Murderpedia has thousands of hours of work behind it. To keep creating
new content, we kindly appreciate any donation you can give to help
the Murderpedia project stay alive. We have many
plans and enthusiasm
to keep expanding and making Murderpedia a better site, but we really
need your help for this. Thank you very much in advance.
Milton Wuzael
MATHIS
The
United States Court of Appeals For the Fifth Circuit
Name
TDCJ Number
Date of Birth
Mathis, Milton Wuzael
999337
03/11/79
Date Received
Age (when
Received)
Education Level
12/09/99
20
8
Date of Offense
Age (at the Offense)
County
12/15/98
19
Ft.
Bend
Race
Gender
Hair Color
Black
Male
Black
Height
Weight
Eye Color
6' 2"
193
Brown
Native County
Native State
Prior
Occupation
Harris
Texas
cook,
mechanic's helper, laborer
Prior Prison
Record
None
Summary of
incident
On
12/15/98, at approximately 8:30 am, Mathis shot three victims in
the head with a .45 caliber pistol at a known drug house in Ft.
Bend County, Texas.
One of the victims, a 15-year old Hispanic
female survived the shooting, paralyzed from the chest down.
Mathis reportedly turned the gun on two other intended victims,
however, when he attempted to pull the trigger, the gun either
misfired of had been jammed.
Co-defendants
None
Race and Gender
of Victim
2
adult males
Summary:
Six people were in a well known drug house in Fort Bend County. At
8:30 a.m. Mathis pulled a handgun and shot Travis Brown in the head.
After herding the others in the same room he then calmly shot 15
year old Melanie Almaguer in the head, then shot Daniel Hibbard.
Next, he pointed the gun at Melanie's mother and
pulled the trigger, but the gun was out of bullets. Mathis then rummaged
through the house, set fire to Brown's room, threatened the others and
left in Brown's car. Almaguer survived the shooting, but was permanently
paralyzed from the neck down. Brown and Hibbard died.
Testimony from the others in the home identified
Mathis as the shooter. Mathis persuaded his girlfriend to give him an
alibi, which she maintained until confronted by police. A fellow inmate
testified that Mathis showed no remorse for the shootings and stated
that he wished he had killed all of them.
At trial, Mathis took the stand and at first denied
being at the house. After defense counsel requested a recess, Mathis
took the stand and stated that he had lied and admitted that he had shot
all three people and taken Brown’s car. Mathis claimed he shot Brown in
self-defense after Brown had threatened to shoot him. He claimed that he
shot the others because he panicked.
Citations:
Mathis v. State,67 S.W.3d 918 (Tex.Crim.App. 2002). (Direct
Appeal) Mathis v. Dretke, 124 Fed.Appx. 865 (5th Cir. 2005). (Habeas)
Final/Special Meal:
Five Texas burgers all the way with bacon, five fried pork chops, five
pieces of fried chicken, five pieces of fried fish, an order of chili
cheese fries with a whole jalapeno, an order of regular fries and an
extra large gallon of fruit punch.
Last Words:
"I never meant to hurt you," Mathis said to his surviving paralyzed
victim, Melanie Almaguerer. "You were just at the wrong place at the
wrong time. I am not asking for your forgiveness. All I have to worry
about is God forgiving me. I hope you get better. To the doctors, make
sure you take care of her." He also thanked his friends and relatives,
and asked for mercy for himself and "these people carrying out this mass
slaughter. The system has failed me. This is what you call a miscarriage
of justice. Life is not supposed to end this way ... I just ask the
Lord, when I knock at the gates, you just let me in."
ClarkProsecutor.org
Texas Department of Criminal Justice
Mathis, Milton Wuzael
Date of Birth: 03/11/79
DR#: 999337
Date Received: 12/09/99
Education: 8 years
Occupation: cook, mechanic's helper, laborer
Date of Offense: 12/15/98
County of Offense: Ft. Bend
Native County: Harris
Race: Black
Gender: Male
Hair Color: Black
Eye Color: Black
Height: 6' 02"
Weight: 193
Prior Prison Record: None.
Summary of incident: On 12/15/98, at approximately
8:30 am, Mathis shot three victims in the head with a .45 caliber pistol
at a known drug house in Ft. Bend County, Texas. One of the victims, a
15-year old Hispanic female survived the shooting, paralyzed from the
chest down. Mathis reportedly turned the gun on two other intended
victims, however, when he attempted to pull the trigger, the gun either
misfired or had been jammed.
Co-Defendants: None.
Texas Attorney General
April 15, 2005
Media Advisory: Milton Wuzael Mathis Scheduled For Execution
AUSTIN – Texas Attorney General Greg Abbott offers the following
information about Milton Wuzael Mathis, who is scheduled to be executed
after 6 p.m. Wednesday, April 20, 2005.
FACTS OF THE CRIME
On December 15, 1998, Esmerelda Rodriguez Lester and her 15-year old
daughter Melanie Almaguer went to Chris Lentsch's Fort Bend County home.
Lentsch rented rooms to Travis Brown and Daniel Hibbard.
Brown and Mathis were in Brown's room. While Lester, Almaguer and
Hibbard sat in Lentsch's room, Lentsch went to the kitchen. Shortly
thereafter, Lentsch heard gunshots from Brown's room and turned to see
Mathis leave the room with a gun in his hand.
Mathis ordered Lentsch and the other three back into Lentsch's room
where he calmly walked up to Almaguer and shot her in the head, leaving
her alive, but paralyzed from the neck down. Mathis then killed Hibbard
with a shot to the head. Mathis finally pointed the gun at Lester, but
the gun did not discharge. Mathis then rummaged through the house, set
fire to Brown's room and left in Brown's car.
The police identified Mathis as the killer and arrested him.
At his trial, Mathis testified that he was at the house at the time of
the shootings, and admitted that he had shot all three people and taken
Brown's car. Mathis claimed he shot Brown in self-defense after Brown
had threatened to shoot him. He claimed that he shot the others because
he panicked after shooting Brown.
PROCEDURAL HISTORY
September 9, 1999 - A Fort Bend County jury found
Mathis guilty of capital murder, and Mathis was later sentenced to
death following a punishment hearing.
February, 2001 - Mathis filed a petition for state
writ of habeas corpus.
February 13, 2002 - The Texas Court of Criminal
Appeals affirmed Mathis’ conviction and sentence on direct appeal.
April 3, 2002 - The Texas Court of Criminal Appeals
adopted the trial court’s findings and conclusions and denied relief.
April 3, 2003 - Mathis filed a federal habeas
petition in Houston federal district court.
October 14, 2003 - Mathis filed a motion for
summary judgment in federal dstrict court.
February 2, 2004 - The federal district court
denied Mathis’ federal writ and motion for summary judgment.
February 17, 2004 - Mathis filed a motion for a new
trial and for abatement in federal district court.
March 9, 2004 - The federal district court denied
Mathis’ motion for a new trial and motion for abatement.
April 8, 2004 - Mathis filed notice of appeal and
sought a certificate of appealability (COA) from the district court.
2004 - The district court denied his request for a
COA.
August 12, 2004 - Mathis filed an application for
COA in the 5th U.S. Circuit Court of Appeals.
February 2, 2005 - Mathis filed a motion with the
5th Circuit to stay his execution.
March 11, 2005 - The 5th Circuit denied Mathis’
application for COA and stay of execution.
March 25, 2005 - Mathis filed a motion for a
rehearing in the 5th Circuit.
April 13, 2005 - The 5th Circuit denied the motion
for a rehearing and a stay of execution
April 15, 2005 - Mathis filed a subsequent writ of
habeas corpus in state district court
On April 15, 2005, Mathis filed his third
application for state habeas relief, claiming that he is mentally
retarded and exempt from the death penalty under Atkins v. Virginia.
He filed a motion for stay of execution in the
Texas Court of Criminal Appeals on April 18, 2005, and a petition for
certiorari review in the U.S. Supreme Court on the same day.
The Court of Criminal Appeals granted Mathis’s
motion to stay on April 19, 2005, but the Supreme Court denied his
petition for certiorari on June 23, 2005.
An evidentiary hearing on Mathis’s mental
retardation claim was held September 12-15, 2005, and on September 20,
2006, Mathis’s third application for state habeas relief was denied.
On September 29, 2006, Mathis sought authorization
from the Fifth Circuit court, as required by the federal habeas
statute, for leave to file another federal habeas petition in district
court.
On April 2, 2007, the motion was granted. And on
April 4, 2007, Mathis’s second federal habeas petition was filed. The
court dismissed Mathis’ petition on March 31, 2008.
Mathis appealed to the Fifth Circuit court, but was
denied on August 20, 2010. Mathis’ petition for certiorari review was
denied on February 28, 2011.
On April 10, 2011, Mathis filed a motion under
Federal Rule of Civil Procedure 60(b), seeking relief from the
judgment in Mathis v. Dretke, which was entered seven years earlier.
The federal district court denied relief on April
29, 2011, denied Mathis’s request for COA on May 17, 2011, and denied
his motion to stay his execution pending appeal on May 31, 2011.
Mathis filed a notice of appeal at the Fifth Circuit court. That
matter is now pending.
On May 31, 2011, Mathis filed a clemency petition
with the Board of Pardons and Parole.
On June 20, 2011, Mathis filed the following with
the U.S. Supreme Court: an original habeas corpus petition, a cert
petition, a motion for stay of execution, and an application for a
certificate of appealability.
On June 20, 2011, the State filed a brief in
opposition to Mathis's petition for certiorari, application for
certificate of appealability, and application for stay of execution.
On June 21, 2011, the state filed its brief in
opposition to the original petition for writ of habeas corpus filed by
Mathis.
On June 21, 2011, Mathis filed a subsequent state
habeas application. The Texas Court of Criminal Appeals dismissed
Mathis's subsequent state writ.
On June 21, 2011, the U.S. Supreme Court denied
Mathis's two petitions and three stay requests.
CRIMINAL HISTORY
Mathis’ prior criminal history, including an aggravated robbery, various
assaults and thefts, and a charge for resisting arrest.
Mathis executed for double slaying
By Tori Brock - ItemOnline.com
Tue Jun 21, 2011
HUNTSVILLE — As Milton Mathis lay strapped to a
gurney inside the Huntsville “Walls” Unit Tuesday night, he called his
execution a “mass slaughter.” Mathis was executed for the 1998 slaying
of Travis Brown III, 24, and Daniel Hibbard, 31, inside a known drug
house in Fort Bend County.
Mathis also shot 15-year-old Melony Almaguer in the
face. While Almaguer survived the shooting, she remains paralyzed from
the chest down. Mathis, who was 19 at the time, also attempted to shoot
two more victims, but his gun either jammed or misfired.
Almaguer attended Tuesday's execution, where she was
addressed by Mathis. “I never meant to hurt you,” he said. “You were
just in the wrong place at the wrong time. I am not asking for your
forgiveness. All I have to worry about is God forgiving me. I hope you
get better. To the doctors, make sure you take care of her.”
Mathis thanked his supporters, friends and family and
asked them to take care of his mother. “To everybody, know that I love
you and I am OK,” he said. “Lord, have mercy on my soul. Lord, have
mercy on these people's soul. Life is not supposed to end this way. I
ask God that when I knock at the pearly gates, that you open up and let
me in.”
Mathis continued to speak as the lethal dose began to
take effect, resulting in a string of unintelligible words before he
sputtered and died. The lethal dose began flowing at 6:44 p.m. and
Mathis was pronounced dead at 6:53.
For his final meal, Mathis requested five Texas
burgers all the way with bacon, five fried pork chops, five pieces of
fried chicken, five pieces of fried fish, an order of chili cheese fries
with a whole jalapeno, an order of regular fries and an extra large
gallon of fruit punch.
Two more executions are scheduled for July, two in
August and three in September.
Milton Mathis executed for Houston double
slaying
By Michael Graczyk - Chron.com
AP June 21, 2011
HUNTSVILLE, Texas — Convicted killer Milton Mathis
was executed Tuesday evening for fatally shooting two people inside a
Houston crack house in 1998, becoming the sixth death row inmate
executed in Texas this year. The lethal injection was carried out
shortly after the U.S. Supreme Court rejected appeals from his defense
attorneys, who argued that Mathis was mentally impaired and therefore
ineligible for execution.
Mathis, 32, was condemned for a shooting spree that
killed Travis Brown III, 24, and Daniel Hibbard, 31, less than two weeks
before Christmas in 1998. A 15-year-old girl, Melony Almaguer, also was
shot and left paralyzed. Almaguer, seated in a wheelchair and
accompanied by her husband, was among a small group of people who
watched Mathis die from behind a window at the Huntsville Unit of the
Texas Department of Criminal Justice. "I never meant to hurt you,"
Mathis, strapped to a gurney with tubing taped to his arms, told
Almaguer. "You were just at the wrong place at the wrong time." Her
husband stood with his hand on her shoulder and at one point brushed her
face with his hand. They declined to speak with reporters after leaving
the prison.
Mathis thanked his friends and relatives, and asked
for mercy for himself and "these people carrying out this mass slaughter."
"The system has failed me," he said. "This is what you call a
miscarriage of justice. Life is not supposed to end this way ... I just
ask the Lord, when I knock at the gates, you just let me in."
He yawned and gasped, then began snoring as the
lethal drugs began taking effect. Nine minutes later, at 6:53 p.m. CDT,
he was pronounced dead.
An unsuccessful late appeal to the Texas Court of
Criminal Appeals briefly delayed the punishment. In their appeal filed
Monday with the Supreme Court, his attorneys also argued that Mathis'
claims of mental impairment hadn't been reviewed by any federal court
because of a "procedural quagmire" and "freakish coincidence" of state
and federal legal issues involving the timing of his appeals. Attorney
Lee Kovarsky also argued that if Mathis was executed, he likely would
have the lowest IQ of any Texas inmate put to death since the Supreme
Court nine years ago barred execution of the mentally impaired.
One test cited in Mathis' appeals put his IQ as low
as 62, below the threshold of 70 considered by the courts to be the
level for deciding mental impairment. Other tests showed Mathis' IQ
considerably higher. State attorneys cited a federal appeals court
ruling declaring it was a "mystery how Mathis could have scored 10-20
points higher on his IQ test before trial as compared to after his
conviction." State attorneys said the low test results could have been
the result of his heavy drug use, including PCP and "Fry," a marijuana
cigarette soaked in embalming fluid laced with PCP, alcohol and codeine
cough syrup.
State lawyers who opposed the reprieve argued Mathis
was not mentally impaired and that his claims were thoroughly litigated
in a state court proceeding which included an evidentiary hearing with
expert defense witnesses and legal assistance for Mathis. "Mathis has
already been afforded the requested relief in state court — review of
his mental retardation claim — he fails to demonstrate that his right to
further review is clear and indisputable," Laura Grant Turbin, an
assistant Texas attorney general, told the Supreme Court.
Mathis testified at his 1999 trial that he wasn't at
the scene of the shooting, even though his lawyers had told jurors he
was there. After meeting with his attorneys, he changed his testimony to
acknowledge he was present, explaining he was afraid when he didn't
initially tell the truth. He said he shot Brown in self-defense because
Brown had threatened to shoot him. And he said he panicked and opened
fire on Hibbard and Almaguer. Testimony from the girl's mother showed
that he also tried to shoot her but his gun was out of bullets. Before
he fled, Mathis set fire to Brown's room and then stole Brown's Cadillac,
according to evidence. At the time of the shooting, Mathis was on
probation for aggravated robbery.
Mathis also was set for execution in 2005, but it was
halted a day before his scheduled execution date by the Texas Court of
Criminal Appeals, which wanted to review his claims. Mathis refused to
speak with reporters in the weeks leading up to his execution. One of
his trial attorneys, Pheobe Smith, described him as cooperative and
respectful but acknowledged that the facts of the case didn't help the
defense team. "I look at this case as a failure on our part," she said.
"I don't think Milton Mathis should be on death row."
Fred Felcman, the Fort Bend County assistant district
attorney who prosecuted Mathis, called him a violent individual and "a
little thug." "He'd already been assaulting people and killing people's
dogs and holding them for ransom," Felcman said. "People were almost
more upset by the dogs than by killing people. ... He's got a low IQ but
he's very street savvy and very street smart."
No apologies from executed Houston crack house
killer
Murderer tells paralyzed woman she was in wrong
place, wrong time
By Mike Tolson - Chron.com
June 21, 2011
HUNTSVILLE — Milton Wuzael Mathis, who killed his
best friend and an acquaintance in a fit of drug-fueled paranoia at a
southwest Houston crack house, was put to death for his crime Tuesday
night as a woman paralyzed in the shooting spree looked on.
Almost two hours after the U.S. Supreme Court
rejected his final appeal, Mathis, 32, was brought into the execution
chamber. Behind a window in one of the witness rooms sat Melony Almaguer,
who was shot by Mathis between the eyes on the morning of Dec. 15, 1998.
She survived and later testified against him, but is paralyzed from the
waist down.
Mathis, the sixth person executed in Texas this year,
acknowledged Almaguer and said he had not wanted to hurt her. He said
that he hoped doctors would continue to give her good medical care. "You
were in the wrong place at the wrong time," Mathis said. "I won't ask
for your forgiveness. I only ask for the Lord's forgiveness."
Condemns system
Mathis looked up from the gurney to acknowledge two
friends who had come as his personal witnesses, and in his last
statement he thanked them, his supporters and family. He then denounced
the state for executing him and hundreds of others. "The system has
failed me," he said. "This is what you call a miscarriage of justice. I
ask the Lord to have mercy on my soul and on the souls of all who are
participating in this mass slaughter. Life shouldn't end this way."
Mathis did not apologize for his actions but
repeatedly asked for divine assistance.
"God is bringing me home," he said. "There will be no
more frustration, no more dealing with the madness. Lord, when I come
knocking, I just ask that you open your gates and let me in." He paused,
leading prison personnel to begin administration of the first of the
three-drug fatal cocktail. Mathis continued to speak for about 15
seconds, saying finally, "I can feel my life …." He gasped several
times, fell silent, then snored for 20 seconds. He was pronounced dead
at 6:53.
IQ tests an issue
Mathis, who did not speak to reporters in the weeks
before his execution, never fully explained why he began shooting those
present in the known crack house in Fort Bend County. He killed his
friend, Travis Brown III, 24, and Daniel Hibbard, 31. Mathis shot
Almaguer at close range and tried to shoot several others, but his semi-automatic
pistol jammed.
Two others who were at scene and could have been
victims also testified against him, as did a Fort Bend County Jail
inmate who said Mathis told him he wished he had killed everyone in the
house.
Mathis' lawyers never challenged the state's version
of events but claimed that he was mentally challenged to the point of
retardation, which, if proved, would have exempted him from capital
punishment. They said one of his IQ tests in prison returned a score of
62, suggestive of retardation. The state argued that other tests had
higher scores, and that his adult behavior demonstrated that he
functioned above the level of a retarded person.
Toxic environment?
Mathis testified at trial that Brown, his friend, had
pulled out the pistol and that he had wrestled it away from him, fearing
for his life. Mathis' trial attorney, Steven Rocket Rosen, contended at
trial that the environment of the crack house was toxic and that Mathis
had become paranoid that morning that he was going to be killed. But the
testimony of the girl, whom he shot in the face, was too much to
overcome, Rosen said.
Mathis' conviction occurred before the U.S. Supreme
Court ruled that execution of the mentally retarded is no longer
permissible, but Mathis was granted a hearing later to determine whether
he met the criteria. A Fort Bend County district judge ruled that he did
not, and a prosecutor dismissed Mathis as a "street-smart, conniving
thug."
Milton Wuzael
Mathis
ProDeathPenalty.com
On December 15, 1998, at approximately 8:00 or 8:30
a.m., Esmerelda Lester and her 15-year old daughter Melanie Almaguer
went to Chris Lentsch’s home. Lentsch rented rooms to Travis Brown and
Daniel Hibbard. Brown and Milton Wuzael Mathis were in Brown’s room.
While Lester, Almaguer and Hibbard sat in Lentsch’s room, Lentsch went
into the kitchen. Shortly thereafter, Lentsch heard gunshots from Brown’s
room and turned to see Mathis exiting the room with a gun in his hand.
Mathis claimed that Brown had just shot himself. Lentsch told Mathis to
put the gun down, but Mathis ordered Lentsch and the other three back
into Lentsch’s room where he calmly walked up to Almaguer and shot her
in the head, leaving her alive, but permanently paralyzed from the neck
down. The bullet passed through Melanie's forehead and mouth and lodged
in her shoulder, where it remains.
Mathis then shot Hibbard in the head, causing his
death. Mathis finally pointed the gun at Esmerelda Lester, whereupon he
discovered that he was out of bullets. Mathis thereafter rummaged
through the house, set fire to Brown’s room, threatened Esmerelda and
Lentsch, and finally left in Brown’s car. The police identified Mathis
as the killer and went to arrest him. Upon being arrested, Mathis became
violent. Officers discovered that Mathis had told his father to lie for
him and had persuaded his girlfriend to give him an alibi, which she
maintained until confronted by the police. A fellow inmate testified
that Mathis showed no remorse for the shootings and stated that he
wished he had killed them all.
Mathis took the stand and at first testified that
although he had been to the house earlier, he was not there on the
morning of the shootings. After defense counsel requested a recess,
Mathis took the stand and stated that he had lied in his previous
testimony. He then testified that he was at the house at the time of
shootings, and admitted that he had shot all three people and taken
Brown’s car. Mathis claimed he shot Brown in self-defense after Brown
had threatened to shoot him. He claimed that he shot the others because
he panicked after shooting Brown.
During the punishment phase, the State put on
evidence of Mathis’s prior criminal history, including an aggravated
robbery, various assaults and thefts, and a charge for resisting arrest.
The State presented additional evidence that Mathis had been
repetitively belligerent and disruptive at school and that he had gotten
into a fight with jailers while incarcerated.
Milton Mathis
was sentenced to death for killing Travis Brown III, 24, and Daniel
Hibbard, 31. The men were shot to death in the house where they lived in
the 5800 block of Maywood in Houston, Texas.
Mathis was 19 at the
time of the brutal crime. All three victims were shot in the head with a
.45 caliber pistol. Police believed the motive for the shootings was
robbery.
On December 15, 1998,
at approximately 8:00 or 8:30 a.m., a woman and her 15-year old daughter
went to the home of a man named Chris. Chris rented rooms in his home to
Travis Brown and Daniel Hibbard. Travis Brown and Milton Mathis were in
Travis's room.
While the woman, her
daughter and Hibbard sat in Chris's room, Chris went into the kitchen.
Shortly thereafter, Chris heard gunshots from Travis's room and turned
to see Mathis exiting the room with a gun in his hand. Mathis claimed
that Travis had just shot himself.
Chris told Mathis to
put the gun down, but Mathis ordered Chris and the other three back into
Chris's room where he calmly walked up to the girl and shot her in the
head, leaving her alive, but paralyzed from the neck down. Mathis then
shot Daniel Hibbard in the head, causing his death. Mathis finally
pointed the gun at the girl's mother, whereupon he discovered that he
was out of bullets.
Mathis thereafter
rummaged through the house, set fire to Travis Brown's room, threatened
Chris and the woman, and finally left in Travis Brown's car. The police
identified Mathis as the killer and went to arrest him.
Upon being arrested,
Mathis became violent. Officers discovered that Mathis had told his
father to lie for him and had persuaded his girlfriend to give him an
alibi, which she maintained until confronted by the police.
A fellow inmate
testified that Mathis showed no remorse for the shootings and stated
that he wished he had killed them all. Mathis took the stand and at
first testified that although he had been to the house earlier, he was
not there on the morning of the shootings.
After defense counsel
requested a recess, Mathis took the stand and stated that he had lied in
his previous testimony. He then testified that he was at the house at
the time of shootings, and admitted that he had shot all three people
and taken Brown's car. Mathis claimed he shot Travis Brown in self-defense
after Travis had threatened to shoot him. He claimed that he shot the
others because he panicked after shooting Travis.
During the punishment
phase, the State put on evidence of Mathis's prior criminal history,
including an aggravated robbery, various assaults and thefts, and a
charge for resisting arrest. The State presented additional evidence
that Mathis had been repetitively belligerent and disruptive at school
and that he had gotten into a fight with jailers while incarcerated.
UPDATE:
The Texas Court of Criminal Appeals halted one of the two
executions set for Wednesday when it granted a reprieve to condemned
inmate Milton Mathis, whose lawyers contended may be mentally retarded.
Mathis, 26, was
convicted of the fatal shootings of two men at a Houston crack house in
December 1998. In a short five-paragraph order, the court today said
arguments about Mathis' mental retardation should be reviewed by his
trial court in Fort Bend County.
The U.S. Supreme Court
in 2002 barred the execution of the mentally retarded. Mathis' attorneys
also contended his execution, if carried out, would violate his rights
unless he could get a full hearing on the claims of mental retardation.
Milton Mathis
Texas Possible Mental Retardation
Execution Date: Milton Mathis
execution was scheduled for April 20, 2005. The sentence was stayed on
April 18, 2005.
Facts of the Case:
Milton Mathis was sentenced to death for the murder
of Travis Brown III, 24, and Daniel Hibbard, 31. The two men were shot
to death in their home in Houston, Texas. Mathis was 19 at the time. The
victims were shot in the head with a .45 calibre pistol. Police believed
the motive for the shootings was robbery.
On December 15, 1998, at approximately 8:00 or 8:30
a.m., a woman and her 15-year old daughter went to the home of a man
named Chris. Chris rented rooms in his home to Brown and Hibbard. Travis
Brown and Milton Mathis were in Travis's room. While the woman, her
daughter and Hibbard sat in Chris's room, Chris went into the kitchen.
Shortly thereafter, Chris heard gunshots from Travis's room and turned
to see Mathis exiting the room with a gun in his hand. Mathis claimed
that Travis had just shot himself. Chris told Mathis to put the gun down,
however Mathis ordered Chris and the other three back into Chris's room
where he walked up to the girl and shot her in the head, leaving her
alive but paralyzed from the neck down. Mathis then shot Daniel Hibbard
in the head, killing him.
Mathis was subsequently tried by a jury and convicted
of capital murder. The jury then returned answers to special issues
submitted under the Texas Criminal Code, which required imposition of
the death penalty. On September 21, 1999, the trial court entered the
judgment and sentence of death. On February 13, 2002, the Court of
Criminal Appeals affirmed the conviction.
Mental Retardation:
In their petition to the court for a stay of
execution, Mathis' court-appointed lawyers argued that executing Mathis
would violate the eighth amendment's prohibition against executing the
mentally retarded. They cited an abundance of evidence pointing towards
Mathis meeting the criteria for mental retardation as set out in the
landmark Supreme Court ruling Atkins v. Virginia. In Atkins the
Court concluded that "the Constitution places a substantive restriction
on the State's power to take the life of a mentally retarded offender."
The American Association on Mental Retardation
("AAMR") defines mental retardation as: (1) sub-average general
intellectual functioning (i.e., an IQ of approximately 70 to 75 or
below) that exists concurrently with (2) related limitations in two or
more adaptive skill areas (communication, self-care, home living, social
skills, community use, self-direction, health and safety, functional
academics, leisure, and work), and (3) onset before the age of eighteen.
According to the AAMR definition of mental
retardation, the diagnostic features must be exhibited which
characterize mental retardation prior to the age of 18. A collection of
evidence points to the fact that the requisite diagnostic features were
exhibited by Mathis long before he turned 18.
As maintained by the clemency petition, as early as
his time in the first grade, it was clear that Mathis lacked the
intellectual capacity of his peers. He was held back in the first grade
and continued to have academic, as well as disciplinary, problems
throughout his education. Later, during his second attempt at grade 9,
he struggled to make D's and F's and dropped out of school. Mathis had
trouble reading, writing, and completing simple mathematics. His family
and people within the community recall Mathis had difficulty with
everyday activities: dressing himself properly, keeping himself clean,
cooking, getting places on his own, managing (and even counting) money,
and remembering simple tasks. As he got older, his behavior was often
age-inappropriate, and he had difficulty expressing himself.
In 1991, when Mathis was in the fifth grade and
almost twelve years old, he was referred for an evaluation because of "poor
school performance." The school administered several tests, one of which
showed a full scale IQ of 79. However, it is important to note that the
test used at this time may have been outdated and therefore likely to be
unreliable. Allowing for documented IQ inflation (several studies were
conducted on the reliability of the test used) and the margin of error,
Mathis' attorneys assert that his IQ was at that stage between 65 and
69. At this time he also began to seriously abuse drugs, and his
attorneys assert that the chemical assault on his brain has most likely
caused significant and permanent brain damage, which further impaired
his intellectual functioning. After almost 6 years of drug abuse, his
performance IQ plummeted to 60.
At the age of 22, Mathis, according to testing
administered by the medical division of the Texas Department of Criminal
Justice (TDCJ) in 2002, had a full scale IQ of 62. The prison records
accompanying these IQ test results noted "his current cognitive
functioning appears to be a function of drug use . . ."
Currently, Mathis has significant limitation in
adaptive behavior in all three AAMR domains: conceptual, social, and
practical. He has significant limitations in eight of the eleven APA
domains - self-direction, functional academics, home living, community
living, health, leisure, communication, and social skills.
The attorneys anticipate that a mental retardation
expert would recommend additional testing in order to confirm the 2002
results and that Mathis has mental retardation. However owing to his
financial situation Mathis had been unable to obtain a current
evaluation by a mental health expert. Following the decision of the
Court, an evaluation is expected to ensue.
In the Court of Criminal Appeals of
Texas
No. 73,621
MILTON WUZAEL MATHIS, Appellant v. THE STATE OF TEXAS
ON
DIRECT APPEAL
FROM
FORT BEND COUNTY
Meyers, J., delivered the opinion
of the Court in which Keller, P.J., Price, Womack, Keasler, Hervey,
Holcomb, and Cochran, J.J., joined . Johnson, J.,
joined the majority except as to point nine and filed a concurring
opinion. Cochran, J., filed a concurring opinion joined by
Womack, Hervey, Holcomb, J.J.
O P I N I O N
Appellant was convicted of capital murder in
September 1999. Tex. Penal Code Ann. § 19.03(a). Pursuant to the jury's
answers to the special issues set forth in Texas Code of Criminal
Procedure article 37.071, sections 2(b) and 2(e), the trial judge
sentenced appellant to death. Art. 37.071 § 2(g).
(1) Direct appeal to this Court is automatic. Art. 37.071 §
2(h).
On December 15, 1998, at approximately 8:00 or 8:30
a.m., Esmerelda Lester and her 15-year old daughter Melanie Almaguer
went to Chris Lentsch's home. Lentsch rented rooms to Travis Brown and
Daniel Hibbard. Brown and appellant were in Brown's room. While Lester,
Almaguer and Hibbard sat in Lentsch's room, Lentsch went into the
kitchen. Shortly thereafter, Lentsch heard gunshots from Brown's room
and turned to see appellant exiting the room with a gun in his hand.
Appellant claimed that Brown had just shot himself. Lentsch told
appellant to put the gun down, but appellant ordered Lentsch and the
other three back into Lentsch's room where he calmly walked up to
Almaguer and shot her in the head, leaving her alive, but paralyzed from
the neck down. Appellant then shot Hibbard in the head, causing his
death. Appellant finally pointed the gun at Lester, whereupon he
discovered that he was out of bullets. Appellant thereafter rummaged
through the house, set fire to Brown's room, threatened Lester and
Lentsch, and finally left in Brown's car.
The police identified appellant as the killer and
went to arrest him. Upon being arrested, appellant became violent.
Officers discovered that appellant had told his father to lie for him
and had persuaded his girlfriend to give him an alibi, which she
maintained until confronted by the police. A fellow inmate testified
that appellant showed no remorse for the shootings and stated that he
wished he had killed them all.
Appellant took the stand and at first testified that
although he had been to the house earlier, he was not there on the
morning of the shootings. After defense counsel requested a recess,
appellant took the stand and stated that he had lied in his previous
testimony. He then testified that he was at the house at the time of
shootings, and admitted that he had shot all three people and taken
Brown's car. Appellant claimed he shot Brown in self-defense after Brown
had threatened to shoot him. (2) He
claimed that he shot the others because he panicked after shooting Brown.
During the punishment phase, the State put on
evidence of appellant's prior criminal history, including an aggravated
robbery, various assaults and thefts, and a charge for resisting arrest.
The State presented additional evidence that appellant had been
repetitively belligerent and disruptive at school and that he had gotten
into a fight with jailers while incarcerated.
In his tenth point of error, appellant claims that
the evidence presented at trial was legally insufficient to support the
jury's finding that he would be a continuing threat to society. See
Art. 37.071 § 2(b)(1). In reviewing the sufficiency of the evidence at
punishment, this Court looks at the evidence in the light most favorable
to the verdict to determine whether any rational trier of fact could
have believed beyond a reasonable doubt that appellant would probably
commit criminal acts of violence that would constitute a continuing
threat to society. Jackson v. Virginia, 443 U.S. 307 (1979);
Allridge v. State, 850 S.W.2d 471 (Tex. Crim. App. 1991),
cert. denied, 510 U.S. 831 (1993). The facts of the crime alone can
be sufficient to support the affirmative finding to the special issue.
Allridge, 850 S.W.2d at 488. Additionally, we have consistently
defined "society" as encompassing both the prison population and the
free population. See Griffith v. State, 983 S.W.2d 282, 300 n.9
(Tex. Crim. App.), cert. denied, 528 U.S. 826 (1998).
The facts in the instant case demonstrate a
calculated crime which culminated in execution-style killings. The
State's evidence reflected that appellant was always in control of his
actions and showed no remorse. In addition to these facts, the State
showed that appellant had a litany of past behavior problems and had
committed a number of criminal violations. Given the facts in the
instant case, and the nature and number of the other extraneous acts
shown, a rational jury could reasonably have concluded that appellant
would continue to be a threat to society. The evidence is legally
sufficient to support the jury's affirmative answer to the future
dangerousness issue. Jackson and Allridge, both
supra. Point of error ten is overruled.
In his first two points of error, appellant claims
the trial court erred in denying his challenges for cause to two
venirepersons. To preserve error on allegedly erroneously denied
challenges for cause, an appellant must demonstrate that he asserted a
clear and specific challenge for cause, that he used a peremptory
challenge on the complained-of venireperson, that all of his peremptory
challenges were exhausted, that his request for additional strikes was
denied, and that an objectionable juror sat on the jury. Green v.
State, 934 S.W.2d 92, 105 (Tex. Crim. App. 1996), cert. denied,
117 S.Ct. 1561 (1997). The record in the instant case shows that
appellant used only thirteen of his fifteen peremptory challenges.
Appellant has failed to preserve error on these points. Points of error
one and two are overruled.
In his third point of error, appellant claims the
trial court erred in granting the State's challenge for cause to
venireperson Villamayor based on her views against the death penalty.
Under Wainwright v. Witt, 469 U.S. 412 (1985), a venireperson
may be excluded for cause consistent with the Sixth Amendment to the
United States Constitution when his views on capital punishment are such
that they would "prevent or substantially impair the performance of his
duties as a juror in accordance with his instructions and his oath."
Clark v. State, 929 S.W.2d 5, 6-7 (Tex. Crim. App. 1996), cert.
denied, 520 U.S. 1116 (1997); Vuong v. State, 830 S.W.2d
929, 942 (Tex. Crim. App.), cert. denied, 506 U.S. 997 (1992);
Moody v. State, 827 S.W.2d 875, 888 (Tex. Crim. App.), cert.
denied, 506 U.S. 839 (1992). Prospective jurors may not be excused
merely because their beliefs about the death penalty might influence the
decision-making process. Clark, supra.
Two weeks prior to Villamayor's individual
questioning, the trial judge explained to the entire panel of
veniremembers the procedural sequence of a death penalty case. The judge
told the panel that the jury is first called upon to decide whether a
capital murder defendant is guilty. The judge continued to explain that,
if the jury found the defendant to be guilty, then the trial continued
into a second phase where punishment was determined. The judge stressed
to the veniremembers that a Texas jury is never required to assess a
sentence of death or life imprisonment. Rather, the jury is required to
answer a series of questions, and the answers to those questions would
dictate to the judge what punishment should be assessed. Finally, the
judge described to the panel the questions the jury would be required to
answer.
During Villamayor's individual questioning, the
prosecutor first went through several answers she had given on her
questionnaire indicating that she was morally opposed to the death
penalty. The prosecutor also noted responses in which Villamayor had
indicated that she believed that there were circumstances in which the
death penalty was appropriate. However, in response to specific
questioning, Villamayor commented that killing just two individuals was
not such a case. Rather, Villamayor stated that she felt the death
penalty was appropriate only in such cases as when a person "kill[ed] a
whole village."
The prosecutor then reminded Villamayor of the
judge's instructions and explanations two weeks earlier and proceeded to
expand upon the procedure followed in the punishment phase of a capital
trial, the meanings of the questions asked, and the law involved.
(3) As the prosecutor explained the mitigation question and
asked the venireperson questions concerning it, the following exchange
occurred:
[PROSECUTOR:] [A]re you of such a nature, ma'am, that
you will almost always answer this [mitigation question] yes because
then you know the person probably would receive a Life Sentence? Are you
in that category, or would you go ahead and look at it and then answer
it appropriately?
* * *
MS. VILLAMAYOR: I would probably be in that category.
[PROSECUTOR:] That you would automatically answer it?
MS. VILLAMAYOR: Yes, I think I would.
[PROSECUTOR:] Are your - are your feelings about the
Death Penalty, is that the reason why you would probably automatically
always find mitigating circumstances?
MS. VILLAMAYOR: Yes.
* * *
[PROSECUTOR:] - are your beliefs so strong, . . .,
you are going to have problems setting them aside?
MS. VILLAMAYOR: I believe they are.
[PROSECUTOR:] Do you think - let me ask you one last
time in regard to - and in a different fashion so that we are clear and
there is no conflict here. Do you - do you believe that your personal
opinions, your personal beliefs about the Death Penalty, being opposed
to it, is going to substantially affect you in answering this question
regarding mitigating circumstances?
MS. VILLAMAYOR: Yes.
The prosecutor then challenged Villamayor for cause
and the judge passed her to the defense for questioning. During defense
counsel's questioning, Villamayor continued to state that her beliefs
would influence her judgment and she was not sure that she could be open-minded
during the process.
Given the totality of the voir dire, the trial judge
was within his discretion in determining that Villamayor's views on
capital punishment were such that they would have prevented or
substantially impaired the performance of her duties as a juror in
accordance with her instructions and her oath. Wainwright, supra;
see also Colburn v. State, 966 S.W.2d 511, 518 (Tex. Crim. App.
1998). Point of error three is overruled.
Appellant asserts in his fourth and fifth points of
error that the trial court erred in overruling his Batson
challenge to the State's use of peremptory strikes on prospective jurors
J. Grooms and M. Adams. (4)See
Batson v. Kentucky, 476 U.S. 79 (1986). Under Batson, a
defendant must initially establish a prima facie showing of
racial discrimination in the State's exercise of its peremptory strikes.
The burden then shifts to the State to articulate race-neutral
explanations for its questioned strikes. Once the prosecutor has
articulated race-neutral explanations, the burden shifts back to the
defendant to show that the explanations are really a pretext for
discrimination. (5) The trial court must
then determine whether the defendant has carried his burden of proving
racial discrimination. The trial court's determination is accorded great
deference and will not be overturned on appeal unless it is clearly
erroneous. See Chamberlain v. State, 998 S.W.2d 230, 236 (Tex.
Crim. App. 1999), cert. denied, 528 U.S. 1082 (2000).
During the Batson hearing in the instant
case, the prosecutor explained that he had struck venireperson Grooms
because she had indicated that she was in favor of the death penalty
only in those instances where the defendant requested the death penalty
and the crime was of the most violent nature. She also noted that she
felt the death penalty was imposed too often and that Texas had put a
lot of people to death. With regard to prospective juror Adams, the
prosecutor told the judge that he had struck her because she had
indicated that she needed proof beyond any doubt and because she had two
children, one of whom was about appellant's age.
The trial court then gave appellant an opportunity to
rebut the prosecutor's explanations. Appellant responded by stating that
the prosecutor used his strikes in a improper manner and that this was
the most blatant violation of due process he had seen in twenty-three
years of practicing law. The trial court overruled the Batson
claim.
The State's explanations were facially race-neutral
and appellant did not point to any evidence of pretext. The trial court
did not abuse its discretion in finding that appellant failed to carry
his burden of showing purposeful discrimination. See
Pondexter, v. State, 942 S.W.2d 577, 581-82 (Tex. Crim. App. 1996)(defendant's
rebuttal insufficient to establish State's explanations were pretext);
Chambers v. State, 866 S.W.2d 9, 25 (Tex. Crim. App. 1993)("absent
some other evidence which rebuts the State's race-neutral explanation,
we will not disturb the trial court's finding that the State's
explanation is legitimate"). Appellant's fourth and fifth points of
error are overruled.
In his sixth point of error, appellant claims the
trial court erred in refusing to instruct the jury on the lesser-included
offense of manslaughter in the death of Daniel Hibbard, the second
victim named in the indictment. He asserts that a finding that he was
guilty of a lesser degree of criminal homicide in Hibbard's case would
necessarily negate one of the elements required to convict him of
capital murder. He contends that the evidence raising the issue of
whether he was guilty of the lesser degree of criminal homicide came
from his own testimony. Specifically, appellant repeatedly denied during
his testimony that he had intended to kill anyone. He claimed that he
killed Brown in self-defense and then just pulled the trigger in a panic
when Hibbard turned around, but insisted he was acting recklessly and
not intentionally.
To determine whether a charge on a lesser-included
offense should be given, this Court has implemented a two-step test.
See Aguilar v. State, 682 S.W.2d 556, 558 (Tex. Crim. App. 1985);
Royster v. State, 622 S.W.2d 442, 444 (Tex. Crim. App. 1981) (plurality
opinion). The first step is to decide whether the offense is a lesser-included
offense of the offense charged. See Article 37.09; see also,
e.g., Rousseau v. State, 855 S.W.2d 666, 672 (Tex. Crim. App.),
cert. denied, 510 U.S. 919 (1993); Aguilar, 682 S.W.2d at
558. We have recognized that manslaughter is a lesser-included offense
of capital murder. See Cardenas v. State, 30 S.W.3d 384, 392-93
(Tex. Crim. App. 2000). Hence, the first prong of the test is satisfied.
The second step of the Aguilar/Rousseau test
requires an evaluation of the evidence to determine whether there is
some evidence that would permit a jury rationally to find that the
defendant is guilty only of the lesser offense. Moore v.
State, 969 S.W.2d 4, 8 (Tex. Crim. App. 1998); Rousseau,
855 S.W.2d at 672. In other words, there must be some evidence from
which a jury could rationally acquit the defendant of the greater
offense while convicting him of the lesser-included offense. Moore,
969 S.W.2d at 8. The evidence must establish the lesser-included offense
as a valid rational alternative to the charged offense. Wesbrook v.
State, 29 S.W.3d 103, 113-14 (Tex. Crim. App. 2000), cert.
denied, 121 S.Ct. 1407 (2001); Arevalo v. State, 943 S.W.2d
887, 889 (Tex. Crim. App. 1997).
Contrary to appellant's claim that he shot Brown in
self-defense, the medical examiner testified that Brown had suffered two
bullet wounds to the head, one of which entered from the back. The
evidence of appellant's actions following Brown's shooting reflected
that he was calm and calculated, not that he was panicked or frightened.
He shot Almaguer between the eyes and Hibbard in the head. Although
appellant claimed he acted "recklessly" with the gun and did not intend
to kill anyone, his testimony about the shootings was fraught with
inconsistencies. For example, he vacillated between insisting he had not
aimed the gun when shooting and stating that he had indeed aimed and
shot:
I did not actually know at the time that I was - I
was shooting [Almaguer]. I did aim the gun and pull the trigger, but I
never meaned [sic] - I just shot. I never aimed it or anything. It just
hit her. . . . I never said I didn't aim the gun and pull the trigger. I
have been telling you the whole time that I did aim the gun and pull the
trigger. . . . after they started hollering and screaming, then I went
in there and that's when I aimed and pulled the gun and pulled the
trigger. . . . I said I pointed the gun - I said I pointed it - I aimed
- I didn't mean to just point it. . . . I just pointed it and shot . .
.. I just pointed the gun and shot. I wasn't even really just looking .
. . when I shot the gun, but I did aim it over there. I wasn't never
even looking . . . I just pulled the trigger. . . . I just closed my
eyes and shoot [sic].
Appellant's testimony that he did not intend to kill
anyone does not amount to evidence upon which a jury could rationally
find appellant only acted recklessly with respect to killing
Hibbard, and not intentionally. Appellant had already shot and killed
Brown with two shots to the head. He admitted to aiming and firing the
gun. With four shots, he killed two people and hit the third between her
eyes. Those who saw him testified his actions were calm and collected.
In a similar case, Wesbrook v. State, 29 S.W.3d 103 (Tex. Crim.
App. 2000), the defendant killed five people. He sought an instruction
on a lesser-included offense of aggravated assault. We upheld the trial
court's refusal of the instruction:
The evidence must establish the lesser-included
offense as a valid alternative to the charged offense. In the
instant case, the trial record shows appellant acted intentionally, or
at the least, knowingly, when he walked into an apartment armed with a
high-powered rifle. He fired a single shot at close range into the chest
of the first victim, a highly vulnerable part of the body. After
witnessing the damage that resulted from his actions, appellant
continued to fire the weapon, again at close range, into four more
individuals, choosing as his target, either their head, chest, or
abdomen. Physical evidence from the scene and the condition of the
bodies suggest that one victim was shot as he attempted to escape from
the apartment and another was shot while on his knees. The only
contrary evidence that this was not an intentional or knowing act is
appellant's own assertion that he did not intend to kill. Given the
state of the entire record, this was not evidence from which a jury
could rationally conclude that appellant was guilty only of aggravated
assault.
Wesbrook, 29 S.W.3d at 113-14 (emphasis
added); see also Jackson v. State, 992 S.W.2d 469, 475 (Tex.
Crim. App. 1999) (not entitled to instruction on the lesser-included
offense of aggravated assault when evidence showed appellant, at least,
guilty of homicide). Apart from appellant's own testimony that he did
not intend to kill anyone, there was no other evidence in support of
such theory, and in fact the evidence refuted that testimony. We hold
appellant's testimony does not supply evidence upon which a jury could
rationally find appellant's actions toward Hibbard were merely reckless
and were not at least knowing. Hence, appellant has failed to satisfy
the second prong of the Aguilar/Rousseau test. Appellant's
sixth point of error is overruled.
In his seventh point of error, appellant complains
that "[t]he prosecutor committed reversible error when he referred to [a]ppellant
in final argument as a 'despicable piece of human trash.'" Appellant
failed to object at trial to the prosecutor's arguments, however, and
therefore forfeited his right to complain about this issue on appeal.
Tex. R. App. P. 33.l; Ladd v. State, 3 S.W.3d 547, 569 (Tex.
Crim. App. 1999), cert. denied, 529 U.S. 1070 (2000). Appellant
urges us to overrule Cockrell v. State, 933 S.W.2d 73 (Tex.
Crim. App. 1996), in which we held that a defendant must pursue to an
adverse ruling his objections to jury argument. Appellant argues that
such inflammatory, prejudicial statements cannot be cured by an
instruction to disregard, and thus it would be pointless to object in
order to secure an ineffective instruction. But even if an the error was
such that it could not be cured by an instruction, appellant would be
required to object and request a mistrial. Nonetheless, we decline to
overrule Cockrell, a case perfectly in line with Rule of
Appellate Procedure 33.1 and the policies underlying preservation of
error. Point of error seven is overruled.
In his eighth point of error, appellant claims his
trial counsel failed to render effective assistance by neglecting to
object to the prosecutor's comments during final argument concerning his
non-testimonial courtroom demeanor.
To show an ineffective assistance of counsel claim,
an appellant must first demonstrate that his trial counsel's performance
was deficient. Strickland v. Washington, 466 U.S. 668 (1984)(adopted
by this Court in Hernandez v. State, 726 S.W.2d 53 (Tex. Crim.
App. 1986)). Second, he must also show that his counsel's deficient
performance was so serious that it prejudiced his defense, rendering the
trial unfair and the verdict suspect. Strickland, 466 U.S. at
687; Lockhart v. Fretwell, 506 U.S. 364 (1993). In other words,
appellant must show by a preponderance of the evidence that trial
counsel's representation fell below an objective standard of
reasonableness under prevailing professional norms and that this
deficient performance rendered the result of the proceeding unreliable.
Strickland, supra; McFarland v. State, 845 S.W.2d 824,
843 (Tex. Crim. App. 1992), cert. denied, 508 U.S. 963 (1993).
Appellant made no effort to prove the prejudice prong
under Strickland. Ladd v. State, 3 S.W.3d 547, 570 (Tex. Crim.
App. 1999); Mitchell v. State, 989 S.W.2d 747, 748 (Tex. Crim.
App. 1999). Point of error eight is overruled.
In his ninth point of error, appellant claims the
trial court erroneously overruled his objection to "victim impact"
testimony concerning surviving victim Almaguer. Appellant relies on
Cantu v. State, 939 S.W.2d 627 (Tex. Crim. App. 1997), cert.
denied, 522 U.S. 994 (1997) as support for his claim.
(6)
In Cantu, supra, the defendant was
involved in the kidnaping, rape and murder of two girls in the same
criminal episode. During the punishment phase of his trial for the
kidnaping, rape and murder of one of the girls, the State presented
testimony from the mother of the second victim regarding her daughter's
good character, the family's search for her, and the impact of the crime
on the family. The defendant objected that this "victim impact" evidence
regarding a victim not named in the indictment was not relevant to the
special issues, and that it was more prejudicial than probative. Id.
at 636. We agreed that the evidence as to her good character, activities
she enjoyed, and the impact of her death on her family was not relevant
as appellant was not on trial for her murder and such evidence served no
purpose other than to inflame the jury. We held such evidence to be
irrelevant and highly prejudicial. Id. at 637.
The testimony at issue in the present case, however,
is distinguishable from that evidence which was at issue in Cantu.
During the punishment phase of appellant's trial, the
State called Janelle Manning, a nurse who had been caring for Almaguer
for approximately four months, to testify. Appellant objected, arguing
that although the testimony of Manning was relevant, he felt that the
prejudicial effect of the testimony far exceeded its probative value.
The State, in response to appellant's objection, argued that it would
only be asking Manning to testify about the medical care provided to
Almaguer on a daily basis and the things that were done in order to keep
Almaguer alive. The trial court agreed to allow Manning to testify,
however, it limited the testimony to the technical procedures required
in the day-to-day care of Almaguer, while expressly curtailing any
testimony regarding the psychological impact of Almaguer's paralysis, or
any testimony pertaining to her feelings of pain.
In Mosleyv. State, 983 S.W.2d 249
(Tex. Crim. App. 1998), cert. denied, 526 U.S. 1070 (1999), we
discussed the meaning of "victim impact" and "victim character" evidence.
We explained that "victim impact" evidence is evidence that is "generally
recognized as evidence concerning the effect that the victim's death
will have on others, particularly the victim's family members." Id.
at 261. "Victim character" was defined as evidence that is "generally
recognized as evidence concerning good qualities possessed by the victim."
Id.
The testimony at issue here does not fall under
either category of victim-related evidence.
Unlike in Cantu, in which the evidence
involved testimony regarding both the victim's good qualities and the
effect that her death had on family members, the testimony in the
present case did not involve testimony about how third persons were
affected by the crime, nor was there any discussion about the character
of the victim. Manning's testimony focused solely on the medical
procedures involved in the care of Almaguer. Appellant's
characterization of Manning's testimony as victim impact evidence is
incorrect. Point of error nine is overruled.
Appellant's conviction is affirmed.
Delivered: February 13, 2002
Publish
*****
1. Unless otherwise indicated all
future references to Articles refer to the Code of Criminal Procedure.
2. Appellant claimed Brown held
the gun to appellant's head and threatened to kill him. Appellant
testified he knocked the gun out of Brown's hand, and when Brown started
walking toward him, appellant closed his eyes and pulled the trigger.
3. Before a veniremember can be
properly challenged for cause, the law must be explained to her and she
must be asked whether she can follow that law regardless of her personal
views. See Jones, 982 S.W.2d at 390.
4. At trial appellant challenged
nine of the State's strikes, but on appeal he complains only about the
strikes to Grooms and Adams.
5. Once the responding party has
offered a race-neutral explanation for a peremptory challenge and the
trial court has ruled on the ultimate question of purposeful
discrimination, the preliminary issue of whether the party raising the
Batson challenge made a prima facie case becomes moot.
See Malone v. State, 919 S.W.2d 410, 412 (Tex. Crim. App.
1996).
6. Although appellant discusses
Cantu, he does not actually develop an argument regarding the
admission of the evidence.
Mathis v. Dretke,
124 Fed.Appx. 865 (5th Cir. 2005) (Habeas)
Background: Defendant convicted of capital murder and
sentenced to death, affirmed at 67 S.W.3d 918, petitioned for a writ of
habeas corpus. The United States District Court for the Southern
District of Texas denied relief, and defendant appealed, seeking a
certificate of appealability (COA).
Holdings: The Court of Appeals held that: (1)
district court lacked the power to extend the time to file a notice of
appeal after denying habeas relief; (2) failure to hold a live
evidentiary hearing before recommending that defendant be denied habeas
relief was not a violation of his due process rights; (3) refusal to
instruct the jury on the lesser included offense of manslaughter did not
violate the defendant's constitutional rights; (4) trial court did not
violate defendant's due process rights in failing to conduct a
competency hearing sua sponte; (5) evidence that may have been
improperly withheld by the State was not material for Brady purposes;
and (6) defendant was not denied effective assistance of counsel. Denied.
PER CURIAM:
Petitioner-Appellant Milton Mathis (“Mathis”) was
convicted of capital murder and sentenced to death for the 1998 murder
of Travis Brown and Daniel Hibbard. He now seeks a certificate of
appealability (“COA”) from the district court's denial of his petition
for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. We deny Mathis'
request for a COA on each issue.
FACTUAL AND PROCEDURAL HISTORY
A grand jury indicted Mathis for the capital murder
of more than one person during the same criminal transaction under Texas
Penal Code § 19.03(a)(7). Mathis was represented at trial by Steven
Rosen and Pheobe Smith (hereinafter “trial counsel”). The Texas jury
found Mathis guilty of capital murder as charged in the indictment and
further answered Texas' special issues in a manner that required
imposition of a death sentence. As summarized by the Texas Court of
Criminal Appeals on direct review, the facts are as follows:
On December 15, 1998, at approximately 8:00 or 8:30
a.m., Esmerelda Lester and her 15-year old daughter Melanie Almaguer
went to Chris Lentsch's home [a known drug house]. Lentsch rented rooms
to Travis Brown and Daniel Hibbard. Brown and appellant were in Brown's
room. While Lester, Almaguer and Hibbard sat in Lentsch's room, Lentsch
went into the kitchen. Shortly thereafter, Lentsch heard gunshots from
Brown's room and turned to see appellant exiting the room with a gun in
his hand. Appellant claimed that Brown had just shot himself. Lentsch
told appellant to put the gun down, but appellant ordered Lentsch and
the other three back into Lentsch's room where he calmly walked up to
Almaguer and shot her in the head, leaving her alive, but paralyzed from
the neck down. Appellant then shot Hibbard in the head, causing his
death. Appellant finally pointed the gun at Lester, whereupon he
discovered that he was out of bullets. Appellant thereafter rummaged
through the house, set fire to Brown's room, threatened Lester and
Lentsch, and finally left in Brown's car.
The police identified appellant as the killer and
went to arrest him. Upon being arrested, appellant became violent.
Officers discovered that appellant had told his father to lie for him
and had persuaded his girlfriend to give him an alibi, which she
maintained until confronted by the police. A fellow inmate testified
that appellant showed no remorse for the shootings and stated that he
wished he had killed them all. Appellant took the stand and at first
testified that although he had been to the house earlier, he was not
there on the morning of the shootings. After defense counsel requested a
recess, appellant took the stand and stated that he had lied in his
previous testimony. He then testified that he was at the house at the
time of shootings, and admitted that he had shot all three people and
taken Brown's car. Appellant claimed he shot Brown in self-defense after
Brown had threatened to shoot him. He claimed that he shot the others
because he panicked after shooting Brown. Mathis v. State, 67 S.W.3d
918, 921 (Tex.Crim.App.2002) (footnote omitted).
On February 13, 2002, Mathis' conviction and sentence
were affirmed on automatic direct appeal to the Texas Court of Criminal
Appeals. Id. at 928. Mathis did not seek certiorari review in the
Supreme Court. Mathis' state habeas proceedings were held concurrent to
his direct appeal. The trial-level state habeas court issued findings of
fact and conclusions of law recommending that Mathis' state habeas
application be denied. On April 3, 2002, the Court of Criminal Appeals
adopted the lower court's findings and conclusions and denied habeas
review. Ex parte Milton Wuzael Mathis, No. 50,722-01 (Tex.Crim.App.
April 3, 2002) (unpublished). On the same day, Mathis filed his
application for a federal writ of habeas corpus in the Southern District
of Texas, raising six points of error. Concomitantly, Mathis filed a
successive state habeas petition asserting a claim under Atkins v.
Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335 (2002). His
successive state habeas petition was dismissed by the Court of Criminal
Appeals because a federal proceeding was pending. See Ex parte Soffar,
120 S.W.3d 344 (Tex.Crim.App.2003) (noting Texas' long standing practice,
based on abstention doctrine, of dismissing a second state habeas
application if there is a pending federal proceeding). On February 2,
2004, the federal district court denied relief and denied COA sua sponte.
Mathis v. Dretke, Civil No. H-03-CV-1138 (S.D.Tex. Feb. 6, 2004) (unpublished).
Mathis submitted a motion for new trial and for abatement in the federal
district court, requesting reconsideration and that the district court
suspend federal proceedings pending completion of state proceedings. See
Ex parte Soffar, 143 S.W.3d 804 (Tex.Crim.App.2004) (holding that a
successive state habeas petition may be considered if any concurrent
federal proceedings are stayed pending completion of state proceedings).
The district court denied his motion. Mathis now seeks a COA from this
court.
STANDARD OF REVIEW
Mathis filed a notice of appeal in the instant case
after the effective date of the Anti-Terrorism and Effective Death
Penalty Act of 1996 (“AEPDA”) therefore, his right to appeal is subject
to the AEDPA's amended version of 28 U.S.C. § 2253. Lindh v. Murphy, 521
U.S. 320, 336, 117 S.Ct. 2059, 138 L.Ed.2d 481 (1997) (stating that
AEDPA applies to all habeas petitions pending after April 24, 1996).
Before an appeal may be entertained, a prisoner who
was denied habeas relief must first obtain a COA from a circuit judge.
Miller-El v. Cockrell, 537 U.S. 322, 335-36, 123 S.Ct. 1029, 154 L.Ed.2d
931 (2003). Until a COA has been issued, a federal appeals court lacks
jurisdiction to rule on the merits of a habeas appeal. Id. at 336, 123
S.Ct. 1029. To obtain a COA, the petitioner must make a “substantial
showing of a denial of a constitutional right.” 28 U.S.C. § 2253(c)(2).
To make such a showing, the petitioner must demonstrate “that reasonable
jurists could debate whether [ ] the petition should have been resolved
in a different manner or that the issues presented were ‘adequate to
deserve encouragement to proceed further.’ ” Slack v. McDaniel, 529 U.S.
473, 484, 120 S.Ct. 1595, 146 L.Ed.2d 542 (2000) (quoting Barefoot v.
Estelle, 463 U.S. 880, 893 n. 4, 103 S.Ct. 3383, 77 L.Ed.2d 1090
(1983)).
In determining whether to grant a COA, our inquiry is
limited to a threshold examination that “requires an overview of the
claims in the habeas petition and a general assessment of their merits.”
Miller-El, 537 U.S. at 336, 123 S.Ct. 1029. A full consideration of the
merits is not required, nor permitted, by § 2253(c)(2). Id. The fact
that a COA should issue does not mean the petitioner will be entitled to
ultimate relief, rather “the question is the debatability of the
underlying constitutional claim, not the resolution of that debate.” Id.
at 342, 123 S.Ct. 1029. Accordingly, we must be mindful that “a claim
can be debatable even though every jurist of reason might agree, after
the COA has been granted and the case has received full consideration,
that petitioner will not prevail.” Id. at 337, 123 S.Ct. 1029. At the
COA stage, we do not apply the deferential AEDPA standard of review,
found in 28 U.S.C. § 2254, for the merits of the habeas petition. Id. at
342, 123 S.Ct. 1029 (“Before the issuance of a COA, the Court of Appeals
had no jurisdiction to resolve the merits of petitioner's constitutional
claims.”). Thus, our immediate task is to determine, not the ultimate
merits of Mathis' claims, but only whether Mathis has demonstrated that
“jurists of reason could disagree with the district court's resolution
of his constitutional claims or that jurists could conclude the issues
presented are adequate to deserve encouragement to proceed further.”
Miller-El v. Cockrell, 537 U.S. 322, 327, 123 S.Ct. 1029, 154 L.Ed.2d
931 (2003) (citing Slack, 529 U.S. at 484, 120 S.Ct. 1595).
DISCUSSION
We turn first to Mathis' claim that the district
court erred in denying his motion to stay proceedings. A COA is not a
prerequisite to review the denial of a motion to stay proceedings. See
28 U.S.C. § 2254(a) (permitting federal courts to entertain applications
for writ of habeas corpus for relief from a “judgment of a State court”);
see also Dunn v. Cockrell, 302 F.3d 491, 492 (5th Cir.2002) (stating
that a COA is not required when an appeal does not implicate the merits
of a district court's denial of a habeas petition). Accordingly, we may
consider the merits of Mathis' claim. A district court's refusal to
grant a stay in a habeas proceedings is reviewed for abuse of discretion.
Brewer v. Johnson, 139 F.3d 491, 493 (5th Cir.1998) (citation omitted).
Because Mathis submitted his motion to stay
proceedings after the final judgment dismissing his habeas petition, the
district court concluded that the only matter left for it to stay was
the time to file a notice of appeal. The district court held that it did
not have the power to extend the time to file a notice of appeal
indefinitely. We agree. Notwithstanding Mathis' status as a prisoner, a
federal habeas proceeding is a civil proceeding, Wilkens v. Johnson, 238
F.3d 328, 330 (5th Cir.2001), therefore, it is subject to Rule 4(a) of
the Federal Rules of Appellate Procedure. Rule 4(a)(5) constrains the
district court's ability to extend the time to file a notice of appeal
to either “30 days after the prescribed time or 10 days after the date
when the order granting the motion is entered.” Fed. R.App. P. 4(a)(5).
To allow the district court to extend the time to file a notice of
appeal for an indeterminate period, which is essentially what the
district court would do if it granted a stay in this situation, would be
wholly inconsistent with the language of the rules requiring an
expeditious filing of a notice of appeal. Accordingly, it was not an
abuse of discretion for the district court to deny Mathis' motion to
stay proceedings.
We now
turn to the other issues Mathis raises in his application for a COA,
specifically, he raises five errors: that (1) the refusal to conduct a
live evidentiary hearing in the state habeas proceeding violated his due
process rights and interfered with the district court's ability to
perform its function under § 2254; (2) the trial court violated his
constitutional rights by refusing to give an instruction of manslaughter
with respect to the killing of Daniel Hibbard; (3) the trial court erred
in failing to conduct a competency hearing sua sponte at trial; (4) the
prosecution violated his due process rights by withholding impeachment
evidence relating to the State's witness Gregory Jackson; and (5) his
trial counsel's representation at trial was ineffective and resulted in
actual prejudice at his trial and sentencing. For the following reasons,
we deny Mathis' request for a COA.
I. Live Evidentiary Hearing
Mathis' raises two claims, which we have consolidated
here, concerning the state habeas court's failure to hold a live
evidentiary hearing before recommending that he be denied relief. Mathis
argues that the failure to hold a live evidentiary hearing was a
violation of his due process rights. Moreover, he contends that the
inadequacies in the record interfered with the district court's ability
to apply the proper review under § 2254. This latter argument seems to
be related to the district court's duty, under § 2254, to afford a
presumption of correctness to a State court's determination of a factual
issue. See 28 U.S.C. § 2254(e)(1). Stated another way, Mathis seems to
argue that without a full hearing in the state court, the district court
could not assume the state court's findings were correct and thereby,
must conduct plenary review of the factual issues. Mathis argues that
important factual issues still needed to be developed and absent a live
hearing, the state court did not provide a sufficient record on which
the district court could evaluate Mathis' arguments.
The district court concluded that Mathis did not
exhaust his constitutional claim, that the denial of an evidentiary
hearing violated his due process rights, in state court. Despite finding
that Mathis' claim was procedurally barred, the district court
nonetheless went on to consider the merits. The district court held that
complaints about state habeas proceedings are not a basis for federal
habeas relief and notwithstanding, the federal courts do not have the
power to grant the relief Mathis sought, namely, ordering that state
evidentiary proceedings be conducted. In addition, the district court
rejected Mathis' argument that ADEPA's deferential review is applied
only after state courts have conducted a full and fair hearing.
Mathis argues that in his “motion for hearing on
issues raised in writ of habeas corpus,” presented to the state habeas
court, he stated that a denial of a hearing on the issue of ineffective
assistance of counsel would be a due process violation. In addition, he
asserts that he clearly indicated in the motion that his arguments were
based on the Eighth and Fourteenth Amendments. Even assuming arguendo
that Mathis' claim was exhausted in state court, we are not persuaded
that a COA should be issued. It is well established that “infirmities in
state habeas proceedings do not constitute grounds for federal habeas
relief. We look only to the trial and direct appeal.” FN1 Duff-Smith v.
Collins, 973 F.2d 1175, 1182 (5th Cir.1992). Moreover, Mathis' argument
that any deficiencies in the record impeded the district court's ability
to apply deferential review pursuant to § 2254, fails to recognize that
ADEPA “jettisoned all references to a ‘full and fair hearing’ from the
presumption of correctness accorded state court findings of fact.”
Valdez v. Cockrell, 274 F.3d 941, 949 (5th Cir.2001). There is no
requirement that a full and fair hearing be conducted before the
district court may afford deference to the state court's factual
findings.
FN1. Mathis unsuccessfully tries to distinguish Duff-Smith,
supra, and Henderson v. Cockrell, 333 F.3d 592 (5th Cir.2003), by noting
that, as opposed to the present case, federal court hearings were
conducted in those cases. However, we find that distinction
inconsequential. Furthermore, while we may agree with the premise of
Mathis' statement that a fair hearing should not be trivialized as an “infirmity,”
we feel his argument overlooks the core of the holding in Duff-Smith and
Henderson, namely, that on habeas review we look to only the trial and
direct appeal.
II. Lesser Included Offense Instruction
Next, Mathis argues that the trial court violated his
constitutional rights by refusing to give an instruction to the jury on
the lesser included offense of manslaughter with respect to the death of
Daniel Hibbard, in accordance with Beck v. Alabama, 447 U.S. 625, 100
S.Ct. 2382, 65 L.Ed.2d 392 (1980). The Supreme Court in Beck held that a
death sentence imposed after a conviction of a capital offense is
unconstitutional where the jury was prohibited from considering a
verdict of guilty of a lesser included offense. “Subsequent decisions by
this court have consistently held that a state trial court may not,
under Beck, refuse a lesser-included-offense instruction if the jury
could rationally acquit on the capital crime and convict for the
noncapital crime.” East v. Scott, 55 F.3d 996, 1005 (5th Cir.1995) (internal
quotation marks and citations omitted).
During the trial, Mathis testified that he shot Brown
in self-defense because Brown was threatening to shoot him. He alleged
that after he shot Brown, everyone else present in the house began
“hollering and screaming.” Mathis stated at trial that “I never aimed
the gun. I just walked in there and heard them all screaming, and I was
just pointing the gun and pulled the trigger. So I never aimed. I am not
a target-or nothing like that sir. I don't know how to shoot a gun like
that ... I didn't-I didn't mean to hurt nobody, sir. I'm not a killer,
sir.' ” Mathis' trial counsel argued that Mathis' testimony demonstrated
a mental state of recklessness in the killing of Hibbard and therefore,
a manslaughter instruction should be given. Mathis' testimony went
against the great weight of the evidence and the surviving eyewitnesses'
testimony that he was calm and calculated when he shot Hibbard. The
trial court denied trial counsel's request; instead the trial court
instructed the jury it could return a conviction of capital murder or
murder.
In Beck, the Supreme Court invalidated an Alabama
statute that prohibited the trial court from giving a lesser included
offense instruction in a trial for a capital crime. As the Supreme Court
later explained in Schad v. Arizona, Beck sought to prevent a scenario
where a jury, convinced that a defendant was guilty of a serious,
violent crime but not sure that he was guilty of a capital crime, was
faced with a situation where they had to vote for a capital conviction
or let the defendant go free. 501 U.S. 624, 646, 111 S.Ct. 2491, 115
L.Ed.2d 555 (1991) (quotation marks omitted).
‘[O]n the one hand, the unavailability of the third
option of convicting on a lesser included offense may encourage the jury
to convict for an impermissible reason-its belief that the defendant is
guilty of some serious crime and should be punished. On the other hand,
the apparently mandatory nature of the death penalty [in Alabama] may
encourage it to acquit for an equally impermissible reason-that,
whatever his crime, the defendant does not deserve death.... [T]hese two
extraneous factors ... introduce a level of uncertainty and
unreliability into the factfinding process that cannot be tolerated in a
capital case.’ We repeatedly stressed the all-or-nothing nature of the
decision with which the jury was presented.... As we later explained in
Spaziano v. Florida, 468 U.S. 447, 455, 104 S.Ct. 3154, 82 L.Ed.2d 340
(1984), ‘[t]he absence of a lesser included offense instruction
increases the risk that the jury will convict ... simply to avoid
setting the defendant free.... The goal of the Beck rule, in other words,
is to eliminate the distortion of the factfinding process that is
created when the jury is forced into an all-or-nothing choice between
capital murder and innocence.’ This central concern of Beck simply is
not implicated in the present case, for petitioner's jury was not faced
with an all-or-nothing choice between the offense of conviction (capital
murder) and innocence. Id. at 646-47, 111 S.Ct. 2491 (internal citations
omitted).
In Schad, the trial court gave a jury instruction for
the non-capital offense of second-degree murder. The petitioner argued
that the jury should have been given an instruction for simple robbery.
The Schad Court rejected the petitioner's argument, concluding that as
long as the jury had an option other than capital conviction or
acquittal, even if that third option was second-degree murder and not
robbery, the jury's capital murder verdict did not implicate a Beck
violation. Id. at 647, 100 S.Ct. 2382.
Here, the jury found Mathis guilty of capital murder
under Texas Penal Code § 19.03(a)(7) for the murder of more than one
person during the same criminal transaction. Mathis argues that a
capital murder charge under § 19.03(a)(7) is really two murder
convictions plus an affirmative finding of the same transaction. He
argues that Beck must be applied to each homicide in his capital murder
charge. He contends that the jury was faced with the all or nothing
dilemma of either convicting Mathis under a higher mental state for
Hibbard's murder or letting him go free for that killing, and thereby,
under Beck, the trial court violated his constitutional rights when it
did not allow the jury to consider the lesser included offense of
manslaughter as to Hibbard. A finding of recklessness as to the killing
of Hibbard would necessarily negate one of the elements required to
convict him of capital murder.FN2
FN2. Mathis also argues that the jury charge
presented a problem akin to the one in Penry v. Johnson, 532 U.S. 782,
121 S.Ct. 1910, 150 L.Ed.2d 9 (2001), in that, without a manslaughter
instruction, jurors who did not believe that one murder conviction fully
addressed the fact of two killings would have to nullify a truthful
finding that the petitioner killed Hibbard in order to compromise on a
verdict which only held him accountable for the murder of Brown. However,
the jury instruction here was not internally contradictory nor did it
present the ethical dilemma faced by jurors instructed under the
unconstitutional charge in Penry. We therefore reject this argument.
The Court of Criminal Appeals rejected Mathis'
argument because it held that his trial testimony alone did not present
enough evidence for the jury to rationally find that his shooting of
Hibbard was simply reckless. The Court of Criminal Appeals held that a
lesser included offense instruction should only be given by a trial
court where a valid rational alternative to a capital conviction can be
found in light of all the evidence. The district court affirmed, holding
that the state court ruling was not contrary to, or an unreasonable
application of, federal law. In addition, the district court read Beck
as prohibiting a situation where the jury was faced with only two
choices, either convict the defendant of a capital offense or acquit.
Under that interpretation, no constitutional violation occurs if the
trial court provided the jury with the option of convicting the
defendant of a non-capital offense. Because, the jury was given the
option of convicting Mathis of a non-capital offense, the district court
concluded no constitutional violation occurred, even if the trial court
denied a specific lesser-included offense instruction. We agree with the
district court's latter conclusion.
The crux of Mathis' argument is parallel to that
presented by the petitioner in Schad. Id. at 646-48, 100 S.Ct. 2382. The
petitioner there was charged with murder committed during the course of
a robbery, a capital offense, but he maintained that he was guilty of
only simple robbery. The jury was instructed on capital murder and
second-degree murder. Schad argued that if the jury believed his defense
theory, and thought him guilty of only robbery, there was no verdict
through which they could express that view; the jury was therefore faced
with either convicting him of murder or letting him go free. The Supreme
Court rejected the petitioner's argument that “the jurors should have
been given the opportunity to return a verdict in conformity with their
reasonable view of the evidence.” Id. at 647, 100 S.Ct. 2382 (internal
quotation marks and citation omitted). The assertion that a petitioner
is entitled to instruct the jury on every lesser included offense
supported by the evidence, the Schad Court said, is a misapprehension of
the constitutional principles in Beck. Id. at 646, 100 S.Ct. 2382.
Instead, the Schad Court reiterated that the goal of Beck was to
eliminate an all or nothing choice between capital conviction or
innocence. Id.
Here, the trial court gave instructions as to capital
murder, murder, and self-defense. Thus, the jury was not faced with a
situation where they might be “convinced that the defendant had
committed some violent crime but not convinced that he was guilty of a
capital crime [and] might nonetheless vote for a capital conviction if
the only alternative was to set the defendant free with no punishment at
all.” Id. Here, if the jury believed that Mathis was guilty of a serious,
violent crime but did not want to impose the death penalty, they had the
choice of imposing a sentence of murder. Because this conclusion is not
one about which reasonable jurist could differ, we decline to issue a
COA.
IV.
Competency hearing
Mathis's fourth claim
concerns his contention that the trial court violated his due process
rights in failing to conduct a competency hearing sua sponte during
trial. Mathis bases his procedural competency argument on one central
incident at trial. Mathis' defense theory depended on his explanation of
the shootings. When Mathis was called to testify he initially stated
that he was not present at the house when the murders occurred, to the
surprise of his attorney and against the great weight of the evidence.
Trial counsel immediately requested a recess so that he could consult
with Mathis. Counsel also suggested to the trial court that this
“breakdown in communications” may be attributable to Mathis' well-documented
history of “some mental problems, some episodes, some trauma to him.”
After a brief break, Mathis returned to the witness stand. He admitted
he had lied about not being at the house at the time of the shootings.
He stated that “the reason why I lied is because I was already on
probation and everything and I knew-I knew exactly what I would face if
I told the truth about me being there. I was lying because, because I
was scared.” Mathis argues that his illogical lie, especially
considering that his defense strategy hinged on his testimony, suggested
that he did not grasp the gravity of his situation and he did not
appreciate the need to cooperate with trial counsel, which he asserts
indicated his incompetency. On habeas review before this court, Mathis
makes only a claim for a procedural error for failure to ensure
competency not a substantive claim that he was actually incompetent.
Constitutional due process requires that the trial of
an accused may be conducted only when they are legally competent. See
Pate v. Robinson, 383 U.S. 375, 86 S.Ct. 836, 15 L.Ed.2d 815 (1966). A
court must sua sponte conduct an inquiry into a defendant's mental
capacity if the evidence raises a bona fide doubt as to the defendant's
competency. See Drope v. Missouri, 420 U.S. 162, 95 S.Ct. 896, 43 L.Ed.2d
103 (1975); see also Lokos v. Capps, 625 F.2d 1258 (5th Cir.1980). In
considering whether a hearing should have been conducted into the
defendant's mental status, “[t]he question is: Did the trial judge
receive information which, objectively considered, should reasonably
have raised a doubt about defendant's competency and alerted him to the
possibility that the defendant could neither understand the proceedings
or appreciate their significance, nor rationally aid his attorney in his
defense.” Id. at 1261. The test to determine whether a Pate procedural
violation has occurred is an objective one based on what was known to
the trial court at the time of the trial. Id. (citation omitted). The
Supreme Court has not articulated a precise standard for what should
indicate a bona fide doubt, but generally the Court focuses on three
factors that should be considered: (1) the existence of a history of
irrational behavior, (2) defendant's demeanor at trial, and (3) a prior
medical opinion. See e.g., Drope, 420 U.S. at 180, 95 S.Ct. 896. Even
one of these factors, standing alone, may be sufficient to signal a
constitutional violation. Id.
The state habeas court held that there was
insufficient evidence to raise a bona fide doubt as to Mathis'
competency to stand trial. The state court noted there was strong
indicia of Mathis' competency, namely his demeanor at trial and the
examinations by two mental health experts who did not challenge his
competency. The district court further noted that two ex parte hearings
were held apparently for the purpose of determining Mathis' competency.
Although the record does not indicate what rulings resulted from those
hearings, Mathis was apparently found competent. The district court
concluded that Mathis failed to demonstrate objective facts known to the
trial court during trial which would have signaled any doubt as to his
competency. Our review of the trial record also indicates that Mathis
understood the nature of the proceedings, and otherwise acted
competently; accordingly, we can not issue a COA.
The only evidence Mathis points to that he argues
should have raised a “red flag” concerning his competency is the
statement made by trial counsel concerning Mathis history of mental
problems and the “illogical lie” Mathis told at trial that he was not
present at the house at the time of the shootings. First, vague
statements made by defense counsel of mental problems, without
additional evidence, are not sufficient to raise a bona fide doubt of
competency. See Pedrero v. Wainwright, 590 F.2d 1383, 1388 (5th
Cir.1979) (quoting Jordan v. Wainwright, 457 F.2d 338, 339 (5th
Cir.1972) (finding defense counsel's “naked suggestion that the
defendant may be incompetent” insufficient to warrant a competency
hearing)). Moreover, Mathis' lie, although illogical and probably
detrimental to his case, was not sufficient to raise a bona fide doubt
as to his competency. Accord Davis v. Woodford, 384 F.3d 628, 645-46
(9th Cir.2004) (holding that although defendant's behavior was
recalcitrant and detrimental to his case, the trial judge did not err in
not conducting a competency hearing where the defendant otherwise
demonstrated he understood the proceedings and what was at stake).
Mathis rationally explained why he lied, he was scared. Furthermore, in
his explanation he explicitly stated he “knew exactly what [he] would
face” if he told the truth, thus demonstrating that he had a “ ‘rational
as well factual understanding of the proceedings against him.’ ” Godinez
v. Moran, 509 U.S. 389, 396, 113 S.Ct. 2680, 125 L.Ed.2d 321 (1993) (citation
omitted). We therefore cannot justify the issuance of a COA.
V. Withholding of Impeachment Evidence
Mathis claims the prosecution violated his
constitutional rights by failing to reveal evidence that could have been
used to impeach Gregory Jackson, a prosecution witness. Jackson
testified that he and Mathis were incarcerated together while Mathis was
awaiting trial. He alleged that Mathis confessed to the killings and
expressed no remorse. Even more damaging, Jackson alleged that Mathis
stated “the only thing he [Mathis] resented is that he didn't kill
everybody that was in the house.” Mathis asserts several pieces of
evidence were improperly withheld, specifically (1) the full extent of
Jackson's criminal record; (2) that Jackson had repeatedly contacted the
district attorney's office, seeking an opportunity to testify for the
prosecution against other defendants; (3) any offers that might have
been made to Jackson in return for his testimony; and (4) that there
might be some questions as to Jackson's mental capacity and the
prosecution in another context had earlier questioned Jackson's
credibility; and (5) the testimony of other cellmates who could refute
Jackson's testimony.
The district court concluded that Mathis failed to
show that the State did not turn over all materials in its possession to
him or that Mathis could not have obtained such evidence with reasonable
and diligent effort. Furthermore, even assuming the prosecution had
withheld evidence, the district court concluded that Mathis did not show
that the evidence was material to his conviction or sentence because
Jackson's testimony was only a small portion of the significant evidence
presented by the State.
The Supreme Court in Brady v. Maryland held that the
suppression by the prosecution of evidence favorable to the accused
“violates due process where the evidence is material either to guilt or
to punishment, irrespective of the good faith or bad faith of the
prosecution.” 373 U.S. 83, 87, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963).
Three factors must be present to constitute a Brady violation: “[t]he
evidence at issue must be favorable to the accused, either because it is
exculpatory, or because it is impeaching; that evidence must have been
suppressed by the State, either willfully or inadvertently; and
prejudice must have ensued.” Banks v. Dretke, 540 U.S. 668, 691, 124
S.Ct. 1256, 157 L.Ed.2d 1166 (2004) (quoting Strickler v. Greene, 527
U.S. 263, 281-82, 119 S.Ct. 1936, 144 L.Ed.2d 286 (1999)). Unless the
“evidence is ‘material for Brady purposes, [its] suppression [does] not
give rise to sufficient prejudice to overcome [a] procedural default.’ ”
Id. at 698, 124 S.Ct. 1256 (quoting Strickler, 527 U.S. at 282, 119 S.Ct.
1936). In order to prove materiality, the defendant must show that with
the suppressed evidence there is “a reasonable probability of a
different result.” Id. (quoting Kyles v. Whitley, 514 U.S. 419, 115 S.Ct.
1555, 131 L.Ed.2d 490 (1995)).
“[W]hen information is fully available to a defendant
at the time of trial and his only reason for not obtaining and
presenting the evidence to the Court is his lack of reasonable diligence,
the defendant has no Brady claim.” United States v. Brown, 628 F.2d 471,
473 (5th Cir.1980). Brady does not place any burden upon the Government
to conduct a defendant's investigation or assist in the presentation of
the defense's case. United States v. Marrero, 904 F.2d 251, 261 (5th
Cir.1990) (citations omitted).
The State argues that no evidence was suppressed
because all of the evidence challenged by Mathis was either in the
prosecution's open file, part of the public record, or inadmissible.
Mathis counters that while “in theory [trial counsel] could have combed
through sealed records” looking for the evidence they say was suppressed,
they would not have known where to look “without some guidance by the
prosecution.”
Mathis' argument is unavailing. It is well
established that the prosecution has no duty under Brady to give defense
counsel guidance as to where in the prosecution's open file to find
exculpatory evidence. United States v. Mulderig, 120 F.3d 534, 541 (5th
Cir.1997) (“ ‘There is no authority for the proposition that the
government's Brady obligations require it to point the defense to
specific documents with a larger mass of material that it has already
turned over.’ ”); see also Marrero, 904 F.2d at 260-61. The evidence in
the prosecution's open file was not suppressed because Mathis' counsel
had equal access to it.
However, we find unpersuasive the State's argument
that they had no duty to disclose exculpatory evidence that was
available in the public record. Specifically, the State contends that
Jackson's competency evaluation and evidence that he tried to claim he
was incompetent in a previous trial, were available in his file in the
district clerk's office. In addition, Jackson's file also contained
evidence that he previously tried to act as a confidential informant in
other cases but he was repeatedly rebuffed by the State because they
questioned his credibility. As the Supreme Court has previous noted,
when a prosecutor asserts they have complied with Brady through their
open file policy, defense counsel may reasonably rely on that file to
contain all the relevant exculpatory materials the state is obligated to
disclose pursuant to Brady. Strickler v. Greene, 527 U.S. 263, 283 n.
23, 119 S.Ct. 1936, 144 L.Ed.2d 286 (1999) (quotation marks omitted);
accord Banks, 540 U.S. at 694-96, 124 S.Ct. 1256. “If the State failed
under a duty to disclose the evidence, then its location in the public
record, in another defendant's file, is immaterial.” Johnson v. Dretke,
394 F.3d 332, 337 (5th Cir.2004) (citation omitted). In Johnson, a
murder accomplice, who was also a witness at the accused's trial,
stipulated under oath that he shot the victim; the accused did not know
at trial about the accomplice's stipulation. The district court relied
on the fact that the stipulation was available in the public record to
hold that a counsel exercising due diligence could have discovered it.
The Fifth Circuit reversed the district court's denial of COA because we
found that reasonable jurists could debate whether it was prosecutorial
misconduct to not disclose the stipulation to the accused. Id.
Even though the evidence pointed to by the defense
may have been improperly withheld by the State, no Brady violation can
be found if the evidence is not material, i.e., unless there is a
reasonable probability there would have been a different result at trial.
At the guilt/innocent phase of the trial, Jackson testified that Mathis
confessed to shooting Brown and Hibbard. Additionally, there was
significant evidence at trial that Mathis shot Brown and Hibbard,
including Mathis' own testimony and the testimony of the surviving
eyewitnesses. Thus, even if Mathis could have further impeached
Jackson's testimony at the guilt/innocence phase, it would not have “
‘put the whole case in such a different light.’ ” Banks, 540 U.S. at
698, 124 S.Ct. 1256 (citation omitted).
Jackson also testified Mathis said he regretted that
he did not kill everybody in the house. The prosecution repeated
Jackson's statement at the sentencing phase twice, during opening and
closing statements. The jury was required to answer two special
questions at the sentencing phase: (1) whether they found from the
evidence, beyond a reasonable doubt, that there is a probability the
Defendant would commit criminal acts of violence that would constitute a
continuing threat to society; and (2) whether they found there was
sufficient mitigating circumstances to warrant the imposition of a
sentence other than death. The jury answered yes to the first question
and no to the latter. Mathis argues that Jackson's testimony was
critical evidence that painted Mathis as a remorseless and cold-blooded
killer who posed a continuing threat to society. However, the
prosecution also put forth witnesses who testified as to Mathis' prior
criminal history-including a girlfriend he assaulted, police officers
who he assaulted, and teachers who kicked him out of high school for
disciplinary problems. In addition, a corrections officer testified to
Mathis' ongoing disciplinary problems in jail during the course of the
trial and the nurse of Mathis' paralyzed victim, Almaguer, testified to
the measures necessary to keep her alive on a day-to-day basis. Although
Jackson's averment-that Mathis was remorseless-was damning, we agree
with the district court that there was sufficient evidence independent
of Jackson's testimony for the jury to find that Mathis posed a
continuing threat of violence. We find that reasonable jurists could not
debate this conclusion, and decline to issue a COA.
VI. Ineffective Assistance of Counsel
Mathis' other claims relate to his assertion that his
trial counsel's performance was ineffective. Mathis argues that his
trial counsel failed to (1) discover impeachment evidence against
Gregory Jackson; (2) object to testimony by Esmerelda Lester, a
surviving eyewitness from the shootings, when she stated that she heard
that “there was a hit on [her] head;” (3) object when the prosecution
called Mathis “a despicable piece of human trash;” (4) investigate and
develop mitigating evidence that he had a low IQ; and (5) present expert
testimony that he suffered from frontal lobe damage. We address each one
in turn.
To make a substantial showing of the denial of his
Sixth Amendment right to reasonably effective assistance of counsel,
Mathis must demonstrate “that counsel's performance was deficient,” and
that “the deficient performance prejudiced the defense.” Strickland v.
Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). To
establish deficient performance, a petitioner “must show that counsel's
representation fell below an objective standard of reasonableness.” Id.
at 687-88, 104 S.Ct. 2052. Judicial scrutiny of counsel's performance
must be “highly deferential” and we must make every effort “to eliminate
the distorting effects of hindsight, to reconstruct the circumstances of
counsel's challenged conduct, and to evaluate the conduct from counsel's
perspective at the time.” Id. at 689, 104 S.Ct. 2052. To establish
prejudice, a petitioner “must show that there is a reasonable
probability that, but for counsel's unprofessional errors, the result of
the proceeding would have been different. A reasonable probability is a
probability sufficient to undermine confidence in the outcome.” Id. at
694, 104 S.Ct. 2052.
A. Failure to investigate impeachment evidence
The district court affirmed the state habeas court's
conclusion that Mathis' trial counsel's pre-trial investigation of
impeachment evidence was not ineffective. Furthermore, the district
court averred that even if trial counsel should have investigated
Jackson's background more thoroughly, there was no indication that the
deficiency prejudiced the defense. The jury was well-aware that Jackson
had a criminal record because it was mentioned in both direct and cross
examination. The district court observed that trial counsel vigorously
cross-examined Jackson, calling him a thief, a burglar, a robber, a
cheater, and a liar. Accordingly, the district court held that there was
not a reasonable probability that there would have been a different
outcome had trial counsel more thoroughly tried to impeach Jackson's
testimony.
Our review of the record likewise indicates that
trial counsel thoroughly challenged Jackson about his credibility during
cross-examination. Mathis argues that counsel should have been aware of
the impeachment evidence concerning Jackson that was available in the
public record. However, as previously noted, the Supreme Court has
stated that defense counsel may reasonably rely on a prosecutor's open-file
to contain all relevant exculpatory materials the state is obligated to
disclose when a prosecutor asserts they have complied with Brady through
their open-file policy. Strickler, 527 U.S. at 282 n. 23, 119 S.Ct.
1936. Mathis' counsel was not ineffective in failing to find the
information about Jackson that was not contained in the prosecutor's
open-file, even if that information was available in the public record.
However, even if trial counsel was obligated to discover the impeachment
evidence against Jackson, reasonable jurists could not disagree that
there is no probability that there would have been a different result at
trial. See Section V, supra. We therefore decline to issue a COA.
B. Failure to object to Lester's testimony
Mathis argues that his trial counsel was ineffective
for failing to object to certain comments made during the guilt-innocence
phase of the trial by Emeralda Lester, a surviving eyewitness and mother
of paralyzed victim Melanie Almaguer. On direct examination, the
prosecutor asked Lester where she had been living since the shooting.
Lester responded that she had been living “[f]rom motel to motel”
because she was in hiding. The prosecutor replied, “Why?” to which
Lester stated, “Because it was on the streets that there was a hit on my
head.” Mathis asserts that Lester's comment implied that he may be
responsible for a serious extraneous offense-namely, solicitation of the
murder of a witness, in order to preclude Lester from testifying against
him. Mathis contends that Lester's testimony, in tandem with Jackson's
testimony, implied that he was remorseless and violent. Furthermore,
Mathis argues that had his trial counsel objected to Lester's testimony,
it would have warranted a mistrial.
The district court concluded that Mathis failed to
show that an objection to Lester's testimony would have created a
reasonable probability of a different result, especially in light of the
significant independent evidence establishing that Mathis had a violent
criminal history and displayed no remorse. Although the gravamen of
Mathis' argument is that Lester's testimony affected the jury's decision
in sentencing, the testimony itself occurred during the guilt-innocence
phase of the trial. Even assuming that the jury retained this
information as part of their sentencing deliberations, the district
court noted that Lester did not state that Mathis was responsible for
the “hit on [her] head,” nor that the “hit” was a direct result of the
shootings or the trial.
We agree, and find that reasonable jurists could not
disagree with the district court's conclusion. In addition, we note that
Mathis himself admits that there was evidence, independent of Lester's
vague comment, that could have established that Mathis was remorseless
and violent. Mathis' brief states that Lester's testimony “dovetailed
with Jackson's testimony about the petitioner's supposed ‘regret’ ” and
“Lester's testimony, like Jackson's, provided strong evidence of an
ongoing ‘remorseless' attitude and tendency towards violence.” We
thereby can not issue a COA.
C. Failure to object to prosecutor's statement
Mathis objects to the prosecutor calling him “a
despicable piece of human trash” during closing statements and asserts
that his trial counsel was ineffective for failing to object to the
prosecutor's use of language. He contends that the jury is likely to be
influenced by an experienced prosecutor's personal opinion. He also
argues a characterization that he is trash implies that he deserves to
be discarded, i.e., that he deserves to die. The district court
concluded that Mathis failed to show that the failure to object resulted
in prejudice or made the proceedings fundamentally unfair. Trial counsel
had also used trenchant language in closing arguments in reference to
the victims, which the state habeas court concluded could have justified
an equally vitriolic response from the prosecution; the district court
held that the state habeas court's conclusion was not contrary to or an
unreasonable application of federal law.
The prosecutor's comment was very likely an
impermissible interjection of his personal beliefs into the closing
arguments, however, we are unconvinced that a COA should be issued. Even
if trial counsel had objected, the statement would not have constituted
reversible error. See e.g., United States v. Hayes, 444 F.2d 472, 474
(5th Cir.1971) (“Because of the overwhelming evidence of guilt, it can
hardly be said that appellants were prejudiced in the minds of the jury
by the prosecutor's comment. Even taking the view most favorable to
appellants, such remarks do not constitute the type of ‘obvious and
substantial’ error which would be grounds for reversal.”); see also
United States v. Shaw, 701 F.2d 367 (5th Cir.1983) (prosecutor's comment
[he had never seen a “colder, more cold blooded, remorseless defendant”]
did not prejudicially affect defendant's substantial rights considering
overall strength of evidence against him and failure of prosecutor to
convey impression that he possessed private or extrinsic information
supporting belief.). In light of the overwhelming evidence presented of
his guilt, there is no probability that an objection from trial counsel
would have resulted in a different outcome at trial.
D. Failure to investigate low intelligence/mental
retardation.
The evidence presented to the state trial court
showed Mathis to have a low range of intelligence but all above the
threshold for mental retardation. Specifically, the expert's report
indicated that Mathis' full scale I.Q. was 79, his verbal I.Q. was 77
and his performance I.Q. was 85. Testing performed by a psychologist for
the Texas Department of Criminal Justice after his conviction reflect
different results. Those results show Mathis to have a full scale I.Q.
of 62, verbal I.Q. of 65 and a performance I.Q. of 60. The district
court held that Mathis failed to present evidence that reasonable
counsel, at the time of trial, would have investigated his possible
mental retardation further. Nonetheless, the district court concluded
that even without the evidence of mental retardation, trial counsel
“covered the same ground” in presenting evidence that Mathis' drug use
impaired his ability to reason and function normally; thus there is no
reasonable probability that evidence of mental retardation would have
changed the result.
We decline to issue a COA on this issue because trial
counsel did not fall below objective standards of reasonableness in
their investigation of Mathis' intelligence. It is not asserted that
trial counsel failed to investigate mental capacity. Cf. Wiggins v.
Smith, 539 U.S. 510, 123 S.Ct. 2527, 156 L.Ed.2d 471 (2003) (finding
Strickland claim meritorious where counsel failed to conduct an adequate
investigation into defendant's background). To the contrary, Mathis took
an I.Q. test prior to trial and scored low, but above the threshold for
mental retardation. Mathis makes no argument that a reasonable counsel
at the time of trial would have investigated further. It is a mystery
how Mathis could have scored 10-20 points higher on his I.Q. test before
trial as compared to after his conviction. However, trial counsel was
not deficient in their performance to trust the results of the initial
I.Q. tests.
E. Mitigating evidence of frontal-lobe damage
Mathis presented an affidavit from Pheobe Smith, who
along with lead counsel, Steven Rosen, was Mathis' counsel at trial.
Smith averred that in her investigation of mitigation evidence, she
interviewed Dr. Stephen Martin, Ph.D., a neurological expert. Based on
neurological tests performed by Dr. Martin's associate, Dr. Martin was
prepared to testify that Mathis had frontal lobe brain damage and that
the brain damage impaired Mathis' ability to think and function normally,
particularly when under stress. Smith stated in her affidavit that she
did not known why Steven Rosen chose not to present this potentially
mitigating evidence and she felt that it was ineffective assistance of
counsel to not present the testimony of Dr. Martin.
“[C]ounsel's failure to develop or present mitigating
background evidence is not per se deficient performance.... Strickland
requires that we defer to counsel's decision not to present mitigating
evidence or not to present a certain line of mitigating evidence when
that decision is both fully informed and strategic, in the sense that it
is expected, on the basis of sound legal reasoning, to yield some
benefit or avoid some harm to the defense.” Moore v. Johnson, 194 F.3d
586, 615 (5th Cir.1999) (internal citations omitted). The state habeas
court held that trial counsel's decision not to put Dr. Martin's
evidence before the jury was part of sound trial strategy and did not
fall below an objective standard of reasonableness. The district court
determined that the state habeas court did not fully adjudicate the
claim on its merits because it did not consider the prejudice prong of
the Strickland analysis, and consequently the prejudice prong may be
reviewed de novo. See Henderson, 333 F.3d at 600-01(finding that the
ADEPA's standard of review does not apply to the deficient performance
prong of Strickland claim because the state court did not address that
part of petitioner's claim).
Without addressing the question of whether trial
counsel was deficient for not presenting Dr. Martin's evidence, on de
novo review the district court concluded that Mathis did not satisfy the
prejudice prong of the Strickland analysis. After noting that Mathis
stated that his frontal lobe damage was not caused by a physical injury
but was instead attributable to his drug use, the district court
concluded that trial counsel presented other mitigating evidence with
the same “mitigating thrust.” Specifically, the district court stated
that the testimony of Dr. Jesse A. Reed, a psychologist who testified
about the effect drug abuse had on Mathis, was similar in kind to Dr.
Martin's averments because they both would have presented to the jury
facts stating that drugs impaired Mathis' judgment and contributed to
his criminal history. Accordingly, the district court held that there
was no reasonable probability of a different result because the jury was
able to consider evidence with the same mitigating effect. We agree, and
further find that reasonable jurists could not debate this point;
therefore, we deny a COA.
Conclusion
For the reasons outlined above, Mathis' request for a
COA is DENIED. Additionally, Mathis' motion for stay of execution is
DENIED and Mathis' motion for stay of proceedings is DENIED.