted to say anything. "Uh, no, sir.," Mann
said. The chemicals began flowing at 7:04. The witnesses watched in
silence. Mann closed his eyes. His chest rose and fell. At 7:07, his
mouth slipped open. His cheeks turned ashen. At 7:19, a man in a white
coat appeared from behind a curtain. He lifted Mann's eyelids and shined
a light. He put a stethoscope to his chest.
It was over in 15 minutes. The curtain closed.
*****
Execution nears for killer of Pinellas girl,
possibly linked to more deaths
By Dan Sullivan
Sunday, April 7, 2013
PALM HARBOR — No one doubts what Larry Eugene Mann
did the morning of Nov. 4, 1980. It has been well established, through
forensic evidence, witness statements and Mann's own words — that he
abducted 10-year-old Elisa Nelson as she rode her bicycle to school that
Tuesday morning 32 years ago. Mann has never claimed he didn't snatch
the blond-haired fifth-grader off a Palm Harbor street. He has never
denied taking her to the orange grove where she was killed.
Still, years of legal wrangling has prolonged the
dreadful story of one of the worst crimes in Pinellas County history.
This week, the final chapter might finally be written. Barring a
successful last-minute appeal, Mann will be strapped to a gurney at 6
p.m. Wednesday inside Florida State Prison and injected with a lethal
cocktail of chemicals. It will mean justice for Elisa's family. But when
the 59-year-old former well-driller draws his final breath, he may take
with him knowledge of other murders that remain unsolved.
Two states and more than 500 miles away from the
place where Elisa died, authorities in south Mississippi have scoured
old case files in recent years, trying to link Mann to three of the
area's cold cases from the 1970s. A Mississippi native, Mann lived in
Pascagoula in that decade. Despite remarkable similarities to Elisa's
case, authorities have never been able to say for certain that he
committed any of the murders. "I just can't fathom that he had never
done that before," said Pascagoula police Detective Darren Versiga. "Are
there things he got away with? Absolutely."
• • •
On Feb. 1, 1973, Rose Marie Levandoski vanished after
she left class to use a restroom at St. Martin Junior High School in
southern Mississippi. Three weeks later, authorities found the
13-year-old's nude body floating in a river near Biloxi. She had been
stabbed to death. In October of that year, Larry Mann forced his way
into an apartment on Lanier Street in Pascagoula, where a woman was
babysitting a 1-year-old boy, according to police. He grabbed the woman
by the hair and forced her to her knees. If you don't give me what I
want, Mann told the woman, I will take it from the baby. He forced her
to commit a sex act on him. Police later caught up with Mann. He was
convicted of sexual battery and burglary and sentenced to prison.
Two years later, Mann was living in a work-release
camp, which allowed him limited access to the outside world while he
served his sentence. On Sept. 24, 1975, Janie Sanders disappeared after
walking home with classmates along Lanier Street in Pascagoula. A
wildlife officer found the 16-year-old's body the same day, dumped in
the woods near Grand Bay, Ala. She had been raped and stabbed. Even with
numerous leads and a handful of other suspects, the Levandoski and
Sanders cases both eventually went cold.
In 2009, Pascagoula police, who investigated the
Sanders kidnapping, began to re-examine their unsolved cases. Detective
Versiga looked for patterns of predatory behavior. He noted the obvious
similarities with the Sanders and Levandoski slayings and the December
1978 murder of 20-year-old Debra Gunter, who was kidnapped from her job
as a clerk at a Gautier, Miss., convenience store and found stabbed to
death five days later. He learned of Mann and studied the Nelson case.
"He is a predator," Versiga said. "Predators don't just wake up during
the night and say, 'I think I'm going to go kill somebody today.' "
Mann once lived on Lanier Street in Pascagoula,
Versiga said, where Sanders was last seen, and where he attacked the
woman in the 1973 rape case. Despite exhaustive efforts, the detective
was unable to determine if Mann was indeed involved in the other cases.
"I have looked at him and I can't say he didn't do it," Versiga said.
"He was in jail in '81 and a lot of things stopped after that."
• • •
In his years on death row, Mann has maintained he is
no longer the violent sexual predator he was three decades ago. After
Gov. Rick Scott signed his death warrant March 1, Mann's legal team
filed a lengthy appeal with the state Supreme Court. In it, the
attorneys noted Mann's spotless prison record, his status as a revered
figure among prison guards and fellow inmates, and his in-depth studies
of the Bible. They noted remorse he has expressed for killing Elisa, an
act he once described as "the cross on which I am crucified daily."
That is little consolation for Elisa's family, who
have called for the death penalty since the day he was charged with her
murder. For 32 years, they have watched and waited and hoped as Mann's
first execution date was stayed, as his death sentence was twice vacated
and reinstated. In the 1980s and 1990s, Elisa's mother, Wendy Nelson,
was involved in victim advocacy issues, forming the League of Victims
and Empathizers (LOVE). In 1994, she appeared in a campaign
advertisement for Jeb Bush during his first run for governor. In the ad,
Nelson accused then-Gov. Lawton Chiles of being soft on crime for not
signing Mann's death warrant.
This month, the state Supreme Court denied Mann's
last appeal. The Nelson family has declined to speak publicly since the
latest death warrant was signed. "What we're pushing for is to have the
law enforced," Wendy Nelson told a reporter in 1982. "Maybe there will
be a little girl alive 10 years from now because of this."
Florida authorities have a sample of Mann's DNA in a
database, making links to other crimes possible. Still, answers in the
Mississippi cases may never be known. Hurricane Katrina destroyed much
of the records and evidence there in 2005, Versiga said. "It would be
nice if he decided to give a confession in the last few days here," he
said. "He might want to cleanse his soul."
Florida executes man for 1980 murder of
10-year-old schoolgirl
Sun-Sentinel.com
April 10, 2013
(Reuters) - Florida executed one of its
longest-serving death row inmates on Wednesday for kidnapping and
killing a 10-year-old girl in 1980. Larry Eugene Mann, 59, was
pronounced dead from a lethal injection at 7:19 p.m. EDT (2319 GMT) at
the Florida State Prison in Starke, the Florida Department of
Corrections said. A last-minute appeal had been denied shortly before
the execution.
Mann, a pedophile who had previously served time in
prison for sexual battery, snatched Elisa Nelson from her bicycle as she
pedaled to school on Nov. 4, 1980, in the Gulf Coast town of Palm
Harbor, according to court documents. He threw the bicycle in a ditch
and drove the girl to an orange grove, where he beat her, stabbed her
and crushed her head with a concrete-encased pole, trial evidence
showed. Elisa had carried a note in her pocket explaining that she was
late for school because she had a dental appointment. The blood-stained
note was found in Mann's truck.
Mann was convicted of murder and sentenced to die in
1981, then received the death penalty again in 1990 after a federal
court granted him a re-sentencing. In an appeal rejected by the U.S.
Supreme Court last week, Mann's lawyers argued that Florida's death
penalty law failed to meet evolving standards of decency, in part
because it allows a jury to recommend death by a simple majority rather
than requiring unanimity. They also said Mann had been arbitrarily
chosen for execution from among more than 400 Florida Death Row inmates,
94 of whom had exhausted their appeals.
Since his 1990 re-sentencing, Mann's case had been
reviewed by dozens of judges and justices, according to Florida Attorney
General Pam Bondi.
Florida man executed in girl's 1980 slaying
By Brendan Farrington MiamiHerald.com
April 10, 2013
STARKE, Fla. -- Florida executed one of the
longest-serving inmates on its death row Wednesday evening, 32 years
after he kidnapped and murdered a 10-year-old girl who was riding her
bike to school after a dentist put on her braces. Larry Eugene Mann was
put to death by lethal injection for kidnapping and murdering Elisa Vera
Nelson on Nov. 4, 1980. Melissa Sellers, a spokeswoman for Gov. Rick
Scott's office, said Mann was pronounced dead at 7:19 p.m. at the
Florida State Prison in Starke. He was 59.
The death sentence was carried out more than an hour
after the U.S. Supreme Court denied Mann's latest appeal. The condemned
man answered "Uh, no sir," when asked if he had any last words before
the procedure began. There were 28 witnesses to the execution, including
media and corrections personnel, and a group of Elisa's relatives sat in
the front row wearing buttons with her photo on them. Afterward, Elisa's
family was joined by a group of friends and family as her brother, Jeff
Nelson, read a statement describing his sister as a "bright, funny,
caring, beautiful little girl" who loved to play baseball and pretend to
be a school teacher. He said she was a Girl Scout who would take in
stray pets and donated money she earned to charity. She was a
cheerleader who loved to dance and sing.
Then he described in horrifying detail how she died,
saying Mann abducted her less than 100 yards from her school in Pinellas
County. He said his sister fought hard, and Mann beat her, sending blood
and hair throughout his pickup truck, as well as the note his mother
wrote excusing Elisa from being late to school. He described how Mann
pulled over into an abandoned orange grove, slit her throat twice, and
then bludgeoned her head with a pipe with a cement base. He paused from
the written statement to add, "We just watched that same man slip into a
very peaceful sleep. That's a far cry from how my sister passed."
Earlier, Nelson's wife Debbie grasped his arm as Mann's sentence was
carried out. Asked by the execution team leader if he had any final
words, Mann said, "Uh,no sir." Elisa's parents, David and Wendy Nelson,
watched in silence. Her father kept his arms cross as he stared at Mann,
who kept his eyes closed except for a brief moment throughout the
procedure.
Outside the prison, there were 43 people gathered in
favor of the execution and, in a separate area, 38 people were
protesting the death penalty.
In 1980, Mann tried killing himself immediately after
the girl's slaying, slashing his wrists and telling responding police
officers he had "done something stupid." They thought he was talking
about the suicide attempt until a couple of days later when Mann's wife
found the bloodied note Elisa's mother wrote. While Mann sought to die
the day he killed Elisa, his lawyers had succeeded in keeping him alive
for decades through scores of appeals. His lawyers didn't contest his
guilt during appeals, but rather whether he had been properly sentenced
to death. Jeff Nelson criticized the justice system for making his
family wait so long. "Elisa was only in our lives for less than 3,800
days and this pedophile and his lawyers have spent nearly 12,000 days -
over three times her entire life - making a mockery of our legal
system," he said.
Of the 406 inmates on death row in Florida, only 28
had been there longer than Mann.
Mann woke up at 6 a.m. and had his final meal at 10
a.m, including fried shrimp, fish and scallops, stuffed crabs, ice cream
and a soda. His only visitors were his two lawyers and a spiritual
adviser. His mood was calm and somber in the hours leading up to the
execution time, said Department of Corrections spokeswoman Ann Howard.
While Mann didn't make a last statement in the death chamber, he did ask
that "last words" be handed out after the execution. He chose a Bible
verse. "For the wages of sin is death, but the gift of God is eternal
life in Christ Jesus our Lord," Mann wrote out by hand.
Elisa's brother said the family has had to hear over
the years that Mann would kneel in prayer while in prison and express
remorse for his crime. "He just had his chance to say something and he
didn't say anything," Nelson said. "We question whether he was really
remorseful."
Larry Eugene Mann
Inmate: Mann, Larry
DC#: 077663
Last Action
08/09/02 USDC 02-1439 Habeas Corpus
08/16/02 USDC 02-1439 Case administratively closed
11/18/04 USDC 02-1439 Case reopened
01/18/05 USDC 02-1439 Amended
10/19/06 USDC 02-1439 Response
11/10/10 USDC-M 02-1439 Petition denied
12/09/10 USDC-M 02-1439 Motion to alter judgment filed
12/17/10 USDC-M 02-1439 Response filed
01/21/11 USDC-M 02-1439 Motion denied
02/22/11 USDC-M 02-1439 Application for Certificate of Appealability was
filed
01/11/08 FSC 08-62 3.851 Appeal filed
05/27/08 FSC 08-62 Initial brief filed
06/30/08 FSC 08-62 Answer brief filed
02/06/09 FSC 08-62 Disposition affirmed
02/22/11 USCA 11-10855 Habeas Appeal filed
04/16/07 CC 8008741 (RS) 3.851 Motion filed
09/21/07 CC 8008741 (RS) Amended
11/21/07 CC 8008741 (RS) 3.851 denied
11/26/07 CC 8008741 (RS) SC
Last Updated: 2011-06-28 12:28:07.0
Case Summary
MANN, Larry Eugene (W/M)
DC# 077663
DOB: 06/09/53
Sixth Judicial Circuit, Pinellas County, Case#
80-8741
Sentencing Judge: The Honorable Philip A. Federico
Attorneys, Trial: Susan F. Schaeffer & Patrick D. Doherty – Private
Attorney, Direct Appeal: David A. Davis – Assistant Public Defender
Attorney, Collateral Appeals: Marie-Louise Parmer & Leslie Scalley –
CCRC-M
Date of Offense: 11/04/80
Date of Sentence: 03/26/81
Date of Resentence (I): 01/14/83
Date of Resentence (II): 03/02/90
Circumstances of the Offense:
At approximately 10:30 a.m. on 11/04/80, 10-year-old,
Elisa Nelson was riding her bike to school. She was late for school
because she had a dentist appointment that morning, and her mother had
given her a note excusing her absence. Elisa’s bicycle was found later
that day in a ditch approximately one mile from Elisa’s school. A search
party, which included police officers and community members, was
initiated. Elisa’s body was found on 11/05/80. Elisa died from a skull
fracture possibly caused by a single blow to the head. A cement-encased
steel pipe was found lying next to the body. There were two lacerations
approximately 3.5 and 4.5 inches along the girl’s neck. The medical
examiner could not discern if the lacerations were made before or after
the child’s death, but they were not the cause of death. There were no
signs of molestation on the body.
The same day that Elisa disappeared, Larry Mann
attempted to commit suicide by slashing both of his forearms. The police
were summoned to help, and Mann stated to them that he had “done
something stupid and needed help.” Mann was taken to the hospital were
the doctor ruled that Mann had made a serious attempt to end his life.
On 11/08/80, Mann asked his wife to retrieve his glasses from his 1957
Chevy pickup truck. Upon doing so, Mrs. Mann found the bloodstained note
that Elisa’s mother had written to excuse her from school. A friend of
Mrs. Mann’s reported this finding to the police and that resulted in a
search warrant of Mann’s truck and house. Inside the truck, a bloodstain
was found with the same blood type as both Mann and Elisa. On 11/10/80,
Mann was arrested. Prior to the above incident, Mann had previously
attempted suicide at least three or four times. Mann also has a history
of pedophilia and psychotic depressions.
Trial Summary:
11/18/80 Defendant indicted on the following charges:
Count I: First-Degree Murder, Count II: Kidnapping
11/20/80 Defendant entered a written plea of not guilty
03/19/81 Defendant found guilty on both counts
03/20/81 A majority of the jury recommended the death penalty.
03/26/81 The defendant was sentenced as follows: Count I: First-Degree
Murder – Death, Count II: Kidnapping – 99 years to run consecutive to
Count I.
09/02/82 Trial remanded to Circuit Court for resentencing by FSC
01/14/83 Order denying advisory jury panel
01/14/83 Defendant resentenced as follows: Count I: First-Degree Murder
– Death Count II: Kidnapping – 99 years to run consecutive to Count I
04/02/88 Trial remanded to Circuit Court for resentencing by the USCA
11th Circuit
02/06/90 Upon advisory sentencing, the jury, by a 9-3 majority, voted
for the death penalty.
03/02/90 Defendant was resentenced to death on Count I, First-Degree
Murder.
Appeal Summary:
Florida Supreme Court – Direct Appeal
FSC# 60,569
420 So. 2d 578
05/04/81 Appeal filed
09/02/82 FSC affirmed the conviction but vacated death sentence
11/03/82 Rehearing denied
12/07/82 Mandate issued
Florida Supreme Court – Direct Appeal (RS 1)
FSC# 63,438
453 So. 2d 784
03/25/83 Appeal filed
05/24/84 FSC affirmed the conviction and sentence
08/30/84 Rehearing denied
10/12/84 Mandate issued
United States Supreme Court – Petition for Writ of
Certiorari
USSC# 84-5632
469 U.S. 1181
10/22/84 Petition filed
01/14/85 Petition denied
Florida Supreme Court – 3.850 Appeal
FSC# 68,261
482 So. 2d 1360
02/01/86 Appeal filed
02/01/86 FSC affirmed trial court denial of the postconviction relief.
The rehearing was denied.
02/10/86 Mandate issued
Florida Supreme Court – Petition for Writ of Habeas
Corpus
FSC# 68,262
482 So. 2d 1360
02/01/86 Petition filed
02/01/86 Petition and rehearing denied
02/10/86 Mandate issued
United States District Court, Middle District –
Petition for Writ of Habeas Corpus
USDC# 86-135
02/03/86 Petition filed
02/19/86 Petition denied
United States Court of Appeals, 11th Circuit –
Petition for Habeas Corpus
USCA# 86-3182
817 F.2d 1471
03/19/86 Appeal filed
05/14/87 USCA denied relief for the conviction but reversed the sentence
and remanded the case for resentencing
09/10/87 Vacated previous opinion and petition for rehearing in banc
granted
12/14/87 Case reheard
04/21/88 USDA denied relief for the conviction but reversed the sentence
and remanded the case for resentencing
United States Supreme Court – Petition for Certiorari
filed by the State
USSC# 87-2073
489 U.S. 1071
06/19/88 Petition filed
03/06/89 Petition denied
Florida State Supreme Court – Direct Appeal (RS II)
FSC# 75,952
603 So. 2d 1141
05/04/90 Appeal filed
04/02/92 FSC affirmed the conviction and sentence
08/27/92 Revised opinion and rehearing denied
09/28/92 Mandate issued
United States Supreme Court – Petition for Writ of
Certiorari
USSC# 92-6757
506 U.S. 1085
11/25/92 Petition filed
01/19/93 Petition denied
State Circuit Court – 3.850 Motion
CC# 80-8471
04/28/94 Motion filed
04/22/96 Motion denied in part and evidentiary hearing granted
03/27/97 Motion denied
State Circuit Court – 3.850 Motion
CC# 80-8741
07/07/97 Motion filed
07/29/98 Motion denied on most issues but an evidentiary hearing was
ordered
12/01/98 Evidentiary hearing held
01/13/99 Motion denied
Florida Supreme Court – Petition for Writ of Habeas
Corpus
FSC# 00-2602
794 So. 2d 595
12/20/00 Petition filed
07/12/01 Petition denied
09/05/01 Rehearing denied
United States Supreme Court – Petition for Writ of
Certiorari
USSC# 01-7092
536 U.S. 962; 122 S. Ct. 2669; 153 L. Ed. 2d 843
11/28/01 Petition filed
06/28/02 Petition denied
United States District Court, Middle District –
Petition for Writ of Habeas Corpus
USDC# 02-1439
08/09/02 Petition filed
08/16/02 Administratively closed
11/18/04 Case reopened
01/18/05 Petition amended
11/10/10 Petition denied
12/09/10 Motion to Alter Judgment filed
01/21/11 Motion denied
02/22/11 Certificate of Appealability filed
Florida Supreme Court – 3.850 Appeal
FSC# 03-394
868 So.2d 524
03/17/03 Appeal filed
02/02/04 FSC affirmed the trial court’s denial of the 3.850 Motion
04/26/04 Rehearing denied
United States Court of Appeals – Habeas Appeal
USCA# 11-10855 (Pending)
02/22/11 Appeal filed
Death Warrant:
01/07/86 Death Warrant signed by Governor Bob Graham
02/03/86 United States District Court, Middle District, granted a stay
of execution
Factors Contributing to the Delay in Imposition of
Sentence:
The main factor that has contributed to the delay in this case in the
fact that Mann has been resentenced twice. Additional factors are the
number of appeals that have been filed in addition to the 3.850 Motion
that was filed on 04/28/94 was pending for three years and a Petition
for Writ of Habeas Corpus that was pending for eight years in the United
States District Court, Middle District.
Case Information:
Mann filed a Direct Appeal to the Florida Supreme
Court on 05/04/81. Mann contended that the trial court improperly
allowed into evidence the bloodstains found in his truck due to the fact
that the blood type matched both him and the victim. The Court ruled
that the trial court properly admitted this evidence and found the
conviction free from substantive error. The conviction was affirmed. In
regard to his sentencing, the Court found that the trial court
improperly applied the aggravating factors of prior conviction of a
felony involving violence and the homicide to have been committed in a
cold, premeditated manner. The Court vacated the sentence and remanded
the case to the trial court for a new sentencing proceeding without a
jury.
Mann was resentenced to death by the Circuit Court on
01/14/83. He filed a Direct Appeal after resentencing to the Florida
Supreme Court on 03/25/83. Mann contended that the Court’s original
opinion barred the state from presenting additional evidence at the
resentencing. The Court found no error and affirmed the sentence of
death.
Mann filed a Petition for Writ of Certiorari to the
United States Supreme Court on 10/22/84. The petition was denied on
01/14/84. Governor Graham signed a Death Warrant for Mann on 01/07/86. A
3.850 motion and a stay of execution were filed to the Circuit Court on
01/30/86. The motion and the stay of execution were denied on 01/31/86.
On 01/31/86, Mann filed for a stay of execution pending the appeal on
01/31/86, the stay was denied on the same day. On 02/01/86 Mann filed a
3.850 appeal, a Petition for Writ of Habeas Corpus, and a stay of
execution to the Florida Supreme Court. Mann’s main claim was
ineffective trial counsel because of his attorney’s failure to object to
statements made by the prosecutor during closing arguments of the
penalty phase. The Court ruled that these comments did not constitute a
reversible error. The Court denied the habeas and the stay and affirmed
the trial court’s denial of the 3.850 motion on 02/01/86. No rehearing
was allowed and a mandate was issued on 02/10/86.
On 02/03/86, Mann filed a petition for Writ of Habeas
Corpus with the United States District Court, Middle District. The
District Court granted the stay of execution on 02/03/86, but denied the
Habeas on 02/19/86.
On 03/19/86, Mann filed Habeas Appeal to the United
States Court of Appeals, Eleventh Circuit. Mann raised only one issue in
reference to his conviction. He states that he was involuntarily absent
from the jury’s presence when they were allowed to view the crime scene,
which violated his rights under the 6th, 8th, and 14th Amendments. The
USCA found this to be a harmless error and denied all relief as to his
conviction. In regard to his sentence, Mann raised five issues. Three
did not entitle Mann to relief, but the claim that the court diminished
the jury’s sense of responsibility in imposing the death sentence
entitled Mann to relief in the form of a resentencing proceeding. Due to
this finding, the USCA stated that the need to render a comment on the
fifth issue was moot. The sentence was reversed and the case was
remanded to the circuit court for a new jury sentencing proceeding on
05/14/87. On 09/10/87 the previous opinion was vacated and a rehearing
en banc was scheduled. The case was reheard en banc on 12/14/87, and a
new opinion was issued on 04/02/88 again reversing the sentence and
remanding the case to the circuit court for re-sentencing.
The State filed a Petition for Writ of Certiorari to
the United States Supreme Court on 06/19/88. The petition was denied on
03/06/89. On 02/06/90, a jury recommended the death penalty by majority.
Mann was resentenced to death on Count I, Murder in the First Degree on
03/02/90. Mann filed a Direct Appeal to the Florida Supreme Court on
05/04/90. The Court affirmed the sentence of death on 04/02/92. The
rehearing was denied and a revised opinion was issued on 08/27/92. The
Court again affirmed the sentence of death. A mandate was issued on
09/28/92. Mann filed a Petition for Writ of Certiorari to the United
States Supreme Court on 11/25/92. The petition was denied on 01/19/93.
A 3.850 Motion was filed to the Circuit Court on
04/28/94. The motion was denied in part and an evidentiary hearing was
granted. The motion was denied on 03/27/97. A 3.850 Appeal was filed in
the Florida Supreme Court on 04/30/97. The appeal was dismissed and CCRC
was directed to file an amended 3.850 motion within ten days on
06/25/97. An amended 3.850 Motion was filed to the Circuit Court on
07/07/97. The motion was granted in part and an evidentiary hearing was
granted on 07/29/98. The evidentiary hearing was held on 12/01/98 and
the motion was denied on 01/13/99. A 3.850 Appeal was filed in the
Florida Supreme Court on 02/15/99. Mann raised ten issues. The Court
found five to be procedurally barred and the remaining issues without
merit. On 09/28/00, they affirmed the trial court’s denial of the 3.850
Motion. The rehearing was denied on 10/31/00, and the mandate was issued
on 11/27/00.
Mann filed a Petition for Writ of Habeas Corpus on
12/20/00 to the Florida Supreme Court. The State claimed that the
Florida Rule of Appellate Procedure 9.140 bars Mann’s Petition for Writ
of Habeas Corpus. The Court did not bar the petition under Rule 9.140,
but stated that as of 01/01/02, all petitions for extraordinary relief
must be filed simultaneously with the initial brief appealing the denial
of a rule 3.850 Motion. The Court accepted the Petition and addressed
Mann’s five issues. The claims raised were either without merit,
rejected, or procedurally barred; therefore, the Court denied the
petition on 07/12/01. The rehearing was denied on 09/05/01. Mann filed a
Petition for Writ of Certiorari to the United States Supreme Court on
11/28/01. The petition was denied on 06/28/02. Mann filed a 3.851 Motion
to the State Circuit Court on 08/06/02. The motion was denied on
10/22/02.
On 08/09/02, Mann filed a Petition for Writ of Habeas
Corpus to the United States District Court, Middle District. It was
administratively closed on 08/16/02 due to pending cases in the Circuit
Court. The case was reopened on 11/18/04. The petition was amended on
01/18/05. On 11/10/10, the petition was denied. A Motion to Alter
Judgment was filed on 12/09/10, and it was denied on 01/21/11. A
Certificate of Appealability was filed on 02/22/11. Mann filed a 3.850
Appeal to the Florida Supreme Court on 03/17/03. The Court affirmed the
trial court’s denial of Mann’s 3.850 Motion. On 04/16/07, a 3.851 motion
was filed with the State Circuit Court. Mann amended this motion on
09/21/07. This successive motion was denied 11/21/07. On 01/11/08, Mann
filed a 3.851 Appeal to the Florida Supreme Court. On 02/06/09, the
Florida Supreme Court affirmed disposition of the State Circuit Court.
Mann filed a Habeas Appeal in the United States Court of Appeals on
02/22/11. This case is currently pending.
FloridaCapitalCases.state.fl.us
Mann v. State, 420 So.2d 578 (Fla. 1982).
(Direct Appeal)
Defendant was convicted before the Circuit Court,
Pinellas County, Philip A. Federico, J., of first-degree murder, with
capital punishment imposed, and defendant appealed. The Supreme Court
held that: (1) although defendant and victim had same blood type and
enzymes, evidence that several bloodstains found at scene matched those
found on seat of defendant's truck was relevant; (2) although evidence
at sentencing phase of Mississippi burglary prosecution showed that
during burglary defendant had committed sexual battery on an occupant
that conviction did not constitute an aggravating circumstance of prior
conviction of a felony involving use of threat or violence of person;
(3) findings in regard to death sentence should be of unmistakable
clarity; and (4) trial court improperly found homicide to have been
committed in a cold, calculated, premeditated manner. Conviction
affirmed; sentence vacated for new sentencing proceeding. Alderman,
C.J., concurred in part and dissented in part with an opinion in which
Adkins and Boyd, JJ., concurred.
PER CURIAM.
This is an appeal from a conviction of first-degree
murder and a sentence of death. We have jurisdiction FN1 Art. V, §
3(b)(1), Fla.Const., and affirm the conviction but vacate the sentence.
On November 4, 1980 ten-year-old Elisa Nelson was
abducted while bicycling to school after a dentist's appointment. Her
bicycle was found later that day, and searchers found her body the
following day. She died from a skull fracture and had been stabbed and
cut several times. The afternoon of the 4th Mann attempted to commit
suicide. The police took him to a hospital where he stayed several days.
On November 8th Mann's wife, while looking in his pickup truck for his
eyeglasses, found a bloodstained note written by Elisa's mother
explaining her daughter's tardiness because of the dentist's
appointment. The police obtained a warrant to search Mann's truck and
home and arrested him on the 10th.
The jury convicted Mann of first-degree murder and
recommended the death penalty. The trial court agreed with the
recommendation, finding four aggravating factors FN2 and, possibly, one
mitigating circumstance. FN3 On appeal Mann alleges one trial error and
seven sentencing errors. FN2. Prior conviction of violent felony; felony
murder; heinous, atrocious, and cruel; and cold, calculated, and
premeditated. FN3. Psychotic depression and paranoid feelings of rage.
The claimed trial error is that the trial court
should not have allowed into evidence the fact that several bloodstains
found at the crime scene and on the seat of Mann's truck matched the
bloodtype of and had the same type of enzymes as the victim. Mann agrees
that such evidence would normally be admitted as relevant, but in this
case his bloodtype and type of enzymes are the same as those of the
victim. He argues, therefore, that this evidence tends to prove nothing,
particularly since he presented evidence that he had, prior to the
homicide, bled profusely in the truck from an injury. He argues that,
since it is equally as likely that the blood was his as that of the
victim, the bloodstains in the truck were irrelevant and should have
been excluded.
The court properly admitted this evidence. Relevant
evidence is evidence tending to prove a material fact and is admissible,
except as provided by law. §§ 90.401, 94.402, Fla.Stat. (1979). The
bloodstained note had been found in the truck; the fact of blood in the
truck had some relevance whether it came from the victim or from Mann.
If it were the victim's, it was evidence of her or her body being in the
truck; if Mann's, it could explain the blood on the note. Either theory
tended to prove some connection between Mann and the victim. In addition
to this claimed trial error we have independently reviewed the record to
assure ourselves of the propriety of the conviction. We find the
conviction supported by competent, substantial evidence, free from
substantive error, and affirm it. Mann's main arguments center upon the
imposition of the death penalty. His first contention is that the trial
judge allowed inadmissible testimony in connection with a prior felony
conviction in Mississippi to be introduced into evidence, compounded
that error when he found that Mann had been convicted of a burglary
during the course of which he used violence, and then used that fact as
an aggravating factor in his sentencing order.
One of the aggravating circumstances that a trial
judge may consider in determining whether or not to impose the death
penalty is set out in section 921.141(5)(b), Florida Statutes (1979):
“The defendant was previously convicted of another capital felony or of
a felony involving the use or threat of violence to the person.” Mann
had been convicted in Mississippi of the crime of burglary, an offense
that, standing alone, would not fall within the foregoing definition.
Lewis v. State, 398 So.2d 432 (Fla.1981). See Ford v. State, 374 So.2d
496 (Fla.1979), cert. denied, 445 U.S. 972, 100 S.Ct. 1666, 64 L.Ed.2d
249 (1980).
The facts adduced at the sentencing phase of the
trial showed that during that burglary the defendant committed a sexual
battery upon the occupant of the house he burglarized. Had he been
convicted of that sexual battery, the aggravating factor would apply. We
must determine whether on sentencing it is proper, in an effort to prove
conviction of a prior felony involving the use or threat of violence, to
show what actually transpired when the conviction itself was for a crime
which, by itself, is not a crime involving the use of violence. Must the
conviction itself have inherently included a prior jury's determination
of violence, or is it enough to show a prior conviction and let the
sentencing jury find, based upon the evidence, whether that prior
conviction included violence? Section 921.141(5)(b) does not contain the
“during which” language utilized by the trial judge. We are not
presented with a copy of the Mississippi charge document and, thus,
cannot determine whether it alleged, and the jury convicted him of, a
breaking with intent to commit a crime of violence. The record of Mann's
conviction, as presented to this Court, does not disclose a conviction
of a crime of violence. We hold that a prior conviction of a felony
involving violence must be limited to one in which the judgment of
conviction discloses that it involved violence.FN4 On the record in this
case the trial judge improperly found prior conviction of a felony
involving violence. FN4. Such as a conviction under § 810.02(2)(a),
Fla.Stat.
Another area of concern is the trial judge's
attention to Mann's evidence in mitigation. This is particularly
significant because it relates to the properly found aggravating
circumstance of the crime being especially heinous, atrocious, and
cruel. There is frequently a significant connection between the
grossness of a homicide and the perpetrator's mental condition. A
psychiatrist testified that Mann's mental condition was of such a nature
that he was under the influence of extreme mental or emotional
disturbance when he committed this atrocity and that his capacity to
appreciate the criminality of his conduct or to conform his conduct to
the requirements of law was substantially impaired. § 921.141(6)(b),
(f). Although this witness was cross-examined, his opinions were neither
rebutted nor contradicted by another witness. The trial judge's
reference to the testimony is:
The only mitigating circumstance apparent to the
Court which is based solely upon the opinion of Dr. Alfred Fireman, a
local psychiatrist, is that the defendant suffered from psychotic
depression and paranoid feelings of rage against himself because of
strong pedophilic urges. From this we are unable to discern if the trial
judge found that the mental mitigating circumstances did not exist. If
so it appears that he misconstrued the doctor's testimony. On the other
hand, he may have found them to exist and weighed them against the
proper aggravating circumstances. We, however, cannot tell which
occurred. The trial judge's findings in regard to the death sentence
should be of unmistakable clarity so that we can properly review them
and not speculate as to what he found; this case does not meet that
test.
We also find that the trial court improperly found
the homicide to have been committed in a cold, calculated, premeditated
manner. § 921.141(5)(i). The state's evidence failed to support finding
this aggravating circumstance. See Jent v. State, 408 So.2d 1024
(Fla.1981). We find Mann's other sentencing challenges to be without
merit.
The conviction is affirmed, but the sentence is
vacated. The trial court is directed to conduct a new sentencing
proceeding without a jury. It is so ordered. OVERTON, SUNDBERG, McDONALD
and EHRLICH, JJ., concur. ALDERMAN, C.J., concurs in part and dissents
in part with an opinion, with which ADKINS and BOYD, JJ., concur.
ALDERMAN, Chief Justice, concurring in part,
dissenting in part.
I concur with the affirmance of Mann's conviction for
first-degree murder, but I dissent to the reversal of his death sentence
and the remand for a new sentencing hearing. I believe the trial court
properly found the aggravating circumstance that Mann was previously
convicted of a felony involving the use or threat of violence to the
person. This previous crime was described by the trial court as follows:
In 1973 the defendant was convicted of the crime of
burglary in Mississippi during the course of which, through threats and
actual physical force, he had the victim perform fellatio upon him
resulting in his ejaculation in her mouth. That victim, Deborah Richards
(now Deborah Johnson), was produced by the State to testify in the
penalty phase of this trial as to the above facts. The force used
involved choking, hair pulling and throwing the victim across the room.
The defendant was sentenced to nine (9) years imprisonment and was
paroled after serving four (4) years.
Although burglary will not necessarily be a crime of
violence as contemplated by this aggravating circumstance, in the
present case the State proved beyond a reasonable doubt that the felony
of burglary for which Mann was previously convicted involved “the use or
threat of violence.” The trial court, in its findings in support of the
death penalty, clearly delineated an adequate factual basis for a
finding of this aggravating circumstance. I disagree with the majority's
holding that this aggravating circumstance was improperly found to
exist. It is not a necessary predicate to this aggravating circumstance
that the judgment of conviction of the prior felony disclose that it
involved violence as suggested by the majority. Rather, it is sufficient
that the State prove beyond a reasonable doubt, as it did in this case,
that the defendant was previously convicted of another felony and that
while committing that felony the defendant used or threatened to use
violence to another person.
The majority acknowledges that the trial court
properly found as aggravating circumstances that the capital felony
committed by Mann was especially heinous, atrocious, or cruel and that
the murder was committed while Mann was engaged in a kidnapping. The
majority, however, expresses concern about the trial court's attention
to Mann's evidence in mitigation. It notes that there is frequently a
significant connection between the grossness of a homicide and the
perpetrator's mental condition. In this case, the trial court, in
support of its finding that this murder was especially heinous,
atrocious, or cruel, explained that the victim, a 10-year-old girl,
sustained a 3 1/4-inch cut on the right side of her neck and a 4
1/2-inch cut on the left side of her neck, which cuts produced great
pain and severe bleeding and that the victim was conscious for at least
several minutes before elapsing into unconsciousness due to loss of
blood. The court further stated that death was produced as the result of
a massive skull fracture caused by blunt trauma. This was a proper
finding. The heinousness, atrociousness, or cruelness of Mann's acts is
determined on the basis of what Mann did and its effect on the victim.
Diminished mental capacity does not abrogate this aggravating factor. A
legally sane but mentally ill defendant who commits an especially
heinous, atrocious, or cruel murder will have this aggravating factor
weighed against him even though his mental illness contributed to the
heinousness, atrociousness, or cruelness of his actions. Evidence of his
mental condition is only to be considered in determining whether a
mitigating circumstance is proven. Such evidence is not relevant in
determining whether the murder is especially heinous, atrocious, or
cruel.
In the present case the trial court considered the
evidence offered in mitigation as to defendant's mental or emotional
disturbance and expressly found as the sole mitigating factor that Mann
suffered from psychotic depression and paranoid feelings of rage against
himself because of strong pedophilic urges. It then weighed this
mitigating factor against the aggravating factors and found that the
aggravating factors far outweighed the mitigating.
Even if the trial court's finding that this murder
was committed in a cold, calculated, and premeditated manner was not
proven beyond a reasonable doubt by the State, as the majority holds,
the elimination of this aggravating factor from the weighing process
does not require a reversal of the death sentence. The court validly
found that Mann had been previously convicted of another felony
involving the use or threat of violence to the person, that the murder
was committed while Mann was engaged in a kidnapping, and that the
murder was especially heinous, atrocious, or cruel. These aggravating
circumstances, coupled with the jury's recommendation of death, are more
than sufficient to outweigh the very weak mitigating circumstance found
in this case and to warrant imposition of the death penalty. This case
should not be remanded for resentencing.
I not only would affirm Mann's conviction but also
would affirm his sentence of death. ADKINS and BOYD, JJ., concur.
Mann v. State, 453 So.2d 784 (Fla. 1984).
(Direct Appeal - After Resentencing)
Defendant was convicted in the Circuit Court,
Pinellas County, Philip A. Federico, J., of first-degree murder, with
capital punishment imposed, and defendant appealed. The Supreme Court,
420 So.2d 578, affirmed conviction but vacated sentence and remanded for
new sentencing proceeding. On remand, the Circuit Court again sentenced
defendant to death, and he appealed. The Supreme Court held that: (1)
evidence was sufficient to support finding of aggravating circumstance
of previous conviction of violent felony; (2) introduction of additional
evidence at resentencing was proper; and (3) finding that three
established aggravating circumstances outweighed single mitigating
circumstance supported death sentence. Affirmed.
PER CURIAM.
A jury convicted Mann of first-degree murder and
kidnapping and recommended the death penalty. The trial court sentenced
Mann to death for the murder and to ninety-nine years for the
kidnapping. On appeal we affirmed the convictions, but vacated the death
sentence and remanded for resentencing. Mann v. State, 420 So.2d 578
(Fla.1982). On remand the trial court conducted a new sentencing
proceeding without a jury and again sentenced Mann to death. We have
jurisdiction pursuant to article V, section 3(b)(1) of the Florida
Constitution and affirm the death sentence.
In Mann's original sentencing proceeding the state
introduced a copy of a conviction showing that Mann had been convicted
of burglary in Mississippi. The state also presented evidence (testimony
of the victim) to show that Mann committed a sexual battery upon the
occupant of the house he burgled. Relying on this conviction and
supporting evidence, the trial court found that the aggravating
circumstance of previous conviction of a violent felony had been
established. § 921.141(5)(b), Fla.Stat. (1979). On appeal we held that
the trial court had erroneously found this aggravating circumstance
because burglary is not a crime of violence on its face. 420 So.2d at
580. We also held that the trial court had improperly found the
establishment of another aggravating circumstance and that we could not
tell what the trial court found regarding the mitigating evidence that
Mann presented. We therefore vacated the sentence and remanded for
resentencing.
On resentencing the trial court deleted the second
improper aggravating factor and specifically found in mitigation that
Mann suffered from psychotic depression and feelings of rage. The court
also again found that the prior Mississippi conviction established the
aggravating factor of previous conviction of a violent felony. We hold
that this aggravating circumstance has now been established.
Besides relying on the evidence presented in the
first sentencing proceeding, at resentencing the state introduced a copy
of a Mississippi indictment charging Mann with burglary both with the
intent to commit unnatural carnal intercourse and that he did commit
that crime against a named female person. Mann now claims that our first
opinion precluded the state from presenting additional evidence. We
disagree. Our remand directed a new sentencing proceeding, not just a
reweighing. In such a proceeding both sides may, if they choose, present
additional evidence. Moreover, as we stated previously: “We are not
presented with a copy of the Mississippi charge document and, thus,
cannot determine whether it alleged, and the jury convicted him of, a
breaking with intent to commit a crime of violence.” Id. at 581. The
state remedied this omission on resentencing, and the proof-the
indictment, the conviction, and the victim's testimony-establishes a
prior conviction of a violent felony.
In aggravation the trial court also again found the
murder to have been committed during the course of a kidnapping and to
have been especially heinous, atrocious, and cruel. He found that the
three established aggravating circumstances outweighed the single
mitigating circumstance and again sentenced Mann to death. Compare Adams
v. State, 412 So.2d 850 (Fla.1982) (eight-year-old girl strangled,
mitigating circumstances of emotional disturbance outweighed by
aggravating circumstances). We find no error and affirm the sentence.
It is so ordered. ALDERMAN, C.J., and ADKINS, BOYD,
OVERTON, McDONALD, EHRLICH and SHAW, JJ., concur.
Mann v. State, 482 So.2d 1360 (Fla. 1986).
(PCR)
Petitioner, who was scheduled for execution, sought
postconviction relief. The Circuit Court, Pinellas County, Philip A.
Federico, J., denied petitioner's motion for relief. Defendant appealed,
and filed petition for habeas corpus in the Supreme Court. The Supreme
Court held that: (1) evidentiary hearing was not required on petition
for postconviction relief; (2) trial judge did not abuse his discretion
by not having oral argument on postconviction relief petition; (3) it
was not appropriate in collateral attack on death sentence to attempt to
collaterally attack petitioner's prior conviction of a crime of violence
in a foreign jurisdiction; and (4) it was proper to fail to delay
execution of sentence prior to ruling in that jurisdiction on collateral
attack on the prior conviction. Order denying postconviction relief
affirmed; habeas corpus denied; stay of execution denied.
Mann v. State, 603 So.2d 1141 (Fla. 1992).
(Direct Appeal - After Resentencing)
Conviction for murder and kidnapping was affirmed,
but sentence of death was reversed by the Florida Supreme Court, 420
So.2d 578. Following reimposition of death penalty, Florida Supreme
Court affirmed, 453 So.2d 784. Petition for habeas corpus was denied by
the United States District Court for the Middle District of Florida,
Elizabeth A. Kovachevich, J., and appeal was taken. The Court of
Appeals, 817 F.2d 1471, 828 F.2d 1498, 844 F.2d 1446, reversed and
remanded with instructions to set aside death sentence unless state
afforded new sentencing proceeding. Defendant was sentenced to death in
the Circuit Court, Pinellas County, James R. Case, C.J., and he
appealed. The Supreme Court held that: (1) detective's testimony was
harmless on remorse issue, even if it was comment on right to remain
silent; (2) prosecutor's closing argument that psychologist suggested
that defendant's actions were more excusable because he was “child
molester” and “pervert” was permissible; and (3) any error in
instruction on felony-murder aggravator of murder being committed during
kidnapping was harmless. Affirmed.
PER CURIAM.
Larry Mann appeals his death sentence imposed on
resentencing. We have jurisdiction pursuant to article V, section
3(b)(1), Florida Constitution, and affirm.
A jury convicted Mann of kidnapping and first-degree
murder in the death of a ten-year-old girl, and the trial court
sentenced him to death. This Court affirmed the conviction, but remanded
for resentencing. Mann v. State, 420 So.2d 578 (Fla.1982).FN1 On remand
the trial court again sentenced Mann to death, and this Court affirmed.
Mann v. State, 453 So.2d 784 (Fla.1984), cert. denied, 469 U.S. 1181,
105 S.Ct. 940, 83 L.Ed.2d 953 (1985). After the signing of his death
warrant in 1986, Mann filed a motion for postconviction relief with the
trial court and a petition for writ of habeas corpus with this Court.
This Court affirmed the trial court's denial of relief and denied the
habeas petition. Mann v. State, 482 So.2d 1360 (Fla.1986). Mann received
a stay of execution in the federal system, however, and the circuit
court of appeal eventually decided that his jury had been misinformed as
to its role in sentencing and directed that he be resentenced. Mann v.
Dugger, 844 F.2d 1446 (11th Cir.1988), cert. denied, 489 U.S. 1071, 109
S.Ct. 1353, 103 L.Ed.2d 821 (1989). FN1. The facts are set out in this
original opinion.
Numerous witnesses testified at the new penalty
phase. Among other people, the lead detective of the investigation and
several technicians testified as to the circumstances of the crime. The
medical examiner described the victim's injuries and told the jury that
she died from a skull fracture after being cut and beaten. Mann had been
convicted of burglary in Mississippi, and his victim testified to the
circumstances of that crime to prove that it was a crime of violence.
Several family members and other people testified in Mann's behalf,
describing his life, how they thought he had grown as a person since
being imprisoned, and his expressions of remorse for committing this
murder. A psychologist opined that Mann is an alcoholic and a pedophile
but had no brain damage. She also thought that the statutory mental
mitigators FN2 should be applied to Mann. On cross-examination she
stated that Mann abducted the victim because he wanted to molest her. In
rebuttal the prosecution presented a psychologist, who testified that
Mann is a pedophile and substance abuser, that he is antisocial, and
that the mental mitigators did not apply in this case. Two other
witnesses testified that they received no indication that Mann was drunk
the morning he committed this crime.
FN2. The mental health mitigators are: “The capital
felony was committed while the defendant was under the influence of
extreme mental or emotional disturbance” and “[t]he capacity of the
defendant to appreciate the criminality of his conduct or to conform his
conduct to the requirements of law was substantially impaired.” §
921.141(6)(b), (f), Fla.Stat. (1989).
After hearing all of the testimony, the jury
recommended that Mann be sentenced to death. In his written findings the
trial judge found that Mann had a prior violent felony conviction, that
he committed this murder during the commission of a felony, and that
this murder was especially heinous, atrocious, or cruel. The judge found
that no statutory mitigators had been established, but that the
following nonstatutory mitigators had been: Mann suffered from psychotic
depression and feelings of rage against himself because of strong
pedophilic urges; Mann had been an exemplary inmate; he had a long
history of alcohol and drug dependency; he had demonstrated great
remorse; he had developed his artistic talents; and he had maintained a
relationship with his family and friends. Characterizing these
mitigators as “unremarkable,” however, the judge found that they did not
outweigh the aggravators and that the death penalty was appropriate.
In response to a question on cross-examination the
detective who investigated this case stated: “We went [to the hospital]
to question Mr. Mann and, of course, there was no statement given.” Mann
argues that this answer was an impermissible comment on his right to
remain silent and that it undermined the cornerstone of his mitigating
evidence, i.e., his remorse. Considering the circumstances that prompted
the comment, we do not think so, but, assuming the statement constituted
a comment on silence, cf., Jackson v. State, 522 So.2d 802 (Fla.), cert.
denied, 488 U.S. 871, 109 S.Ct. 183, 102 L.Ed.2d 153 (1988), it was
harmless. Mann's wife testified that she was not sure of Mann's remorse
until after his death warrant was signed in 1986. Two of his former
attorneys testified to Mann's being remorseful, but they only met him
after the death warrant had been signed. The trial judge verbally
concluded that the warrant triggered Mann's remorse, but found and
considered that remorse as a nonstatutory mitigator. Thus, there is no
reasonable possibility that the detective's statement contributed to
Mann's sentence, and it was harmless beyond reasonable doubt. State v.
DiGuilio, 491 So.2d 1129 (Fla.1986).
During closing argument, the prosecutor talked about
the defense psychologist's testimony and stated: “She is arguing and
suggesting to you on the witness stand because this man is a child
molester and a pervert, that his actions are somehow more excusable than
a person that is not a child molester and a pervert.... This is actually
the best she can do.” Mann now claims that this argument turned his
being a pedophile into an improper nonstatutory aggravator and
denigrated his psychologist's opinion that the statutory mental health
mitigators applied to him. We disagree.
As we have stated before: “The proper exercise of
closing argument is to review the evidence and to explicate those
inferences which may reasonably be drawn from the evidence.” Bertolotti
v. State, 476 So.2d 130, 134 (Fla.1985). It is clear from the record
that the prosecutor made these statements to negate the psychologist's
conclusion that the statutory mental mitigators applied to Mann. Merely
arguing a conclusion that can be drawn from the evidence is permissible
fair comment. After hearing the evidence and the instructions, it was
the duty of the judge and jury to decide the weight to be given to the
evidence and testimony, and there was no impropriety here. FN3 Cf. Lucas
v. State, 568 So.2d 18 (Fla.1990); Williamson v. State, 511 So.2d 289
(Fla.1987), cert. denied, 485 U.S. 929, 108 S.Ct. 1098, 99 L.Ed.2d 261
(1988); Craig v. State, 510 So.2d 857 (Fla.1987), cert. denied, 484 U.S.
1020, 108 S.Ct. 732, 98 L.Ed.2d 680 (1988).
FN3. Mann relies on Garron v. State, 528 So.2d 353
(Fla.1988), where we found the prosecutor's attempts to discredit
insanity as a legal defense to be reversible error. Garron, however, is
factually distinguishable from the instant case because no such
misbehavior occurred here.
Mann argues that the instruction on previous
conviction of a violent felony improperly relieved the prosecution of
having to prove that aggravator beyond a reasonable doubt, but did not
object to the instruction on this ground in the trial court. This
argument, therefore, has not been preserved for appeal. Tillman v.
State, 471 So.2d 32 (Fla.1985). There is also no merit to this claim
because the evidence showed the Mississippi burglary to have been a
crime of violence. No improper shifting of the burden of proving an
element of a crime occurred here,FN4 nor did any error. FN4. Hildwin v.
Florida, 490 U.S. 638, 640, 109 S.Ct. 2055, 2056-57, 104 L.Ed.2d 728
(1989) (an aggravator “is not an element of the offense but instead is
‘a sentencing factor that comes into play only after the defendant has
been found guilty.’ ”) (quoting McMillan v. Pennsylvania, 477 U.S. 79,
86, 106 S.Ct. 2411, 2416, 91 L.Ed.2d 67 (1986)).
In instructing the jury on the felony-murder
aggravator of murder being committed during a kidnapping, the judge
stated: In order to establish kidnapping, the State must prove the
following three elements beyond a reasonable doubt. (1) Larry Eugene
Mann forcibly, secretly or by threat confined, abducted or imprisoned
Elisa Nelson against her will. (2) That Larry Eugene Mann had no lawful
authority. (3) Larry Eugene Mann acted with intent to inflict bodily
harm upon or to terrorize the victim or facilitate the commission of a
lewd and lascivious or indecent assault on a child under the age of 14.
Mann now argues that the underlined portion of
paragraph (3) was improper because it conformed to neither the
allegations nor the proof. This argument overlooks his psychologist's
testimony that Mann kidnapped the girl because he wanted to molest her.
In any event, any error in this instruction is harmless because Mann had
been convicted of kidnapping the victim, and the judge and jury knew of
that conviction. After the jury made its recommendation, the trial judge
received numerous letters urging him to resentence Mann to death as well
as letters from Mann's family requesting mercy. At sentencing he put
those letters in the record, gave the defense and the prosecution time
to read them, and stated: “The Court will make it perfectly clear, then,
at this point, that whatever conclusions the Court has reached in this
matter, [were] reached independent of any correspondence that I have
received from either position; either from [Mann's] family or from the
victim's or friends of the victim's [family].” Mann now argues that the
letters advocating the death sentence constituted improper victim-impact
evidence and that the court's ex parte consideration of the letters
violated Gardner v. Florida, 430 U.S. 349, 97 S.Ct. 1197, 51 L.Ed.2d 393
(1977).FN5 As previously stated, “judges are routinely exposed to
inadmissible or irrelevant evidence but are disciplined by the demands
of the office to block out information which is not relevant to the
matter at hand.” Grossman v. State, 525 So.2d 833, 846 n. 9 (Fla.1988),
cert. denied, 489 U.S. 1071, 109 S.Ct. 1354, 103 L.Ed.2d 822 (1989). The
judge made it clear that he did not rely on these letters in sentencing
Mann. Thus, there is no merit to this claim. FN5. Gardner v. Florida,
430 U.S. 349, 362, 97 S.Ct. 1197, 1207, 51 L.Ed.2d 393 (1977), held that
due process is violated “when the death sentence was imposed, at least
in part, on the basis of information which [the defendant] had no
opportunity to deny or explain.”
There is likewise no merit to Mann's argument that
the judge's finding regarding remorse is not sufficiently clear. The
judge clearly and unambiguously found and considered Mann's remorse in
mitigation. Mann's real complaint is that the judge did not give greater
weight to his remorse, but the weight to be given a mitigator is left to
the trial judge's discretion. Campbell v. State, 571 So.2d 415
(Fla.1990). Mann was originally adjudged guilty of first-degree murder
on January 14, 1983. The instant judge executed a second judgment on
March 2, 1990, and Mann argues that, because his original conviction has
never been disturbed, the second judgment is unnecessary. We agree that
the judgment dated January 14, 1983 is still valid and that the second
one is extraneous.
Because we find no reversible error, we affirm Mann's
sentence of death. It is so ordered. SHAW, C.J., and OVERTON, McDONALD,
BARKETT, GRIMES, KOGAN and HARDING, JJ., concur.
844 F.2d 1446
Larry Eugene MANN, Petitioner-Appellant, v.
Richard L. DUGGER, Secretary, Florida Department of
Corrections, Respondent- Appellee.
No. 86-3182.
United States Court of Appeals, Eleventh Circuit.
April 21, 1988.
Appeal from the United
States District Court for the Middle District of Florida.
Before RONEY, Chief Judge, TJOFLAT,
HILL, FAY, VANCE, KRAVITCH, JOHNSON, HATCHETT, ANDERSON, CLARK, and
EDMONDSON, Circuit Judges.
TJOFLAT, Circuit Judge:
I.
Petitioner, Larry Eugene Mann, is a Florida death row inmate. In
1981, petitioner was convicted of first degree murder and kidnapping.1
At the conclusion of the sentencing phase of petitioner's trial, the
jury recommended the death penalty. The trial judge followed the
recommendation and entered a sentence of death.
On direct appeal, the Supreme Court of Florida affirmed the
conviction but vacated the sentence and ordered a new sentencing
proceeding without a jury.2
Mann v. State, 420 So.2d 578 (Fla.1982). The trial court reimposed the
death penalty, and, on direct appeal from the resentencing, the supreme
court affirmed. Mann v. State, 453 So.2d 784 (Fla.1984), cert. denied,
469 U.S. 1181, 105 S.Ct. 940, 83 L.Ed.2d 953 (1985). Petitioner
thereafter moved the trial court to vacate the judgment and sentence
pursuant to Fla.R.Crim.P. 3.850. He also petitioned the supreme court
for writ of habeas corpus. The trial court denied the Rule 3.850 motion,
and the supreme court affirmed, at the same time denying petitioner's
request for habeas relief. Mann v. State, 482 So.2d 1360 (Fla.1986).
Petitioner then instituted this habeas corpus action in the district
court. In his petition, he attacked his conviction and sentence on
several grounds. As one ground for attacking the sentence, petitioner
contended that he was entitled to resentencing under Caldwell v.
Mississippi, 472 U.S. 320, 105 S.Ct. 2633, 86 L.Ed.2d 231 (1985),
because the prosecutor and trial judge had made comments that had likely
diminished the sentencing jury's sense of responsibility with respect to
its role in the sentencing process.3
The district court denied relief on all grounds. We reverse and hold
that petitioner is entitled to relief on the Caldwell claim.4
We accordingly order the district court to grant the writ setting aside
petitioner's death sentence unless the state provides petitioner a new
sentencing proceeding before a newly empaneled jury.
II.
Caldwell v. Mississippi, 472 U.S. 320, 105 S.Ct. 2633, 86 L.Ed.2d
231 (1985), is best understood in the context of its facts. The case
involved a challenge to a death sentence imposed pursuant to the
Mississippi capital sentencing scheme. Mississippi affords capital
defendants a bifurcated trial. After the jury renders a verdict of
guilty, the trial court convenes a sentencing proceeding before the same
jury. The jury then renders a verdict of either death or life
imprisonment, and the trial court enters a sentence in accordance with
the jury's verdict. If the jury renders a verdict of death, the sentence
is automatically reviewed by the Supreme Court of Mississippi. Miss.Code
Ann. Sec. 99-19-105; Jackson v. State, 337 So.2d 1242, 1255 (Miss.1976).
In conducting its review, that court applies a presumption of
correctness to the sentencing jury's verdict. Caldwell v. State, 443
So.2d 806, 816 (Miss.1983) (Lee, J., dissenting). Under Mississippi law,
the supreme court may overturn a death sentence in three situations only:
(1) where the sentencing jury's verdict was so arbitrary as to be "against
the overwhelming weight of the evidence," Williams v. State, 445 So.2d
798, 811 (Miss.1984), cert. denied, 469 U.S. 1117, 105 S.Ct. 803, 83
L.Ed.2d 795 (1985); (2) where the evidence of statutory aggravating
circumstances, required for the imposition of the death penalty, was so
lacking that a "judge should have entered a judgment of acquittal
notwithstanding the verdict," id.; or (3) where the sentence is "excessive
or disproportionate to the penalty imposed in similar cases, considering
both the crime and the defendant." Id.
In Caldwell, the petitioner, Bobby Caldwell, contended that his
death sentence was invalid under the eighth amendment because the
sentencing jurors had been led to believe that the responsibility for
determining the sentence rested not with them but with the appellate
court that would later review the case. The facts supporting the claim
were as follows. In closing argument before the sentencing jury, defense
counsel entreated the jurors to show mercy and remarked that "[y]ou are
the judges and you will have to decide [Caldwell's] fate. It is an
awesome responsibility, I know--an awesome responsibility." Caldwell,
472 U.S. at 324, 105 S.Ct. at 2637. The prosecutor then sought to
downplay the effect of counsel's argument by telling the jurors that "your
decision is not the final decision ... [y]our job is reviewable." Id. at
325, 105 S.Ct. at 2637. Defense counsel objected to this statement, but
the trial court overruled the objection, commenting that "it [is] proper
that the jury realizes that it is reviewable automatically as the death
penalty commands." Id., 105 S.Ct. at 2638.
The United States Supreme Court held that Caldwell's sentence was
invalid under the eighth amendment because it rested on "a determination
made by a sentencer who ha[d] been led to believe that the
responsibility for determining the appropriateness of the defendant's
death rest[ed] elsewhere." Id. at 328-29, 105 S.Ct. at 2639. The Court
reasoned that the eighth amendment's need for reliability in capital
sentencing required that capital sentencers "view their task as a
serious one of determining whether a specific human being should die at
the hands of the State." Id. at 329, 105 S.Ct. at 2640. The jurors,
having been told that their decision was "automatically reviewable,"
were misled into believing that their judgment call on the evidence
would be reviewed de novo. Thus, because the jury's sense of
responsibility had likely been diminished as a result of the comments by
the prosecutor and the court, the sentencing decision did not meet the
standard of reliability required by the eighth amendment. Id. at 341,
105 S.Ct. at 2646.
In the present case, the attorney general argues that Caldwell is
inapplicable because the Florida sentencing jury, unlike the Mississippi
sentencing jury, is not the actual sentencer under the state capital
punishment scheme. Under the Florida statutory scheme, the jury weighs
the evidence of aggravating and mitigating circumstances presented
during the sentencing phase of the defendant's trial, and then makes a
recommendation of either life imprisonment or death. Fla.Stat. Sec.
921.141(2) (1985).5
That recommendation, the attorney general asserts, is always subject to
rejection by the trial judge, who must under Fla.Stat. Sec. 921.141(3)
independently weigh the aggravating and mitigating circumstances before
entering a sentence. Because the trial judge plays this role in
sentencing, the attorney general argues, Caldwell error does not occur
when the jury is told that sentencing responsibility lies elsewhere.
At first blush, the attorney general's argument has some appeal. It
is true that the trial court independently weighs the aggravating and
mitigating circumstances and actually enters the sentence. It is also
true that the statute describes the sentencing jury's function as that
of "render[ing] an advisory opinion to the court." The legislature's use
of the term "advisory," considered in a vacuum, could be viewed as
evincing a legislative intent that the sentencing jury play a role which,
in the final analysis, is in fact largely meaningless. In common
parlance, we often associate the term "advisory" with the term "nonbinding";
"advice," in the minds of most people, is something that a decisionmaker
may follow or reject as he or she sees fit. In analyzing the role of the
jury, however, we cannot operate in a vacuum. Rather, we must look to
how the Supreme Court of Florida, the final interpreter of the death
penalty statute, has characterized that role.
A.
A review of the case law shows that the Supreme Court of Florida has
interpreted section 921.141 as evincing a legislative intent that the
sentencing jury play a significant role in the Florida capital
sentencing scheme. See Messer v. State, 330 So.2d 137, 142 (Fla.1976)
("[T]he legislative intent that can be gleaned from Section 921.141 [indicates
that the legislature] sought to devise a scheme of checks and balances
in which the input of the jury serves as an integral part."); see also
Riley v. Wainwright, 517 So.2d 656, 657 (Fla.1987) ("This Court has long
held that a Florida capital sentencing jury's recommendation is an
integral part of the death sentencing process."); Lamadline v. State,
303 So.2d 17, 20 (Fla.1974) (right to sentencing jury is "an essential
right of the defendant under our death penalty legislation"). In the
supreme court's view, the legislature created a role in the capital
sentencing process for a jury because the jury is "the one institution
in the system of Anglo-American jurisprudence most honored for fair
determinations of questions decided by balancing opposing factors."
Cooper v. State, 336 So.2d 1133, 1140 (Fla.1976), cert. denied, 431 U.S.
925, 97 S.Ct. 2200, 53 L.Ed.2d 239 (1977); see also McCampbell v. State,
421 So.2d 1072, 1075 (Fla.1982) (the jury's recommendation "represent[s]
the judgment of the community as to whether the death sentence is
appropriate"); Chambers v. State, 339 So.2d 204, 209 (Fla.1976) (England,
J., concurring) (the sentencing jury "has been assigned by history and
statute the responsibility to discern truth and mete out justice").
To give effect to the legislature's intent that the sentencing jury
play a significant role, the Supreme Court of Florida has severely
limited the trial judge's authority to override a jury recommendation of
life imprisonment. In Tedder v. State, 322 So.2d 908, 910 (Fla.1975),
the court held that a trial judge can override a life recommendation
only when "the facts [are] so clear and convincing that virtually no
reasonable person could differ." That the court meant what it said in
Tedder is amply demonstrated by the dozens of cases in which it has
applied the Tedder standard to reverse a trial judge's attempt to
override a jury recommendation of life. See, e.g., Wasko v. State, 505
So.2d 1314, 1318 (Fla.1987); Brookings v. State, 495 So.2d 135, 142-43 (Fla.1986);
McCampbell v. State, 421 So.2d 1072, 1075-76 (Fla.1982); Goodwin v.
State, 405 So.2d 170, 172 (Fla.1981); Odom v. State, 403 So.2d 936,
942-43 (Fla.1981), cert. denied, 456 U.S. 925, 102 S.Ct. 1970, 72 L.Ed.2d
440 (1982); Neary v. State, 384 So.2d 881, 885-88 (Fla.1980); Malloy v.
State, 382 So.2d 1190, 1193 (Fla.1979); Shue v. State, 366 So.2d 387,
390-91 (Fla.1978); McCaskill v. State, 344 So.2d 1276, 1280 (Fla.1977);
Thompson v. State, 328 So.2d 1, 5 (Fla.1976).
The attorney general argues that although the trial court may be
required under Tedder to give deference to a jury recommendation of life,
it is in no way similarly bound to give deference to a jury
recommendation of death. Since a Florida sentencing jury can therefore
never play a substantive role in imposing a death sentence, the attorney
general contends, Caldwell can never be implicated in a Florida case.
One problem with this argument is that its central premise--that the
sentencing jury plays no substantive role in imposing a death sentence--is
contradicted by numerous pronouncements by the Supreme Court of Florida.
The issue of what deference is due a jury recommendation of death would
arise most directly when the jury recommends death and the trial judge
rejects the recommendation and imposes life imprisonment. Such cases
never appear before the supreme court, however, because the state cannot
appeal a sentence of life imprisonment. See State v. Dixon, 283 So.2d 1,
8 (Fla.1973), cert. denied, 416 U.S. 943, 94 S.Ct. 1950, 40 L.Ed.2d 295
(1974). Nonetheless, the issue has arisen in cases where the jury
recommends death, the trial court imposes death, and the defendant
contends on direct appeal that the trial court improperly weighed the
aggravating and mitigating circumstances. In one such recent case, Smith
v. State, 515 So.2d 182 (Fla.1987), the supreme court held that "[a]lthough
we find that one of the five aggravating circumstances relied on by the
trial court was invalid, we approve the death sentence on the basis that
a jury recommendation of death is entitled to great weight and there
were no mitigating circumstances to counterbalance the four valid
aggravating circumstances." Id. at 185 (emphasis added). In LeDuc v.
State, 365 So.2d 149 (Fla.1978), cert. denied, 444 U.S. 885, 100 S.Ct.
175, 62 L.Ed.2d 114 (1979), the supreme court stated that "[t]he primary
standard for our review of death sentences is that the recommended
sentence of a jury should not be disturbed if all reasonable data was
considered, unless there appear strong reasons to believe that
reasonable persons could not agree with the recommendation." Id. at 151
(citing Tedder ) (emphasis added). See also Middleton v. State, 426
So.2d 548, 552-53 (Fla.1982) (approving trial court's imposition of
death sentence and reiterating in conclusion that jury had recommended
death), cert. denied, 463 U.S. 1230, 103 S.Ct. 3573, 77 L.Ed.2d 1413
(1983); Francois v. State, 407 So.2d 885, 891 (Fla.1982) (same), cert.
denied, 458 U.S. 1122, 102 S.Ct. 3511, 73 L.Ed.2d 1384 (1982); Enmund v.
State, 399 So.2d 1362, 1373 (Fla.1981) (same), rev'd on other grounds,
458 U.S. 782, 102 S.Ct. 3368, 73 L.Ed.2d 1140 (1982); cf. Grossman v.
State, 525 So.2d 833, 839 n. 1, 13 Fla.L.Weekly 127, 133 n. 1 (Fla.
1988) ("We have ... held that a jury recommendation of death should be
given great weight."). On one occasion, the supreme court went so far as
to suggest that the trial judge's role in sentencing is merely to
articulate findings in support of the jury's sentencing decision. See
Provenzano v. State, 497 So.2d 1177, 1185 (Fla.1986) ("[T]he trial judge
does not consider the facts anew. In sentencing a defendant, a judge
lists reasons to support a finding in regard to mitigating or
aggravating factors."), cert. denied, --- U.S. ----, 107 S.Ct. 1912, 95
L.Ed.2d 518 (1987).
The issue of what deference is due a jury recommendation of death
has also arisen in cases where the jury recommends death, the trial
judge imposes death, and the defendant claims on direct appeal that the
trial judge gave undue deference to the jury's recommendation. The
Supreme Court of Florida has consistently indicated in such cases that
no error occurs when the trial judge gives due weight to the jury
recommendation of death. In Garcia v. State, 492 So.2d 360 (Fla.), cert.
denied, --- U.S. ----, 107 S.Ct. 680, 93 L.Ed.2d 730 (1986), for
instance, the judge stated in his instructions to the jury that their
recommendation "would not be overruled unless there was no reasonable
basis for it." Id. at 367. The jury returned a recommendation of death
and the trial court entered a sentence of death. On direct appeal, the
defendant claimed, citing the trial court's instructions to the jury,
that the judge had mistakenly given weight to the jury's recommendation
of death. The supreme court disagreed and affirmed the death sentence: "There
is no error; this is the law. It is appropriate to stress to the jury
the seriousness which it should attach to its recommendation and, when
the recommendation is received, to give it weight." Id. (emphasis added).
See also Rogers v. State, 511 So.2d 526, 536 (Fla.1987) (no merit to
appellant's contention that trial court gave undue weight to jury's
recommendation of death where record reflects that "the court has
weighed relevant factors and reached its own independent judgment about
the reasonableness of the jury's recommendation."), cert. denied, ---
U.S. ----, 108 S.Ct. 733, 98 L.Ed.2d 681 (1988).6
The supreme court's understanding of the jury's sentencing role is
illustrated by the way it treats sentencing error. In cases where the
trial court follows a jury recommendation of death, the supreme court
will vacate the sentence and order resentencing before a new jury7
if it concludes that the proceedings before the original jury were
tainted by error. Thus, the supreme court has vacated death sentences
where the jury was presented with improper evidence, see Dougan v. State,
470 So.2d 697, 701 (Fla.1985), cert. denied, 475 U.S. 1098, 106 S.Ct.
1499, 89 L.Ed.2d 900 (1986), or was subject to improper argument by the
prosecutor, see Teffeteller v. State, 439 So.2d 840, 845 (Fla.1983),
cert. denied, 465 U.S. 1074, 104 S.Ct. 1430, 79 L.Ed.2d 754 (1984). The
supreme court has also vacated death sentences where the trial court
gave the jury erroneous instructions on mitigating circumstances or
improperly limited the defendant in his presentation of evidence of
mitigating circumstances. See Thompson v. Dugger, 515 So.2d 173, 175 (Fla.1987);
Downs v. Dugger, 514 So.2d 1069, 1072 (Fla.1987); Riley v. Wainwright,
517 So.2d 656, 659-60 (Fla.1987); Valle v. State, 502 So.2d 1225, 1226 (Fla.1987);
Floyd v. State, 497 So.2d 1211, 1215-16 (Fla.1986); Lucas v. State, 490
So.2d 943, 946 (Fla.1986); Simmons v. State, 419 So.2d 316, 320 (Fla.1982);
Miller v. State, 332 So.2d 65, 68 (Fla.1976). In these cases, the
supreme court frequently focuses on how the error may have affected the
jury's recommendation. See, e.g., Riley, 517 So.2d at 659 ("If the
jury's recommendation, upon which the judge must rely, results from an
unconstitutional procedure, then the entire sentencing process
necessarily is tainted by that procedure."); Valle, 502 So.2d at 1226
("[U]nless it is clear beyond a reasonable doubt that the erroneous
exclusion of evidence did not affect the jury's recommendation of death,
the defendant is entitled to a new jury recommendation on resentencing.");
Dougan, 470 So.2d at 701 (death sentence vacated and resentencing
ordered where supreme court could not "tell how the improper evidence
and argument may have affected the jury"); Teffeteller, 439 So.2d at 845
(death sentence vacated and resentencing ordered where supreme court
could not "determine that the needless and inflammatory comments by the
prosecutor did not substantially contribute to the jury's advisory
recommendation of death"). Such a focus would be illogical unless the
supreme court began with the premise that the jury's recommendation must
be given significant weight by the trial judge. Once that premise is
established, a focus on how the error may have affected the jury's
recommendation makes sense: if the jury's recommendation is tainted,
then the trial court's sentencing decision, which took into account that
recommendation, is also tainted.
Finally, we note that the Supreme Court of Florida has ordered
resentencing in cases where the trial court excused a prospective juror
in violation of Witherspoon v. Illinois, 391 U.S. 510, 88 S.Ct. 1770, 20
L.Ed.2d 776 (1968). See, e.g., Chandler v. State, 442 So.2d 171, 173-75
(Fla.1983). Under Witherspoon and its progeny, a state violates a
capital defendant's right to trial by impartial jury when it excuses for
cause a prospective juror who has voiced conscientious objections to the
death penalty, unless the juror's views would "prevent or substantially
impair the performance of his duties as a juror in accordance with his
instructions and his oath." Wainwright v. Witt, 469 U.S. 412, 433, 105
S.Ct. 844, 857, 83 L.Ed.2d 841 (1985). Witherspoon assumes, of course,
that the jury will play a substantive role in the sentencing decision.
By applying Witherspoon to vacate death sentences, then, the Supreme
Court of Florida implicitly acknowledges that the jury plays a
substantive role under the Florida capital sentencing scheme.
Thus, in various ways, the Florida case law evinces an
interpretation of the death penalty statute that requires a trial judge
to give great weight to a jury's sentencing recommendation. As our
review of the case law shows, that requirement applies as to both
recommendations of life imprisonment and recommendations of death.
B.
In analyzing the role of the sentencing jury, the Supreme Court of
Florida has apparently been influenced by a normative judgment that a
jury recommendation of death carries great force in the mind of the
trial judge. This judgment is most clearly reflected in cases where an
error has occurred before the jury, but the trial judge indicates that
his own sentencing decision is unaffected by the error. As a general
matter, reviewing courts presume that trial judges exposed to error are
capable of putting aside the error in reaching a given decision. The
Supreme Court of Florida, however, has on occasion declined to apply
this presumption in challenges to death sentences. For example, in
Messer v. State, 330 So.2d 137 (1976), the trial court erroneously
prevented the defendant from putting before the sentencing jury certain
psychiatric reports as mitigating evidence. The jury recommended death
and the trial judge imposed the death penalty. The supreme court vacated
the sentence, even though the sentencing judge had stated that he had
himself considered the reports before entering sentence. The supreme
court took a similar approach in Riley v. Wainwright, 517 So.2d 656 (Fla.1987).
There, the defendant presented at his sentencing hearing certain
nonstatutory mitigating evidence. The trial court instructed the jury
that it could consider statutory mitigating evidence, but said nothing
about the jury's obligation under Lockett v. Ohio, 438 U.S. 586, 98 S.Ct.
2954, 57 L.Ed.2d 973 (1978), to consider nonstatutory mitigating
evidence. The jury recommended death and the trial judge imposed the
death penalty. In imposing the death sentence, the trial judge expressly
stated that he had considered all evidence and testimony presented.8
On petition for writ of habeas corpus, the supreme court ordered the
defendant resentenced. The court held that the jury had been precluded
from considering nonstatutory mitigating evidence, and that the trial
judge's consideration of that evidence had been "insufficient to cure
the original infirm recommendation." Id. at 659 n. 1.
In light of the disposition of these cases, it would seem that the
Supreme Court of Florida has recognized that a jury recommendation of
death has a sui generis impact on the trial judge, an impact so powerful
as to nullify the general presumption that a trial judge is capable of
putting aside error. We do not find it surprising that the supreme court
would make this kind of normative judgment. A jury recommendation of
death is, after all, the final stage in an elaborate process whereby the
community expresses its judgment regarding the appropriateness of a
death sentence. The process begins with the legislature, which broadly
defines the class of cases for which capital punishment is appropriate.
Then, in the particular case, the prosecutor, who is electorally
accountable to the community, makes the decision whether to request the
death penalty. Finally, the jury, traditionally depicted as the
conscience of the community, makes a judgment about the appropriateness
of death in light of aggravating and mitigating circumstances. Thus, by
the time the case comes before the judge for the actual imposition of
sentence, it has already been filtered through three levels of community
sentiment, each level less porous than the preceding one.9
It would indeed be surprising were the trial judge, who in Florida is
also an electorally accountable official, not powerfully affected by the
result of that process.
C.
In light of the case law, we conclude that the Florida jury plays an
important role in the Florida capital sentencing scheme. The case law
reflects an interpretation of the death penalty statute that requires
the trial court to give significant weight to the jury's recommendation,
whether it be a recommendation of life imprisonment or a recommendation
of death. The case law also reflects, we think, an insightful normative
judgment that a jury recommendation of death has an inherently powerful
impact on the trial judge.
Because the jury's recommendation is significant in these ways, the
concerns voiced in Caldwell are triggered when a Florida sentencing jury
is misled into believing that its role is unimportant.10
Under such circumstances, a real danger exists that a resulting death
sentence will be based at least in part on the determination of a
decisionmaker that has been misled as to the nature of its
responsibility. Such a sentence, because it results from a formula
involving a factor that is tainted by an impermissible bias in favor of
death, necessarily violates the eighth amendment requirement of
reliability in capital sentencing. See Adams v. Wainwright, 804 F.2d
1526, 1532 (11th Cir.1986), modified, 816 F.2d 1493 (11th Cir.1987),
cert. granted, --- U.S. ----, 108 S.Ct. 1106, 99 L.Ed.2d 267 (1988).
III.
Having determined that the sentencing jury plays a substantive role
under the Florida capital sentencing scheme, we turn to the question
whether the jury in this case was misled as to its role so as to render
petitioner's sentence invalid under the eighth amendment. We begin with
a thorough examination of the trial record.
A.
The first reference to the jury's role was made as the jury was
being selected, during counsel's voir dire of the venire. The prosecutor
said the following:
The recommendation that you make to Judge Federico in [the
sentencing] portion of the trial is simply a recommendation, and he is
not bound by it. He may impose whatever sentence the law permits. He
will have been here and will have listened to all the testimony himself.
A few moments later, the prosecutor repeated this point in stronger
terms:
You understand you do not impose the death penalty; that is not on
your shoulders.... Again, that decision rests up here with the law, with
Judge Federico. You will have the opportunity after you have heard
everything there is to hear to make a recommendation to him. But it is
not legally on your shoulders, though. It is not your ultimate decision.
You act in that regard in an advisory capacity only.
The prosecutor repeated the point again that afternoon, in a
dialogue with two veniremen:
You ... understand that the ultimate responsibility rests with the
Court; that it's not the jury's responsibility?
During closing argument at the conclusion of the guilt phase of the
trial, the prosecutor once again informed the jury that "[t]he matter of
sentencing ultimately rests with [the] Court."
After the jury rendered its verdict of guilty, the jurors were
temporarily excused from the courtroom while the court and counsel made
preliminary preparations for the sentencing phase of the trial. At that
time, defense counsel requested that the jury, when it returned, be
instructed by the court that its sentencing recommendation would be "entitled
to great weight." The court refused to grant the request:
THE COURT: Well, I think that goes without saying. I don't know if I
need to instruct them that that is so.
[DEFENSE COUNSEL]: I think it is. The reason we would ask--
THE COURT: That's something that I need to do after they make their
recommendation, and I will give it great weight.
[DEFENSE COUNSEL]: I know, but they need to know that so they know
we're not up there just--
THE COURT: I think the standard instructions bring home to them that
it is very important that they, you know, [d]o not act hastily or
without due regard to the gravity of these proceedings, that they should
carefully weigh and sift and consider the evidence. I think that's
sufficient.
Notwithstanding his apparent understanding of the sentencing jury's
function, the judge informed the jurors when they returned to the
courtroom that "[t]he final decision as to what punishment shall be
imposed rests solely with the judge of this court." The prosecutor
repeated the point in the final statement of his closing argument at the
conclusion of the sentencing phase:
What I'm suggesting to you is that the ultimate responsibility for
the imposition of the sentence rests with Judge Philip Federico. That is
his sworn position in the system. He's heard everything you have heard.
He may have the opportunity to learn more before he imposes a sentence.
I think this community, as represented by this jury, should give to him
the prerogative of imposing the death penalty, if that's what he
ultimately feels is required in this case.
The court then read its instructions to the jury. The instructions
included the following statements regarding the jury's sentencing
function:
Ladies and gentlemen of the jury, it is now your duty to advise the
Court as to what punishment should be imposed on the Defendant for his
crime of murder in the first degree. As you have been told, the final
decision as to what punishment shall be imposed is the responsibility of
the judge. However, it is your duty to follow the law which will now be
given to you by the Court and render to the Court an advisory opinion
based upon your determination as to whether sufficient aggravating
circumstances exist to justify the imposition of the death penalty,
whether sufficient mitigating circumstances exist to outweigh any
aggravating circumstances found to exist.
The court's instructions also included the following statements:
The fact that the determination of whether or not a majority of you
recommend a sentence of death or sentence of life imprisonment in this
case can be reached by a single ballot should not influence you to act
hastily or without due regard to the gravity of these proceedings.
Before you ballot, you should carefully weigh, sift and consider the
evidence, and all of it, realizing that a human life is at stake, and
bring to bear your best judgment upon the sole issue which is submitted
to you at this time, of whether a majority of your number recommend that
the Defendant be sentenced to death or to life imprisonment.
After the court finished reading the instructions, it ordered the
jury to retire and make a decision. When the jury returned, it announced
a recommendation of death. The jury was polled and then dismissed. After
the bailiff had declared that "[t]he jury has left the courtroom," the
judge remarked, for the record, that "[t]he court, as required by law,
will give great weight to the recommendation of the jury."
B.
In reviewing Caldwell claims, our task is twofold. First, we must
determine whether the prosecutor's comments to the jury were such that
they would "minimize the jury's sense of responsibility for determining
the appropriateness of death." Caldwell, 472 U.S. at 341, 105 S.Ct. at
2646. Second, if the comments would have such effect, we must determine
"whether the trial judge in this case sufficiently corrected the
impression left by the prosecutor." McCorquodale v. Kemp, 829 F.2d 1035,
1037 (11th Cir.1987).
When a trial court does not correct misleading comments as to the
jury's sentencing role, the state has violated the defendant's eighth
amendment rights because the court has given the state's imprimatur to
those comments; the effect is the same as if the trial court had
actually instructed the jury that the prosecutor's comments represented
a correct statement of the law. See Tucker v. Kemp, 802 F.2d 1293, 1295
(11th Cir.1986) (en banc), cert. denied, --- U.S. ----, 107 S.Ct. 1359,
94 L.Ed.2d 529 (1987). When a trial court does make some attempt to
correct the prosecutor's misleading comments, the question becomes
whether the corrective statement would, in the mind of a reasonable
juror who had been exposed to the misleading comments, correct the
misapprehension that the comments would induce. Because our focus is
ultimately on the trial court's actions,11
our mode of review is similar to that used to review claims based on
erroneous jury instructions. Cf. Lamb v. Jernigan, 683 F.2d 1332,
1339-40 (11th Cir.1982) (court must consider effect of erroneous
instruction on reasonable juror "in light of the remainder of the charge
and the entire trial"), cert. denied, 460 U.S. 1024, 103 S.Ct. 1276, 75
L.Ed.2d 496 (1983).
In this case, the comments by the prosecutor were such that they
would mislead or at least confuse the jury as to the nature of its
sentencing responsibility under Florida law. It bears emphasizing that
the prosecutor in Caldwell stated only that the jury's verdict would be
"automatically reviewable." Technically, this statement was an accurate
statement of Mississippi law--death sentences are automatically reviewed
by the Supreme Court of Mississippi under Miss.Code Ann. Sec. 99-19-105.
The mischief was that the statement, unexplained, would have likely been
misunderstood by the jurors as meaning that their judgment call on the
appropriateness of a death sentence did not really matter. We are faced
with a similar situation here. The prosecutor repeatedly told the jury
that its task was to render an "advisory" recommendation. As with "automatically
reviewable" in Caldwell, this characterization is technically accurate,
at least in the sense that the Florida death penalty statute contains
the term "advisory." However, the danger exists that the jurors, because
they were unaware of the body of law that requires the trial judge to
give weight to the jury recommendation, were misinformed as to the
importance of their judgment call. The danger is particularly strong
here, because nothing in the common meaning of the term "advisory" would
suggest to the layman that the trial judge would in any way be bound by
the recommendation; indeed, the common meaning of the term would suggest
precisely the contrary.
Moreover, here the prosecutor stated to the jurors twice that the
burden of imposing the death penalty was "not on your shoulders."12
He repeatedly told the jurors that the responsibility for imposing
sentence rested with the trial judge. Additionally, we note that the
prosecutor suggested to the jurors that the trial judge, because of his
position as a legal authority, was more able than the jury to make the
appropriate sentencing decision. As the Supreme Court noted in Caldwell,
this kind of suggestion induces jurors, who are "placed in a very
unfamiliar situation and called on to make a very difficult and
uncomfortable choice," to delegate wrongly their sentencing
responsibility. Caldwell, 472 U.S. at 333, 105 S.Ct. at 2641-42. We
conclude that the prosecutor's statements, considered together,
misrepresent the nature of the jury's critical role under the Florida
capital sentencing scheme.13
Such comments, if uncorrected, would undoubtedly minimize a juror's
sense of responsibility, thus creating "a danger of bias in favor of the
death penalty." Adams, 804 F.2d at 1532.
Turning to the second prong of our inquiry, we conclude that the
trial judge's comments did not correct the false impression left by the
prosecutor. The trial court specifically denied defense counsel's
request that the jury be properly informed as to its role. Moreover, the
judge himself stated that the final sentencing decision rested "solely
with the judge of this court." The trial judge expressly put the court's
imprimatur on the prosecutor's previous misleading statements by saying
to the jurors that "[a]s you have been told, the final decision as to
what punishment shall be imposed is the responsibility of the judge."14
The only potentially corrective statement by the court came when the
court instructed the jurors that they should proceed with "due regard to
the gravity" of the matter and should "carefully weigh, sift and
consider the evidence, and all of it, realizing that a human life is at
stake, and bring to bear your best judgment." This statement, we
conclude, did not cure the harm posed by the court's other actions. The
statement would do little if anything to change a juror's
misapprehension about the effect of the jury's decision; it only
instructs the jurors that they should approach their task with care and
deliberation. At best, it likely left some jurors confused as to their
proper role. We therefore conclude that the court's actions, as
considered by a reasonable juror who had been exposed to the
prosecutor's misleading comments, did not correct the false impression
created by those comments. Cf. Caldwell, 472 U.S. at 340 n. 7, 105 S.Ct.
at 2645 n. 7 (prosecutor's later statements did not retract or undermine
the misimpression created by the earlier statements). Because the
overall effect of the court's actions was to diminish the jury's sense
of responsibility with regard to its sentencing role, petitioner's
sentence is invalid under the eighth amendment.
IV.
In conclusion, we reverse the district court's denial of the writ of
habeas corpus with regard to petitioner's Caldwell claim. We remand the
case to the district court with instructions to issue the writ setting
aside petitioner's death sentence unless the State affords petitioner a
new sentencing proceeding before a newly empaneled jury.
REVERSED and REMANDED.
*****
CLARK, Circuit Judge, specially concurring:
I concur with Judge Tjoflat's opinion in the Mann case which finds
that there was a Caldwell violation. I also concur with Judge Tjoflat's
specially concurring opinion in Harich which concludes that there is no
Caldwell violation. I was on the panel in both cases and wrote something
with respect to the Caldwell issue in each case. See Mann v. Dugger, 817
F.2d 1471, 1489 (11th Cir.1987), and Harich v. Wainwright, 813 F.2d
1082, 1089, 1098 (11th Cir.1987). I have read the record in both of the
cases and agree with Judge Tjoflat and the others concurring with him
that there is a meaningful difference.
In a Caldwell-type case, it is essential that one determine the
jury's perception of its role during the sentencing phase of the trial.
That is, was the jurors' collective sense of responsibility lessened
when asked to decide whether life or death was the appropriate penalty.
The answer depends on an analysis of the particular facts and
circumstances of each case. The trial court may explain to the jury its
advisory role, "as long as the significance of [the jury's]
recommendation is adequately stressed." Harich v. Wainwright, 813 F.2d
1082, 1101 (11th Cir.1987) (quoting Pope v. Wainwright, 496 So.2d 798 (Fla.1986)).
In Mann, the prosecutor made the following statements during the
voir dire examination:
The recommendation that you make to Judge Federico in this portion
of the trial is simply a recommendation, and he is not bound by it. He
may impose whatever sentence the law permits. He will have been here and
will have listened to all of the testimony himself.
* * *
* * *
[Y]ou understand you do not impose the death penalty. That is not on
your shoulders. The ultimate decision rests with Judge Federico.
* * *
* * *
Again, that decision rests up here with the law, with Judge
Federico. You will have the opportunity after you have heard everything
there is to hear to make a recommendation to him. But it is not legally
on your shoulders, though. It is not your ultimate decision. You act in
that regard in an advisory capacity only.
817 F.2d at 1489 (emphasis added).
Following are the judge's comments at the beginning of the
sentencing proceeding:
The punishment for this crime is either death or life imprisonment.
The final decision as to what punishment shall be imposed rests solely
with the judge of this court. However, the law requires that you, the
jury render to the court an advisory sentence as to what sentence should
be imposed on the defendant.
Id. (emphasis added). It is clear from the above that the prosecutor
and the court misled the jury as to its responsibility. The last thought
left with the jury by the prosecutor in his closing argument at
sentencing replayed his earlier statements:
What I'm suggesting to you is that the ultimate responsibility for
the imposition of the sentence rests with Judge Philip Federico. That is
his sworn position in the system. He's heard everything you have heard.
He may have the opportunity to learn more before he imposes a sentence.
Transcript at 2439. The foregoing flagrant misstatement by the
prosecutor was followed soon thereafter by Judge Federico's instructions
to the jury, which included the following:
Ladies and Gentlemen of the jury, it is now your duty to advise the
court as to what punishment should be imposed on the defendant for his
crime of murder in the first degree. As you have been told, the final
decision as to what punishment shall be imposed is the responsibility of
the judge. However, it is your duty to follow the law which will now be
given to you by the court and render to the court an advisory opinion
based upon your determination....
817 F.2d at 1490 (emphasis added). Clearly the jurors' perception of
their role was minimized by the prosecutor's statement and then the
trial court's endorsement when the court said "as you have been told...."
The defense attorneys did not address the role of the jury in their
closing arguments, making clear that the judge's reference was to the
prosecutor's misdescription of the jurors' role.
The circumstances of this case indicate there was an intolerable
danger that the jury recommended the death penalty because it did not
understand that its recommendation would, to some extent, bind the trial
court to a particular result. The jurors heard compelling mitigating
evidence that Mann suffered from psychotic depression, and that he
committed this crime during a fit of pedophilic rage. They were told
that Mann attempted to commit suicide by slashing his forearms shortly
after the crime had been committed. He had attempted suicide several
times in the past. When the police came to his aid on the day of the
murder, Mann said he had done something stupid and needed help. At the
sentencing hearing, a psychiatrist testified that Mann committed the
crime while under the influence of an extreme mental or emotional
disturbance. The victim, a 10 year-old girl, intensified his feelings of
guilt regarding his pedophilic instincts, thus channeling his self-destructive
rage into an act of violence. Faced with a difficult decision, the
jurors were quite susceptible to a suggestion that the sentencing
decision was "not on [their] shoulders." The improper comments in this
case created the "intolerable danger" that the advisory jury gave its
recommendation without truly understanding its proper role.
With respect to the identical issue in the Harich case, the
prosecutorial and judicial comments in this case did not minimize the
role of the jury. The statements went no further than explaining to the
jury the respective functions of the judge and jury. The jury was told
to listen to the evidence, weigh the aggravating and mitigating
circumstances and render an advisory opinion as to the applicability of
the death penalty in this case. Nothing was said which would imply to
the jury that its recommendation was superfluous or that the importance
of the jury's decision was lessened by the fact that it was only a
recommendation. Upon examination of the record, one concludes that the
seriousness of the jury's advisory role was adequately communicated by
the court and prosecutor. As mentioned in the discussion of the Mann
case, the Florida Supreme Court has stated that comments which
accurately explain the respective functions of the judge and jury are
permissible under Caldwell "as long as the significance of [the jury's]
recommendation is adequately stressed." Pope v. Wainwright, 496 So.2d
798 (Fla.1986).
In distinguishing between Mann and Harich, it is necessary to
analyze the context in which the statements are made with respect to the
jury's sense of responsibility for its sentencing decision. In Mann
there were a number of statements by the prosecutor which reduced the
jurors' perception of their duty vis-a-vis the judge's duty, and the
court's comments in Mann gave emphasis to what the prosecutor had said.
However, in Harich [Harich v. Dugger, slip op. page at 2704, 844 F.2d
1464] there is very little to which one can point that was said by the
prosecutor that would have misled the jury. Judge Vance in his dissent,
at pages 1483-84 recites one statement by the prosecutor. The balance of
the statements in that dissent are quotations from what the trial judge
told the jury and those statements read in the context of the total
instructions and comments of both counsel do not reduce the importance
of the jury's role during the sentencing phase. At page 1476 of his
special concurrence, Judge Tjoflat points out statements by the trial
judge and defense counsel which emphasize the importance of the juror's
responsibility. Similar statements are not found in the Mann trial.
Thus, I have no trouble in joining the majority in Mann that the
writ be issued unless a new trial is granted, and also concurring with
the majority in Harich that the petition be denied.
*****
FAY, Circuit Judge, dissenting, in which RONEY, Chief Judge, HILL
and EDMONDSON, Circuit Judges, join:
Most respectfully, I dissent from the conclusion reached in the
majority opinion that there is merit in the Caldwell claim presented by
the petitioner. Our court is issuing opinions in Harich v. Dugger and in
this case which contain lengthy discussions of Caldwell claims and how
they are to be evaluated. I join in the statement of Judge Tjoflat in
his special concurrence in Harich that: "The relevant question under
Caldwell is whether remarks made at trial lessened the jury's sense of
responsibility toward its role of determining whether the death penalty
is appropriate." From our perspective as members of the Court of Appeals,
this necessarily involves a case by case approach with detailed review
of the entire record of any given case. The bottom line, however, is the
subjective reaction of each individual judge to the language and text of
the record. In this case, it is my opinion that no Caldwell violation
occurred. Phrased in the words of the "relevant question," this record
convinces me that none of the remarks of the judge, prosecutor or
defense counsel lessened, in any way, the jury's sense of responsibility
toward its role in deciding whether or not death was the appropriate
penalty.
The majority finds that at trial, the prosecutor misled the jury as
to its sentencing role by stating that (1) its sentence recommendation
was advisory, and (2) the ultimate responsibility for imposition of the
sentence rests with the judge. The majority also concluded that the
trial judge did not correct the false impression left by the prosecutor.
See ante section III. In my opinion, the record does not support these
findings.
I agree with the majority's analysis of the role of the trial judge
in determining whether a Caldwell violation occurred. See ante at 1456 (citing
McCorquodale v. Kemp, 829 F.2d 1035, 1037 (11th Cir.1987)). The trial
judge should take steps to correct the impression made when a
prosecutor's inaccurate statements diminish a jury's sense of
responsibility in a capital sentencing case. In such a case, a trial
judge's curative response could negate a potential Caldwell violation.
However, in this case, there was no need for such a correction since no
misimpression had been given.
In Florida, comments made by the prosecutor which emphasize the "advisory"
role of the jury or indicate that the jury is making a "recommendation"
to the judge, do not support a Caldwell claim. See Harich v. Wainwright,
844 F.2d at 1473-74 (11th Cir. 1988) (en banc); Combs v. State, 525
So.2d 853, 13 Fla.L.Weekly 142 (Fla. 1988). Under Florida's death
penalty statute the jury's role is advisory. After receiving the jury's
recommendation, the trial judge must independently weigh the aggravating
and mitigating circumstances and render sentence.1
It serves no purpose to dwell on the word 'advisory' [or 'recommendation']
as does the majority, because that is the procedural structure
established by the Florida statutes. The jury's verdict as to the
appropriate sentence is advisory. The question is whether the jury was
somehow given an erroneous understanding of its responsibility.
Mann v. Dugger, 817 F.2d 1471, 1485 (11th Cir.1987) (Fay, J.,
dissenting) (panel opinion). Such comments are neither inaccurate nor
misleading.
Moreover, in this case the prosecutor made the controversial
comments during voir dire at the suggestion of defense counsel. The
prosecutor was discussing death penalty concerns with the prospective
jurors when one member of the venire stated that he would be unable to
find the defendant guilty if it could lead to a death sentence. Trial
Transcript at 105. The attorneys then held a side-bar conference with
the judge. At this conference the defense counsel suggested that someone
should inform the jury of the bifurcated system used in Florida to
determine guilt and sentencing.2
The prosecutor followed this suggestion and gave the jury an accurate
summation of its role under the Florida system.3
Defense counsel supplemented the prosecutor's explanation by stating
that should the jury find the defendant guilty of first degree murder,
the judge would give the jury's sentencing recommendation great weight.4
A thorough review of the trial transcript reveals that defense
counsel and the prosecutor placed equal emphasis on the advisory role of
the jury.5
In addition, both lawyers indicated to the jurors that if they found the
defendant guilty of first degree murder, the judge would ultimately
determine the appropriate penalty.6
Defense counsel's numerous comments regarding the jury's advisory
role indicate that he agreed with the explanations given by the
prosecutor and the trial judge. This strengthens my conviction that the
prosecutor accurately stated the Florida law and did not mislead the
jury. Therefore, I am unable to find that the prosecutor's statements
created a Caldwell violation.
Because I believe that the prosecutor did not mislead the jury, I do
not find it necessary to determine whether the trial judge's comments
were sufficiently curative. I note, however, that the trial judge's
statements were not misleading. The judge explained to the jury its role
in the Florida sentencing scheme.
The trial judge essentially repeated the explanations given by the
lawyers. He told the jury that its determination of the appropriate
penalty would serve as a recommendation.7
The judge also stated that although the final determination of the
appropriate penalty rested with the court, the jury had a duty to
recommend the appropriate penalty in this case.8
One of the trial judge's last comments before the jury retired
reinforced the importance of the jury's task:
The fact that the determination of whether or not a majority of you
recommend a sentence of death or sentence of life imprisonment in this
case can be reached by a single ballot should not influence you to act
hastily or without due regard to the gravity of these proceedings.
Before you ballot, you should carefully weigh, sift and consider the
evidence, and all of it, realizing that a human life is at stake, and
bring to bear your best judgment upon the sole issue which is submitted
to you at this time, of whether a majority of your number recommend that
the Defendant be sentenced to death or to life imprisonment.
Trial Transcript at 1348-1349 (emphasis added). Such a closing
instruction had to impress upon the jury the importance of their role in
the sentencing process.
One other aspect of cases of this sort troubles me. Jurors are a
cross section of our communities. They are our average citizens with
differing degrees of education, sophistication, experiences and views of
government. My experience with juries convinces me that they approach
such service with great dedication and awareness. In cases involving a
question of whether or not the death penalty should be imposed, great
concern and seriousness of purpose literally permeates the courtroom.
Jurors, like judges, lose sleep and are totally preoccupied with doing
what is right and correct under the law. We, as judges, should be slow
to assume that such men and women have somehow been derailed or led
astray.
Finding nothing in this record, when considering such in its
entirety, that would mislead or tend to diminish the responsibility of
the jury, I would deny relief.
The operation of the Florida capital sentencing
scheme is explained in part II. See supra note 5 and accompanying text.
Here, on petitioner's direct appeal, the Supreme Court of Florida held
that the trial judge had improperly found two aggravating circumstances
under Fla.Stat. Sec. 921.141(5) and had failed to specify with
sufficient clarity his conclusions regarding mitigating factors, as
required by Fla.Stat. Sec. 921.141(6). Mann v. State, 420 So.2d 578, 581
(Fla.1982). Accordingly, the supreme court ordered resentencing by the
trial judge. Because the errors identified by the supreme court
pertained only to the trial judge's findings, and not to defects before
the sentencing jury, resentencing before a new jury was not deemed
necessary
Petitioner has already had one resentencing, pursuant
to an order by the Supreme Court of Florida. See supra note 2 and
accompanying text. That resentencing was accomplished without empaneling
a new jury; in resentencing petitioner, therefore, the trial court used
the recommendation of the original sentencing jury. That being the case,
we must examine the original jury sentencing proceeding in determining
whether petitioner's sentence is valid under the eighth amendment
We affirm the district court's disposition of the
remaining claims. Those claims are described in the panel opinion. See
Mann v. Dugger, 817 F.2d 1471 (11th Cir.), vacated, 828 F.2d 1498 (11th
Cir.1987)
The attorney general argues that petitioner's
Caldwell claim is barred by procedural default because petitioner failed
to raise the claim on direct appeal of his conviction and sentence. We
find that the claim is not procedurally barred. Although petitioner
failed to raise the claim on direct appeal, he did raise it in his Rule
3.850 motion. The circuit court denied that motion and petitioner
appealed to the Supreme Court of Florida. In disposing of the appeal,
the supreme court stated that its review of the record "clearly and
conclusively refute[d] any claim that there was any constitutional
infirmity in the trial." Mann v. State, 482 So.2d 1360, 1362 (Fla.1986)
(emphasis added). We interpret this statement as indicating that the
supreme court considered the merits of each claim in petitioner's Rule
3.850 motion, including the Caldwell claim. Since the Supreme Court of
Florida therefore chose not to enforce its own procedural default rule,
federal habeas review of the claim is not barred. See Oliver v.
Wainwright, 795 F.2d 1524, 1528-29 (11th Cir.1986), cert. denied, ---
U.S. ----, 107 S.Ct. 1380, 94 L.Ed.2d 694 (1987); Campbell v. Wainwright,
738 F.2d 1573, 1576-77 (11th Cir.1984), cert. denied, 475 U.S. 1126, 106
S.Ct. 1652, 90 L.Ed.2d 195 (1986); Rogers v. McMullen, 673 F.2d 1185,
1188 (11th Cir.1982), cert. denied, 459 U.S. 1110, 103 S.Ct. 740, 74
L.Ed.2d 961 (1983).
(1) Separate proceedings on issue of penalty.--Upon
conviction or adjudication of guilt of a defendant of a capital felony,
the court shall conduct a separate sentencing proceeding to determine
whether the defendant should be sentenced to death or life imprisonment....
The proceeding shall be conducted by the trial judge before the trial
jury as soon as practicable.... In the proceeding, evidence may be
presented as to any matter that the court deems relevant to the nature
of the crime and the character of the defendant and shall include
matters relating to any of the aggravating or mitigating circumstances
enumerated in subsections (5) and (6)....
(2) Advisory sentence by the jury.--After hearing all
the evidence, the jury shall deliberate and render an advisory sentence
to the court, based upon the following matters:
(a) Whether sufficient aggravating circumstances
exist as enumerated in subsection (5);
(b) Whether sufficient mitigating circumstances exist
which outweigh the aggravating circumstances found to exist; and
(c) Based on these considerations, whether the
defendant should be sentenced to life imprisonment or death.
(3) Findings in support of sentence of death.--Notwithstanding
the recommendation of a majority of the jury, the court, after weighing
the aggravating and mitigating circumstances, shall enter a sentence of
life imprisonment or death, but if the court imposes a sentence of death,
it shall set forth in writing its findings upon which the sentence of
death is based as to the facts:
(a) That sufficient aggravating circumstances exist
as enumerated in subsection (5), and
(b) That there are insufficient mitigating
circumstances to outweigh the aggravating circumstances.
....
(4) Review of judgment and sentence.--The judgment of
conviction and sentence of death shall be subject to automatic review by
the Supreme Court of Florida....
(5) Aggravating circumstances.--Aggravating
circumstances shall be limited to the following:
(a) The capital felony was committed by a person
under sentence of imprisonment.
(b) The defendant was previously convicted of another
felony or of a felony involving the use or threat of violence to the
person.
(c) The defendant knowingly created a great risk of
death to many persons.
(d) The capital felony was committed while the
defendant was engaged, or was an accomplice, in the commission of, or an
attempt to commit, or flight after committing or attempting to commit,
any robbery, sexual battery, arson, burglary, kidnapping, or aircraft
piracy or the unlawful throwing, placing, or discharging of a
destructive device or bomb.
(e) The capital felony was committed for the purpose
of avoiding or preventing a lawful arrest or effecting an escape from
custody.
(f) The capital felony was committed for pecuniary
gain.
(g) The capital felony was committed to disrupt or
hinder the lawful exercise of any governmental function or the
enforcement of laws.
(h) The capital felony was especially heinous,
atrocious, or cruel.
(i) The capital felony was a homicide and was
committed in a cold, calculated, and premeditated manner without any
pretense of moral or legal justification.
(6) Mitigating circumstances.--Mitigating
circumstances shall be the following:
(a) The defendant has no significant history of prior
criminal activity.
(b) The capital felony was committed while the
defendant was under the influence of extreme mental or emotional
disturbance.
(c) The victim was a participant in the defendant's
conduct or consented to the act.
(d) The defendant was an accomplice in the capital
felony committed by another person and his participation was relatively
minor.
(e) The defendant acted under extreme duress or under
the substantial domination of another person.
(f) The capacity of the defendant to appreciate the
criminality of his conduct or to conform his conduct to the requirements
of law was substantially impaired.
(g) The age of the defendant at the time of the crime.
Under Lockett v. Ohio, 438 U.S. 586, 98 S.Ct. 2954,
57 L.Ed.2d 973 (1978), and Hitchcock v. Dugger, --- U.S. ----, 107 S.Ct.
1821, 95 L.Ed.2d 347 (1987), the capital sentencer may not be precluded
from considering evidence of nonstatutory mitigating factors.
Ross v. State, 386 So.2d 1191 (Fla.1980), is not
inconsistent with the proposition that the trial judge must give great
weight to a jury recommendation of death. In Ross, the jury recommended
death and the trial judge imposed a death sentence, indicating in his
findings that he was bound by the jury's recommendation. Id. at 1197.
The Supreme Court of Florida ordered resentencing, stating that although
a jury recommendation of death "should be given great weight and serious
consideration," id., this trial judge had given the recommendation "undue
weight," id. at 1193, by abdicating his statutory duty to make an "independent
judgment" about the aggravating and mitigating circumstances. Id. at
1198
The Supreme Court of Florida has permitted
resentencing without a jury where the error in the original proceeding
related to the trial court's findings and did not affect the jury's
recommendation. See, e.g., Menendez v. State, 419 So.2d 312, 314 (Fla.1982);
Mikenas v. State, 407 So.2d 892, 893 (Fla.1981), cert. denied, 456 U.S.
1011, 102 S.Ct. 2307, 73 L.Ed.2d 1308 (1982); Magill v. State, 386 So.2d
1188, 1191 (Fla.1980), cert. denied, 450 U.S. 927, 101 S.Ct. 1384, 67
L.Ed.2d 359 (1981); Fleming v. State, 374 So.2d 954, 959 (Fla.1979).
Such were the circumstances in this very case. See supra note 2
The trial judge made this statement on a resentencing.
On Riley's direct appeal of his original sentence, the supreme court
ordered resentencing on the ground that the trial judge had considered
nonstatutory aggravating factors, in violation of state law. Riley v.
State, 366 So.2d 19 (Fla.1978). The resentencing was accomplished
without empaneling a new jury. At the resentencing, the trial judge
permitted Riley to introduce additional mitigating evidence. The
resentencing was affirmed on direct appeal. Riley v. State, 413 So.2d
1173 (Fla.), cert. denied, 459 U.S. 981, 103 S.Ct. 317, 74 L.Ed.2d 294
(1982)
It is at least partly because of these dynamics, we
may surmise, that the Supreme Court of Florida has interpreted the
legislative intent underlying the death penalty statute as requiring the
trial judge to give great weight to the jury's recommendation
Florida could, if it so desired, administer a capital
sentencing scheme in which the jury played no role. See Spaziano v.
Florida, 468 U.S. 447, 465, 104 S.Ct. 3154, 3165, 82 L.Ed.2d 340 (1984)
("[T]here is no constitutional imperative that a jury have the
responsibility of deciding whether the death sentence should be imposed....").
The fact of the matter is, however, that under the existing scheme in
Florida the jury does share in capital sentencing responsibility.
Because the jury's recommendation is a critical factor in the ultimate
sentencing decision, the jury's function, like the function of any
capital sentencer, must be evaluated pursuant to eighth amendment
standards. This court, in various contexts in federal habeas cases, has
treated the Florida jury as if it were a sentencer for constitutional
purposes. For example, in Jackson v. Dugger, 837 F.2d 1469 (11th
Cir.1988), we held that the eighth amendment is violated when a Florida
sentencing jury is instructed that, once it finds the victim's murder to
have been committed under aggravating circumstances, death is presumed
to be the appropriate sentence
To date, the Supreme Court of Florida has refused to
grant relief on Caldwell claims. See Combs v. State, 525 So.2d 853,
855-58, 13 Fla.L.Weekly 142, 143-44 (1988); Grossman v. State, 525 So.2d
833, 839-40, 13 Fla.L.Weekly 127, 129-30 (1988); Foster v. State, 518
So.2d 901, 901-02 (Fla.1987); Smith v. State, 515 So.2d 182, 185 (Fla.1987);
Aldridge v. State, 503 F.2d 1257, 1259 (Fla.1987); Pope v. Wainwright,
496 So.2d 798, 804-05 (Fla.1986), cert. denied, --- U.S. ----, 107 S.Ct.
1617, 94 L.Ed.2d 801 (1987). We do not read these cases as necessarily
holding that a Caldwell violation could never occur in a Florida case.
See Smith, 515 So.2d at 185 (no Caldwell violation provided "the jury
instructions properly stress the importance of the jury role"); Pope,
496 So.2d at 805 (no Caldwell violation "as long as the significance of
[the jury's] recommendation is adequately stressed"). In any event, we
are not bound by a state court's application of federal constitutional
principles. We look to that court's pronouncements only to determine the
nature of the sentencing process; we independently decide how the
federal Constitution applies to claims pertaining to that process as
thus defined.
As we noted in McCorquodale, the Supreme Court did
not say in Caldwell that any misleading comment by the prosecutor would
constitute ground for reversal; "rather it stated that '[s]uch comments,
if left uncorrected, might so affect the fundamental fairness of the
sentencing proceeding as to violate the Eighth Amendment.' "
McCorquodale, 829 F.2d at 1037 (quoting Caldwell, 472 U.S. at 340, 105
S.Ct. at 2645). Thus, the proper focus is on whether the trial court's
actions were sufficient to correct the misimpression created by the
prosecutor's comments. See also Caldwell, 472 U.S. at 333, 105 S.Ct. at
2641-42 ("[T]he uncorrected suggestion that the responsibility for any
ultimate determination of death will rest with others presents an
intolerable danger....") (emphasis added); Tucker v. Kemp, 802 F.2d
1293, 1295 (11th Cir.1986) (en banc) ("Of critical importance in
Caldwell was the fact the trial judge approved of the prosecutor's
comments...."), cert. denied, --- U.S. ----, 107 S.Ct. 1359, 94 L.Ed.2d
529 (1987)
As we have noted, a number of the misleading comments
were made before the jury was selected, during voir dire. At first blush,
one might think that such comments at that stage of the trial proceeding
would benefit the defendant. One might think that a prospective juror
who holds strong personal reservations about the death penalty would,
upon hearing that he will not be responsible for the sentencing decision,
be less inclined to express those reservations in open court. The
ultimate result might be that the prosecutor would be disabled from
excusing for cause some prospective jurors who would otherwise be
properly excusable under Witherspoon v. Illinois, 391 U.S. 510, 88 S.Ct.
1770, 20 L.Ed.2d 776 (1968). Thus, one might think, the misleading
comments could ultimately have a beneficial effect from the defendant's
point of view
Even if there were the potential for some marginal
benefit, the dangers outlined in Caldwell would remain. The statements
that were made during the voir dire were not isolated; they were not
directed solely at those prospective jurors who had expressed
reservations about the death penalty. Rather, they were made before the
prospective jurors collectively, at a time when the prosecutor was
purportedly outlining the role of the jury. This court has recognized in
the past that comments made prior to the sentencing phase can establish
a Caldwell violation. See Adams v. Wainwright, 804 F.2d 1526, 1531 n. 7
(11th Cir.1986), modified, 816 F.2d 1493 (11th Cir.1987), cert. granted,
--- U.S. ----, 108 S.Ct. 1106, 99 L.Ed.2d 267 (1988).
The only statement suggesting to the jurors that
their role was important was a single isolated statement made by defense
counsel during jury selection. In light of the prosecutor's repeated
suggestions throughout the proceedings that the jury's role was
unimportant, we are satisfied that when the jurors heard the trial judge
say "as you have been told," they understood the reference to be the
prosecutor's portrayal of their role
See Fla.Stat. Sec. 921.141 (1985). The Supreme Court
held that the division of authority between the jury and the trial judge
under the Florida death penalty statute is constitutional. See Spaziano
v. Florida, 468 U.S. 447, 104 S.Ct. 3154, 82 L.Ed.2d 340 (1984);
Proffitt v. Florida, 428 U.S. 242, 96 S.Ct. 2960, 49 L.Ed.2d 913 (1976).
In Spaziano, the Court made reference to the fact that the jury's
recommendation is entitled to some deference by the trial court. 468 U.S.
at 465-66, 104 S.Ct. at 3164-65
During the side-bar conference, defense counsel
stated:
I think, first of all, I would just like to have the
right to try to rehabilitate this gentleman who made these for cause
statements earlier and perhaps the--we should have a right to try to
rehabilitate him in this respect. I think he is of the opinion, not
understanding the bifurcated system, that, in fact, if he rendered a
guilty verdict, that that in and of itself would take care of the
penalty.
I think he should be told by somebody that, in fact,
it's two different phases; that he can, in fact, return a guilty verdict
if that's the appropriate verdict; and he will have the opportunity to
voice his opinion. That may satisfy it.
During this portion of the voir dire the prosecutor
stated:
Not only for your benefit, ... but for the benefit of
the rest of the prospective members of the jury, let me jump ahead a
little bit and see if I can do some clarification. The law in the State
of Florida provides that in a trial for a capital offense, such as
murder in the first degree, we actually have two stages or two phases of
the proceedings.
The first phase relates to the guilt or the innocence
of the Defendant. At that point, the State puts on its case in chief
against the Defendant in an attempt to convince the jury that he is
guilty of murdering Elisa Nelson, beyond and to the exclusion of every
reasonable doubt. The jury, in Florida, has the opportunity to go back
and to deliberate that issue. Obviously, if the jury finds him to be
innocent, they come back and say so, and he walks out of the courtroom
and that's the end of that.
....
... If, on the other hand, this jury ultimately at
the conclusion of the State's case, convicts, walks back into the
courtroom and says that he is guilty of murder in the first degree,
there then begins a separate portion of the proceeding in front of the
same jury panel with additional testimony and evidence being presented,
at which time you again--these matters that were not brought to your
attention in the prior portion of the trial. The jury then has the
opportunity to go back and deliberate whether or not you will come back
and make a recommendation of mercy to the Court.
The recommendation that you make to Judge Federico in
this portion of the trial is simply a recommendation, and he is not
bound by it. He may impose whatever sentence the law permits. He will
have been here and will have listened to all of the testimony himself.
[DEFENSE COUNSEL]: Only guilty of murder one requires
a death penalty. And there are only two alternatives the Court has: One
is death in the electric chair; the other is life with a minimum
mandatory twenty-five years before the person becomes eligible for
parole. I think a lot of people get the idea that if somebody gets a
life sentence, they get out in seven years.
That isn't the case in a first degree murder. It does
carry a maximum of life, a minimum mandatory of twenty-five years before
a person becomes eligible. That is the alternative the judge has, one of
those two.
[JUROR]: Is that the judge's discretion, or is that
by law?
[DEFENSE COUNSEL]: By law, the judge only has two
choices if you return a verdict of murder in the first degree. Like [the
prosecutor] said, you go back and render an advisory opinion as to what
you people believe is the appropriate sentence, whether you believe that
the appropriate sentence is death or whether you believe the appropriate
sentence is life with a minimum mandatory twenty-five years.
Now, he just doesn't disregard that and do whatever
he wants to. He is, by law, required to give your recommendation great
weight, but he is also permitted to overrule your recommendation if he
desires to do so and he feels under the law he should. But he can still
only do one of those two things. The law does not give him any other
discretion.
He has to, ultimately, if Mr. Mann is convicted of
murder in the first degree, say, I sentence you to death, life, or the
minimum mandatory of twenty-five years. That's the only two options he
has. Okay? Does that clear that up? Does everybody understand that?
(THEREUPON, the prospective jurors indicated
affirmatively.)
The prosecutor used the words "advisory" or "recommendation"
(or derivatives thereof) during two phases of the trial. These included
comments made during voir dire, see Trial Transcript at 108, 109, 110,
211, 283, 285, and during the closing argument of the sentencing phase.
See Trial Transcript at 1319, 1326, 1327
By comparison, the defense counsel used these terms
just as often. These included comments made during voir dire, see Trial
Transcript at 163-64 (for text of this comment see supra note 4), 171,
173, 272, 273, 274, and during closing argument of the sentencing phase.
See Trial Transcript at 1331, 1338, 1341, 1342.
As the majority notes, the prosecutor made three
references to the judge as the final decision maker. These include
comments twice made during voir dire, see Trial Transcript at 110-111,
285, and once during the closing argument of the sentencing phase. See
Trial Transcript at 1330
The defense counsel, however, also indicated that the
judge had the burden of choosing between a death and a life sentence.
See Trial Transcript at 164-165 (for text of this comment, see supra
note 4). During his final argument of the sentencing phase, defense
counsel again spoke of the judge's responsibility as sentencer:
To begin at the very beginning, the issue here is
whether this man lives, by my computation, to the age of eighty-five in
prison before he can be eligible for parole or whether he dies. This
judge can sentence this man, in addition to the twenty-five years
minimum mandatory, he can sentence him in addition to that ninety-nine
years on the kidnapping and retain jurisdiction over him for thirty-three
of those years to prevent his release or his consideration for release,
as I understand it, to approximately the year 2039. So, the issue that
you are here to determine is not whether he lives among us. The issue is
whether he lives.
The trial judge made several references to the
advisory nature of the jury's sentence. These comments occurred during
post verdict instructions, see Trial Transcript at 1236, during the
initial instructions of the sentencing phase, see Trial Transcript at
1252-1253, and during the final instructions of the sentencing phase.
See Trial Transcript at 1344-1351
During the initial instructions of the sentencing
phase the trial judge stated:
Members of the jury, you have found the Defendant
guilty of murder in the first degree. The punishment for this crime is
either death or life imprisonment. The final decision as to what
punishment shall be imposed rests solely with the judge of this court.
However, the law requires that you, the jury, render to the Court an
advisory sentence as to what punishment should be imposed upon the
Defendant.
Trial Transcript at 1252.
During the final instructions to the jury in the
sentencing phase, the judge stated:
Ladies and gentlemen of the jury, it is now your duty
to advise the Court as to what punishment should be imposed on the
Defendant for his crime of murder in the first degree. As you have been
told, the final decision as to what punishment shall be imposed is the
responsibility of the judge. However, it is your duty to follow the law
which will now be given to you by the Court and render to the Court an
advisory opinion based upon your determination as to whether sufficient
aggravating circumstances exist to justify the imposition of the death
penalty, whether sufficient mitigating circumstances exist to outweigh
any aggravating circumstances found to exist. Your verdict should be
based upon the evidence which you have heard while trying the guilt or
innocence of the Defendant, and evidence which has been presented to you
in this proceeding.
Trial Transcript at 1344-44 (There are two
consecutive pages in the trial transcript numbered as 1344.).