In the Court
of Criminal Appeals of Texas
No. AP-75,086
EX PARTE JOSÉ NOEY MARTINEZ, Applicant
On Application
fro Writ of Habeas Corpus
In Cause
No. CR-0385-95-G(1) from the 370th District Court of Hidalgo
County
Holcomb, J., delivered the opinion of the Court, in
which Keller, P.J., Meyers, Price, and Cochran, J.J.
joined. Womack, J., concurred. Hervey, J.,
filed a concurring opinion, in which, Keller, P.J.,
Johnson, and Keasler, JJ., joined.
O P I N I O N
In 1996,
applicant José Noey Martinez was convicted of capital murder and
sentenced to death. On direct appeal, we affirmed the conviction
and sentence. Martinez v. State, No. AP-72,704 (Tex. Crim.
App. 1999) (not designated for publication). In 1999, applicant
filed a writ of habeas corpus, claiming, inter alia, that
he received ineffective assistance of counsel at the punishment
phase of trial because (1) "trial counsel failed to investigate
and present a statutorily recognized mitigating defense of
temporary insanity resulting from drug intoxication," and (2), "trial
counsel failed to conduct an adequate investigation of mitigating
evidence in the form of physical, emotional, and sexual abuse and
neglect in applicant's background." We ordered these claims filed
and set.
Procedural Background
The
convicting court issued an order designating the following issues,
i.e., whether trial counsel:
a.
were ineffective at the punishment phase of Applicant's trial for
allegedly failing to investigate and present a mitigating defense
of temporary insanity resulting from drug intoxication;
b.
were ineffective for allegedly failing to investigate and present
evidence that Applicant's use of rohypnol, and possibly alcohol,
cocaine, and marihuana, on the evening in question had affected
his mental condition at the time of the offense;
c.
were ineffective for allegedly failing to investigate and present
evidence in support of a claim that the amount of rohypnol
ingested by Applicant on the night in question caused him to not
understand or appreciate the wrongfulness of the conduct at the
time he committed the offense;
d.
were ineffective for allegedly failing to investigate and present
evidence in support of an argument that Applicant had been
intoxicated on rohypnol at the time he committed this capital
murder and that this should be a factor which mitigated against
imposition of a death sentence;
e.
were ineffective for allegedly failing to investigate and present
evidence in support of a claim that Applicant had suffered
heightened aggressive tendencies, or a rage reaction, from taking
rohypnol on the night in question;
f.
were ineffective for allegedly failing to develop evidence
concerning, and question the witnesses about, the extent of
Applicant's intoxication on the night in question;
g.
were ineffective at the punishment phase of the trial for
allegedly failing to conduct an adequate investigation of
mitigating evidence in the form of physical, emotional, and sexual
abuse and neglect in Applicant's background;
h.
were ineffective for allegedly failing to conduct sufficient
investigation and locate evidence allegedly showing that Applicant
and his brother had been sexually abused as children;
i.
were ineffective for allegedly ... locating and presenting only a
small part of the available evidence about his family background
and circumstances which had allegedly been available;
j.
were ineffective, in particular, for [] locating and presenting
only a small part of the alleged evidence that Applicant had been
the victim of severe physical and emotional abuse and neglect, as
well as possible sexual abuse by his father and mother;
k.
were ineffective for allegedly not contacting the witnesses who
could have testified about these matters or not asking them the
appropriate questions to discover this information;
l.
were ineffective for allegedly not utilizing these witnesses, who
were allegedly available and willing to testify on Applicant's
behalf;
m.
were ineffective for allegedly not discovering or presenting
evidence that Applicant and his brother Brian had been physically
beaten and suffered emotional abuse from their step-grandfather;
that the Harris County Child Protective Services had been involved
with the family for several years; and that his mother had also
beaten him and his brother and been verbally abusive[;]
n.
were ineffective for allegedly not doing anything to substantiate
the extent of the abuse; for not presenting any testimony by
relatives who had personally observed the abuse; and for
conducting an investigation, and presenting a case, which did not
uncover or present any evidence of the abuse which Applicant's
mother allegedly inflicted on Applicant and his brothers or
present any evidence of any alleged sexual abuse at all.
In order to
resolve these issues, trial counsel, Roberto Flores and Fela
Olivarez, were ordered to file affidavits. After considerable
delay, the affidavits were ultimately filed in 2003. Thereafter,
the convicting court entered findings of fact and conclusions of
law and recommended denying relief. Upon our review of the writ
and the convicting court's order, we were not satisfied that the
affidavits of counsel were adequate to resolve the factual issues,
and we ordered a second evidentiary hearing on applicant's Sixth
Amendment claims. The convicting court heard live testimony from
applicant's trial attorneys and considered additional affidavits
from some of applicant's family members and an investigator. The
convicting court entered supplemental findings of fact and
conclusions of law and again recommended denying relief. Based on
the affidavits filed by trial counsel, all the affidavits in
support of and in response to the writ, the evidence presented at
the live hearing, and the evidence presented at the trial proper,
we conclude that trial counsel did not render ineffective
assistance and deny the relief sought.
The Trial
Proper
The evidence
at trial showed that in the early morning hours of February 19,
1995, applicant broke into the home of Esperanza Palomo with
intent to steal a TV and some stereo equipment. Esperanza, who was
68 years old at the time of the offense, was babysitting her blind
five-year-old granddaughter, Amanda, while Amanda's parents went
out.
Earlier in
the day, Amanda and her parents, Oscar and Patricia Palomo,
visited and had lunch with Esperanza in her home. Later that
evening, Oscar and Patricia went out for a night of dancing. When
Amanda's parents returned to Esperanza's house, they knocked on
the door, but no one answered. Oscar entered through a side window
and discovered his mother's and daughter's bodies.
Both Esperanza and Amanda were lying in pools of blood and had
been stabbed multiple times with a knife. Esperanza had been raped.
Esperanza's night clothes were pushed up around her neck, and her
underwear had been removed. Amanda had been wearing underwear, but
they also had been removed.
(1) In vain, the
hysterical couple administered CPR to Amanda and called 911.
Not more
than one hour after the murders, applicant told several of his
friends, including his cousin Roberto Galvan, that he had killed
two people. He repeatedly said to them, "I killed her; I can't
believe I killed them." Another acquaintance, Michelle Foley, who
saw applicant after the murders, testified that applicant said he
could not believe he had killed two people and that he wanted to
go back and get the knife he left at the crime scene. Then, on his
way to his father's house, applicant encountered his paternal aunt,
Lisa Martinez, and told her that he had killed two people. When
applicant arrived at his father's house, he told his father and
his father's girlfriend that he had robbed and murdered two people.
Applicant's
father called police after applicant discarded the bloody clothing
he was wearing and said that he was going to return to the scene
of the murders to dispose of evidence and retrieve his knife.
Applicant was apprehended on his way back to Esperanza's home.
Once arrested, and while en route to the sheriff's department,
applicant indicated that he wanted to confess to the murders,
saying that he "really f____d up this time" and "want[ed] to tell
[the officer] everything . . . ." Applicant later made oral and
written statements to police, confessing to both murders. Blood,
hair, and semen samples identified applicant as the perpetrator.
Police recovered several pieces of jewelry and a telephone
identified as Esperanza's from applicant; Applicant's fingerprint
was found on the telephone.
In his written confession, which was admitted before the jury,
applicant provided details of the offense. Applicant stated that
he was at his grandparents' house before committing the offense.
He explained that Esperanza's house was located across the street,
and he went there with the intent to rob her. Applicant broke in
through the front door by cutting through the outer screen door,
unlatching it, and shoving open the front door with his shoulder.
Once inside, he explained, Esperanza came toward him swinging a
baseball bat. Applicant stabbed her, and she fell to the floor
immediately.
(2)
Applicant then "got on top of her," "pulled up her gown" "past her
breast," and "began to rape her." Applicant stated that, initially,
Esperanza "wasn't fighting me because we have been seeing each
other for a while"; that he had "been with her earlier that
afternoon about 2:00 p.m."; that "[e]verytime I would go to her
house, she wanted me to make love to her"; and that "[s]he is the
type of lady that goes to bars and sleeps around with a lot of men."
Applicant said he stabbed Esperanza several times. After killing
and raping Esperanza, applicant heard Amanda "yelling and crying"
from the bedroom. He then went into her room and
climbed on
top of her. I hit her once in the face and I thought she had
fallen asleep. I then began to play with myself on top of the
little girl. I played with myself until I came on top of the girl.
I think I came on her stomach or on her blouse. After I came she
began crying then I stabbed her several times. I didn't want to
stab her but I did because she kept crying. After I stabbed her I
got my clothes, zipped up and left the house through the front
door.
Applicant
also stated in his confession that he had not been drinking or
using drugs before he committed the offense.
The Writ
Proceedings
As noted,
appointed trial attorneys, Ricardo Flores and Fela Olivarez, filed
affidavits in response to the issues designated by the trial court.
While some of the averments were too conclusory to assist in our
decision, the following portions of counsels' affidavits, in
summary form, contributed to our resolution of applicant's Sixth
Amendment claims.
Both Flores
and Olivarez stated that they met with applicant several times
before trial, and they spent many hours during those meetings
reviewing the voluminous inculpating evidence with applicant.
Flores averred that he conferred with applicant's paternal
relatives who live in Hidalgo County, but their testimony, in
Flores' belief, would have benefitted only the State.
(3) Flores made
three trips to Houston to confer with applicant's mother, step-father,
and siblings. They were "unavailable" for the third scheduled
meeting, and during the first two meetings, the family members
were "not very forthcoming with information about Mr. Martinez and
his childhood"; the conferences were "inconveniences" to
applicant's mother and stepfather; "they remained aloof; they were
not interested in testifying at trial; but that they would agree
to do so "if really necessary." Flores stated that, "all [applicant's
family members] refused to appear as witnesses," but, at the last
minute, Olivarez was able to convince applicant's mother (Alma
Martinez) and brother, Brian, to testify at punishment. Flores
noted that the applicant's mother's punishment testimony was far
more harmful than helpful.
Flores
stated in his affidavit that he hired Dr. A.J. Alamia, Jr., Ph.D.,
"to assist in developing questions, issues, and insight concerning
[applicant's] mental state at all times germain [sic] to the
case." Specifically, Flores stated that Dr. Alamia "provided
direction, research and insight into the substance abuse issues
raised in the case," and he questioned witnesses on the use,
abuse, and effects of Rohypnol and assisted in developing those
issues for trial.
After
considerable delay, Dr. Alamia filed an affidavit in response to
the convicting court's order. Much of his affidavit was too
conclusory to be of much assistance in the resolution of the fact
issues relating to applicant's Sixth Amendment claims. However,
Dr. Alamia averred, importantly, that when conducting "a
developmental history and assessment for abuse . . . [t]he results
yielded no indication that [applicant] had been abused and he also
denied any history of sexual or physical abuse." Dr. Alamia
further averred that he "followed up" on these questions with
applicant's family, and accordingly, Dr. Alamia concluded that "there
was no data to substantiate that [applicant] had been abused."
After
conducting several clinical tests, Dr. Alamia concluded that
applicant's "thought process was coherent, logical and relevant;
that applicant had not had any delusions or hallucinations; that
applicant's cognitive function had been found to be alert; that
applicant had been oriented to person, place, time and situation;
and that applicant had not been insane at the time he committed
this capital murder."
Pursuant to
our second remand, the convicting court held a hearing, at which
trial counsel Flores and Olivarez both testified. Olivarez
testified that she was "second chair" counsel in applicant's case,
and she had been licensed for two years by the time of trial. In
accordance with "lead counsel" Flores's wishes, Olivarez's role in
the case was to take notes during witness interviews and at trial.
Olivarez recalled that Flores took at least three trips to Houston
to interview applicant's family, but she did not accompany him on
any of those visits.
The only mitigation evidence Olivarez remembers reviewing was an
expert report prepared by Dr. Alamia.
(4) Olivarez did
not remember whether intoxication was a potential mitigation issue
and did not do any research on the effects of Rohypnol. Olivarez
could not recall if lead counsel ever discussed his defensive
theories of the case with her.
Olivarez testified that she reviewed applicant's school records,
but she could not recall any details from that review, and in
particular, Olivarez could not recall the names Ray Highfield or
Erma Mitchell, both of whom served as separate guardians to
applicant in 1990.
(5) In summary,
Olivarez did not interview witnesses, nor did she play any
significant role in the trial itself.
Flores had
been licensed for nearly twenty years at the time of trial and had
represented three other capital defendants to jury verdict. He
acknowledged that Olivarez's participation in the trial was "a
learning aspect," although he noted that Olivarez convinced
applicant's mother, who had been reluctant to assist applicant
throughout the proceedings, to testify during the punishment phase
of trial.
Flores
further averred that he interviewed applicant's mother and
stepfather but that they were "not very forthcoming with
information about [applicant] and his childhood." Applicant's
mother refused to testify until convinced to do so by the pleas of
Olivarez. Flores also stated that efforts were made to obtain
school records pertaining to applicant's childhood but "few such
records could be obtained." He stated that information was not
readily available from "any source that was contacted about [applicant's]
care takers" and that applicant's family members were not
cooperative.
When asked
what his defensive theories were at punishment, Flores testified
that applicant's young age was an issue, as well as his diminished
capacity at the time of the offense. Flores testified, however,
that he did not believe applicant was entitled to a mitigation
defense based on diminished capacity because the intoxication did
not cause applicant to suffer from "memory wipe," noting that
applicant recalled the details of the crime and sought to recover
evidence, particularly the knife. Flores also noted applicant's
possible emotional problems and family background problems, but
stated that "there was not a lot of information on that."
Flores
testified that he met with applicant's mother and stepfather in
Houston at least twice, and that his investigator, Xavier Guerra,
confirmed this. However, Flores could only recall details from the
first of those meetings. Flores told the family what applicant had
been charged with, informed them about other matters "of public
record" related to the case, and obtained some general information.
At the conclusion of the meeting, Flores was introduced briefly to
some of applicant's brothers, but Flores did not question them.
Flores could not locate the notes he took during this Houston
interview.
After this
initial meeting, Flores attempted to set up subsequent meetings
with applicant's family while Flores was in Houston on other
matters, but each time he telephoned them, they declined to
participate, saying that they had to go shoppingor that they were
not going to be home when Flores was able to meet with them. When
asked whether applicant's family in Houston was uncooperative,
Flores stated "Well, all I can tell you is, we could not connect.
I never was told, go away, don't bother us, leave us alone, except
when we wanted mom [to testify]."
Flores
stated that he met with a number of applicant's paternal relatives
"in the Valley," including a cousin, an aunt, and "some other
relatives," but he could not remember any of their names and could
not find his notes from those meetings. Flores said he met with
these relatives as a group in a conference room. Flores also met a
few times briefly with applicant's father and girlfriend.
Applicant's father, José Angel Martinez, III, could not provide
much background information on applicant's childhood because
Martinez had been in prison out of state most of that time.
Applicant had lived with his father for less than a year preceding
the offense.
Flores
stated that sexual abuse was something he and Olivarez "considered
and discussed and were concerned about, but . . . had no
information about." To investigate the possibility of sexual abuse
before testifying, Flores stated that he specifically questioned
applicant about it, but he did not admit to any sexual abuse.
Flores testified that he asked Dr. Alamia to ask applicant about
possible sexual abuse, but applicant did not divulge any
information about sexual (or physical) abuse to Dr. Alamia, either.
Further,
Flores testified that he asked applicant's father about possible
sexual abuse, but he was not aware of any such history. Flores
testified that he did not remember asking applicant's brother,
Brian Martinez, about any possible sexual abuse. Flores spoke only
briefly with Brian just prior to his testimony during the
punishment phase of trial. Flores recalled asking Brian about "any
sorts of problems he and applicant had encountered in their
childhood." But, while Brian informed Flores of the physical
abuse, he said nothing about any sexual abuse. Flores stated that
he never had the opportunity to question applicant's mother about
sexual abuse. He stated that the only preparation for her
testimony was meeting with her briefly in the hallway before her
testimony.
Flores
testified that while he was in Houston, Flores telephoned
applicant's stepbrother, Bjorn Mancias, two or three times and
tried to arrange a meeting, but Mancias was never able to meet.
Flores asked applicant to provide him with a list of relatives who
would be able to assist in the investigation of applicant's
background. Flores' investigator, Guerra, was directed to contact
all the relatives on the list provided by applicant, but Flores
did not recall whether Guerra had been able to actually reach
anyone.
(6) Flores stated
that Guerra obtained some of applicant's school records and that
these were the only records Flores had pertaining to applicant
prior to trial.
Flores
testified that he did not interview any of applicant's teachers or
counselors, nor did Flores interview applicant's maternal
grandmother, with whom applicant had lived for five years during
the time applicant's mother had abandoned him and his brother
Brian.
I.
Standard of Review
A defendant
claiming ineffective assistance of counsel under the Sixth
Amendment to the United States Constitution must demonstrate that
(1) counsel's conduct "fell below an objective standard of
reasonableness," and (2) this incompetence caused the defendant
prejudice. Strickland v. Washington, 466 U.S. 668,
687-88, 694 (1984). When assessing the reasonableness of an
attorney's investigation, a reviewing court must consider the
quantum of evidence already known to counsel and whether the known
evidence would lead a reasonable attorney to investigate further.
Wiggins v. Smith, 539 U.S. 510, 527 (2003). "[C]ounsel
has a duty to make reasonable investigations or to make a
reasonable decision that makes particular investigations
unnecessary. [A] particular decision not to investigate must be
directly assessed for reasonableness in all the circumstances,
applying a heavy measure of deference to counsel's judgments."
Id. at 522-23 (quoting Strickland, 466 U.S. at
690-691).
II.
Was counsel constitutionally ineffective for failing to
investigate and present a temporary insanity defense based on
voluntary intoxication?
At trial, the testimony varied on how much mind-altering
substances applicant ingested prior to the murders.
(7) A wide range
of evidence, admitted from various witnesses, tended to show that
applicant had consumed from one to eight doses of Rohypnol, and
possibly also drank alcohol, smoked marihuana, and used cocaine.
Rohypnol is a strong psychoactive drug, and witnesses testified
that applicant appeared to be "incoherent," "high," "tripping," "freaking
out," and that he "looked crazy" after the murders. But in his
confession to police, applicant denied using drugs or alcohol on
the night of the murders.
In support
of his argument that counsel was ineffective for failing to
investigate and present a mitigation case based on temporary
insanity, applicant includes, as an exhibit to his writ
application, a statement from J. Thomas Payte, M.D. Dr. Payte
concluded that:
a defense
based upon temporary insanity due to drug intoxication would have
been viable given the substance with which [sic] Mr. Martinez had
taken. Further, this defense theory would not have been novel.
Rohypnol is a relatively powerful tranquilizer, more powerful than
Valium, and there is evidence to suggest that Mr. Martinez had
taken up to ten (10) tablets that evening. As the level of
intoxication increases, the intoxicated persons's [sic] cognitive
understanding and appreciation of right and wrong lessens. The
greater the intoxication, the more the line begins to blur and a
person is less likely to understand or appreciate the nature of
his conduct. It is, therefore, quite conceivable that Mr. Martinez
was intoxicated to the extent that he could not have appreciated
the rightfulness or wrongfulness of his conduct on the evening in
question. The fact that Rohypnol use and abuse has been associated
with black outs [sic] and memory lapses further lends support to
the theory that a person intoxicated through the use of the drug
might not have understood that [sic] the nature of his conduct.
Applicant
further complains that, despite the information of applicant's
intoxication, counsel did not request the appointment of "a
pharmacologist or any other medical or scientifically trained
individual to advise him."
Evidence of
voluntary intoxication may serve to mitigate the severity of an
offense where the effect of the intoxication is to render the
defendant temporarily insane. Tex. Pen. Code Ann. ? 8.04(b) (Vernon
2005). To be entitled to the mitigating instruction based on
voluntary intoxication, it must be shown that the convicted person
was unable to understand the wrongfulness of his conduct. Because
the evidence at the guilt phase of trial shows that applicant was
well aware that his conduct was wrong, we conclude that counsel
was not deficient for failing to present a mitigation case based
on temporary insanity. See id.
Trial
counsel were not ineffective for failing to request an instruction
on temporary insanity because applicant stated in his confession
that he had not been using drugs or alcohol, he immediately
confessed to the crime, he repeatedly told his friends that he
could not believe he had committed the murders, and he told the
arresting officer that he had "really f____ed up this time." All
of this evidence establishes that applicant was indeed aware of
the wrongfulness of his conduct; thus, a mitigation instruction
would not have been supported by the evidence. See Mendenhall
v. State, 77 S.W.3d 815, 817-18 (Tex. Crim. App. 2002) (it is
an affirmative defense to prosecution that, at the time of the
alleged offense, the defendant, as a result of a severe mental
defect caused by involuntary intoxication, did not know that his
conduct was wrong).
What is more, Galvan, who saw applicant approximately one hour
before and one hour after the offense, described applicant's
behavior as heavily intoxicated, but he did not describe applicant
as incoherent, psychotic, or enraged.
(8) Nevertheless,
applicant further suggests, according to Dr. Payte's affidavit,
that counsel was ineffective because Rohypnol is known to cause
out-of-character behavior; i.e., "Mr. Martinez's Rohypnol use may
have been a contributing factor to, or an explanation of his
conduct."
Specifically, Dr. Payte opined that, given applicant's non-violent
past and the violent nature of the offense, a mitigation defense
of temporary insanity should have been pursued because, although
rare, Rohypnol can cause "behavior disinhibition, rage, aggression,
suicidality, amnestic reactions, and cognitive disturbances" and
"[t]he known potential effects of these drugs suggest the
possibility of a role of drug induced disinhibition with
associated rage and aggression as a contributory factor in the
commission of acts of extreme violence which occurred in this
case."
Although it
may be true that Rohypnol abuse, while rare, may possibly
cause violent behavior in otherwise non-violent users, the trial
record reflects that even when applicant was not taking Rohypnol,
his behavior was hardly non-violent. For example, at the
punishment phase of trial, the jury heard evidence that, while
awaiting trial, applicant and another inmate wrote a letter to
then President Clinton, threatening to kill him and rape his wife
and daughter. In the letter, applicant also threatened the life of
then Vice President Al Gore. A secret service agent who
investigated the threats testified at the punishment phase of
applicant's trial, saying that he asked applicant about the threat
and that applicant admitted to writing the letter and reaffirmed
his desire to carry out the threats. Because he was incarcerated
in the county jail on these two occasions, we may assume that
applicant had not taken Rohypnol, yet he clearly exhibited a
violent nature.
Even if Rohypnol can cause psychosis or rage reaction, these
affects would not support a mitigation defense here because, as we
explained in Mendenhall v. State, the test to support an
intoxication defense is whether the actor was aware of the
wrongfulness of his conduct. In Mendenhall, we stated
that the defense of temporary insanity due to voluntary
intoxication is not available to defendants who claim that they
were unconscious or semi-conscious at the time of the alleged
offense because they may argue either that they lacked the
mens rea necessary for criminal liability, see Tex.
Pen. Code Ann. ? 6.02(a) (Vernon 2003), or that they did not
engage in a voluntary act, see id. ? 6.01(a).
See Mendenhall, 77 S.W.3d at 818.
(9)
But even if
applicant's theory were to support such an instruction, there is
no indication from the evidence adduced at the guilt stage of
trial that applicant was experiencing a rage reaction or psychosis
when he committed the murders. Instead, what the evidence shows is
that applicant broke into Esperanza's home with the intent to
steal valuables. Other than applicant's statement that Esperanza
threatened him with a baseball bat, there was no evidence of a
struggle between applicant and Esperanza. She died almost
instantly because applicant stabbed her in the neck, severing an
artery. Applicant then raped her. This evidence does not suggest a
rage reaction so severe that applicant could not understand the
wrongfulness of his conduct.
Applicant,
according to his own confession, then sought out the terrified
blind child who was on her bed, climbed on top of her, punched her
in the face, performed a sex act on her, and then stabbed her
multiple times because she was crying. None of this evidence
suggests a drug-induced rage that prevented applicant from knowing
what he was doing was wrong. See Mendenhall v. State, 77
S.W.3d at 817-18. On the contrary, there was ample evidence that
applicant had a keen understanding of the wrongfulness of his
conduct; therefore, he was not entitled to the instruction, even
if he was in a drug-induced rage or psychosis.
At the writ hearing, Flores testified that he did not pursue an
insanity mitigation defense because applicant was able to recall
the details of the crime, applicant was concerned about retrieving
his knife and concealing evidence, and applicant had not
experienced "memory wipe." Moreover, Dr. Almia, who advised
Flores, concluded from his clinical tests, that applicant had not
been insane at the time of the offense. In addition, applicant has
failed to demonstrate that the drugs he voluntarily took indeed
caused a psychotic reaction so debilitating that he could not
understand the wrongfulness of his conduct, and thus, he was
entitled to a mitigating instruction of voluntary intoxication.
(10)
Because the facts adduced at trial and at the writ hearings do not
support the mitigation defense of temporary insanity, trial
counsel were not deficient for failing to further investigate and
pursue the defense. See Sawyers v. State, 724 S.W.2d 24 (Tex.
Crim. App. 1986) (evidence showing the defendant was intoxicated
and nothing more does not justify submission of an issue on
temporary insanity, and refusal to submit such charge in
mitigation of punishment is not error); Ex parte Lilly,
656 S.W.2d 490, 493 (Tex. Crim. App. 1983) (counsel's failure to
investigate the facts of a case constitutes ineffectiveness if the
result is that any viable defense available to the
accused was not advanced). We conclude that, had counsel requested
an instruction on temporary insanity as a mitigating factor, it
would have been properly denied. See Hart v. State, 537
S.W.2d 21, 24 (Tex. Crim. App. 1976) (holding that the evidence at
trial showed Hart was aware that what he was doing was wrong).
Similarly, because applicant knew his behavior was wrong, a denial
of a county-funded appointment of an expert would not have been
trial court error. Therefore, we hold that counsel were not
ineffective for failing to further develop a mitigating
intoxication defense, for failing to request that an expert be
appointed, or for failing to request an instruction based on
temporary insanity. See Wiggins v. Smith, 539
U.S. at 527. We deny relief on applicant's first claim.
III.
Did counsel render constitutionally ineffective assistance of
counsel during the punishment phase of trial by failing to conduct
an adequate investigation into physical, emotional, and sexual
abuse?
In his
second claim, applicant complains that counsel was ineffective for
failing to discover and introduce evidence that applicant had
suffered neglect and severe physical and sexual abuse throughout
his childhood. We summarize below the evidence presented at the
punishment phase of trial and the affidavits in support of the
Sixth Amendment claim.
A.
Deficient Performance
At the
punishment phase of trial, defense counsel presented two witnesses
on applicant's behalf--applicant's mother, Alma Martinez, and his
brother, Brian Martinez. Alma had refused to testify in
applicant's behalf, but at the last minute, Olivarez convinced her
to drive from Houston to Hidalgo County and testify on applicant's
behalf at punishment. In addition to Brian, Alma brought her half-sister,
Elda Reyes, to testify at the punishment proceedings; however,
Flores chose not to call her because she smelled of alcohol.
Alma testified that she abandoned applicant and his brother Brian
shortly after divorcing their father, José Angel Martinez, III,
who, she said, was physically abusive to her. Applicant was about
five years old when she left, and she did not return for five
years, during which time applicant and Brian lived with their
maternal grandparents. Alma never saw applicant or Brian during
those five years and explained that she got involved with another
abusive man and married him. Alma testified that, at the direction
of this husband, she committed forgery, spent some time and in
jail for the offense, and ultimately received probation.
(11)
After divorcing this second husband, Alma returned to retrieve
applicant and Brian. Thereafter, they lived together in Houston in
a house next door to Alma's mother and stepfather. Alma stated
that she knew her mother and stepfather had "abuse[d] my kids."
Alma explained that, at the slightest provocation, her stepfather
"would kick my kids, grab the belt, swing them against the wall or
use his fists."
Alma
testified that, after reuniting with applicant and Brian, she "had
to be on welfare" because her mother "forced" her to quit her job
and stay home with the kids. Alma testified that applicant would
run away from home, "maybe for the things [she] had done," and on
one occasion, he went to live with some members of a church group
for a month or two. Alma testified that applicant's father, Angel,
had no contact with applicant, except for one telephone call upon
Angel's release from prison. Alma testified that, thereafter,
Angel never paid any child support.
On cross-examination,
the State asked Alma a series of questions about her own family
and how she would feel if they had been murdered in the same way
applicant had murdered Esperanza and Amanda. After this line of
questioning continued for some minutes, Applicant blurted out, "Leave
my mom alone, man." Alma responded immediately, "Why did you do it[,]
Noey?" The jury was immediately excused, and Alma was admonished "not
to address any statements to the defendant in this case." When the
jury returned, the State asked one question of Alma, i.e., "Should
a thief, a rapist and a killer pay for their [sic] crime?" Alma
responded, "Yes." On redirect examination, Flores did not ask Alma
anymore questions, and she was excused.
Trial
counsel then called applicant's brother to the stand. Brian
testified that living with their grandparents was "terrible"
because he and applicant "always got beat." Brian testified that
he still harbors "hate" for his mother for abandoning him and his
brother with his abusive grandparents.
In his writ,
applicant attaches affidavits of four relatives--applicant's
brother Brian, an aunt, an uncle, and his step-brother Bjorn
Mancias--who allege severe physical and emotional abuse by Alma,
as well as evidence of sexual abuse by Alma. According to the
affidavits, Alma's abuse of applicant and Brian was just as bad as
their grandfather's. Alma beat the boys severely on a daily basis,
and subjected them to harsh verbal assaults. She used drugs in
front of them and often kicked them out of the house. Bjorn states
in his affidavit that applicant's mother was an "atrocious mother"
and that he is "surprised that any of the boys survived past the
age of 10." Bjorn further averred that he suspected that applicant
and his brothers were sexually abused by Alma.
Applicant's
maternal aunt, Elda Reyes, states in her affidavit that Alma
frequently beat applicant and was verbally abusive to him. Reyes
also avers that Alma had sexually abused her and other family
members. Reyes states that, had trial counsel called her to the
stand, she would have testified to these facts. Applicant's uncle,
Raul Guanajuato, avers in his affidavit that Alma was extremely
physically and verbally abusive to applicant, and that prior to
the murders, applicant had always been non-violent. Guanajuato
stated that Flores never contacted him, and if he had, Guanajuato
would have testified to the facts stated in his affidavit.
Applicant
also attaches affidavits by Rev. Ray Highfield and his wife
Earlene, with whom applicant lived for two months in 1990. The
Highfields aver that applicant came to live with them because
applicant's mother "refused to take him back" after church
services one day. Ray Highfield stated that it was obvious
applicant had been abused; that the homes the family had been
living in were "small, dirty, and inadequately furnished"; that he
saw a cut on applicant's hand and applicant told him that his
mother had stabbed him; that applicant was "badly in need of love
and attention," and that it was "obvious that he had been
neglected all of his life"; that applicant always wanted hugs,
which was unusual for an eleven-year-old boy; that applicant
mentioned that his mother brought men into the home and slept with
them in front of applicant and his brother; and that applicant was
underfed and often talked about being hungry when in his mother's
care." Ray Highfield averred that applicant left his home to live
with Erma Mitchell, but after about a month, applicant's mother
wanted him back, not because she loved him, but so that she could
continue receiving food stamps. Both Ray and Earlene Highfield
stated that applicant's trial counsel did not contact them, but if
they had been contacted, the Highfields would have testified in
applicant's behalf at punishment.
Applicant
also attaches an affidavit by an investigator with some social
work training. The investigator states that she interviewed Alma,
who admitted to physically abusing applicant as badly as he was
abused by his grandfather. The investigator also states that Brian
admitted to her that he was sexually abused as a young child by
their father and later by their mother, and that Brian suspected
applicant had been sexually abused as well. Finally, the
investigator avers that applicant admitted to her that he had been
sexually abused by Alma on a regular basis, sometimes at knife
point or under other threats of violence.
Applicant
claims that counsel's minimal investigation into his background
fell below an objective standard of reasonableness, and that the
deficiency was particularly notable in light of the fact that
applicant's mother, who was herself a primary abuser, was the
chief punishment witness on applicant's behalf. The only other
witness, applicant complains, was his brother Brian, who was
interviewed for the first and only time immediately before his
testimony.
We hold that
trial counsel's performance did not fall below an objective
standard of reasonableness under prevailing professional norms.
See Wiggins, 539 U.S. at 521. We further hold that, even
if "trial counsel were deficient for failing to adequately
investigate and put forth all the evidence of applicant's history
of abuse," applicant was not prejudiced by the alleged deficient
performance. See id. at 534 (quoting Strickland,
466 U.S. at 692 "to establish prejudice, a "defendant must show
that there is a reasonable probability that, but for counsel's
unprofessional errors, the result of the proceeding would have
been different.").
In
Wiggins v. Smith, the United States Supreme Court granted
federal habeas corpus relief based on trial counsel's failure to
further investigate and put forth mitigating punishment evidence
of severe physical and sexual abuse which counsel apparently knew
about before trial. 539 U.S. at 515-16. Specifically, Wiggins's
trial counsel told jurors in opening statement that they would
hear about his difficult life, including severe physical and
sexual abuse. However, trial counsel never introduced any of that
known evidence, and the jury sentenced Wiggins to death.
Wiggins, 539 U.S. at 515.
The Supreme
Court noted that trial counsel failed to extend their
investigation into Wiggins's background beyond public reports and
records they had obtained, despite the fact that those records
clearly indicated a troubled childhood. In assessing whether
counsel's performance reflected prevailing professional norms, the
Supreme Court looked to the American Bar Association Guidelines,
which emphasize that "investigations into mitigating evidence 'should
comprise efforts to discover all reasonably available
mitigating evidence and evidence to rebut any aggravating
evidence that may be introduced by the prosecutor.'" See
Wiggins, 539 U.S. at 524 (quoting ABA Guidelines for the
Appointment and Performance of Counsel in Death Penalty Cases ?
11.4.1 (C), p. 93 (1989)) (emphasis added). Under the test set
forth in Wiggins, we must decide whether the actions
taken by counsel in investigating applicant's background were
reasonable, specifically, "whether the investigation supporting
counsel's decision not to introduce mitigating evidence of [applicant's]
background was itself reasonable." Wiggins, 539
U.S. at 523 (emphasis in original).
On the one
hand, trial counsel did not discover the alleged sexual abuse, nor
did he probe the punishment witnesses for details about the
physical abuse and the extent of that abuse. And, neither Alma or
Brian testified about the physical abuse Alma inflicted upon her
sons. Additionally, Flores admitted at the live writ hearing that
he did not have a social history prepared, he did not obtain CPS
records that may have existed at the time, and he did not contact
either of the foster parents, Highfield or Mitchell, for an
interview. And, as noted, several of applicant's family members
averred that, had trial counsel contacted them, or otherwise, if
counsel had asked them the right questions during the interviews,
they would have revealed that applicant suffered severe physical
and/or sexual abuse at the hands of his mother, his maternal
grandparents, and his father, and moreover, would have appeared at
the punishment phase of trial and testified to the same.
On the other
hand, testimony at the writ hearing established that Flores
repeatedly contacted applicant's mother and stepfather in
furtherance of his investigation, but they would not cooperate. At
the repeated urging of Olivarez, applicant's mother, brother, and
an aunt finally agreed to appear during the eleventh hour of trial.
Thus, it cannot be incumbent upon trial counsel to adequately
prepare witnesses, who after months of urging, decide to appear at
the last moment and testify.
In such
circumstances, trial counsel cannot be held accountable for
failing to elicit all the evidence of physical abuse and the
extent of that abuse. And in any event, the jury had before it
evidence of harsh physical and emotional abuse. Applicant's mother
admitted to abandoning applicant for five years when he was very
young and leaving him in the hands of a known physical abuser, her
stepfather. She further testified that her stepfather, at the
slightest provocation, "would kick my kids, grab the belt, swing
them against the wall or use his fists," which is, of course,
evidence of severe and sustained physical abuse.
All in all,
her testimony painted a very bleak picture of applicant's
childhood: his mother was poor and uneducated; she was physically
abused by at least two husbands; she was involved in and convicted
of at least two crimes; she heartlessly abandoned her children in
the middle of the night without saying goodbye or providing an
explanation; and applicant's father had been long incarcerated and
did not seek to establish a relationship with them or support them
after being released. Brian also testified that applicant suffered
physical abuse at the hands of his grandfather, and while trial
counsel could have expanded on the evidence by asking more probing
follow-up questions, this failure can hardly be attributed to
counsel alone, as both applicant's mother and brother refused to
cooperate until after the punishment proceedings had begun.
As to the purported sexual abuse that was not revealed or
discovered until after the sentence of death had been imposed,
Flores testified that applicant had denied any sexual abuse during
their several interviews. Dr. Alamia also averred that applicant
denied any sexual abuse when questioned, and furthermore, Dr.
Alamia's clinical tests reflected that applicant had not been
sexually abused.
(12)
Flores testified that when he interviewed Brian prior to his
testimony, Flores asked open-ended questions about abuse;
specifically, Flores asked Brian "what sort of problems Noey had
encountered, what sort of things happened" during his childhood.
However, Brian apparently did not elaborate on the extent of the
abuse. Trial counsel testified that he met with and questioned
several family members, and while some of them divulged physical
abuse and abandonment, no one offered any evidence of sexual
abuse. Notably too, none of the sexual abuse allegations by the
various family members would have been admissible during the
punishment phase of trial because they were based on speculation.
That is, no family member averred, based on personal knowledge,
that applicant had been sexually abused in any way.
(13)
After the outburst in the courtroom and the comments by
applicant's mother, applicant chose not to testify in his own
behalf at punishment. Had applicant chosen to testify in his own
behalf, he would have been subject to cross-examination on matters
such as his gang affiliation and his past acts of violence. Based
on the evidence presented here, it appears that the only person
who could have testified about any alleged sexual abuse would have
been applicant himself. Thus, the failure to present evidence of
the alleged sexual abuse is borne primarily by applicant, as he
had ample opportunity to divulge this evidence to his lawyer and
at least one of his agents before trial.
Based on the
forgoing, trial counsel were not deficient under the first prong
of Strickland because the decision not to further pursue
the investigation into applicant's background was itself
reasonable. See Wiggins, 539 U.S. at 523. Trial counsel
repeatedly sought to obtain information from family members, but
the family members were too busy to meet with him. Applicant did
not divulge any evidence of sexual abuse until after the sentence
of death was imposed. The effects of Alma's punishment testimony
cannot be blamed solely on counsel because she chose to distance
herself from the process until the last minute.
Moreover,
trial counsel employed an investigator and obtained and reviewed
school records, and although more may have been done to follow up
on that information, the alleged sexual abuse could not have been
elicited in admissible form from those witnesses in any event.
See Wiggins, 539 U.S. at 533 ("Strickland does not
require counsel to investigate every conceivable line of
mitigating evidence no matter how unlikely the effort would be to
assist the defendant at sentencing."). Lastly, it was not
unreasonable trial strategy, as applicant now suggests, for Flores
to forgo trying to rehabilitate Alma after she shouted out, "Why
did you do it, Noey?"
We conclude
that it was not unreasonable for trial counsel to abandon further
efforts to investigate the possibility of sexual abuse once
applicant told counsel that he had never been sexually abused.
While standing alone, this fact may be inadequate to justify
abandoning further investigation, see, e.g.,
Rompilla v. Beard, 125 S. Ct. 2456, 2460 (2005) (even when a
capital defendant's family members and the defendant himself have
suggested that no mitigating evidence is available, counsel is
bound to make reasonable efforts to obtain and review material
that counsel knows the prosecution will probably rely on as
evidence of aggravation at the sentencing phase of trial),
applicant's denial of sexual abuse was compounded by his similar
denial to Dr. Alamia. Plus, the school records obtained by counsel
are unremarkable with respect to any kind of abuse.
In fact, the
records merely reflect abandonment by applicant's mother. And
since no family members offered any allegations of sexual abuse
when asked open-ended questions about the abuse applicant suffered,
the evidence was not reasonably available before trial.
See Wiggins, 539 U.S. at 524. As previously noted, had
these witnesses offered this information to counsel before trial,
the evidence could only serve to bolster any sexual abuse
allegations made by applicant himself.
As for trial
counsel's alleged failure to expand on the testimony proffered by
Alma and Brian regarding the physical abuse, again, applicant
having thwarted Flores's efforts to obtain information until after
the punishment proceedings had begun, must shoulder at least some
of the blame for failing to elicit evidence. And in any event,
Alma and Brian's limited testimony painted a very bleak childhood
existence. With these facts in mind, and when applying the "strong
presumption that counsel's performance fell within the wide range
of reasonable professional assistance," and in avoiding "the
distorting effect of hindsight," we hold that counsel's errors, if
any, are not "so serious that counsel was not functioning as the 'counsel'
guaranteed the defendant by the Sixth Amendment." See
Strickland, 466 U.S. at 687, 689. That is, considering the
quantum of evidence already known to counsel, including repeated
denials of physical and sexual abuse by Alma, unremarkable school
records, the knowledge of applicant's abandonment by Alma, and his
grandfather's physical abuse, would not compel a reasonable
attorney to investigate further. See Wiggins v. Smith,
539 U.S. at 527; Ex parte Woods, WR-62,627-01 (Tex. Crim.
App. 2005) (denying habeas relief on Wiggins claim where
trial counsel did investigate by obtaining records and talking to
family members and did present mitigating evidence, "albeit a
minimal amount.").
B. Prejudice
(14)
We further
hold that, even if counsel were deficient in failing to discover
and introduce evidence of sexual abuse and a more detailed picture
of physical abuse, applicant was not prejudiced by the omission.
As already explained, to demonstrate prejudice, a defendant must
show that "counsel's errors were so serious as to deprive the
defendant of a fair trial, a trial whose result is reliable."
Strickland, 466 U.S. at 687. "[T]he defendant must show that
there is a reasonable probability that, but for counsel's
unprofessional errors, the result of the proceeding would have
been different. A reasonable probability is a probability
sufficient to undermine confidence in the outcome." Id.
at 694. To determine whether applicant was prejudiced by trial
counsel's alleged deficient performance, "we reweigh the evidence
in aggravation against the totality of available mitigating
evidence." See Wiggins, 539 U.S. at 534; Williams v.
Taylor, 529 U.S. 362, 398 (2000).
The
mitigating evidence admitted showed that applicant had suffered
harsh physical abuse by his grandfather and a long period of
abandonment by his mother. He was eighteen years old at the time
of the offense. He had no prior criminal record.
The evidence in aggravation of death was extensive.
(15) First, the
jury heard evidence that applicant planned to assassinate the
President and the Vice President of the United States and rape the
First Lady and Chelsea Clinton. Second, the facts of this capital
murder are heinous. Applicant broke into Esperanza's home late at
night, dealt a fatal stab wound to her neck, and raped her.
According to applicant's statement, Amanda, the blind and
defenseless five-year-old girl, heard the attack on her
grandmother and started to cry. Applicant proceeded into Amanda's
room, punched her in the face, ejaculated on her body, and then
murdered her "because she was crying." Had the jury heard and
believed the more extensive evidence of physical abuse and the
alleged (but inadmissible) sexual abuse, it is unlikely that it
would have had any effect on the jury's verdict.
Moreover, the evidence at the guilt stage relating to Oscar and
Patricia Palomo's discovery of the bodies, their reactions to the
gruesome crime scene, and their testimony about their continued
grief was compelling. It is notable too that, in his confession,
applicant attempted to depict Esperanza as a bar-hopping, sex-crazed
woman who regularly sought sexual relations with him and that she
did so on the day of the murders. Such a characterization was
clearly refuted by the evidence elicited from Oscar and Patricia,
and the jury's punishment verdict could be reflective of its
reasoned moral response to a horrible crime (with devastating
consequences), committed by a person who was willing to vilify
falsely his victim.
We must
decide whether the undiscovered and unoffered evidence would have
created a reasonable probability that, had the jury heard it, the
jury's verdict would have been different. The aggravating factors
in this case were severe. The omitted mitigating evidence, if
offered in admissible form and believed, was strong. Wiggins,
539 U.S. at 537-38. However, since the jury was privy to some of
the severe abuse applicant suffered during his childhood, there is
not a reasonable probability that the unadmitted alleged
mitigating evidence would have tipped the scale in applicant's
favor. See Gillard v. Mitchell, 03-4261/4322
(6th Cir. April 26, 2006) (citing Wiggins, 539 U.S. at
534).
Accordingly,
we hold that even if trial counsel's punishment evidence "merely
scratched the surface," as applicant suggests, the punishment
evidence that was not admitted, probably would have had no effect
on the jury's answer to the mitigation special issue. See Ex
parte Woods, supra ("It is entirely reasonable to
conclude that a Texas jury would be singularly unimpressed by the
sordid details of applicant's background and bad character traits.");
Hill v. Mitchell, 400 F.3d 308, 319 (6th Cir. 2005) (to
establish prejudice, the new evidence that a habeas petitioner
presents must differ in a substantial way--in strength and subject
matter--from the evidence actually presented at sentencing);
Johnson v. Bell, 344 F.3d 567, 574 (5th Cir. 2003). We deny
relief on applicant's second Sixth Amendment claim.
DELIVERED:
JUNE 28, 2006.
PUBLISH
*****
1. Amanda's night clothes
were pushed up around her waist. Her mother, Patricia, testified
that she could not recall if she had disturbed Amanda's clothing
while attempting to resuscitate her.
2. The evidence showed that
Esperanza had been stabbed multiple times, but one wound cut
through her aorta. Esperanza likely died within thirty seconds of
receiving this wound.
3. In fact, José Angel
Martinez, III, applicant's father, Lisa Martinez, applicant's
paternal aunt, and Lisa De Le Rosa, applicant's father's
girlfriend, who live in Hidalgo County, testified for the State
during the guilt phase of trial.
4. Both Flores and Dr.
Alamia stated that Dr. Alamia did not provide a written
consultation.
5. The school records
indicate that applicant lived in the home of Rev. Highfield during
the earlier part of 1990 because applicant's mother had abandoned
him and the whereabouts of his father were unknown. The records
further reflect that applicant lived with another guardian, Ms.
Erma Mitchell, in the later part of 1990 because applicant's
mother "did not want him to live with her."
6. Although Flores could not
specifically recall speaking with Elda Reyes, applicant's maternal
aunt, she states in her affidavit that Flores telephoned her
several times prior to trial, presumably to obtain information.
7. Applicant did not testify
during the guilt phase or the punishment phase of trial.
8. Applicant attaches an
exhibit to his writ which provides a compilation of Rohypnol case
scenarios. The writ evidence documents some rare effects of
Rohypnol abuse, including confusion, disorientation, and the
inability to remember the things the actor did during the violent
or psychotic episode. Based on the evidence adduced at the guilt
phase, however, there was little, if any, such evidence admitted
through the State's witnesses. So, even if we were to entertain
the theory which applicant now advances, i.e., that trial counsel
were ineffective for failing to pursue an insanity defense because
he may have been experiencing violent effects of Rohypnol abuse,
the writ evidence he sets forth in support of this claim does not
meet the test necessary to receive the instruction. That is, the
case scenarios describe violent behavior while under the influence
of excessive doses of Rohypnol, but none of the subjects could
later recall the violent actions they took. Here, the trial
testimony shows that applicant had a vivid recollection of the
events, and even sought to return to the crime scene and retrieve
his knife.
9. Although applicant did
not advance the theories that counsel were ineffective for failing
to pursue a defense based on lack of mens rea or lack of
a voluntary act, the evidence at trial, particularly applicant's
own statement, belies those theories.
10. It is noteworthy that
Dr. Payte does not aver that, in his opinion, applicant was indeed
suffering from the paradoxical effects of Rohypnol, but rather, he
concludes it was "quite conceivable" applicant "was intoxicated to
the extent that he could not have appreciated the rightfulness or
wrongfulness of his conduct on the evening in question."
11. Trial counsel also
elicited testimony that sometime after applicant came to live with
her, she was charged with auto theft and received probation.
12. Applicant's writ
investigator James McKay states in his affidavit that Dr. Alamia
told him that Dr. Alamia had concluded, prior to trial, that
applicant had suffered sexual abuse.
13. One maternal aunt, "Frenchy"
Reyes, averred in her affidavit that Alma sexually molested her by
squeezing her breasts and attempting to remove her pants. Frenchy
further stated that she observed Alma sexually molest her youngest
son, Leonard, when he was a toddler, by manipulating his penis for
several minutes.
14. Applicant does not set
forth any legal or factual arguments, either in his writ or in his
brief to this Court, how applicant was prejudiced by the alleged
failure to present a more detailed picture regarding the physical
abuse he suffered or the alleged sexual abuse. Accordingly, we
would be authorized to deny relief on this failure alone. See
Strickland, 466 U.S. at 697 (a defendant's failure to satisfy
one prong of the two-part test for ineffective assistance of
counsel negates a court's need to consider the other); Russeau
v. State, 171 S.W.3d 871, 881 (Tex. Crim. App. 2005) (declining
to address appellant's confrontation claim under the Texas
Constitution because appellant provided no argument or authority
for such claim, citing Tex. R. App. P. 38.1(h)).
15. Both parties asked that
the jury consider evidence from the guilt phase of trial during
punishment, and the jury was so instructed. |