Murdoch v The Queen [2007]
NTCCA 1
PARTIES: MURDOCH, BRADLEY JOHN
v
THE QUEEN
TITLE OF COURT: COURT OF CRIMINAL APPEAL OF
THE NORTHERN TERRITORY
JURISDICTION: CRIMINAL APPEAL FROM THE
SUPREME COURT EXERCISING TERRITORY JURISDICTION
FILE NO: CA 2/06 (20215807)
DELIVERED: 10 JANUARY 2007
HEARING DATES: 12, 13, 14, 15 DECEMBER 2006
JUDGMENT OF: ANGEL ACJ, RILEY J & OLSSON AJ
APPEAL FROM: NORTHERN TERRITORY SUPREME COURT,
20215807, 15 December 2005
CATCHWORDS:
Appeal – Proviso – Application of proviso –
Whether miscarriage of justice
Evidence – Identification – Whether
spontaneous – Victim identifying appellant suspect as her
assailant from photograph of appellant on internet
Evidence – Identification – Photoboard –
Whether Trial Judge erred in permitting evidence of photoboard
identification in circumstances where previous out of court
identification admissible
Evidence – Identification - Dock
identification – Whether Trial Judge erred in permitting
evidence of dock identification in circumstances where previous
out of court identification admissible
Evidence – By victim of similarities between
dog at crime scene and accused’s dog in photograph – Whether
admissible in the circumstances
Evidence – Possession, ownership and use of
guns by accused – Circumstantial evidence adverse to him –
Whether relevant or should have been excluded by Trial Judge as
matter of discretion
Evidence – Accused denied that he was person
in truckstop video – Edwards direction by Trial Judge – Whether
appropriate in circumstances
Evidence – Expert evidence - Admissibility –
Opinion evidence –– Facial Mapping and Body Mapping – Whether
‘specialised knowledge’
Evidence – Expert evidence – Qualifications
of witness as expert – Whether Body Mapping proper subject
matter for expert testimony
Evidence – Expert evidence – Opinion evidence
– Truckstop video – Whether expert witness who did not know
appellant could identify him as man in video – Evidence of
identity wrongly admitted
Evidence – Opinion evidence – Non-expert
opinion – Identity – Truckstop video – evidence of witnesses who
knew appellant identifying him as man in video – Whether matter
for jury – Evidence properly admitted – Jury to decide weight
Evidence – Identification – Truckstop video –
Evidence of witnesses who knew appellant identifying him as man
in video – Whether matter for jury – Evidence properly admitted
– Jury to decide weight
Sentencing – Murder – Indeterminate sentence
with non-parole period – Whether non-parole period manifestly
excessive
Statutes Referred to:
Criminal Code (NT) s 411, 429(2)
Evidence Act 1995 (NSW) s 79
Sentencing Act s 53A
Cases Cited:
Alexander v The Queen (1981)145 CLR 395
Attorney-General’s Reference (No 2 of 2002) [2003] 1 Cr App R
321
Butera v Director of Public Prosecutions (Vic) (1987) 164 CLR
180
Clare & Peach v R [1995] 2 Cr App R 333
Darkan v The Queen (2006) 163 A Crim R 80
Daubert v Merrell Dow Pharmaceuticals Inc 509 US 579 (1993)
Davies and Cody v The King (1937) 57 CLR 170
Festa v The Queen (2001) 208 CLR 593
Hallam & Karger v R (1985) 42 SASR 126
Hontestroom (Owners) v Sagaporack (Owners) [1927] AC 37
Jamal v R (2000) 182 ALR 307
Lewis v R (1987) 88 FLR 104
Li v The Queen (2003) 139 A Crim R 281
Makita (Australia) Pty Ltd v Sprowles (2001) 52 NSWLR 705
Murphy v The Queen (1994) 62 SASR 121
Powell and Wife v Streatham Manor Nursing Home [1935] AC 243
R v Bonython (1984) 38 SASR 45
R v Britten (1988) 51 SASR 567
R v Clark and Others (1996) 91 A Crim R 46
R v Clarke [1995] 2 Cr App Rep 425
R v Gorham (1997) 68 SASR 505
R v Hookway [1999] Crim LR 750
R v Palaga (2001) 80 SASR 19
R v Paul Edward Gray [2003] EWCA Crim 1001
R v Tang (2006) 161 A Crim R 377 R v Trevor Elton Gardner [2004]
EWCA Crim 1639
R v Williams [1983] 2 VR 579
Smith v R (2001) 206 CLR 650
Stockwell v R [1993] 97 Cr App Rep 260
The Queen v Murdoch [2005] NTSC 76
The Queen v Murdoch (No 1) [2005] NTSC 75
The Queen v Murdoch (No 4) [2005] NTSC 78
The Queen v Murdoch (No 5) [2005] NTSC 79
Warren v Coombs and Another (1979) 142 CLR 531
Weiss v R (2005) 224 CLR 300
REPRESENTATION:
Counsel:
Appellant: I Barker QC, G Algie, I Read
Respondent: R Wild QC, J Down, A Barnett
Solicitors:
Appellant: NT Legal Aid Commission
Respondent: Office of Director of Public Prosecutions
Judgment category classification: B
Judgment ID Number: Ang200701
Number of pages: 155
IN THE COURT OF CRIMINAL APPEAL
OF THE NORTHERN TERRITORY
OF AUSTRALIA
AT DARWIN
Murdoch v The Queen [2007] NTCCA 1
No. CA 2/06 (20215807)
BETWEEN:
BRADLEY JOHN MURDOCH
Appellant
AND:
THE QUEEN
Respondent
CORAM: ANGEL ACJ, RILEY J & OLSSON AJ
REASONS FOR JUDGMENT
(Delivered 10 January 2007)
THE COURT:
Introduction
[1] The appellant appeals against his
convictions, following verdicts of a jury, of the crimes of
murder, deprivation of liberty and aggravated assault.
[2] The appellant also appeals, by leave,
against a non parole period fixed by the learned trial judge in
relation to sentences imposed on him consequent on the
convictions.
[3] The appellant was refused leave by a
single judge to appeal against the sentences imposed on him in
respect of the convictions for deprivation of liberty and
aggravated assault. However, pursuant to the provisions of s
429(2) of the Criminal Code, he requested that his application
for leave in that regard be considered and determined by the
Court of Criminal Appeal. On the hearing of the appeal he did
not pursue that request.
[4] This Court also has before it
applications for extension of time within which to make
application for leave to appeal against his convictions on a
variety of additional grounds.
[5] In the event, this Court determined that
it would receive detailed submissions as to the substance of all
matters sought to be advanced by the appellant and rule at a
later date on whether necessary extensions of time and leave
ought to be granted.
[6] The grounds of appeal sought to be relied
on have waxed and waned in number since the institution of the
present appeal. On the hearing of the appeal, counsel for the
appellant intimated that he only desired to rely on grounds or
proposed grounds that had been numbered 1, 5, 6, 7, 11, 12, 14
and 15 respectively. Accordingly, these reasons are limited to a
consideration of those grounds and proposed grounds, the numbers
of which will be retained as a matter of convenient reference to
the relevant documentation.
Relevant narrative background
[7] The Crown case, as presented, may be
summarised as follows:
(1) As at July 2001 the witness Joanne
Lees and the alleged murder victim Peter Falconio were aged
28 and 27 years respectively. They met in 1996 and had lived
together since August 1997.
(2) Following Mr Falconio's graduation
from university in 2000, he and Ms Lees embarked on a world
trip together. In the course of the trip they came to
Australia on a working holiday, arriving in Sydney in
January 2001. They remained in that city for several months
and, whilst there, purchased an orange coloured Kombi van.
(3) On 25 June 2001 the two of them
departed Sydney in the van, with the intention of travelling
a route that would take them through Canberra, Melbourne,
Adelaide, Alice Springs and then to Darwin. They intended,
thereafter, to go to Cairns, Brisbane and New Zealand,
although, at some point, Mr Falconio planned to go to New
Guinea on an adventure trip, whilst Ms Lees remained in
Sydney.
(4) The couple duly arrived in Alice
Springs on 11 July 2001. The jury was told that, on 14 July
2001 at some time after attending the Camel Cup, they
departed Alice Springs in the Kombi van. They proceeded
north on the Stuart Highway, travelling towards Barrow
Creek. They stopped at Ti Tree to watch the sunset. What
follows is the substance of the narrative evidence given by
Ms Lees.
(5) At some point shortly after passing
through Barrow Creek and at about 8 pm when it was dark, the
two of them became aware that another vehicle was following
the Kombi van. That vehicle (which proved to be a white
four-wheel drive utility fitted with a bull bar) pulled
alongside the Kombi van. Its interior light was switched on.
(6) The utility was driven by a man
wearing a black baseball cap with a motif on it and a long
sleeve shirt with what appeared to be a T-shirt or something
else under it. He had what Ms Lees described as a Mexican
moustache that drooped down past the sides of his mouth. A
dog was also seen to be sitting on the passenger seat of the
utility.
(7) The driver of the other vehicle
gestured to the occupants of the Kombi van to pull over and
pointed to the back of the van. Mr Falconio stopped the
Kombi, with its nearside wheels on the gravel verge and its
offside wheels on the bitumen. The four-wheel drive utility
pulled up somewhere behind it.
(8) Mr Falconio got out of the Kombi and
went to the rear of it, whilst Ms Lees slid over into the
driver's seat to get a better view of what was occurring.
She noted that the other driver had got out of his vehicle
and was speaking with Mr Falconio near the rear of the
Kombi. Because the Kombi driver's door had not been fully
closed when Mr Falconio exited the vehicle, its interior
light had come on and it stayed on.
(9) Ms Lees heard some discussion between
the two men concerning sparks coming from the exhaust,
following which Mr Falconio came back to the driver's door
of the Kombi, collected his cigarettes and asked Ms Lees to
rev up the engine, which was still running.
(10) She did so a number of times
following Mr Falconio’s return to the rear of the vehicle.
As she did so, she heard a sound like a vehicle backfiring.
A man, whom she later identified as the accused and the
driver of the four-wheel drive utility then came to the
driver's door of the Kombi holding a silver revolver in his
right hand.
(11) The man instructed her to turn off
the motor of the Kombi. She attempted to do so, but was
shaking too much. He thereupon partly entered the vehicle as
she backed away from him and he turned off the ignition. He
told her twice to put her head down and her hands behind her
back, pointing a gun at her right temple.
(12) She eventually complied and the man
then tied her wrists together. He placed some sort of cuff
quite tightly on each wrist with the two cuffs joined about
3 or 4 inches apart. It subsequently transpired that she had
been manacled with handcuffs made of tape and cable ties.
(13) Although she could not remember
precisely how it occurred, Ms Lees said that she was somehow
taken out of the Kombi through the passenger side door and
forced to the ground onto her knees. The man straddled her,
facing her legs. He then lifted her legs and attempted to
tie them together. Her head was facing the bush and her feet
were towards the Kombi.
(14) Ms Lees struggled and the man was
unable effectively to tie her legs, although there was some
tape around them. He punched her on the right temple, partly
stunning her. He next lifted her up, standing behind her and
holding her at the base of the neck. She screamed out to Mr
Falconio to help her, but there was no response.
(15) The man forced Ms Lees over to the
utility and tried to put tape across her mouth. She
resisted, continuing to call for help. The man was
unsuccessful in taping her mouth. He lifted up the corner of
the canvas canopy to his vehicle behind the passenger's door
and pulled out a sack, which he put over her head for a
short time.
(16) She was pushed backwards into the
passenger seat area of the utility and saw the dog then
sitting on the driver's seat. She described the animal as
being of medium build, chunky and a patchy black or dark
brown and white colouring. At that point, the bag had been
removed from her head, the interior light was on in the
vehicle and she saw the man's face from a distance of only
about 18 inches.
(17) Ms Lees said that she eventually
found herself in the rear of the utility. Initially she
thought that this might possibly have been by means of
moving through a gap between the front two seats. Later, she
said that it was possible that her assailant had pushed her
through the side canvas canopy. She was clear that she did
not walk around to the rear of the vehicle and get in from
there. She was initially on her stomach, but turned over.
She asked the man why he was doing this. "Did he want
money?" "Did he want to rape her?" He told her to shut up or
he would shoot her.
(18) The man went away for a short time
and Ms Lees heard a noise like gravel scraping, as if
something was being moved. She sat up with her hands still
tied behind her back. She eased her body towards the rear of
the vehicle, hung her legs over the back of the tray, got to
the ground and then ran into the bush.
(19) She said that she ran slightly to
the right from the near side of the vehicle and the bush got
thicker as she went. It was rough going and she tended to
stumble. It was pitch black. She could hear the man
somewhere behind her. She hid in the scrub, crouching under
some bushes. She heard the man moving about and, at one
stage, saw some torchlight.
(20) After a time, Ms Lees heard vehicle
doors opening and closing and an engine start up. She saw
vehicle headlights turned on. She then heard a vehicle move
off, she thought, in a southerly direction. She remained
where she was and, after a time, once more heard a crunching
noise of a person moving about.
(21) Ms Lees subsequently again became
aware of a noise of vehicle doors and then of something
being dragged. There was a noise of a vehicle door closing
and an engine being started. A vehicle thereafter drove off
to the south.
(22) She remained in the bush for what
she thought was some hours. At the point when the second
vehicle was being driven off, Ms Lees managed to pass her
legs through between her hands and bring her still manacled
hands to the front of her body.
(23) She tried to rid herself of the
manacles by attempting to bite through the bonds joining
them, but was unsuccessful in doing so.
(24) She then managed to get some lip
balm out of a pocket of her board shorts. She bit the top
off and spat it out and then rubbed the balm on the wrist
bands. However, she was still unable to remove them. The lip
balm tube fell to the ground.
(25) Ms Lees eventually moved back to the
road. It was still pitch black. She crossed to the far side
of the road and collapsed in some long grass. She decided to
wait for a road train and first allowed a car to pass
without moving. She feared that her assailant might return
in such a vehicle.
(26) When she saw a road train
approaching, she ran out on to the road in front of it with
her hands in front and then off the road again when it
looked as if the vehicle might not stop. It did, however,
stop after it had passed her and she ran after it and made
contact with the driver, showing him her manacled hands. The
driver proved to be the witness Mr Millar, who had another
person, the witness Mr Adams, with him.
(27) Ms Lees briefly told Mr Millar what
had happened and asked for assistance in removing her
manacles and finding her boyfriend. The men in the road
train cut off her cable ties and placed them in a toolbox.
Tape was also removed from her legs and from in her hair.
(28) Mr Millar and Mr Adams disconnected
the trailers from the prime mover and then used the latter,
with its headlights on, to search the general area. The
Kombi van, the utility and Mr Falconio were not found. The
trailers were again attached to the prime mover. Ms Lees was
driven to Barrow Creek, arriving shortly prior to 2 am.
(29) There was a party in progress at the
Barrow Creek Hotel and Mr Millar went inside to notify the
police of the situation. Initially Mr Adams stayed in the
cab with Ms Lees, attending to her injuries with a first-aid
kit. She was then taken into the hotel and looked after,
while the police were contacted. She eventually lay down on
a bed in a bedroom.
(30) Mr Millar's report of the incident
was received at the Alice Springs police complex at about 2
am. Police arrived at Barrow Creek at about 4:20 am and were
subsequently taken by Mr Millar to the area where he had
picked up Ms Lees. She was eventually conveyed to Alice
Springs and received appropriate medical treatment.
(31) Ms Lees described her assailant to
the police as being a tall man “45 +” years of age. She said
that he had a “long and ovalish face – longish face.
Narrow.”, with deep set eyes, sunken cheeks and scraggly
hair coming out from under a black baseball cap. There was a
lot of grey in his collar length hair and he had grey flecks
in his eyebrows and moustache. The moustache was a Mexican
style that drooped at the ends. His eyes were drooping and
his face was very lined. He wore a check pattern shirt with
a dark T-shirt under it, and heavy duty trousers, possibly
jeans.
(32) After the police had arrived Ms Lees
identified a standard white Toyota Land Cruiser utility with
a green canvas cover as being somewhat similar to the
vehicle driven by her assailant. However, she said that
there were some differences. For example, in the vehicle
looked at by her it was not possible to go through from cab
to the tray at the rear. The canopy also seemed to be a
different colour on the inside.
(33) She remained in Alice Springs for
some weeks to assist the police.
Key circumstantial evidence
[8] The attention of the jury was invited to
a substantial number of items of circumstantial evidence. A
summary of some of that material follows, although it is
unnecessary, for present purposes, to traverse all of the
evidence called or tendered.
[9] The witness Mr Millar testified that,
shortly prior to 1 am on 15 July 2001, he was driving a road
train along the Stuart Highway in a southerly direction towards
Barrow Creek. He confirmed that a young woman, who proved to be
Ms Lees, suddenly jumped out from the left side of the road in
front of the prime mover, holding her hands up near her head.
This caused him to swerve to his right.
[10] Mr Millar told the jury that he then
straightened up again and applied his brakes, thinking that the
young woman may have actually gone under one of the trailers. It
took nearly a kilometre to pull up.
[11] When he eventually dismounted and walked
back to examine the trailers, he heard the sound of Ms Lees
running down the other side of the trailers. She called out for
help and came to his side of the road train by moving, crablike,
under one of the trailers. She asked him to look at her hands.
[12] Because the light was not good, he took
her to the front of the vehicle and saw that her hands were
manacled. He tried to undo the ties, but could not. He thereupon
awakened the witness Mr Adams who was sleeping in the vehicle
and asked him to go to a toolbox to get some cutters.
[13] Mr Adams did so and then cut the ties,
whilst Mr Millar held Ms Lees' hands. The two men also assisted
her to remove duct tape from around her legs and where it
adhered in her hair. The cut ties and removed duct tape were
kept and placed in the toolbox. At some point Ms Lees gave a
brief account to the two men of what had happened to her.
[14] Mr Millar confirmed that, having placed
Ms Lees in the cab of the prime mover, she requested that they
look for her boyfriend and her vehicle. He told the jury that he
and Mr Adams drove the road train off the road, unhitched the
prime mover and then drove back up the road to a point near
where Mr Millar had first seen Ms Lees.
[15] He said that, in that area, he saw what
he described as a small pyramid of dirt on the road, although he
could not recall precisely where it was on the road surface.
When asked, Ms Lees did not know what it was.
[16] Further searches failed to reveal the
presence of either Mr Falconio or the Kombi, although some fresh
vehicle marks were seen on a track leading to a gate. After a
time, the trailers were re-hitched to the prime mover and Ms
Lees was conveyed to Barrow Creek, just over 10 kms distant.
[17] After the police had arrived Mr Millar
went to the scene and indicated relevant locations to police
officers, including the position of the so-called “dirt
pyramid”.
[18] Mr Millar told the jury that, at the
time at which he and Mr Adams picked up Ms Lees she had lost a
lot of skin from her elbows and knees.
[19] The witness Mr Adams essentially
confirmed his part in the sequence of events, as had been
narrated by Mr Millar. He said that, when he initially saw Ms
Lees, she was shaking and shivering and appeared in shock.
[20] Ms Lees was examined by Dr Wright at
about 6:40 pm that day. He noted the presence of multiple
abrasions on both elbows and knees, some scratches around one
ankle, a small laceration over the front surface of her left
knee and a scratch on the lower back. Many of the abrasions were
dirty and required cleaning.
[21] Mr Pilton, the proprietor of the Barrow
Creek Hotel, said that Mr Millar's road train arrived at the
hotel at about 1:30 am on 15 July 2001. He assisted Mr Millar to
make contact with the police in Alice Springs, as the Ti Tree
police station was not manned at that hour.
[22] This witness then went out to the road
train and there saw Ms Lees in the cab in the foetal position.
He and the two drivers coaxed her to leave the cab and then took
her into the hotel. When she was in the hotel he saw severe red
wrist marks on both of her wrists, lacerations on both elbows
and knees and a swelling mark on her ankle. Her face appeared
swollen and she said "Where's Pete?" "I can't find Pete", "I
need Pete". Mr Pilton made a bed available to her.
[23] Ms Pamela Brown related that she had
been in a car with her partner and other family members on an
unspecified Saturday night preceding a Sunday on which she had
heard of an incident near Barrow Creek. Their vehicle was
heading south on the Stuart Highway, having attended a football
match at Ali Curung.
[24] After stopping at Taylors Crossing to
change a flat tyre, the vehicle in which Ms Brown was a
passenger then proceeded south on the Highway. By then it was a
dark, moonless night. At one point Ms Brown saw vehicle
headlights come from the verge onto the road and then a white
vehicle that looked like a Toyota Land Cruiser wagon came past
heading north. She subsequently saw an orange Kombi van on the
side of the road facing north. Its lights were not on.
[25] This witness marked relevant locations
of the vehicles observed on a photograph exhibit P 52.
[26] Ms Brown's partner, Mr Jasper Haines,
gave evidence somewhat to the same effect as hers. He confirmed
that he knew the area where the vehicles were seen quite well
because he went hunting there. A so-called bore road in the
vicinity led into the hunting area. He said that he went hunting
the following day after seeing the vehicles and observed police
cars in the area. He later heard of the events near Barrow Creek
and went to the police and made a statement.
[27] At trial, it was Mr Haines' memory that
the white vehicle seen was a 4 wheel drive Land Cruiser utility
with a green canopy. However, such professed observation was not
consistent with what he initially told the police or the
magistrate at the committal. His earlier statements were to the
effect that he thought that the 4 wheel drive vehicle might have
been either a Troop Carrier or a Ford Courier.
[28] The bore road referred to by Mr Haines
was later traversed by a police officer. It ran off the Stuart
Highway to the West just north of the crime scene. It was found
to extend for about 12 kilometres, terminating at an old bore
and cattle yards.
[29] The witness Ms Laracy, an accountant,
gave evidence to the effect that she had an appointment with
Peter Falconio in Alice Springs at 10 am on 14 July 2001. At
that time she gave him certain advice concerning his taxation
affairs.
[30] Evidence was led before the jury that
the Camel Cup race meeting was held in Alice Springs on 14 July
2001 and that the Camel Cup race itself was held commencing at
about 2:30 pm.
[31] Several witnesses gave evidence that two
persons answering the general description of Peter Falconio and
Joanne Lees came to the Aileron roadhouse about 132 kilometres
north of Alice Springs and were served with toasted sandwiches
between 3:30 and 4:30 pm on 14 July 2001. An orange coloured
Kombi van was seen to be parked outside. At trial an issue arose
as to whether the persons seen were in fact Peter Falconio and
Joanne Lees or whether they had ever stopped at Aileron.
[32] Mr Millar had accompanied the police
back to the crime scene. Shortly after 7 am on 15 July 2001
police officers walked south along the Stuart Highway from about
the location where Ms Lees had been picked up by Mr Millar.
About a kilometre south of that location one of the officers
walking on the west side of the Highway observed the top of a
van in the tree line about 104 metres, or a little further, off
the road. On examination this was found to be an orange Kombi
van that appeared to be unoccupied.
[33] When the police officers returned to the
Highway in that general location they observed a stain on the
road with dirt and rubble near it. This appears to have been the
site of the dirt pyramid previously referred to. The area was
cordoned off. The Kombi van was forensically examined in situ
and subsequently removed by tow truck that evening and taken to
Alice Springs, where it was secured in the forensic building.
[34] Police crime scene examiners observed
and recorded vehicle track marks leading from the general area
of the stain on the road to the location of the Kombi van where
it was found in the scrub. No keys were found in the ignition of
the Kombi or on searching the area, even using a metal detector.
Some keys were later found in the Kombi under other items.
[35] On 16 July 2001 a lip balm container lid
was found in the scrub near a tree or bush about 63 metres south
of the bloodstained area. There was an area of flattened grass
near it. On 15 October 2001 a lip balm tube and two pieces of
black tape were located under the tree or bush in question.
Subsequent chemical analysis indicated that the residue of the
contents of the tube and cap were identical with a greasy
residue found on the cable ties removed from Ms Lees.
[36] Forensic examination revealed that the
segments of tape recovered from the person of Ms Lees, in the
area where the lip balm container was found and on the manacles
were of various types and configurations. These were all
products readily available at retail outlets and similar to
rolls of tape later found in various locations said to have been
occupied by the appellant.
[37] Forensic pathology evidence indicated
that it could well be the situation that, dependent on the
nature of the wound inflicted and its location, there might not
be a sound made by the victim of a small calibre gunshot after
receiving a fatal wound. It was also possible that there would
be no external extrusion of brain or other tissue and relatively
limited blood loss.
[38] A substantial volume of expert evidence
was led before the jury concerning forensic examinations made of
the Kombi van and the crime scene and, in particular, of the
presence of blood and other material from which DNA could be
extracted and profiled. In summary, this evidence was to the
following effect:
(a) No evidence of human blood was found
on or in the Kombi van;
(b) a Ventolin inhaler said to have been
used by Mr Falconio to relieve asthma symptoms was retrieved
from the van and a DNA profile obtained from it;
(c) the validity of such profile, as
being that of Mr Falconio, was verified by reference to DNA
profiles obtained from specimens taken from his father and
brother;
(d) DNA profiles were also obtained from
specimens taken from Ms Lees, and the witnesses Messrs Adams
and Millar;
(e) when sprayed with luminol at night, a
number of locations on the road and ground at the crime
scene gave a positive presumptive result suggesting the
presence of blood;
(f) these included a large pool of
apparent blood staining on the bitumen near the edge of the
road that had been covered with dirt and loose stones and
measured about 60 centimetres by 40 centimetres, two smaller
areas to the south of the main stain (that could, possibly,
have been comprised of material scattered from the main area
of staining) and some "dotting" to the west of the main
stain;
(g) there was no presumptive evidence of
blood staining in the location in which the Kombi van was
eventually found;
(h) swabs or other samples were taken
from the steering wheel, gear stick and front seats of the
Kombi van, as well as other items found in that vehicle;
(i) forensic tests were carried out on
clothing worn by Ms Lees on the night in question and on the
manacles cut from her hands;
(j) the main stain on the bitumen and
several other samples taken from areas adjacent to it were
found to be human blood, the DNA of which was identical in
profile to that of Mr Falconio;
(k) initial testing by a forensic
scientist based in the Northern Territory revealed the
presence of material bearing DNA profiles identical with
those of Ms Lees and the witness Mr Millar on the ties and
wrist bands of the manacles and the presence of material
bearing a DNA profile identical to that of Ms Lees on
samples of tape ties;
(l) tests of what appeared to be a series
of blood stains in locations on the back of the T-shirt that
had been worn by Ms Lees yielded positive DNA profiles
identical with that of the appellant;
(m) a forensic examination of the swab
from the gear knob of the Kombi van produced a partial DNA
profile that, inter alia, did not exclude the appellant.
This material was sent to an expert scientist in the United
Kingdom and subjected to a specialised technique known as
Low Copy Number technique with a view to obtaining
additional results. The evidence concerning that technique
was the subject of a significant amount of debate and
contention at trial. However, it was the firm evidence of
the United Kingdom expert that the swab of the gear knob
revealed a mixed DNA profile that did not exclude the
appellant as a major donor. The effect of the expert
evidence was that the chance of a second unrelated person
producing the partial DNA profile obtained from the swab
that matched that of the appellant was less than one in
13,000;
(n) the use of a similar technique in
relation to the swab of the steering wheel of the Kombi van
indicated the presence of DNA that had originated from at
least three people. Individual major or minor components
could not be identified, but Mr Falconio, Ms Lees and the
appellant could not be excluded as contributors;
(o) the United Kingdom expert witness
further examined the cable tie restraints that had been
applied to Ms Lees and in particular a specific individual
loop of them. He took a sample from the adhesive surface of
the innermost layer of tape that had been applied around the
inside of the loop in question. This was an adhesive surface
that was actually against the inside of the cable tie. The
sample gave mixed DNA profile results that indicated that
there had been two contributors. The expert evidence was to
the effect that the minor bands in the profile also exist in
the profiles of both Ms Lees and Mr Falconio. However, the
major component was a substantial profile that was not
entirely complete. That profile matched the relevant
segments of the appellant's DNA profile.
[39] Widespread searches of relevant areas of
country at and about the crime scene and even further afield
failed to reveal any trace of Mr Falconio or his body and
nothing has been heard of him since, save for one possible
sighting of him subsequent to the events in question - the
validity of which was not verified. Similarly, those searching
failed to find any weapon or other relevant metal object.
[40] A very considerable volume of additional
circumstantial evidence was placed before the jury including,
but not limited to, evidence as to the movements or asserted
movements of the accused at relevant times, a Land Cruiser
utility with canopy owned and driven by him, his dog, his
asserted ownership of and practice of carrying firearms (and
particularly hand guns) in his vehicle and various other
aspects. It is unnecessary to traverse this in detail, save to
the extent that it specifically arises in the context of the
grounds of appeal relied upon.
A consideration of the grounds of appeal
Ground 1 – Identification evidence (appeal as
of right)
[41] The first ground of appeal asserts that
the learned trial Judge erred in admitting evidence of Ms Lees
purporting to identify the appellant and his dog because, it is
said, in neither case was the evidence spontaneous or reliable
and it was tainted in all the circumstances or, alternatively,
its probative value was outweighed by its unfair prejudice to
the appellant. What is in issue is the refusal of the learned
trial Judge to exercise his discretion to exclude the evidence
of the Internet, photo board and dock identification of the
accused by Ms Lees and certain of her evidence concerning his
dog. In essence, this ground seeks to impugn the validity of the
reasoning of the learned trial Judge as expressed in written
reasons for decision ultimately published by him on 15 December
2005 (The Queen v Murdoch (No 1) [2005] NTSC 75).
[42] This Court was informed by counsel for
the respondent that the learned trial Judge gave a series of
rulings on these and a number of other topics prior to trial on
the express footing that they were liable to review as the trial
proceeded, dependent on how the relevant evidence actually
developed. The various written reasons for the rulings were
published in terms that reflect such a situation.
[43] Evidence was given at trial by Ms Lees,
over the objection of counsel for the accused, concerning four
important aspects going to the identification of the appellant
as her assailant on the night in question. These have been
referred to as the internet identification, the photo board
identification, the dock identification, and the dog
identification respectively. It is convenient to consider the
relevant issues under those titles.
[44] In addressing these matters it is to be
noted that the Crown case against the appellant by no means
rested entirely or substantially upon the impugned evidence of
Ms Lees. That evidence was but some of the evidence going to the
identity of the offender, which included a substantial body of
material of a circumstantial nature including, for example, the
DNA evidence said to link the appellant to the scene of the
events at Barrow Creek.
[45] By way of introduction to the topics
above referred to, it should be noted that, commencing at some
time on 15 July 2001, Ms Lees worked with a police artist to
produce a so-called "Comfit" representation of the facial
appearance of her assailant, whilst her memory was still fresh.
The police were anxious to circulate such a likeness as soon as
possible.
[46] Such a representation was produced,
although Ms Lees said in evidence that she was not entirely
happy with the final result because, in particular, "the hair
wasn't quite right". She stated that she could not find a hair
configuration in the Comfit book that was entirely accurate. She
also gave an oral description of her assailant to the police.
That description is recorded in Exhibit P 274.
The Internet identification
[47] Ms Lees returned home to the United
Kingdom at about the end of 2001.
[48] In October 2002 she was working in
Sicily. She had become aware that, at some point, a suspect was
in police custody in Australia.
[49] A friend drew her attention to the
existence of a BBC news site on the Internet. As the learned
trial Judge expressed the situation in his reasons:
"In her evidence she said she was
receiving lots of messages from the media and her friends
and she decided to have a look on the Internet to see what
people were writing. In her statement of 18 November 2002,
Ms Lees stated that a friend of hers had told her that a
really nice article about her had been written".
Later in his reasons the learned trial Judge
went on to say:
"The decision to admit the evidence of
the identification of the Internet photograph was made
before Ms Lees gave evidence in the trial and on the basis
of the material and circumstances discussed earlier in these
reasons. At trial, Ms Lees said that she looked at the
website because a friend had said that the media were
writing positive things about her. She was in Sicily and
wanted to know what she could expect when she returned to
the United Kingdom. She accessed the particular web site
looking for information about herself. She was not looking
for information about a suspect or the accused. Ms Lees said
that she did not expect to see a photograph of a suspect or
a man who might be the person who attacked her".
[50] The learned trial Judge concluded that
Ms Lees accessed the Internet on 10 or 11 October 2002, at a
time not long after she had been advised by the police by
telephone that they had a suspect. He accepted that, at the
time, she did not know that there would be any images with the
article. In the course of his reasons the learned trial Judge
commented:
"In that context Ms Lees stated:
‘I saw an article and a square picture of a male I
recognised immediately as the same male who'd attacked me.
The male was completely clean shaven in the picture and he
had very short hair. I could tell that it was the same male
even though he’d completely changed his appearance. I didn't
know there was going to be a picture there to look at’."
[51] The learned trial Judge also said in his
reasons:
"The picture of the accused in the
article is approximately four centimetres in width by four
and a half centimetres in height. It depicts a slightly
angled frontal view of the accused’s clean shaven face. The
accused’s hair is very short.
In the description given on 15 July 2001 to the police, Ms
Lees described the offender's hair as ‘grey, scruffy,
straggly hair sticking out from under his cap’. She said he
had a grey moustache.
The Internet article also contained a photograph of the
brothers of the deceased and of the deceased together with
Ms Lees. The article included the following statements:
‘The family of murdered backpacker Peter Falconio say they
are hopeful a DNA breakthrough in the case will bring them
justice.
Peter's brothers, Nicholas and Paul Falconio, say they were
‘very positive’ about Australian police's decision to name
Bradley John Murdoch as a prime suspect in the case.
DNA tests linked Mr Murdoch, 44, to the crime through a
blood sample taken from the scene.
……
Arrest warrant
Bradley Murdoch has so far used his right
to silence and refused to answer police questions at the
Adelaide gaol where he is being held on separate rape and
abduction charges.
Police are also examining items taken from the engineer’s
home.
Assistant Commissioner John Daulby said police were ‘unable
to exclude him’ from their investigations and will be
seeking a warrant for his arrest over the murder.
… …
Mr Daulby said police would not rely on DNA evidence and
that they still wanted to know more about the activities of
Mr Murdoch around the time of Mr Falconio's disappearance
[under the same photograph of the accused appeared the words
‘Police will not rely on DNA to prosecute Mr Murdoch’].
… …
Mr Murdoch is currently being held in the state of South
Australia in connection with the abduction and rape of a
12-year-old girl and her mother.
Officials there are still to decide whether to allow a
murder trial in the Northern Territory jurisdiction to go
ahead’.
Ms Lees was subsequently shown a hard copy of the particular
Internet article. In a statement of 29 November 2002 Ms Lees
said she was "pretty sure" that it was the same article and
also "pretty sure" it was the same photograph, although she
could not be one hundred per cent certain. She added:
‘What I am sure of is that this is the same person who
attacked me and Peter on 14 July 2001.
As I said in my statement from yesterday, I would recognise
this man no matter what changes he might make to his
appearance.
I didn't access the Internet with the intention of looking
at a picture of the offender, I simply wished to read an
article that a friend of mine has said was positive about me
(for a change for the media!)’.”
[52] The learned trial Judge noted in his
reasons that, on 22 October 2002, the accused had declined to
participate in an identification parade.
[53] Having referred to various relevant
authorities on the topic and recognised the fact that these
emphasised the dangers associated with confronting a victim with
a person unknown to the victim in circumstances which convey to
the victim the fact that the person is a suspect, the learned
trial Judge expressed the view that the circumstances before him
were significantly different from those that existed in Hallam &
Karger v R (1985) 42 SASR 126 and like cases.
He said:
"…… Although Ms Lees was aware that the
police had a suspect who had been arrested in South
Australia on other matters, when she accessed the Internet
Ms Lees was not expecting to see an article about the person
who had been arrested. She thought she was about to read an
article which was complimentary about her. She was unaware
that there would be any images with the article. Upon seeing
the picture, Ms Lees immediately recognised the person
depicted as the person who had attacked her.
Notwithstanding the content of the
article accompanying the image of the accused, the
identification by Ms Lees was more in the nature of a
spontaneous recognition of the person depicted in the
photograph in circumstances where Ms Lees was not expecting
to see an image of the suspect".
[54] Having noted the decision of the Full
Court of Victoria in R v Williams [1983] 2 VR 579 and the
judgment of Kirby J in Festa v The Queen (2001) 208 CLR 593, the
learned trial Judge said:
"Although the area was dark and the
events traumatic, Ms Lees saw the offender from a very close
position under light and for ample time to gain a clear
impression of the offender's features. While the
circumstances of identification of the Internet photograph
were less than ideal, the evidence is capable of significant
probative value. It was a spontaneous recognition of the
person in the photograph. Whether that spontaneous
recognition was reliable or whether the reliability was
adversely affected by the circumstances, including the
content of the article, are questions of weight for the
jury".
[55] The learned trial Judge was of the
opinion that, accepting the situation to be as described by him,
the potential for unfair prejudice did not outweigh the
probative value of the evidence. He considered that it was not
unfair to admit the evidence and declined to exclude it in the
exercise of his discretion.
[56] He emphasised that his initial view in
that regard had not changed after having heard the evidence of
Ms Lees at trial. He recalled that, having been asked what she
thought when she saw the picture, Ms Lees had replied "That,
that’s the man". He drew attention to the fact that, during
cross-examination when it had been put to Ms Lees that she was
mistaken in her identification of the image of the accused on
the Internet as the person who attacked her at Barrow Creek, she
gave the following evidence:
His Honour:
"Q. Do you agree with that proposition, you were wrong when
you picked the man on the Internet?
A. I wasn't looking for the man on the Internet. I didn't -
the picture just came up, I just glanced at it, I really - I
recognised him as being my attacker.”
Mr Algie:
“Q. But the article at which you were looking on the
Internet concerned the man who had been identified as a
suspect for Barrow Creek, didn't it?
A. I can't really remember what the article said now. At the
end of the day I was there, I know what happened, I don't
need to read it from the press.
Q. Did the article and the person being identified as a
suspect influence you at all in your identification of that
person?
A. No, I'd recognise him anywhere".
[57] Additionally, in the course of Ms Lees’
cross-examination the following exchanges occurred:
"As you would appreciate I am here to
represent Mr Murdoch. You obviously became aware through
conversations with police that Mr Murdoch became a suspect,
I think, late in 2002. And indeed you looked at the Internet
you've told us. Is that right?---I didn't look through the
Internet. I looked at one particular web site. I wasn't
looking for the defendant. I was just looking for
information about myself.
But the point I am simply making is that the reason you
looked at that particular article or website on the Internet
was because you'd been made aware, I think, by Northern
Territory police that a suspect had been identified?---No,
the reason why I looked at that web site at that time was
because a friend had said, ‘The media are writing some
positive things about you’, and the fact that I was in
Sicily, away from the UK, I just wanted to know what I could
expect when I returned to the UK."
[58] There was no evidence at trial as to the
extent to which, if at all, Ms Lees had read the text of the
Internet website prior to seeing the appellant’s photograph,
although the obvious inference is that the viewing of the image
occurred very rapidly after the website had been brought up on
screen. Neither the Crown nor the defence pursued that aspect
with her.
[59] Further, it was not established whether
the photograph of the appellant appeared on the website on the
same screen as the text reproduced in the hard copy material or
whether it was on a second screen, as appears on the hard copy
print out of the article. Nor was it ever established that the
pagination of the print out necessarily followed corresponding
screen sequences as they appeared on the website.
[60] These matters are not without
significance. Mr Wild QC, for the respondent, was prepared to
concede that it was a fair inference that, by the time that she
viewed the appellant's image, Ms Lees would have been aware that
the image in the article was that of a person described as being
a suspect.
[61] The core complaint expressed by the
appellant in his relevant ground of appeal was to the effect
that the categorisation by the learned trial Judge of the
identification by Ms Lees as being spontaneous was not open on
the evidence.
[62] It was asserted that there was a real
risk that the conversation with the police concerning a suspect
and the material set out on the Internet with the photograph
detracted from the likelihood that the identification in fact
was spontaneous and, accordingly, the evidence of it should have
been excluded in the exercise by the learned trial Judge of his
discretion.
[63] Mr Barker QC, for the appellant, invited
attention to a series of authorities touching on the
admissibility of identification evidence. It is unnecessary to
retrace all that ground in detail.
[64] A convenient commencement point is the
judgment of King CJ in Hallam and Karger (1985) 42 SASR 126. The
learned Chief Justice said that, if a trial Judge admits
identification evidence and the accused is convicted, the true
question for the Court of Criminal Appeal is whether, having
regard to the whole of the evidence, it would be so unsafe or
unsatisfactory to allow the conviction to stand that to do so
would amount to a miscarriage of justice.
[65] The courts have long adopted the
attitude that, in cases in which a witness has not become
familiar with the appearance of an accused person by reason of
previous knowledge or association and has not seen the accused
since the events in question, evidence of identification will
not normally be admitted where the purported identification has
occurred in circumstances in which the accused is specifically
presented to the witness as a person who is suspected of having
committed the relevant crime.
[66] As was said in Davies and Cody v The
King (1937) 57 CLR 170 and by Gibbs CJ in Alexander v The Queen
(1981)145 CLR 395, there is the danger that the witness will too
readily come to believe, without any true recollection, that the
person charged is the person whom the witness had previously
seen, particularly if the memory of the witness has become dim
and there is some resemblance between the offender and the
person identified.
[67] It was for that reason that evidence of
identification in Hallam and Karger was held wrongly admitted
where the victim of a robbery was called by police to a shopping
centre where they had detained two men as suspects and the
victim was presented with them and merely asked whether they
were his assailants.
[68] It is for the same reason that dock
identifications are not usually permitted, other than as
confirmatory of an acceptable prior out-of-court identification:
Jamal v R (2000) 182 ALR 307, R v Gorham (1997) 68 SASR 505).
[69] Nevertheless, each case must be examined
in light of its own circumstances. There may well be situations
in which the context will indicate that the person identified is
suspected of some offence but nevertheless it is proper to admit
the identification evidence, for example if it is apparent that
the problem referred to in Davies and Cody v The King and
Alexander v The Queen does not exist.
[70] The decision of the Full Court of
Victoria in R v Williams [1983] 2 VR 579 focused on just such a
situation. The accused in that case had been charged with a bank
robbery. The witness gave evidence that, whilst waiting alone
and outside the Court to give her evidence, she saw the accused
taken into Court in handcuffs. She had not been asked to watch
out for him or anyone else. She instantly recognised him as a
person who had been sitting in a vehicle outside the bank
shortly prior to the robbery and wearing a Collingwood beanie of
the type that had been worn by the bank robber.
[71] That evidence was objected to as being
of no greater value than an impermissible ab initio dock
identification.
[72] The Full Court held that the evidence
was of a quite different qualitative nature to the type of
evidence criticised in Davies and Cody v The King. As Gobbo J
said, it was not a situation in which the accused had been
presented to the witness. It was a wholly spontaneous
identification by the witness, who had simply been sitting
alone, not looking for anyone in particular nor responding to
any invitation from the police or anyone else to look for a
suspect. It was, he said, true that her memory had apparently
been revived when she saw the accused being conducted towards
the Court in handcuffs, but that was a matter for weight that
the jury was properly and repeatedly urged to take into account.
[73] As the learned trial Judge pointed out
in his voir dire reasons, the validity of such reasoning was
accepted by Kirby J. in the course of his judgment in Festa v
The Queen (2001) 208 CLR 593 at 640.
[74] As has been said, the evidence in the
present case is silent as to the format of the article as it
actually appeared on the website and as to the extent to which,
if at all, Ms Lees absorbed any of the text prior to seeing the
appellant's photograph. Be that as it may, the critically
important aspects for present purposes are these:
(a) In no relevant sense was the website
photograph of the appellant presented to Ms Lees by the
police for identification purposes. She accessed the website
to view what a friend had told her was a complimentary
article about her, with no expectation of seeing any such
photograph;
(b) Even if it be accepted that she had
read some of the relevant introductory text, she was
unequivocal in her assertion that she spontaneously
recognised the person depicted in the photograph. She said
she would recognise him anywhere and had not been influenced
by anything that she might have read;
(c) The learned trial Judge was of the
opinion on the whole of the material before him and
confirmed by Ms Lees’ actual evidence at trial that, having
regard to her opportunities to observe her assailant at
Barrow Creek and her evidence as to viewing the website,
what occurred was in the nature of spontaneous recognition,
in circumstances in which Ms Lees was not expecting to see
an image of the appellant. By inference his reasons indicate
an acceptance of the fact that her reaction to the
photograph was the product of her clear memory of the events
of the night in question and was not substantially affected
or tainted by any knowledge that she may have possessed that
the appellant was a suspect in relation to those events.
[75] The ultimate finding so made by the
learned trial Judge was not an inference drawn from established
facts. It was a specific acceptance of a fact which was
confirmed by the testimony given at trial. His conclusion in
that regard was the product of his assessment of the credibility
and reliability of Ms Lees, an aspect as to which this Court is
in that permanent position of disadvantage adverted to by Lord
Sumner in Hontestroom (Owners) v Sagaporack (Owners) [1927] AC
37 at 40, re-affirmed by their Lordships in the well known case
of Powell and Wife v Streatham Manor Nursing Home [1935] AC 243
and accepted by the High Court in Warren v Coombs and Another
(1979) 142 CLR 531. The reasoning in those cases is of general
application, notwithstanding that they were decisions in the
civil jurisdiction.
[76] Of course, it is trite to say that it
remains the responsibility of this Court to conduct its own
independent examination of the evidence but, having done so,
there is simply no compelling reason to reject the specific
conclusion of the learned trial Judge. It was fairly open, given
an acceptance by the learned trial Judge of Ms Lees as a witness
of credibility and truth.
[77] The learned trial Judge clearly
recognised that any knowledge that Ms Lees may have had, at the
time of spontaneous recognition, of the fact that the appellant
was a suspect in relation to the events at Barrow Creek was a
less than ideal situation. However, he considered that, given
ultimate appropriate directions and warnings, whether the
spontaneous recognition was reliable or whether it was adversely
affected by the circumstances, including any content of the
article read by Ms Lees, were essentially questions of weight
for the jury.
[78] That was a view to which he was properly
entitled to come. Having regard to what he accepted was the
spontaneity of the recognition, the potential for unfair
prejudice did not outweigh the considerable probative value of
the evidence. The learned trial Judge was justified in declining
to exclude it in the exercise of his discretion.
[79] Applying the test enunciated in
Alexander, this was not a situation in which the learned trial
Judge ought necessarily have been compelled to the conclusion
that the evidence proposed to be led was of little weight, as
well as grossly prejudicial to the accused person. Moreover, the
directions that he gave the jury in relation to the evidence in
question were appropriate to the situation and would have
ensured that the jury reviewed and weighed the material before
them in a correct and balanced fashion.
[80] It was submitted on behalf of the
appellant that, in concept, the situation was akin to and no
different from a situation in which a police officer had
approached Ms Lees, provided her with the information contained
in the web site article, produced the relevant photographic
image and then posed to her the question "Is that the man you
saw on 14 July 2001?".
[81] We disagree. In Williams, the subject
person was seen to be a person obviously in custody being taken
into the court room. The present appellant was known to be in
custody and under suspicion of the Barrow Creek offences.
However, the crucial common feature of Williams and the present
case was the sudden, unexpected and incidental appearance of the
person/image in the focus of the witness and the unsolicited and
spontaneous reaction of that witness to what was observed.
The photo-board identification
[82] Ms Lees testified that, on 18 November
2002, Australian police officers came to see her in Sussex in
the presence of a local police officer. What occurred on that
occasion was recorded on video tape. That tape was played at
trial and tendered as exhibit P 47.
[83] The police officers requested Ms Lees to
examine a photo-board containing 12 photographs (exhibit P 48).
As the learned trial Judge expressed the situation in his
summing up, those photographs were of 12 different men with
varying shapes of faces and full beards and moustaches.
[84] One of the photographs was that of the
appellant, albeit that the photograph in question presented him
quite differently from what had been seen on the Internet. To
adopt the description of the learned trial Judge in his reasons:
"The photographs under consideration are
significantly different. Notwithstanding an underlying
similarity, the direct front on view of the photograph on
the photo-board is different from the slightly angled view
on the Internet. The expression that appears in the posed
photograph on the photo-board is quite different from the
expression in the Internet photograph which appears to have
been taken while the accused was walking along a street.
There is a small difference in the length of the hair. The
accused is clean shaven in the Internet photograph, but
possesses a full beard and moustache in the posed photograph
on the photo-board".
[85] As was depicted in the video film
exhibit P 47, Ms Lees indicated photograph 10 as being that of
her assailant. It is not in dispute that photograph 10 was a
photograph of the appellant. The learned trial Judge described
what was revealed by the video tape in these terms:
"Ms Lees was instructed to take her time.
After a short delay during which it was apparent that Ms
Lees was examining the photographs, Ms Lees indicated
photograph number 10 and said "I think it's number 10". Ms
Lees was asked what she meant by the words "I think". Her
attention was drawn to possible meanings ranging from "I am
very uncertain" to "I am very positive", and she was asked
what her state of mind was when she identified photograph
number 10. Ms Lees replied "I was very positive".
[86] There was no evidence to suggest that,
at the time at which Ms Lees was requested to look at the
photo-board, the police were aware of the existence of the
Internet web site or that she had already seen the appellant's
photograph on it.
[87] In his reasons, the learned trial Judge
observed that numerous authorities had recognised the dangers
associated with identification that occurs after a witness has
seen a photograph of a person unknown to that witness, but known
to the witness as the accused or a suspect. He accepted that
this danger applies regardless of whether the identification
that follows seeing the photograph is a process of
identification by way of photo-board, identification parade, or
dock identification.
[88] He referred to the phenomenon commonly
referred to as the "displacement" effect and the potential
problem of the so-called "rogues gallery" effect, because the
photograph or group of photographs might convey to the jury that
the accused has a criminal history. He further recognised the
inherent deficiencies of photo-board identification, regardless
of whether or not the witness has previously seen a photograph
of the suspect or the accused.
[89] In summing up to the jury, the learned
trial Judge carefully drew its attention to these problems and
stressed the need to give due consideration to them. Having
drawn attention to the differing presentations on the Internet
site and in exhibit P48, he commented:
"What weight you give the evidence of Ms
Lees when she identified this photograph as the person who
attacked her is a matter for you. However, as I have said,
you must bear in mind this was only one month after Ms Lees
had identified the photograph on the Internet. You will
quickly appreciate that you cannot place too much weight on
the identification of the photograph in the photo-board
because it is obviously a photograph of the same man whose
photograph appeared on the Internet. In those circumstances
it is hardly surprising that Ms Lees would pick the
photograph because you would still expect her to have in
mind the image of the photograph she saw on the Internet.
However, the identification of photograph 10 is a matter for
you to bear in mind and to give such weight as you see fit".
[90] As appears from his reasons, the learned
trial Judge was of the opinion that the so-called "rogues
gallery" phenomenon was not a significant issue in the present
case, particularly having regard to the careful preliminary
directions that he had given at the outset of his summing up. He
pointed out that, quite apart from issues related to photo-board
identification, it would be necessary to give appropriate
directions regarding evidence touching on the use of
amphetamines and the selling of cannabis to ensure that the jury
made proper use of likely evidence or information dealing with
the past activities of the appellant and did not engage in an
impermissible line of reasoning.
[91] He expressed the view that the admission
into evidence of the photograph on the photo-board added nothing
in terms of the potential prejudice and the directions that
ought to be given. Additionally, from the perspective of the
jury, the involvement of the accused in illegal activities
relating to drugs and the previous criminal proceedings in South
Australia provided potential sources for the photograph on the
photo-board, as the jury would well appreciate.
[92] The learned trial Judge was of the
opinion that there was a further factor of considerable
relevance in relation to this aspect. He pointed out that the
appellant was charged with a particularly serious crime and that
the circumstances alleged by the Crown and the evidence at
committal had attracted very extensive publicity and
speculation. As he said, the jury would need to be given strong
directions as to their duty to put aside anything that they read
or heard and to determine the appellant's guilt only on the
evidence given in court. He commented that, if the jury
speculate that the appellant might have a criminal history that
led to him being photographed, such speculation would pale into
insignificance in the particular circumstances under
consideration. There was simply no reason to doubt that the jury
would heed the directions to put aside speculation and anything
heard or read outside the Court.
[93] So it was that the learned trial Judge
said that he was satisfied that the probative value of the
evidence of the photo-board identification far outweighed any
prejudicial effect. He did not consider the admission of the
evidence unfair and declined to exclude it in the exercise of
his discretion. It was his opinion that the photo board
identification was an exercise that was, in reality, different
from that carried out in Sicily. It had probative value in its
own right.
[94] It was submitted that there was a real
risk that Ms Lees’ identification was of little weight, given
that she had already seen a photograph of the accused in
circumstances where she was aware there was information that
there was a DNA match. It was argued that there were real
dangers in allowing the evidence to be led, notwithstanding the
giving of the usual warnings.
[95] It may be that the learned trial Judge
overstated the situation when he said to the jury that the
photograph on the photo board was “obviously” a photograph of
the same man whose photograph appeared on the Internet web site.
[96] A perusal of the relevant photo board
reveals that it was a good production of its type. All
photographs were of men with varying types of full beard and
moustache and having a range of hair lengths and styles. Most,
if not all, exhibited at least superficial similarities in
presentation to one another and all were full frontal facial
presentations.
[97] The image of the appellant did not stand
out in the photographic line-up and his presentation in it was
markedly different, in terms both of angle of presentation and
facial appearance, from the Internet web site image. In the
latter, the angle and facial expression differ, he has no
moustache or beard and his hair seems quite closely cropped.
[98] It is by no means apparent that, merely
by reason of having seen the web site photograph some weeks
earlier, Ms Lees’ attention would necessarily have been drawn to
the photograph of the appellant on the photo board. No doubt,
with the benefit of hindsight, and by placing the two
photographs together, it may become obvious on a study of them
(particularly when looking at the area of the eyes and nose,
coupled with the ears) that they were images of the same person.
[99] Bearing these aspects in mind, the photo
board identification was of substantial probative value.
[100] For the reasons articulated by the
learned trial judge, the so-called "rogues gallery" effect was
not really an issue and, such are the differences between the
two photographs, that any danger arising from the displacement
effect was, in this case, minimal.
[101] The fact that Ms Lees was, without
equivocation, able to identify the man depicted in photograph 10
as her assailant after the lapse of some weeks and in the
context of a quite different form of presentation was important
as demonstrating a degree of consistency on her part that would
otherwise not be relevant or significant, had the image
presentation been similar to that seen on the web site.
[102] It is to be observed that her oral
description of her assailant as recorded in Exhibit P 274 was
consistent with the appearance of the appellant in both the
Internet photograph and photograph 10.
[103] As the learned trial Judge said to the
jury it was, at the end of the day, a matter of what weight they
were prepared to accord the evidence, given the careful
directions and warning that he gave them.
[104] There is no substance to the
appellant's complaint concerning the admission of this evidence.
Dock identification
[105] At trial it was apparent to the jury
that Ms Lees had made a dock identification of the appellant
during the committal proceedings. The learned trial Judge
further permitted her to make a dock identification in giving
evidence before the jury.
[106] In his reasons he stressed that,
against the background of two photographic identifications, the
dock identification of the accused was essentially a formality.
He then proceeded to demonstrate, by reference to a series of
published authorities, that such a process was, in the
circumstances, both proper and desirable.
[107] It was the contention of the appellant
that, because the Internet and photo-board identification
evidence ought to have been excluded, so also the dock
identification should not have been permitted.
[108] It was also contended that, even if the
Internet and photo board identification evidence was properly
admitted, the dock identification nevertheless remained
inappropriate. It was submitted that there is no principle of
completeness that requires a Criminal Court Judge to permit an
empty ritual which, of its very nature, was unfair to the
accused.
[109] In the course of his reasons the
learned trial Judge reviewed a substantial number of relevant
authorities bearing on this aspect. It is unnecessary to retrace
his steps.
[110] It will suffice, for present purposes,
to say that the dicta in R v Britten (1988) 51 SASR 567, R v
Gorham (1997) 68 SASR 505 and R v Clark and Others (1996) 91 A
Crim R 46 readily demonstrate the rationale for allowing a dock
identification in such circumstances. The process is, in
reality, no more than identifying in the dock the person already
identified in the photographs, so as to confirm that the person
previously identified is, in fact, the person before the Court.
There is ample authority to support the approach adopted by the
learned trial Judge.
Dog identification
[111] There were two dogs seen by Ms Lees on
the night of 14/15 July 2001. The first was seen by her in the
assailant’s vehicle at the crime scene. The second was a blue
heeler dog named Tex, subsequently seen by her at the Barrow
Creek Hotel.
[112] The evidence before the jury was to the
effect that the appellant travelled across Australia on a
regular basis and was always accompanied by his dog, Jack. The
dog regularly travelled in the front seat of the vehicle in the
position in which Ms Lees saw a dog on the night, although
sometimes it travelled in the rear of the vehicle or on the
floor.
[113] The Crown proposed to lead evidence
from Ms Lees to the effect that, when shown a photograph of the
appellant’s dog, she described it as "very similar to the dog
the man had".
[114] This proposal was objected to by
counsel for the appellant. He argued that, by reason of
preceding events, the proposed evidence was demonstrably
unreliable, tainted, and lacking in probative value. Any
probative value was outweighed by unfair prejudice to the
appellant.
[115] In statements made by her shortly after
the events at Barrow Creek Ms Lees described the dog in the
offender's vehicle as "medium-size, brown and white,
short-haired". In a statement made on 16 July 2001, she
described the dog as being "medium-size, it's a blue heeler,
brown and white, short haired".
[116] In the course of his reasons the
learned trial Judge said:
"… … after Ms Lees waved down a truck,
the driver took her to Barrow Creek. Ms Catherine Curley was
employed at the Barrow Creek roadhouse. She was woken at
about 1:50 am on Sunday 15 July 2001 by the truck driver. Ms
Curley made her way to the bar of the roadhouse and saw Ms
Lees. Later she attended to comforting Ms Lees when Ms Lees
became upset. While Ms Lees was at the roadhouse she saw Ms
Curley's dog.
……
In her evidence at the preliminary hearing, Ms Lees
explained that she had not seen a Blue Heeler before the
events. She then gave the following evidence which explains
how she could refer to the dog as a Blue Heeler:
‘Q. How do you know it was a Blue Heeler?
A. Because I clearly saw the dog and later when I was taken
to Barrow Creek I saw a dog almost identical.
Q. We'll come to that when we come to Barrow Creek.
A. Yep.
Q. How big was he?
A. I was - I'd call it a medium-size dog.
Q. Can you tell us what colour he was?
A. It was brown - brown and white.’
Later in her examination Ms Lees said there was a discussion
between her and the young woman about the dog:
‘Q. What was said?
A. I asked the girl who owned the dog what breed of dog that
was because I recognised it is the same breed of dog as the
one that the man had.
Q. What was the response?
A. She told me it was a Blue Heeler dog.’
According to the statement of Ms Curley dated 17 July 2001,
she accompanied Ms Lees to the toilet. She described the
events as follows:
‘We walked back out and into the laundry and my puppy came
running in. I think I asked her if the dog had looked like
my dog, and she said it did sort of but it was black and
brown.’
In the statement dated 17 April 2004, Ms Curley said that
she and Ms Lees had been discussing the fact that the
offender had a dog. She said that when she and Ms Lees
walked through the laundry her dog ‘bounded up to us'. The
statement continues:
‘I/S: Did he look like this dog here? (Pointing to Tex)
S/S: Yeah, he did look similar.’
The dog Tex was born in November 2000. Ms Curley said that
in July 2001 he was about three quarters the size he would
become as a full-grown dog. Two photographs of Tex are
attached to Ms Curley's statement of 17 April 2004 which
shows him fully grown. According to Ms Curley the
photographs show the same colouring as at July 2001.
Tex is a black and white Blue Heeler. He has a pointed nose
and white/grey colouring extending from around his nose and
mouth up to the forehead. There are two areas of black
around each eye extending back over the cheek bones. The
remainder of the body is a dappled black and white/grey
colouring."
[117] The learned trial Judge observed that
the case for the Crown was that the appellant’s dog Jack was a
Dalmatian/Blue Heeler cross. A photograph of Jack reveals that
the dog was predominantly white with black or dark brown spots.
Its facial appearance indicated that the dog was not a pure bred
Dalmatian. It was plainly a different breed from the dog seen by
Ms Lees at the Barrow Creek Hotel.
[118] On 18 November 2002, some 14 months
after the event, Ms Lees was shown a book described as a
"Dogalog", which contained photographs of 400 breeds of dogs.
She was asked to select one which was like the dog she saw in
the offender's vehicle. She settled on an Australian Cattle Dog
as being closest. Mr Barker QC submitted that, as at that time,
the evidence of Ms Lees was exculpatory of the accused because
the dog that she selected from the Dogalog was, in appearance,
quite unlike the appellant's dog, Jack.
[119] Mr Wild QC for the respondent submitted
this evidence was not exculpatory of the accused because it was
obvious from Ms Lees’ evidence that a major factor in her
selection from the book was that it referred to a “blue heeler”
and she thought that the height, size and width of the dog was
appropriate. As appears from her cross-examination, she
particularly focused on the text description of the dog, rather
than any colouring in the photograph in the book and said that
the general build and size were similar to that of Jack.
[120] On 12 May 2004, shortly before she was
due to give evidence at the preliminary hearing, Ms Lees met
with the Director of Public Prosecutions. During a conversation
with the Director, Ms Lees described the offender's dog as
having ‘dark brown mixed fur - part white - quite chunky’. She
was then shown a photograph of Tex and said she was ‘not sure’
if that was the dog she saw at the Barrow Creek hotel. Ms Lees
was then told it was a photograph of Ms Curley's dog.
[121] Ms Lees told the Director that she knew
that the dog in the cabin of the offender's vehicle was a Blue
Heeler because she was shown a Blue Heeler at the Barrow Creek
hotel and the dog in the vehicle was like the dog at the hotel.
[122] The learned trial Judge found that,
following those exchanges, the Director showed Ms Lees a
photograph of the appellant’s dog. He said that, according to
the affidavit of the instructing solicitor present at the
conversation, Ms Lees was not told anything about the ownership
of the dog. When shown the photograph of the appellant’s dog Ms
Lees said the ‘body shape and the ears’ were ‘very similar’ to
the offender's dog and 'the build and the ears [are] similar’.
It was after Ms Lees responded in that manner that she was told
that the photograph was of a dog belonging to the accused.
[123] During her evidence at the committal,
Ms Lees was shown the same photograph of the appellant’s dog.
She said ‘It's very similar to the dog the man had’.
[124] Counsel for the accused objected to the
admission of evidence that Ms Lees observed a photograph of the
appellant's dog and described it as very similar to the dog in
the offender's vehicle. Although Ms Lees was not initially told
that it was a dog belonging to the appellant, counsel suggested
she was likely to have inferred that fact at the time that she
was asked to look at the photograph. Counsel also relied upon
additional events that had previously occurred with respect to
identifying the dog, to which it is now necessary to turn.
[125] When asked at the preliminary hearing
about picking the dog from the book, Ms Lees gave the following
evidence:
‘Q. What were the particular matters of
similarity with that dog and the dog that you saw on the
night?
A. Its size, its width, its build, the shape of the dog's
face and the ears of the dog.
Q. What about the colouring?
A. Not exact.
Q. What do you saw (sic) about the colouring - what do you
say about the colouring of the dog you saw?
A. That it was dark brown and white.
Q. Similar build though was it?
A. Similar.
Q. Just to explore that a bit further. When you say "brown
and white", are you able to give us any proportions of
colour?
A. At least half and half.
Q. And anything else about the configuration of the
colouring?
A. Patches of dark colour.’
[126] When it was put to Ms Lees in cross
examination at the preliminary hearing that obviously she did
not pick out a Dalmatian, Ms Lees responded:
‘I was going on the build of the dog, the
shape of the dog's face, the height, the fur, the length of
fur.’
[127] At trial counsel for the accused
submitted that Ms Lees should not be permitted to give evidence
that the appellant’s dog as depicted in the photograph she was
shown is similar in particular respects to the offender's dog.
It was contended the evidence should have been restricted to the
comparison with Ms Curley's dog and a selection of the cattle
dog from the book.
[128] The learned trial Judge noted that the
challenged evidence was not evidence of positive identification
of the appellant's dog as the dog seen in the offender's
vehicle. Nor was it evidence that the appellant’s dog was of the
same breed or possessed features that were identical to the
offender's dog. At its highest it would be evidence that it was
"very similar" in build, shape of face and ears.
[129] He concluded that the evidence had
probative value as a piece of circumstantial evidence. He went
on to observe:
"While the circumstances in which Ms Lees
first saw the photograph of the accused’s dog would have
suggested to her that she was observing a photograph of the
suspect's dog, against the background to which I have
referred and in view of the response of Ms Lees, in my view
this is not a case in which it is appropriate to exercise
the discretion to exclude the evidence. Ms Lees’ state of
mind can be explored as can the differences between the
three dogs about which Ms Lees will give evidence. Bearing
in mind that the jury will hear of Ms Curley's dog and the
cattle dog in the book, in my opinion it is appropriate for
the jury to hear what Ms Lees says about the accused's dog.
I am satisfied that the risk of unfair prejudice is minimal.
The jury will be able to compare the three photographs
involved and draw their own conclusions. The circumstances
in which Ms Lees saw the photographs will be before the
jury. Any dangers or risks associated with the evidence can
be readily explained and understood.”
[130] In his reasons the learned trial Judge
recorded that, when Ms Lees gave evidence before the jury,
although counsel for the accused did not renew the objection to
the admissibility of Ms Lees’ evidence concerning the photo of
the appellant’s dog, he nevertheless reconsidered his ruling. He
recorded that, shown the photograph of the appellant's dog, Ms
Lees said that the dog depicted was very similar to the dog she
saw at Barrow Creek. She said it looked like the dog that
accompanied the offender. Asked about the similarities, Ms Lees
identified size, ears, width of head, width of the dog and
colouring.
[131] He pointed out that she said that, on
the occasion she was first shown the photograph of the
appellant's dog, she was also shown a photograph of the dog from
Barrow Creek. She recognised the photograph of the dog from
Barrow Creek and was told that the other dog was owned by the
accused. She said the photographs were "just shown" to her by
the Director of Public Prosecutions. Ms Lees was not asked about
the precise sequence of what had occurred, either generally or
with specific reference to the sequence described in the
affidavit of the solicitor who was present during the discussion
between the Director and Ms Lees.
[132] The learned trial Judge went on to
stress that Ms Lees said that she was never asked to comment as
to whether her knowledge that the dog in the photograph belonged
to the appellant influenced her assessment of whether the dog in
the photograph appeared to be similar to the dog in the
four-wheel-drive. She was just presented with the two
photographs and asked if they looked similar. She agreed she has
since been asked to say whether the dog she now knows belonged
to the appellant is similar in appearance to the dog in the
four-wheel-drive. Asked again whether her knowledge that the dog
in the photograph belonged to the appellant influenced her
assessment of whether the dog in the photograph was similar to
the dog in the four-wheel-drive, Ms Lees answered:
“No, the knowledge, the fact that I knew
it was the accused’s hasn't influenced my decision. Both
dogs are clearly similar, the accused's dog and the dog at
Barrow Creek.”
[133] The appellant's formulated ground of
appeal recites that Ms Lees was shown two photographs by the
Director of Public Prosecutions, one of a dog named Tex (of Blue
Heeler appearance) she had seen at Barrow Creek and a second
photograph of the appellant's dog Jack (of Dalmatian
appearance). This was against a background where Ms Lees had
pointed to Tex after her rescue as being similar. It further
recites that, some time later when shown a "dogalogue (sic)",
she picked out a Blue Heeler. The ground of appeal complains
that, at the time of describing the appellant's dog as being
"very similar to the dog that the man had", there was a real
risk that this description was the product of suggestion in
circumstances where her observations on the night were plainly
in conflict. It is further complained that this evidence was
more prejudicial than probative and should have been excluded in
exercise of the discretion of the learned trial Judge.
[134] On the hearing of the appeal it was the
submission of the appellant that the process of identification
should have stopped when Ms Lees saw the “dog photo-board” in
the form of the Dogalog and selected an Australian Cattle Dog.
The Crown should not have been able to proceed as it did and
show her the photograph of the appellant’s dog. It was submitted
that to mistake either the dog, Tex, or the Australian Cattle
Dog selected from the Dogalog for the appellant’s dog, Jack, “is
just not believable”.
[135] There is some prima facie force in this
submission when one looks at the photographs. The dog, Jack, is
predominantly white with black or brown spotted markings. The
other two dogs are darker and their markings could not be
described as spotted.
[136] However, in her evidence before the
jury, Ms Lees said that she saw similarities between Tex and the
offender’s dog and those similarities were “colouring, width of
the dog, breed of the dog, the head of the dog, quite a broad
face, head, the ears”. She said the colouring was “pretty much
as you see it in the photograph”. She was taken to the Dogalog
book and, in particular, to an entry in relation to Dalmatians.
She was asked whether she regarded that dog as one that she had
seen on the night and she said she did not:
“Because I regard Dalmatians as friendly,
floppy eared, always reminds me of the film 101 Dalmatians,
and I don’t think of that as an Australian dog and the dog
the man had that night was clearly an Australian dog, blue
heeler breed that I’d never recognised before or seen
before.”
[137] Ms Lees was cross-examined about the
photographs of the cattle dog and the photograph of Jack. These
questions and answers then followed:
“Q Would you agree with the proposition
that from a visual perspective Jack the dog and the
Australian cattle dog look nothing alike?
A The colouring looks nothing alike, but the build and size
of the dog to me are similar. Also, when I was asked to look
through this dogalog I was also reading descriptions “The
Australian cattle dog, country of origin: Australia, first
use today, other names, and the first name you come to is a
blue heeler which I’m conscious of the girl in Barrow Creek,
when I asked the name of the breed of dog saying to me it
was a blue heeler.
Q So you were looking for the name in the Dogalog book, were
you not looking at how the dog appeared, is that what you’re
saying?
A I was looking at all of the – I was reading the
descriptions, looking at the appearance.”
[138] Ms Lees was then asked a series of
questions by the learned trial Judge which concluded with the
following questions and answers:
“Q You acknowledge that reading that the
cattle dog was a blue heeler influenced your decision to
pick it?
A Yes.
Q You knew that the dog in the photograph was a dog of the
accused – belonging to the accused?
A Yes.
Q Did that knowledge have any influence on your assessment
of whether that dog appeared to be similar to the dog in the
4-wheel drive?
A I was never asked to give an assessment, I was just
presented with the two photographs and asked if they looked
similar and looked alike.
Q But you have since been asked to say whether the dog that
you know belongs to the accused is similar in appearance to
the dog in the 4-wheel drive?
A Yes.
Q Has your knowledge that the dog in the photograph belonged
to the accused influenced your assessment of whether the dog
in the photograph was similar to the dog in the 4-wheel
drive?
A No, the knowledge, the fact that I knew it was the
accused’s hasn’t influenced my decision, both dogs are
clearly similar the accused dog and the dog at Barrow
Creek.”
[139] The submission made is that Ms Lees,
being aware that she was looking at a photograph of the
appellant’s dog, would be unlikely to say that that was not the
dog she saw on the night. However, it needs to be borne in mind
that the photographs were before the witness and were also
before the jury. The jury was in as good a position as the
witness to determine whether the dogs were similar and whether
there were differences between the dogs. If it was “not
believable” that Jack looked like Tex or the dog chosen from the
Dogalog, then it would be obvious to the jury from the
photographs placed before them.
[140] In his address to the jury the learned
trial Judge dealt with the evidence and noted that Ms Lees did
not claim to identify the appellant’s dog in the photograph as
the dog that was in the offender’s vehicle. He said: “She told
you of what she regarded were the similarities between the dog
at Barrow Creek and the dog she saw with the offender”. He went
on to comment:
“In considering the weight to be given to
that evidence you should bear in mind that when Ms Lees
first saw the photograph of the accused’s dog she knew it
was a photograph of the suspect’s dog. She told you,
however, that her knowledge that the dog belonged to the
accused or the suspect did not influence her decision. She
said she was never asked to assess whether the dog we know
to be the accused’s dog was similar to the dog in the
4-wheel drive. She was presented with the two photographs,
that is the photograph of Tex on the one hand and the
photograph of the accused’s dog on the other, and was asked
if they looked similar or alike.”
[141] The appellant complains that the fact
that Ms Lees was shown a photograph of the appellant’s dog was
contrary to accepted practice, as discussed in the authorities
earlier referred to. The fact that what was here involved was a
dog rather than a person is, it was submitted, immaterial. It
was, counsel said, an endeavour to obtain evidence from which
the jury could infer that the dog Ms Lees saw was the dog
belonging to the appellant.
[142] It was also said to be objectionable
because it amounted to a rehearsal of what she would say in
evidence. It was a “foregone conclusion” that she would say that
the dog was similar. Further, the approach adopted “unfairly
deprived the appellant of the benefit of exculpatory evidence
which had the potential to result in an acquittal because if it
wasn’t his dog, it wasn’t him”.
[143] Such contentions fail to address the
point stressed by the learned trial Judge, namely, that the
purpose of leading the evidence of Ms Lees was not to
demonstrate that the dog she saw on the night was the dog
belonging to the appellant. It went no further than
demonstrating that there were identified points of similarity
between the two. The evidence was led as a piece of
circumstantial evidence, not as evidence of identification.
Whatever may have been the view of Ms Lees as to the
similarities or differences between the three dogs about which
she gave evidence, the jury was able to make its own assessment.
[144] It is important to emphasise that, by
the end of the trial, the jury had before them a series of
photographs including exhibits P 41, P 42, P 44, P 245 and the
Dogalog. These readily enabled the jury to make their own
assessment of the degree of validity of the points of similarity
asserted by Ms Lees. It must be said that they indicate a number
of points of distinct similarity between the dogs Jack and Tex,
particularly in terms of the shape of the heads and ears and, to
some extent, type of colouring. There are also points of
similarity with the so-called Australian Cattle Dog,
specifically as to shape of head and the type of head colouring
and general build.
[145] Insofar as that evidence may fairly be
said to have been exculpatory of the appellant it remained so
and was available to the jury so that they could make their own
judgment in light of the meticulous directions that were given
to them. The issues were quite clear to them, the evidence was
of probative value and they were in a position to assess what
weight ought to be attributed to it in all of the circumstances.
[146] The appellant has not made good this
ground of appeal.
Ground 5 - Lie as evidence of a consciousness
of guilt (Applications for extension of time and leave)
[147] By this proposed ground the appellant
seeks to challenge the learned trial Judge’s instruction to the
jury that if they found the appellant told a lie about whether
he was present at the Truck Stop, as alleged by the Crown, the
lie could be used by the jury as evidence of a consciousness of
guilt of the offences charged.
[148] It was the appellant's assertion at
trial that he was nowhere near Barrow Creek at the time of the
events related by Ms Lees. In fact, he was well on his way
across the Tanami Desert, en route to Broome.
[149] In the course of the trial the Crown
led evidence designed to establish that the appellant had been
present, with his Toyota Land Cruiser utility, at the Shell
Truck Stop in Dalgety Road Alice Springs in the early hours of
15 July 2001. Two employees who were on duty at the Truck Stop
at the time were called to give evidence.
[150] The witness Mr Head said that, at about
12:30 am, he observed, by means of a monitor at the console, a
white Toyota Land Cruiser single cab tray top utility with a
green canvas canopy at the diesel pump. He could not see its
registration number.
[151] A man subsequently came in and paid for
the fuel and some other items such as iced coffee, water and
ice, all of which were paid for in cash.
[152] This witness gave a description of the
man as being slightly taller than himself (he being 175
centimetres in height), of slim build, wearing a cap with some
sort of white motif and some sort of jacket and jeans. This man
had a dark, messy moustache and his hair was down to his collar.
The witness thought that his hair was black. He was wearing
sneakers. His age appeared to be in the late thirties or 40.
[153] The cash record for the items purchased
showed a time of 0045 hours and a cash total as $136.65.
[154] Mr Head identified the man as being the
person depicted in the video exhibit P 251 (being the electronic
record from the Truck Stop video security system).
[155] The witness Deborah Southerden said
that she actually authorised the use of the fuel pump when the
console first beeped, because Mr Head was temporarily absent
from the console, restocking the fridge. She thought that she
noted the number of the vehicle at the time, but could not
subsequently find any record of it. She had a memory of 333 in
the number. (There does not appear to have been any direct Crown
evidence of the registration number of the appellant’s Land
Cruiser at the time of the Barrow Creek incident, although there
is evidence of registration numbers of vehicles owned by him at
other times. None of the latter include a digit combination of
333).
[156] This witness also identified the
content of exhibit P 251 as being related to the incident.
[157] Other evidence was called by the Crown
with the object of establishing that the person who is seen in
the security video was, in fact, the appellant. The detail of
that evidence will be canvassed in relation to other proposed
grounds of appeal.
[158] The appellant elected to give evidence.
He said that he left South Australia on Thursday 12 July 2001 in
his 75 series Land Cruiser, towing a camper trailer. He had
arrived at Port Augusta by about midnight. He said that he
eventually arrived in Alice Springs at about 10:30 am on
Saturday 14 July 2001. His evidence was to the effect that he
first went to the Red Rooster store to purchase some chicken and
then took his vehicle to Kittle’s car wash and cleaned it with a
high-pressure spray.
[159] The appellant testified that, having
gone to Barbecues Galore and Repco to make some purchases, he
drove to a BP service station in Alice Springs and refuelled his
vehicle. He told the jury that he thereafter drove north about
20 kilometres out of Alice Springs and turned off on the Tanami
Track at about 3:30 pm.
[160] He asserted that, at about 8 pm on 14
July, he would have been almost to Yuendumu on the Tanami Track
and nowhere near Barrow Creek. He denied that he was the person
depicted in the Truck Stop security video. He further testified
that, between midnight and 1 am on 15 July, he was somewhere
near Granite Mine on the Tanami Track - about 500 kilometres
from the Stuart Highway.
[161] Against that background the learned
trial Judge, inter alia, directed the jury in the following
terms:
"Now with respect to the accused and
being untruthful about being at the truck stop. If you are
satisfied that the accused was untruthful when he denied to
you and others that he was at the truck stop, there is
additional use that you may make of that fact that the
accused has been untruthful. If you are satisfied that the
accused has deliberately lied about being at the truck stop,
and if you are satisfied that the accused told the lie
because he knew that the truth would implicate him in the
murder of Peter Falconio, you may use that lie as some
evidence of consciousness of guilt on the part of the
accused. If you are satisfied that the accused disclosed in
this way a consciousness of guilt, it is another piece of
circumstantial evidence that on its own cannot prove guilt,
but is to be considered in conjunction with the rest of the
proven facts.
In giving you this direction, I must emphasise some matters.
First, you must be satisfied that the lie was deliberate.
Secondly, you must be satisfied that the lie relates to a
material issue in the case. You might think there is little
doubt that a lie by the accused as to whether he was at the
truck stop is material to the case. Thirdly, and
importantly, it is only if the accused told the lie because
he perceived the truth is inconsistent with his innocence
that the telling of the lie may constitute evidence against
him. It must be a lie which an innocent person would not
tell. You will quickly appreciate that innocent people tell
lies for a number of reasons, including panic, or perhaps
because they think that even though they are innocent, the
truth might wrongly implicate them in the offence. Before
you can use the evidence of the lie about the truck stop as
evidence of a consciousness of guilt on the part of the
accused, you must reject all other possible reasons and be
satisfied that the telling of the lie is explicable only on
the basis that the accused knew the truth would implicate
him in the offences. That is, that the accused was conscious
that if he told the truth, the truth would convict him.
This direction, ladies and gentlemen, only applies to a lie
by the accused, if you find that he lied, about being at the
truck stop. If you find the accused has lied to you or
anyone else about other matters, those lies about other
matters cannot be used as evidence of a consciousness of
guilt. Other lies may, however, be used by you, if you see
fit, as reflecting adversely upon the accused’s credibility
as a witness. I stress that you may only use a lie as
reflecting adversely upon the accused’s credibility if you
are satisfied that he deliberately told a lie.
Well, are you satisfied that the accused lied about being at
the truck stop. If you are so satisfied, are you satisfied
to reject all innocent explanations. Are you satisfied that
the lie is explicable only on the basis that the accused
knew the truth would implicate him in the crime, that is
that he lied because of a consciousness of guilt.
Well, ladies and gentlemen, for example, you must carefully
consider whether it is reasonably possible that the accused
lied because he was afraid that he would be falsely
implicated. On the other hand, the Crown put to you that
with the exception of Mr Hepi, right from the outset, before
he was a suspect and before he might have had reason to lie
if innocent, the accused displayed a consciousness of guilt
by falsely denying that he was at the truck stop."
[162] The learned trial Judge directed the
jury that they should bear in mind that the appellant had a
specific reason for not wanting to be involved with the police
or with an investigation of any sort, because he was running
drugs. He said that they also needed to consider whether it was
reasonably possible that he lied to his friends and
acquaintances in Broome about the matter for that reason. He
reminded the jury that they should further consider whether it
was reasonably possible that, having earlier told a lie, the
reason that he might have subsequently lied was that he did not
wish to admit having lied in the first place and had just
continued with it.
[163] In the foregoing circumstances the
appellant asserts that the directions concerning inferences as
to guilt that the jury could draw if they were satisfied that he
had lied concerning his presence at the Truck Stop were
problematic in circumstances when presence at the truck stop
simpliciter could not be shown to be linked forensically with
the crime at Barrow Creek.
[164] On the hearing of the appeal, Mr Barker
QC intimated that the appellant was content to rely on that
submission.
[165] Mr Wild QC stressed that the proposed
ground of appeal, as formulated, had to be considered in the
context that, during his summing up with regard to the evidence
of Dr Sutisno and in reference to a series of captions such as
"offender image" on documents and like oral references made by
her, the learned trial Judge gave the following specific
directions:
"… Now obviously it is you who needs to
decide in this case who the offender was and if eventually
you are satisfied that it is the accused who is shown in
this Truck Stop video, then all that would prove would be
that the accused was in Alice Springs at that time in the
early hours of 15 July. That becomes a piece of
circumstantial evidence, that is, evidence of one
circumstance to be considered by you in conjunction with the
rest of the evidence.
The fact that the accused was in Alice Springs, if that’s
your finding eventually, in the early hours of 15 July, of
course, by itself and I stress by itself could not prove
that the accused was the offender. So please just ignore
those sort of captions if you like because they are there
for the working purposes of Dr Sutisno and others.
And just bear in mind that what we’re talking about here are
a series of circumstances which eventually you’ll be asked
to put together, make findings about, and put together.
So I will direct you further about that later on, but I
emphasise the mere fact, if you find it to be a fact
eventually, that the accused was in Alice Springs at this
time cannot by itself prove that he was the person at Barrow
Creek. It will become, if that’s your view, one of the
circumstances.".
[166] Attention was drawn to the fact that
the effect of the directions given was to render it plain to the
jury that they could not move direct from findings that it was
the appellant at the Truck Stop and that he had lied about that
situation, to a finding of guilt of murder.
[167] Mr Wild QC submitted that the Crown
case was presented on the footing that the appellant's presence
at the Truck Stop gave him an opportunity, in time and space, to
have been at Barrow Creek when the relevant events occurred
there.
[168] There is no substance in the proposed
ground of appeal on the basis sought to be formulated by the
appellant. To the extent that this proposed ground may have an
inter-relationship with the proposed Ground 14, that is an
aspect that falls to be dealt with in that setting.
[169] No proper basis has been shown either
for an extension of time or the granting of leave in respect of
this proposed ground. The directions given by the learned trial
Judge were beyond reproach and the ground sought to be promoted
is plainly untenable. The relevant applications must therefore
be dismissed.
Ground 6 - Evidence as to
possession/ownership of firearms
Ground 7 - Use of such evidence as
circumstantial evidence adverse to the Appellant (Applications
for extension of time and leave)
[170] By the proposed Ground 6 of his grounds
of appeal the appellant seeks to challenge a ruling by the
learned trial Judge as to the admissibility of certain evidence
bearing on the applicant’s ownership and possession of firearms
and his possession of a silver handgun.
[171] The formal reasons for the ruling were
ultimately published on 15 December 2005 (The Queen v Murdoch
(No 5) [2005] NTSC 79).
[172] The specific complaint of the appellant
is that the learned trial Judge erred in admitting the evidence
of Mr Hepi, Mr Johnston, Ms McPhail and Ms Maxwell as to:
(a) the applicant's ownership or
possession of firearms, and
(b) the applicant's possession of a
silver handgun,
because, it is said, the evidence was
irrelevant or, alternatively, its probative value was outweighed
by unfair prejudice to the appellant.
[173] At the time of his initial ruling the
learned trial Judge had before him details concerning evidence
that the Crown would potentially lead from five separate
witnesses namely William Gibbs, James Hepi, Brian Johnston,
Julie-Anne McPhail and Rachel Maxwell. However, Gibbs had not
given evidence at the committal and the Crown foreshadowed that
it might not be able to guarantee his attendance at trial. In
the event, Gibbs did not appear as a witness.
[174] Having briefly recited the salient
features of the encounter near Barrow Creek and, in particular,
the manner in which the assailant pointed a gun at Ms Lees, the
learned trial Judge (inter alia) said:
"The opportunities of Ms Lees to see the
weapon were limited to her initial observation through the
window of the Kombi van and subsequently when the offender
pointed the gun to her head. Asked in evidence to describe
the gun, Ms Lees said (p 83):
‘It's a silver revolver. I’d never seen a gun before. To me
it looked like a western type gun. It had - it had engraving
on it which was in a rectangular box, that was down the
barrel of the gun.’
…… she did not see the butt of the gun which was under the
offender's hand. Nor did she see the trigger.
Ms Lees gave instructions to an artist for the sketching of
the weapon. The artist drew the butt and trigger without
instructions. ……
During cross-examination Ms Lees said she couldn't give a
description of the engraving. She said she just described it
as ‘scrolling engraved along the barrel’ of the gun. She
agreed that her first description was accurate:
‘The gun had a scroll-like pattern, the scroll pattern had
no words or symbols on the side engraved in the boxlike
border.’
…… Ms Lees was asked about the length of the barrel. She
demonstrated the length by reference to the length of her
hand from the area of the wrist to the tips of her fingers.
Measured against a ruler Ms Lees’ demonstration was
approximately 6 to 7 inches.
Mr William Gibbs has known the accused for a number of
years. In a statement dated 7 November 2002, Mr Gibbs
described guns he was aware were in the possession of the
accused as at 14 July 2001 in the following terms:
• A silver six shot .22 revolver with
a barrel of approx 4 inches long with a wooden grip.
• A Chinese copy of a 45 pistol which was silver.
• One 308 rifle with a scope and a five shot magazine.
In the same statement Mr Gibbs said that
the accused kept the Chinese copy of the .45 pistol under
his seat in his vehicle and would keep the .22 stainless
steel revolver in the driver's side pouch.
Mr Gibbs also spoke of the accused owning a .357 Magnum
revolver and two black Glock 9 mm weapons. He said the Glock
weapons were purchased after the disappearance of Mr
Falconio and he, Mr Gibbs, was in possession of the Magnum
at the time of the relevant events.
Mr Gibbs did not give evidence at the preliminary
examination. Although the Crown intends to call Mr Gibbs, it
cannot guarantee his attendance at trial.
Mr James Hepi met the accused in 1998. In a statement dated
14 September 2002 Mr Hepi said the accused owned a .22
pistol and a 357 Magnum. He said he was unsure whether the
.22 was a pistol or a revolver. The 357 was a black and grey
revolver with a wooden stock. Mr Hepi stated that the
accused had one of the weapons in the centre of a fold up
camping table in the back of the vehicle and another inside
the seal of the driver's side door.
In a statement dated 4 November 2002 Mr Hepi said the .357
had a grey metal barrel of 10 to 12 inches in length. The
stock was wooden with a ‘criss-cross pattern’ on it.
According to the statement Mr Hepi could not remember if the
weapon had any engraving on the barrel. The .22 was all
black in colour.
In his statement Mr Hepi said that the handguns were ‘kept
fairly close to Brad at all times.’ He said that the last
time he saw the accused with the weapons it was in South
Australia after the events under consideration. The weapons
were in the accused’s vehicle between the legs of the
folding table.
In evidence at the preliminary examination given in June
2004, Mr Hepi gave similar descriptions of the two weapons
about which he spoke in his statement. He said the .22
weapon was a revolver which did not have a magazine. Rather,
‘it had a rolling revolver in it’. He was unable to recall
any distinctive markings on the .22. He said he did not take
much interest in the weapon. According to Mr Hepi the
accused kept the weapons on his person or in his vehicle in
the side panel of the driver's side door tucked down beside
the seat.
Mr Brian Johnston met the accused in about 2000. In a
statement dated 27 March 2003 Mr Johnston spoke of a trip
with the accused in the accused’s vehicle during which the
accused pulled the inside panel of the driver's door back
and pulled out a gun wrapped in a bit of rag with brown
packing tape around it. The accused then put the weapon
inside the centre well of the spare tyre. Subsequently they
were met by another man to whom the accused gave the weapon
saying he had a loaded gun that he did not want to take into
Broome. The accused retrieved the weapon from the spare tyre
and handed it to the other person. The accused said
something to the wife of the other person about the weapon
being a ‘girlie gun’ and that she could use it.
In evidence at the preliminary examination given in August
2004 Mr Johnston said he saw a Magnum 357 belonging to the
accused and a smaller weapon which was apparently a 38. Both
were revolvers. They were dark grey in colour and metal. The
38 was carried in the accused’s vehicle, usually in a cavity
in the long-range fuel tank. Mr Johnston gave evidence of
the occasion when the accused retrieved the weapon from the
inside of the driver's door as described in his statement to
which I have referred.
Ms Julie-Anne McPhail met the accused for a short time in
June 2001. They happened to meet when travelling in separate
vehicles from Western Australia to South Australia. In the
statement dated 2 December 2003 Ms McPhail said that on an
occasion when the accused had stopped in the bush at the
side of the road she pulled up behind him. When she got out
of the vehicle the accused was standing at the passenger
side of his car holding a ‘small ladies revolver’. The
accused fired two rounds into the bush and offered to sell
the revolver to Ms McPhail. She declined. Ms McPhail
described the weapon ‘as a revolver, plain silver in colour,
and about seven to 10 centimetres in length’.
Ms McPhail gave evidence at the preliminary examination in
August 2004. She said the weapon she saw on the occasion
when they stopped at the side of the road was a small
revolver with a silver barrel. It had a ‘spin around
chamber’.
Ms Rachel Maxwell met the accused when introduced to him by
Mr Hepi in January 2001. The accused and Mr Hepi came to her
home at Springton in South Australia.
In a statement dated 21 October 2002, Ms Maxwell stated that
in about March 2001 she saw the accused and Mr Hepi sitting
at a table with bits of a gun on the table. She said that
she does not know guns very well as she does not like them
and tends to avoid them.
Ms Maxwell gave the following description of the weapon:
‘The gun was silver and was not anything that looked to me
to be high-tech that you would see on television. The gun
reminded me of a Western or John Wayne type of gun. It was
silver with a wooden bit on the handle. I did not notice
whether it had engraving or etching. It had a round chamber
where you put bullets in the side and the chamber looked
like it would turn. The whole length of the gun would be
that of an average sized tissue box containing 200 tissues.’
Ms Maxwell stated that she was aware that the gun was later
wrapped up and hidden. She stated that she never saw the
silver gun again after that day.
In evidence given at the preliminary examination in August
2004, Ms Maxwell spoke of seeing the weapon on the table.
She described the weapon as having a wooden handle and the
silver barrel and ‘silver whatever you call the bit that
shoots the bullet out’. Asked if she had ever seen a weapon
like it on television, Ms Maxwell responded:
‘Yeah, it's like an old gun that was, you know, like John
Wayne would have used, sort of thing.’
In response to a subsequent question as to whether it was a
‘Wild West one’, Ms Maxwell reply ‘Wild Western thing,
something like that, yeah.’
According to Ms Maxwell the weapon had a wooden brown handle
and the rest was silver and shiny although not ‘ultimately
shiny’. Asked if there were any patterns on it, Ms Maxwell
replied ‘Not that I remember, no’.’
[175] The learned Judge said that, leaving
aside Mr Gibbs, from a combination of the evidence of Mr Hepi
and Mr Johnston, it would be open to the jury to conclude that,
as a matter of ordinary practice, the accused kept a handgun in
the vehicle in which he travelled. Considered in conjunction
with the evidence of Ms McPhail and Ms Maxwell, such evidence
possessed probative value as to the capacity of the accused in
July 2001 to carry out killing by shooting.
[176] He noted that Ms Lees had described the
weapon as a silver revolver which looked to her like a Western
type gun. Ms McPhail observed the accused in possession of a
plain silver revolver, of a length that he considered reasonably
consistent with the length described by Ms Lees. In March 2001
Ms Maxwell observed the accused and Mr Hepi at the table with
bits of a gun that she described as silver and which reminded
her of a Western or John Wayne type of gun.
[177] The learned trial Judge expressed the
view that it would be open to the jury to conclude that the
descriptions of the silver weapon provided by Ms McPhail and Ms
Maxwell were, in a very general way, consistent with the
description by Ms Lees of the weapon used by the offender. He
pointed out that, considered in isolation from the remainder of
the evidence, such evidence was incapable of proving that the
accused possessed the weapon described by Ms Lees. However, he
said, as a piece of circumstantial evidence, the evidence was
capable of probative value and, for that reason, was admissible.
He declined to exclude it in the exercise of his discretion.
[178] He was of the view that the potential
prejudicial effect of the evidence did not outweigh its
probative value. He considered that, in normal circumstances,
particularly in view of the evidence that the accused was
engaged in the illegal activity of trading in cannabis, it was
highly unlikely that a jury hearing of the evidence of the
accused’s possession of such a weapon would engage in an
impermissible line of reasoning. The jury would hardly be
surprised to hear that a person who engaged in transporting
cannabis many thousands of kilometres across the country was in
the habit of carrying a weapon during the trip. He felt that,
given appropriate directions, the risk of impermissible use by
the jury was minimal.
[179] The learned trial Judge concluded his
reasons by pointing out that his initial decision was based on
material before him prior to commencement of the trial with the
jury. He said that, having heard the evidence of the witnesses
other than Gibbs, who did not give evidence, he remained of the
view that the evidence was admissible and should not have been
excluded in the exercise of discretion.
[180] Against that background the appellant
asserted in his relevant proposed ground of appeal that there
was no identification of the firearm allegedly used at Barrow
Creek, other than a description in very general terms in
circumstances where Ms Lees’ recollection and reliability was
very much an issue. Although it was said that there may be some
minor circumstantial value pointing to capacity, the appellant
sought to argue, that the prejudicial effect of the evidence as
presented unavoidably infers that the appellant was preoccupied
with handguns and was prepared to use them.
[181] It was said that the critical issue in
the trial was the identity of the offender. There was no real
issue that Peter Falconio was shot dead although, in the absence
of a body, the defence could not properly make such concession.
The person who pulled over Ms Lees and Mr Falconio shot Peter
Falconio. It was stating the obvious that the offender had the
capacity to do so. It was not to the point that the appellant
had access to similar guns and used them in bizarre
circumstances as described by the witness Ms McPhail. This
tended only to establish propensity, particularly when looked at
in conjunction with the evidence as to the appellant's
amphetamine usage and the prosecutor’s general comments about
the appellant's attitude towards people. The overall effect was
to attack the appellant's general character impermissibly.
[182] This criticism necessarily needs to be
considered in light of the relevant directions given by the
learned trial Judge during the course of the trial.
[183] After the conclusion of the evidence of
the witness Mr Hepi, who referred in some detail to guns owned
and possessed by the appellant, the learned trial Judge directed
the jury in these terms:
"Ladies and gentlemen, you will recall
yesterday I gave you a direction about the use of evidence
related to cannabis and the dealings in cannabis and I
warned you against reasoning that, because Mr Murdoch was
involved in dealing with cannabis, he was a person of poor
character and therefore a person who was likely to commit
the type of crime charged. The same warning applies to the
evidence you've just heard about the weapons.
You will appreciate that as Ms Lees said, that a weapon was
pointed at her. Evidence that the accused had access to a
weapon or weapons is a material matter for you to consider.
It becomes a question of whether it is linked to Ms Lees’
evidence or not.
You will recall of course, that Ms Lees described the gun as
a silver weapon and we've heard at the moment from Mr Hepi
that the weapons he saw were two dark coloured weapons. Now
whether you find the evidence of assistance in due course,
will be a matter for you. But again I warn you that you must
not, because Mr Murdoch, as you’ve heard, if you accept it,
was in the habit of carrying weapons or possessed weapons of
that nature, you must not draw some sort of conclusion that
he is a person of poor character and therefore likely to
have committed the crimes charged.
You all know yourselves, again, that’s a very unfair line of
reasoning, you must not adopt it. You will appreciate that
there are lots of people in our community who, for one
reason or another, carry weapons or possess them and you
have heard from Mr Hepi of course, that at least on one
occasion, he borrowed one of the weapons because he was
worried about being - if you like - ripped off with the
drugs. So it would not be surprising if someone was carrying
drugs from South Australia to Western Australia and
travelling in that sort of country with a load of drugs that
they might carry a weapon with them for that sort of
protection.
So it's all part of the evidence before, it relates back to
the evidence before, it relates back to the evidence of Ms
Lees, but you must not engage in that impermissible line of
reasoning……".
[184] During his summing up the learned trial
Judge told the jury:
"As to the possession of a weapon and
habit of carrying a weapon, the Crown puts this evidence
forward as demonstrating that the accused had the capacity
to carry out the crime of murder by shooting Mr Falconio.
The Crown seeks to link that evidence with the accused’s
practice of carrying a weapon on his trips, to prove that
the accused could well have had such a weapon with him on
this occasion.
Now ladies and gentlemen as to Ms Lees’ evidence, you will
appreciate if you accept her evidence that the only time she
had an opportunity to see the weapon was when the offender
confronted her with it, as he moved into the Kombi van and
put it to her head. She told you that as the man moved into
the Kombi she was concentrating on the man's face and not
upon the gun.
Ms Lees said that through the window of the driver's door
she saw it was a silver gun. A few moments later when the
man was in the Kombi van and pointed the gun to her head,
she got her best sighting of it. She did not ever see the
butt of the gun or the trigger.
This was her description: ‘It's a silver revolver. I'd never
seen a gun before. To me it looked like a Western type gun,
it had - it had engraving on it which was in a rectangular
box that was down the barrel of the gun’. Later in her
evidence Ms Lees said the barrel was shining and she
demonstrated the length of the barrel by the length of her
hand which was then measured at about six to seven inches.
Six inches is approximately 15 and a quarter centimetres.
Ms Lees went through the same process with the artist as she
did with the drawings of the vehicle and the drawings of the
gun are in exhibit P 31. During cross-examination Ms Lees
told you she could not give a description of the scrolling.
She just described it as scrolling engraved along the
barrel. She agreed that on 15 July she told the police that
the gun had a scroll like pattern without words or symbols
engraved in a box like border.
As to whether the pattern on the final drawing is a fair
representation of what she saw, Ms Lees said she could not
say. She added that it was not a good representation, but it
was hard to describe and she could not remember vividly what
the engraving was, only that there was some engraving. As to
whether what is seen in the drawing is similar to what she
saw on the night, Ms Lees responded that it was similar.
Well, ladies and gentlemen, Mr Hepi only saw two dark
coloured guns, that is handguns. Mr Johnston did not see a
silver handgun.
Two witnesses spoke of the accused and a silver handgun.
First Ms McPhail who said she told the accused she had
always wanted to buy a pearl handled ladies gun. She said
the day after they had the rest at the head of the Bight,
when they came to the quarantine station the accused told
her to go ahead. She did so. Later as she passed a sign
indicating she was entering the Iron Triangle, she saw the
accused stopped on the side of the road. She told you he was
stopped in the dip where you could not seen him until you
were right there.
According to Ms McPhail she came up behind the accused and
stopped. He had the passenger side of the vehicle open and
when she went around to that side the accused pulled out a
small gun and offered to sell it to her. Ms McPhail
described the weapon as a silver palm sized revolver. She
declined the offer and she told you the accused fired a shot
into the bush. She said the weapon had a short barrel and
she did not recall seeing any ammunition.
The accused denied there was any talk at any time about Ms
McPhail wanting to buy a weapon. He said his last contact
with Ms McPhail was west of Ceduna. He mentioned Penong. He
denied meeting later on the side of the road and showing Ms
McPhail a weapon. The accused said he did not own a silver
handgun.
As to whether you should or should not accept the evidence
of Ms McPhail, you are entitled to bear in mind your
impressions of her as a witness. Did she impress you as
quite forthright and natural or did she try and evade
answering questions. Apart from a suggestion that they may
have seen each other in some general way in Broome, there is
no suggestion in the evidence that Ms McPhail knew the
accused or would have any reason to be other than truthful
with you about these events generally and, in particular,
about the weapon.
Counsel for the accused suggested you should have serious
concerns about the reliability of Ms McPhail's evidence. He
mentioned her consumption of alcohol and drugs. Obviously
that is a relevant factor for your consideration and that is
your consideration of the capacity of Ms McPhail to take in
events that were occurring around her and to later
accurately recall them. We all know the consumption of
alcohol and drugs can have an adverse impact on our mental
faculties.
As to the evidence about the gun specifically, counsel
suggested that the story is simply unbelievable. Mr Algie
put to you that unprompted and out of the blue here was Ms
McPhail telling the accused she had always wanted to buy a
pearl handled ladies handgun. In addition Mr Algie posed the
question as to why the accused would be parked on the side
of the road with a weapon out as claimed by Ms McPhail. He
pointed out that she was a way out with her times in
connection with travel from Ceduna to somewhere in the Iron
Triangle.
In response to those suggestions Mr Wild put to you that the
whole episode of travelling together is bizarre, yet the
accused agrees with all of it except those bits that hurt
him. So says Mr Wild, why would you doubt that Ms McPhail
was telling the truth about a part of this episode that
might otherwise seem unusual.
Well, ladies and gentlemen, as always, it is a matter for
you. If you have a doubt about her reliability with respect
to the weapon, then you would put Ms McPhail's evidence
aside. On the other hand, if you were satisfied she is
telling truth, the Crown asks you to infer that the accused
owned or was in possession of a silver handgun late in June
2001 which is consistent with the weapon seen by Ms Lees. If
you are satisfied the accused was in possession of such a
weapon, that would be another piece of circumstantial
evidence to be considered in conjunction with the rest of
the evidence.
The other witness who spoke about the silver handgun was
Rachel Maxwell. She told you of an occasion when the accused
and Mr Hepi were sitting at a table at Mr Hepi’s place at
Sedan. She walked in and there was a revolver on the table
which she described as about 21 centimetres in length. She
said it was silver chambered, a revolver with a swinging
chamber. A wooden handle. She described it as an older style
gun like a country and western weapon and she was thinking
of John Wayne. The Crown, of course, put to you that that is
very consistent with the description given by Ms Lees.
During cross-examination, Ms Lees [sic ?Maxwell] gave the
following evidence:
‘What was happening with the gun, was it just sitting on the
table or was it being passed between the two of them?
I've just - it was sitting on the table when I walked in,
yeah. Like in between both of them.
Just sitting there?
Yeah.
So, neither of them were touching it?
Not that I recall. I honestly didn't take much notice, if
you know what I mean, of what they were doing. I just seen
that and went in and walked back out.
And neither of them were saying anything about the gun?
I don't know. I seen the gun and I just went, okay, that's
not my business, you know what I mean. Yeah.
Because I suggest there was never an occasion when Mr Hepi
and Mr Murdoch had a silver gun sitting on the table?
Okay, well, that's what I seen.
And I suggest there was never an occasion when you saw Mr
Hepi and Mr Murdoch with a silver gun?
Well, that's what I seen, yeah.’
Ms Maxwell was then asked about the accused’s appearance
and, in particular, his moustache. And the question then
returned to the issue of the gun:
‘Just finally, in relation to this silver gun, could it have
been that it was Mr Hepi who had the silver gun?
It could well have been. I honestly don't know whose it was.
It could well have been James, yes.
And I guess what I am suggesting is could it be, if you
actually saw a silver gun, you saw it with Mr Hepi and Mr
Murdoch wasn't even there.
It could well. I'm pretty sure they were both there but,
yeah, it could –
Might it been just Mr Hepi?
Yeah.’
Well, ladies and gentlemen, the accused denied in evidence
that there was ever any such occasion. You heard from that
evidence that Ms Maxwell said she was pretty sure they were
both present, but she agreed it might have been just Mr
Hepi. What you make of that evidence is for you. In
considering that evidence, you are entitled to take into
account the evidence, if you accept it, of Ms McPhail.
Finally, in connection with the weapon, I remind you of the
evidence of Mr Hepi and Mr Johnston that the accused
regularly carried a handgun with him on his trips. The
accused agrees he did so for protection because in one
direction he was carrying large quantities of money and in
the other, a large quantity of cannabis.
The accused said that he had the 357 with a very large dark
grey barrel and a black Beretta. He said he has never owned
a silver revolver or a .22. He told you that he did not
always carry a weapon, but when he did so it was either in
the fuel tank or under the seat or in the side of the door
panel.
Ladies and gentlemen, as you appreciate, it is the Crown
case that the accused shot Mr Falconio with a small calibre
weapon that did not cause a large amount of bleeding. On the
evidence, if you accept it, such a weapon could be a .22
revolver. If you are satisfied the accused owned a silver
handgun consistent with the weapon described by Ms Lees and
if you are satisfied the accused regularly carried a weapon
with him on the trips, it would be open to you to find that
the accused had means by which to carry out the murder of Mr
Falconio in the circumstances put forward by the Crown. If
you find that to be a fact, then the fact that the accused
possessed such means does not, in itself, prove he committed
the murder, but it is a piece of circumstantial evidence to
be considered in conjunction with the rest of the facts.
Are you satisfied he owned such a weapon or do you have a
reasonable doubt about it? This comes back to your view of
Ms McPhail and Ms Maxwell and you have heard counsel’s
submissions."
[185] The proposed Ground 7 sought to be
relied upon by the appellant asserts that the learned trial
Judge erred in his directions to the jury that the evidence
about ownership and possession of firearms was circumstantial
evidence which could be used adversely to the appellant and that
the jury could conclude that the silver handgun described by Ms
McPhail was consistent with the weapon said to have been seen by
Ms Lees, because the evidence was about firearms different from
the handgun said to have been seen by Ms Lees.
[186] It is submitted on behalf of the
appellant that, given the equivocal state of the evidence
relating to a silver gun, the direction given amounted to an
invitation to the jury to speculate and did not constitute a
sound piece of circumstantial evidence. That had to be set
against Ms Lees’ general inconsistencies concerning descriptions
of the vehicle, the colour of its bullbar and so on.
[187] In essence, the appellant contended at
the hearing of the appeal that:
(a) none of the handguns referred to in
evidence matched the description of the weapon referred to
by Ms Lees;
(b) by reason of the manner in which the
evidence developed, the jury had before it information
concerning the ownership or possession by the appellant of a
series of guns of types and descriptions that in no sense
matched the description given by Ms Lees;
(c) the vast majority of the weapons
identified as having been carried or possessed by the
appellant were of a calibre far bigger than that promoted by
the Crown as a possible murder weapon; and, accordingly,
(d) the Crown evidence did no more than
demonstrate an inherent predisposition on the part of the
appellant to carry firearms.
[188] Mr Barker QC argued that not only was
the evidence irrelevant, but it was also highly prejudicial,
propensity material. As to this he sought to derive support from
Festa and other authorities touching on the so-called "tools of
trade" concept.
[189] In Festa a person accused of bank
robberies was found to have at his house guns and ammunition
which, as ultimately emerged, had been purchased by that accused
at a time subsequent to the robberies in question.
[190] McHugh J pointed out in that case that,
in the particular circumstances, possession of the relevant
weapons did no more than impermissibly point to the criminal
character and tendencies of the accused and to a propensity on
his part to commit crimes of the nature charged. They threw no
light on the admissible evidence connecting the accused with the
crimes charged and were not inextricably interwoven with the
admissible evidence, such that the matter could not properly be
presented if the former were excluded.
[191] The Crown submitted that there are
several fallacies inherent in the appellant's contentions.
[192] First, it is a considerable
overstatement to suggest that none of the handguns matched the
description given by Ms Lees. As the learned trial Judge pointed
out, given that the jury were entitled to consider that, having
regard to the trauma to which she had been subjected and the
circumstances of the offences, her description of the weapon
used by her assailant may not have been very precise, there was
evidence that certain of the weapons with which the appellant
was associated were a silver colour and could, potentially, have
been regarded as items that might be reasonably consistent with
the description given. In particular, there was the silver
revolver seen by Ms McPhail to have been in the appellant's
possession only a few weeks prior to the Barrow Creek incident.
[193] Second, much of the evidence criticised
actually got before the jury by virtue of the understandable
desire of the defence to demonstrate that many of the weapons
said to have been possessed or carried by the appellant were, in
terms of colour, calibre and general appearance, manifestly not
of the type adverted to by Ms Lees.
[194] Third, the appellant's contention that
the state of the evidence was such as to invite the jury to
embark upon an impermissible process of speculation misconstrued
the Crown's purpose in advancing the relevant evidence and also
ignored the terms in which the learned trial Judge had
repeatedly directed the jury.
[195] Mr Wild QC was at pains to point out
(as the learned trial Judge clearly explained to the jury) that
the sole aim of the Crown was to demonstrate that the appellant
habitually carried one or more handguns in his vehicle whilst
travelling. This, like the presence of a dog and the use of a
vehicle resembling the general description given by Ms Lees, was
simply proffered as an item of circumstantial evidence that,
particularly in the case of guns, essentially bore on the issues
of opportunity and capacity to carry out the killing of Mr
Falconio in the manner in which he was, on the Crown case,
actually murdered. It was admitted on that express basis. It was
not admitted as propensity evidence (cf the reasoning in R v
Palaga (2001) 80 SASR 19).
[196] Further, the evidence of the witness Ms
McPhail, for example, was quite consistent with the Crown thesis
that Mr Falconio may well have been killed with a small calibre,
silver coloured weapon of the type seen to be possessed by the
appellant.
[197] The learned trial Judge repeatedly
emphasised, both in the course of the trial and his directions
to the jury, that propensity reasoning based on evidence of poor
character such as drug running, use by the appellant of
amphetamine and possession of firearms must play no part in
their reasoning.
[198] In the context of the instant case,
there is an air of unreality in the contentions advanced by the
appellant.
[199] No doubt, in many cases, the production
of evidence of bad character, associated with conduct such as
habitually carrying firearms, would be both irrelevant and
highly prejudicial to the degree that it ought to be excluded.
However, in the present case, it was inevitable that the facts
that the appellant was of bad character, had been accused of
other serious offences and was a habitual drug runner would come
before the jury. These were matters necessarily inherent in and
interwoven with the relevant events.
[200] As the learned trial Judge said, it
would come as no surprise that the jury would hear that a drug
runner operating in the manner adopted by the appellant would
routinely carry firearms. Hence, the requirement for carefully
crafted and repeated directions and warnings concerning the
permissible and impermissible uses to which the information of
bad character could and should be put.
[201] On reviewing what occurred during the
trial and the content of the ultimate summing up by the learned
trial Judge, it is impossible to perceive how the impugned
evidence could have led to the prejudice asserted. By way of
contrast, the probative value of the evidence, as an item of
circumstantial evidence to be considered together with the other
circumstantial evidence, was significant.
[202] There is no substance in these proposed
grounds of appeal. Because the subject matter was at least fit
for debate, there should be an extension of time and leave as
sought. However, the ground has not been made out and must be
dismissed.
Ground 11 - Admission of the evidence of the witnesses Allan,
Johnston and Hepi as to the identity of the person shown in the
truck stop video (Applications for extension of time and leave)
[203] This proposed ground asserts that the
learned trial Judge erred in admitting the evidence of Ms Allan,
Mr Johnston and Mr Hepi as to their opinions concerning the
likeness of the person in the Truck Stop video to the appellant.
It seeks to challenge the validity of his reasoning expressed in
The Queen v Murdoch (No 4) [2005] NTSC 78 at paras 56 to 81.
[204] In addressing this ground of appeal it
is necessary, first, to say something about the evidence of the
three witnesses.
[205] The appellant was well known to each of
those persons. Each of them saw the appellant shortly after his
return from South Australia in July 2001, at a time when he
changed his appearance somewhat, including shaving off his
moustache.
[206] Ms Allan has lived in Broome since
1997. She first met the appellant as a customer of her employer.
From about October 2000, she became his close friend and saw him
quite frequently when he was in Broome. For example, in April
2001, she went on a weekend trip with him and his dog in his
HJ75 white Land Cruiser utility to Kununurra. She testified that
she was well aware that he was in partnership with the witness
Hepi in, as she put it, ‘running drugs up from South Australia’.
[207] In August 2001, as a result of a
telephone call from the Territory police, this witness went to
the appellant’s home in Broome and told him that police were
looking for somebody.
[208] On that occasion the appellant drew her
attention to the front page of the West Australian newspaper of
7 August 2001, which contained photographs taken from the
security video at the Shell Truck Stop in Alice Springs. They
showed images of a Toyota Land Cruiser utility on the driveway
and of the driver entering the shop.
[209] Ms Allan's evidence was to the effect
that she "was fairly convinced that it was him at the time"
because "…… of the way that he - his whole body posture, you
know, stance. When you know someone you know someone".
[210] She said that, at that point, she had
not previously seen the photographs. Her evidence was that it
was the appellant who drew her attention to them and that he was
at some pains to point out what he contended were differences
between the detail of the vehicle depicted and that which had
been driven by him at about that time.
[211] In the course of her evidence she was
not able positively to identify the vehicle as that which had
belonged to the appellant. She was only able to say, with
relation to the vehicle depicted in exhibit P252, "it's similar
to it".
[212] When shown a still photograph of the
man at the truck stop (exhibit P 253) she said "I do believe
that’s Bradley Murdoch". She referred to what he was wearing,
the way he held himself and the hat. She testified that, when
she last saw the appellant in October 2001, the whole back of
his Land Cruiser had been changed.
[213] In cross-examination, Ms Allan adhered
to her view that the person depicted in the photographs shown to
her was the appellant.
[214] The witness Mr Hepi met the accused in
Broome in about 1998. He gave evidence to the effect that he
left Western Australia for a time in about 1999 and went to live
at Sedan (near Swan Reach) in South Australia, where he
purchased a property. He said that he returned to Broome in
November 2000, after a brief absence in New Zealand.
[215] Mr Hepi testified that he subsequently
formed a business association with the appellant, the object of
which was, … as he put it, "…… to run drugs around the
country…". He went on to say that, this arrangement having been
made, he wrapped up his affairs in Broome and, fairly early in
2001, returned to his property at Sedan. The plan was to run
cannabis between Sedan and Broome.
[216] This witness stated that, once the
arrangements were put into effect, the accused would stay with
him at Sedan when he came to pick up cannabis; and that when Mr
Hepi did trips to Broome he would stay with the appellant.
Various routes were used, depending on the time of the year.
Each of them would have done about four round trips over a
six-month period, with a return trip occupying about a week.
[217] Having viewed the actual video from the
Truck Stop Mr Hepi stated that the Land Cruiser vehicle depicted
(cf exhibit P 252) was that owned by the appellant. He had
personally driven it around the countryside, he said. This
witness expressed the view that, in the video, as the vehicle
moved off, it became apparent that what looked like projections
at the top of it (which the appellant had sought to rely on as
indicating that the vehicle was not his vehicle) were actually
portions of the fuel bowsers that had initially been behind the
vehicle.
[218] Mr Hepi gave evidence to the effect
that at some time in about August 2001 the appellant showed him
the photographs that appeared on the front page of the West
Australian newspaper of 7 August 2001. The appellant volunteered
a statement that the vehicle could not have been his because it
still had the spikes above the canopy. As to the picture of the
man at the truck stop Mr Hepi responded "The man, that's Brad.
The way he walks".
[219] When asked whether there had been any
further discussion about the photographs at that time the
witness responded:
"Later on, he said well, it was him
because we got to discussing it. He had to be in Alice
Springs at that time. That's the way he was going home and
yeah. He said, ‘ It was a photo of me in the service
station’…… ’
[220] This witness said that he got to
further discuss the matter with the appellant at a later stage,
at a time when Mr Hepi had seen part of the Truck Stop video
screened on television. In response to questions put to him by
the learned trial Judge Mr Hepi gave evidence to the following
effect:
"Q. Mr Hepi, you said that you got to
discussing it because he had to be there at that time
because this was the way home?
A. Yes.
Q. Now what you mean by that? Do you mean you and he had
talked about the way home or what was it that gave rise to
that belief?
A. I'd seen this in the photo. This has actually come on the
telly as well. On the telly there was a much better picture.
That itself is not a very good picture. On the telly there
had been part of the video tape. And there's a certain way
in which Bradley walks, the way he was wearing the hat to
disguise his face, the whole likes of - we got talking about
it later because it appeared on the telly quite a bit in
Broome.
Q. And you got talking about it?
A. Yeah?
Q. Go on?
A. And then he just said ‘Well, it was me’, but that was
just the way he would be coming home to come home from Sedan
to Broome, and he claimed that he used the Tanami Track.
Q. That's what he said to you?
A. Yes. Later on. He didn't……".
[221] Having been shown the video in the
course of giving evidence, the witness was asked the question
"You've seen the man in the picture. What can you tell us about
him?" His response was "The way Brad walked. It's his stance.
Looks like my shirt on him. Yeah, just the way he walked, the
way he kept his figure. He always kept his arms out of pose so
no one could get close".
[222] The witness Mr Johnston gave evidence
that he met the accused in Broome some time in 2000. He became
friendly with him and agreed to work for him, helping him with
driving his vehicle between Broome and Swan Reach.
[223] This witness said that he did three
round trips, the first being in about February 2001. At that
time they were travelling in the appellant’s F100.
[224] Mr Johnston said that, on the second
trip, the appellant purchased a Land Cruiser utility in South
Australia and the green canvas canopy that had been on the F100
was transferred across to the new vehicle. The third trip was
carried out in the Land Cruiser.
[225] In the course of his evidence the Truck
Stop video was viewed by this witness. He then gave the
following evidence in relation to it:
"Q. What do you say about the vehicle in
that video?
A. Yeah. It looks very similar to the one Brad had.
Q. What do you say about canopy configuration? You’ve got
pictures in front of you now of that vehicle?
A. Yep.
Q. What do you say about configuration of the canopy on it?
A. Yeah, it looks very much the same.
Q. And as to the bull bar, can you see the bull bar on it?
A. Yep. That looks like it.
Q. Is that what you’ve just endeavoured to describe to us?
A. Yep.
Q. What about the man walking into the shop?
A. What about the man walking in the shop?
Q. Yes, on the video?
A. Yeah.
Q. What can you say about that?
A. Yeah, it looks like Brad.
Q. What looks like Brad?
A. Just the way he carries himself and just the way, yeah.
Q. What do you mean by the way he carries himself, Mr
Johnston?
A. The way he walked and that and yeah."
[226] This witness further gave evidence
concerning the general appearance of and clothing worn by the
person in the video. In essence, he said that his appearance was
similar to that of the appellant and that the clothing was
similar to clothing worn by him.
[227] In the course of cross-examination it
was put to Mr Johnston that the man in the video might not be
the appellant. His reply was "I think it is". When it was put to
him that he might be wrong he conceded that it was a
possibility.
[228] By this proposed ground of appeal the
appellant seeks to assert that it was not open to find that the
opinion evidence of these witnesses came within the foreshadowed
exception discussed in Smith v R (2001) 206 CLR 650 at 656 in
the context that there was a finding that the images were far
from clear. It was found by the learned trial Judge that the
comparison between the image from the security film and
photographs was far from straightforward. The members of the
jury were warned specifically and carefully about not coming to
their own conclusions due to the poor quality of the images. It
follows, it was submitted, that there is a real risk that these
witnesses simply could not have formed any reliable probative
opinion due to the poor quality of the images. In any event as
lay persons the witnesses did not have any advantage in
circumstances where photographs and film of the appellant were
available for the jury.
[229] It was further asserted that the
admission of this evidence does not sit logically with the
fundamental rationale for admitting the opinion evidence from
the witness Dr Sutisno, insofar as such an expert is only able
to give evidence because of special skills in enhancing and
analysing images otherwise impermissible for a jury to use due
to the poor quality of the images. Reference was made to the
principles in Smith as discussed in R v Tang (2006) 161 A Crim R
377 at 401.
[230] This proposed ground must be considered
against the background of the summing up of the learned trial
Judge. In the course of that summing up his Honour carefully
reviewed the evidence of the various witnesses who were invited
to comment on the content of the relevant photographs and video
material. He preceded that review with the following comments:
"Leaving aside for a moment the views of
witnesses who have looked at that video, you are entitled to
look at the video and, within limits, draw your own
conclusions. But in the context of your drawing your own
conclusions from your observations of the video, I must add
a note of caution.
I am sure you appreciate that the quality of the video is
not good, you hardly need me to tell you that there are
dangers in trying to draw conclusions from your own
observations of the images of poor quality. In addition you
have the evidence of Professor Spring who spoke about
information or data being lost every time there is a copying
process unless it is a digital to digital process and how
the software is programmed to reinterpret or fill in data.
Professor Spring expressed the opinion that the film and
photographs available to you are not suitable for analytical
purposes. He said there is a risk that some of what you see
is artefacts introduced to the images by software in an
endeavour to improve the general appearance of the picture.
So, ladies and gentlemen, you need to exercise great caution
in trying to draw your own conclusions from your
observations only.
In addition, when it comes to comparing the vehicle in the
truck stop with the accused’s vehicle, you do not have
photographs of the accused’s vehicle as it appeared in July
2001. All you have are the descriptions by the witnesses. So
in that situation, although you may make a general
comparison, it will be obvious to you that from your viewing
the video alone - and I stress from your viewing of the
video alone - you could not safely draw a conclusion as to
whether the vehicle in the video was the vehicle driven by
the accused. I will come back to the evidence concerning the
vehicle when dealing with the evidence of witnesses who were
familiar with that vehicle, but I am dealing with you
drawing your own conclusions purely from looking at the
video. At best, if you accept the general description given
by the witnesses and leaving aside specific issues such as
the bull bar etc, from your own viewing, at best, you could
conclude that the vehicle shown on the video is similar to
the accused’s vehicle.
As to the man depicted in the video, the warning I gave you
a moment ago based on evidence of Professor Spring applies
with even greater force. The quality of the image of the
person in the truck stop is poor. You might think that there
are some very general features apparent on the images, but
the image is far from clear enough to enable you to draw a
conclusion beyond reasonable doubt, from your own viewing
alone, that the man in the video is the accused. The images
are simply not clear enough.
One of the general features you might think you can discern
on the man in the video - and this is a matter entirely for
you - is what might be called rounded shoulders or stooped
posture. I will come to the evidence of Dr Sutisno later,
but in the context of that feature I remind you of the
evidence of Mr Johnston and Ms McPhail. When Mr Johnston was
asked how the accused stood, he said, ‘There might be a
slight stoop in the shoulder.’ Later in his evidence it was
put to him that Mr Murdoch does not appear stooped and Mr
Johnston replied, ‘No I wouldn't say stooped, no.’ When it
was put to Mr Johnston, however, that the accused adopts
quite an erect, upright posture, Mr Johnston replied ‘I
don't know about erect but depends on what degree of erect
and whatever, I don't know.’ When it was suggested that the
accused stands upright, square shouldered, Mr Johnston
replied ‘Not really, not to my knowledge anyway.’
As you know Ms McPhail saw the accused on 19 and 20 June
2001. She said that when she first saw the accused as she
drove past and he was parked on the side of the road, she
saw that the man was ‘Tall and lanky, and a bit stooped.’
She said, ‘He was a bit rounded in the shoulder’, and she
described the man as ‘Standing there with his dog, hands on
his hips in a very relaxed pose, I suppose.’ Now that was
her evidence of her first view of the accused at a time when
she did not know him and she drove past and saw him on the
side of the road.
Asked to describe the accused and this is a description
being given by Ms McPhail having got to know the accused on
that trip, Ms McPhail gave this answer:
‘He was a very tall man, very wiry, you know. He was quite
lean and tall. He had a moustache.’
‘Was there anything specific about his posture that you
remember?---With being so tall, he was quite stooped’.
Ladies and gentlemen, Ms McPhail's evidence about the
accused’s stooped posture and lean build was not challenged
in cross-examination. Ms McPhail also said the accused had a
moustache and was wearing simple clothes. Jeans and maybe a
windcheater or a flannelette checkered, coloured shirt.
Well, it is a matter for you how you view those descriptions
and whether those descriptions compare as consistent with
what you see of the man in the video or otherwise.
Now, as I have emphasised, I have been talking about what
conclusions you might or might not be able to draw from your
viewing of the video alone. Obviously, there is a deal of
other evidence to which you should have regard in deciding
whether you are satisfied that it is the accused and his
vehicle depicted in the video.
I remind you that the evidence of Professor Spring applies
to the other evidence as much as applies to your viewing of
the video. There is a need for caution because of the
factors identified by Professor Spring and you should bear
those matters in mind when you are considering the evidence
of other witnesses who have been asked to express views
based upon their viewing of the video."
[231] Mr Barker QC submitted that, if the
quality of the video was such as to require the calling of
expert evidence, then it is inconsistent to call the type of
evidence here in question. As will emerge in due course from a
discussion of the evidence of Dr Sutisno and Professor
Henneberg, there is in fact no inconsistency involved. The
evidence properly admitted goes to similarity, rather than
direct identity.
[232] The foregoing summary of the relevant
evidence sought to be impugned clearly indicates that, in each
instance, despite the relatively poor quality of the video
record, the witness in question was able to identify particular
physical characteristics said to be similar to those of the
appellant. The evidence given essentially went to and was based
on those characteristics.
[233] There can be no doubt that the evidence
in question fell well within the permissible scope discussed by
Kirby J in Smith v The Queen (2001) 206 CLR 650 at 656. That
reasoning was applied by Ipp JA in Li v The Queen (2003) 139 A
Crim R 281 at 294-295, where he said that the poor quality of
the relevant videotape did not detract from the probative value
of evidence, given by a person duly qualified to give it, of the
characteristics of the appellant compared to those apparent in
the video material.
[234] Each of the relevant witnesses in the
instant case was singularly well qualified, by his or her close
association with and knowledge of the appellant at the relevant
times, to make the comparisons expressed. Conformably with what
Kirby J said in Smith, the evidence was particularly important
when it is borne in mind that the appellant had deliberately
changed his appearance from that at the time of the alleged
offences. Each of the witnesses concerned knew him well both
before and after that change.
[235] In our opinion the reasoning of the
learned trial Judge was soundly based. The factual situation as
to witness qualification addressed by him was the direct
antithesis of that which was rejected by the court in Smith,
where there had been no change of appearance and the prior
knowledge of the proposed witnesses was limited.
[236] There is no substance in the proposed
ground of appeal. The applications for extension of time and
leave must be rejected.
Ground 12 - Evidence of the witness Hepi as
to identity of the person in the video (Applications for
extension of time and leave)
[237] By this proposed ground the appellant
seeks to assert that the learned trial Judge erred in admitting
the evidence of Mr Hepi that the person in the Truck Stop video
was the appellant.
[238] The relevant evidence of this witness
has already been summarised in relation to the preceding
proposed ground.
[239] The appellant separately seeks to aver
that Mr Hepi purported to identify the appellant accurately in
the Truck Stop video in circumstances in which such
identification was not objectively realistic and should not have
been permitted, both for the reasons already recited in relation
to the proposed Ground 11 and also the following considerations:
(a) he did not initially identify him
positively;
(b) this only occurred in the context of
an alleged admission by the appellant afterwards;
(c) the identification was not
independent of a knowledge and viewing of the vehicle and
awareness of the appellant’s general whereabouts; and
(d) the witness demonstrated an utter
contempt for the appellant raising a real issue as to
whether any legitimate probative weight could be given to
the evidence of this witness.
[240] The summary of the evidence given by
this witness in relation to proposed Ground 11 only needs to be
complemented, for present purposes, by the following exchanges
that occurred in the course of his cross-examination:
“… Well, the photos, where did they come
from? The Shell Service Station in Alice Springs.
The photos certainly came from the Shell Service Station in
Alice Springs but they’re not showing Mr Murdoch?---Yeah?
How do you come to that conclusion?
If Mr Murdoch was using the BP at Alice Springs, you reject
that?---Well, who is the bloke in the photo at the Shell
Service Station?
Somebody who is not Mr Murdoch?---Yeah, right-oh. That’s
your assumption, mate.
You don't even countenance that possibility?---I look at the
photo and I know exactly who it is. I spent a lot of time
around this man. I know how he stands. I know how he walks.
I know the car down to a T. I helped work on it. If that's
not Mr Murdoch's car in the Shell BP (sic) and him in the
shop---”.
[241] The positive identification so made by
the witness was essentially a spontaneous comment by him when
pressed by counsel for the appellant. The substance of his
evidence is as previously referred to. It was evidence that fell
well within Smith and was given by a person who probably knew
the appellant better than any other witness, over a lengthy
period of time. He was even able to give detailed evidence of
the deliberate practice of the accused in changing his
appearance from time to time.
[242] The specific complaints made by the
appellant go to the weight rather than the admissibility of the
relevant evidence. All of them, including the obvious antipathy
of the witness towards the appellant, were readily apparent to
the jury and were thoroughly canvassed both by counsel and the
learned trial Judge.
[243] The jury was made well aware of the
requirement to approach Mr Hepi's evidence with great caution.
They were given ample warning of the problems associated with it
in general and what were said to be the specific weaknesses of
it in particular.
[244] No reasonably arguable point as to
admissibility, beyond what was discussed in relation to proposed
Ground 11, has been identified by the appellant.
[245] The applications for extension of time
and leave in relation to proposed Ground 12 must be dismissed.
Ground 14 - Facial and body mapping or photo
comparison (Applications for extension of time and leave)
[246] The appellant complains that the
learned trial Judge erred in admitting the evidence of Dr
Sutisno because it was not established that body mapping, face
and body mapping or posture comparison were recognised fields of
specialised knowledge nor was it established that Dr Sutisno was
an expert in any identified aspect of a field of specialised
knowledge relevant to her evidence.
[247] The appellant submitted that the
techniques and methodology used by Dr Sutisno were not shown to
fall within the parameters of a particular recognised field of
expertise and, further, it was asserted that, upon the evidence,
it was not open to find that there was an area of expertise
known as body mapping. There was no material before the court to
support a conclusion that such a technique was recognised within
the scientific community as objective and reliable for the
purposes of image comparison.
Evidence on the voir dire
[248] Dr Sutisno gave evidence on the voir
dire. She graduated in 1993 with a Bachelor of Science with her
special area of study being anatomy. She proceeded to obtain
Honours in Forensic Anatomy, which she described as being the
“identification of people from their anatomical parts, whether
or not from their remains or from images, but basically looking
at the whole anatomy in terms of identification”. She then
completed her PhD with her area of study being facial
identification “in terms of facial reconstruction, recognition
and identification”. She has lectured in the area and has worked
with police both in Australia and abroad “identifying people
from their remains or surveillance images”.
[249] In her written report dated 12 May
2005, which became exhibit P21 on the voir dire, she described
face and body mapping as a process of identification rather than
recognition. The identification is based on the principle that
no two individuals are the same in morphology and habits, no two
skulls and no two faces are alike or identical in their
entirety. The process involves a feature by feature approach to
identification. A combination of different elements such as
morphology, relative proportions, posture, gait, racial traits,
distinguishing features (or unique identifiers), and habitual
characteristics enable the identification of a person.
[250] Dr Sutisno said that the application of
face and body mapping in forensic identification evolved in the
late 1980s as the use of surveillance video cameras increased
around the world. Face and body mapping involves several
processes. The first is morphological analysis of the face, head
and body to determine the absolute visual similarities or
differences between subjects. The analysis involves a thorough
feature by feature evaluation of the face, head and body by a
process of comparing two images, one from the scene as recorded
by the security video or closed-circuit television and the other
of the suspect. The process is to subdivide the face and the
body into components and, in the words of Dr Sutisno:
“Particularly important is the attention
to detail and combination of different elements such as
morphology, relative proportions, posture, gait, racial
traits, distinguishing features (unique identifiers) and
habitual characteristics for a complete assessment to
individualise a person. This is best carried out with full
understanding of human anatomy. It is through the holistic
approach of looking at all the features rather than just one
feature alone which then identifies the individual.”
[251] The process “focuses upon identifying
relative similarities and/or differences between the images as
well as the presence of any distinguishing ‘unique identifiers’
that make the person unique, unusual or distinct”.
[252] A further application of face and body
mapping was described as photo-anthropometry which involves
“metrically comparing anthropometric indices using measurements
taken from specific reference points or anatomical landmarks on
the face”. That process was not adopted in this case because of
an absence of direct frontal and profile views for the purposes
of comparison. It is not necessary to further consider this
aspect of face and body mapping.
[253] The final application is photographic
superimposition which involves overlaying two comparably
enlarged images to demonstrate the alignments of matched
morphological features or areas of marked differences. It is
said to provide a visual display through the use of video or
computer technology of the definitive resemblances or
differences between the offender and the suspect. The process
allows the expert to “develop and demonstrate a series of visual
effects and to focus on morphological details and dimensions and
enables the viewer to ‘see the entire procedure and visualise
exactly how the expert came to his or her conclusions’”.
[254] In the present case, Dr Sutisno
employed a control mechanism to evaluate the degree of clarity
and level of distortion from the security video taken on the
night. She conducted the same comparative process with two of
the people who had been present on the night, being the shop
attendant who served the male in question and another customer.
[255] In relation to the appellant Dr Sutisno
compared images taken from the security video footage recorded
at the Shell truck stop on 15 July 2001 with images of the
appellant obtained from media footage, Supreme Court footage,
forensic photographs and a surveillance video recording at
Berrimah Correctional Facility.
[256] The results of the morphological
analysis conducted by Dr Sutisno were reduced to tabular form
and were available for comparison with the source material
relied upon by her. Similarly the results of the photographic
superimposition were available.
[257] On the voir dire Dr Sutisno expressed
the conclusion that “the male in question featured on the
security video (CCTV) footage captured from the Shell truck stop
on Dalgety Road in Alice Springs on the 15th day of July 2001,
and the alleged accused (sic) Bradley John Murdoch are one and
the same”.
[258] In her evidence on the voir dire Dr
Sutisno said that facial mapping was a recognised field of
scientific expertise in the United Kingdom and in the United
States of America, although under different names. The
methodology was the same as Dr Sutisno used in the present case.
In relation to incorporating mapping of the whole body she said
the only other person using that technique was Professor
Hashimoto of Japan. Body mapping was, she said, essentially an
extension of facial mapping.
[259] In the course of cross-examination on
the voir dire Dr Sutisno was not challenged as to the existence
of a body of expertise in these areas. She was asked whether her
assessment that the person shown on the video image from the
truck stop was the same person as the appellant could be wrong
and she responded:
“Not given the multiplicity of match
features”.
[260] In subsequent submissions to the
learned trial Judge counsel contended that “the fact that it’s
been admitted in the UK, it shouldn’t be a field of science
recognised and admitted here”. Further he submitted that Dr
Sutisno should not be permitted to express “the ultimate view,
ie they are one and the same person”.
[261] Following the voir dire the learned
trial Judge ruled that the evidence of Dr Sutisno was admissible
and would not be excluded in the exercise of his discretion. He
subsequently provided reasons for so doing: The Queen v Murdoch
(No 4) [2005] NTSC 78 at paras [82]-[118].
Evidence in the trial
[262] When Dr Sutisno gave evidence before
the jury she explained in greater detail the approach she took
to identification and the reasons for her conclusion that the
person shown in the truck stop video was one and the same as the
appellant. She detailed the principles underlying her work. She
went through each of the factors that led her to that
conclusion. In aid of this process Dr Sutisno produced 18
photoboards bearing some images from the truck stop video and
some images of the appellant extracted from footage filmed by
the media and other sources. She explained to the jury what she
saw as the similarities and differences between them. She also
conducted demonstrations of the process of superimposition. She
described that process as a “visual display of the results that
were found from the analysis”. She was cross-examined on those
processes with assistance from the footage and the photoboards.
To this extent this was not a case of a “bare ipse dixit”. The
jury was placed in a position which permitted a critical
evaluation of the opinion expressed by Dr Sutisno. The members
of the jury were able to see the material upon which Dr Sutisno
relied and to follow her reasoning process.
[263] The conclusion reached by Dr Sutisno
and expressed to the jury was that:
“The multiple number of features matched,
which includes the most noticeable or recognisable features,
the distinctive, unique identifiers, the habitual
characteristics and racial traits indicate the level of
identification is the same person.”
[264] In cross-examination the principal
challenge was to the observations made by Dr Sutisno and whether
the quality of the photographs and images permitted her to draw
the conclusions that she drew. There was no cross-examination to
the effect that there was no relevant field of specialised
knowledge. Of course, that failure may have followed a forensic
decision made by counsel for the appellant consequent upon the
ruling made on the voir dire. The evidence in chief and the
cross-examination demonstrated how the field of specialised
knowledge possessed by Dr Sutisno applied in the present case.
The reasoning process employed by Dr Sutisno was exposed.
[265] The defence called Professor Masiej
Henneberg. Professor Henneberg holds the Wood Jones Chair of
Anthropological and Comparative Anatomy at Adelaide University
and he is also the head of the Department of Anatomical Science
at that university. In the course of his evidence he confirmed
that he had experience in the forensic comparison of people in
images. His involvement in this area commenced in the 1970s and
continued into the 1980s. He had been using the process in
paternity analysis in times before DNA analysis became known.
The process involved anatomically assessing facial features and
other features of mother and child and then making an assessment
of the same features of a suspected father in order to determine
whether it was likely that the alleged father was in fact the
father of the child. The evidence was given in court. The
witness said that he “applied the same principles to analysis of
images as now images started to become more popular because CCTV
systems were installed in various premises”. He confirmed that
he had been published in scientific journals on “facial
approximation, identification from images, identification from
the skull as well as from the skeleton”. The process he
described, and which he referred to as photo-comparison, was
similar to that adopted by Dr Sutisno. He advised that whilst it
was possible through such processes to say that two separate
images showed the same person he had not ever written a report
“stating with 100% certainty that the person on the CCTV image
is the accused”. He usually gave probabilities. He has given
evidence of analysis of CCTV or photographs in comparison with
suspects in courts in South Australia, Queensland and New South
Wales.
[266] Professor Henneberg discussed the
quality of the images in this particular case and gave evidence
contrary to that given by Dr Sutisno. He indicated that he did
not accept the conclusions of Dr Sutisno. His principal concern
was that the CCTV images could not, in his opinion, be used to
assess the anatomical detail that Dr Sutisno described in her
report as appearing on those images. Except in the case of some
peculiar disfigurement or anatomical anomaly he did not regard
it as possible to identify a person in one image as the same
person in another image to the degree of “100% certainty”. In
the course of his evidence he discussed the “particular body
build” of the person seen on the truck stop CCTV images as well
as movements of the person which he thought showed “nothing
peculiar or unusual”. He was unable to discern the “flat back
position” seen by Dr Sutisno. He criticised Dr Sutisno for
“incorrect use in several instances of anatomical terminology”.
[267] In cross-examination Professor
Henneberg described the process undertaken by Dr Sutisno as “the
same basic principle approach of comparing images, feature by
feature, the images from CCTV footage and images of suspects. To
that extent it’s the same procedure”. He expressed concern that
“she calls it the face and body mapping and she claims it’s her
own method”. Whether it is truly her “own method” is not a
matter for discussion in this forum. Dr Sutisno undertook the
same approach to comparisons as the professor. We should not be
misled by labels. The criticism is not of her approach or
methodology but of her conclusions. The acceptance of the
evidence of one expert over another is, of course, a matter for
the jury and not a matter for concern in relation to this ground
of appeal.
[268] The learned trial Judge, as we have
said, made it clear to the jury that the relevance of the
evidence as to the identity of the person at the truck stop
video was of limited effect. If the person was demonstrated to
be the appellant, that would only prove that he was in Alice
Springs at a particular time in the early hours of 15 July 2001.
That then would be a piece of circumstantial evidence to be
considered in conjunction with the rest of the evidence. It
would not, by itself, prove that the appellant was the offender
but, rather, was a matter to be taken into account.
The ruling
[269] The learned trial Judge noted that
evidence of facial mapping has been accepted in the United
Kingdom since the early 1990s. He made reference to Stockwell v
R (1993) 97 Cr App R 260; R v Clarke [1995] 2 Cr App R 425; R v
Hookway [1999] Crim LR 750 and Attorney-General’s Reference (No
2 of 2002) [2003] 1 Cr App R 321. In relation to the last of
those cases he quoted from page 327 where the court said:
“A suitably qualified expert with facial
mapping skills can give opinion evidence of identification
based on a comparison between images from the scene,
(whether expertly enhanced or not) and a reasonably
contemporary photograph of the defendant, provided the
images and the photograph are available for the jury … .”
[270] The learned trial Judge then went on to
conclude:
“[109] In my view, applying the language
of King CJ in R v Bonython (1984) 38 SASR 45, facial mapping
‘forms part of a body of knowledge or experience which is
sufficiently organised or recognised to be acceptable as a
reliable body of knowledge or experience’. Further, by study
and experience, Dr Sutisno possesses a sufficient knowledge
of the subject matter to render her opinion of value in
resolving the issues before the Court.
[110] Body mapping has received limited attention within the
scientific community. For that reason it may be regarded as
a new technique, but as Dr Sutisno explained it is merely an
extension of the well recognised and accepted principles of
facial mapping to the remainder of the body. I am satisfied
that the technique has ‘a sufficient scientific basis to
render results arrived at by that means part of a field of
knowledge which is a proper subject of expert evidence’.”
[271] The learned trial Judge declined to
exclude the evidence in the exercise of his discretion. The
evidence was admitted.
[272] In this Court the appellant addressed
in detail the basis upon which he submitted that there was no
relevant field of specialised knowledge and that it was not
established that Dr Sutisno was an expert in any identified
aspect of a field of specialised knowledge. Such detailed
submissions were not made to the learned trial judge.
[273] It was acknowledged by the appellant
that there was a finding by the learned trial Judge that there
existed a specialised field of knowledge and this amounted to a
finding of fact. The submission was that there was no evidence
to support that finding. It was the contention of the appellant
that facial mapping aside, there is no field of expertise of
either body mapping or face and body mapping.
[274] Reference was made to the decision of
the Court of Appeal in Lewis v R (1987) 88 FLR 104 where it was
pointed out by Maurice J that whenever the Crown wishes to rely
upon forensic evidence the Crown has a duty to acquaint the jury
in ordinary language with those aspects of an expert’s
discipline and methods necessary to put them in a position to
make some sort of evaluation of the opinions to be expressed.
[275] Where, in a case such as the present,
the evidence is of a comparatively novel kind the duty resting
upon the Crown is heightened. It is necessary for the Crown to
demonstrate the scientific reliability of the evidence.
[276] The Court was taken in detail to the
report of Dr Sutisno presented on the voir dire examination. It
was pointed out that Dr Sutisno’s claim that face and body
mapping evolved in the 1980s was inaccurate in that the evidence
upon which she relied showed only that face mapping evolved
during that period and face and body mapping has not, as yet,
evolved as a recognised area of scientific endeavour. Reference
to the curriculum vitae of Dr Sutisno reveals that the great
majority of her published work relates solely to facial mapping.
There has not been identified any paper published by Dr Sutisno
or any other person on the topic of body mapping or face and
body mapping. Her references in her report to papers by others
relate solely to facial mapping.
[277] It was submitted that there was no
evidence that Dr Sutisno had written about the issue or obtained
any agreement or approval for her theories from anyone other
than herself. She said the only person she knew who incorporated
“the whole body” in the mapping process was Professor Hashimoto
of Japan. There was no evidence as to his qualifications or as
to his opinions. There was no suggestion that he had published
any papers on the topic. The evidence of Dr Sutisno did not go
beyond the mere assertion that Professor Hashimoto also engaged
in face and body mapping.
[278] It was submitted on behalf of the
appellant that, whilst the trial Judge made mention of four
cases from the United Kingdom dealing with the issue of facial
mapping, a more recent decision from that jurisdiction had not
been drawn to the attention of his Honour. In the unreported
case of R v Paul Edward Gray [2003] EWCA Crim 1001 the Court of
Appeal (Criminal Division) dealt with a case where the jury had
been invited to compare stills from CCTV footage with the
appellant as he appeared in court. In disposing of the matter
the court addressed facial mapping in some observations which
were obiter dictum.
[279] The court said:
“We do not however wish to pass from this
appeal without making general observations about the use of
facial imaging and mapping expert evidence of a reliable
kind. Mr Harrow, like some other facial imaging and mapping
experts, said the comparison of the facial characteristics
provided ‘strong support for the identification of the
robber as the appellant’. No evidence was led of the number
of occasions on which any of the six facial characteristics
identified by him as ‘the more unusual and thus individual,
were present in the general population, nor as to the
frequency of the occurrence in the general population, of
combinations of these or any other facial characteristics’.
Mr Harrow did not suggest that there was any national
database of facial characteristics or any accepted
mathematical formula, as in the case of fingerprint
comparison, from which conclusions as to the probability of
occurrence of particular facial characteristics or
combinations of facial characteristics could safely be
drawn. This court is not aware of the existence of any such
database or agreed formula. In their absence any estimate of
probabilities and any expression of the degree of support
provided by the particular facial characteristics or
combinations of facial characteristics must be only the
subjective opinion of the facial imaging or mapping witness.
There is no means of determining objectively whether or not
such an opinion is justified. Consequently, unless and until
a national database or agreed formula or some other such
objective measure is established, this court doubts whether
such opinions should ever by expressed by facial imaging or
mapping witnesses. The evidence of such witnesses, including
opinion evidence, is of course both admissible and
frequently of value to demonstrate to a jury with, if
necessary, enhancement techniques afforded by specialist
equipment, particular facial characteristics or combinations
of such characteristics so as to permit the jury to reach
its own conclusion – see Attorney-General’s Reference (No 2
of 2002) [2002] EWCA Crim 2373; but on the state of the
evidence in this case, and if this court’s understanding of
the current position is correct in other cases too, such
evidence should stop there.”
[280] In Gray the Court of Appeal made it
clear that opinion evidence of this kind is both admissible and
frequently of value in demonstrating particular facial
characteristics or combinations of such characteristics. It does
not extend to positive identification. The passage quoted was
adopted in the subsequent Court of Appeal decision of R v Trevor
Elton Gardner [2004] EWCA Crim 1639 where it was described as a
“strong warning” in relation to new techniques of
identification. The court went on to quote with approval the
following passage from the judgment of Taylor LCJ in Clare v
Peach [1995] 2 Cr App R 333:
“If admitting evidence of this kind seems
unfamiliar and an extension of established evidential
practice, the answer must be that, as technology develops,
evidential practice will need to be evolved to accommodate
it. Whilst the courts must be vigilant to ensure that no
unfairness results, they should not block steps which enable
a jury to gain full assistance from the technology.”
[281] The Court of Appeal in Gardner accepted
the following summary of the present position in the United
Kingdom as to the admissibility of evidence relating to analysis
of images from CCTV from Attorney-General’s Reference (No 2 of
2002) (supra):
“In our judgment, on the authorities,
there are, as it seems to us at least four circumstances in
which, subject to the judicial discretion to exclude,
evidence is admissible to show and, subject to appropriate
directions in the summing up, a jury can be invited to
conclude the defendant committed the offence on the basis of
a photographic image from the scene of the crime:
(i) where the photographic image is
sufficiently clear, the jury can compare it with the
defendant sitting in the dock;
(ii) where a witness knows the defendant
sufficiently well to recognise him as the offender depicted
in the photographic image, he can give evidence of this; and
this may be so even if the photographic image is no longer
available for the jury;
(iii) where a witness who does not know
the defendant spends substantial time viewing and analysing
photographic images from the scene, thereby acquiring
special knowledge which the jury does not have, he can give
evidence of identification based on a comparison between
those images and a reasonable contemporary photograph of the
defendant, provided that the images and the photograph are
available to the jury;
(iv) a suitably qualified expert with
facial mapping skills can give opinion evidence of
identification based on a comparison between images from the
scene, (whether expertly enhanced or not) and a reasonably
contemporary photograph of the defendant, provided the
images and the photograph are available to the jury.” (Cited
authorities omitted)
[282] The most recent consideration of the
issue in Australia was in the judgment of the New South Wales
Court of Criminal Appeal in R v Tang (2006) 161 A Crim R 377
where Spigelman CJ considered the admissibility of the evidence
of Dr Sutisno in the circumstances of the case then before the
court. In Tang there were two aspects to the opinion evidence
considered by the court: the first was an identification based
on facial characteristics or facial mapping; and the second was
an identification of the appellant on the basis of physical
characteristics or body mapping. His Honour noted that the
evidence regarding specialised knowledge with respect to body
mapping was of a “qualitatively different character to that
relating to” facial mapping. He observed that the addition of
“body mapping” to “facial mapping” was of significance.
[283] In Tang the exercise was guided by the
requirements of s 79 of the Evidence Act 1995 (NSW) which in
this Court it was conceded, for present purposes, was reflective
of the common law. The section provided as follows:
“If a person has specialised knowledge
based on the person’s training, study or experience, the
opinion rule does not apply to evidence of an opinion of
that person that is wholly or substantially based on that
knowledge.”
[284] In the course of his judgment Spigelman
CJ (with whom Simpson and Adams JJ concurred) made the following
observations:
1. “The grounds of appeal focus
particular attention on the admissibility of the opinions
expressed in the evidence and also on the quality of that
evidence. It appears to me that there are three distinct
pieces of opinion evidence given by Dr Sutisno with respect
to the Appellant. These are:
(i) Dr Sutisno’s evidence that the
two bodies of photographs depict the same person;
(ii) Dr Sutisno’s evidence that, on
the six point scale she applied to the photographic
evidence, ‘the similarities’ did ‘lend support’ to the
conclusion that the offender and the Appellant were one
and the same person;
(iii) Dr Sutisno’s characterisation
of certain matters as ‘unique identifiers’.
The evidence of identity referred to in
(i) is plainly an opinion. The ‘six point scale’ in (ii) is
derived from Bromby and has no scientific basis. It is no
more than a series of convenient labels, arranged in an
ascending hierarchy, that state a conclusion. As to (iii)
the categorisation of an ‘identifier’ as ‘unique’ similarly
has no scientific basis and is no more than an emphatic
statement of an opinion.” (paras 87 and 88)
2. “In the circumstances of this case,
the evidence of particular similarities between the two
categories of photographs of the accused and the third
offender was admissible. The process of identification and
magnification of stills from the video tape was a process
that had to be conducted by Dr Sutisno out of court.
Furthermore, the quality of the photographs derived from the
video tape was such that the comparison of those stills with
the photographs of the appellant could not be left for the
jury to undertake for itself. The identification of points
of similarity by Dr Sutisno was based on her skill and
training, particularly with respect to facial anatomy. It
was also based on her experience with conducting such
comparisons on a number of other occasions. Indeed, it could
be supported by the experience gained with respect to the
video tape itself through the course of multiple viewing,
detail selection, identification and magnification of
images. By this process she had become what is sometimes
referred to as an ‘ad hoc expert’.” (para 120)
3. “With respect to the first limb of s
79, I have set out above the evidence of the nature of the
specialised knowledge which Dr Sutisno said she had brought
to bear in the formulation of the three opinions she
expressed. There does appear to be a body of expertise based
on facial identification. The detailed knowledge of anatomy
which Dr Sutisno unquestionably had, together with her
training, research and experience in the course of facial
reconstruction supports her evidence of facial
characteristics.” (para 135)
4. “Nothing was presented to the Court
which indicates, in any way, that Dr Sutisno’s extension
from facial to body mapping, with respect to matters of
posture, has anything like that level of background and
support. Specialist knowledge of posture can of course
exist. (See eg Li v The Queen at [106]). But the foundation
for admissibility must be lain. It was not lain in the
present case. The so-called ‘unique identifier’ of posture
was an essential element of Dr Sutisno’s evidence of
identity in the present case.” (para 136)
5. “In the case of the Appellant the
relevant evidence about posture was expressed in terms of
‘upright posture of the upper torso’ or similar words. The
only links to any form of ‘training, study or experience’
was the witnesses’ study of anatomy and some experience,
entirely unspecified in terms of quality or extent, in
comparing photographs for the purpose of comparing
‘posture’. The evidence in this trial did not disclose, and
did not permit a finding, that Dr Sutisno’s evidence was
based on a study of anatomy. That evidence barely, if at
all, rose above a subjective belief and it did not, in my
opinion, manifest anything of a ‘specialised character’. It
was not, in my opinion, shown to be ‘specialised knowledge’
within the meaning of s 79.” (para 140)
6. “Evidence in the traditional form has
been upheld since Daubert (Daubert v Merrell Dow
Pharmaceuticals Inc 509 US 579 (1993)). However, in the US
debate emphasises the significance of the step from evidence
of similarity, to a conclusion about the identity of the
suspect and the offender. Facial mapping, let alone body
mapping, was not shown, on the evidence in the trial, to
constitute ‘specialised knowledge’ of a character which can
support an opinion of identity.” (para 146)
[285] His Honour went on to observe that an
expert witness has to identify the expertise that can be brought
to bear. For expert opinion evidence to be admissible it must be
agreed or demonstrated that there is a field of specialised
knowledge. He quoted Heydon JA in Makita (Australia) Pty Ltd v
Sprowles (2001) 52 NSWLR 705 where his Honour said (at par 85):
“It must be established that the facts on
which the opinion is based form a proper foundation for it;
and the opinion of an expert requires demonstration or
examination of the scientific or other intellectual basis of
the conclusions reached: that is, the expert’s evidence must
explain how the field of ‘specialised knowledge’ in which
the witness is expert by reason of ‘training, study or
experience’, and on which the opinion is ‘wholly or
substantially based’ applies to the facts assumed or
observed so as to produce the opinion propounded. If all
these matters are not made explicit, it is not possible to
be sure whether the opinion is based wholly or substantially
on the expert’s specialised knowledge. If the court cannot
be sure of that, the evidence is strictly speaking not
admissible, and, so far as it is admissible, of diminished
weight.”
[286] It is necessary to expose the reasoning
process in order to demonstrate that the opinion is based on
specialised knowledge.
[287] Spigelman CJ quoted with approval the
passage from R v Gray set out above. He concluded:
“The three opinions of Dr Sutisno in the
present case do not, in my view, go beyond a ‘bare ipse
dixit’. Dr Sutisno did not identify the terms of the ‘strict
protocol’ that she purported to have applied, nor did she
set out the basis on which the ‘protocol’ was developed.
Indeed, she said that this information was confidential
because of what she described as a ‘process of patenting my
innovations’. Accordingly, she had not published any of the
‘innovations’. The critical matter is that she did not
identify her ‘protocol’ or explain its basis.” (para 154)
[288] Spigelman CJ drew a distinction between
evidence of resemblance and evidence of identification. Evidence
falling short of positive identification may be of significance
when considered in the context of the whole of the evidence:
Festa v The Queen (2001) 208 CLR 593 at 599; Murphy v The Queen
(1994) 62 SASR 121 at 123-145. In the circumstances his Honour
expressed the view that “the evidence of Dr Sutisno of
similarity, at least with respect to the facial features, is
capable of adding strength to the Crown’s circumstantial case.
Even if she is not able to express the conclusory opinions of
the character she did express, she can give evidence which
supports the Crown case”.
[289] Similar observations may be made in the
present case, given that there was here quite detailed evidence
of Dr Sutisno's methodology and the application of that
methodology to the available evidence.
[290] As has earlier been demonstrated, the
process of so-called facial mapping has been recognised and
accepted as constituting a field of specialised knowledge, on
the basis and to the extent adverted to by the Court of Appeal
in Gardner. This is premised on the generally accepted
scientific concept that each human skull is unique in its
structure.
[291] Body mapping was said by Dr Sutisno to
be a simple extension of such a process. However, there was no
evidence either of the invariable uniqueness of other parts of
the human body or that Dr Sutisno's view was shared by members
of the relevant scientific community other than Professor
Hashimoto, about whom and whose work nothing is known.
[292] That said, it is important that the
real issues in this case ought not to be obscured by profitless
debate of a semantic nature. It will be recalled from the
evidence of Professor Henneberg, to which reference has been
made earlier in these reasons, that, for the best part of 30
years, a process of analysis of anatomical features by what he
described as "photo comparison" or "photo identification" has
frequently been carried out and been the subject of a number of
published papers. That process, as described by Professor
Henneberg appears to have extended well beyond mere analysis of
facial characteristics.
[293] Nevertheless, at this stage, the
proposition that the procedure adopted by Dr Sutisno was a mere
extension of the concept of facial mapping is, in reality, no
more than an assertion on her part. This may or may not be
accepted by the relevant scientific community in due course as
being valid.
[294] This does not mean that evidence of
similarities between the body and movements of the person in the
truck stop video and the appellant could not be led. The
admissibility of such evidence was contemplated in the joint
judgment of Gleeson CJ, Gaudron, Gummow and Hayne JJ in Smith v
The Queen (2001) 206 CLR 650 where they said (at 656):
“In other cases, the evidence of
identification will be relevant because it goes to an issue
about the presence or absence of some identifying feature
other than one apparent from observing the accused on trial
and the photograph which is said to depict the accused.
Thus, if it is suggested that the appearance of the accused,
at trial, differs in some significant way from the accused’s
appearance at the time of the offence, evidence from someone
who knew how the accused looked at the time of the offence,
that the picture depicted the accused as he or she appeared
at that time, would not be irrelevant. Or if it is suggested
that there is some distinctive feature revealed by the
photographs (as, for example, a manner of walking) which
would not be apparent to the jury in Court, evidence both of
that fact and the witness’s conclusion of identity would not
be irrelevant.”
[295] Similarly in Li v The Queen (2003) 139
A Crim R 281 at 294 a detective who made extensive observations
of the appellant was able to testify as to the distinctive
posture and manner of walking of the appellant. Such evidence
was said to be ‘not irrelevant and properly admissible’. See
also the observations of Spigelman CJ in Tang (supra, at par
120).
[296] By virtue of her study of the appellant
and of the images from the truck stop video, and given her
general skill and training, Dr Sutisno had become a so-called
“ad hoc expert”: Butera v Director of Public Prosecutions (Vic)
(1987) 164 CLR 180; Li v The Queen (supra at 286); R v Tang
(supra) and Attorney-General’s Reference (No 2 of 2002) (supra).
She could identify similarities that would not be readily
apparent to the jury from their observations of the appellant in
court. However such evidence would not extend to expressing the
opinion that the images were of the same person.
[297] Contrary to the conclusion of the
learned trial Judge it was not established that body mapping or
“face and body mapping” is a technique that has a sufficient
scientific basis to render results arrived at by that means a
proper subject of expert evidence.
[298] In our opinion Dr Sutisno was able to
give evidence of points of similarity regarding the facial
features of the persons shown in the images. She had training
and expertise that permitted her to do so. She could also give
evidence of similarities of body and movement based upon her
detailed study of the images.
[299] The learned trial Judge, having
concluded that Dr Sutisno was able to give expert evidence, then
considered whether that evidence should be limited to a
comparison of the relevant features of the person in the truck
stop video and the appellant. He concluded:
“Further, in my view, it is not
appropriate to limit the assistance to merely identifying
the relevant characteristics. When regard is had to the
nature and detail of the characteristics and the methodology
employed by Dr Sutisno, it is readily apparent that her
knowledge and expertise in the area of anatomy give Dr
Sutisno a significant advantage in the assessment of the
significance of the features of comparison both individually
and in their combination. Dr Sutisno possesses scientific
knowledge, expertise and experience outside the ordinary
knowledge, expertise and experience of the jury. This is not
a case in which the jury, having been informed of the
relevant features, would not be assisted by the expert
evidence of Dr Sutisno as to her opinion of the significance
of the features individually and in their combination.”
[300] This Court has found that the technique
employed by Dr Sutisno did not have a sufficient scientific
basis to render the results arrived at by that means part of a
field of knowledge which is a proper subject of expert evidence.
However the evidence given by Dr Sutisno was capable of
assisting the jury in terms of similarities between the person
depicted in the truck stop footage and the appellant. It was
evidence that related to, and was admissible as, demonstrating
similarities but was not admissible as to positive identity. Dr
Sutisno was not qualified to give evidence, as she did, based on
“face and body mapping” as to whether the two men were, indeed,
the same man. Her evidence in this regard should not have been
received.
The proviso
[301] We have concluded that his Honour was
in error in accepting that body mapping or face and body mapping
(as distinct from facial mapping) is a technique qualified as a
proper subject of expert evidence and, further, in finding that
Dr Sutisno was able to give opinion evidence to the effect that
the appellant and the male shown in the truck stop video were
one and the same person. In light of those conclusions it is
necessary to consider whether the proviso to the Criminal Code
has application in all the circumstances.
[302] Section 411 of the Criminal Code NT
sets out the proviso which is in common form with other
jurisdictions in Australia. The relevant parts of the section
are in the following terms:
“411. Determination of appeal in ordinary
cases
(1) The Court on any such appeal against
a finding of guilt shall allow the appeal if it is of the
opinion that the verdict of the jury should be set aside on
the ground that it is unreasonable or cannot be supported
having regard to the evidence or that the judgment of the
court of trial should be set aside on the ground of the
wrong decision on any question of law or that on any ground
there was a miscarriage of justice and in any other case
shall dismiss the appeal.
(2) The Court may, notwithstanding that
it is of the opinion that the point or points raised by the
appeal might be decided in favour of the appellant, dismiss
the appeal if it considers that no substantial miscarriage
of justice has actually occurred.”
[303] The application of the proviso was
considered in the judgments of the High Court in Weiss v R
(2005) 224 CLR 300 and Darkan v The Queen (2006) 163 A Crim R
80. In a unanimous judgment in Weiss the court identified the
fundamental task committed to an appellate court by the proviso
as being, in accordance with the terms of the section, to decide
whether a “substantial miscarriage of justice has actually
occurred”. The court went on to observe:
“[39] Three fundamental propositions must
not be obscured. First, the appellate court must itself
decide whether a substantial miscarriage of justice has
actually occurred. Secondly, the task of the appellate court
is an objective task not materially different from other
appellate tasks. It is to be performed with whatever are the
advantages and disadvantages of deciding an appeal on the
record of the trial; it is not an exercise in speculation or
prediction. Thirdly, the standard of proof of criminal guilt
is beyond reasonable doubt.
[40] Reference to inevitability of result
(or the converse references to “fair” or “real chance of
acquittal”) are useful as emphasising the high standard of
proof of criminal guilt. They are also useful if they are
taken as pointing to “the ‘natural limitations’ that exist
in the case of an appellate court proceeding wholly or
substantially on the record.” But reference to a jury
(whether the trial jury or a hypothetical reasonable jury)
is liable to distract attention from the statutory task as
expressed by Criminal Appeal Statutes, in this case, s
568(1) of the Crimes Act. It suggests that the appeal court
is to do other than decide for itself whether a substantial
miscarriage of justice has actually occurred.
The statutory task and the proviso
[41] That task is to be undertaken in the
same way an appellate court decides whether the verdict of
the jury should be set aside on the ground that it is
unreasonable, or cannot be supported having regard to the
evidence. The appellate court must make its own independent
assessment of the evidence and determine whether, making due
allowance for the ‘natural limitations’ that exist in the
case of an appellate court proceeding wholly or
substantially on the record, the accused was proved beyond
reasonable doubt to be guilty of the offence on which the
jury returned its verdict of guilty. There will be cases,
perhaps many cases, where those natural limitations require
the appellate court to conclude that it cannot reach the
necessary degree of satisfaction. In such a case the proviso
would not apply, and apart from some exceptional cases,
where a verdict of acquittal might be entered, it would be
necessary to order a new trial. But recognising that there
will be cases where the proviso does not apply does not
exonerate the appellate court from examining the record for
itself.”
See, also Darkan, at [84].
[304] The present trial was procedurally
fair. The wrongful admission into evidence of Dr Sutisno’s
opinion of identity was not, in the circumstances of this case,
such a departure from the essential requirements of the law that
it went to the root of the proceedings such as to exclude
application of the proviso: see Darkan, at [94].
[305] The High Court in Weiss noted that
there will be cases in which it is possible to conclude that
error made at trial “would, or at least should, have had no
significance in determining the verdict that was returned by the
trial jury”. The court went on to say:
“[44] No single universally applicable
description of what constitutes ‘no substantial miscarriage
of justice’ can be given. But one negative proposition may
safely be offered. It cannot be said that no substantial
miscarriage of justice has actually occurred unless the
appellate court is persuaded that the evidence properly
admitted at trial proved, beyond reasonable doubt, the
accused’s guilt of the offence on which the jury returned
its verdict of guilty.”
[306] The evidence of Dr Sutisno went to only
one part of the circumstantial case presented by the Crown. Her
evidence, along with the evidence of similarity between the man
in the video and the appellant from the witnesses Beverley
Allan, Brian Johnston and James Hepi, was intended to show that
the appellant was at the truck stop at Alice Springs on that
night. If that evidence be accepted it placed him at a location
and at a time that made it possible for him to have been at the
site north of Barrow Creek at the time of the events described
by Ms Lees. It was, as his Honour expressed it, evidence of “the
opportunity of being at Barrow Creek at the time the Kombi van
was pulled over and Ms Lees attacked”.
[307] The submission of the respondent was
that, should the evidence of Dr Sutisno be excluded from the
proceedings, the Crown case against the appellant would remain
compelling.
[308] Whilst the defence made no concessions
there is no longer any real dispute that the events of the night
unfolded substantially as Ms Lees described. No issue is taken
with the contention of the Crown that Mr Falconio is deceased
and that blood located at the scene, when analysed, was found to
be consistent with his DNA profile. The real issue in the case
at trial was the identity of the assailant. In that regard the
Crown case was that the appellant was the assailant and the
Crown presented a range of evidence in support of that
contention.
[309] Significant evidence of the identity of
the appellant as the assailant is to be found in the results of
the DNA analysis of blood found on the shirt worn by Ms Lees at
the time. Further, in support of the identification of the
assailant, the Crown relies on the following items of evidence:
(a) the identification of the appellant
by Ms Lees;
(b) the appellant’s presence in Alice
Springs on 14 and 15 July 2001 including his presence at the
Shell Truck Stop at approximately 12.38 am on 15 July 2001;
(c) the appellant’s ownership of a
vehicle and a dog similar to that described by Ms Lees;
(d) changes made by the appellant to his
personal appearance and the appearance of his vehicle on his
return to Broome on 16 July 2001.
[310] It is necessary to consider each of
those items of evidence.
DNA Evidence
[311] The most vital piece of DNA evidence
arose from the analysis of a blood spot located on the rear of
the left shoulder of the T-shirt worn by Ms Lees on the night.
The prosecutor described this as “the most single significant
piece of evidence in this crime”.
[312] There was no dispute that Ms Lees was
wearing the relevant T-shirt and that it was referred to the
forensic laboratory in Darwin for analysis. A forensic
biologist, Ms Eckhoff, examined the T-shirt and noted the
presence of the bloodstain. She said that the bloodstain did not
have the appearance of resulting from a “flicking” of blood but,
rather, was a deposit through contact with wet blood. This
opinion was not challenged.
[313] Ms Eckhoff tested the T-shirt in July
2001 and determined that the profile did not match Mr Falconio,
Ms Lees, the truck driver Mr Miller, or his offsider Mr Adams.
She was unable to match the profile with any record on any of
the databases in Australia. In January 2003 she used a different
test which confirmed the results previously obtained, being
across 10 sites, but which also provided results across an
additional six sites. She therefore had a profile across 16
sites. It was not until December 2003 that Ms Eckhoff was able
to match the profile obtained. She received a DNA profile of the
appellant which, on 31 December 2003, she found was “an exact
match” across all 16 sites with the profile obtained from the
back of the T-shirt. The opinion expressed by Ms Eckhoff was
that such a match demonstrates that it is at least 150
quadrillion times more likely that the DNA on the T-shirt came
from the appellant than from any other person in the population
selected at random. Her opinion as to the statistical
probability was shared by Dr Buckleton, an expert in the
statistical interpretation of DNA results, whose statement was
admitted into evidence without objection.
[314] This evidence provides a compelling
case for the conclusion that the blood on the rear of the
T-shirt worn by Ms Lees was that of the appellant. This
conclusion was not challenged on appeal.
[315] The question then arising is whether
the Crown has established beyond reasonable doubt that the blood
came to be on the T-shirt during the course of the events at
Barrow Creek as described by Ms Lees and whether the Crown has
negatived to the requisite standard of proof any suggestion that
the blood came to be there through some innocent or accidental
means.
[316] There was no submission to the jury
that the blood could have been deposited on the T-shirt after
the events which occurred near Barrow Creek. The shirt was
collected from Ms Lees at the hotel and was appropriately
secured and transferred to the laboratory in Darwin. The only
live issue was whether the blood of the appellant could have
been deposited on the T-shirt whilst Ms Lees was in Alice
Springs.
[317] At trial the submission of counsel for
the appellant had been that the blood of the appellant may have
been accidentally transferred to the T-shirt at the Red Rooster
store in Alice Springs or elsewhere in Alice Springs. It was
submitted that the evidence permitted a conclusion that both Ms
Lees and the appellant were at the store during the course of
the day of 14 July 2001. It was put that there may have been
accidental contact at the store or elsewhere, or possibly, the
blood of the appellant was left on a seat or a door frame at the
store and Ms Lees brushed against it.
[318] The appellant gave evidence at the
trial. He said that he had been at the Red Rooster store at
about 10.30 am on 14 July 2001. His evidence was that he arrived
in Alice Springs at about that time and “first thing in Alice,
pulled into the Red Rooster, that’s a bit of a spot we always
used to sort of go to. Not necessarily in Alice Springs. Went to
– went into there. Chicken roll, box of nuggets for Jack. Jack
was a bit of a liker on nuggets. Full chicken for the trip”.
[319] He said he did not eat in the store but
took his purchases away in a “little white little carry bag”. He
then went to the Toyota agent. The appellant did not suggest
that he was bleeding at the time he went to the Red Rooster
store. He did not suggest he ever became aware of his blood
being on the carry bag or elsewhere. When asked how his blood
came to be on Ms Lees’ T-shirt he responded that he did not
know.
[320] If the evidence of the appellant be
accepted for the purposes of considering this aspect of the case
against him then he was in the Red Rooster store at about 10.30
am on 14 July 2001. The evidence was that he drove into Alice
Springs and went directly to the store. It was not suggested
that he had suffered any incident or accident that may have led
to him bleeding at the relevant time nor did he suggest that he
was bleeding at the time. He was there for the purpose of buying
takeaway food and he did not eat there. He purchased his food
and left. There is no evidence that he spent any time at the
store or that he was at any time seated there or came into
contact with other people there.
[321] Ms Lees gave evidence of going to the
Red Rooster store on 14 July 2001. She said that she did not
recall the place being busy whilst she was there and: “I don’t
recall bumping into anybody or anyone ever coming close to me or
speaking to me”. She did not recall seeing Mr Murdoch at all.
[322] At the time of giving evidence her
recollection was that the Red Rooster store was the last place
she and Mr Falconio visited before leaving Alice Springs. That
would place their attendance at the store in the afternoon. In
cross-examination she was taken to a conversation which she held
with Constable Andrews on 23 July 2001. Constable Andrews was at
the time accompanying Ms Lees in the Alice Springs region. Ms
Lees could not recall the conversation. Constable Andrews
subsequently gave evidence of the conversation, a note of which
she had recorded on a brown paper bag. Constable Andrews said
that Ms Lees informed her that on the Saturday morning she and
Mr Falconio had arisen at 0730 hours. They drove to the Araluen
Centre and walked to the Stuart Caravan Park where they each had
a shower. They then drove to the central business district and
parked near to the library. Ms Lees went to the library and used
the Internet. Mr Falconio attended upon an accountant and
subsequently went to the library. Ms Lees waited in the Kombi
van whilst Mr Falconio finished some emailing. They then drove
to the Red Rooster store where they ate inside. The notes record
“one other couple inside – quiet”. Thereafter they went to the
airport, then to the Camel Cup and left Alice Springs at about
1600 to 1630 hours.
[323] Ms Lees advised that the appointment
with the accountant was in the early morning. The accountant was
subsequently called to give evidence and confirmed that the
appointment was at 10 am. Mr Falconio was with her for about 15
minutes.
[324] It is not clear from the evidence of Ms
Lees as to when she and Mr Falconio attended at the Red Rooster
store. However, on one view of the evidence it may have been
around the time the appellant says he was there. What is clear
is that when Ms Lees did attend it was quiet and there may have
been only one other couple present.
[325] The issue to be addressed is whether
the blood of the appellant could have made it to the top rear of
Ms Lees’ T-shirt other than in the circumstances of the events
at Barrow Creek. It was put to the jury by counsel for the
appellant that transfer may have occurred in Alice Springs by
means of primary or secondary transfer. He reminded the jury
that on that day Ms Lees went to the Red Rooster store although
it was not clear at what time. He went on to say:
“But whether she was there in the morning
or in the afternoon or lunchtime is probably of no great
consequence because it’s the fact that she was there and you
might think Brad Murdoch was there on the same day that is
important. Because you know now that Brad Murdoch was in
Alice Springs. He has told you the sequence of events as he
recalls them, on 14 July. … Isn’t there a very obvious and
reasonable possibility that given that evidence and that
information there is a very real chance that any of his DNA
on the back of her T-shirt could have been accidentally
deposited without anybody knowing about it in Alice Springs.
It may not have even been a primary transfer. It is
possible, you might think, it could have been secondary
transfer as, if Brad Murdoch is at Red Rooster, if he has
done some work on his car or done something, got a cut or
something he could leave a small amount of blood on a seat,
on a door, door frame, something like that. She comes along
after and there is a secondary transfer that takes place.
How easy could that happen, particularly when you might be
prepared to accept that perhaps not surprisingly they were
both in the same shop on the same day at the same time or at
different times, it may not matter.”
[326] The prospect for primary or secondary
transfer of blood from the appellant to Ms Lees in the manner
described is fanciful. There is no suggestion that the appellant
was bleeding or had done anything that might cause him to bleed
prior to entering the Red Rooster store. He had been driving his
vehicle for some hours and went directly into the store.
Further, there is no evidence of him bleeding or being likely to
have bled elsewhere in Alice Springs during the course of the
day. Apart from the evidence regarding the Red Rooster store,
there is no evidence to suggest that the paths of Ms Lees and
the appellant crossed during the course of that day. She gave an
account of her day which included being in the library, at a
café in the mall, at the airport, at the Araluen Centre and the
nearby caravan park, at the Camel Cup and so on. These were not
places said to have been visited by the appellant during the
course of his day in Alice Springs.
[327] The prospect of transfer of blood from
the appellant to Ms Lees really comes down to that occurring at
the Red Rooster store. However the descriptions of the
respective visits to the store by the appellant and by Ms Lees
do not suggest that anything occurred at that location. The
evidence of Ms Eckhoff was that the blood was wet at the time it
came into contact with the T-shirt and that it was smudged. She
said the pattern on the shirt did not indicate a flicking but,
rather, direct contact because of the smudged stain. This would
preclude blood being flicked on to Ms Lees from an injury
suffered by the appellant. There is no evidence that they came
into contact with each other. Neither the appellant nor Ms Lees
suggests that occurred. The location of the bloodstain on the
shirt is such that the suggestion of it being placed by the
appellant on a door or a piece of furniture and then transferred
while still wet onto the rear of Ms Lees’ shirt is unreal.
[328] The suggestion that the blood came to
be on the T-shirt of Ms Lees as a consequence of something that
occurred in Alice Springs is simply not sustainable. Further,
such a prospect only arises if the evidence of the appellant on
this point is accepted. The Crown submitted that it should be
rejected. We will address that issue shortly.
[329] The circumstances of the incident near
to Barrow Creek demonstrate that the depositing of blood on the
rear of the shirt of Ms Lees by the assailant was quite
consistent with her description of events. The assailant was
involved in some type of altercation with Mr Falconio and he had
roughly handled Ms Lees. There was opportunity for him to have
suffered a wound resulting in bleeding. The assailant was behind
Ms Lees on a number of occasions. At one point he lifted her
from behind. He was behind her when he took her from near to the
Kombi van to his 4-wheel drive. He had his hand at the base of
her neck. He was above her during part of the struggle. There
were many opportunities for the blood of the assailant to be
deposited on the rear of Ms Lees’ T-shirt in the location
subsequently analysed.
[330] On the basis of the DNA evidence
regarding the blood of the appellant being on the rear of the
T-shirt of Ms Lees there is, in our view, sufficient evidence to
find beyond reasonable doubt that the appellant was the
assailant. By reference to the other evidence properly admitted
at the trial it follows that the appellant was guilty of the
offences.
[331] The DNA evidence did not end there. It
is necessary to consider the analysis of samples collected from
the gearstick of the Kombi van, the steering wheel of the van
and from the handcuffs or the cable tie restraints, as they were
sometimes described, which had been applied by the offender to
the wrists of Ms Lees. The analysis was, on each occasion,
undertaken by Dr Whittaker, an eminent forensic biologist from
the United Kingdom.
[332] It was the case for the Crown that the
offender drove the Kombi van away from the point on the Stuart
Highway where it had been stopped. The vehicle was hidden off
the roadway and subsequently discovered by investigating police
officers. The van was subjected to forensic examination and a
mixed DNA profile was obtained from the gearstick. Dr Whittaker
gave evidence that the profile was consistent with a mixture of
DNA from Mr Falconio and from the appellant. It was the
conclusion of Dr Whittaker that the profile consistent with that
of the appellant was the major contributor to the profile and
that the combination of DNA bands which match the appellant
would be expected to occur in approximately one in 19,000 by
reference to the United Kingdom Caucasian population. Dr
Buckleton calculated the statistical probability of finding a
second copy of the profile by reference to the Northern
Territory database as being one in 13,000.
[333] A swab was taken from the steering
wheel of the vehicle and that was also analysed by Dr Whittaker.
It was concluded that DNA on the wheel came from at least three
people. Dr Whittaker was unable to exclude the appellant as a
contributor. As the learned trial judge advised the jury, “nor
were many, many others” excluded.
[334] In relation to the cable tie restraints
it was the case for the Crown that these had been placed on Ms
Lees at the time of the offence. Dr Whittaker had also examined
them and a mixed DNA profile was said to have been obtained from
the inner layers of the duct tape which was used to construct
them. It was the opinion of Dr Whittaker that the major
contributing profile was consistent with the profile of the
appellant. He said that in this instance the combination of the
DNA bands which match the appellant would be expected to occur
in approximately one in 100 million of the United Kingdom
population. The statistical expert, Dr Buckleton, calculated the
probability of finding a second copy of the profile by reference
to the Northern Territory database as also being one in 100
million.
[335] Before the trial commenced there was a
challenge to the evidence of Dr Whittaker and, in particular, to
the methodology adopted by him which was described as the low
copy number test (LCN). The challenge was considered by the
learned trial judge and, in The Queen v Murdoch [2005] NTSC 76,
he ruled that LCN had a sufficient scientific basis and general
acceptance within the relevant scientific community to render
the results received by the LCN part of a field of knowledge
which is a proper subject of expert evidence. He permitted the
evidence to be called.
[336] Dr Whittaker then gave evidence before
the jury. The appellant called Dr Both, an experienced forensic
scientist from the Forensic Science Centre in Adelaide, who also
gave evidence before the jury challenging the scientific
validity of LCN. Having heard both experts and having revisited
his ruling the learned trial judge confirmed his conclusion that
the evidence of Dr Whittaker was admissible and should not be
excluded in the exercise of his discretion. That decision was
not challenged on appeal.
[337] However, the challenge to the evidence
of Dr Whittaker at trial by Dr Both creates a problem for the
respondent in seeking to rely upon this evidence in support of
the submission that no substantial miscarriage of justice has
actually occurred. Whilst it was open to the jury to accept the
evidence of Dr Whittaker over that of Dr Both, this court must
make its own assessment of the admissible evidence bearing in
mind the natural limitations that exist for an appellate court
proceeding on the record from the trial. As we have noted, if
those natural limitations compel this Court to conclude that it
cannot reach the necessary degree of satisfaction the proviso
will not apply.
[338] Dr Both was described by the learned
trial judge as “well qualified and experienced in the area of
forensic DNA”. She did not regard the LCN technique applied by
Dr Whittaker as having been scientifically proven, saying: “Dr
Whittaker is pushing science to the limit”. She regarded it as a
dangerous technique. Dr Both expressed concern as to the
reliability of the results particularly having regard to what
she saw as an increased prospect of contamination and the
reduced ability to identify stutters which may mask a true
allele. If a stutter masks a true allele Dr Both said: “It may
be that you arrive including an individual where perhaps they
shouldn’t be included or you may be excluding someone”.
[339] Ultimately the opinions of Dr Both and
Dr Whittaker remained in conflict. The learned trial judge told
the jury that they were each “very firm in their views”. In
light of our conclusion as to the impact of the evidence as a
whole we do not find it necessary to resolve this conflict.
Suffice it to say that, having regard to the cross-examination
of Dr Both and the observations of the learned trial judge to
the jury in the course of his summing up, we do not find her
criticisms of the evidence of Dr Whittaker to be compelling.
However, in view of the conflict, the results of the analysis of
the DNA obtained from the gear stick, the steering wheel and
from the handcuffs may be put to one side in considering the
application of the proviso.
Identification by Ms Lees
[340] On 15 July 2001 Ms Lees provided the
police artist with an oral description of her assailant. The
description is set out in paragraph [7] (31) of these reasons
and accurately describes the key facial characteristics of the
appellant.
[341] On at least three different occasions
Ms Lees identified the appellant as the man who attacked her.
The first was in October 2002 whilst she was working in Sicily
when she saw his image on the Internet. The second was when she
viewed a photoboard on 18 November 2002 in the United Kingdom
and the third was when she formally identified the appellant in
the dock. We have addressed each of these incidents of
identification when dealing with ground 1. The circumstances of
each identification are there set out. We will not now repeat
them.
[342] At trial the evidence of Ms Lees
regarding the Internet identification was compelling. The
identification she described was both spontaneous and
unequivocal. The witness said that she had not been influenced
by anything that she might have read and that she could not now
remember what the article said. She said of the appellant she
would “recognise him anywhere”. As we observed when dealing with
ground 1, the circumstances of the identification were the
sudden, unexpected and incidental appearance of the image of the
appellant to the witness and her unsolicited and spontaneous
reaction to what was observed. Having revisited the evidence of
Ms Lees at trial and having reminded ourselves of the
requirement that identification evidence of this kind is to be
approached with considerable care and with consciousness of the
associated dangers we accept the evidence of Ms Lees.
[343] The photoboard identification followed
the Internet identification in 2002. Ms Lees was shown a
photoboard in which the appellant was depicted in a quite
different way from his appearance in the photograph on the
Internet. There was again a positive identification by Ms Lees
of the appellant as being her assailant on the night. The fact
that Ms Lees was able to positively and without difficulty
identify the appellant as her assailant after a lapse of some
weeks and in the context of a quite different form of
presentation, demonstrated a degree of consistency on her part
that would not have had significance had the image presented
been similar to that found on the Internet on the earlier
occasion. In our view the process had probative value in adding
weight to her earlier observation that she would recognise the
appellant anywhere.
[344] The dock identification occurred in
circumstances which made it essentially a formality and did not
add weight to the evidence of Ms Lees regarding the earlier
identifications on the Internet and from the photoboard.
[345] We regard the identification by Ms Lees
of the appellant as the assailant as powerful evidence in
support of the Crown case.
The dog
[346] Ms Lees also gave evidence of the
presence of a dog on the night of the offence. There was
evidence from others of the practice of the appellant to travel
with his dog, Jack. As we observed in relation to ground 1 of
the appeal, the photographs of Jack, of Tex (the dog at Barrow
Creek) and of the Australian cattle dog in the dogalog were all
in evidence. It was the opinion of Ms Lees that there were
points of similarity between Jack and the dog she saw on the
night. This was not evidence of identification of Jack as the
dog she saw on the night but rather of points of similarity
between the two. Ms Lees was challenged as to her opinion by
reference to her earlier descriptions of the dog Jack, the dog
Tex and the Australian cattle dog shown in the dogalog. She
identified the similarities upon which she relied as being
“colouring, width of the dog, breed of the dog, head of the dog,
quite broad face, head and ears”. We do not regard Ms Lees’
expression of opinion to have been shaken in cross-examination.
It must be remembered that the evidence was of limited scope
dealing, as it did, only with points of similarity. The evidence
has probative effect in establishing that the offender was
accompanied by a dog which had similarities to the dog which
accompanied the appellant.
The presence of the appellant at the truck
stop
[347] The Crown relied upon a number of
witnesses to establish that the appellant was the person shown
in the truck stop video and, therefore, as being present at that
location at 12.38 am on 15 July 2001.
[348] We have discussed the evidence of Dr
Sutisno in this regard when dealing with ground 14. Her evidence
is limited to demonstrating that the person in the video had the
identified similarities with the appellant and no
dissimilarities.
[349] The Crown also relied upon the evidence
of Beverley Anne Allan, Brian Charles Johnston and James Tehi
Hepi regarding their opinions concerning the likeness of the
person in the truck stop video to the appellant. We have
discussed this evidence in relation to ground 11 of the notice
of appeal. The evidence given by each of the witnesses is there
summarised and we noted that, in each instance, and despite the
relatively poor quality of the video record, the witness was
able to identify particular physical characteristics said to be
similar to those of the appellant. Of course Mr Hepi went even
further and, when challenged, expressed the opinion that the
person shown in the video was one and the same as the appellant.
We have discussed this evidence when dealing with proposed
ground 12.
[350] The evidence of the three witnesses to
the effect that the appellant had particular physical
characteristics similar to the man shown in the truck stop video
was consistent, firm and in our view convincing. The evidence of
Dr Sutisno, in so far as properly admitted, lent support to the
reliability of the evidence of these witnesses.
The presence of a similar vehicle at the
truck stop
[351] Further, there was evidence as to the
similarity between the vehicle shown in the truck stop video and
the vehicle driven by the appellant. Ms Allan said the vehicles
were “similar”. Mr Hepi, who was very familiar with the vehicle
driven by the appellant, identified it as that belonging to the
appellant. He did so by comparing features that appeared on the
video including oversized wheels with white rims and the bug
deflector. However, Mr Hepi described the bullbar in a manner
inconsistent with that which is shown on the truck stop video.
Mr Johnston, who was also very familiar with the vehicle,
expressed the view that it “looks very similar to the one Brad
had” and remarked that the configuration of the canopy “looks
very much the same” and the bullbar “looks like it”. Mr Johnston
was involved in transferring the canopy from an F100 to the
subject vehicle. Mr Johnston was able to describe the
“truckie-style bullbar” on the vehicle driven by the appellant
and to identify the date upon which that had been put on the
vehicle as before 15 July 2001. He was challenged in that regard
but was able to fix the time by reference to the date he had
left Broome.
[352] In considering the identification of
the vehicle as being similar to that driven by the appellant it
is necessary to bear in mind the evidence of Professor Spring as
to the poor quality of the truck stop video and also to bear in
mind that there are many vehicles of that make, model and
approximate configuration travelling in the area at any given
time. Notwithstanding those matters there was cogent evidence of
similarities between the two vehicles.
Changes in appearance
[353] Further, in support of the Crown case,
was the evidence of the changes the appellant made to his
appearance and to the appearance of his vehicle upon his return
to Broome in July 2001.
[354] Ms Allan, who had known him as a close
friend for some 12 months, described his appearance when he
returned to Broome as having changed from having facial hair and
hair on his head to being “completely clean shaven, no
moustache, shaved his head … complete crew-cut”. She said this
was the first time she had seen him without a moustache. She
said that she had last seen the appellant around October 2001
and, in relation to his vehicle, by that time “the whole back
had been changed”. In cross-examination she said the vehicle had
previously remained basically the same until he changed the back
of it.
[355] Mr Hepi said that in July 2001 the
appellant had a long handlebar moustache and longish hair. When
he saw him on his return to Broome his hair had been cut and his
moustache was shorter. On the day of his return the moustache
came off completely and the hair was cut “back to number 1 or a
number 2”. Mr Hepi said that it was not unusual for the
appellant to change his appearance after such a trip, however to
him the change “just seemed quite dramatic at the time” and for
the appellant to shave the whole of his moustache off was
unusual. In cross-examination it was pointed out to Mr Hepi that
he had on an earlier occasion told police that the appellant
went from having full facial hair to no facial hair but he
maintained on this occasion that it was unusual. In his evidence
the appellant claimed that the change was just part of his usual
routine and that he still had his moustache when he saw Ms
Allan.
[356] In relation to the changes to his
vehicle the appellant acknowledged that changes had occurred but
said that they had been planned over a period of time. He
regarded “mucking around” with his vehicles as a hobby.
[357] The fact that there had been major
changes to the vehicle subsequent to 14 July 2001 was not in
dispute. Counsel for the appellant put to the jury that they
would be invited by the Crown to regard it as a “complete
transformation of the 4-wheel drive vehicle” but submitted that,
notwithstanding the alterations that were made, the appellant
still had a “4-wheel drive Land Cruiser with a green canopy and
a black bullbar”. He submitted that whilst work was done, it was
“done pretty much locally, everybody knew who he was, his name,
it’s not very hard to prove, but the question for you, members
of the jury, is what does it prove? Anything or just that he was
a bloke who kept mucking around with his car?”.
[358] The submission understates the effect
of the evidence. The changes were, as the Crown submitted,
significant. They involved items from three vehicles being
swapped around. The relevant canopy changed, the bullbar
changed, the relevant compliance plate was changed and a turbo
charger was added. These changes were of much greater
significance than the appellant suggested. It was more than a
man enjoying his hobby. Taken in context the evidence is
significant. Although there was some general similarity in
appearance to the vehicle as it was in July 2001, the effect was
to completely change the vehicle upon closer inspection.
The evidence of Mr Hepi
[359] In making reference to or relying on
the evidence of Mr Hepi, as to the vehicle seen at the Truck
Stop, the presence there of the appellant, the appellant’s
change of appearance on return to Broome and the changes in
appearance to the Land Cruiser we are particularly conscious of
the criticisms that were advanced by the defence and the strong
warnings that were properly given by the learned trial Judge to
the jury in relation to the consideration of his testimony.
Clearly there was and is a need to scrutinise his evidence with
great care. However, having done so, it must be observed that a
significant amount of what he said was, ultimately, either not
in issue or was substantiated by other acceptable evidence.
Relevantly for present purposes, his evidence as to the matters
referred to is both consistent with and derives considerable
support from the other evidence to which we have specifically
referred. Moreover, it carries with it the inherent ring of
truth. We see no reason to question its accuracy.
The evidence of the appellant
[360] The appellant gave evidence in the
proceedings and appropriate directions were provided to the jury
in relation to his evidence. The Crown invited the jury to
disbelieve certain parts of that evidence including his
assertion that he did not attend at the Shell truck stop in the
early hours of the morning of 15 July 2001 and that he had
attended at the Red Rooster store at about 10.30 am on 14 July
2001.
[361] In relation to his presence at the
truck stop the appellant gave evidence that he had arrived in
Alice Springs at about 10.30 am on Saturday 14 July 2001, had
gone to the Red Rooster store to purchase some chicken and then
taken his vehicle to a car wash, made some purchases at
Barbeques Galore and then refuelled his vehicle at a BP service
station in Alice Springs. He told the jury that he drove north
of Alice Springs and turned off along the Tanami Track at about
3.30 pm. His evidence was that between midnight and 1 am on 15
July 2001 he was somewhere near to the Granite Mine on the
Tanami Track about 500 kilometres from the Stuart Highway. This
evidence is in contrast with the evidence of Beverley Anne
Allan, Brian Charles Johnston and James Tehi Hepi discussed
above. As we have indicated, the evidence of the three witnesses
to the effect that the appellant bore physical characteristics
similar to the man shown in the truck stop video was consistent,
firm and convincing. In addition to the evidence of those
witnesses there is support for the proposition that the
appellant was the man in the video based upon the similarities
identified by Dr Sutisno. She conducted a thorough and
exhaustive comparison and identified a wide range of
similarities between the images of the appellant and those of
the person in the truck stop video. She described those
similarities in great detail. There were no relevant
dissimilarities. Her evidence was available for this Court to
consider and lent significant support to the evidence of Ms
Allan, Mr Hepi and Mr Johnston.
[362] In our opinion the combined force of
the evidence in support of the appellant being the person shown
in the truck stop video, circumstantial though it is, is
convincing. We do not accept the evidence of the appellant to
the contrary. This view is reinforced by our finding that the
blood of the appellant was deposited on the T-shirt of Ms Lees
at the time of the incident north of Barrow Creek.
[363] In relation to the evidence of the
appellant that he travelled to Alice Springs and went directly
to the Red Rooster store to purchase food, the submission of the
Crown is that this evidence should be rejected.
[364] Daryl Phillip Cragan gave evidence of
travelling from Broome to South Australia and back again with
the appellant in the course of one of his drug runs. Mr Cragan
said that they carried with them an Engel fridge in which they
kept their provisions. During the trip they ate “from the
vehicle”. In cross-examination he was asked whether the Red
Rooster store was “somewhere Brad would go to get food on these
trips” and he responded: “No”.
[365] Mr Johnston did three drug trips with
the appellant. He described the arrangements as including an
Engel fridge in which there was food and “if we’d stopped and
had a barbie or something like that, a bit of a feed, yeah, so a
bit of meat, margarine, tomatoes”. When asked whether there were
any purchases made along the way he indicated only fuel, ice and
drinks. Mr Johnston gave evidence of stopping at fuel stops but
not at any other location such as the Red Rooster store. He was
not asked any direct questions in this regard.
[366] We do not accept the evidence of the
appellant that he attended at the Red Rooster store at or about
10.30 am on 14 July 2001. In our view, and as the Crown
submitted, that evidence was invented by the appellant in an
effort to create doubt regarding the damning scientific evidence
confirming the presence of his blood on the T-shirt of Ms Lees.
It was clearly a lie told with a consciousness of guilt.
Conclusion
[367] The core issue in this case was the
identity of the assailant. In our opinion the presence of the
blood of the appellant upon the T-shirt of Ms Lees establishes
beyond reasonable doubt the presence of the appellant at the
time Ms Lees was attacked just north of Barrow Creek. When this
evidence is considered along with the other evidence properly
admitted at trial of events occurring at that location, the
guilt of the appellant of the murder of Peter Falconio is
established beyond reasonable doubt. The case against the
appellant becomes overwhelming when the evidence of the
identification of the appellant as the assailant by Ms Lees is
taken into account.
[362]That is sufficient to conclude that no
substantial miscarriage of justice has occurred and therefore to
dispose of the appeal. However there is evidence which lends
further significant force to the case against the appellant,
including the lie of the appellant as to his visit to the Red
Rooster store and the evidence:
(a) of Ms Allan, Mr Johnston, Mr Hepi and
Dr Sutisno which leads to the conclusion that the appellant
was the person shown in the truck stop video;
(b) as to the similarity of the vehicle
driven by the appellant to that shown in the truck stop
video and, also, the similarity to the vehicle described by
Ms Lees as being driven by the assailant;
(c) as to the presence of a dog in the
vehicle driven by the assailant similar in identified
features to the dog owned by the appellant;
(d) of the changes made by the appellant
to his own appearance shortly after 14 July 2001 and
(e) of the changes made by the appellant
to the appearance of his vehicle after his return to Broome
on 16 July 2001.
This circumstantial evidence combined to
contribute to the strength of the already compelling case
against the appellant. The error in admitting one aspect of the
evidence of Dr Sutisno does not gainsay such a conclusion.
[368] We conclude there has been no
substantial miscarriage of justice in this case. The appeal
against conviction must be dismissed.
Ground 15 – Non–parole period (pursuant to
leave)
[369] The final ground of appeal is in
respect of the non–parole period fixed by the learned trial
Judge. It asserts that the non–parole period set by the learned
trial Judge is manifestly excessive in all the circumstances in
so far as, in practical terms, the appellant has a limited
prospect of being released prior to his death.
[370] Having sentenced the appellant to life
imprisonment for the crime of murder, the learned trial Judge
imposed a sentence of four years imprisonment in respect of the
offence of deprivation of liberty and a sentence of two years
imprisonment in respect of the offence of aggravated unlawful
assault. All sentences were directed to be served concurrently.
[371] As to the question of the non–parole
period the learned trial Judge said:
“ … I bear in mind that you are not
entitled to the benefit of a plea of guilty. Just as you are
not to be punished for the manner in which your defence was
conducted, similarly you are not to be punished for the
failure to plead guilty. However, you are not entitled to
any benefit to which you would have been entitled if you had
pleaded guilty.
Also relevant to the question of your non–parole period is
the issue of general deterrence. It is a very significant
factor in your case. The need to deter others from
committing offences of this type is obvious.
As I have said, you have not shown any hint of remorse. I am
satisfied that there is a complete lack of any remorse.
Given that you must spend at least the next 20 years in
jail, it is impossible to predict with any confidence how
you are likely to respond to such a lengthy period of
imprisonment. History is full of occasions when offenders
apparently incapable of rehabilitation have, after lengthy
periods of imprisonment and a process of maturing, turned
the corner and been truly rehabilitated. Whilst recognising
that possibility, I am driven to the conclusion that your
prospects of rehabilitation are minimal.
The nature of your crime, your personal history, including
your prior offending, your obvious aggression and complete
lack of remorse for the commission of the crimes or for the
devastating impacts upon others, coupled with your maturity,
paint a bleak picture of your prospects of rehabilitation.
The criteria relevant to the fixing of a non–parole period
longer than 20 years must be viewed in the context of the
statement in s 53A(2) that the standard non–parole period of
20 years represents the non–parole period for an offence in
the middle of the range of objective seriousness for crimes
of murder. Your crime is not in the middle of the range of
objective seriousness for crimes of murder. While it is not
at the top of that range, it falls within the upper end of
that range.
I am satisfied that by reason of the objective and
subjective factors affecting the relative seriousness of
your crime, a longer non–parole period than 20 years is
warranted. In that situation the legislation provides that I
may fix a longer non–parole period. In other words, my
discretion to fix a longer non–parole period is enlivened.
All the factors to which I have referred must be weighed in
determining whether to fix a longer non–parole period. In
arriving at a period, I have borne in mind the advanced age
at which you will become eligible for parole and the real
prospect that you will die in gaol.”
[372] The learned trial Judge thereupon fixed
a non–parole period of 28 years, commencing on 10 November 2003.
[373] The appellant argued that the
legislation provides for a minimum term of 20 years where the
murder is not sexually linked and is not multiple. Neither of
those considerations apply in the present case. In the result,
it is said that the period of 28 years for a man of the
appellant’s age gives a very limited prospect of any parole at
all.
[374] There have not been a large number of
sentences imposed since the advent of mandatory non–parole
periods as stipulated by s 53A of the Sentencing Act and it
cannot be said that any particular standards have as yet
emerged.
[375] In the present case the following
factors are of importance:
(a) The killing was cold blooded and
premeditated;
(b) The appellant has not demonstrated
any remorse and the body of the victim has not been found.
As the Crown put it there can be no closure for those
grieving for the victim as the appellant has chosen not to
reveal what he did;
(c) As to the other offences each was of
an inherently serious nature that subjected Ms Lees to a
terrifying ordeal in circumstances in which she had every
reason to anticipate at least sexual violation and at worst
eventual death herself;
(d) There were no factors to mitigate the
appellant’s conduct which was cruel, remorseless and
completely unprovoked.
[376] The separate offences against Ms Lees
coupled with the circumstances attendant on the murder itself
plainly called for a non–parole period substantially in excess
of the standard statutory term. The learned sentencing Judge
specifically addressed the issue of the age of the appellant and
the fact that he might well die in prison. However, he concluded
that the gravity of the offending and the lack of mitigating
circumstances demanded the imposition of the non–parole period
actually fixed.
[377] Individual minds might well differ as
to what was an appropriate period above the statutory standard,
but we are unable to conclude that the period arrived at by the
learned sentencing Judge was manifestly outside of a reasonable
range of sentencing outcomes in the circumstances. There is no
basis on which this Court might properly interfere with the
exercise of the sentencing discretion.
[378] The appeal against sentence should also
be dismissed.
Orders:
1) Application for extension of time and
leave to argue grounds 6 and 7 allowed.
2) All other applications for extension
of time and leave to argue grounds of appeal against
convictions are dismissed.
3) Appeal against convictions dismissed.
4) Appeal against sentence dismissed.
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