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Status:
Executed
by lethal injection in Texas on March 11,
2010
Summary:
The body of Rudolfo Lopes, a sergeant with the Bexar County
Sheriff's Department, was discovered in a field in San Antonio,
blindfolded and his hands bound together. He had been shot once in
the top of his head with a .9 mm handgun.
Six days later, Maxwell and his
girlfriend, Tess McFarland, were stopped after a police chase and
running gun battle in downtown San Francisco. They were driving
Lopes vehicle, which contained Lopes personal items and a .9 mm
handgun later tested and found to be the handgun that had killed
Lopes. Once arrested, Maxwell confessed to both killings.
A month earlier, Maxwell and McFarland
kidnapped Robbie Bott near Indianapolis and forced him to withdraw
cash from automatic teller machines. The next day, Bott’s car was
found abandoned and aflame about fifteen minutes from his home.
His charred, hogtied body was found in the trunk. The autopsy
showed that he had been killed by a shot to the torso.
Citations:
Maxwell v. State, 2004 WL 3094649 (Tex.Cr.App. 2004). (Direct
Appeal) Maxwell v. Thaler, 009 WL 2981896 (5th Cir. 2009). (Habeas)
Final/Special Meal:
6 pieces of fried chicken with ketchup, 3 bacon cheeseburgers, 6
red Mountain Dews, brownie and french fries.
Last Words:
“I hurt a lot of people with the decisions I made. I can't be more
sorry than I am right now. This person who did that 10 years ago
isn't the same person you see today. I want to address you. I am
sorry. I don't know who you are. I am sorry. I put you through
some things that I can't take back." But he said his execution was
"creating more victims. This is not going to change anything." To
his son, Maxwell stated "I hurt the Lopes family. Let this be a
lesson. Your decisions affect everybody. Look after your sister
for me.”
ClarkProsecutor.org
Name
TDCJ
Number
Date
of Birth
Maxwell, Joshua
999408
05/17/1978
Date
Received
Age (when Received)
Education Level
03/26/2002
23
10
Date
of Offense
Age
(at the Offense)
County
10/11/2000
22
Bexar
Race
Gender
Hair
Color
white
male
brown
Height
Weight
Eye
Color
5 ft 8 in
184
blue
Native
County
Native
State
Prior
Occupation
Marion
Texas
laborer
Prior
Prison Record
Indiana Department of Corrections
#925717 on a 5-year sentence for 1 count theft, released
03/03/2000 to Marion County, Indiana on parole.
Summary of incident
On 10/11/2000, in San Antonio,
Maxwell and 2 co-defendants, fatally shot an Hispanic male Bexar
County Deputy Sheriff and dumped his body behind a strip mall.
Co-defendants
Frank Gramm; Tess McFarland
Race
and Gender of Victim
Hispanic male
Texas
Department of Criminal Justice
Maxwell, Joshua
Date of Birth: 05/17/1978
DR#: 999408
Date Received: 03/26/2002
Education: 10 years
Occupation: Laborer
Date of Offense: 10/11/2000
County of Offense: Bexar
Native County: Marion County, Indiana
Race: White
Gender: Male
Hair Color: Brown
Eye Color: Blue
Height: 5' 8"
Weight: 184
Prior Prison Record: Indiana Department of
Corrections #925717 on a 5-year sentence for 1 count theft,
released 03/03/2000 to Marion County, Indiana on parole.
Summary of incident: On 10/11/2000, in San
Antonio, Maxwell and 2 co-defendants, fatally shot an Hispanic
male Bexar County Deputy Sheriff and dumped his body behind a
strip mall.
Co-defendants: Frank Gramm; Tess McFarland.
Maxwell's girlfriend accomplice, 30 year-old Tessie McFarland of
Indianapolis, is serving a life sentence at a women's prison in
Texas.
Texas Attorney General
Friday, March 5, 2010
Media Advisory: Joshua Maxwell scheduled for
execution
AUSTIN – Texas Attorney General Greg Abbott
offers the following information about Joshua Maxwell, who is
scheduled to be executed after 6 p.m. on Thursday, March 11, 2010.
A Bexar County jury sentenced Maxwell to death for the robbery,
kidnaping and murder of Rudolfo Lopes.
FACTS OF THE CRIME
Rudolfo Lopes, a sergeant with the Bexar County
Sheriff's Department, was murdered in San Antonio on or about
October 11, 2000. Lopes’ body was discovered on Oct. 12 in a field
behind a northeast San Antonio strip center. He was blindfolded
and his hands were bound together. Police found a spent shell
casing on the ground near the body. The medical examiner
determined that Lopes’ death was caused by a single gunshot wound
to the top of his head from a 9-millimeter bullet.
A woman who lived in a residential area behind
the strip center stated that between 9 and 10 on the night of the
killing, she heard a loud gunshot. The owner of a business in the
strip center stated that about 9 p.m., he saw a gold Chevrolet
pickup drive to the back of the strip center, where it was parked
next to a gap in a privacy fence that separated the strip center
from an adjacent field. He stated the vehicle was occupied by a
man and a woman.
Lopes was last seen alive by his wife when he
left for work on the morning of Oct 11 in his gold four-door
Chevrolet pickup. Lopes often carried a briefcase and wore a gold
chain necklace with a cross and anchor pendant. He normally
carried a Glock pistol issued by the Sheriff’s Department.
Evidence showed that shortly after 7 p.m. on
October 11, someone using Lopes’ ATM card made two successful cash
withdrawals—$300 and $100—from the Southwest Military Branch of
the Security Service Federal Credit Union. A surveillance camera
showed a woman leaning out of the driver’s side of a vehicle using
the ATM.
On October 17, in downtown San Francisco,
California, two police officers saw a pickup speed through an
intersection and almost hit a pedestrian. The driver led officers
on a chase through downtown San Francisco and fired a shot at the
officers. The bullet hit the officers’ windshield and came within
inches of striking one of the officers. Additional police officers
joined in the chase. The driver continued shooting at police and
police returned fire.
The chase ended when the truck -- identified as
Lopes' vehicle -- became stuck in traffic. The driver and
passenger of the truck were identified as Joshua Maxwell and Tess
McFarland. When he was arrested, Maxwell was wearing a gold-chain
necklace.
The police searched the truck and found Lopes’
badge and his credit card from the Security Federal Credit Union.
Police also found Lopes’ Glock handgun, a Chinese 9-millimeter
pistol, and a briefcase.
A firearms examiner testified that the Chinese
9-millimeter pistol found in Lopes’s truck was the weapon that
fired the bullet that was recovered from Lopes’chest and the shell
casing that was found near his body.
While Maxwell was in the Bexar County Jail
awaiting trial for killing Lopes, he threatened to kill a jail
guard just like he had killed Lopes. Maxwell then mimicked how
Lopes had begged for his life, stating repeatedly, ‘Please don’t
kill me.’ A jail guard testified that Maxwell described his
response to Lopes: Shut up, . . . I’m going to kill you anyway.
PUNISHMENT-RELATED EVIDENCE
During the punishment phase of his trial, the
State introduced evidence that Maxwell had robbed and murdered a
man in Mooresville, Indiana, about a month before killing Lopes.
Evidence showed that on September 10 and 11, 2000, Maxwell and
McFarland kidnapped Robbie Bott and made him buy some big-ticket
items at department stores and withdraw cash from automatic teller
machines. Early in the morning of September 12, Bott’s car was
found abandoned and aflame about fifteen minutes from his
Mooresville home. His charred, hogtied body was found in the trunk.
The autopsy showed that he had been killed by a shot to the torso.
By the time he killed Botts, Maxwell already
had juvenile and adult records. From the age of thirteen in 1991,
Maxwell had juvenile court adjudications for resisting law
enforcement, auto thefts, theft, criminal mischief, escape,
disorderly conduct, and residential entry.
After Maxwell left the juvenile system in 1994,
he developed an adult criminal record for auto theft, firearm
possession, criminal trespass, and marijuana possession. In 1997,
he pleaded guilty to a felony theft charge in Marion County,
Indiana, and received a three-year sentence, which ran
concurrently with a three-year sentence for attempted theft in
Johnson County, Indiana. In fact, when he killed Botts in
September 2000, Maxwell had been out of prison about five months.
Punishment phase evidence also showed that
Maxwell was a member of or connected with street gangs. And he
broke into his sister’s house in Marion County, Indiana, and stole
jewelry, clothing, and shoes, and then tried to pawn the items.
The mother of one of Maxwell’s daughters, acknowledged that she
had taken out a restraining order against Maxwell and that he had
never supported his daughter financially.
Maxwell’s mother acknowledged that her son had
stolen jewelry, guns, and a car from his family. And before
McFarland and Maxwell left Indiana in September 2000, they left
McFarland’s infant son with Maxwell’s mother. They promised to
retrieve the child in a few days but never returned.
Evidence showed that while Maxwell was in Bexar
County Jail awaiting trial, he assaulted and bloodied a guard
after being denied television privileges.
PROCEDURAL HISTORY
Jan. 4, 2001 -- A Bexar County grand jury
indicted Maxwell for capital murder.
Feb. 27, 2002 -- A jury found Simpson guilty
of capital murder.
March 12, 2002 -- After a punishment hearing,
the court sentenced Maxwell to death.
May 21, 2004 -- Maxwell filed his application
for state habeas corpus relief.
Nov. 17, 2004 -- Texas Court of Criminal
Appeals affirmed the conviction and sentence.
Oct. 4, 2006 -- Texas Court of Criminal
Appeals denied habeas corpus relief.
Sept. 21, 2007 -- Petition for federal habeas
corpus relief filed in U.S. District Court.
July 30, 2008 -- U.S. District Court denied
federal habeas corpus relief.
Aug. 27, 2008 -- The U.S. District Court
denied Maxwell’s request for reconsideration.
Sept. 18, 2009 -- The United States Court of
Appeals affirmed denial.
March 1, 2010 -- The U.S. Supreme Court
denied writ of certiorari.
Lawman's killer put to death
By Michelle Mondo
- MySanAntonio.com
March 12, 2010
Express-News HUNTSVILLE — A Bexar County death
row inmate who was executed Thursday for robbing and killing a
sheriff's sergeant nearly 10 years ago used his final words to
apologize. “I hurt a lot of people with the decisions I made,”
said Joshua Maxwell, 31. “I can't be more sorry than I am right
now.”
Maxwell was the fourth inmate to be executed
this year in Huntsville and the first from Bexar County. The U.S.
Supreme Court declined to hear his appeal March 1, and his
attorney did not file a request for clemency.
Crying and choked up, Maxwell addressed the
families of his two victims: Robby Bott of Indiana and Sgt.
Rudolfo “Rudy” Lopes, both of whom were 45. “This person who did
that 10 years ago isn't the same person you see today,” he said.
“I hurt a lot of people with decisions I made.”
He was pronounced dead at 6:27 p.m., nine
minutes after the lethal dose of drugs began flowing through his
body.
Maxwell's mother, his half-sister and his son,
Dylan, 18, huddled together and cried as they listened to him
repeatedly apologize and express his love for them. Relatives
flanked Lopes' widow, Alma. His sister had a hand on the shoulder
of Bott's mother, Shirley, as Maxwell began to speak. “I want to
address you. I am sorry,” he said when he looked their way. “I
don't know who you are. I am sorry. I put you through some things
that I can't take back.”
As she left the chamber, Bott's mother grasped
a heart-shaped locket hanging around her neck. “I have my son's
ashes in here,” she said. “I wanted him to be here.”
Maxwell was convicted of capital murder for the
October 2000 robbery and shooting of Lopes, a 15-year-law
enforcement veteran. Tessie McFarland, 30, Maxwell's girlfriend at
the time, pleaded guilty to murder and is serving a life sentence.
The couple killed both men during a nationwide
crime spree that began in their home state of Indiana and ended
with a gun battle with police in San Francisco.
A young girl found Lopes' body dumped behind a
strip mall on Oct. 12, 2000, a day after he had disappeared, court
documents show. Bound and blindfolded, he had been shot in the
head. His new pickup was missing.
One month earlier, just south of Speedway,
Ind., Bott's charred body was found in the trunk of his car.
Kidnapped, he had been tortured before he was killed, according to
court documents. Once arrested, Maxwell confessed to both killings.
After speaking to the victims' families
Thursday, Maxwell turned his attention to his own. “I hurt the
Lopes family. Let this be a lesson,” he told his son. “Your
decisions affect everybody. Look after your sister for me.” Dylan
Maxwell, wearing a shirt with his father's picture, touched the
glass and told him, “I love you.”
Indiana man who murdered 2 in San Antonio
set to die
The Houston Chronicle
Associated Press - March
11, 2010
HUNTSVILLE — An Indiana man who embarked on a
cross-country crime spree with his girlfriend a decade ago that
ended in a gun battle with police in San Francisco faced execution
today for robbing and murdering a sheriff's officer in San
Antonio.
No late court appeals were filed for 31-year-old
Joshua Maxwell, who was condemned for gunning down Bexar County
Sheriff's Department Sgt. Rudy Lopes and stealing his truck. The
45-year-old veteran jailer was off duty at the time. The U.S.
Supreme Court last week refused to review Maxwell's case.
Maxwell would be the fourth Texas inmate
executed this year. He was among at least 10 Texas death row
inmates with execution dates in the coming months, including two
more later this month.
In late 2000, Maxwell and his girlfriend,
Tessie McFarland, crisscrossed the country in a deadly crime spree,
beginning in Indiana with the robbery and slaying of Robby Bott,
45, a FedEx mechanic from Mooresville, Ind. Lopes was killed a
month later in October 2000, his bound and blindfolded body dumped
behind a San Antonio shopping mall. “Absolutely cold-blooded
murders,” Jim Kopp, the Bexar County assistant district attorney
who prosecuted Maxwell, recalled.
Less than a week after Lopes' body was found,
Maxwell and McFarland were arrested after a police chase and
running gun battle through downtown San Francisco after Maxwell,
driving Lopes' stolen truck, refused to be pulled over for running
a red light.
“There's really no explanation,” Maxwell told
The San Antonio Express-News recently from death row. “All the way
from the top to the bottom, just senseless. “I need to be locked
up, no doubt about it. But me dying isn't going to solve anything.”
He also acknowledged he committed a number of robberies, still
unsolved, during the trek from Indiana to Florida, Texas and
California.
McFarland, a former stripper, was wounded
during the police chase in San Francisco. Lopes' credit card,
badge and service weapon were recovered from the truck, along with
a Chinese-made 9 mm pistol determined to be the gun used to
fatally shoot Lopes in the top of the head.
In news reports of the time, the couple were
compared to the main characters in the 1994 film “Natural Born
Killers,” who go on a murderous road trip, and also to Bonnie
Parker and Clyde Barrow, the Depression-era robbers and killers
whose notoriety was rekindled with a namesake movie in 1967.
Maxwell was convicted of capital murder and
sentenced to death in Lopes' killing. In Indiana, he was convicted
of murder, felony confinement, arson and theft in Bott's slaying.
Maxwell had a juvenile record in Indiana, a history with street
gangs and adult convictions for auto theft, firearms possession,
criminal trespass and felony theft. Bott's murder came about five
months after Maxwell got out of prison.
McFarland, 30, is serving a life prison term in
Texas after pleading guilty to Lopes' slaying. In Indiana, she
initially was charged with murder, criminal confinement, arson and
theft in Bott's killing, but pleaded guilty to confinement and
arson as part of a plea deal.
Scheduled for execution next in Texas is Hank
Skinner, 47, facing lethal injection March 24 for a triple slaying
in Pampa on New Year's Eve in 1993.
Indiana Man Executed in Texas
By Don Riley
- WIBC.com
Network Indiana
March 12, 2010
The State of Texas executed an Indiana man
Thursday evening. 31-year-old Joshua Maxwell of Indianapolis died
by lethal injection at 7:27 p.m. Eastern Time for the murder of
Bayer County Sheriff's Deputy Rudy Lopes in San Antonio in 2000.
Earlier, in Speedway, Indiana, Maxwell killed
Robby Bott, a FedEx mechanic from Mooresville, and burned his
body.Maxwell’s cross-country crime spree ended when he and his
girlfriend were captured after a shootout with police in downtown
San Francisco.
Robby Bott's parents reportedly joined three
relatives of Lopes on Thursday as witnesses in the Texas death
chamber in Huntsville. Maxwell's son, mother and half-sister
watched through a window in an adjacent room. Before the lethal
injection was administered, Maxwell repeatedly apologized to his
victims' families.
After Maxwell was pronounced dead, Shirley Bott
reportedly turned to a state official accompanying her and showed
a heart-shaped locket she wore on a chain around her neck. "I have
my son's ashes in here," she said. "I wanted him to be here."
Maxwell's girlfriend accomplice, 30 year-old
Tessie McFarland of Indianapolis, is serving a life sentence at a
women's prison in Texas.
"Killer Sentenced to Death in Texas Gets Prison
Term for Speedway Murder," by John Bartholomew. (3/24/2005)
A man who already faces the death penalty in
Texas has been sentenced to 91 years in Marion County Criminal
Court for murder, criminal confinement, and arson.
Joshua Maxwell was convicted of killing Robbie
Bott of Speedway in 2001. Prosecutors say after murdering Bott,
Maxwell and co- defendant Tessie McFarland fled to Texas where
they killed a Bexar County Sheriff's deputy.
McFarland received a life sentence for the
Texas crime, and still faces a May trial in Indianapolis for
Bott's murder.
Oddly enough, Maxwell may not get to serve his
sentence in Indiana. That’s because it would begin only after
Maxwell serves his sentence in Texas – which is the death penalty.
Man executed for 2000 crime spree
By Michael Graczyk
- Fort Worth Star Telegram
AP Thursday, Mar. 11, 2010
HUNTSVILLE -- His voice breaking and choking
back tears, Joshua Maxwell apologized repeatedly Thursday night
for killing two men, including a Bexar County sheriff's officer,
during cross-country crime spree with his girlfriend a decade ago.
"The person that did that 10 years ago isn't
the same person you see today," he said moments before lethal
drugs began flowing. "I hurt a lot of people with decisions I
made. I can't be more sorry than I am right now."
Maxwell, 31, told relatives of the victims that
he'd "put you through some things that I can't take back." But he
said his execution was "creating more victims." "This is not going
to change anything," he said.
He was pronounced dead at 6:27 p.m., the fourth
Texas inmate executed this year. At least 10 Texas Death Row
inmates have execution dates in the coming months. No late court
appeals were filed for Maxwell.
In late 2000, Maxwell and his girlfriend,
Tessie McFarland, started a crime spree in Indiana with the
robbery and slaying of Robby Bott, 45, a FedEx mechanic. A month
later in San Antonio, they killed sheriff's Sgt. Rudy Lopes, 45,
who was off-duty at the time. Lopes' bound and blindfolded body
was dumped behind a shopping mall.
"Absolutely cold-blooded murders," Jim Kopp,
the Bexar County assistant district attorney who prosecuted
Maxwell, recalled this week. Maxwell and McFarland were arrested
after a chase and running gunbattle with police through downtown
San Francisco. Maxwell, driving Lopes' stolen truck, refused to
pull over after running a red light.
McFarland, a former stripper, was wounded
during the chase. Lopes' credit card, badge and service weapon
were recovered from the truck, along with a Chinese-made 9 mm
pistol that was used to shoot him in the head. McFarland, 30, is
serving a life prison term in Texas after pleading guilty to Lopes'
slaying. In Indiana, she pled guilty to confinement and arson as
part of a plea deal.
Maxwell was sentenced to death in Texas in
Lopes' killing, and in Indiana, he was convicted of murder and
other charges in Bott's slaying.
Maxwell told The San Antonio Express-News
recently that he committed a number of robberies during the
couple's trek from Indiana to Florida, Texas and California, cases
that are still open..
Bott's parents joined three relatives of Lopes
as witnesses in the Texas death chamber Thursday. Maxwell's son,
mother and half-sister watched through a window in an adjacent
room. After Maxwell was pronounced dead, Shirley Bott turned to a
state official accompanying her and showed a heart-shaped locket
she wore on a chain around her neck. "I have my son's ashes in
here," she said. "I wanted him to be here."
Joshua Maxwell
ProDeathPenalty.com
On September 10th, 11th, and 12th of 2000,
Joshua Maxwell and his girlfriend, Tessie McFarland, confined
Robby Bott, stole property from Bott’s residence, forced Bott to
buy items for them at a Meijer store, killed Bott by shooting him
in the face and strangling him, put him in the trunk of his own
car, and set Bott and his car on fire.
Bott's body was found in Marion County,
Indiana, on September 12, 2000. His badly charred body was inside
the trunk of his Mercury Cougar automobile, which had been set on
fire. He had suffered a fatal gunshot wound to his chest, and his
hands and feet had been bound together behind his back. The
medical examiner did not recover a bullet from Bott's body during
the autopsy. When police arrived at Bott's residence in
Mooresville, Indiana, they discovered that the back door was open
and the house was in disarray. Maxwell's fingerprints matched the
fingerprints on a vodka bottle and a wine bottle in the kitchen.
McFarland's fingerprints matched the fingerprints on the
refrigerator door, a videotape, and a pizza box.
A pizza delivery slip found in Bott's bedroom
contained Maxwell's name and the address of a house in nearby
Indianapolis where Maxwell had been staying with McFarland. Police
searched the house in Indianapolis and found several items
belonging to Bott, including his wallet, various forms of
identification, credit cards, and bank statements. Maxwell's
fingerprints matched the fingerprints on a sales receipt in Bott's
wallet. Substances that appeared to be blood and vomit trailed
from the basement to the outside of the Indianapolis residence.
The basement smelled strongly of chemicals and contained some
empty gallon jugs of muriatic acid. A spent cartridge casing was
recovered from an overturned wooden wardrobe cabinet in the
basement. A spent bullet was recovered from a sweater inside the
wardrobe cabinet. A firearms examiner testified that the gun that
fired the spent bullet and spent cartridge casing was the same gun
that was used to kill Lopes in this case.
The couple fled to Texas after murdering Bott.
Rudolfo Lopes, a sergeant with the Bexar County, Texas Sheriff's
Department, was murdered in San Antonio on or about October 11,
2000. San Antonio resident Robert Brown encountered Maxwell and
Tess McFarland prior to Lopes's murder. Brown met Maxwell, who
went by the name "Mo," and McFarland, who went by the name
"Trina," by responding to their ad on a "dating telephone line"
advertised in a magazine. The first time Maxwell and McFarland
came to Brown's apartment, they talked for about an hour and Brown
gave them money to buy food. Brown testified that they stole some
rings from him at that time. Two or three days later, Maxwell and
McFarland told Brown that they were in town for a friend's wedding
and needed a place to stay overnight. They spent the night at
Brown's apartment and gave him a ride to a liquor store the next
day. Brown testified that they had a gray three-door vehicle with
Florida license plates. He further testified that the car was
dirty and filthy-smelling, and that there was a container in the
car with a chameleon lizard inside it. Brown let them use his
phone before they left that afternoon. After they left, a man
called asking for "Mo" and "Trina."
Lopes's wife testified that Lopes was scheduled
to work at the Bexar County Jail from 10:00 a.m. to 9:00 p.m. on
October 11. Lopes left for work that morning in his gold four-door
Chevrolet pickup truck, but he never returned home that night.
Lopes often carried a briefcase and wore a gold chain necklace
with a cross and anchor pendant. Lopes normally carried a Glock
pistol issued by the Sheriff's Department. An investigations
officer with the Security Service Federal Credit Union testified
that Lopes had a checking account, a savings account, an ATM card,
and a Visa card at the credit union. Records show that shortly
after 7:00 p.m. on October 11, someone using Lopes's ATM card at
the credit union's Southwest Military Branch made two successful
withdrawals of $300 and $100. The person using the card attempted
to withdraw more money from Lopes's checking and savings accounts,
but the transactions were denied. A surveillance camera
photographed a woman leaning out of the driver's side of a vehicle
using the ATM.
Charles Dudley, the owner of a martial arts
school in a northeast San Antonio strip center, testified that he
left work with his family about 9:00 p.m. on October 11. They
noticed a gold Chevrolet pickup truck driving around to the back
of the strip center, so they got into Dudley's car and drove
behind the strip center to see what was going on. The truck was
parked next to a hole in the privacy fence that separated the
strip center from the field behind it. Dudley observed a woman
with long, bushy hair and glasses sitting in the driver's seat and
a man slumped down in the passenger seat. As Dudley drove by, the
man and the woman stared straight ahead. Dudley thought it odd and
slowly drove by them a second time and put his headlights on the
truck. The man and the woman continued sitting in the truck
staring straight ahead.
A woman who lived in a residential area behind
the strip center testified that she and her husband were watching
the Presidential Debate on the evening of October 11. She heard
one loud gunshot between 9:00 and 10:00 p.m.
Lopes's body was discovered in the field behind
the strip center on October 12. He was blindfolded and was lying
face down with his arms inside his shirt and his hands bound
together. There was a white cotton cord tied around one of his
wrists, and both wrists were tightly bound together with a clear
telephone cord. Police found a spent shell casing on the ground
near Lopes's body. Maxwell and McFarland then fled to California.
A security guard at the Windsor Park Mall in San Antonio first
ticketed a gray Chevrolet Corsica with Florida license plates for
overnight parking at 4:15 a.m. on October 12. The abandoned
vehicle continued to receive parking tickets until it was reported
to police on October 15. Police discovered that the vehicle
identification number and the license plate did not match and that
the vehicle was "flagged" from out of state in reference to
another homicide case. Inside the car were letters containing
references to Maxwell and McFarland, a package of cigarettes,
photographs of McFarland and Maxwell, a "Scotsman Inn" hotel
receipt with the name "Trina Dorris," and a dead lizard.
At 4:40 p.m. on October 17, police officers
Joseph Juarez and Jesus Pena were on duty in downtown San
Francisco, California, when they saw a gold pickup truck speed
through an intersection and almost hit a pedestrian. The officers
stopped the truck, exited their vehicle, approached the truck from
the rear, and asked the male driver to turn off his engine. The
driver instead drove away and led them on a chase through downtown
San Francisco. Halfway through the chase, the driver of the truck
shot at them. The bullet hit the officers' windshield and came
within inches of striking Officer Juarez. Glass from the
windshield sprayed the inside of the police car and scratched
Officer Pena's eyes. Additional police officers became involved in
the chase. The driver continued shooting at police and the police
returned fire. Officer Richard Seidell testified that at one point
the driver "reached out with his left arm and hand and raised his
middle finger and flipped us off." The chase finally ended when
the truck became stuck in traffic. The truck was identified as
Lopes's vehicle.
The driver and passenger of the truck were
identified as Maxwell and McFarland. McFarland suffered a neck
injury during the chase. Maxwell was wearing a gold-chain necklace
when he was apprehended. The police searched the truck and found
Lopes's badge, Lopes's credit card from the Security Federal
Credit Union, and a State of Indiana identification card for
"Trina Dorris" with McFarland's picture. Police also found in the
truck, Lopes's Glock pistol, a Chinese 9-millimeter pistol, and a
briefcase in the truck.
The medical examiner who performed Lopes's
autopsy testified that his death was caused by a single gunshot
wound to the top of his head. The 9-millimeter bullet entered the
top of Lopes's head, exited his chin, re-entered his body through
his chest, and lodged between his sternum and his heart. A
firearms examiner testified that the Chinese 9-millimeter pistol
found in Lopes's truck was the weapon that fired the bullet that
was recovered from Lopes's chest and the shell casing that was
found near his body.
Detention officers Calvin Robinson and Wendell
Busby testified about an incident involving Maxwell while he was
in the Bexar County Jail awaiting trial. Robinson testified that
Maxwell was banging on his cell door at about 6:10 p.m. on
September 1, 2001. Maxwell told Robinson he was upset about not
receiving his account balance earlier that day. When Robinson told
Maxwell he would get his account balance for him later, Maxwell
became more upset and began banging on the door even harder.
Maxwell called Robinson a "black, mother-fucking nigger" and said
that he would "bust [Robinson's] face if he could get out of his
cell." He also said "if he could get out of that cell, he'd kill [Robinson],
just like he had killed [his] home boy, Lopes." Robinson told
Maxwell to calm down and went back into the office where Busby was
located. Maxwell, using a "pleading-type of voice," then mimicked
how Lopes had begged for his life, stating repeatedly, "Please
don't kill me." Maxwell used a stronger, higher, and more
authoritarian voice when he described his response: "Shut up,
bitch . . . I'm going to kill you anyway." Busby's testimony
confirmed Robinson's version of events. Busby added that another
inmate yelled something at Maxwell after Maxwell mimicked Lopes,
and Maxwell replied, "I don't care what I said." Both Robinson and
Busby denied doing anything to provoke Maxwell.
Defense witness Sergeant David Ryker testified
that he investigated the incident at the Bexar County Jail on
September 1. Maxwell made no mention of Lopes and told Ryker that
Robinson was harassing him. Defense counsel also called an
evidence technician with the San Antonio Police Department who
testified that there was never a comparison made on a plaster shoe
cast of a footprint taken at the crime scene on October 12, 2000.
Finally, Bexar County Deputy Sheriff Daniel Grasser testified that
he could not locate the shoes that Maxwell was wearing when he was
arrested in San Francisco.
The Bexar County, Texas jury convicted Joshua
Maxwell, of killing Rudolfo Lopes in the course of committing a
robbery or kidnapping. Pursuant to the jury's answers to the
special issues questions regarding future dangerousness and
mitigation, the trial court sentenced Maxwell to death.
Bott Murder Evidence: On October 17, 2000,
police in San Francisco attempted to conduct a routine traffic
stop of Maxwell and McFarland because their car had run a red
light. A vehicle chase ensued, shots were fired, and Maxwell
eventually crashed the car. McFarland was shot, and Maxwell
sustained a one-and-a-half by two inch abrasion on the side of his
forehead. Inside their vehicle, police discovered a 9 mm firearm.
When police searched Lopes's truck after Maxwell and McFarland
were captured in California, they found a map with a route drawn
from Indiana to Florida to Texas to California. Police also found
a videotape that depicted Maxwell admitting his involvement in a
murder. Maxwell explained on the videotape that he forced a man to
take him on a shopping spree, stole items from his house, killed
him, put him in his car, and burned him.
Police took Maxwell to the station. Inspector
Kelly Carroll of the San Francisco Police Department informed
Maxwell he would stay with Maxwell until the other inspectors
arrived for an interview. Carroll offered Maxwell a soda or water.
Paramedics treated the small abrasion on his Maxwell’s face from
the crash, and then they left. During the time they waited,
Inspector Carroll and Maxwell had a short conversation, but
Carroll did not question Maxwell regarding the alleged crimes.
Thereafter, Inspector Tony Camilleri of the San Francisco Police
Department arrived and advised Maxwell of his Miranda rights.
Maxwell did not appear intoxicated, and he appeared to understand
his rights. Maxwell agreed to speak with the officers and gave a
taped interview. In the interview Maxwell admitted purchasing
merchandise with Bott’s credit cards, stealing from Bott,
confining Bott, shooting Bott in the head, killing Bott, and
setting Bott’s body on fire.
Less than two hours later, Maxwell gave a
second videotaped confession to Inspector Casillas of the San
Francisco Police Department. This confession was essentially the
same as the first. Then, about two hours after the second
confession, Maxwell discussed the case via speaker phone with
Captain Joel Rush of the Speedway, Indiana, Police Department.
Maxwell detailed the crimes he committed against Bott, and San
Francisco police videotaped this confession as well. The State
charged Maxwell with murder, confinement, arson, and theft.
Maxwell filed a motion to suppress the videotaped confessions, and
the trial court denied that motion. At trial, the State offered as
evidence the three videotapes of Maxwell confessing. Over
Maxwell’s objection, the court admitted the videotapes.
The jury found Maxwell guilty as charged. The
court sentenced Maxwell to sixty-five years for murder, three
years for confinement, twenty years for arson, and three years for
theft. It then ordered all those sentences served consecutively.
"I think I'll feel like I have some closure,
that I'll know he is no longer around here living, even though
he's locked up," Bott's father, 79-year-old Alfred Bott told a
local reporter. He said he would not be at the execution, but that
his daughter, who works in Saudi Arabia, will fly 16 hours to
attend.
Maxwell v. State, 2004 WL 3094649 (Tex.Cr.App.
2004). (Direct Appeal)
Background: Defendant was convicted in the
trial court, Bexar County, of capital murder and sentenced to
death. Defendant appealed.
Holdings: The Court of Criminal Appeals, Price,
J., held that: (1) evidence was legally and factually sufficient
to support capital murder conviction; (2) venire members who
indicated during voir dire that they could not impose the death
penalty were challengeable for cause; (3) administration of jury
oath at beginning of trial that varied slightly from the
statutorily mandated language was not reversible error; (4)
evidence that defendant fled from police during routine traffic
stop and engaged in high-speed chase was admissible as indicative
of guilt; (5) unauthorized use of a motor vehicle and unlawfully
carrying a weapon were not lesser-included offenses of capital
murder; (6) defendant was not entitled to jury instruction on
lesser-included offenses of robbery and theft; (7) juror's
improper contact with her brother during punishment phase of
proceeding did not warrant mistrial; (8) evidence that defendant
had robbed and murdered a man in another state about a month prior
to offense for which he was on trial was admissible at punishment
phase; and (9) evidence supported future dangerousness special
issue. Affirmed.
PRICE, J., delivered the opinion of the Court
in which KELLER, P.J., and MEYERS, WOMACK, JOHNSON, KEASLER,
HOLCOMB, and COCHRAN, JJ ., joined.
A Bexar County jury convicted the appellant,
Joshua Maxwell, of killing Rudolfo Lopes in the course of
committing a robbery or kidnapping.FN1 Pursuant to the jury's
answers to the special issues set forth in Code of Criminal
Procedure Article 37.071, Sections 2(b) and 2(e), the trial court
sentenced the appellant to death.FN2 Direct appeal to this Court
is automatic.FN3 The appellant raises eight points of error
challenging his conviction and sentence. We reject each of his
contentions and affirm the trial court's judgment.
FN1. Tex. Pen.Code § 19.03(a). FN2. Art.
37.071, § 2(g). Unless otherwise indicated, all references to
Articles refer to the Texas Code of Criminal Procedure. FN3. Art.
37.071, § 2(h).
I. FACTS
The evidence at trial showed that Rudolfo Lopes,
a sergeant with the Bexar County Sheriff's Department, was
murdered in San Antonio on or about October 11, 2000. San Antonio
resident Robert Brown encountered the appellant and Tess McFarland
prior to Lopes's murder. Brown met the appellant, who went by the
name “Mo,” and McFarland, who went by the name “Trina,” by
responding to their ad on a “dating telephone line” advertised in
a magazine. The first time the appellant and McFarland came to
Brown's apartment, they talked for about an hour and Brown gave
them money to buy food. Brown testified that they stole some rings
from him at that time. Two or three days later, the appellant and
McFarland told Brown that they were in town for a friend's wedding
and needed a place to stay overnight. They spent the night at
Brown's apartment and gave him a ride to a liquor store the next
day. Brown testified that they had a gray three-door vehicle with
Florida license plates. He further testified that the car was
dirty and filthy-smelling, and that there was a container in the
car with a chameleon lizard inside it. Brown let them use his
phone before they left that afternoon. After they left, a man
called asking for “Mo” and “Trina.”
Lopes's wife testified that Lopes was scheduled
to work at the Bexar County Jail from 10:00 a.m. to 9:00 p.m. on
October 11. Lopes left for work that morning in his gold four-door
Chevrolet pickup truck, but he never returned home that night.
Lopes often carried a briefcase and wore a gold chain necklace
with a cross and anchor pendant. Lopes normally carried a Glock
pistol issued by the Sheriff's Department.
An investigations officer with the Security
Service Federal Credit Union testified that Lopes had a checking
account, a savings account, an ATM card, and a Visa card at the
credit union. Records show that shortly after 7:00 p.m. on October
11, someone using Lopes's ATM card at the credit union's Southwest
Military Branch made two successful withdrawals of $300 and $100.
The person using the card attempted to withdraw more money from
Lopes's checking and savings accounts, but the transactions were
denied. A surveillance camera photographed a woman leaning out of
the driver's side of a vehicle using the ATM.
Charles Dudley, the owner of a martial arts
school in a northeast San Antonio strip center, testified that he
left work with his family about 9:00 p.m. on October 11. They
noticed a gold Chevrolet pickup truck driving around to the back
of the strip center, so they got into Dudley's car and drove
behind the strip center to see what was going on. The truck was
parked next to a hole in the privacy fence that separated the
strip center from the field behind it. Dudley observed a woman
with long, bushy hair and glasses sitting in the driver's seat and
a man slumped down in the passenger seat. As Dudley drove by, the
man and the woman stared straight ahead. Dudley thought it odd and
slowly drove by them a second time and put his headlights on the
truck. The man and the woman continued sitting in the truck
staring straight ahead.
Debra Guzman, who lived in a residential area
behind the strip center, testified that she and her husband were
watching the Presidential Debate on the evening of October 11. She
heard one loud gunshot between 9:00 and 10:00 p.m.
Lopes's body was discovered in the field behind
the strip center on October 12. He was blindfolded and was lying
face down with his arms inside his shirt and his hands bound
together. There was a white cotton cord tied around one of his
wrists, and both wrists were tightly bound together with a clear
telephone cord. Police found a spent shell casing on the ground
near Lopes's body.
A security guard at the Windsor Park Mall in
San Antonio first ticketed a gray Chevrolet Corsica with Florida
license plates for overnight parking at 4:15 a.m. on October 12.
The abandoned vehicle continued to receive parking tickets until
it was reported to police on October 15. Police discovered that
the vehicle identification number and the license plate did not
match and that the vehicle was “flagged” from out of state in
reference to another homicide case. Inside the car were letters
containing references to the appellant and McFarland, a package of
cigarettes, photographs of McFarland and the appellant, a
“Scotsman Inn” hotel receipt with the name “Trina Dorris,” and a
dead lizard. At 4:40 p.m. on October 17, police officers Joseph
Juarez and Jesus Pena were on duty in downtown San Francisco,
California, when they saw a gold pickup truck speed through an
intersection and almost hit a pedestrian. The officers stopped the
truck, exited their vehicle, approached the truck from the rear,
and asked the male driver to turn off his engine. The driver
instead drove away and led them on a chase through downtown San
Francisco. Halfway through the chase, the driver of the truck shot
at them. The bullet hit the officers' windshield and came within
inches of striking Officer Juarez. Glass from the windshield
sprayed the inside of the police car and scratched Officer Pena's
eyes. Additional police officers became involved in the chase. The
driver continued shooting at police and the police returned fire.
Officer Richard Seidell testified that at one point the driver
“reached out with his left arm and hand and raised his middle
finger and flipped us off.”
The chase finally ended when the truck became
stuck in traffic. The truck was identified as Lopes's vehicle. The
driver and passenger of the truck were identified as the appellant
and McFarland. McFarland suffered a neck injury during the chase.
The appellant was wearing a gold-chain necklace when he was
apprehended.
The police searched the truck and found Lopes's
badge, Lopes's credit card from the Security Federal Credit Union,
and a State of Indiana identification card for “Trina Dorris” with
McFarland's picture. Police also found in the truck, Lopes's Glock
pistol, a Chinese 9-millimeter pistol, and a briefcase in the
truck.
The medical examiner who performed Lopes's
autopsy testified that his death was caused by a single gunshot
wound to the top of his head. The 9-millimeter bullet entered the
top of Lopes's head, exited his chin, re-entered his body through
his chest, and lodged between his sternum and his heart. A
firearms examiner testified that the Chinese 9-millimeter pistol
found in Lopes's truck was the weapon that fired the bullet that
was recovered from Lopes's chest and the shell casing that was
found near his body.
Detention officers Calvin Robinson and Wendell
Busby testified about an incident involving the appellant while he
was in the Bexar County Jail awaiting trial. Robinson testified
that the appellant was banging on his cell door at about 6:10 p.m.
on September 1, 2001. The appellant told Robinson he was upset
about not receiving his account balance earlier that day. When
Robinson told the appellant he would get his account balance for
him later, the appellant became more upset and began banging on
the door even harder. The appellant called Robinson a “black,
mother-fucking nigger” and said that he would “bust [Robinson's]
face if he could get out of his cell.” He also said “if he could
get out of that cell, he'd kill [Robinson], just like he had
killed [his] home boy, Lopes.” Robinson told the appellant to calm
down and went back into the office where Busby was located. The
appellant, using a “pleading-type of voice,” then mimicked how
Lopes had begged for his life, stating repeatedly, “Please don't
kill me.” The appellant used a stronger, higher, and more
authoritarian voice when he described his response: “Shut up,
bitch ... I'm going to kill you anyway.”
Busby's testimony confirmed Robinson's version
of events. Busby added that another inmate yelled something at the
appellant after the appellant mimicked Lopes, and the appellant
replied, “I don't care what I said.” Both Robinson and Busby
denied doing anything to provoke the appellant.
Defense witness Sergeant David Ryker testified
that he investigated the incident at the Bexar County Jail on
September 1. The appellant made no mention of Lopes and told Ryker
that Robinson was harassing him. Defense counsel also called an
evidence technician with the San Antonio Police Department who
testified that there was never a comparison made on a plaster shoe
cast of a footprint taken at the crime scene on October 12, 2000.
Finally, Bexar County Deputy Sheriff Daniel Grasser testified that
he could not locate the shoes that the appellant was wearing when
he was arrested in San Francisco.
II. SUFFICIENCY OF THE EVIDENCE
A. Legal Sufficiency
In his seventh point of error, the appellant
challenges the legal sufficiency of the evidence during the guilt
phase of the trial. In order to convict the appellant of capital
murder, the charge required the jury to find beyond a reasonable
doubt that the appellant intentionally committed murder in the
course of committing or attempting to commit kidnapping or robbery.
In evaluating the legal sufficiency of the
evidence, we view the evidence in the light most favorable to the
verdict and determine whether any rational trier of fact could
have found the essential elements of the offense beyond a
reasonable doubt.FN4 When the trial court's charge authorized the
jury to convict on alternative theories, as it did in this case,
the verdict of guilt will be upheld if the evidence was sufficient
on any one of the theories. FN5
FN4. See Jackson v. Virginia, 443 U.S. 307,
319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979). FN5. Ladd v. State, 3
S.W.3d 547, 557 (Tex.Crim.App.1999).
The appellant argues that “the evidence was
legally insufficient to prove that he had anything to do with the
actual death of [Lopes] .” He attempts to shift the blame to
McFarland, arguing that she was the only person shown on the
credit-union surveillance tape shortly after 7:00 p.m. on October
11. However, the State presented evidence that McFarland was not
acting alone two hours later. Dudley testified that he saw a woman
and a man sitting in the gold Chevy pickup truck behind the strip
center about 9:00 p.m., and Guzman testified that she heard a
single gunshot sometime between 9:00 and 10:00 p.m.
The appellant's statement to Officers Robinson
and Busby in the Bexar County Jail is also highly probative of his
guilt. He acknowledges that he “made a statement at the Bexar
County Jail describing how [Lopes] had died,” but argues that “it
could easily have been [McFarland] that described this to [him].”
The appellant's statement was not a mere description of the
circumstances of Lopes's death, it was an admission of his direct
involvement in the murder. The appellant told Robinson that he
would kill him “just like he had killed [his] home boy, Lopes.”
The appellant also complains that the State
“relied heavily” on his flight to avoid arrest in San Francisco as
evidence of his guilt. Although the appellant's flight was
indicative of guilt, it was certainly not the only evidence
against him. The evidence at trial showed that Lopes was bound and
was taken to the field behind the strip center where he was shot
and killed. The appellant admitted to detention officers that he
killed Lopes and imitated the way he threatened Lopes when he
begged for his life. When the appellant was apprehended in San
Francisco, he was in possession of not only Lopes's vehicle and
personal belongings, but also the gun that was used to kill him.
Based on the evidence at trial, a rational jury could have
concluded beyond a reasonable doubt that the appellant committed
murder in the course of kidnapping or robbery.FN6 Point of error
seven is overruled. FN6. Jackson, 443 U.S. at 319.
B. Factual Sufficiency
The appellant challenges the factual
sufficiency of the evidence in his eighth point of error. In a
factual sufficiency review, we view all the evidence in a neutral
light and set aside the verdict only if (1) the evidence was too
weak to support a finding of guilt beyond a reasonable doubt or
(2) if the contrary evidence was so strong that the evidence in
favor of the verdict could not have established guilt beyond a
reasonable doubt.FN7 The appellant challenges the factual
suffiiency of the evidence under the first prong only.
FN7. Zuniga v. State, No. 539-02, slip op. at
14, 2004 Tex.Crim.App. LEXIS 668 (Tex.Crim.App., delivered April
21, 2004).
The appellant points the finger at McFarland
and argues that the State failed to prove that he was the one who
actually killed Lopes. The appellant's statement to Robinson and
Busby in the Bexar County Jail, however, was a significant piece
of evidence showing that he did in fact kill Lopes. The appellant
complains about the “circumstantial nature” of this case. The
value of circumstantial evidence is often equal to, or even
greater than, that of direct evidence.FN8 Evidence that the
appellant possessed Lopes's property and the murder weapon and
fled from police to avoid arrest was also highly probative of his
guilt. FN8. Goodman, 66 S.W.3d at 296.
We cannot say that the evidence was so weak
that the jury could not have found guilt beyond a reasonable doubt.
Point of error eight is overruled.
III. VOIR DIRE
In his first point of error, the appellant
contends the trial court erroneously granted the State's
challenges for cause to six venire members: Ofelia Hernandez, Amy
Martinez Whitehead, Sylvia Holguin, Mary Jane Gignac, Judith Gee,
and Charlie McNeil. The appellant asserts that this violated his
rights under the Fifth and Fourteenth Amendments to the United
States Constitution and Witherspoon. FN9. Witherspoon v. Illinois,
391 U.S. 510, 88 S.Ct. 1770, 20 L.Ed.2d 776 (1968).
Venire members who can set aside their beliefs
against capital punishment and honestly answer the special issues
are not challengeable for cause.FN10 Venire members are
challengeable for cause if their views regarding the death penalty
would prevent or substantially impair the performance of their
duties in accordance with their instructions and oath.FN11 FN10.
Id., at 522. FN11. Wainwright v. Witt, 469 U.S. 412, 424, 105 S.Ct.
844, 83 L.Ed.2d 841 (1985).
We review a trial court's ruling on a challenge
for cause with considerable deference because the trial court is
in the best position to evaluate a venire member's demeanor and
responses.FN12 We will reverse a trial court's ruling on a
challenge for cause only if a clear abuse of discretion is evident.
FN13 When a venire member's answers are vacillating, unclear, or
contradictory, we accord particular deference to the trial court's
decision. FN14 We will not second guess the trial court when the
venire members are persistently uncertain about their ability to
follow the law.FN15
Hernandez initially testified during voir dire
that she was “not one to agree with the death penalty” and that
she could not, under any circumstances, vote in such a way that
someone could be put to death. She also expressed concern about
her ability to serve as a juror due to her feelings about the
unsolved, recent murder of a close friend.FN16 Upon further
questioning by the prosecutor, she again said that she did not
think she could impose the death penalty:
FN16. Neither the prosecutor nor defense
counsel challenged Hernandez on this basis. A. I would not
consider it. Me. Q. You, yourself, could not? A. No. Q. Are those
based upon your religious views, personal views, just the way you
feel? A. Its not the way I feel, its just that I would not-I don't-I
can't-it is very hard to decide if it is a yes or a no. Yes, I
want the death penalty, the capital for what they did. But then,
I, in my heart I feel that- Q. That you yourself could never vote
to impose the death penalty? A. I would feel, in me-yes. Of course,
God is there for all of us. Let God be the judge of that. Q.
Rather than you? A. I don't think that I would be able to decide
that. Defense counsel then questioned Hernandez on the issue: Q.
My question is, although you have strong feelings about the death
penalty, can you still follow the court's instructions and listen
to the evidence and make a decision based upon what you hear from
the witness stand? A. Yes. If I am to serve and I am there, of
course I will listen- Q. Okay. A. -to the trial. I am not-what I
am trying to say is, I will not-I don't think I would be the right
person- Q. Okay. A. to send somebody to the death penalty. Q. Well-
A. Presuming they were sent. There has to be a trial in order for-you
cannot decide that, Okay, he is innocent; no, he is guilty. Q. Uh-huh.
A. You can't just answer those questions right there and then,
like you are telling me now. Because I haven't heard the trial. I
don't know what happened. Q. I understand. That is why we have
trials. Like you say, we have to have trials. We can't just say
somebody is guilty or not guilty. People have to make a decision
based upon the evidence, what the witnesses say and stuff, okay?
As a juror that is what you would have to do. Can you do that? A.
I don't think so. I don't think that I would be. It is not because
of what happened to my friend....
In granting the prosecutor's challenge for
cause, the trial court stated that it did not think that Hernandez
could set aside her beliefs against capital punishment and
honestly answer the special issues. The trial court's decision is
supported by the record. The trial court did not clearly abuse its
discretion in granting the prosecutor's challenge for cause to
Hernandez. FN17. Colburn, 966 S.W.2d at 517.
B. Whitehead
When the prosecutor first asked Whitehead to
explain her feelings about the death penalty, she stated, “I don't
believe in it under any circumstances.” She also stated that she
was not familiar with the process for imposing the death penalty
in a capital murder trial. She again stated that she could not
impose the death penalty after the prosecutor explained the
process to her.
Whitehead answered differently after defense
counsel further explained the process for imposing the death
penalty. Defense counsel asked, “Do you think you could follow the
court's instructions, the charge that would be given to you, and
the law, and temporarily set your opinions about the death penalty
aside and answer those questions?” Whitehead responded, “Yes. I
probably could.”
Whitehead again changed her answers after the
prosecutor explained that by answering the special issues she was
essentially deciding whether or not a defendant would get the
death penalty:
Q. Now, having said that, can you truthfully
set your opinions aside about the death penalty? That is, you are
opposed to the death penalty. Can you set those feelings aside and
answer these questions based upon the evidence or are your
feelings such that would prevent you from doing that? A. I would
not. It would prevent me from doing that, if I knew. * * * Q.
Could you ever answer those questions yes, yes and no, knowing
that, by those answers, the death penalty is imposed? A. No, I
could not. I couldn't. Q. And is that because of your feelings
about the death penalty? A. Yes.
Upon further questioning by defense counsel,
Whitehead again stated that she could not answer the special
issues in such a way as to impose the death penalty. The trial
court asked her if she would ignore the evidence and always answer
the special issues so that the death penalty would not be imposed.
Whitehead replied, “Probably, if it-yes. I mean, I just have
really strong beliefs about something like that and I don't know
if I could live with myself.” Defense counsel asked her one final
time, “Regardless of what the evidence is, you would always answer
in such a way where the death penalty would not be imposed; is
that what you are saying?” Whitehead replied, “Yes.”
Although Whitehead vacillated as to whether she
could set aside her beliefs regarding capital punishment and
honestly answer the special issues, she ultimately testified that
she could not do so; thus, we defer to the trial court's
discretion. FN18. Ibid.
C. Holguin
We next turn to Holguin. The prosecutor
explained the different types of underlying offenses that would
elevate a murder to capital murder, and asked Holguin if they were
the types of offenses for which the death penalty might be
appropriate. Holguin replied, “Yes. But, you know, that's a very
broad question. It just depends on the circumstances. I don't look
at things an eye for an eye, tooth for a tooth; it just depends on
what is presented.” The prosecutor explained that the case at hand
involved murder in the course of robbery, and Holguin stated that
she did not think that murder in the course of robbery would
warrant the death penalty. Holguin, however, later stated: “If all
the facts were there and the evidence proves that it was
intentional, and that he did really intend to kill him, along with
robbing him or whatever, kidnapping, then I may consider that, I
may consider that, it just depends on what is presented. Because,
I give everyone the benefit of the doubt .”
When the prosecutor explained the process for
imposing the death penalty in a capital murder trial, Holguin
stated that she could fairly and honestly answer the special
issues based on the evidence. She expressed her belief that if a
defendant is sentenced to life in prison, he should not be
eligible for parole, but stated that this belief would not
influence her in answering the special issues.
Holguin reiterated to defense counsel that her
thoughts on parole eligibility for life-sentenced defendants would
not affect her answers to the special issues. Defense counsel then
asked her about her previous statement that murder in the course
of robbery would not warrant the death penalty:
Q. Okay. Now, I know you were talking about
your feelings about the death penalty. At first, you didn't think
if a person committed murder in the course of a robbery, you
didn't think that warranted the death penalty. Okay? A. Right. Q.
How do you feel about that after we have had the discussion so far?
A. The same. Q. Okay. Do you feel like if the Court gave you the
instructions that you have to base your decision solely on what
you have heard from the witness stand, what evidence has been
presented, do you feel like you could do that? A. Yes. The
prosecutor then questioned Holguin again and the following
exchange occurred: Q. Capital murder in the course of robbery,
capital murder in the course of kidnapping, it is an intentional
killing in the course of robbery or an intentional killing in the
course of kidnapping. All I am asking is what your personal
feelings are. Should the death penalty ever been imposed in one of
those cases? A. I don't think so. Q. If the state proves capital
murder in the course of a robbery or capital murder in the course
of a kidnapping, beyond a reasonable doubt, and that is what it is,
and you get to the punishment phase, would you always vote so that
the death penalty-would you always answer these questions so that
the death penalty would not be imposed? A. So, that it wouldn't be
imposed? Q. Would not be? A. Yes. I would answer yes to that. Q.
Because, in your mind, it shouldn't be imposed for capital murder
in the course of robbery or kidnapping? A. Correct. Well, it just
depends on the evidence.
Holguin again expressed some confusion on the
subject, and the trial court continued to questioned her: THE
COURT: Here is the question: The State of Texas has provided that
capital murder involves certain types of crimes. Direct capital
murder would be, for example, murder of a child, intentionally,
under the age of six. Murder of a police officer or peace officer
in the performance of their duties, would also be capital murder.
If someone commits, intentionally commits a murder during the
course of a robbery, with a weapon-say armed robbery. The state
also says that if a person intentionally does the killing during
the robbery, then that person is eligible to be charged with
capital murder and the state can seek the death penalty. Are you
automatically going to say that that sort of a person should not
receive the death penalty? [DEFENSE COUNSEL]: Judge, she is
entitled to say that because, under the third question, which is
the Penry nullification, a particular type of capital murder, it
may be that, given the circumstances of the offense, which she is
entitled to take into account- THE COURT: Well, I am asking if she
can consider it. Are you saying that you could not consider the
death penalty for someone accused of that kind of a case, if it is
proven to you beyond a reasonable doubt that it was an intentional
killing? [HOLGUIN]: Yes. THE COURT: You could not? [HOLGUIN]: I
could not. You are saying that I could not- THE COURT: I am asking
you. Are you saying that you are not able to ever assess a death
penalty for an intentional killing during the commission of a
robbery, or during the commission of a kidnapping? [HOLGUIN]: That
I could not- THE COURT: Consider it. [HOLGUIN]: No, no. THE COURT:
Okay. You are saying you would never be able to consider that? [HOLGUIN]:
Right.
The prosecutor challenged Holguin for cause
“based upon her inability to follow the law.” Over defense
counsel's objections, the trial court granted the prosecutor's
challenge for cause. One of the theories alleged in the indictment
was murder in the course of robbery. Because Holguin vacillated,
then expressed her inability to consider the death penalty under
that particular circumstance, we will defer to the trial court's
discretion. FN19. Ibid.
D. Gignac
Gignac stated in her jury questionnaire that
she was opposed to capital punishment under any circumstances due
to her religious beliefs. When the prosecutor asked Gignac to
express her thoughts about the death penalty during voir dire, she
stated: “My belief is, I don't feel I could judge. I am not God
and I cannot say whether a person should live or die. I wouldn't
go out an[d] hurt somebody and I don't-I couldn't do that to the
worst people in the world, even if that person murdered somebody
personal to me, to my family.” Gignac further testified that she
was “born to a Catholic family” and was taught that “if somebody
slaps your face you turn your cheek and have them slap the other
side.” She stated that she could not set aside her beliefs about
the death penalty and that she could never answer the special
issues in such a way as to impose the death penalty.
When questioned by defense counsel, Gignac
again stated that she did not believe in the death penalty. She
acknowledged that it caused her stress to even discuss the issue.
The trial court finally asked, “Your religious beliefs would
preclude you, in any circumstance, any circumstance that would be
conceivable to you, to ever even consider a death penalty; is that
what you're saying?” Gignac responded, “Yes, sir.”
Gignac clearly expressed that she could not set
aside her beliefs against capital punishment and honestly answer
the special issues. The trial court properly granted the State's
challenge for cause to Gignac. FN20. Ibid.
E. Gee
When the trial court questioned Gee regarding
her feelings about the death penalty, she stated, “I do have
strong feelings on capital punishment. And, bottom line, I do not
feel I could, in all good faith on my part-I cannot assign death
to anybody.” Gee stated that she could decide guilt or innocence
based on the evidence, but that she could not follow the law and
consider the evidence if doing so would result in the imposition
of the death sentence. She reiterated upon questioning by the
prosecutor that she was not in favor of the death penalty. She
acknowledged that she could not vote for the death penalty
regardless of the facts and circumstances of the case. Defense
counsel declined to question Gee, but objected to the prosecutor's
challenge for cause. On this record, we cannot conclude that the
trial court clearly abused its discretion to grant the
prosecutor's challenge for cause to Gee. FN21. Ibid.
F. McNeil
McNeil first testified that he was concerned
with his ability to “render a fair judgment” due to his personal
feelings about the death penalty. He stated in response to
questioning by the prosecutor that he did not believe that he had
the right to take someone else's life and that he did not want
that on his conscience. The prosecutor discussed the different
ways to commit capital murder and asked McNeil if he could have an
“open mind” about the death penalty being appropriate in those
types of cases. McNeil responded, “I would have to say no.” The
prosecutor then explained the process for imposing the death
penalty and asked McNeil if he could honestly answer the special
issues in such a way as to impose the death penalty:
A. Okay. I guess-well, based upon what, you
know, you presented to me, explained to me, I feel that I would be
able to present it fair, without being biased. So-I didn't really
understand the actual process. Q. Uh-huh. A. I would say yes. Q.
Okay. You are willing to take each question and, knowing that if
you answer it in that way, like I said, the judge is bound by what
you say and he has to impose the death penalty. If you answer it
in the way that I said. A. Yes. Upon further questioning by the
prosecutor, McNeil acknowledged that he stated in his jury
questionnaire that he did not believe in capital punishment under
any circumstances. The prosecutor asked him if he could put aside
his beliefs in order to fairly evaluate the evidence and consider
the death penalty. McNeil asked the prosecutor to explain the
process for imposing the death penalty again. After the prosecutor
explained the process, the following exchange occurred: Q. So, I
guess, what we really need to know is, are you truthfully going to
be able to set aside the opinion that you have about the death
penalty in order to listen to the evidence with an open mind and
truly consider the option of the death penalty? A. Yeah. But, I
would like to correct myself. The way you explained them, broken
them down to me, and knowing my honest beliefs on this, I am going
to have to say no, I guess. Because if-me, personally, if I took
the chance and, if selected, knowing these things, and it came out
to be the death penalty, you know, that is almost putting yourself
in a situation. So, I would have to say no, no. Q. Then you are
telling us that you cannot honestly participate in a process where
the answers to those questions as yes, yes and no, if you, and
knowing that now, you cannot participate, honestly, in that
process that might impose the death penalty? A. Right. Yes. That
is correct. McNeil continued to express reservations about his
ability to serve as a juror in the instant case when questioned by
defense counsel: Q. Let me say, it is going to be hard for anybody
to sit on this jury because-I mean, we are-this is reality right
here. The state wants to execute this man right here. It is going
to be hard for any juror, then, on this case. Okay? But, like I
said, he is entitled to have somebody that is opposed to the death
penalty sit on the jury, just like the state is entitled to have
somebody that favors the death penalty, if they can set aside [their]
personal feelings and make a decision based upon the evidence.
That is the bottom line. Can you do that? A. I would have to say
no, knowing what may be the outcome. Because there is always the
possibility it could go either way. I guess that is my true
feelings. I could go and listen to the evidence with the other
jurors, and go by this list, but-I mean, ultimately, based upon
how this is answered, this person's life is-if it came to death
penalty I would feel that I contributed to that. Granted, if this
person, if he is found guilty, I don't know, I feel that, I guess,
with the death penalty, I feel that it is an easy way out. If you
take somebody's life, I think that you-he should be allowed to
live and deal with it. But, based upon what we are talking about
here, it would be hard. Q. So, regardless of what the state proved,
regardless of what they put on, you would always answer these
questions in such a way where a life sentence would be imposed
instead of [the] death penalty? A. Yes. The prosecutor challenged
McNeil for cause and defense counsel objected, arguing that “at
one point” McNeil said he could set aside his beliefs and honestly
answer the special issues. Although McNeil vacillated at one point,
he ultimately testified that he could not set aside his beliefs
and answer the special issues in such a way as to impose the death
penalty; thus, we defer to the trial court's discretion.FN22 Point
of error one is overruled. FN22. Ibid.
IV. JURY OATH
In his fifth point of error, the appellant
argues that “[t]he trial court abused its discretion when it
failed to administer the required oath to the jury pursuant to [A]rticle
35.22 of the Texas Code of Criminal Procedure, in violation of the
Sixth and Fourteenth Amendments to the United States Constitution
and Article 1, Section 10 of the Texas Constitution.” Article
35.22 provides as follows:
When the jury has been selected, the following
oath shall be administered them by the court or under its
direction: “You and each of you do solemnly swear that in the case
of the State of Texas against the defendant, you will a true
verdict render according to the law and the evidence, so help you
God.”
After jury selection, the trial court
administered the oath to the jury using the following language:
“Do you and each one of you solemnly swear or affirm that you will
a true sentence return, based on the evidence and the facts in
this case, so help you God?” The appellant complains that the oath
was not in compliance with Article 35.22 because the trial court
used the word “sentence” in place of the word “verdict.”
Defense counsel failed to object on this basis
when the trial court administered the oath at the beginning of the
trial. After closing arguments during the guilt phase of the trial,
defense counsel made the following request: “Your Honor, before
the case is submitted to the jury, we would ask that the jury be
sworn, as required by 35.22, of the Code of Criminal Procedure.”
Defense counsel stated that this was not done at the beginning of
the trial. The trial court replied, “I believe you're wrong, but I
will go ahead and redo that, if you would like.” The prosecutor
countered, “It's unnecessary, judge. You have already sworn in
this jury. They don't need to hear it twice. It's been done. If
you want to, it's fine.” The trial court then overruled defense
counsel's request and sent the jury to the jury room. Shortly
thereafter, the trial court reconsidered its ruling and proceeded
to the door of the jury room to administer the oath. The trial
court stated, “Now, this time, out of an abundance of caution,
even though I believe the record will reflect this jury was duly
sworn, I am going to give the oath under 35.22, as requested by
the defense.” Defense counsel objected that the oath was untimely,
and the trial court overruled the objection and administered the
oath as follows:
THE COURT: All right. Would all of you please
stand and raise your right hand? Do you and each of you solemnly
swear that in the case of the State of Texas against the defendant,
Joshua Maxwell, you will a true verdict render, according to the
law and the evidence, so help you God? JURORS: I do.
The appellant asserts that the jury was unsworn
because the oath that the trial court administered to it at the
beginning of the trial was not in the form prescribed by Article
35.22. He argues that it is mandatory for the jury to be given the
oath in the form prescribed by Article 35.22, citing Howard, Crisp,
and Leer v. StateFN23 in support of his claim. In Howard, the
judgment of conviction was reversed because the jury was not sworn,
as provided by the statute, when impaneled to try the particular
case at hand. FN24 In Crisp, the judgment of conviction was
reversed because the trial court omitted “so help you God” when
administering the oath.FN25 In Leer, the judgment of conviction
was reversed because “another and different oath was administered
to the jury than the one prescribed by law.” FN26 These cases can
all be distinguished from the case at hand because here the proper
and correct jury oath was read to the jury before jury
deliberation.
FN23. Leer v. State, 2 Tex. Ct.App. 495 (1877).
FN24. Howard v. State, 80 Tex.Crim. 588, 192 S.W. 770, 773 (1917).
FN25. Crisp v. State, 87 Tex.Crim. 137, 220 S.W. 1104, 1106
(1920). The holding that the oath must include “so help you God”
was overruled in Craig v. State, 480 S.W.2d 680, 684 (Tex.Crim.App.1972).
FN26. Leer, 2 Tex. Ct.App. at 496.
We have held that the complete failure to
administer the proper jury oath is a reversible error that may be
raised for the first time on appeal.FN27 However, in this case,
there was not a complete failure in the administration of the jury
oath. The trial court administered the jury oath at the beginning
of trial with a slight variance. Defense counsel failed to object
at that time. Instead, defense counsel waited until after closing
arguments and at the time immediately before the jury was to begin
deliberations to raise this issue. The current rules of procedural
default require a defendant to object “at a time when the trial
court is in a proper position to do something about it.” FN28 The
proper time in this case to raise an objection was at the
beginning of trial, and the trial court did do something about the
variance; when the issue was raised, the trial court promptly gave
the oath.
FN27. White v. State, 629 S.W.2d 701, 704 (Tex.Crim.App.1981)
(citing Howard v. State, 80 Tex.Crim. 588, 192 S.W. 770 (1917)).
FN28. See Posey v. State, 966 S.W.2d 57, 62 (Tex.Crim.App.1998) (citing
Lankston v. State, 827 S.W.2d 907, 909 (Tex.Crim.App.1992)).
Furthermore, the appellant never objected at
trial on the basis of the Sixth and Fourteenth Amendments to the
United States Constitution and Article 1, Section 10 of the Texas
Constitution. As a result these claims were not preserved for
review. Point of error five is overruled.
V. EVIDENCE OF FLIGHT
In his second point of error, the appellant
asserts that the trial court erroneously admitted uncharged-misconduct
evidence during the guilt phase of the trial. He complains
specifically about the evidence of the high-speed chase and the
shoot-out with police that occurred during his flight from police
officers in San Francisco. He argues that this evidence was
inadmissible because it was irrelevant, cumulative, and more
prejudicial than probative. FN29 He also contends that the
admission of this evidence violated his pretrial motion in limine.
FN29. Tex.R. Evid. 401, 402, 403.
Evidence that a defendant fled is admissible as
a circumstance from which an inference of guilt may be drawn.FN30
Before evidence that the defendant fled may be admitted, however,
it must appear that it has some relevance to the charged
offense.FN31 Once this relevance requirement is met, this evidence
is admissible unless the defendant shows that the flight was due
to circumstances unrelated to the charged offense.FN32 A lapse of
time between commission of the offense and the defendant's flight
does not always adversely affect admissibility of evidence.FN33
The fact that uncharged misconduct is committed while the
defendant is fleeing does not render the evidence
inadmissible.FN34 So long as the uncharged misconduct is shown to
be a relevant circumstance of the defendant's flight, it may be
admitted before the jury.FN35
FN30. Alba v. State, 905 S.W.2d 581, 586 (Tex.Crim.App.1995).
FN31. Burks v. State, 876 S.W.2d 877, 903 (Tex.Crim.App.1994).
FN32. Ibid. FN33. Ibid. FN34. Foster v. State, 779 S.W.2d 845, 859
(Tex.Crim.App.1989). FN35. See ibid.; Alba, 905 S.W.2d at 586.
The trial court granted the appellant's
pretrial motion in limine requesting that the State not be
permitted to present evidence of uncharged misconduct without
first having a hearing outside the presence of the jury to
determine its admissibility. Prior to the State's presentation of
the evidence of the appellant's flight, and outside the jury's
presence, defense counsel lodged his objections to the evidence.
The trial court overruled defense counsel's objections and stated:
The circumstances, which occurred, [are] more
probative in value than prejudicial, in my mind. Particularly, in
light of the fact that at the time that the chase initially
occurred, the only offense to which the police reasonably believed
there was involved with the driver of that vehicle, Mr. Maxwell,
was that he had run a red light.
Certainly, the facts that occurred afterwards
leaves an inference of guilt, as is stated in the case laws [sic]
and is admissible for those reasons. Flight is an indication of
guilt, as you know.
The State then called six witnesses to testify
about the appellant's flight and subsequent arrest in San
Francisco. Officers Juarez and Pena testified that the appellant
sped through an intersection in a gold pickup truck, drove away
when they attempted to stop him for the traffic offense, led them
on a chase through the downtown area in rush hour traffic, and
fired at them during the chase. They further testified that the
bullet fired by the appellant penetrated their windshield, came
within inches of hitting Juarez, and sprayed their car with tiny
glass fragments, which scratched Pena's eyes. Kerry Dalrymple of
the San Francisco Emergency Communications Department testified
regarding the police radio transmissions that were recorded during
the chase. Officer Seidell testified that he became involved in
the chase after it was already underway. During the chase, Seidell
observed that the appellant “reached out with his left arm and
hand and raised his middle finger and flipped us off.” Officer
McDonagh testified that he set up a roadblock with his vehicle,
which stopped traffic and ultimately ended the chase. Officer
Haskell testified that he transported the appellant to the police
station after the chase ended, that he searched the appellant when
they arrived at the police station, and that the appellant was
wearing a gold-chain necklace at that time.
The appellant was driving Lopes's truck when
the San Francisco police attempted to stop him for a traffic
violation on October 17, five days after Lopes's body was found
and his truck was reported missing. The appellant was in
possession of Lopes's personal belongings, including his handgun,
which the appellant used to fire at police during the chase. The
fact that the appellant went to such great lengths to elude
capture after being stopped for a minor traffic violation was
relevant to, and indicative of, his guilt with regard to Lopes's
murder.
The trial court took measures to prevent the
flight evidence from being cumulative. It refused to admit the
audio recording of the police radio transmissions, instead
admitting only a redacted, printed version. It allowed Seidell to
testify about the appellant's hand gesture, but refused to allow
him to testify about the facial and verbal expressions that
accompanied it. It permitted McDonagh to testify “as to the very
limited portion and scope of ... the extraordinary measures that
were taken by the defendant and what had to be done to stop the
chase.” Finally, it limited Haskell's testimony to the events that
transpired after the chase ended.
The trial court did not abuse its discretion in
admitting the evidence of the appellant's flight and the uncharged
misconduct that he committed in the course of his flight. Point of
error two is overruled.
VI. LESSER-INCLUDED OFFENSES
The appellant asserts in his third point of
error that the trial court erroneously refused to instruct the
jury on the lesser-included offenses of robbery, theft,
unauthorized use of a motor vehicle, and unlawfully carrying a
weapon. He argues that the trial court's refusal to instruct the
jury on these lesser-included offenses violated his rights under
the Sixth and Fourteenth Amendments to the United States
Constitution and Article I, § 10 of the Texas Constitution.
We use a two-prong test to determine whether a
defendant is entitled to an instruction on a lesser-included
offense.FN36 The first step in our analysis is to determine if the
lesser offense is included within the proof necessary to establish
the offense charged .FN37 The second step requires an evaluation
of the evidence to determine whether there is some evidence that
would permit a jury to rationally find that the defendant is
guilty only of the lesser offense.FN38 In other words, there must
be some evidence from which a jury could rationally acquit the
defendant of the greater offense while convicting him of the
lesser-included offense.FN39 The evidence must establish the
lesser-included offense as a valid rational alternative to the
charged offense.FN40
FN36. Rousseau v. State, 855 S.W.2d 666, 673 (Tex.Crim.App.1993).
FN37. Ibid. FN38. Moore v. State, 969 S.W.2d 4, 8 (Tex.Crim.App.1998);
Rousseau, 855 S.W.2d at 672. FN39. Moore, 969 S.W.2d at 8. FN40.
Wesbrook v. State, 29 S.W.3d 103, 113-14 (Tex.Crim.App.2000).
In order to convict the appellant of capital
murder, the charge required the jury to find beyond a reasonable
doubt that the appellant intentionally committed murder in the
course of committing or attempting to commit robbery or kidnapping.
Robbery is contained within the proof necessary for murder in the
course of robbery. Theft is included within the proof necessary to
establish robbery. However, unauthorized use of a motor vehicle
and unlawfully carrying a weapon are not included within the proof
necessary to establish the offense charged under the circumstances
in the instant case. FN41 Therefore, unauthorized use of a motor
vehicle and unlawfully carrying a weapon are not lesser-included
offenses of the capital murder charged in this case.
FN41. Art. 37.09; Jacob v. State, 892 S.W.2d
905, 906 (Tex.Crim.App.1995) (stating that the determination of
whether an offense is a lesser-included offense must be done on a
case-by-case basis).
The appellant argues that the jury could have
believed that McFarland was responsible for the robbery,
kidnapping, and murder, and that the appellant “came into the
situation” at a time when he would be guilty only of unauthorized
use of a motor vehicle and theft. He also argues that the jury
could have believed that McFarland was the one who committed the
murder and all of the underlying crimes and that the only thing
that the appellant was guilty of was being with her. The evidence
shows otherwise. A witness testified that he saw a man and a woman
in Lopes's truck parked near the spot where Lopes's body was later
found. Another witness testified that she heard a gunshot shortly
thereafter. The appellant and McFarland were apprehended six days
later, after leading officers on a chase through downtown San
Francisco. The appellant was driving Lopes's truck, which
contained Lopes's gun and personal belongings and the gun that
killed Lopes. Finally, while in the county jail awaiting trial,
the appellant admitted his direct involvement in Lopes's murder
and described the circumstances of Lopes's death. The jury could
not have rationally acquitted the appellant of capital murder
while convicting him of any of the lesser-included offenses.FN42
The appellant has failed to satisfy the second prong of the test;
thus, the trial court did not err in refusing his request that the
jury be instructed on the lesser-included offenses of robbery and
theft. Point of error three is overruled. FN42. Moore, 969 S.W.2d
at 8.
VII. JURY MISCONDUCT
In his fourth point of error, the appellant
contends that the trial court erred in denying his motion for a
mistrial “based upon juror misconduct in receiving outside
influences.” FN43 He also argues that he was denied the right to
full inquiry because the trial court refused to let him question
all of the jurors about outside influences.FN44 FN43. See Art.
36.22. FN44. See Tex.R. Evid. 606(b).
The record reflects that during the punishment
phase Juror Morgan Miles called her brother, Robert Lee, an
attorney in Dallas, to ask him “what a 403 was.” Miles testified
that Lee was appalled that she would ask him such a question and
informed her that if she had any questions she should present them
in writing to the judge. They did not discuss the facts of the
case, and their conversation lasted less than a minute. Lee called
back “like five seconds later” and told Miles that she should not
have called him and that she could have caused a mistrial. Miles
testified that Tom Cox, the jury foreman, was present in the jury
room when she called Lee. Juror Geoffrey Maitland came into the
jury room later, but Miles did not think he was present when she
was talking to Lee.
Cox testified that Miles first called her
brother and left a message on his answering machine asking him
what 403 meant. Miles also asked Cox what 403 meant, and he stated
“that's where they talk about probative value.” Cox asked Miles
what kind of law her brother practiced, and she said that he was a
corporate attorney. Miles made a second phone call and spoke to
her brother. She told him that she was serving on a jury and asked
him what 403 meant. The phone call was brief and Miles seemed
surprised by her brother's reaction. When Miles got off the phone,
she told Cox that her brother said that if she had questions, she
should to address them in writing to the trial judge. Cox
testified that no other jurors were present when Miles was talking
to her brother.
Maitland testified that when he entered the
jury room Miles and Cox were present and Miles was not on the
phone. Someone called Miles on her cell phone a few minutes later
and Maitland heard Miles say, “Okay, I won't call you again.”
After Miles got off the phone, she mentioned that she called her
brother to ask what 403 meant, and that he became irate and told
her that she should address the judge if she had any questions.
Maitland testified that a few other jurors may have been present
later when Miles repeated “that she had called her brother and he
got really irate with her.” Maitland stated, “I recall that there
may have been, you know, two or three additional jurors.
Specifically, who they were, I do not know.”
Robert Lee, Miles's brother, testified via
telephonic conference call regarding the details of his
conversation with Miles: This morning-approximately, 8:30 this
morning-I received a phone call from my sister, Morgan Miles. In
that phone call, she informed me, for the first time, that she was
on a capital murder case, and she said that they were in the
punishment phase. I just kind of said, “Wow, that's amazing.”
And she said, “Well, I just-we had a question
about one of the rules or one of the issues,” and I don't remember
exactly, but it was along of lines of she had a question
concerning how something was to be interpreted. And as soon as she
started to ask, I immediately said, “Hold on. Hold on. Hold on.” I
said, “Did anyone instruct you that you're not suppose[d] to be
getting any information outside the courtroom?” And she goes,
“Well, no, I don't remember that.”
I said, “Well, if I were to provide you any
information or you were to get any information and impart that to
your fellow jurors, you would have a nullification of the trial
and it would be like a mistrial. And it would be completely
improper for me to say anything.” And she said, “Well, I just
wanted to know.” I said, “I don't care. I cannot say anything,
whatsoever.” At that point, she said, “Okay,” and we hung up. I
immediately, maybe two minutes later, called back, onto her cell
phone, and told her, “You need to bring whatever issues you have
to the judge's attention.” And she said, “Okay. I won't call you
again,” and then hung up. That was pretty much the extent of that
conversation.
* * *
Well, when I got back into the office-when I
got to the office, I was-like I said, I was in my parking garage
practically-I had a message on my recorder and it obviously had
been made before the phone call I received. And on that message
was, “We-I just wanted to know,” I don't remember “we” or “I,” but
“just wanted to know whether, you know, what is meant by,” I think
she said, “Rule 403.” And she was saying something about the
difference between prejudicial evidence versus nonprejudicial.
And I heard, in the background, someone
prompting her on the rule number. It sounded like a male voice of
some kind, prompting her. Which, initially, led me to believe that,
possibly, they could be in the jury deliberation room of some kind,
and that she was-and that maybe the original phone call and that
phone call were made on her cell phone in some type of jury
deliberation room of some kind.
* * *
And I never called back after that point.
That's when I discussed it with a couple other attorneys here and
then called the court.
After hearing the testimony of Miles, Cox,
Maitland, and Lee, the trial court denied the appellant's motion
for a mistrial. The trial court also refused to allow defense
counsel to question the remaining jurors. The trial court did,
however, comply with defense counsel's request to admonish the
jurors again not to discuss the case with other people and not to
watch or read any media reports about the case.
Article 36.22 provides, “No person shall be
permitted to be with a jury while it is deliberating. No person
shall be permitted to converse with a juror about the case on
trial except in the presence and by the permission of the trial
court.” The appellant has the burden of proving an allegation of
juror misconduct.FN45 When a juror converses with an unauthorized
person about the case, injury is presumed.FN46 However, the State
may rebut this presumption of harm by showing that the case was
not discussed or that nothing prejudicial to the accused was
said.FN47 We defer to the trial court's resolution of historical
facts and its determinations concerning credibility and demeanor,
and we view the evidence in the light most favorable to the trial
court's ruling.FN48 Where there is conflicting evidence there is
no abuse of discretion if the motion is overruled.FN49
FN45. Hughes v. State, 24 S.W.3d 833, 842 (Tex.Crim.App.2000).
FN46. Alba, 905 S.W.2d at 587. FN47. Ibid. FN48. Quinn v. State,
958 S.W.2d 395, 401-402 (Tex.Crim.App. 1997). FN49. Hughes, 24 S.W.3d
at 842.
Miles admitted that she conversed with Lee
during the punishment phase of the trial. Miles briefly asked Lee
what “403” meant, and they did not discuss the facts of the case.
Lee refused to answer Miles's question, reprimanded her for
calling him, and told her to direct her questions in writing to
the judge. He quickly terminated the conversation and informed the
trial court of the situation. Cox and Maitland were aware that
Miles conversed with Lee. Miles, however, only related to them
that Lee became angry, refused to answer her question, and told
her to address her question to the judge. Miles, Cox, and Maitland
all testified that they would follow the instruction to base their
decision solely on the evidence presented in the courtroom and to
follow the law given to them by the trial court. At the close of
the hearing, the trial court stated that the communication between
Miles and Lee was improper, but concluded that there was no harm
because there was no indication that the jury was tainted by the
improper communication. The evidence, viewed in the light most
favorable to the trial court's ruling, supports the trial court's
decision to deny the appellant's motion for a mistrial.
There was conflicting evidence as to whether
any other jurors were aware of Miles's conversation with Lee.
Miles testified that Cox was present during the entire
conversation and that Maitland entered the jury room later. Cox
testified that he was the only person present when Miles was
talking to Lee. Maitland testified that a few other jurors might
have heard Miles say that she had called her brother and he became
angry with her. We defer to the trial court and discern no abuse
of discretion in the trial court's decision not to allow the
appellant to question the rest of the jury on this issue.FN50
Point of error four is overruled. FN50. Ibid.
VIII. UNCHARGED
MISCONDUCT
In his sixth point of error, the appellant
challenges the admission of evidence that he and McFarland robbed
and murdered a man named Robert Bott in Indiana about a month
prior to the instant offense. He argues that the trial court
abused its discretion by admitting evidence of this uncharged
misconduct during the punishment phase of his trial.
Article 37.071, Section 2(a) gives the trial
court wide latitude in admitting or excluding evidence of
extraneous offenses at the punishment stage of a capital
trial.FN51 The trial court has the discretion to admit any
evidence relevant to the jury's determination of a capital
defendant's deathworthiness.FN52 The trial court's ruling will be
upheld as long as it was within the zone of reasonable
disagreement.FN53
FN51. Id., at 843. FN52. Ibid. FN53. Ibid.
When offering uncharged misconduct during the
punishment phase of a capital trial, the State need not prove all
of the elements of an uncharged offense. FN54 However, the State
must clearly prove that the uncharged offense was committed and
that the defendant was the perpetrator of the offense.FN55
FN54. Powell v. State, 898 S.W.2d 821, 830 (Tex.Crim.App.1994).
FN55. Chamberlain v. State, 998 S.W.2d 230, 235 (Tex.Crim.App.1999).
The State introduced evidence that Bott's body
was found in Marion County, Indiana, on September 12, 2000. His
badly charred body was inside the trunk of his Mercury Cougar
automobile, which had been set on fire. He had suffered a fatal
gunshot wound to his chest, and his hands and feet had been bound
together behind his back. The medical examiner did not recover a
bullet from Bott's body during the autopsy.
When police arrived at Bott's residence in
Mooresville, Indiana, they discovered that the back door was open
and the house was in disarray. The appellant's fingerprints
matched the fingerprints on a vodka bottle and a wine bottle in
the kitchen. McFarland's fingerprints matched the fingerprints on
the refrigerator door, a videotape, and a pizza box. A pizza
delivery slip found in Bott's bedroom contained the appellant's
name and the address of a house in nearby Indianapolis where the
appellant had been staying with McFarland.
Police searched the house in Indianapolis and
found several items belonging to Bott, including his wallet,
various forms of identification, credit cards, and bank statements.
The appellant's fingerprints matched the fingerprints on a sales
receipt in Bott's wallet. Substances that appeared to be blood and
vomit trailed from the basement to the outside of the Indianapolis
residence. The basement smelled strongly of chemicals and
contained some empty gallon jugs of muriatic acid. A spent
cartridge casing was recovered from an overturned wooden wardrobe
cabinet in the basement. A spent bullet was recovered from a
sweater inside the wardrobe cabinet. A firearms examiner testified
that the gun that fired the spent bullet and spent cartridge
casing was the same gun that was used to kill Lopes in this case.
The appellant, Bott, and a female were seen
shopping at two retail stores in the Indianapolis area at 11:30
p.m. on September 10 and at 5:00 a.m. on September 11. Bott used
his credit card to purchase approximately $2500 of merchandise at
the first store. When the night manager commented that they were
buying an unusually large amount of merchandise at that time of
night, the appellant explained that he and the female were getting
married and that Bott was his uncle and was buying them the
merchandise as a wedding gift. Bott made a credit card purchase of
approximately $1100 at the second store, where the threesome were
recorded on the store's security surveillance camera. At
approximately 6:00 a.m. on September 11, a man was recorded on
videotape making withdrawals with Bott's ATM card at a nearby Bank
One ATM terminal. He made two withdrawals, and his attempt to
withdraw more money was declined because it exceeded the daily
limit.
When police searched Lopes's truck after the
appellant and McFarland were captured in California, they found a
map with a route drawn from Indiana to Florida to Texas to
California. Police also found a videotape that depicted the
appellant admitting his involvement in a murder. The appellant
explained on the videotape that he forced a man to take him on a
shopping spree, stole items from his house, killed him, put him in
his car, and burned him.
The evidence that the appellant killed Bott was
relevant to, and probative of, the issue of future dangerousness.
The State provided clear proof that an offense was committed and
that the appellant was the perpetrator. The trial court's decision
to admit this evidence was within the zone of reasonable
disagreement.
The appellant also alleges in his sixth point
of error that the evidence is insufficient to support the jury's
affirmative answer to the future dangerousness special issue. In
addition to the evidence that the appellant robbed and murdered
Bott, the State presented, during the punishment phase, evidence
that the appellant had a lengthy criminal history, including
numerous adjudications and convictions both as a juvenile and as
an adult. The State also presented evidence that the appellant
wrote graffiti in his cell, verbally threatened guards, and
physically assaulted a deputy while he was incarcerated in the
county jail awaiting trial for this offense. The facts of this
case and the circumstances of the appellant's flight also support
the jury's answer to the future dangerousness question.FN56 The
evidence, viewed in the light most favorable to the verdict, is
sufficient to support the jury's affirmative answer to the future
dangerousness special issue.FN57 Any rational trier of fact could
have found beyond a reasonable doubt that there is a probability
that the appellant would commit criminal acts of violence
constituting a continuing threat to society.FN58 Point of error
six is overruled.
FN56. See Sonnier v. State, 913 S.W.2d 511,
516-17 (Tex.Crim.App.1995) (holding that the facts of the offense
alone may be sufficient to support an affirmative answer to the
future dangerousness question). FN57. Jackson, 443 U.S. at 319
(1979). FN58. Ibid.
We affirm the judgment of the trial court.
HERVEY, J., did not participate.
Maxwell v. Thaler, 009 WL 2981896
(5th Cir. 2009). (Habeas)
Background: Following affirmance on direct
appeal of petitioner's state court conviction for capital murder
and his death sentence, 2004 WL 3094649, he filed petition for
writ of habeas corpus. The United States District Court for the
Western District of Texas, Orlando L. Garcia, J., 2008 WL 3200672,
denied petition. Petitioner sought certificate of appealability (COA).
Holdings: The Court of Appeals held that: (1)
failure to submit jury instruction requiring the jury to
unanimously agree upon which of the two alleged predicate felonies
petitioner committed that rendered the murder a capital offense
under Texas law did not violate the Sixth Amendment right to jury
trial or Due Process, and (2) petitioner was not entitled to
habeas relief based on alleged vague jury instruction submitted
during punishment phase of trial. COA denied.
PER CURIAM:
Petitioner Joshua Maxwell (“Maxwell”),
convicted of capital murder in Bexar County, Texas and sentenced
to death, requests this Court to issue a Certificate of
Appealability (COA) pursuant to 28 U.S.C. § 2253(c)(2). Maxwell
challenges the jury instructions submitted at both the guilt-innocence
and punishment phases of trial. He also contends that his counsel
rendered ineffective assistance by failing to object to the
allegedly unconstitutional instructions. Finding that Maxwell has
not made a substantial showing of the denial of a constitutional
right, we DENY a COA.
I. PROCEDURAL HISTORY
A Bexar County, Texas grand jury returned an
indictment charging Maxwell with committing intentional murder
while in the course of committing a robbery or kidnaping. Tex.
Penal Code § 19.03(a)(2).FN1 A jury convicted Maxwell as charged,
and the trial court, pursuant to the jury's answers to the special
issues set forth in Code of Criminal Procedure Article 37.071,
Sections 2(b) and 2(e), imposed a death sentence. The Texas Court
of Criminal Appeals affirmed Maxwell's conviction in an
unpublished opinion. Maxwell v. State, No. AP-74309, 2004 WL
3094649 (Tex.Crim.App. Nov. 17, 2004). Maxwell applied for state
habeas relief, and the trial court recommended denying relief. The
Court of Criminal Appeals adopted the findings and conclusions of
the trial court and denied the application. Ex parte Maxwell, No.
WR-65268-01, 2006 WL 2848044 (Tex.Crim.App. Oct. 4, 2006). Maxwell
subsequently filed a federal petition for writ of habeas corpus,
which the district court denied in a memorandum opinion and order.
Maxwell v. Quarterman, No. SA-06-CA-884, 2008 WL 3200672 (W.D.Tex.
July 30, 2008). The district court also denied a COA. Maxwell now
requests a COA from this Court.
II. STANDARD OF REVIEW
Maxwell filed his 28 U.S.C. § 2254 petition for
a writ of habeas corpus after the effective date of the
Antiterrorism and Effective Death Penalty Act (AEDPA). The
petition, therefore, is subject to AEDPA. See Lindh v. Murphy, 521
U.S. 320, 336, 117 S.Ct. 2059, 138 L.Ed.2d 481 (1997). Pursuant to
the federal habeas statute, as amended by AEDPA, we defer to a
state court's adjudication of a petitioner's claims on the merits
unless the state court's decision was: (1) “contrary to, or
involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court of the United
States”; or (2) “resulted in a decision that was based on an
unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” 28 U.S.C. § 2254(d). A
state court's decision is deemed contrary to clearly established
federal law if it reaches a legal conclusion in direct conflict
with a prior decision of the Supreme Court or if it reaches a
different conclusion than the Supreme Court based on materially
indistinguishable facts. Williams v. Taylor, 529 U.S. 362, 404-08,
120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). A state court's decision
constitutes an unreasonable application of clearly established
federal law if it is “objectively unreasonable.” Id. at 409, 120
S.Ct. 1495. Further, pursuant to section 2254(e)(1), state court
findings of fact are presumed to be correct, and the petitioner
has the burden of rebutting the presumption of correctness by
clear and convincing evidence. See Valdez v. Cockrell, 274 F.3d
941, 947 (5th Cir.2001).
Additionally, under AEDPA, a petitioner must
obtain a COA before he can appeal the district court's denial of
habeas relief. See 28 U.S.C. § 2253(c); see also Miller-El v.
Cockrell, 537 U.S. 322, 335-36, 123 S.Ct. 1029, 154 L.Ed.2d 931
(2003) (“[U]ntil a COA has been issued federal courts of appeals
lack jurisdiction to rule on the merits of appeals from habeas
petitioners.”). As the Supreme Court has explained:
The COA determination under § 2253(c) requires
an overview of the claims in the habeas petition and a general
assessment of their merits. We look to the District Court's
application of AEDPA to petitioner's constitutional claims and ask
whether that resolution was debatable among jurists of reason.
This threshold inquiry does not require full consideration of the
factual or legal bases adduced in support of the claims. In fact,
the statute forbids it. Miller-El, 537 U.S. at 336, 123 S.Ct.
1029.
A COA will be granted only if the petitioner
makes “a substantial showing of the denial of a constitutional
right.” 28 U.S.C. § 2253(c)(2). “A petitioner satisfies this
standard by demonstrating that jurists of reason could disagree
with the district court's resolution of his constitutional claims
or that jurists could conclude the issues presented are adequate
to deserve encouragement to proceed further.” Miller-El, 537 U.S.
at 327, 123 S.Ct. 1029 (citation omitted). “The question is the
debatability of the underlying constitutional claim, not the
resolution of that debate.” Id. at 342, 123 S.Ct. 1029. “Indeed, a
claim can be debatable even though every jurist of reason might
agree, after the COA has been granted and the case has received
full consideration, that petitioner will not prevail.” Id. at 338,
123 S.Ct. 1029. Moreover, “[b]ecause the present case involves the
death penalty, any doubts as to whether a COA should issue must be
resolved in [petitioner's] favor.” Hernandez v. Johnson, 213 F.3d
243, 248 (5th Cir.2000) (citation omitted).
III. ANALYSIS
A. Jury Instructions
1. Guilt-Innocence Phase of Trial
Maxwell contends that his Sixth Amendment and
Due Process rights were violated when the trial court failed to
submit a charge that required the jury to unanimously agree upon
which of the two alleged predicate felonies he committed rendered
the murder a capital offense. More specifically, the instructions
did not require the jury to come to a unanimous conclusion with
respect to whether the victim was murdered during the course of a
robbery or a kidnaping.
Maxwell's claim is controlled by the Supreme
Court's plurality opinion in Schad v. Arizona, and this Court's
subsequent precedent interpreting Schad. 501 U.S. 624, 111 S.Ct.
2491, 115 L.Ed.2d 555 (1991) (plurality); Reed v. Quarterman, 504
F.3d 465, 479 (5th Cir.2007). In Schad, the jury was charged with
the alternative theories of premeditated murder or felony murder.
501 U.S. at 630, 111 S.Ct. 2491. The petitioner contended that the
instructions' failure to require the jury to unanimously agree
with respect to whether he murdered the victim with premeditation
or in the course of a robbery violated his constitutional rights.
Id. The Supreme Court explained that the relevant inquiry was not
one of jury unanimity inasmuch as the jury had unanimously
determined that the State had proved what it was required to prove
pursuant to state law. Id. at 630-31, 111 S.Ct. 2491. Instead, the
“petitioner's real challenge [was] to Arizona's characterization
of first degree murder as a single crime as to which a verdict
need not be limited to any one statutory alternative.” Id. Thus,
the relevant inquiry was whether Arizona's definition of capital
murder ran afoul of the Constitution. Id. at 631, 111 S.Ct. 2491.
In making this determination, the Supreme Court
first looked to whether the legislature intended to create
separate offenses or different means of committing one offense. Id.
at 636-37, 111 S.Ct. 2491. The Court explained that if the state
court had interpreted the statute and determined that the
alternatives are means of committing a single offense, federal
courts “are not at liberty to ignore that determination and
conclude that the alternatives are, in fact, independent elements
under state law.” Id. at 636, 111 S.Ct. 2491. Previously, the
Arizona Supreme Court had determined that premeditation and felony
murder were not separate elements but instead were means of
“satisfying a single mens rea element.” Id. at 637, 111 S.Ct.
2491.
Secondly, the Supreme Court addressed whether
Arizona's definition of the crime as one offense violated due
process. The plurality opinion expressly refused to formulate a
“single test for the level of definitional and verdict specificity
permitted by the Constitution.” Id. at 637, 111 S.Ct. 2491.
Instead, the plurality opined that “our sense of appropriate
specificity is a distillate of the concept of due process with its
demands for fundamental fairness, [citation omitted], and for the
rationality that is an essential component of that fairness.” Id.
at 637, 111 S.Ct. 2491. The plurality explained that it would
“look both to history and wide practice as guides to fundamental
values, as well as to narrower analytical methods of testing” to
determine whether the alternative mental states may permissibly
“satisfy the mens rea element of a single offense.” Id. at 637,
111 S.Ct. 2491. After analyzing various state courts' precedent,
the opinion found considerable historical evidence supporting
Arizona's use of alternative mental states as means to satisfy the
mens rea element of a single offense. The opinion further found
that it could reasonably be concluded that the two mental states
were moral equivalents. Id. at 644, 111 S.Ct. 2491. Ultimately,
the opinion concluded that the jury instructions did not violate
due process. Id. at 645, 111 S.Ct. 2491.
Subsequently, this Court, in Reed v. Quarterman,
applied the analysis in Schad to a case that is essentially on
point with the case at bar. 504 F.3d 465, 479 (5th Cir.2007). In
Reed, the petitioner sought a COA based on his claim that
“allowing the jury to convict him under two alternative theories
without requiring unanimity as to one” violated due process. 504
F.3d at 479-82. In that case, the jury had been instructed that it
could convict Reed of capital murder if it found that he committed
murder in the course of robbery or attempted robbery or in the
course of attempted aggravated rape. Id. Reed argued that Schad
did not apply because his jury charge actually described two
separate offenses as opposed to two different means of committing
the single offense of murder. Id. at 480. Applying Schad, this
Court recognized that “numerous states have traditionally defined
and continue to define first-degree or aggravated murder as
including both a killing in the course of robbery and a killing in
the course of rape or attempted rape.” Id. at 482. Indeed, the
Arizona statute at issue in Schad did so. Id. We further concluded
that courts “could reasonably find a moral equivalence between
murder in the course of robbery and murder in the course of
attempted rape.” Id. Thus, we denied a COA, holding that
reasonable jurists would not debate that the state court
“reasonably applied Schad when it rejected Reed's challenge to his
jury instructions.” Id. In view of this Court's precedent applying
the plurality's reasoning, Maxwell is precluded from demonstrating
that whether Schad applies is debatable among jurists of reason.
Maxwell acknowledges the holding in Schad but
asserts that Justice Scalia's concurrence, which was narrowly
based on historical grounds, effectively limited Schad either to
its facts or to cases in which the jury is charged with the
alternative mental states of premeditation and felony murder. This
assertion is precluded by our above-discussed holding in Reed.
Maxwell also contends that this Court should not rely on Reed or
any other circuit case because the Supreme Court's precedent
controls federal habeas claims. Maxwell is correct that “[u]nder
AEDPA, the state courts are bound, not by our jurisprudence or the
jurisprudence of our sister circuits, but by ‘clearly established
Federal law, as determined by the Supreme Court of the United
States.’ ” Summers v. Dretke, 431 F.3d 861, 875 (5th Cir.2005) (quoting
28 U.S.C. § 2254(d)(1)). Nonetheless, one panel of this Court is
bound by a previous panel's interpretation of Supreme Court
precedent. See United States v. Short, 181 F.3d 620, 624 (5th
Cir.1999) (explaining that one panel may not overrule the decision
of a previous panel absent an intervening Supreme Court opinion
explicitly or implicitly overruling our prior panel precedent).
Maxwell likewise faults the district court for citing Fifth
Circuit precedent; however, the district court, like the instant
panel, is bound by our Court's caselaw interpreting Supreme Court
precedent.
Maxwell also asserts that the state court's
ruling is not entitled to deference under AEDPA because it was not
an adjudication on the merits. Maxwell does not, however, explain
his basis for arguing that the state court's adjudication was not
on the merits. In any event, an “ ‘adjudication on the merits'
occurs when the state court resolves the case on substantive
grounds, rather than procedural grounds.” Valdez v. Cockrell, 274
F.3d 941, 946-47 (5th Cir.2001). During the instant state habeas
proceedings, the state trial court, after a hearing, recommended
denying relief on the merits, citing inter alia, Kitchens v. State,
823 S.W.2d 256 (Tex.Crim.App.1991). The Court of Criminal Appeals
denied relief based on its review of the record and the findings
of the trial court. Ex parte Maxwell, No. 65268, 2006 WL 2848044
(Oct. 4, 2006). The denial was on substantive grounds, which
constitutes an adjudication on the merits. Thus, the state court's
decision is entitled to deference under AEDPA.
As set forth above, the state court denied
relief on this claim relying upon its holding in Kitchens, 823 S.W.2d
256. Maxwell contends that the Court of Criminal Appeals's holding
in Kitchens-that the predicate offenses that elevate murder to
capital murder under Tex. Penal Code Ann. § 19.03 are not elements
of capital murder but instead are alternate methods or means to
commit capital murder-is wrongly decided. We need not tarry long
here. “If a State's courts have determined that certain statutory
alternatives are mere means of committing a single offense, rather
than independent elements of the crime, we simply are not at
liberty to ignore that determination and conclude that the
alternatives are, in fact, independent elements under state law.”
Schad, 501 U.S. at 636, 111 S.Ct. 2491; see also Weeks v. Scott,
55 F.3d 1059, 1063 (5th Cir.1995) (explaining that in a federal
habeas proceeding, this Court will not review a state court's
interpretation of the state's own statute).
Maxwell also argues that the Court of Criminal
Appeals's decision in Rodriguez v. State, 146 S.W.3d 674 (Tex.Crim.App.2004),
overruled Kitchens. In Rodriguez, the question was whether Texas
had territorial jurisdiction over the capital murder offense even
though only the kidnapping but not the actual murder occurred in
Texas. The Court of Criminal Appeals explained that “capital
murder is a result of conduct offense which also includes nature
of circumstances and/or nature of conduct elements depending upon
the underlying conduct which elevates the intentional murder to
capital murder.” Rodriguez, 146 S.W.3d at 677. The Court further
explained that the offense of “kidnapping was the required
aggravating ‘nature of conduct’ element that elevated the offense
from murder to capital murder.” Id. Accordingly, because the
kidnapping occurred in Texas, Texas had territorial jurisdiction
over the capital murder offense. Id. In an unpublished opinion, we
have previously rejected the contention that Rodriguez overruled
Kitchens, noting (1) that the Court of Criminal Appeals “did not
state that it was in any way modifying or overruling Kitchens ”
and (2) that the Court of Criminal Appeals was merely recognizing
that the state must prove a defendant engaged in other specified
criminal conduct to elevate the killing to a capital murder
offense. See Manns v. Quarterman, 236 Fed.Appx. 908, 915 n. 6 (5th
Cir.2007). Moreover, Maxwell has not cited a case addressing the
issue at bar in which the Court of Criminal Appeals has applied
Rodriguez's language to the instant jury instruction challenge.
Indeed, subsequent to Rodriguez, the Court of Criminal Appeals
continues to rely on Kitchens for the proposition that the
predicate offenses under § 19.03 are alternate methods or means to
commit capital murder. See, e.g., Luna v. State, 268 S.W.3d 594,
601 & n. 16 (Tex.Crim.App.2008) (citing Kitchens, 823 S.W.2d at
258). Thus, we reject Maxwell's contention that Kitchens has been
overruled.
In addition to contending that Texas state
precedent has been overruled, Maxwell argues that the Supreme
Court's plurality in Schad has been overruled sub silentio by
Richardson v. United States, 526 U.S. 813, 119 S.Ct. 1707, 143
L.Ed.2d 985 (1999). In Richardson, the Supreme Court held that a
district court must instruct a jury to reach a unanimous verdict
as to each of the specified violations that comprise the alleged
“continuing series of violations” for the purposes of the
continuing criminal enterprise statute. 526 U.S. at 824, 119 S.Ct.
1707. In Richardson, the Supreme Court cited Schad several times
and relied upon the teachings of the plurality opinion in its
analysis. Richardson, 526 U.S. at 817, 819, 820, 822, 119 S.Ct.
1707 (citing Schad, 501 U.S. at 631-33, 645, 111 S.Ct. 2491).
Although the Supreme Court ultimately held that jury unanimity was
required with respect to the violations pursuant to the continuing
criminal enterprise statute, Richardson is distinguishable from
Schad. As previously set forth, in Schad the plurality found
considerable historical evidence supporting Arizona's use of
alternative mental states as means to satisfy the mens rea element
of a single offense. In stark contrast, in Richardson, the
government “virtually concede[d] the absence of any such tradition
when it [admitted] that the statute departed significantly from
common-law models and prior drug laws, creating a new crime keyed
to the concept of a ‘continuing criminal enterprise.’ ” 526 U.S.
at 821, 119 S.Ct. 1707 (citation and internal quotations marks
omitted). Thus, in light of the very different history surrounding
the two statutes at issue in Schad and Richardson, we are not
persuaded that reasonable jurists would find it debatable that
Richardson overruled Schad.
Nonetheless, Maxwell cites the following
language from a Texas Court of Criminal Appeals opinion: “[T]he
plurality opinion in Schad has been undercut by the reasoning and
result in the Supreme Court's later decision in Richardson.” Ngo
v. State, 175 S.W.3d 738, 746 (Tex.Crim.App.2005). We first note
that we are not bound by a state court's holding with respect to
the analysis of a federal due process claim. Thompson v. Cockrell,
263 F.3d 423, 429 (5th Cir.2001). In any event, Maxwell is not
entitled to relief because neither Schad nor our subsequent
precedent interpreting it has been overruled implicitly or
explicitly. Accordingly, we are bound by Schad and Reed, which
compel our holding that reasonable jurists would not debate that
the state court reasonably applied Schad and rejected this claim.
Finally, Maxwell contends that the following
relatively recent precedent of the Supreme Court reflects a shift
toward (1) limiting the states' legislative discretion and (2)
allowing greater federal court oversight with respect to statutory
definitions. Ring v. Arizona, 536 U.S. 584, 122 S.Ct. 2428, 153
L.Ed.2d 556 (2002); Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct.
2348, 147 L.Ed.2d 435 (2000); Richardson, 526 U.S. 813, 119 S.Ct.
1707; Jones v. United States, 526 U.S. 227, 119 S.Ct. 1215, 143
L.Ed.2d 311 (1999). Once again, because this Court in 2007-subsequent
to the above-cited Supreme Court cases-applied Schad to an almost
identical case, we are bound to deny a COA. Reed, 504 F.3d at
479-82; accord Manns, 236 Fed.Appx. at 913-16 (denying relief on
the claim at issue after previously discussing Ring in the context
of a challenge to the jury instructions submitted at the
punishment phase). We therefore are constrained to DENY a COA with
respect to Maxwell's challenge to the jury instructions at the
guilt-innocence phase of trial.
2. Punishment Phase of Trial
Maxwell also challenges the instructions
submitted to the jury at the punishment phase of trial. The first
special issue submitted to the jury provided as follows: “Is there
a probability that the defendant, Joshua Maxwell, would commit
criminal acts of violence that would constitute a continuing
threat to society?” Maxwell contends that the state trial court's
failure to define the terms “probability,” “criminal acts of
violence,” and “continuing threat to society” rendered the
instructions unconstitutionally vague, thereby depriving him of a
fair trial. This Court has held that there is no “clearly
established federal law under which the terms of the Texas
sentencing instructions could be unconstitutionally vague,” and
therefore denied a COA with respect to an identical claim to the
above-quoted terms. Turner v. Quarterman, 481 F.3d 292, 299-300
(5th Cir.), cert. denied, 551 U.S. 1193, 128 S.Ct. 34, 168 L.Ed.2d
810 (2007); accord Leal v. Dretke, 428 F.3d 543, 553 (5th
Cir.2005); Hughes v. Johnson, 191 F.3d 607, 615 (5th Cir.1999).
Maxwell also argues that the special issues failed to channel the
jury's discretion. Because “Texas performs the constitutionally
required narrowing function before the punishment phase, [Maxwell's]
attack on the words used during punishment is unavailing.” Paredes
v. Quarterman, 574 F.3d 281, 294 (5th Cir.2009) (footnotes omitted).
Our precedent precludes Maxwell from making a substantial showing
of the denial of a federal constitutional right. We deny a COA on
this claim.
The second special issue submitted to the jury
provided that: “Taking into consideration all the evidence,
including the circumstances of the offense, the defendant's
character and background, and the personal moral culpability of
the defendant, is there a sufficient mitigating circumstance or
circumstances to warrant that a sentence of life imprisonment
rather than a death sentence be imposed?” Maxwell argues that the
second special issue is constitutionally defective because it did
not require the State to prove the aggravating elements beyond a
reasonable doubt. In Rowell v. Dretke, we rejected this precise
claim. Rowell v. Dretke, 398 F.3d 370, 378 (5th Cir.2005) (opining
that “[n]o Supreme Court or Circuit precedent constitutionally
requires that Texas's mitigation special issue be assigned a
burden of proof”). We are bound by our precedent and therefore
must conclude that Maxwell has not made a substantial showing with
respect to the denial of his right to a jury finding of beyond a
reasonable doubt. Scheanette v. Quarterman, 482 F.3d 815, 828-29
(5th Cir.2007) (ruling that reasonable jurists would not debate
the district court's rejection of petitioner's claim that the jury
was required to find the mitigating issue beyond a reasonable
doubt). We DENY a COA with respect to this claim.
B. Ineffective Assistance of Counsel
Maxwell further argues that counsel's failure
to object to the instructions at both phases of trial based on the
above arguments constitutes ineffective assistance of counsel. To
establish ineffective assistance of counsel, Maxwell must show (1)
defense counsel's performance was deficient and (2) this deficient
performance prejudiced the defense. Strickland v. Washington, 466
U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). While
“[j]udicial scrutiny of counsel's performance must be highly
deferential,” Maxwell can demonstrate deficient performance if he
shows “that counsel's representation fell below an objective
standard of reasonableness.” Id. at 688-89, 104 S.Ct. 2052.
However, “[t]here is a ‘strong presumption that counsel's conduct
falls within the wide range of reasonable professional assistance.’
” United States v. Webster, 392 F.3d 787, 793 (5th Cir.2004) (quoting
Strickland, 466 U.S. at 689, 104 S.Ct. 2052). Strickland's
“prejudice” prong requires a reasonable probability that, but for
the deficient performance of his trial counsel, the outcome of his
capital murder trial would have been different. 466 U.S. at 694,
104 S.Ct. 2052.
With respect to the first prong, Maxwell has
not shown that counsel's performance was deficient. As discussed
above, the jury instructions at both phases of trial were not
constitutionally infirm and therefore any objection would have
been without merit. The failure to make meritless objections does
not constitute deficient performance. See Clark v. Collins, 19
F.3d 959, 966 (5th Cir.1994). Thus, we need not reach the
prejudice prong of Strickland. Maxwell has not shown that
reasonable jurists would find debatable this claim of ineffective
assistance.FN2
C. CONCLUSION
We DENY a COA with respect to Maxwell's
challenges to the jury instructions and his claims of ineffective
assistance of counsel.
FN* Pursuant to 5th Cir. R. 47.5, the court has
determined that this opinion should not be published and is not
precedent except under the limited circumstances set forth in 5th
Cir. R. 47.5.4. FN1. Because resolving the claims presented in
this COA does not require knowledge of the facts underlying the
offense of capital murder, we do not recite them here.
FN2. Maxwell also raises other grounds of error
in his motion for a COA before this Court. However, as the
Respondent argues, Maxwell did not properly raise these issues in
the district court and thus, the district court did not address
them. “Compliance with the COA requirement of 28 U.S.C. § 2253(c)
is jurisdictional, and the lack of a ruling on a COA in the
district court causes this court to be without jurisdiction to
consider the appeal.” Sonnier v. Johnson, 161 F.3d 941, 946 (5th
Cir.1998).