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Status:
Executed
by lethal injection in Texas on August 28,
2007
Summary:
Wearing ski masks and brandishing handguns, Mosley and his uncle Ray Don
Mosley, entered Katies’ Lounge in Kilgore as night waitress Sandra Cash
was closing up for the evening.
Ray Don, the first to burst through the
door, approached Cash and demanded the money. As Cash slid a box
containing money toward Ray Don, he shot her twice. DaRoyce Mosley shot
the four customers who were at the lounge, Patricia Colter, Duane Colter,
Alvin Waller, and Luva Congleton.
All four customers died while Cash’s
injuries left her permanently paralyzed from the chest down. Despite her
shock-induced state, Cash still managed to call 9-1-1.
During police
questioning, Mosley later admitted the shootings. Ray Don Mosley, who
had a prior history of theft, trespassing, and interfering with police
apprehension, and was on parole at the time of the murders, pleaded
guilty to murder and was sentenced to life in prison. Marcus Smith,
another accomplice, was given a two-year sentence.
Citations:
Mosley v. State, 983 S.W.2d 249 (Tex.Crim.App. 1998) (Direct
Appeal). Mosley v. Dretke, 370 F.3d 467 (5th Cir. 2004) (Habeas).
Final/Special Meal:
None.
Final Words:
In a brief final statement, Mosley said he appreciated the love and
support he had received over the years. "I will see you when you get
there," he told witnesses, including his mother and sister. "Keep your
heads up. To all the fellows on the row, the same thing. Keep your head
up and continue to fight." He expressed love again and as the lethal
drugs began flowing, he remarked, "I can taste it."
ClarkProsecutor.org
Texas Department of Criminal
Justice
Inmate: Daroyce Lamont Mosley
Date of Birth: 10/16/1974
TDCJ#: 999171
Date Received: 11/14/1995
Education: 12 years
Occupation: laborer
Date of Offense: 07/21/1994
County of Offense: Gregg
Native County: Gregg County, Texas
Race: Black
Gender: Male
Hair Color: Black
Eye Color: Brown
Height: 06' 02"
Weight: 211 lb
Prior Prison Record: None
Co-Defendants: Ray Donald Mosley (uncle), and 16 year old juvenile.
Texas Attorney General
Tuesday, August 21, 2007
Media Advisory: DaRoyce Mosley scheduled for execution
AUSTIN – Texas Attorney General Greg Abbott offers the following
information about DaRoyce Lamont Mosley, who is scheduled to be executed
after 6 p.m. Tuesday, August 28, 2007.
On October 28, 1995, Mosley was found guilty of the 1994 capital
murder of Patricia Colter and was sentenced to death. A summary of the
evidence presented at trial follows.
FACTS OF THE CRIME
Wearing ski masks and brandishing handguns, DaRoyce Lamont Mosley and
his uncle, Ray Don Mosley, entered Katies’ Lounge in Kilgore, Texas, at
11:45 p.m. on July 21, 1994, as night waitress Sandra Cash was closing
up for the evening.
Ray Don, the first to burst through the door, approached Cash and
demanded the money. As Cash slid a box containing money toward Ray Don,
he shot her twice.
DaRoyce Mosley shot the four customers who were at the lounge,
Patricia Colter, Duane Colter, Alvin Waller, and Luva Congleton. All
four customers died while Cash’s injuries left her permanently paralyzed
from the chest down. Despite her shock-induced state, Cash still managed
to call 9-1-1.
Both Mosleys and a juvenile went to Christopher “Kaboo” Smith’s home
after the crime. DaRoyce Mosley divided the money evenly between himself,
Ray Don, the juvenile, and Kaboo, with each receiving a total of seventy-seven
dollars.
The next day, Mosley bought a new car and picked up his brother,
Kaboo and the juvenile. Police pulled Mosley over and arrested the
juvenile. At the time, the police were unaware of Mosley’s involvement
in the robbery and killings at the lounge. Nonetheless, the police asked
all the occupants of the car if they would voluntarily come to the
police station, and everyone agreed.
At the police station, Mosley stated that he had no involvement in
the robbery and murders. Later that evening, however, Mosley was
arrested based on information the police received from Smith. When
informed he was under arrest, [Mosley] cried out, “Oh what have I done.
I've ruined my life. I'm going to spend the rest of my life in jail.”
Mosley confessed that he shot the four people at Katies’ Lounge and that
Ray Don shot Cash, the lone victim to survive the robbery.
PROCEDURAL HISTORY
August 4, 1994 -- A Gregg County grand jury indicted DaRoyce Mosley
for the capital murder of Patricia Colter committed during the offense
of robbery of Sandra Cash.
October 28, 1995 -- A jury found Mosley guilty of capital murder.
October 30, 1995 -- Following a separate punishment hearing, Mosley
was sentenced to death.
July 1,1998 -- The Texas Court of Criminal Appeals affirmed Mosley’s
conviction and sentence.
April 19, 1999 -- The U.S. Supreme Court denied Mosley’s petition for
certiorari review of the direct appeal judgment.
October 9, 1997 -- Mosley filed an application for writ of habeas
corpus with the state trial court.
December 14, 1998 -- Mosley filed a supplemental application for writ
of habeas corpus with the trial court.
March 15, 1999 -- An evidentiary hearing was held in the state trial
court.
June 30, 1999 -- The Texas Court of Criminal Appeals declined to
follow the trial court’s recommendation, and ultimately denied Mosley’s
first state habeas application. The court also dismissed Mosley’s
supplemental application as an abuse of the writ.
January 10, 2000 -- The U.S. Supreme Court denied Mosley’s petition
for certiorari review of the state habeas judgment.
June 30, 2000 -- Mosley filed a federal petition for writ of habeas
corpus in a federal district court.
March 31, 2003 -- The federal district court granted the state’s
motion for summary judgment and denied Mosley the relief requested in
his federal habeas petition.
June 20, 2003 -- The federal district court granted Mosley a
certificate of appealability with regard to three of his claims, but
denied COA on th rest of his claims.
July 24, 2003 -- Mosley filed an application for additional
certificate of appealability with the 5th U.S. Circuit Court of Appeals.
September 8, 2003 -- The 5th Circuit Court denied Mosley’s request for
additional COA.
May 17, 2004 -- The 5th Circuit Court issued an opinion affirming the
judgment of the district court on the three issues considered on appeal.
June 18, 2004 -- The 5th Circuit Court denied Mosley’s petition for
rehearing by the full court.
September 16, 2004 -- Mosley petitioned the U.S. Supreme Court for a
writ of certiorari.
February 22, 2005 -- The Supreme Court denied Mosley’s petition for
certiorari.
May 18, 2007 -- The trial court issued an order setting Mosley’s
execution date for August 28, 2007.
PRIOR CRIMINAL HISTORY
According to TDCJ, Mosley did not have a prior criminal record before
this offense was committed.
Inmate executed for death of woman during Kilgore robbery
By
Michael Graczyk - Houston Chronicle
Associated Press - Aug. 28, 2007
HUNTSVILLE, Texas — A former high school honors student was executed
late Tuesday evening for the death of a woman who was one of four people
gunned down in a holdup at an East Texas bar. The lethal drugs were not
administered to DaRoyce Mosley until the U.S. Supreme Court resolved a
late appeal, about five hours after the scheduled time for the execution.
He was executed about an hour before his death warrant would have
expired.
In a brief final statement, Mosley said he appreciated the love and
support he had received over the years. "I will see you when you get
there," he told witnesses, including his mother and sister. "Keep your
heads up. To all the fellows on the row, the same thing. Keep your head
up and continue to fight." He expressed love again and as the lethal
drugs began flowing, he remarked, "I can taste it." Nine minutes later,
at 10:57 p.m. he was pronounced dead. His mother and sister cried and
sobbed as he died.
Mosley, 32, was the 22nd Texas inmate executed this year and the
first of three to die on consecutive evenings in the nation's most
active death penalty state. Mosley didn't deny walking into the Kilgore
bar intending to rob the place, but insisted his uncle who accompanied
him was responsible for the slayings 13 years ago. The uncle, Ray Don
Mosley, now 44, took a plea bargain and is serving life in prison.
DaRoyce Mosley said he wrongly confessed to the slayings of Patricia
Colter, 54; her husband, Duane, 44; Alvin Waller, 54; and Luva Congleton,
68. Sandra Cash, then 32, who worked at Katie's Lounge in Kilgore, was
shot in the spine but was able to call police.
A Gregg County jury condemned Mosley for Patricia Colter's death. He
was denied clemency by the Texas Board of Pardons and Paroles and late
appeals to the courts argued that threats from Mosley's uncle coerced
him into the shooting spree. The Texas Court of Criminal Appeals and the
5th U.S. Circuit Court of Appeals rejected his appeals earlier Tuesday
and his attorneys went to the Supreme Court late in the day.
"Made for a really long day," Shari O'Brien, Colter's sister, said
after watching Mosley die. "I know he won't be able to do this to
another family." "I got my satisfaction and my justice as far as DaRoyce
is concerned," added another sister, Virginia Hutsell. "But Ray Don is
still alive. I don't like that."
Cash, the lone survivor, last weekend told a lawyer working for
Mosley that the uncle ordered Mosley to fire the shots. But Cash,
according to attorney John Weigel, refused to elaborate on what Mosley
did after the threat and cut off her conversation by saying only that
Mosley "deserved to die for ruining her life and for being involved in
the killings of those people."
Cash's comment "would have either supported a theory of the case that
DaRoyce ran or that he acted under duress," said Gary Bledsoe, one of
Mosley's trial lawyers. "It clearly is quite significant in terms of
whether there is mitigation and whether DaRoyce is likely to commit
future acts of dangerousness." The jury that condemned him had to agree
they believed Mosley was a future threat.
Clement Dunn, one of the prosecutors at Mosley's trial, said he was
confident the jury's verdict was correct, certain that detectives
investigated the case appropriately and agreed with all the appeals that
upheld the verdict. "And I feel good about being able to say that," he
said.
Mosley had no previous prison record. He grew up in an impoverished
area of Kilgore but succeeded in high school. He won a spot on the
student council, played sports, made the honor roll and then attended
Kilgore College. But he said peer pressure from others in his
neighborhood prompted him to slide, and eventually to accompany his
uncle on the robbery.
"It's not so much that I wanted to," he told The Associated Press in
a recent interview from death row, saying he fled when the shooting
started. "I turned around and ran out, and here I am. It's a messed-up
situation all around. "These people are fixing to execute me. It's hard
not to be bitter. ... I know I shouldn't be here. It'd be easier if I
did it. If I killed four people, I'd deserve it and I'd prepare for it.
But that's not the case with me. How do you prepare yourself to die if
you're not ready to die?"
Evidence showed Mosley and his uncle split $308 taken from the bar
among themselves, a 16-year-old friend of DaRoyce Mosley's who
accompanied them that night, and a friend who was related to the
juvenile. The juvenile who authorities determined left before the
gunfire was given a two-year jail sentence.
Mosley said he turned down a plea deal for three life terms. "I
figured I'd be found not guilty," he said. "If anything, it'd be armed
robbery. It didn't work out."
On Wednesday, John Joe Amador, 32, was set to die for the 1994
shooting death of a San Antonio taxi driver. Then on Thursday, Kenneth
Foster, 30, faced lethal injection for his role as the getaway driver
when a San Antonio man, Michael LaHood, was gunned down on his driveway
in 1996. Foster's case has attracted attention from death penalty
opponents because another man, Mauriceo Brown, fired the fatal shot and
Foster was convicted under Texas' law of parties, which makes an
accomplice equally culpable. Brown was executed last year.
Txexecutions.org
DaRoyce Lamont Mosley, 32, was executed by lethal injection on 28
August 2007 in Huntsville, Texas for the murder of four people while
robbing a bar.
Just before midnight on 21 July 1994, Sandra Cash, a waitress at
Katie's Lounge in Kilgore, was closing up for the night, placing the
evening's receipts in a fishing tackle box.
The were four customers in
the lounge: Patricia Colter, 53, her husband Duane Colter, 44, her ex-husband
Alvin Waller, 54, and Luva Congleton, 68. Suddenly, Mosley, then 19, his
uncle, Ray Don Mosley, 31, and Marcus Smith, 16, burst in wearing
toboggan hats and brandishing handguns.
Ray Don approached waitress
Sandra Cash and said, "Give me the money, you white bitch." Cash slid
the tackle box containing $308 toward Ray Don. He then fired a shot that
struck her hand, which she was holding near her face, then he shot her
in the stomach. DaRoyce then shot the four customers. The Colters and
Congleton were each shot once in the back of the head. Waller was shot
twice in the head and once in the thigh. All four customers died. Cash
survived and called 911. She was permanently paralyzed from the chest
down.
The next day, the police received several tips about the crime. Ricky
Wheat, who lived across the street from Katie's Lounge, informed the
police that Ray Don and DaRoyce Mosley and Marcus Smith were talking
with him outside his residence on the night of the murder, and that Ray
Don had a gun. He said Ray Don told him there was some money in the area
and he had to have it. The Mosleys and Smith then left, and returned
about thirty minutes later with a tackle box. They requested a ride to
the home of Christopher "Kaboo" Smith, who was Marcus Smith's cousin and
DaRoyce Mosley's best friend.
Christopher Smith told police that on the evening of the murders,
DaRoyce Mosley was at his residence with a gun. He left, then later
returned with Ray Don and Marcus. Kaboo said that Ray Don stated they
had killed people in Katie's Lounge. Kaboo expressed disbelief, to which
DaRoyce replied, "We did it." DaRoyce then divided the money evenly
between the four of them, with each person receiving $77.
The next day, police pulled over DaRoyce, who was driving with his
brother and the Smith cousins, and asked them to come to the police
station to answer some questions. They agreed. Mosley was asked about
the lounge murders and denied any involvement in the crime. Later that
evening, however, the police arrested Mosley based on information they
received from Marcus Smith. He then admitted to shooting two of the
victims at Katie's Lounge.
In a third statement, however, he admitted
being present but denied shooting anyone. He also informed the police
that he wore a toboggan hat during the crime, and had thrown it into the
woods near Ricky Wheat's residence.
Mosley then accompanied police in searching for the hat. The hat was
found, and a glove was found near it. Mosley then admitted to wearing a
glove during the robbery. The police informed him that the glove could
be examined for residue which would indicate whether the person wearing
it had fired a gun, and asked Mosley if he would like to add anything to
his statements.
Mosley then gave his fourth and final statement. He said
that Ray Don went in first and shot the waitress. The customers were all
sitting at a table. After his uncle fired a shot, he then shot one of
the female customers in the back of the head from about five feet away.
The other woman got up and ran under a pool table.
DaRoyce stated that
Ray Don ordered him to shoot all of them or get shot, and that he was
pointing a gun at him. DaRoyce then shot a male customer who was still
sitting at the table, then he bent down next to the pool table and shot
the other woman twice. He said that the second man was coming toward him
with a pool cue, and he shot him three times. He stated that Marcus
Smith left after the shooting started and met back up with them across
the street after it was over. When Ray Don confronted Smith about
leaving, he replied that he was trying to steal them a car.
At age 19, Mosley had no prior criminal record. In high school, he
was on the student council, played sports, and made the honor roll. He
then went on to attend Kilgore College. He said that peer pressure from
others in his neighborhood prompted him to accompany his uncle on the
robbery.
A jury convicted DaRoyce Mosley of the capital murder of Patricia
Colter in October 1995 and sentenced him to death. The Texas Court of
Criminal Appeals affirmed the conviction and verdict in May 1998. All of
his subsequent appeals in state and federal court were denied.
Ray Donald Mosley, who had a prior history of theft, trespassing, and
interfering with police apprehension, and was on parole at the time of
the murders, pleaded guilty to murder and was sentenced to life in
prison. Marcus Smith was given a two-year sentence.
In an interview from death row the week before his execution, Mosley
claimed that he ran from the lounge when the shooting started. "I turned
around and ran out, and here I am. It's a messed-up situation all around."
"It'd be easier if I did it," Mosley said, referring to his upcoming
execution. "If I killed four people, I'd deserve it and I'd prepare for
it. But that's not the case with me." He said that he turned down a plea
deal for three life sentences. "I figured I'd be found not guilty. If
anything, it'd be armed robbery. It didn't work out."
Mosley's execution was delayed for about five hours while the U.S.
Supreme Court considered his final appeal. In his last statement, he
expressed encouragement to his family and to his fellow death row
inmates. The lethal injection was then started. Mosley remarked, "I can
taste it." He was pronounced dead at 10:57 p.m.
ProDeathPenalty.com
Daroyce Lamont Mosley was convicted of capital murder for the death
of Patricia Colter on October 28, 1995, and sentenced to death on
November 3, 1995.
Patricia Slack Colter, a Wal-Mart employee, her husband Duane Colter,
who worked at a local ceramic company, her ex-husband Alvin Waller, and
Luva Congleton, were keeping 32-year-old waitress Sandra Cash company as
she closed up Katie’s Lounge in Kilgore, Texas on July 21, 1994.
Sandra was placing the receipts for the evening in a tackle box Katie’s used to
store money. She looked out the window and saw two men walking up and
joked that she would have to make the men mad because she had already "closed
everything up."
At approximately 11:45 p.m., two armed men wearing ski masks kicked
open the door. The first man through the door said, “Give me the money,
you white bitch.” Sandra and the four patrons of Katie’s were white;
Mosley and the others arrested for the robbery and murders were black.
While sliding the tackle box towards the gunman, Sandra was shot in the
wrist and went through her hand as she attempted to shield her face. She
was then shot in the stomach and fell to the floor. She remembered
hearing more gunfire but could remember little else. Even in her shock
induced state, she nonetheless managed to call 911. "Please help me. I'm
choking."
Sandra had a total of nine holes in her body from
approximately three to six bullets, two of which were recovered from her
at the hospital, a third was found behind the bar by police. Sandra had
wounds to her wrist, right breast and abdominal cavity. However, the
most serious wound went across her upper body, perforating both lungs
and going through her spinal cord, and she was left paralyzed from the
chest down.
When police and EMS arrived shortly thereafter, they discovered the
bodies of Patricia and Duane Colter, Alvin Waller, and Luva Congleton as
well as a gravely wounded Sandra Cash. The Colters were found closest to
the front door. Their bodies were face down and blood was seeping from
their heads into the carpeting.
Autopsies revealed that the Colters each
died from a single gunshot wound to the back of the head. Bullets were
recovered. Luva was also shot in the back of the head, but no bullet was
recovered at autopsy. Buddy, an oil well employee, was shot twice in the
head - one through the left eye and one in the back of the head - and
once in the thigh; any one of the three wounds would have been fatal.
There was gunpowder on Buddy's face, giving silent testimony that his
killer had put the gun directly against his eye before pulling the
trigger. Luva, a retiree, had tried to hide under the pool table but she
was shot where she was. Forensics determined that the gun that shot
Sandra was not the same gun that shot Alvin and the Colters.
DaRoyce Mosley, Marcus Smith, and Ray Don Mosley, Mosley’s uncle,
were arrested separately on July 22 after the police received several
tips. One such tip was from a man who lived across the street from
Katie’s Lounge. He informed police that Ray Don, along with Marcus and
Mosley, had spoken with him on July 21 outside his residence.
Ray Don,
who was in possession of a pistol, told the informer that there was some
money in the area and that he had to have it. This party of three left
the man's property, and returned 30 minutes later with a tackle box,
requesting a ride. The informant stated that Ray Don told him he had
shot someone over at Katie’s Lounge.
Another tip was from “Kaboo”, Mosley’s best friend and Marcus’s
cousin. Kaboo told police that on the evening of the murders he saw
Mosley with a gun, which Mosley claimed to have gotten from a neighbor.
Mosley left, but returned with Marcus and Ray Don. Ray Don stated that
they had killed people in Katie’s Lounge. After Kaboo expressed his
disbelief, Mosley responded, “We did it.” Then Mosley divided the
contents of the tackle box evenly between Kaboo, Ray Don, and Marcus,
each party receiving $77.00.
On July 22, 1994, after pulling over Mosley to arrest Marcus, the
police asked Mosley if he would voluntarily go to the police station to
answer some questions. Mosley agreed. At first, Mosley averred that he
had nothing to do with the robbery and murders at Katie’s Lounge. After
the police received information from Marcus, however, they arrested
Mosley.
At this point, Mosley made a second oral statement and admitted
to shooting two of the people at Katie’s Lounge. Mosley requested and
received the presence of his grandparents before continuing further. In
the third statement, which was transcribed, Mosley insisted that the
offense had been planned in advance, but that once it was time to go
through with the plan, he did not want to participate.
Although he
admitted to being present at Katie’s Lounge when the shootings occurred,
he denied shooting anyone. He also informed the police that he had been
wearing a ski mask or toboggan during the offense and had thrown it in
the woods near the informant's residence.
Based upon information in the third statement, law enforcement
officers requested Mosley accompany them in search of the discarded hat.
A glove was found near the toboggan, and Mosley then admitted to wearing
a glove during the robbery. Law enforcement agents explained to Mosley
that they could tell by the residue on the glove whether the person
wearing it had fired a gun. They asked if Mosley had anything to add to
his previous statements. At this time Mosley made another oral
statement, indicating that he had shot four people at Katie’s Lounge and
Ray Don had shot the woman behind the bar.
After a period of rest, Mosley made his final statement to police.
Ray Don went in first and told everybody to get down. They were still
sitting up in the chairs and I heard a shot. The people looked at me and
it scared me and I shot a lady at the table. I was about five feet from
her and I shot her in the back of the head. Another lady got up and ran.
Ray Don told me to kill them. Ray Don told me to shoot them or get shot.
When I looked at Ray Don, he was pointing the gun at me. He said this
after I had already shot the first lady. Then I shot a man who was
sitting by the first lady I shot. I don’t know where I shot the man at.
I was about the same distance I was when I shot the lady. By this time
the lady that ran had gotten under the pool table. I told the lady to
get out from under the pool table. Ray Don said, “Fuck that, shoot her.”
Then I shot the lady under the pool table twice in the head. I bent down
next to the pool table and shot her twice. Then Ray Don was behind the
bar and had shot behind there. I came from around the pool table and
another man was by the bar.
The man got up and was coming towards me
with a pool stick. Ray Don said, “Shoot him boy, shoot him.” I just
turned my head away and shot three times. The man fell after I had shot
three times. Ray Don had gotten the money in a big box from behind the
bar. The box was dark colored. Then we ran out and ran across the street.
Ray Don started hollering and asking me where Marcus was at. I kept
telling him I didn’t know. Then we saw Marcus come up behind us after we
crossed Highway 136.
Ray Don asked Marcus where he had been and Marcus told him he had
been trying to break in a car. Marcus went into Katie’s when Ray Don and
I went in. After I shot the first lady, I looked around and Marcus had
left Katie’s.
Helen Wrag, Luva Congleton’s niece, testified that her aunt "...was a
happy person. She liked people. Q. Did she ever meet a stranger? A. No
sir. Q. Was that part of her personality that she did well with people?
A. Yes sir, she had people that ask for her [waitress] station." Tricia
Kappan’s testified regarding her mother Patricia Colter, her step-father
Duane Colter, and her father, Alvin Waller. "Well, Mamma and Daddy still
loved each other, but it was — they were like best friends. And when
Mamma met Duane, Mamma was his whole life. And they were just all
friends.
Daddy lived in a trailer behind my mother’s house. He was going
through a tough time and needed a place to go. And so my mother had a
travel trailer behind her house, and he stayed there. And a lot of the
time, he just slept in the extra bedroom at the other end of the trailer
where Mamma and Duane were. They were just all really good friends. And
they hardly went anywhere without each other. They just were all very
close. Duane was a very special person to me. I was sixteen. I was
already grown. But when my mother met him and introduced us, I was kind
of shocked and everything, but the more I was around him, the more you
just couldn’t help but just love him to death. He was just so sweet. He
was like a big kid, you know. He was just great.
My mother was my sole supporter. She had been through so much in her
life that I felt like anything that she was going to have to go through,
that I was going to be there with her and I could go through it with her.
There was some times, you know, when we would move away and my brother
would stay with Grandmother, but I couldn’t stand it. I was always
afraid, you know, something might happen to her or she wouldn’t be
strong enough to pull through something. I was just a kid, but I would
think, you know, if I was there, I could help her through it; I could
pull her through. And then whenever I got married, it was like I just
wanted to prove to her that I was a big girl and I could take care of
myself and she need not spend all of her money on me. She was always
buying things for everybody. I would just think if she wouldn’t buy
stuff for everybody else, she could buy it for herself. But I always
thought I would be there to take care of her and she would be there to
take care of me. And she was my right arm. She was my backbone."
DaroyceMosley.com
Does DaRoyce Mosely deserve to Die ?
(This headline was used for a magazine article about DaRoyce published
in the Texas Monthly in February 1996.)
Having corresponded with DaRoyce for a year, met him in person, read
the article and talked to people who knew him, I feel the answer has to
be, NO.
DaRoyce Mosley is a highly intelligent young black man who happened
to be born in a town called Kilgore in the state of Texas where racism
is still rife. Black people are in a minority, and attitudes towards
them are still reminiscent of the days of slavery. The fact that DaRoyce
managed to graduate, with honours from the local high school is
something of a miracle. He was an extremely academic young man who
pushed himself to succeed at school against all the odds.
He was the only black student in his classes and his two closest
friends were white. He was known to the local community as one of the
first black people who broke through racial boundaries. Before the
incident for which he was arrested and charged, he had never been in
trouble with the police. As a boy of eight he had assumed responsibility
for his brothers and sisters, often left alone by his very young mother
who had a drugs problem. He never had the experience of a father figure.
The man who was his father was known to the family, but he never took on
the responsibilities of being a parent.
Without the support of his aunt and uncle and grandparents, who knows
what would have happened to DaRoyce. However, what changed the events of
DaRoyce's life was living with his grandparents and his uncle Ray Don, a
known criminal in the year when his friends all went off to university.
The decision to stay in Kilgore might be the one which will result in
death by lethal injection.
After his friends went off to university, it was as if DaRoyce's
support network had gone. He began hanging out with very different
people, one of them being his uncle, Ray Don, who his grandmother had
warned him against. It was as if all those years of being the high
achieving student had reduced him to the figure of an 'Uncle Tom'.
His uncle, apparently tormented and provoked him. And implied he
wasn't really a man. Now we could all say, DaRoyce had the intelligence
to be able to withstand this, but we can't really know what it feel like
to be a black man in a community such as Kilgore. For some reason,
DaRoyce agreed to accompany his uncle, Ray Don, on a robbery. Ray Don
was known to the local community as a hardened criminal; someone to be
scared of;not someone to really hang around with. What happened at 'Katies'
that night is fairly horrific; four white people were shot dead.
Yet the person brought in and charged for the murder was DaRoyce. He
does not deny being there, but he does deny the fact that he actually
shot anyone. He broke down and confessed after 16 hours questioning. He
had no lawyer present, and being only 19, had no concept about what he
was really admitting to. Other people maintained that RayDon had bragged
about being the person responsible, but at the trial, no one seemed
interested in these statements. According to his white friend, Shannon
who testified at his trial, the whole case turned in to a race issue,
with the prosecution trying to put across the view that DaRoyce was a
black man who wanted revenge on whites.
Everyone who knew him was totally shocked at the fact that not only
was he found guilty, but that he received the death penalty. There was
no forensic evidence that linked DaRoyce to the shootings, the whole
trial consisted on other peoples accusations and DaRoyce's 'confession'.
Later, DaRoyce told his lawyers that the truth was that he had followed
his uncle into Katie's but ran out when his uncle killed the bar maid.
Unfortunately he was advised not to speak at his trial, something he
bitterly regrets now. A report frm the Forensic Science Associates
supports this statement but the courts denied the money to DaRoyce which
was needed to pay them. Can you help DaRoyce? You can write to him at
the following address;
DaRoyce Mosley+999171 Polunsky Unit, 3872 FM 350 South, Livingston 4
Texas, 77351, USA.
Raised in KilgoreIs poorest black neighborhood, he was an honors
graduate with a bright future until he was convicted of killing four
whites. But the case is still hotly disputed, and the question remains...,
Does DaRoyce Mosley Deserve to Die? by Skip Hollandsworth
IN THE EAST TEXAS TOWN OF KILGORE, KATIE'S WAS JUST ANOTHER beer
joint perched next to Texas Highway 135. Inside, there were a few tables
the size of hubcaps, a small pool table, a jukebox, and some Dallas
Cowboys posters tacked to the plywood walls. The customers were white
working-class people. Most of the men who stopped in for the 81 bottled
beer were oil-field workers still trying to make a living from the dregs
of what was once the largest oil field in the world. They arrived in
unwashed pickup trucks. They wore shirts that had their first names sewn
above their pockets. Their wives or girlfriends often came along,
sitting at separate tables, smoking cigarettes and calling each other "honey."
The owner, a rusty-voiced woman named Katie Moore who had been operating
East Texas honky-tonks for more than thirtv vears. liked to call Katie's
a "quiet little family place."
But on the night of July 21. 1994. Sandra
Cash, the 32-year-old barmaid who was paid S30 a night to serve the beer,
crawled to the phone and made a 911 call. "Please help me." she rasped.
"I am choking." A young Kilgore police officer, one of the first to
arrive at Katie's. was young horrified by what he saw that for months
afterward he needed counseling. Behind the bar. Cash was barely alive.
her spinal cord severed by as many as six shots that had been fired into
her. The four customers who had been at Katie's that night were crumpled
on the floor, each one shot in the head.
Patricia Colter, a 54-year-old
Wal-Mart employee, and her 44- year-old husband. Duane, who worked at a
Kilgore company that built ceramic toilet fixtures, were closest to the
front door; face down, blood from their heads seeping into the carpet.
Alvin "Buddy" Waller, a 54 year-old oil-well worker; was lying a few
feet away with a pool cue in his hand. He had been shot once in the leg,
once in the back of the head. and once through the left eye.
Because of
the gunpowder on his face, investigators knew that the killer had stuck
the gun right up to Waller's eye and pulled the trigger. Luva Congleton,
a 68-year-old retiree, had crawled under the pool table to lude. The
killer had walked to the pool table, leaned down, and shot her. The only
item missing from Katie's was a gray fishing tackle box that Cash used
to keep the bar receipts. It held $308.
Throughout the night and into the next morning, officers and agents
arrived from the Federal Bureau of Investigation; the Bureau of Alcohol.
Tobacco. and Firearms (ATF); the Texas Rangers; the Department of Public
Safety "s mobile crime laboratory; two sheriffs departments: and the
Kilgore Police Department. The mayor came. The local press showed up
too. Describing Patricia Colter in her younger years, a reporter for the
Kilgore News Herald wrote, -'She] looked like she could have
gone to Hollywood and become a movie star." Katie's regulars stood
behind the yellow police tape and told anyone who would listen that the
killer or killers had to have come from Goat Hill, a poor black
neighborhood just down the highway. "Crack city," one, called it. "Nigger
heaven." said another.
Two days later, the police announced they had found the killer.
nineteen-year-old Goat Hill resident DaRovce Mosley, a former honors
student at Kilgore High School, member of the student council, and
starter on the basketball team who had gone on to Kilgore College. Tall
and smooth-skinned, with a dazzling, broad smile, DaRovce was one of the
few black teenagers whom any Kilgore resident knew by name. "He was just
about the first kid to cross the racial lines in Kilgore, which is
saving a lot for a town that's still got some Old South in it," said his
friend William Linn. a former high school classmate who is white. "I
mean, it's no secret that whites and blacks here keep their distance
from one another.
ButDaRoyce made a point of making white friends. He
kept saying that he wanted to be successful and that he didn't want to
be stuck in his part of town." DaRoyce's arrest-and the district
attorney's decision to seek the death penalty-was unfathomable to many
Kilgore residents. This was a kid, people said over and over, who talked
about becoming a doctor or a lawyer. "I'd have called him studious,"
said former Kilgore mayor Bob Barbee. "'Respectful' is the word I would
always use to describe him," added Kathy McMillan, a schoolteacher whose
son was one of DaRoyce's closest friends. "'He'd come over to spend the
night here, and he'd always carry on an intelligent conversation with us
in this very gentle voice." But after an all-night interrogation,
DaRoyce had signed a confession in which he admitted that he had agreed
to accompany his 31-year-old uncle, Ray Don Mosley, on a robbery along
with Marcus Smith, a 16yearold Goat Hill teenager with a juvenile
record. DaRoyce said that although he had tried several times that night
to back out of the robbery, his uncle Ray Don, one of the most feared
criminals in the Goat Hill neighborhood, persuaded him to come inside
the bar.
"I had never done anything bad before, and I felt like doing
something bad," DaRoyce said in the confession. After they walked in, he
said, Ray Don shot Sandra Cash. "The people looked at me and it scared
me and I shot a lady at a table," DaRoyce said. He then said Ray Don
pointed a gun at him and ordered him to kill everyone else or be shot
himself.
For the police, the case was open and shut. But plenty of
Kilgore's citizens were convinced that the confession was not the truth.
DaRovce's friends insisted that he hated guns: When he had gone along
with them on camping trips, he wouldn't hold a gun, let alone shoot one.
A psychiatrist and a psychologist who arrived separately to interview
DaRoyce said that nothing about his personality fit the profile of a
mass murderer. It was also peculiar, they said, that DaRoyce had given
-a series of different stories during his all-night interrogation before
finally saying that he did the killings. "I believe that, during the
night he confessed, he was under intense pressure, emotionally broken
down, his mind almost dissociated from reality," said Louis-Victor
Jeantv, an Austin psychiatrist who spoke to DaRoyce for several hours.
"He was trying to please a group of angry police officers because that
is his nature."
After his arrest. DaRoyce told his attorneys that he had been so
scared during his interrogation that he had lied to the police. The real
story, he said, was that in a moment of weakness, trying to prove to a
belligerent Ray Don that he was not a "punk," he went along on the
robbery but ran out the door once Ray Don started shooting. To those who
knew the strapping, insolent Ray Dononce described by a lawyer as "a
walking piece of dynamite"-it was absurd that the police were apparently
believing his confession, in which he said that he shot Sandra Cash but
then threw down his gun once DaRoyce began shooting everyone else. Did
the police really think that Ray Don Mosley, the man who organized the
Katie's robbery, deliberately dropped his gun?
At least five Goat Hill residents later gave sworn statements that they personally heard Ray
Don claim he had murdered everyone at Katie's. (Ray Don would not be
interviewed for this article.) Charline Jackson, Ray Don's sister and
DaRoyce's mother, said Ray Don came by her house , told her he had
committed the killings , and then added that he enjoyed looking at the
blood coming out of the backs of the white people's heads.
For a death penalty case, in which the truth is supposed to be
obvious , the reseemed to be as many questions as answers. Indeed the
cases ent the town into turmoil, forcing its citizens to confront the
fine line between guilt and innocence and between justice and compassion.
As one longtime teacher at the high school would later say, "After
DaRoyce's arrest, none of us here were ever the same again."
"THIS DOESN'T FEEL RIGHT, DOES IT?" DAROYCE ASKED ME WHEN I first met him in a holding cell at the courthouse just before his tria l this
past October. He gave me a sympathetic smile, his liquid brown eyes
blinking be hind his wire-rimmed glasses. "No matter what that district
attorney says, people he reknow I'm not some monster," he said. '`They
know this isn't right."
About 115 miles east of Dallas, Kilgore, population 11,000, is still
very much a part of the South. not the Southwest. A Confederate flag
flies over the local police department, and Gregg County (where Kilgore
is located) is named after a Confederate hero. Because of the town's
past-in the thirties it was a kind of Texas Eden, its land brimming with
oil-some remarkably wealthy, sophisticated residents live there. But the
oil patch is also home to a large number of blue -collar workers whose
talk would chill even the bravest blackman. Sitting one night in Katie
's, Iliste ned to some roughnecks discussing a black employee at an oil-drilling
operation.
One man said to his buddy across the table, "I told that
nigger boy, `Get your ass in the truck or I'll put my pipe wrench around
your scraw ny nigger neck."' Goat Hill residents say that when they walk
past Katie's, patrons occasionally stand in the doorway and shout, "Get
on out of here, niggers!" According to Sandra Cash, Katie makes it clear
to her barmaids that black people are not welcome.
Although other black neighborhoods a rescattered around Kilgore,
which is about 15 percent black, none is as dilapidated as Goat Hill,
which is on the northwest edge of town. Many of the frame homes look
like their roofs are about to buckle. Concrete blocks prop up the front
porches. Few homes have air conditioning units; one has carpets ta pled
to the outside walls to provide insulation in the winter.
A ditch runs
through Goat Hill where water and oil dripping from a leaky pipeline
settle for weeks at a time. It is a barren world of unwed pregnant
teenage girls, aimless young men who don't finish high school, mothers
and grandmothers who, if they work, usually find jobs as domestics for
the richer whites, and a few grown men who have not abandoned their
families. About the only white people whose t foot in Goat Hill are
members of a new drug-prevention program called Turn Around Kilgore. On
Saturdays the mostly prosperous white citizens march in front of the
homes of suspected drug dealers and chant, "Hi-de -hi-de-hi-de -ho, drug
dealers got to go.„
Charline Mosley Jackson was only fourteen and unmarried when
she gave birth to DaRoyce. She told me that she had been a teenage drug abuser. Charline had four more children. But she spent much of her time on the streets, moving from man to man, often leaving home for a couple of days. DaRoyce is not sure who
his father is. When he was eight, he got a job bagging groceries
in return for me at and bread to feed his younger brother and sisters. On nights when the electricity in the house was turned off because Charline hadn't paid the bill, DaRoyce built a fire in the
bathtub to keep him a nd the other children warm.
One evening the children heard Charlines creaming in the
front part of the house. Her brother; Ray Don Mosley, had come
by, started an argument, then pulled out a knife and slashed Charline across her breasts. To those who knew Ray Don, the attack was no surprise. "When we were growing up, we all ran the other
way if we saw him," said Tracey Arch, a student at Kilgore Junior College and a former Goat I Hill resident. "He'd rather
hit you than talk to you."
Ray Don's parents, Raymond and Francis
Mosley, couldn't control him when he was younger. "Ray Don's
mind was just different, that's the only way I can explain it,"
said Francis, who works as a cook at a local nursing home. "He always talked about how he hated white people and wanted to get
them." As a teenager, Ray Don turned to small-time crime.
By the late eighties his adult rap sheet included aggravated assault, sexual assault, drug possession, attempted burglary,
and fraud. In a statement to a private investigator, a Kilgore woman said that after she had accepted Ray Don's offer of a ride
home from a party, he drove down a dirt road and held a gun to her head while another man raped her. Another woman, an exgirlfriend,
said in a separate affidavit that Ray Don had gotten angry and
held as hotgun to her head. "Oh my, you should have seen him,"
Francis told me, "jumping on his women and dragging them up and
down the yard." Francis Mosley had made it a point to warrn her grandson about Ray Don. She took DaRoyce to see him at the county jail. "This is my own son I'm talking a bout now," Francis would tell young DaRoyce, "but you becare ful of him. He gets so
mad his eyes turn blood red."
Through most of his childhood, DaRoyce hardly saw Ray Don. When DaRoyce was in elementary school, his mother dumped her
children at the home of her uncle and aunt, Joe Rogers and Johnnie
Mae Johnson, who lived just outside Kilgore in the community of
Fredonia. Charline didn't return to see them for at least a year. While the other children were split up among various relatives, DaRoyce stayed with Joe Rogers and Johnnie Mae.
The Johnsons didn't have much money for their own children J oe Roge
rs wa s a s e lf-employed auto repairman and welder--but they
treated DaRoyce like a son. Most important, they kept him a way from Goat Hill. "Before he came to us, he lived in a shack that half the time didn't have water or gas," said Johnnie Mae. "I remember when his mother came back around and told him he
could move back in with her in Goat Hill, he said he'd It was as to nishing, people said, how DaRoyce pushed himself to succeed at school. He made As and B's, earning the name" bookworm" from his family, most of whom hadn't made it through high school." I was the only black kid in the honors advanced classes at school," DaRoyce said. "So who else was I supposed to talk to, ot
her than the white guys? " He started to go to white kids' parties. He even went a long with one of his white friends to Kilgore's august First Presbyterian Church. DaRoyce was remarkably out going: He loved teasing people and being a class clown in high school.
But he told me he didn't always like hanging around other black kids or going to their parties because the
rewas usually a fight. "DaRoyce would get upset at the way the tougher black kids would act," said Kathy McMillan, the mother of DaRoyce's friend Aaron, who is white.
"One night Aaron and DaRoyce were driving a round
and Stopped to talk to some girls. Then another car of
black kids came by total k. Well, the girls went back to their own car a few minutes later and their purses were gone. Everyone knew who took the m-t he black
kids. DaRoyce was soup set. He kept saying this was the kind of thing that gave all blacks a bad name. "It had to have been a
difficult balancing u: t for DaRoyce. "The black guys in the neighborhood would say, `Look at DaRoyce. lies trying to be better than us. Look at that honky lover, that Uncle Tom,"' DaRoyce told me. "I didn't want to be white. I just wanted to make something of myself." But many white students refused to accept him. Some taunted other whites who were close to DaRoyce. In his senior year in high school, he lost his starting position on the basketball team after he broke his hand in a fight with a white classmate who had called his buddy Aaron a "nigger lover." "I went over to that guy's house," DaRoyces aid,
"and I told him I don't disrespect people and I hadn't given him any reason to disrespect me. And I said I didn't appreciate that `nigger's hit. One thing led to a not her and we ended up fighting." At another party he attended with Aaron, a fight broke out and DaRoyce got in the middle of it. He suddenly found several white guys surrounding him, including some members of the Kilgore College football team. "Everybody
started shouting, `Let's lynch the nigger, "'said William Linn, who was also there. "DaRoyce got the crap beat out of him. Then. after he left, the cops arrived and one of the white guys hosting the party told them, `Man, everything was fine until that nigger DaRoyce came around."' When I asked DaRoyce about his exposure to racism in Kilgore, he shrugged as if it was of little importance to him. "You have your prejudiced people, you expect that, " he said. His white friends said DaRoyce never see me despecially angry about race relations or felt a need to settle any scores.
The polar opposite of his uncle Ray Don, DaRoyce never had a single brush with the law. As the super in
tendent of schools would later say, DaRoyce was "a
happy-go-lucky student-part of the better class of students who obeyed authority and followed directions. But after graduation in May 1993, when some of his white friends he aded to Austin or San Marcos for college, DaRoyce made a fateful decision. He decided to spend a year at Kilgore College to get
some basic courses out of the way and save money to attend the
University of Texas at Austin. Because he didn't own a car, he moved back to Goat Hill to live with his
grandparents, Francis and Raymond Mosley. "DaRoyce
kept saying, `I'll be joining you, I'll be ioin ine vou.
"' said Aaron McMilIan, a handsome UT premed major who dresses in starched shirts, pressed khakis, and Roper boots. "Now all I
think about is how different things would be if he had just gotten out of town. "
No one can say for certain what happened that year
at the Mosleys' rickety three - bed room house, where a paint in gof the Lord's Supper hang s o n the l iving room wall and a lucky horse shoe is nailed to the front
porch. Ray Don was not around: He was on his way to
prison for violating the conditions of a probated sentence he had received for stealing a Pontiac Fire
bird. DaRoyce spent much of his spare time in Goat Hill hanging out with a teenager named Chris "Caboo"
Smith, his team mate on the Kilgore High basketball team until he had been shot by a neighborhood teenager
after an argument, leaving him paralyzed. In the afternoon Caboo would wheel himself out to the street and talk to whoever came by. Among the young men who whiled away their time in front of Caboo's house, it
was crucial not to be considereds of t- not to cave in
when challenged at basketball games in the park or
act too sweet for a girl. Some of the homies liked to talk about "jack moves " and "gank moves "Goat Hill slang for robberies. "But DaRoyce acted very polite,"
said Tracey Arch.
"My mother was always surprised by the way head dressed her as Mrs. If we were all hanging out by Caboo's, and some one's mother drove by, DaRoyce would
hide the beer lie was drinking to show respect." One thing, however, did change in DaRoyce life: His academic work started to suffer. By the end of the 1994 spring semester, his grade point average had plummeted to 1 .5 and he was placed on scholastic probation. " I was goof in goff ," DaRoyce told me, obviously embarrassed. He spent chunks of his days at the student union, playing pool and table tennis and talking to "the honeys." He found himself hanging around Caboo's in the evenings until midnight.
By the end of his
freshmanyear he had lost his $ 2,250 annual grant for student aid, though administrators said he could get it back if he took classes in summer school to improve his GPA. But DaRoyce said he would pay for school himself the next fall and prove what he could accomplish. He never got that chance. In June 1994 Ray Don Mosley returned from state prison to Kilgore and moved in to the same cramped house where DaRoyce was living with his brother, sisters, and grandparents.
HE SMOKED CRACK. HE REFUSED TO get a job. He peppered DaRoyce with insults to see if he would fight or cry. He called him "Mr. Kilgore," "punk," and
"pussy." He liked to sav DaRoyce was "too much," meaning he acted too white. "He said DaRoyce had too
nice any big ideas, " said Francis. For whatever reason, Ray Don was determined, said DaRoyce's great-aunt Johnnie Mae Johnson, "to bring DaRoyce down to his level. I'll never forget Ray Don saying, ` If I have to go to the Big House again, then I'm going to take
some one with me. And whatever I do, it's going to be some thing big." ' DaRoyce told me that Ray Don and Marcus Smith, a sixteen-year-old who lived down the street, would of ten regale one another with stories of burglaries and other crimes they had commtted. Inevitably, Ray Don would turn to DaRoyce and say,
"Man, you need to do something. You're acting too nice. " "No, man, " DaRoyce would reply, " I' m not down for that. It 's not my style." "One time, you punk, it ain't going to hurt you, " Ray Don would say.
"What outsiders don't understand is that in that poor neighborhood, being called as is sy, a punk, is a terrible blow," said Louis-Victor Jeanty, the psychiatrist who interviewed DaRoyce. "And the man saying this to DaRoyce was Ray Don, this evil legend
in the community who had nearly killed DaRoyce's own mother. I'm certain DaRoyce was so scared of Ray Don that the rewas no question of following him,
because if he didn' t, something bad would ha ppe n to hi
m." I asked DaRoyce directly why he couldn't walk away from Ray Don. "I guess, you know," he said hesitatingly, "Ray Don was my uncle and I never. had done anything with him and I guess I'd do that to get him off my back. If we robbed somebody or stole something, then I
could say, `Yeah, I did it, now get off my back. You
can't] say I haven't done it before. 'So I just thought I'd get it out of the way, get him off my back, so he would leave me alone and quit throwing it up in my face."
What do omed DaRoyce, however, was his decision to go along on a robbery of Katie's, a place that made Ray Don seet he. In sworn statements to the police, many Goat Hill residents said they heard Ray
Don say that he wanted to either burn Katie's down or
shoot the people in the re. DaRoyce told me that Ray
Don would say, "I want to rob all them prejudice d m- f-
s up the re at Katie's. Somebody needs to rob them. " DaRoyce insisted to met hatne it her Ray Donnor Marcus said anything to him about shooting anyone when they planned the robbery. He said he made it clear that he was not going to participate actively in the
robbery. "I told them, `If y a'll grab them one y, that's just you doing it . I'll just be the re ."'
On the night of July 21, 1994, Ray Don showed up at Caboo's with a
.380 semiautomatic pistol he had bought from a fifteen year-old crack dealer. He showed it to Marcus and DaRoyce. Marcus later told investigators that DaRoyce said to Ray Don, "We're going to chill. "But when Ray Don and Marcus began to head off to get a second gun, also a . 380 semiautomatic, from a young
man who lived behind Caboo's house, DaRoyce suddenly said," No, I'll get it ." Why would DaRoyce, who hated guns, make sure to get one for himself? DaRoyce
told me he did it to keep Marcus from getting the gun. "I knew that if both Ray Don and Marcus had guns, they probably would kill somebody, because they would
both try to be bad; so I got the gun, because I knew I wouldn't shoot anybody ."
Exactly what happened the remainder of that night is hotly disputed. But according to witness statements obtained by the police, this much is known: The trio went back to the Mosley house to put on gloves, bandannas, and ski masks. As they walked to Katie's, a neighborhood acquaintance named Napoleon Wheat drove by in his pickup truck and shouted to Marcus,
"What's up, Cuz? Is you trying to rape some body? " Ray
Don then went to the nearby home of Napoleon's brother, Darrell, to see if he could borrow a gun. Ironically, Darrell, who had been drinking throug ho ut th e n
ight, had gone in to Katie's just a couple of hours earlier and ordered a beer. The barmaid, Sandra Cash, called the police, who came and took Darrell outside and asked him what he was doing there. A few minutes later, Darrell left .
Back at his house, Darrell told Ray Don that he didn't have a gun. Ray Don, DaRoyce, and Marcus then
he aded to ward Katie's. According to one of DaRoyce's statements, he kept "beggin g off " because he
was scared. He said too many people in the neighborhood knew what they were going to do. " And they [Ray Don and Marcus] started cussing me, calling me ad
a mn punk and stuff like that. I said, `I ain't no punk,
I'm just scared. 'They were like, `Naw, naw, we said we was going to do this. We was all in this to get her." ' When they got to Katie's, Ray Don, who was in front, told Marcus to bring up the rear so DaRoyce wouldn 't run off. A few minutes later, the three of them returned to Darrell Wheat's house. One of the Wheat brothers gave the trio a ride back to Caboo's house, where they divided the $ 308 taken from the bar. DaRoyce then went home, and Ray Don went off to buy some crack with his money. But like a psychopath who needed to return to the scene of his crime, Ray Don showed up
at Katie's at one-thirty in the morning to watch the police coming in and out of the bar.
He also came back the next morning to watch the bodies being carried out. Two young Goat Hill women later said that when they gave Ray Don a ride the day after the murders, he
proudly told them he had done the shootings because
a man at Katie's had once called him a nigger. Three other residents later signed affidavits saying Ray
Don told them he had committed the murders. Meanwhile, DaRoyce spent the day after the slayings buying a used car. His down payment was money he had received in an insurance settlement over a minor car accident. He then picked up some friends - including Caboo and Marcus - and drove to the Longview mall, where
he bought some new shoes, shirts, and as weatsuit.
Either out of ut te r remorselessness or because he
was in some state of denial. DaRoyce was going right along with his life. " I was shocked, so shocked," DaRoyce told me. "I felt bad about what had happened. But what a m I supposed to do? Breakdown and cry ? Do you want everybody to know? "
Right off, the police went looking for Darrell Wheat. He told them about DaRoyce, Ray Don, and Marcus. That Friday evening, less than 24 hours after the shootings, the three of them were picked up by the police and interviewed at the Kilgore Police Department. Initially, DaRoyce told F B I agent James Hersley, who had been asked by Kilgore officials to assist on the case, that he spent the evening at Caboo's house and had never gone to Katie's.
In another room, Marcus was saying that he had turned and fled before the shooting started. But in a
third room, Ray Don was talking. He said DaRoyce had gone in to Katie's and told everyone to lie on the floor. Ray Don said
that after shooting Sandra Cash twice, "I threw [ my]
gun down and DaRoyce was shooting the people sitting at the table in the back of the head. .. . The
people at the table were just falling on the floor. I saw a man
near the pool table raise up a pool stick that he had.
DaRoyce shot the man with the pool stick several times. DaRoyce also told me later that he had shot a lady up under the pool table." Around three in the morning, FBI agent Hersley confronted DaRoyce with the new information and told him that he was being arrested for murder.
According to Hersley, DaRoyce cried
out, "Oh, what have I done. I've ruined my life. I'm going to spend the rest of my life in jail." DaRoyce then said he had shot two people and Marcus had shot two. After more time passed, Hersley and a Texas Ranger asked DaRoyce if they could tape - record his statement.
During that session, DaRoyce changed his story again, saying that he had panicked and that Marcus had pulled the gun from his hand and shot everyone.
When Hersley asked DaRoyce why he had earlier said
that he and Marcus had each shot two people, DaRoyce replied that Ray Don and Marcus "had told me that if anybody went down, they were going to say that
I shot two people, even though I didn' t shoot anybody. .. They were going to
say that we all had something
to do with it ." After sunrise, about seven in the morning, ATF agent Larry Smith asked DaRoyce to show
him where he threw the ski mask that he had worn in the robbery. When they got to the scene, Smith saw a glove, which DaRoyce admitted was his. Smith recalled that he said to DaRoyce, "You know, we can run
gun powder tests of your glove to find out if you were the shooter at Katie's."
At that point, said Smith,
DaRoyce said he was ready to change his statement and admit that he had shot all four people at Katie's. (DaRoyce heated ly told me that he never made a confession to Smith at the scene.) Instead of taking the new statement from DaRoyce immediately, Smith suggested that every one get some sleep. Six hours later, DaRoyce said he killed the Katie's customers because Ray Don had pointed a gun to his head. According to witnesses in the room, after the eight-page, single spaced confession was printed out, DaRoyce read it carefully for at least thirty minutes before signing it. It was 3:50 on a Saturday afternoon,
more than sixteen hours after the police had started questioning
him.
ALTHOUGH THE CASE LOOKED AIRtight, there were significant problems. The glove and clothes that DaRoyce wore that night showed
no trace of blood from the four victims and no trace elements of
gunpowder residue. Ballistics and autopsy tests showed that
the gun DaRoyce got from the man who lived behind Caboo had been the one used to murder the four customers at Katie's. But a
blood spot inside the small box where the gun was kept when the police recovered it matched Ray Don's. Blood matching that of Buddy
Waller, one of the victims, was also found all over the side of
one of Ray Don's tennis shoes. "Bloods patter" tests showed
that Walle Fs blood had hit Ray Don's shoe at a high velocity,
undoubtedly as a result of the force of a bullet entering Waller's flesh.
In other words, Ray Don had to be standing very close to Waller when he was shot. To further complicate matters, Marcus Smith said that when he saw Ray Don and DaRoyce
after the shootings, Ray Don was covered with blood, but DaRoyce
had no blood on him at all. Ronald Dodson and Richard Stengel, two longtime fire arms and toolmark examiners for the Bexar County
Forensic Science Center in San Antonio, were asked by the defense attorneys to study the crime scene.
They studied the shell casings that had been ejected from the two pistols. By noting the location of each casing on the floor, it was possible to determine
where the killer or killers were standing when the shots were fired. Dods on and Stengel found that a shell casing lodged under
the pool table next to Luva Congleton's body had come not from the
gun DaRoyce supposedly used but from Ray Don's gun. If Ray Don had shot his gun only when he first came into the bar, as he said he did, his gun's casings would have flown toward the right corner. Although police investigators suggested that the casing
had been kicked by officers and ambulance attendants when they got to the bar; Dods on said it was impossible for some one to
have kicked that casing on a carpeted floor all the way across
the room and around the other side of Luva Congle ton's body.
Trying to understand how Ray Don's blood got ins ide the gun box,
Dodson and Stengel wondered whether Ray Don had used both
guns that night. Dodson had been a homicide detective in St. Louis
for ten years before coming to San Antonio. He was a hard-boiled cop who had investigated more than five hundred homicides and
written a major paper in college on the importance of the death penalty. He almost never testified for defense attorneys. "But the
more I kept looking at the evidence from the crime scene," he told
me, the more I was convinced that DaRoyce froze at the door and
didn't s hoot anybody, and Ray Don took the gun from DaRoyce." I asked Dodson about the police department's theory that Ray Don
didn't shoot Buddy Waller because the blood spatter was only on
the side of Ray Don's shoe, meaning that Ray Don had to be
standing on the side of or away from Waller when he was shot. "Oh,
that's easy," said Dods on. "I think after Buddy Waller had been shot in the leg and the head, Ray Don stood right over him,
his foot at a side ways angle to his face, and he shot him
through the eye. You have to ask yours elf if DaRoyce Mosley could be capable of doing s ome thing that vicious ."
When I asked DaRoyce to tell me what really took place that night, he did admit tha the had followed Ray Don into the bar.
"Ray Don told me to shoot the lady in front of me. Is aid, `I'm
not going to shoot a nybody.' He said, `Shoot her, godda mmit.' Is a id, `I'm not going to shoot a nybody.' He snatched the gun out of my
hand and I turned to run." "But why didn't you ever go back to
the police and tell them that Ray Don had killed those people? "
DaRoyce's body seemed to sag, and it appeared for a moment
that he was about to break into tears . "I don't know . I honestly
don't know," he said. "I didn't know I could just go back [to the
police ]. I felt [that since] I had already given several
different statements, they would think that this one was also a lie
."
AFTER DAROYCE'S ARREST, SOME SUPportive Kilgore citizens anonymously placed a n a d in the K ilgore new spa pe r a nnounc ing
the DaRoyce Mosley Benefit Fund. "Friends of DaRoyce Mosley plead for your help to SAVE HIS LIFE," read the ad, which also showed a picture of DaRoyce from his high school ye arbook. There were, however, plenty of towns people convinced that DaRoyce was a cold-blooded killer. Relatives of the Katie's victims began showing up at pretrial hearings we a ring black arm bands w ith the
word "justice" emblazoned on them in gold lette rs.
The tension escalated when DaRoyce's great-uncle Joe
Rogers Johnson used his entire life savings, $15,000, to hire Austin attorney Gary Bledsoe, the head of the Texas chapter of
the National Association for the Advancement of Colored People,
to defend DaRoyce. The 43-year-old Bledsoe -a tall, surprisingly gentle -voiced man who prefers cow boy hats, boots, and bolo ties asked Cynthia Orr, a San Antonio defense attorney who specializes in capital punishment cases, to be his partner.
(She worked pro bono.) They immediately caused an uproar when
they alleged that the police were desperate to convict DaRoyce because they needed to prove they could successfully solve a
case. (The Kilgore Police Department had been embarrassed by the
infamous 1983 Kentucky Fried Chicken murder case, in which five
Kilgore citizens had been abducted and were later found dead in an adjoining county. Although the police quickly ide ntified
four suspects, they were never brought to trial because of a
lack of evidence.) "There has been a feeling in the community that
maybe its police department isn't up to snuff," Bledsoe told me.
The two attorneys further inflamed the community when they said that the police and prosecutors didn't care about the facts in
the case because DaRoyce is black. In one motion to the court
asking for a change of venue, Bledsoe and Orr wrote , "The local criminal justice system is still infected with racism, and many members of the community still hold racist be liefs that have not changed since the Civil War." Bledsoe said that during one
of his visits to the county jail to see DaRoyce, a jailer
unleashed a large German she pherd just to scare him. It was no different, Bledsoe said, than police using German she pherds
to attack civil-rights demonstrators in the sixties. Gregg County
sheriff Bobby Weaver said the dog was never unleashed. "I am
not ca lling him a liar," We aversnapped about Bledsoe , "but he
is coming close ." In their most damaging attack, Bledsoe and
Orr charged that Ray Don had worked out a deal with prosecutors
to keep himself off death row.
At a pretrial hearing, Ray Don
was brought to the witness stand. Although Ray Don invoked the
Fifth Amendment to keep from answering most questions, the judge
did order him to answer one question Bledsoe posed about his
making an agreement with the district attorney to testify against his nephew in exchange for DaRoyce's being tried first.
Ray Don said yes. Bledsoe then asked if "high-ranking public
officials" had assured him that he would not get the death penalty if
he took the stand against DaRoyce. Again, Ray Don invoked the Fifth
Amendment, and this time the judge ruled that Ray Don didn't have to
answer to avoid self-incrimination. "Somethings tinks,'' Ronald Dods on
told me. "I've been around too long not to smell a deal." iAs the
capital murder trial began this past October, the case could be seen
either as a small-town version of the 0. J. Simpson trial, with defense
attorneys blatantly playing the race card, or as a reenactment of To
Kill a Mockingbird, with callous white officials unfairly prosecuting a
black man. Rumors had swept through Kilgore that the Ku Klux Klan was
planning to bomb DaRoyce's grandmother's house if DaRoyce was acquitted.
There were also rumors that a group of black men had vowed to burn down
Katie's if DaRoyce was convicted. Because of the publicity, it had been
difficult to find jurors. When 500 county residents were summoned to the
courthouse for jury selection, only 207 showed up.
After the jury of eleven whites and one black was finally seated,
Gregg County district attorney David Brabham-a wiry man with a thick
East Texas drawl and a forceful speaking style-told jurors that
DaRoyce's confession superseded any of what he called the "technical
arguments" of defense attorneys. "DaRoyce went into Katie's Lounge for
the thrill of it, for the thrill of doing something devious," Brabham
said.
DaRoyce, who had turned 21 the day before testimony began, sat
quietly at the defense table in a gray jacket, dark pants, and a
purplish tie. There were days when he softly waved to some nicely
dressed white spectators who sat toward the back: parents and former
high school classmates from the wealthier side of town. His grandmother
Francis, and his mother, Charline, who had gotten off drugs and started
singing in the church choir, whispered "We love you" as he was escorted
in and out of the courtroom each day. It was hard for the people in the
- courtroom not to like him.
During a recess, state district judge Alvin
Khoury, who was presiding over the trial, gave DaRoyce a chocolate-chip
cookie. One of the trial's most dramatic moments came when Chris "Caboo"
Smith was wheeled to the witness stand. In a mumbling voice, he told the
jury that on the night of the shootings, DaRoyce came back to his house
and said, "We did it." He said DaRoyce told him that he had shot the
woman under the pool table. When Caboo was asked if DaRoyce had ever
said that Ray Don had threatened or intimidated him, Caboo said no.
DaRoyce appeared flabbergasted.
Bledsoe tried to show that Caboo was biased because he is Marcus
Smith's first cousin. (Marcus earlier had been given only a two-year
sentence at a juvenile facility because the juvenile judge concluded
that he had left Katie's before the crime was committed.) But Caboo said
in court that he was DaRoyce's "best friend." Desperate, Bledsoe tried
to paint Caboo as a drug dealer who couldn't be trusted, based upon the
fact that Caboo sat out in front of his house while people drove by.
Caboo just shook his head and said he didn't deal drugs. Later, when
DaRoyce's final confession was read aloud, jurors could be seen giving
angry looks his way.
In response, LouisVictor Jeanty and Gary Mears, a
Tyler psychologist who also had seen DaRoyce, testified that they
thought the confession was unreliable. Thev gave various explanations of
why DaRoyce might have said those things: He was already guilt-ridden
about going along with Ray bon's burglary scheme, he was slightly
delusional because he had been kept up throughout the night, or he
thought the police would stop badgering him if he just said what he
thought they wanted him to say.
The explanations might have been more persuasive if the jurors had
heard from DaRoyce himself. But the defense lawyers didn't call him to
the stand. (Bledsoe told me he was worried that DaRoyce would be "too
susceptible" to Brabham's suggestions.) What's more, when the defense
tried to present testimony showing Ray Don to be a murderer, Judge
Khoury ruled it inadmissible, proclaiming, "Ray Don Mosley is not the
one on trial here."
The law in a death penalty case required prosecutors
to prove beyond a reasonable doubt that there was a "probability"
DaRovce would commit future acts of criminal violence--which they never
did. The lone witness they could find to testify about DaRoyce's
allegedly violent personality was a longtime Kilgore High School history
teacher named Manta Ann Ater, who had a reputation, one former student
later said, as "a busybody meddling type."
Ater testified that when she
taught DaRoyce in 1992, he was so disruptive that she sent a small stack
of disciplinary notes about him to the office. More than just being the
class clown, she said. "he craved attention." She said when she once
told him that he could do great things some day if he just harnessed his
energy, he replied, "I will be famous some day, but it won't be by
following your dumb rules."
It seemed preposterous that prosecutors believed DaRoyce should be
put to death based on a teachers assertions that he had acted up in her
classroom. The defense presented other teachers who said DaRoyce was not
a discipline problem. and the school's vice principal testified that he
never received any notes from Ater about DaRoyce. But in their final
arguments. prosecutors asked the jurors to imagine DaRoyce standing
behind them when they are at a convenience store. "Wouldn't your heart
skip a beat?" assistant prosecutor Rebecca Simpson asked.
The jurors
listened closely, and after an afternoon's deliberation. thev returned
to the courtroom to announce their decision. They had determined that
DaRoyce would constitute a constant and violent threat to society and
that there were no mitigating circumstances to justify a life sentence
in prison. Judge Khoury asked DaRoyce to stand before the bench. "DaRoyce,"
he said in even tones, "by law, I have no choice but to assess your
punishment as death." For a moment DaRoyce didn't move. Then he looked
at Bledsoe, the man who had become his father figure, and mouthed, "What?"
Charline rose, then collapsed on the floor, her body convulsing
spasmodically.
The victims' relatives hugged and wept. Outside in the
hallway, a distraught black woman told a television reporter, "You
people know that if it had been a white person who had killed all those
people, he wouldn't have gotten the death penalty." But Brabham was
unmoved. "DaRoyce was exposed to opportunities," he said. "He had the
intelligence and the ability to do something with his life, and he chose
to go the other way." When I later asked Brabham whether he would also
seek the death penalty in Ray Don's case, he paused, then finally said,
"The case is still pending, and that's all I can say on the matter."
WEEKS LATER, KILGORE CITIZENS were still talking
about the trial. Some were able to explain away the discrepancies in
DaRoyce's case by saying that as long as he was involved in something in
which innocent people were killed, he should pay. "If DaRoyce hadn't
gone along, maybe Ray Don would have backed out," one Kilgore resident
who sat through the trial told me. But when I talked to Ron Dodson, he
shook his head and said, "Goddam, I hate to sound liberal, I really do.
But i, there are too many questions about this case for it to end with
the death penalty. This kid participated in a robbery in which four
people were killed-and that should definitely involve a jail term. But
putting this kid to death? Oh, man, no." At the all-black, 122-year-old
Kilgore Baptist Church, where Ch~rline sang in the choir, the Reverend
Gary Walker preached about Jesus' followers in the New Testament who had
been thrown in jail. "The Lord opened the prison doors for them, and he
can do it for us," Walker said. Meanwhile, at Katie's, where the dark
bloodstains from the killings were still visible on the carpet, I heard
a man cheerfully tell a new barmaid, "Don't you worry, honey. As long as
I'm sitting here, no nigger's going to come through that door alive."
In mid-December I parked outside the red-brick walls of the Texas
Department of Criminal Justice's Ellis I Unit, near Huntsville. A prison
guard in a watchtower buzzed me through the barbed-wire gates. In the
small front yard of the unit was a nativity scene; a banner reading "Merry
Christmas" had been placed above the front door. In the room where
visitors are allowed to talk to death row inmates, DaRoyce came out in
handcuffs, followed by a prison guard. A thick wire screen separated us,
but when I leaned forward, I was able to see DaRoyce giving me that same
sympathetic smile. "It's unreal," he said., "It's unreal." He told me
that just before his transfer to the Ellis I Unit, he had seen Ray Don
in the county jail. He said Ray Don promised to tell the police the
truth about the shootings. "But saying and doing are two different
things," DaRoyce said. "I have no way of knowing what he'll do. I don't
know how to get him to tell the truth." Eventually, I got to the
question I had been wanting to ask him since the trial. Why did he
confess to all the killings after the ATF agent told him there might be
gunpowder residue on his glove? DaRoyce shrugged and told me that on the
way to Katie's that night, when the three of them were in some woods, he
had pulled out the gun and shot it into the air just to see what it felt
like. "You got to realize," he said, "that I had the glove on when I
shot the gun. And Ray Don had told me that was the gun he had used to
kill the people. So I felt like it [the murder rap] was going to come
back on me."
I stared at him. In their earlier statements, no one-not Ray Don, not
Marcus, not DaRoyce himself-had said anything about DaRoyce's shooting a
gun in the woods. He could tell I was skeptical about this latest story.
"But what did you possibly think was the advantage of confessing?" I
asked. "I thought it would be a lot easier on me if I said I was forced
to do it, that Ray Don made me do it against my will."
DaRoyce might
have been telling the truth. Ballistics experts testified that any
gunpowder residue on his glove could have been washed off by the heavy
rain that fell in Kilgore shortly after the shootings. And the police
had never been able to locate all the bullets in Katie's that supposedly
came from his gun that night. Still, it was a difficult story for me to
swallow. I doubted that I was ever going to know for sure what DaRoyce
had done on that one crazed, panic-stricken night in which he gave in to
the diseased culture of Goat Hill and the relentless prodding of his
uncle. A prison official walked by to notify me that my time was up. The
official had other work to do: The execution of a young black man who
had shot a Dallas police officer was scheduled for that night. The man
had been kept in a cell just three cellblocks away from DaRoyce's. "You
know I shouldn't be here. You know I shouldn't be here," DaRoyce said to
me as I rose. "I'm different than these other guys. They're like Ray
Don--his type of people, people always in trouble."
A guard put the
handcuffs on DaRoyce and began to lead him away. But DaRoyce turned and
asked, "You aren't going to give up on me, are you?" I didn't know what
to say. There was a metallic sound as the prison door closed behind him.
Mosley v. State, 983 S.W.2d 249 (Tex.Crim.App. 1998) (Direct
Appeal)
Defendant was convicted in the trial court, Gregg County, Alvin G.
Khoury, J., of capital murder. Appeal was automatic. On rehearing, the
Court of Criminal Appeals, Keller, J., held that: (1) evidence supported
conviction; (2) equal protection clause was not violated by method of
selection of grand jury foreman; (3) disqualification of trial judge was
not warranted; (4) prosecutor's allegedly inappropriate statements
during closing argument were harmless; and (5) victim character evidence
was admissible. Affirmed. Mansfield, J., concurred and filed opinion.
Price, J., concurred in judgment. Overstreet, J., dissented and filed
opinion. Meyers, J., dissented and filed opinion in which Baird, J.,
joined.
KELLER, Judge, delivered the opinion of the Court, in which McCORMICK,
P.J., and MANSFIELD, HOLLAND and WOMACK, JJ. Joined. Our prior opinions
are withdrawn.
Appellant was convicted in October 1995 of capital murder. Tex. Penal
Code § 19.03(a)(2).FN1 Pursuant to the jury's answers to the special
issues set forth in Texas Code of Criminal Procedure Article 37.071 §§
2(b) and 2(e), the trial judge sentenced appellant to death. Article
37.071 § 2(g). FN2 Direct appeal to this Court is automatic. Article
37.071 § 2(h). Appellant raises points of error numbered through 176.FN3
We will affirm.
FN1. § 19.03(a)(2) provides that a person commits capital murder when
he commits murder under § 19.02(b)(1) and “the person intentionally
commits the murder in the course of committing or attempting to commit
... robbery” (ellipsis inserted). FN2. Unless otherwise indicated all
future references to Articles refer to Code of Criminal Procedure. FN3.
There are no points of error numbered 75-77. We adopt appellant's
numbering for ease of reference.
A. SUFFICIENCY OF THE EVIDENCE
1. Guilt
In point of error 126, appellant contends that the evidence is
legally insufficient to establish his guilt per the indictment:
intentionally causing the death of Patricia Colter while in the course
of committing and attempting to commit the robbery of Sandra Cash.
Specifically, appellant asserts that the State failed to prove his
intent to cause the death of Patricia Colter.
Viewed in the light most favorable to the verdict, the evidence at
trial established the following: At approximately 11:45 p.m. on July 21,
1994, Sandra Cash, the night waitress at Katie's Lounge in Kilgore, was
closing up for the evening and placing the night's receipts, including
about $308 in cash, into a tackle box Katie's used for money. Four
customers remained and were keeping her company.
Cash looked out the
window and saw two men walking up and joked that she would have to make
the men mad because she had already “closed everything up.” Suddenly,
the door was kicked open and two men in ski masks came in and stated
they were there to rob them. Both men were brandishing guns. The man
that burst through the door first said, “Give me the money, you white
bitch.” Cash slid the tackle box towards this first man, but he shot her
anyway. As Cash shielded her face with her hands, the shot hit her in
the wrist and went through her hand. She was then shot in the stomach
and she fell to the floor. Cash remembered hearing more gunfire, but
could remember little else after she was shot. However, in this
shock-induced state, Cash still managed to call 911.
When the police and emergency medical services (EMS) arrived shortly
thereafter, they discovered the bodies of the four customers: Patricia
and Duane Colter, Luva Congleton, and Alvin Waller. Cash, the only
survivor, was removed by EMS and taken to the hospital. Cash had nine
holes in her body from approximately three to four bullets, two of which
were recovered from her at the hospital; the police recovered a third
bullet from behind the bar where Cash was shot. Cash had wounds to her
wrist, heel, right breast, and abdominal cavity. However, the most
serious wound went across her upper body, perforating both lungs and
going through her spinal cord thereby leaving her permanently paralyzed
from the chest down. All three recovered bullets were fired from the
same gun.
At the autopsies, the medical examiner determined Patricia and Duane
Colter each died from a single gunshot wound to the back of the head.
Both bullets were recovered from the victims. Congleton also died from a
gunshot wound to the back of the head, but the bullet exited and was not
recovered at the autopsy. Waller received three gunshot wounds-two to
the head and one to his thigh. Any one of the three wounds would have
been fatal.
Appellant, Marcus Smith, and Ray Don Mosley (appellant's uncle) were
separately arrested the next evening after the police received
information from various sources. Ricky Wheat gave the police one of
their first leads. Ricky lived across the street from Katie's Lounge and
testified that on the evening of July 21, 1994, he and his brothers,
Darrell and Napoleon, and some other guys were sitting in the front yard
drinking beer. Ray Don, his friend, walked up and stated there was some
money in the area and he had to have it. Ray Don was accompanied by
Marcus and a man later identified as appellant. Ricky noted Ray Don had
a pistol on him at the time. The three men stayed about five minutes and
then walked off. Ricky eventually went inside.
About thirty minutes
later, Ray Don returned and stated he had shot someone over at Katie's
and needed a ride. Ricky refused, but Napoleon agreed. Marcus and
appellant then came walking up from the direction of an abandoned
building. Napoleon and Darrell then gave Ray Don, Marcus, and appellant
a ride. Ricky testified the men had a tackle box that he had not noticed
the first time the men had come by.
After first stating appellant was not involved with the crime,
Christopher “Kaboo” Smith, appellant's best friend and Marcus's cousin,
also gave information to the police. On the evening of July 21, 1994,
appellant told Kaboo he planned to “make a gank move” at Katie's that
night.FN4 Later that evening, Kaboo saw appellant with a gun. Appellant
stated he got the gun from Kaboo's neighbor, Stanley Rossum, and was
going to use it to rob Katie's. Kaboo recognized the gun as belonging to
Rossum. Appellant left, but when he returned later he stated, “We did
it.” Ray Don and Marcus came into Kaboo's room shortly thereafter. FN4.
Kaboo testified that a “gank move” means to rob or steal.
Appellant told Kaboo some of what happened during the robbery at
Katie's. Appellant stated that Ray Don had shot the lady behind the
counter and had told appellant to get the people from underneath the
pool table. Appellant said he complied, told the people they were moving
too slow, and shot them. Appellant never stated he had been forced into
doing the robbery in any way.
Appellant then brought in a box and began
counting the money inside. Appellant divided the money evenly between
himself, Kaboo, Ray Don, and Marcus, each receiving seventy-seven
dollars. Although Kaboo had not helped with the robbery, he testified he
took a share of the money “just because [he] wanted it.” FN5 Appellant
and Kaboo then discussed appellant's plans to buy a new car the next day
with the proceeds of an insurance check he had received. FN5. Kaboo
eventually returned his share of the money to the police.
After appellant purchased his car the next day, he went to see Kaboo.
They went to the mall where appellant spent his seventy-seven dollars on
shoes, cologne, a shirt, and shorts. Afterwards they went to Taco Bell.
Appellant told Kaboo he had taken his grandfather with him to buy the
car. When appellant and his grandfather went out to eat afterwards,
appellant told his grandfather he was involved in the crime, but after
seeing the shocked look on his grandfather's face, appellant told him he
was just playing. Also, upon returning from the mall, appellant had
picked up his brother, Franceosa, and Marcus.
The police pulled them
over and arrested Marcus. The police were unaware of appellant's
involvement at this time. However, the police asked all the occupants of
the car if they might voluntarily come to the police station to answer
some questions. Everyone agreed. While driving them to the police
station, Kaboo stated appellant seemed nervous and scared “like it was
on his conscience.” The occupants of the car agreed they would not say
anything to the police. Kaboo changed his mind the next day.
Once at the police station, appellant stated he had no involvement in
the robbery and murders. However, later that evening appellant was
arrested due to information received from Marcus. When informed he was
under arrest, appellant cried out, “Oh what have I done. I've ruined my
life. I'm going to spend the rest of my life in jail.” Appellant stated
he shot two of the people in Katie's. He then agreed to answer more
questions about the crime, but requested that his grandparents be there
when he did so. The police arranged to have his grandparents come in.
Once his grandparents arrived, appellant gave an oral confession,
which was made into a written statement. In this confession, appellant
stated the offense had been planned a couple of days before. He further
stated that once it was time to commit the crime, he did not want to
participate; and, although he was present during the offense, he did not
shoot anyone. He did admit to borrowing a gun from Stanley Rossum, but
claimed Marcus took it from him once they were inside Katie's. Appellant
also told them he had been wearing a toboggan during the offense and had
thrown it into the woods near Nate Wheat's house.
The next morning, Special Agent Larry Smith of the Bureau of Alcohol,
Tobacco, and Firearms FN6 asked appellant if he would be willing to show
him and the police where he had thrown the toboggan. Appellant agreed
and directed Smith to an area next to an abandoned building near Katie's
where the toboggan and a glove were recovered.
Appellant admitted he had
been wearing the glove during the robbery. Smith advised him there were
scientific tests that could be run on the glove to determine if it had
been worn when firing a gun. He then asked if appellant had anything to
add to the statements he had already given. At this point, appellant
stated he shot four people at Katie's and Ray Don shot the girl behind
the bar. He further admitted he had used a .380 automatic pistol he
borrowed from someone named Stanley. Appellant agreed to make another
written statement later that day after getting some rest.
FN6. Along with the Kilgore Police Department, Texas Rangers, and
County Sheriff's Office, the Federal Bureau of Investigation and Bureau
of Alcohol, Tobacco, and Firearms also assisted in the investigation.
Appellant gave his final confession later that day. Appellant stated
that the idea of committing the crime came up because he told Ray Don
and Marcus that he felt like “doing something devious.” Appellant said
he had never done anything bad before and he felt like doing something
bad. Ray Don suggested robbing Katie's.
He further stated that although
he told them on July 21, 1994, that he did not feel like doing it
anymore, he went along with it anyway and borrowed a gun from Stanley.
Ray Don had also obtained a gun. Appellant then described the crime:
Ray Don went in first and told everybody to get down. They were still
sitting up in the chairs and I heard a shot. The people looked at me and
it scared me and I shot a lady at the table. I was about five feet from
her and I shot her in the back of the head. Another lady got up and ran.
Ray Don told me to kill them. Ray Don told me to shoot them or get shot.
When I looked at Ray Don, he was pointing the gun at me. He said this
after I had already shot the first lady. Then I shot a man that was
sitting by the first lady I shot. I don't know where I shot the man at.
I was about the same distance I was when I shot the lady. By this time
the lady that ran had gotten under the pool table. I told the lady to
get out from under the pool table. Ray Don said, “Fuck that, shoot her.”
Then I shot the lady under the pool table twice in the head. I bent down
next to the pool table and shot her twice. Then Ray Don was behind the
bar and had shot behind there. I came from around the pool table and
another man was by the bar. The man got up and was coming towards me
with a pool stick. Ray Don said, “Shoot him boy, shoot him.” I just
turned my head away and shot three times. The man fell after I had shot
three times. Ray Don had gotten the money in a big box from behind the
bar. The box was dark colored. Then we ran out and ran across the
street. Ray Don started hollering and asking me where Marcus was at. I
kept telling him I didn't know. Then we saw Marcus come up behind us
after we crossed Highway 135. Ray Don asked Marcus where he had been and
Marcus told him he had been trying to break in a car. Marcus went into
Katie's when Ray Don and I went in. After I shot the first lady, I
looked around and Marcus had left Katie's.
Police recovered the .380 automatic pistol which had been returned to
Stanley Rossum. Ballistic tests showed this was the same gun used to
fire the bullets recovered from the bodies of Patricia Colter, Duane
Colter, and Alvin Waller.FN7
The bullets recovered from Sandra Cash were
fired from a different weapon.FN8 Tom Bevel, blood-stain pattern expert
and crime reconstructor, also testified that due to the location of
impact spatter and other evidence, it was his opinion that there were
two weapons used by two different shooters, one shooting the four
deceased victims and one shooting the surviving victim. He further
stated that both Patricia and Duane Colter were shot in an
execution-style manner.
FN7. As stated previously, no bullets were recovered from the body of
Luva Congleton. FN8. This second weapon was never recovered.
In reviewing a sufficiency question, we must view the evidence in the
light most favorable to the verdict and determine whether any rational
trier of fact could have found the essential elements of the crime
beyond a reasonable doubt. Jackson v. Virginia, 443 U.S. 307, 319, 99
S.Ct. 2781, 61 L.Ed.2d 560 (1979); Mason v. State, 905 S.W.2d 570, 574 (Tex.Crim.App.1995),
cert. denied, 516 U.S. 1051, 116 S.Ct. 717, 133 L.Ed.2d 670 (1996).
The
jury is the exclusive judge of the credibility of witnesses and of the
weight to be given their testimony. Barnes v. State, 876 S.W.2d 316, 321
(Tex.Crim.App.), cert. denied, 513 U.S. 861, 115 S.Ct. 174, 130 L.Ed.2d
110 (1994). Likewise, reconciliation of conflicts in the evidence is
within the exclusive province of the jury. Losada v. State, 721 S.W.2d
305, 309 (Tex.Crim.App.1986).
Viewed in the light most favorable to the verdict, the evidence shows
appellant planned the robbery and brought with him a deadly weapon, a
.380 automatic pistol,FN9 in order to accomplish the task. The jury may
infer the intent to kill from the use of a deadly weapon unless it would
not be reasonable to infer that death or serious bodily injury could
result from the use of the weapon. Ross v. State, 861 S.W.2d 870, 873
(Tex.Crim.App.1992); Godsey v. State, 719 S.W.2d 578, 581-82
(Tex.Crim.App.1986).
Further, the evidence shows that Patricia Colter
was shot in the back of the head from a distance of probably less than
five feet. Applying the Jacksoncriteria to the facts of this case, we
find a rational trier of fact could have found beyond a reasonable doubt
that appellant intentionally caused the death of the Patricia Colter.
Point of error 126 is overruled.
* * *
In point of error 78, appellant contends that the State improperly
struck at appellant over the shoulders of counsel. The following
occurred during State's argument:
[PROSECUTOR]: There is only one route to the truth. It is by
traveling on the main road. That will take you to your proper
destination. But you must stay on the main road. The defense has
attempted to get you off the main road, to divert you. They don't want
you to stay on the main road because they know where that will take you.
[DEFENSE COUNSEL]: Your Honor, I'll object to this improper comment on
counsel and object to counsel testifying. COURT: Overruled.
[PROSECUTOR]: They want you to take a side road, a series of side roads,
rabbit trails, and a rabbit trail that will lead you to a dead-end. The
truth is not there.
Appellant contends that the prosecutor's argument constituted an
improper attack on defense counsels' honesty.
“This Court maintains a special concern for final arguments that
result in uninvited and unsubstantiated accusation of improper conduct
directed at a defendant's attorney.” Orona v. State, 791 S.W.2d 125, 128
(Tex.Crim.App.1990). Trial judges should assume responsibility for
preventing this type of argument. Wilson v. State, 938 S.W.2d 57, 60
(Tex.Crim.App.1996). In its most egregious form, this kind of argument
may involve accusations of manufactured evidence, Orona, 791 S.W.2d at
129, or an attempt to contrast the ethical obligations of prosecutors
and defense attorneys, Wilson, 938 S.W.2d at 58-60. The comments in the
present case are milder, merely indicating that the defense attorneys
would attempt to use argument to divert the jury's attention or obscure
the issues.
We have indicated in the past that such mild comments may
not be erroneous, so long as they can be interpreted as an attack on
arguments made by the defense counsel. Gorman v. State, 480 S.W.2d 188,
190 (Tex.Crim.App.1972)(Prosecutor said of defense counsel: “Don't let
him smokescreen you, he has smoke-screened you enough”). However, that
holding has been brought into question by more recent precedent
indicating that legitimate arguments by defense counsel cannot serve as
a basis for permitting prosecutorial comments that “cast aspersion on
defense counsel's veracity.” Dinkins v. State, 894 S.W.2d 330, 357
(Tex.Crim.App.), cert. denied, 516 U.S. 832, 116 S.Ct. 106, 133 L.Ed.2d
59 (1995)(Prosecutor stated that defense counsel “wants to mislead you a
little bit by saying....”).
Although it is impossible to articulate a precise rule regarding
these kinds of argument, it is fair to say that a prosecutor runs a risk
of improperly striking at a defendant over the shoulder of counsel when
the argument is made in terms of defense counsel personally and when the
argument explicitly impugns defense counsel's character.
In the present
case, the argument referred to counsel personally and, although not
saying so explicitly, it suggested that counsel wanted to divert the
jury from the truth. We will assume the argument was inappropriate.FN15
FN15. More authorities supporting the inappropriateness of the comments
are discussed below, in connection with the harm analysis.
Assuming that the trial court should have sustained appellant's
objection, we must determine whether the error warrants reversal. Error
is not reversible if it is harmless. In the past, we determined the
harmfulness of this type of error by conducting a harm analysis under
former Tex.R.App. P. 81(b)(2) and asking whether there is a “reasonable
possibility” that the improper argument might have contributed to
conviction. Wilson, 938 S.W.2d at 61. However, with the advent of the
new rules of appellate procedure, the proper harm analysis to be
conducted depends upon the kind of error involved. For constitutional
errors, the old Rule 81(b)(2) standard remains, now present in Tex.R.App.
P. 44.2(a). But nonconstitutional errors are governed by a new standard,
formulated in Rule 44.2(b).
Although a special concern, improper
comments on defense counsel's honesty have never been held to amount to
a constitutional violation. Instead we have characterized such comments
as falling outside the areas of permissible argument. Wilson, 938 S.W.2d
at 59. We find that such comments constitute “other errors” within the
purview of Rule 44.2(b).
Rule 44.2(b) provides that: “Any other error, defect, irregularity,
or variance that does not affect substantial rights must be
disregarded.” The rule is taken directly from Federal Rule of Criminal
Procedure 52(a) without substantive change. See Notes and Comments,
Tex.R.App. P. 44. Hence, in construing the impact of Rule 44.2(b),
federal caselaw would appear to provide especially useful guidance.
In applying the federal rule to improper argument cases, federal courts
generally look to three factors: (1) severity of the misconduct (the
magnitude of the prejudicial effect of the prosecutor's remarks), (2)
measures adopted to cure the misconduct (the efficacy of any cautionary
instruction by the judge), and (3) the certainty of conviction absent
the misconduct (the strength of the evidence supporting the conviction).
United States v. Millar, 79 F.3d 338, 343 (2nd Cir.1996); United States
v. Palmer, 37 F.3d 1080, 1085 (5th Cir.1994).
Comments similar to those found in the present case have been
addressed by several federal circuit court decisions. The Tenth Circuit
addressed a defense claim that the prosecutor improperly commented on
defense counsel by stating that the defendant's attorney “has attempted
... to confuse the issue, throw sand in your eyes.” United States v.
Wilshire Oil Co. of Texas, 427 F.2d 969, 978 n. 15 (10th Cir.), cert.
denied, 400 U.S. 829, 91 S.Ct. 58, 27 L.Ed.2d 59 (1970).
While finding
the remarks to be improper, the court held that “even if they were
prejudicial their impact was promptly removed by the trial court's
instruction to the jury.” Id. In a First Circuit case, the prosecutor
made various statements about the defense attorneys, such as, “they want
like to scramble your heads, confuse you,” “[t]hey wanted to confuse
your head,” and “[d]o not let the attorneys here intimidate you, ladies
and gentlemen-.” United States v. Ortiz-Arrigoitia, 996 F.2d 436, 440
(1st Cir.1993), cert. denied, 511 U.S. 1003, 114 S.Ct. 1368, 128 L.Ed.2d
45 (1994).
The trial judge overruled objections to these comments. Id.
The appellate court was “not persuaded that these comments were so
prejudicial as to require reversal.” Id. at 441. But, the court added,
“We do not understand ... why, after numerous warnings from this court,
the prosecuting attorneys ... persist in spiking their arguments with
comments that put their cases at risk.” Id. (ellipses inserted).
While the First and Tenth Circuits have found this type of argument
to be clearly improper (though not reversible), the Second and Fifth
Circuits have expressed less certainty about the impropriety of such
criticisms of defense counsel. In Millar, the prosecutor argued that the
defense of the case was “hog wash” and that the defense counsel had
created a “smoke screen.” The prosecutor also urged members of the jury
to ask themselves whether defense counsel was trying to “confuse” them
or “lead them astray.” 79 F.3d at 343-344. The Second Circuit held: “The
comments were mildly inappropriate, if that, and clearly do not rise to
the level of severity sufficient to require reversal.” Id. at 344.
The
court contrasted the case before it with an earlier case it had reversed
when the prosecutor, during argument, differentiated the ethical roles
of prosecutors and defense attorneys with regard to finding the truth.
Id. (contrasting with United States v. Friedman, 909 F.2d 705, 709 (2d
Cir.1990)(prosecutor argued: “while some people ... go out and
investigate drug dealers and prosecute drug dealers and try to see them
brought to justice, there are others who defend them, try to get them
off, perhaps even for high fees.”)(ellipsis in original)). In Palmer,
the prosecutor argued:
Defense counsel wants you to focus on these little discrepancies: was
[Palmer] ten feet away, was he fifteen feet away. Did he take two steps
this way and then go north or did he run straight north. He wants you to
focus on those little, tiny, immaterial matters, because he wants to
confuse you. He wants to throw up a smoke screen. 37 F.3d at 1086.
The
Fifth Circuit commented that “the context of the instant statements
reveals that the prosecutor merely outlined his view of the defense
strategy.” Id. The court further explained that, given the testimony of
certain witnesses, the prosecutor's comment did not amount to a
mischaracterization. Id.
We turn now to the three-factor test discussed in Millar and Palmer.
From the above discussion, we conclude that the comments in the present
case were mildly inappropriate. Such comments do not directly accuse the
defense attorneys of lying, and the comments do not suggest that any
evidence was manufactured. See also Dinkins, 894 S.W.2d at 357 (similar
comments not as egregious as an accusation that defense counsel
manufactured evidence).
At most, the comments indicate that the defense
may be attempting to distort the jury's view of the evidence through
clever argument. Such a comment does not inject new facts into the
record, and the jury is in a position to evaluate the truthfulness of
the prosecutor's assertion. Such a comment may even backfire if the jury
disagrees with the prosecutor's assessment of defense counsels' actions.
We do not condone the prosecutor's actions, but the severity of the
misconduct is relatively small. The first factor of the harm test does
not weigh very heavily in appellant's favor.
Turning to the second factor, we find that no curative action was
taken. In fact, the prosecutor apparently reemphasized the statements
after the trial court overruled appellant's objection. Nevertheless, we
find that the third factor weighs heavily in favor of the State. The
State had appellant's own confession and his admissions to a third
party.
The confession also led the State to a gun confirmed by
ballistics tests to be the murder weapon for at least three of the
victims of the incident including the victim named in the indictment.
Given the mildness of the comments and the strength of the State's case,
we find the error to be harmless. Point of error 78 is overruled.
D. PUNISHMENT
In points of error 1 through 4, appellant contends that the trial
court erred in admitting evidence concerning the good character of
victims of the offense. He argues that victim character evidence is
inadmissible under United States and Texas precedents.
He also argues
that the trial court additionally erred in admitting evidence of the
character of victims other than Patricia Colter because the other
victims were not named in the indictment and were therefore extraneous
offense victims. The “extraneous offense” contention was not made to the
trial court. Hence, that argument has not been preserved for review.
Former Tex.R.App. P. 52(a)(now rule 33.1(a)(2)(A)).
As for his argument concerning victim character evidence, appellant
contends that United States and Texas precedents treat “character” and
“impact” evidence differently. “Impact” evidence is generally recognized
as evidence concerning the effect the victim's death will have on
others, particularly the victim's family members. “Character” evidence
is generally recognized as evidence concerning good qualities possessed
by the victim. Appellant contends that, while impact evidence is
admissible, character evidence is not.FN16
FN16. We presuppose in our analysis that the defendant contesting the
admission of victim impact and character evidence was unaware, at the
time of the crime, of the victims' character or of the impact that the
victims' deaths will have on others. Victim impact and character
evidence of which a defendant is aware at the time he commits the crime
is necessarily relevant to his future dangerousness and moral
culpability.
However, the Supreme Court has never distinguished between the two
types of evidence. That Court noted the importance of the trier of fact
having evidence “of the specific harm caused by the defendant.” Payne v.
Tennessee, 501 U.S. 808, 825, 111 S.Ct. 2597, 115 L.Ed.2d 720 (1991).
The Court noted that information about the victim can be an important
humanizing factor essential for just decision-making in a death-penalty
trial: “[T]urning the victim into a ‘faceless stranger at the penalty
phase of a capital trial’... deprives the State of the full moral force
of its evidence and may prevent the jury from having before it all the
information necessary to determine the proper punishment for a [capital]
murder.” Id. (citation omitted, ellipsis and bracketed material inserted).
Hence, the Court concluded “that evidence about the victim and about the
impact of the murder on the victim's family is relevant to the jury's
decision as to whether or not the death penalty should be imposed.” Id.
at 827, 111 S.Ct. 2597 (emphasis added). While rejecting a per se rule
excluding victim character and impact evidence, the Supreme Court did
recognize the possibility that “unduly prejudicial evidence” could be
introduced and held that the Due Process Clause would provide a
mechanism for relief under those circumstances. Id. at 825, 111 S.Ct.
2597.
The Court suggested that undue prejudice might exist when the
evidence is designed to encourage “a jury to find that defendants whose
victims were assets to their community are more deserving of punishment
than those whose victims are perceived to be less worthy.” Id. at 823,
111 S.Ct. 2597.
In Ford v. State, 919 S.W.2d 107 (Tex.Crim.App.1996), we held
admissible testimony from survivors of the crime and from the decedent's
father concerning the effect of the crime on their lives. Id. at
115-116. In Smith v. State, 919 S.W.2d 96 (Tex.Crim.App.1996), a
majority of this court held that testimony concerning the victim's good
character is inadmissible. Id. at 102 (plurality opinion); Id. at 104
(Overstreet, J. concurring).
Three judges concurred in Smith without
opinion. And in a concurring opinion, Judge Mansfield opined that victim
character evidence should be admissible. Id. at 104-107. He noted a
coworker's testimony concerning the victim's dedication to her students.
Id. at 106. He also noted the victim's sister's testimony concerning the
victim's love of animals, her degree in special education, and her
membership in the national guard. Id. at 106-107. Judge Mansfield
contended that such evidence was relevant to show “who Miss Birky
was-that she was more than just a name” and that appellant had failed to
show that the evidence was unfairly prejudicial under Texas Rule
Criminal of Evidence 403.
If Smith were the final word on the subject, appellant's argument
that all victim character evidence is inadmissible would have some
force. But more recently, we decided Johnson v. State, 1997 WL 209527,
--- S.W.2d ---- (Tex.Crim.App.1997). In Johnson, four members of this
Court held that victim impact evidence was admissible but victim
character evidence was not. Id. at 4, at ---- (plurality opinion). But,
in a concurring opinion joined by three other judges (Keller, Price, and
Holland, JJ.), Presiding Judge McCormick opined that no distinction
existed between impact and character evidence and that all such evidence
was admissible as relevant to the statutory mitigation special issue.
Id. at 16, at ---- (McCormick, P.J. concurring).
In a separate
concurring opinion, Judge Mansfield contended that both victim character
and victim impact evidence were admissible so long as only close family
members (parents, grandparents, spouses, siblings) were permitted to
testify. Id. at 18, at ---- (Mansfield, J. concurring). Judge Mansfield
contended that such evidence would be relevant and would not be subject
to exclusion under Rule 403. Id. Earlier in his opinion, however, he
opined that Rule 403 might play a role in limiting admission of victim
impact and victim character evidence in general. Id. at 17, at ----.
Hence, a majority of this Court has approved the introduction of
victim character evidence-four without qualification (as it relates to
the mitigation special issue) and one if only close family members
testify. Our jurisprudence in this area has been somewhat inconsistent
and confusing at times. We take this opportunity to announce a
consistent, if not always clear-cut rule to be followed in future cases:
Both victim impact and victim character evidence are admissible, in the
context of the mitigation special issue, to show the uniqueness of the
victim, the harm caused by the defendant, and as rebuttal to the
defendant's mitigating evidence.FN17
Rule 403 limits the admissibility
of such evidence when the evidence predominantly encourages comparisons
based upon the greater or lesser worth or morality of the victim. When
the focus of the evidence shifts from humanizing the victim and
illustrating the harm caused by the defendant to measuring the worth of
the victim compared to other members of society then the State exceeds
the bounds of permissible testimony. We recognize that this standard
does not draw a bright and easy line for determining when evidence
concerning the victim is admissible and when it is not.
Trial judges
should exercise their sound discretion in permitting some evidence about
the victim's character and the impact on others' lives while limiting
the amount and scope of such testimony. Considerations in determining
whether testimony should be excluded under Rule 403 should include the
nature of the testimony, the relationship between the witness and the
victim, the amount of testimony to be introduced, and the availability
of other testimony relating to victim impact and character. And,
mitigating evidence introduced by the defendant may also be considered
in evaluating whether the State may subsequently offer victim-related
testimony.
FN17. In the present case, the defense and the State entered into an
agreement permitting the State to introduce victim-related testimony
before the defendant introduced mitigating evidence. The defendant
waived any objection related to the timing of the introduction of the
State's evidence.
We find Judge Mansfield's concern in Johnson that limits be placed
upon who may testify to be a valid one, but we do not believe that an
absolute rule limiting testimony to family members within a certain
degree of relationship is viable. More distantly related family members,
close friends, or coworkers may, in a given case, provide legitimate
testimony. That will depend on the closeness of the personal
relationship involved, the nature of the testimony, and the availability
of other witnesses to provide victim-related testimony. We do note that
victim impact and character testimony from strangers, including those
who learned about the case in the media and those who did so as
participants in a criminal investigation, will rarely, if ever, be
admissible under Rule 403. See Janecka, 937 S.W.2d at 473.
At the same time, we caution that victim impact and character
evidence may become unfairly prejudicial through sheer volume. Even if
not technically cumulative, an undue amount of this type of evidence can
result in unfair prejudice under Rule 403. Hence, we encourage trial
courts to place appropriate limits upon the amount, kind, and source of
victim impact and character evidence.
Finally, we observe that victim impact and character evidence is
relevant only insofar as it relates to the mitigation issue. Such
evidence is patently irrelevant, for example, to a determination of
future dangerousness. The mitigation issue, on the other hand, asks
whether, after considering all the evidence, sufficient mitigating
circumstances exist to warrant imposing a life sentence instead of the
death penalty. See Article 37.071 § 2(e)(emphasis added). Mitigating
evidence is defined as that which “a juror may regard as reducing the
defendant's moral blameworthiness.” Article 37.071 § 2(f)(4).
Victim-related
evidence is relevant to show that the mitigating circumstances are not
“sufficient” to warrant imposing a life sentence.FN18 Such evidence
would be wholly irrelevant if appellant affirmatively waived submission
and reliance upon the mitigation special issue. Although we have held
that the former “deliberateness” special issue could not be waived by a
defendant, even upon affirmative request, Powell v. State, 897 S.W.2d
307, 314-318 (Tex.Crim.App.1994)(plurality opinion); Id. at 318 (Clinton,
J. concurring), the mitigation special issue is distinguishable.
In Powell, we explained that “ Article 37.071 required that a jury find,
beyond a reasonable doubt, that appellant committed murder with
‘deliberateness' before he could be sentenced to death.” Id. at 316. The
issue, in part, “define [d] capital murder punishable by death.” Id. But
the mitigation issue carries no burden of proof that must be carried by
the State before a death sentence can be imposed. Penry v. State, 903
S.W.2d 715, 766 (Tex.Crim.App.), cert. denied, 516 U.S. 977, 116 S.Ct.
480, 133 L.Ed.2d 408 (1995).
The issue, instead, confers upon the jury
the ability to dispense mercy, even after it has found a defendant
eligible for the death penalty. See McFarland, 928 S.W.2d at 520. Hence,
a defendant can waive reliance upon and submission of the mitigation
issue, and if he does, victim impact and character evidence would be
irrelevant and hence inadmissible. Such a waiver must, however, be
affirmative and express.
FN18. Relying upon Eldridge v. State, 940 S.W.2d 646, 653-654
(Tex.Crim.App.1996), McFarland v. State, 928 S.W.2d 482, 518
(Tex.Crim.App.1996), cert. denied, 519 U.S. 1119, 117 S.Ct. 966, 136
L.Ed.2d 851 (1997), and Lawton v. State, 913 S.W.2d 542, 557
(Tex.Crim.App.1995), cert. denied, 519 U.S. 826, 117 S.Ct. 88, 136
L.Ed.2d 44 (1996), Judge Meyers contends that aggravating evidence is
irrelevant to the mitigation special issue. But Eldridge, McFarland, and
Lawton did not directly address that question; instead, those cases
focused on a defendant's argument that the United States Constitution
required a burden of proof regarding aggravating circumstances. See
above citations. But, the mitigation issue does not require the jury to
consider or find any aggravating circumstances, and hence, no burden of
proof upon the State was required. See above citations.
While these
cases have some language indicating that the mitigation question does
not involve aggravating circumstances, such language should properly be
viewed as simply observing that the issue does not require their
consideration. Such an observation does not, however, preclude
permitting the jury to consider aggravating factors in making its
evaluation. We disavow any language in those cases that suggests
otherwise.
Relying upon Wolfe v. State, 917 S.W.2d 270, 278 (Tex.Crim.App.1996),
Judge Meyers contends that permitting consideration of aggravating
circumstances within the mitigation issue makes it unconstitutionally
open-ended. Judge Meyers apparently believes that Wolfe 's language to
the effect that future dangerousness and other issues “limit” the jury's
discretion to consider aggravating factors means that aggravating
circumstances have no place in the mitigation special issue. But the
passage relied upon by Judge Meyers immediately follows a quotation from
the Supreme Court's opinion in Penry v. Lynaugh, 492 U.S. 302, 327, 109
S.Ct. 2934, 106 L.Ed.2d 256 (1989). See Wolfe, 917 S.W.2d at 278.
That
quotation refers to the requirement that “a sentencer's discretion to
impose the death sentence” be narrowed. Id. (emphasis in original). The
passage in Wolfe regarding “limits” on considering aggravating
circumstances should be read as covering aggravating circumstances used
to “impose” the death penalty. The present case, however, involves
aggravating circumstances used to determine whether the jury should
“decline to impose” the death penalty, and Wolfe 's language about
“limits” is not directed to that situation.
The difference between the two situations is illustrated by the
Supreme Court's discussion of the difference between the eligibility and
selection requirements in a death penalty case. All that is
constitutionally required to narrow the sentencer's discretion is one
aggravating factor that applies to a subclass of defendants convicted of
murder. Tuilaepa v. California, 512 U.S. 967, 971-72, 114 S.Ct. 2630,
2634-35, 129 L.Ed.2d 750, 759 (1994).
This requirement of at least one
narrowing, aggravating factor is sometimes known as the “eligibility”
requirement. Id. That eligibility requirement is satisfied in Texas by
aggravating factors contained within the elements of the offense, the
future dangerousness special issue, and sometimes, other “non-Penry”
special issues. Without findings on those particular aggravating factors,
a death sentence cannot be imposed. Once the eligibility requirement is
satisfied, the only remaining requirement is a “selection” decision:
permitting the sentence to exercise an “individualized” determination of
whether a defendant should in fact receive a death sentence “on the
basis of the character of the individual and the circumstances of the
crime.” Id. at 971-74, 114 S.Ct. at 2634-36, 129 L.Ed.2d at 759-760.
This “selection” decision “must be expansive enough to accommodate
relevant mitigating evidence so as to assure an assessment of the
defendant's culpability,” id at 972-74, 114 S.Ct. at 2635-36, 129 L.Ed.2d
at 760, but the Supreme Court has never precluded the use of aggravating
circumstances as part of the process of an individualized determination
of culpability. Such a process could hardly be considered
“individualized” if half of the equation (relevant aggravating
circumstances) were excluded. We simply recognize in the present case
that the jury may consider aggravating factors in its selection decision.
In determining whether to dispense mercy to a defendant after it has
already found the eligibility factors in the State's favor, the jury is
not, and should not be, required to look at mitigating evidence in a
vacuum. Wolfe does not hold to the contrary, but if it did, it would be
inconsistent with Supreme Court precedent.
Finally, Judge Meyers contends that Armstrong v. State, 718 S.W.2d
686, 695 (Tex.Crim.App.1985) precludes the introduction of a victim's
good character to rebut evidence of the defendant's good character. But
in Armstrong, the evidence was introduced in support of the future
dangerousness special issue. See Id. That there is no logical link
between the two types of evidence within the framework of the future
dangerousness issue does not mean the same holds true for the mitigation
issue.
The mitigation issue concerns a defendant's moral culpability,
and to a limited extent, the victim's good character is relevant to a
culpability determination. Armstrong was, of course, decided before the
application of the mitigation issue in capital cases in Texas. Moreover,
to the extent that it may conflict with the admissibility of
victim-related evidence, Armstrong was overruled sub silentio by
Johnson.
With these considerations in mind, we turn to the present case.
Appellant complains about the testimony of three witnesses who were
related to the victims. Helen Wrag, Luva Congleton's niece, testified
that her aunt ... was a happy person. She liked people. Q. Did she ever
meet a stranger? A. No sir. Q. Was that part of her personality that she
did well with people? A. Yes sir, she had people that ask for her
[waitress] station. (Bracketed material and ellipsis inserted).
Appellant also complains about Tricia Kappan's testimony regarding
Patricia Colter, Duane Colter, and Alvin Waller (Tricia's mother,
stepfather, and father respectively):
Well, Mamma and Daddy still loved each other, but it was-they were
like best friends. And when Mamma met Duane-that was-Mamma was-Mamma was
his whole life. And they just-they were just all friends. Daddy lived in
a trailer behind my mother's house. He was going through a tough time
and needed a place to go. And so my mother had a travel trailer behind
her house, and he stayed there. And a lot of the time, he just slept in
the extra bedroom at the other end of the trailer where Mamma and Duane
were. They were just all really good friends. And they hardly went
anywhere without each other. They just were all very close. And
appellant complains about the emphasized portion of the following
testimony from Tricia concerning Duane Colter:
Duane was a very special person to me. I was sixteen. I was already
grown. But when my mother met him and introduced us, I was kind of
shocked and everything, but the more I was around him, the more you
just- you just couldn't help but just love him to death. He was just so
sweet. He was like a big kid, you know. He was just great. (Emphasis
added).FN19 Appellant also complains about the emphasized portion of the
following testimony from Tricia concerning Patricia Colter: FN19. We
note that, in his brief, appellant quotes only the emphasized portion of
this passage.
My mother was my sole supporter. She had been through so much in her
life that I felt like anything that she was going to have to go through,
that I was going to be there with her and I could go through it with
her. There was some times, you know, when we would move away and my
brother would stay with Grandmother, but I couldn't stand it. I was
always afraid, you know, something might happen to her or she wouldn't
be strong enough to pull through something. And so I would think, you
know-I was just a kid, but I would think, you know, if I was there, I
could-I could help her through it, you know, I could, you know pull her
through. And then whenever I got married, it was like I just wanted to
prove to her that I was a big girl and I could take care of myself and
she need not think-you know, need not spend all of her money on me. She
was always buying things for everybody. And I kept-you know, I would
just think if she wouldn't buy stuff for everybody else, you know, she
could buy it for herself. But I always thought I would be there to take
care of her and she would be there to take care of me. And she was my
right arm. She was my backbone. (Emphasis added).FN20 FN20. We note
that, in his brief, appellant quotes only the emphasized portions of the
passage, placing an ellipsis between them.
Finally, appellant contends that the trial court permitted Robert
Waller to read a poem about the victims. He provides no record
references and we find no poem in the testimony. We do find a portion of
testimony in which Robert read an earlier “victim impact” statement that
he had made concerning the effects that his mother, father, and
stepfather had on his life.
We find appellant's argument that the above evidence should have been
excluded to be unpersuasive. While the evidence relates to some degree
to the character of the victims, it is heavily intertwined with the
impact of the victims' loss on family members. Moreover, the evidence
appears in this case to serve the function of humanizing the victims
rather than drawing unwarranted comparisons between them and other
members of society.
The State introduced just three witnesses to give
testimony concerning the four victims of the incident, and the entire,
combined testimony of these witnesses takes up a mere 34 pages in the
court reporter's record. We find that admission of this testimony did
not violate Rule 403.
Appellant also argues that the State improperly made a comparative
judgment about the victims in closing argument. However, appellant did
not object to the argument at trial. He cannot preserve error with
respect to argument by objecting to evidence simply because the evidence
and argument address similar subject matter. Tex.R.App. P. 52(a)(now
rule 33.1(a)(2)(A)); Anderson v. State, 932 S.W.2d 502, 507
(Tex.Crim.App.1996), cert. denied, 521 U.S. 1122, 117 S.Ct. 2517, 138
L.Ed.2d 1019 (1997)(argument error with regard to parole not preserved
by requesting jury charge on parole issue). Points of error 1 through 4
are overruled.
In point of error 109, appellant contends that the trial court erred
in excluding testimony from defense expert Dr. Jedlika regarding future
dangerousness. In an offer of proof, appellant proffered the following
testimony he wanted admitted: (1) 98 percent of convicted murderers do
not commit any more violent crimes within 15 years after release. (2) An
inmate becomes eligible for parole on a capital life sentence after 40
years. (3) Very few people commit crimes over age 60; no measurable
statistical difference exists between crime rates for 60-year-old murder
convicts and 60-year-olds who have not committed a previous crime.FN21
FN21. We do note that testimony was admitted from defense expert Louis-Victor
Jeanty, a psychiatrist, that violence tends to decrease with age. (4)
Murderers are less likely to kill prison guards than burglars are. (5)
Being a prison guard is not a dangerous occupation. (6) The death
penalty is not cost effective.
(7) There is no evidence that the death penalty has an additional
deterrent effect over imprisonment. (8) There is a difference as far as
future dangerousness is concerned between serial killers and single
transaction multiple murderers.
Dr. Jedlika did not offer any testimony concerning any
characteristics peculiar to appellant. Items (5), (6), and (7) merely
constitute attacks on the validity of the death penalty scheme and are,
for that reason, irrelevant to the jury's factfinding task. Rachal v.
State, 917 S.W.2d 799, 817 (Tex.Crim.App.), cert. denied, 519 U.S. 1043,
117 S.Ct. 614, 136 L.Ed.2d 539 (1996). Item (2) was given to the jury in
its instructions. See point of error 103 below. Items (1), (3), (4), and
(8) may be relevant in the context of expert testimony concerning the
specific characteristics and background of the defendant and their
effect on future dangerousness. Matson v. State, 819 S.W.2d 839, 851 (Tex.Crim.App.1991);
Rachal, 917 S.W.2d at 817. But none of Dr. Jedlika's testimony related
to appellant's characteristics and background; no questions,
hypothetical or otherwise were asked regarding whether a person with
appellant's characteristics would pose a future danger. Hence, the
general testimony relating to recidivism was not shown to be relevant to
appellant. Point of error 109 is overruled. The judgment of the trial
court is AFFIRMED.
Mosley v. Dretke, 370 F.3d 467 (5th Cir. 2004) (Habeas)
Background: State prisoner whose conviction of capital murder was
affirmed on appeal, 983 S.W.2d 249, petitioned for writ of habeas
corpus. The United States District Court for the Eastern District of
Texas, John H. Hannah, Jr., J., denied the petition, and petitioner
appealed.
Holdings: The Court of Appeals, Edith Brown Clement, Circuit Judge,
held that:
(1) state appellate court's determination that prejudice, as required to
establish ineffective assistance of counsel claim, could not be presumed
from the filing of petitioner's brief on appeal from capital murder
conviction, was not contrary to, or an unreasonable application of,
clearly established federal law so as to warrant federal habeas relief;
(2) fact that state trial court forced petitioner's attorney to begin
the penalty phase the same say the jury returned a guilty verdict did
not violate petitioner's Sixth Amendment right to counsel;
(3) state appellate court's application of Supreme Court case involving
due process claim, rather than Supreme Court case involving equal
protection claim, to determine petitioner's claim that his right to
equal protection was violated by the discriminatory manner in which
grand jury forepersons were selected, contradicted clearly established
federal law, and thus warranted federal habeas relief in the form of
having the correct test applied; and
(4) petitioner failed to establish a degree of underrepresentation of
blacks as grand jury forepersons over a significant period of time, as
required to make out a prima facie violation of equal protection rights.
Affirmed.
EDITH BROWN CLEMENT, Circuit Judge:
Petitioner DaRoyce Lamont Mosley (“Mosley”) argues that he is entitled
to habeas relief because: (1) prejudice should have been presumed on his
ineffective assistance of appellate counsel claim; (2) his right to due
process was violated by the trial court's decision to begin the penalty
phase of his trial on Saturday instead of Monday; and (3) his right to
equal protection was violated by the discriminatory manner in which
grand jury forepersons were selected. Because we find no constitutional
violations, we AFFIRM.
I. FACTS AND PROCEEDINGS
Mosley was convicted of capital murder for the death of Patricia
Colter on October 28, 1995, and sentenced to death on November 3, 1995.
Patricia Colter, along with her husband Duane Colter, her ex-husband
Alvin Waller (“Waller”), and Luva Congleton (“Congleton”), were keeping
waitress Sandra Cash (“Cash”) company as she closed up Katie's Lounge in
Kilgore, Texas on July 21, 1994. Cash was placing the receipts for the
evening in a tackle box Katie's used to store money.
At approximately
11:45 p.m., two armed men wearing ski masks burst through the door. The
first man through the door said, “Give me the money, you white bitch.”
FN1 While sliding the tackle box towards the gunman, Cash was shot in
the hand as she attempted to shield her face. She was then shot in the
stomach, but nonetheless managed to call 911. This is all that Cash, the
sole survivor, was able to recall. FN1. Cash and the four patrons of
Katie's were white; Mosley and the others arrested for the robbery and
murders were black.
Cash and the bodies of the Colters, Waller, and Congleton were found
by police and EMS upon their arrival. Autopsies revealed that the
Colters each died from a single gunshot wound to the back of the head.
Bullets were recovered. Congleton was also shot in the back of the head,
but no bullet was recovered. Waller was shot twice in the head, and once
in the thigh; any one of the three wounds would have been fatal.
Forensics determined that the gun that shot Cash was not the same gun
that shot Waller and the Colters.
Mosley, Marcus Smith (“Marcus”), and Ray Don Mosley (“Ray Don”),
Mosley's uncle, were arrested separately on July 22 after the police
received several tips. One such tip was from Ricky Wheat, who lived
across the street from Katie's Lounge. He informed police that Ray Don,
along with Marcus and Mosley, had spoken with him on July 21 outside his
residence.
Ray Don, who was in possession of a pistol, told the informer
that there was some money in the area and that he had to have it. This
party of three left the Wheat property, and returned 30 minutes later
with a tackle box, requesting a ride. Ricky Wheat stated that Ray Don
told him he had shot someone over at Katie's Lounge.
Another tip was
from Christopher “Kaboo” Smith (“Kaboo”), Mosley's best friend and
Marcus's cousin. Kaboo told police that on the evening of the murders he
saw Mosley with a gun, which Mosley claimed to have gotten from Stanley
Rossum, a neighbor. Mosley left, but returned with Marcus and Ray Don.
Ray Don stated that they had killed people in Katie's Lounge. After
Kaboo expressed his disbelief, Mosley responded, “We did it.” Then
Mosley divided the contents of the tackle box evenly between Kaboo, Ray
Don, and Marcus, each party receiving $77.00.
On July 22, 1994, after pulling over Mosley to arrest Marcus, the
police asked Mosley if he would voluntarily go to the police station to
answer some questions. Mosley agreed.
At first, Mosley averred that he had nothing to do with the robbery
and murders at Katie's Lounge. After the police received information
from Marcus, however, they arrested Mosley. At this point, Mosley made a
second oral statement and admitted to shooting two of the people at
Katie's Lounge. Mosley requested and received the presence of his
grandparents before continuing further.
In the third statement, which
was transcribed, Mosley insisted that the offense had been planned in
advance, but that once it was time to go through with the plan, he did
not want to participate. Although he admitted to being present at
Katie's Lounge when the shootings occurred, he denied shooting anyone.
He also informed the police that he had been wearing a ski mask or
toboggan during the offense and had thrown it in the woods near the
Wheat residence.
Based upon information in the third statement, law enforcement
officers requested Mosley accompany them in search of the discarded hat.
A glove was found near the toboggan, and Mosley then admitted to wearing
a glove during the robbery. Law enforcement agents explained to Mosley
that they could tell by the residue on the glove whether the person
wearing it had fired a gun. They asked if Mosley had anything to add to
his previous statements.
At this time Mosley made another oral statement, indicating that he
had shot four people at Katie's Lounge and Ray Don had shot the woman
behind the bar. After a period of rest, Mosley made his final statement
to police.
Ray Don went in first and told everybody to get down. They were still
sitting up in the chairs and I heard a shot. The people looked at me and
it scared me and I shot a lady at the table. I was about five feet from
her and I shot her in the back of the head. Another lady got up and ran.
Ray Don told me to kill them. Ray Don told me to shoot them or get shot.
When I looked at Ray Don, he was pointing the gun at me. He said this
after I had already shot the first lady. Then I shot a man who was
sitting by the first lady I shot. I don't know where I shot the man at.
I was about the same distance I was when I shot the lady. By this time
the lady that ran had gotten under the pool table. I told the lady to
get out from under the pool table.
Ray Don said, “Fuck that, shoot her.”
Then I shot the lady under the pool table twice in the head. I bent down
next to the pool table and shot her twice. Then Ray Don was behind the
bar and had shot behind there. I came from around the pool table and
another man was by the bar. The man got up and was coming towards me
with a pool stick. Ray Don said, “Shoot him boy, shoot him.” I just
turned my head away and shot three times. The man fell after I had shot
three times. Ray Don had gotten the money in a big box from behind the
bar.
The box was dark colored. Then we ran out and ran across the
street. Ray Don started hollering and asking me where Marcus was at. I
kept telling him I didn't know. Then we saw Marcus come up behind us
after we crossed Highway 136. Ray Don asked Marcus where he had been and
Marcus told him he had been trying to break in a car. Marcus went into
Katie's when Ray Don and I went in. After I shot the first lady, I
looked around and Marcus had left Katie's. Mosley was indicted for the
capital murder of Patricia Colter on August 4, 1994.
During his trial, Mosley was represented by Gary Bledsoe (“Bledsoe”),
Cynthia Orr (“Orr”), and Gerald Goldstein (“Goldstein”). The jury
returned a guilty verdict Saturday, October 28, 1995. The penalty phase
of the trial began the same day; the jury returned a death sentence on
November 3, 1995.
Bledsoe and Orr represented Mosley on direct appeal to the Texas
Court of Criminal Appeals. That court affirmed his conviction and
sentence. Mosley v. State, 983 S.W.2d 249 (Tex.Crim.App.1998). The
Supreme Court of the United States denied Mosley's petition for a writ
of certiorari on April 19, 1999. Mosley v. Texas, 526 U.S. 1070, 119
S.Ct. 1466, 143 L.Ed.2d 550 (1999).
Before the affirmation of his conviction and sentence on direct
appeal, Mosley commenced his state post-conviction action on December
14, 1997. Although the trial court recommended that he be granted relief
on his ineffective assistance of counsel (“IAC”) claim, the Texas Court
of Criminal Appeals denied Mosley's application for state habeas relief.
Mosley's petition for writ of certiorari as to his state habeas claims
was denied by the Supreme Court on January 10, 2000. Mosley v. Texas,
528 U.S. 1083, 120 S.Ct. 807, 145 L.Ed.2d 679 (2000). Mosley's present
writ of habeas corpus was filed on June 30, 2000 in the district court
for the Eastern District of Texas. Although the district court denied
habeas relief, it granted a certificate of appealability on the three
claims now before this Court.
* * *
A. Ineffective Assistance of Counsel on Appeal
The first issue before us is whether the state court's determination
that prejudice could not be presumed from the filing of Mosley's
appellate brief is contrary to, or an unreasonable application of,
clearly established federal law. Mosley contends that because his brief
on direct appeal was filed late, and because the brief itself was
“woefully inadequate,” prejudice should have been presumed. The
Government counters that Mosley failed to show prejudice, much less that
prejudice should be presumed.
Relief based upon an IAC claim, under the standard enunciated in
Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674
(1984), may only be granted if the petitioner demonstrates both that
counsel was deficient and that the deficiency prejudiced the
petitioner's defense. 466 U.S. at 687-88, 690, 104 S.Ct. 2052. In
extremely rare circumstances, however, prejudice may be presumed from
the delinquent performance of counsel.
This presumption of prejudice may
occur if there is a complete denial of counsel, or if “counsel entirely
fails to subject the prosecution's case to meaningful adversarial
testing.” United States v. Cronic, 466 U.S. 648, 659, 104 S.Ct. 2039, 80
L.Ed.2d 657 (1984). Mosley does not contend that counsel was not present
or available during direct appeal; we therefore assume that he contends
that the prosecution's case was not tested because of the sub-standard
briefing on appeal.
Uncontested evidence reveals that the brief submitted on direct
appeal FN2 was a 205 page tome, raising 173 FN3 points of error. This
brief was filed after several extensions of time, and was nonetheless
ultimately filed late. The brief was never proofread in its entirety. On
direct appeal, the court addressed roughly 20 of the 173 points of
error. Several sets of objections were repeated later in the brief,
while others were not addressed because they were inadequately briefed.
There was testimony suggesting that the brief was prepared after the
expiry of the last filing deadline.
FN2. Mosley makes much of the briefing deficiencies of counsel at
trial; these deficiencies, however, are of no moment to the present
petition, because he failed to apply for and receive a COA on this
issue. FN3. The Court of Criminal Appeals noted that although there were
apparently supposed to be 176 points of error, there were no points of
error numbered 75-77, so in reality there were only 173 points of error.
Despite these inadequacies, it is clear from the thoughtful opinion
from the Court of Criminal Appeals that Mosley's appellate counsel did
subject the prosecution's case to meaningful testing. This is unlike the
brief in Passmore v. Estelle, 607 F.2d 662, 663-64 (5th Cir.1979), which
was a presumptively-prejudicial one page anomaly.
In the case at bar
counsel provided adequate grounds for appeal for the court to review,
and, ultimately, to deny. That the brief contained assignments of error
above (or below) and beyond those addressed by the court does not make
the brief presumptively prejudicial. We therefore decline to grant
habeas relief on this claim.
B. Due Process
Mosley next contends that the state court's ruling that the trial
court's refusal to allow counsel additional time to prepare for the
punishment phase was not a violation of his due process rights is
contrary to, or an unreasonable application of, clearly established
federal law. Mosley maintains that his due process rights were violated
when the trial court forced his attorney to begin the penalty phase on
Saturday after the jury returned a verdict in the guilt phase. As was
his stance with respect to his IAC claim, Mosley again claims that
prejudice can be presumed under Cronic.
The jury returned a guilty verdict on Saturday, October 28, 1997. The
Government indicated that it had its witnesses on 30 minute call to
proceed with the penalty phase. Orr objected, indicating to the court
that she understood that even if the guilty verdict were returned on
Saturday, the penalty phase would not begin until Monday, October 30,
1997.
Because this was her understanding, Orr had failed to prepare any
strategy overall, had failed to prepare a strategy for cross-examining
witnesses, and had failed to have defense witnesses on call. It was
later revealed that Goldstein was scheduled to do the penalty phase, and
that Orr had never intended to perform these duties.
Based upon the preferences of the jury, the court refused Orr's
request for a continuance until Monday. Instead, Orr was given two hours
to prepare for the penalty phase of the trial.
In his brief to this Court, Mosley offers no cases to support a due
process claim based upon a trial court's ruling that the penalty phase
would commence immediately after the guilt phase of a trial. Because the
due process claim has not been briefed to this Court, we decline to
examine it. See Yohey v. Collins, 985 F.2d 222, 224-25 (5th Cir.1993)
(finding that a defendant abandons arguments by failing to argue them in
the body of his brief).
Although Mosley claims this portion of his brief amounts to a due
process challenge, the cases he cites in support of his contention are
for Sixth Amendment deprivation of effective assistance of counsel. Out
of an abundance of caution, we will address his claims with respect to
the sentencing phase of the trial as IAC claims. In so doing, we cannot
find this lack of preparation for one portion of his trial deficient. As
the Supreme Court noted in Morris v. Slappy, 461 U.S. 1, 11, 103 S.Ct.
1610, 75 L.Ed.2d 610 (1983) “[n]ot every restriction on counsel's time
or opportunity to investigate or consult with his client or otherwise to
prepare for trial violates a defendant's Sixth Amendment right to
counsel.... [O]nly an unreasoning and arbitrary insistence upon
expeditiousness in the face of a justifiable request for delay violates
the right to the assistance of counsel.” (emphasis added) (citations and
quotations omitted).
In Slappy, the Supreme Court found no violation of
the defendant's right to counsel despite the fact that replacement
counsel had been appointed six days prior to the beginning of trial. The
circumstances here are even less problematic, primarily because Orr was
chief counsel throughout the guilt phase of the trial. She was
intimately acquainted with Mosley and the facts of the case. She had
heard all of the testimony and had an opportunity to observe the jury.
That Orr had been warned that the penalty phase would begin after the
resolution of the guilt phase, and chose to ignore that warning, does
not rise to the level of ineffective assistance of counsel.
C. Equal Protection
The final, and most contentious, issue before us is whether the state
court's determination that there was no equal protection violation in
the selection of the grand jury foreperson is contrary to, or an
unreasonable application of, clearly established federal law. Mosley
asserts that the Court of Criminal Appeals's application of the due
process, instead of equal protection test, violates Supreme Court
precedent. The Government insists that the use of the due process test
was not in violation of clearly established Supreme Court precedent,
even though the state court's methodology was contrary to Fifth Circuit
precedent.
At the heart of the matter are two Supreme Court cases: Rose v.
Mitchell, 443 U.S. 545, 99 S.Ct. 2993, 61 L.Ed.2d 739 (1979), and Hobby
v. United States, 468 U.S. 339, 104 S.Ct. 3093, 82 L.Ed.2d 260 (1984).
Rose addressed a possible equal protection violation in the selection of
grand jury forepersons. Hobby, on the other hand, addressed a possible
due process violation in the selection of grand jury forepersons.
(1) Rose v. Mitchell and the Equal Protection Clause
In Rose, four black men indicted for capital murder filed pleas in
abatement, seeking dismissal of their indictments “on the grounds that
the grand jury array, and the foreman, had been selected in a racially
discriminatory fashion.” 443 U.S. at 548, 99 S.Ct. 2993 (emphasis
added).
In Tennessee, a grand jury consisted of 12 members, with the
foreperson making up the thirteenth. The 12 grand jury members were
selected by a key man system, in which three commissioners compiled a
list of qualified potential jurors from which the grand jurors were
selected at random. The foreperson, on the other hand, was appointed by
the judge of the court for a two year term. Id. at n. 2. The pleas in
abatement were denied, and the four were found guilty of first-degree
murder. Id. at 549, 99 S.Ct. 2993. On direct appeal, the convictions
were affirmed. Id. After post-conviction proceedings, the Supreme Court
granted certiorari to consider the equal protection claim with respect
to the selection of the foreperson of the grand jury. Id. at 550, 99
S.Ct. 2993.
The court first determined that racial discrimination did pose a
potential for harm, even in the context of the selection of grand jury
forepersons. 443 U.S. at 554, 99 S.Ct. 2993. It then reviewed the evils
sought to be eradicated by the Equal Protection Clause, observing that
“[d]iscrimination on the basis of race, odious in all aspects, is
especially pernicious in the administration of justice. Selection of
members of a grand jury because they are of one race and not another
destroys the appearance of justice and thereby casts doubt on the
integrity of the judicial process.” Id. at 555-56, 99 S.Ct. 2993.
It is
for this reason that the Supreme Court “recognized that a criminal
defendant's right to equal protection of the laws has been denied when
he is indicted by a grand jury from which members of a racial group
purposefully have been excluded.” Id. at 556, 99 S.Ct. 2993.
The Supreme Court then addressed concerns expressed in the
concurrence that the remedy necessary for discrimination in the
selection of the grand jury-quashing the indictment-was too drastic. The
Court noted that even if the original indictment were quashed, the
defendant could still be re-indicted, and re-convicted, with the same
proof used at the first trial, so long as the procedure used “conforms
to constitutional requirements.” 443 U.S. at 552, 99 S.Ct. 2993
(citations omitted). While recognizing this as a cost, the Court
nonetheless insisted this was the remedy necessary if discrimination
were found in the selection of the grand jury or the grand jury
foreperson. Id. at 551, 99 S.Ct. 2993.
Reviewing the facts of the case before it, the Court reminded readers
that habeas relief was only available if discrimination were proved.
“[I]n order to show that an equal protection violation has occurred in
the context of grand jury foreman selection, the defendant must show
that the procedure employed resulted in substantial underrepresentation
of his race or of the identifiable group to which he belongs.” 443 U.S.
at 565, 99 S.Ct. 2993 (citations omitted).
A prima facie case of
discrimination may be established only if three requirements are met:
(1) the group is a recognizable, distinct class, singled out for
different treatment; (2) the degree of underrepresentation is calculable
by comparing the proportion of the group in the total population to
those called to act as grand jury forepersons over “a significant period
of time”; (3) the selection procedure is susceptible of abuse. Id. If
the defendant makes such a prima facie showing, the burden shifts to the
state to rebut that showing.
The Supreme Court determined that, although arguendo the first and
third requirements had been met, the degree of underrepresentation had
not been established. 443 U.S. at 566, 99 S.Ct. 2993. The defendants
based their case for underrepresentation solely on the testimony of
three former grand jury foremen from the county in question. The Court
concluded that the testimony did not cover any significant period of
time and failed to include any numerical data on the total number of
grand jury forepersons appointed during the critical period of time, and
thus that the defendants failed to establish a prima facie case of
discrimination. Id. at 570-71, 99 S.Ct. 2993.
(2) Hobby v. United States and the Due Process Clause
The Supreme Court in Hobby v. United States, 468 U.S. 339, 104 S.Ct.
3093, 82 L.Ed.2d 260 (1984), faced a similar set of facts but wholly
different constitutional claims than it did in Rose. Hobby, a white male
defendant, alleged that discrimination against blacks and women in the
selection of federal grand jury forepersons resulted in a violation of
his right to due process under the Fifth Amendment. 468 U.S. at 341-42,
104 S.Ct. 3093. Because of this discrimination, Hobby asserted, the
indictment against him should have been quashed. Id. at 343, 104 S.Ct.
3093.
The Supreme Court disagreed. It first observed that, while due
process rights were implicated in the discriminatory selection of a
grand jury, no such rights were implicated by the discriminatory
selection of a grand jury foreperson. “Unlike the grand jury itself, the
office of grand jury foreman is not a creature of the Constitution;
instead, the post of foreman was originally instituted by statute for
the convenience of the court.” 468 U.S. at 344, 104 S.Ct. 3093.
The
Court found that Hobby's due process rights were not impinged upon by
the selection of a grand jury foreperson in a discriminatory fashion.
The role of the foreperson in a federal grand jury, the Court observed,
is purely ministerial. Given the ministerial purpose of the position,
“discrimination in the selection of one person from among the members of
a properly constituted grand jury can have little, if indeed any,
appreciable effect upon the defendant's due process right to fundamental
fairness.” Id. at 345, 104 S.Ct. 3093 (emphasis added).
Hobby argued that Rose compelled a different result and that the
Supreme Court should set aside his indictment. 468 U.S. at 346, 104
S.Ct. 3093. The Court disagreed, finding Hobby's reliance on Rose
misplaced. First the Court noted that the defendants in Rose were of the
same race as those excluded from the jury.FN4
The Court also observed
that the state of Tennessee used a unique method to select the jury
foreperson in Rose. In the federal system, under which Hobby was
indicted, the jury foreperson was selected from among the twelve grand
jurors, while in Rose the twelve grand jurors were selected, and then
the judge selected a thirteenth person as the jury foreperson,
effectively putting on the grand jury a “surrogate of the judge.” Id. at
348, 104 S.Ct. 3093.
Finally, the Court distinguished Rose because of
the role the foreperson was to play on the Tennessee grand jury as
opposed to the federal grand jury. In Tennessee, the foreperson had
investigative and administrative power, while in the federal system, the
role was ministerial in nature. Id. at 348-49, 104 S.Ct. 3093. The Hobby
Court concluded that Rose “assumed ... that discrimination with regard
to the foreman's selection would require the setting aside of a
subsequent conviction,” but that “[n]o such assumption is appropriate
here, however, in the very different context of a due process challenge
by a white male to the selection of foremen of federal grand juries.”
Id. at 349, 104 S.Ct. 3093 (emphasis added).
FN4. After the Supreme Court's decision in Campbell v. Louisiana, 523
U.S. 392, 118 S.Ct. 1419, 140 L.Ed.2d 551 (1998), which extended
standing to white criminal defendants raising equal protection and due
process objections to discrimination against black persons in grand jury
selection, this point of distinction is no longer relevant.
(3) Mosley's Equal Protection Claim under Hobby
When Mosley brought his equal protection claim, the Texas Court of
Criminal Appeals on direct appeal concluded that Hobby, and not Rose,
controlled. It determined that, although Rose was directed at an equal
protection claim, as was Mosley's claim, the ministerial nature of the
Texas state grand jury foreperson, along with the method of foreperson
selection, made the case more closely resemble the facts outlined in
Hobby. Mosley v. State, 983 S.W.2d 249, 256 (Tex.Crim.App.1998).
In dismissing Mosley's appeal on this issue, the court intoned that
Mosley's own equal protection interests are satisfied by the impartial
selection of the members of the grand jury. That selection ensures that
the decision-making process is not tainted by racial discrimination.
Because the foreman's additional duties are merely ministerial, they do
not impact an appellant's right to a grand jury determination of
probable cause to go forward with a prosecution. Id. Despite federal
cases to the contrary, the Texas Court of Criminal Appeals followed its
precedent in Rousseau v. State, 855 S.W.2d 666, 687-688
(Tex.Crim.App.1993), and upheld the constitutionality of Mosley's
indictment under Hobby.
The decision of the Texas Court of Criminal Appeals to apply Hobby to
the case at bar flatly contradicts the clearly established federal law
of Rose. The distinction between Hobby and Rose lies not with the role
of the foreperson, but rather with the nature of the alleged injury.
Johnson v. Puckett, 929 F.2d 1067, 1071 (5th Cir.1991).
The Texas court
mistakenly assumed that only Mosley's equal protection interests were
implicated by the selection of a grand jury foreperson. This is simply
not the case. When Mosley makes an equal protection challenge, he also
represents the interests of those who are not selected as grand jury
forepersons. While these “non-selects” may have no due process interests
in being a grand jury foreperson, they undoubtedly have an equal
protection interest in performing the duties of foreperson. Id. “This [equal
protection] injury to society as a whole, as well as the stigmatization
and prejudice directed against a distinct group, exists regardless of
the extent of the grand jury foreman's authority.” Id.
The Supreme Court in Rose unequivocally stated that “in order to show
that an equal protection violation has occurred in the context of grand
jury foreman selection, the defendant must show that the procedure
employed resulted in substantial underrepresentation of his race or of
the identifiable group to which he belongs.” 443 U.S. 545, 565, 99 S.Ct.
2993, 61 L.Ed.2d 739 (emphasis added).
Nothing in Hobby purported to
address an alleged equal protection violation or to change the test for
equal protection violations as elucidated in Rose. Rose provides the
three-step test for evaluating an equal protection claim; the Texas
state court simply failed to apply this standard. The decision reached
by the Texas state court is in direct conflict with Rose, and therefore
Mosley is entitled to habeas relief, in the form of having the correct
test applied.
(4) Mosley's Equal Protection Claim under Rose
Applying Rose to the facts at hand, Mosley has failed to make a prima
facie showing of discrimination. There is no question that Mosley, as a
black man, is a member of a recognizable group.
Mosley also satisfies the third prong of the Rose test, which
inquires as to whether the process for selecting grand jury forepersons
is susceptible to abuse. Potential members of grand juries in Gregg
County are selected either using the grand jury commissioner system or a
jury wheel system. Under Texas law, “[w]hen the grand jury is completed,
the court shall appoint one of the number foreman.” Tex.Code Crim. Proc.
Ann. art. 19.34 (1977).
This unfettered discretion permits the trial
court to select the foreperson by simply looking at the grand jury
members. “In cases in which the jury commissioners have had access to
the racial identity of potential grand jurors while engaged in the
selection process, the Supreme Court has repeatedly found that the
procedure constituted a system impermissibly susceptible to abuse and
racial discrimination.” Rideau, 237 F.3d at 488. A judge in Texas has
access to the race of potential grand jury forepersons as the entire
grand jury array is visible to him. “Obviously that practice makes it
easier for those to discriminate who are of a mind to discriminate.”
Alexander v. Louisiana, 405 U.S. 625, 631, 92 S.Ct. 1221, 31 L.Ed.2d 536
(1972) (citations omitted).
Not only is this method of selecting a foreman opaque, but the
Government effectively established by its own testimony the
susceptibility of the process to abuse. The prosecuting attorney for
Mosley's case, Richard Dunn (“Dunn”) testified at the hearing to quash
the indictment that, in his years in the District Attorney's office,
from 1982 to the date of the hearing, he had noticed a pattern in the
selection of grand jury forepersons. He testified:
[In] '87 ... it began to be noticeable to me, perhaps even a few
years later on, that there were not any African-Americans from our
community who had actually presided and been Foreman of the Grand Jury.
Since it was the law, and we submit it still is, that when the job is
ministerial in nature only, the race of the Foreman doesn't make that
much difference so long as the overall process is not
under-representative which we did not believe it to be. However, there
came a time-and that time-and I wish I could give everybody a date on
this with more precision-but I can tell everyone here that that happened
on-what I'm about to describe happened some time in mid to late 1991. I
talked to Mr. Brabham [the district attorney] and related my concerns to
him that, even from the standpoint of appearance and from no other
standpoint, and fundamentally dealing with respect to the process,
setting aside what some Appellate Court might or might not say, that I
was beginning to be concerned that we did not have any African-American
Grand Jury Foreman-or that we had not. I recalled one-I happened to
recall one from 1983 who had been Foreman. But from 1984, '85,
'86-particularly beginning with '85, I was aware that there had not been
a Grand Jury Foreman who was African-American. Based on that-as I said
approximately that time-we'll say the middle of 1991, I approached each
of our District Judges, Judge Khoury [presiding over the Mosley trial]
and Judge Starr, and mentioned to them that I saw this as something they
just needed to be aware of.
There was further testimony that, from January 1991, the time at
which Dunn alerted the judges of Gregg County of the trend he had
noticed, until the time of Mosley's trial, 20.8% of all grand jury
forepersons were black. The most pressing concern is whether Mosley
presented a degree of underrepresentation of blacks as grand jury
forepersons over a significant period of time, and thereby satisfied the
second prong of Rose. Reviewing the voluminous record on the matter, we
conclude that he has not adequately established underrepresentation.
At
a hearing on Mosley's motion to quash his indictment, the trial court
was presented with the following uncontroverted testimony: according to
the 1990 census, 17.3% of the adult voting age population of Gregg
County was black; from the beginning of 1984 through the end of 1994,
sixty-three grand jury forepersons were selected, only five of whom, or
7.9%, were black. The absolute difference between the percentage of
voting age blacks in Gregg County and the percentage of blacks chosen as
grand jury forepersons is 9.4%.FN5
FN5. When the group in question makes up a sufficiently large
proportion of the overall population, absolute disparity is the only
disparity used by this Court to determine underrepresentation. We leave
open the possibility that if the distinctive group at issue makes up
less than 10% of the population, comparative disparity may be used.
United States v. Butler, 615 F.2d 685, 686 (5th Cir.1980), denial of
petition for rehearing en banc.
It is true that the Supreme Court “has never announced mathematical
standards for the demonstration of systematic exclusion of blacks.”
Rideau v. Whitley, 237 F.3d 472, 487 (5th Cir.2000) (citations and
internal quotations omitted). This Court has, however, recognized that
absolute disparities of 19.7%, 14.7% and 13.5% are sufficient to satisfy
this prong of the Rose test. Id. at 486 (citing Sims v. Georgia, 389 U.S.
404, 88 S.Ct. 523, 19 L.Ed.2d 634 (1967) and Jones v. Georgia, 389 U.S.
24, 88 S.Ct. 4, 19 L.Ed.2d 25 (1967)). This Court has also recognized
that absolute disparities of 10% or less are insufficient to establish
statistical discrepancies worthy of relief. See United States v. Maskeny,
609 F.2d 183, 190 (5th Cir.1980) (finding that the disparity offered by
the defendant was less than 10% and therefore did “not make out a
constitutional violation”).FN6
We find the reasoning employed in Maskeny
persuasive, and again do not believe that the Supreme Court intended the
amount of disparity necessary to prove purposeful discrimination in the
jury venire in violation of the Equal Protection Clause to be different
from the amount of disparity necessary to make a prima facie case under
Rose. In the present case, we find an absolute disparity of 9.4% is
insufficient to make out a prima facie equal protection violation under
Rose.
FN6. In Maskeny, this Court recognized that while the 10% figure it
was using came from an equal protection case where purposeful
discrimination needed to be shown, Swain v. Alabama, 380 U.S. 202, 85
S.Ct. 824, 13 L.Ed.2d 759 (1965) overruled in part by Batson v.
Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986), nothing in
Supreme Court jurisprudence suggested that the necessary amount of
disparity would differ between an equal protection claim and a Sixth
Amendment cross-section. 609 F.2d 183, 190 (1980).
IV. CONCLUSION
For the foregoing reasons, the judgment of the district court is
AFFIRMED.