In the Court
of Criminal Appeals of Texas
No. 73,590
Britt Allen Ripkowski,
Appellant,
v.
The State of Texas
On Direct
Appeal from Harris County
Keller, P.J., delivered the
opinion of the Court, joined by Keasler, Hervey, Holcomb, and
Cochran, JJ. Womack, J. joined in part with note. Cochran, J.
filed a concurring opinion. Meyers, J. filed a dissenting opinion,
joined by Price and Johnson, JJ.
O P I N I O N
Appellant was convicted of
capital murder,1 the jury answered the future
dangerousness issue affirmatively,2 and the trial judge
sentenced appellant to death. Direct appeal to this Court is
automatic.3 Appellant raises twenty-four points of
error. We will affirm.
1. Oral Statements
In points of error one through
six, appellant complains about a non-recorded oral statement he
made to the police concerning the location of the victim’s body.
In points seven through twelve, he complains about a videotaped
confession. He alleges violations of Articles 38.21, 38.22, 38.23,
Miranda v. Arizona,4 the Fifth and Sixth
Amendments to the United States Constitution, and counterpart
provisions in the Texas Constitution. We consider only the
Miranda issue because appellant has failed to present argument
or authorities in support of the other allegations in these points
of error.5
In reviewing claims of Miranda
violations, we conduct the bifurcated review articulated in
Guzman v. State.6 We afford almost total deference
to the trial court’s rulings on questions of historical fact and
on application of law to fact questions that turn upon credibility
and demeanor while we review de novo the trial court’s
rulings on application of law to fact questions that do not turn
upon credibility and demeanor.7
a. Facts
Monica Allen and appellant dated
for awhile but had a stormy relationship. Allen had a two- year-old
daughter, Dominique Frome, from a prior relationship. Appellant
had lived with Allen at various times in Salt Lake City, Utah and
in Houston, Texas. At the time of the events giving rise to this
prosecution, they were living apart, with appellant in Houston and
Allen in Salt Lake City.
On December 22, 1997, a young woman’s
body was found by the side of a roadway near Monticello, Utah. The
body was not identified at that time. On December 30th,
a missing persons report was filed on Allen and her daughter. The
FBI and the Salt Lake City Police Department (SLCPD) began an
investigation of the disappearances. Detective Kelly Kent of the
SLCPD was one of the officers assigned to investigate. On January
15, 1998, the body found in Utah was identified as Allen’s.
The following day, Special Agent Gary Steger,
with the Houston Division of the FBI, contacted appellant at his
apartment in Houston. Steger and another FBI agent introduced
themselves and told appellant that they were investigating the
disappearance of Allen and her child. They talked with appellant,
received his permission to search the apartment, and conducted a
search that revealed nothing of importance to the investigation.
Special Agent Steger did see a crack pipe in the apartment. That
same day, appellant called Detective Kent, with whom he had past
dealings. Appellant told Kent that he, Allen, and Dominique had
left Salt Lake City together but parted ways at St. George, Utah
on December 21st. Appellant called Kent again on
January 19th. This time he told her that he had taken
Dominique to Houston and that a friend had taken her to Mexico.
On January 20th, appellant called
Kent and told her that he had been in contact with the FBI and he
believed that they were following him. That same day, the FBI
searched appellant’s apartment pursuant to a federal search
warrant. Appellant told Special Agent Steger the revised story of
taking Dominique to Houston and a friend taking her to Mexico.
Appellant said that he had used Allen’s van to drive from Salt
Lake City to Houston, and he told FBI agents where the van was
located. The van was seized by the FBI and Special Agent Steger
returned appellant to his apartment.
On January 22nd,
appellant was arrested by federal agents. Special Agent Eric
Johnson read appellant his Miranda warnings and transported
him to the Houston FBI office. Johnson testified that he did not
threaten appellant or make any promises. Johnson denied that
appellant was disoriented during this time period. During a pat-down
search of appellant, Johnson discovered some phone cords and a
necktie. During transit, appellant told officers that he should
have made them kill him.
Appellant was turned over to Special Agent
Steger at the Houston FBI office. Steger noticed that appellant
had some scratches on his face and an injury to his wrist. The
wrist injury consisted of a one-sixth of an inch deep slash across
the wrist. Appellant told Steger that he had tried to slit his
wrists the night before. Steger took appellant to a nurse for
medical treatment. Afterwards, appellant was placed in an
interrogation room for questioning. Also present in the
interrogation room were Special Agent Steger, Detective Kent, and
Charles Oliver, a homicide investigator for SLCPD. Steger read the
Miranda warnings. Oliver testified that Steger read each
warning individually, and after each one, Steger asked appellant
if he understood his rights. Appellant appeared to understand his
rights and appeared to knowingly, intelligently, and voluntarily
waive the rights. Oliver further testified that appellant did not
appear to be under the influence of drugs or alcohol. When asked
questions, appellant responded coherently and appropriately. After
warnings were read and rights waived, Detective Kent interviewed
appellant.
Kent also testified that appellant appeared to
understand the warnings. Kent observed that appellant read the
waiver of rights form aloud and that appellant appeared to
voluntarily, knowingly, and intelligently waive his rights. No
promises, threats, or abuse of any kind occurred before or during
the interrogation. According to Kent, appellant did not appear to
be under the influence of drugs or alcohol, he appeared to
understand what was going on, and when asked questions, he
responded appropriately. This first interview by Kent was not
electronically recorded. During the interview appellant admitted
to killing both Allen and Dominique. Appellant related that, on
December 24th, he killed Dominique, put her body in a
suitcase, and buried the suitcase in an undeveloped area near the
Sheldon Reservoir in northeast Harris County.
Appellant agreed to help locate
Dominique’s body. He went with law enforcement agents to the area
he described and they attempted to find the victim’s body. But the
terrain was swampy and covered with underbrush, and appellant
exhibited confusion about the body’s location. Several law
enforcement agents testified that they believed appellant was
honestly trying to help locate the body but was unsuccessful.
Appellant informed officers that the body could be further up the
same road about a half mile.
After this failed attempt to find the child’s
body, Steger took appellant to the homicide division of the
Houston Police Department. Appellant was placed in an interview
room with Detective Kent and Houston Police Officer Robert King.
King testified that he read appellant the required warnings and
appellant nodded his head after each individual warning was read.
Both King and Kent testified that appellant appeared to understand
his rights and appeared to waive those rights voluntarily. Kent
then conducted a videotaped interrogation of appellant. Kent and
King both testified that appellant did not appear to be under the
influence of drugs or alcohol during the interrogation and that
appellant responded appropriately to questions. During the
interrogation appellant again described how he killed Allen and
Dominique and again described how he disposed of Dominique’s body.
Appellant also stated that he had used cocaine extensively up to
and just prior to arrest, that he had recently attempted suicide
by trying to slit his wrists, and that he had tried to kill
himself by taking an overdose of pills shortly before his arrest.
After the taping ended, appellant was shown a map, and he pointed
out the area on the map where Dominique’s body was located.
On January 23rd, armed with this
information, law enforcement agents found Dominique’s body. That
same day, appellant submitted physical samples for toxicological
testing, which later revealed the presence of cocaine in
appellant’s system.
At a hearing on appellant’s motion to suppress
evidence, appellant presented expert testimony from Dr. Paula
Lundberg-Love that a combination of stressful conditions, bipolar
mental disorder, and cocaine binging rendered appellant
incompetent to understand and waive his rights.
After hearing the evidence, the trial court
found that appellant had knowingly, intelligently, and voluntarily
waived his rights. The trial court held the complained-of
statements to be admissible.
b. Analysis
An inquiry into the waiver of
Miranda rights “has two distinct dimensions.”8
First, the waiver must be “voluntary in the sense that it was the
product of a free and deliberate choice rather than intimidation,
coercion, or deception.”9 Second, the waiver must be
made “with a full awareness both of the nature of the right being
abandoned and the consequences of the decision to abandon it.”10
As to the voluntariness issue, appellant does not contend, and the
record does not show, that law enforcement agents coerced
appellant in any manner. “[T]he Fifth Amendment privilege is not
concerned ‘with moral and psychological pressures to confess
emanating from sources other than official coercion.’”11
If appellant’s cocaine use and mental disorders alone impelled him
to confess, that is of no constitutional consequence.
However, these factors are relevant to the
second issue: whether he was aware of his rights and of the
consequences of waiver. But such factors do not automatically
determine the issue. Intoxication, for example, is but one
relevant factor to consider in determining whether an accused
understood his rights.12 On the record before us, the
trial court was clearly within its discretion in finding that
appellant understood his rights and the effect of waiving those
rights. Various law enforcement officials testified that appellant
appeared to comprehend the warnings and the questions asked during
interrogation, that appellant was coherent and gave appropriate
answers to questions, and that appellant did not appear to be
intoxicated by alcohol or under the influence of any drugs.
Although appellant presented expert testimony that conflicted with
that of the State’s witnesses, the trial court was entitled to
believe the State’s witnesses rather than appellant’s expert.
Points of error one through twelve are overruled.
2. Psychiatric Testimony
In points of error thirteen and
fourteen, appellant contends that the trial court erred in
admitting into evidence the testimony of two jail psychiatrists
who interviewed appellant while he was in custody. Appellant
argues that, because he was given no Miranda warnings
before the interviews and because counsel was not notified that
the interviews would occur, admitting the psychiatric testimony
was a violation of his Fifth Amendment right against self-incrimination
and his Sixth Amendment right to counsel under Estelle v. Smith.13
The following colloquy occurred at trial:
[DEFENSE]: It’s my understanding they are
going to bring a doctor from the jail who examined Mr. Ripkowski
while he was in custody without the benefit of warnings – unless
I’m mistaken about that. We would object to his testimony as a
violation of Mr. Ripkowski’s Fifth and Sixth Amendment rights,
as well as on State constitutional grounds, and it’s a violation
of Estelle vs. Smith for them to conduct an in-custody
psychological interview without the benefit of warnings.
That’s our argument.
[PROSECUTION]: He requested the treatment. It
was not at our request; it was at his request when he first came
into the jail. It was a doctor, not the expert for the State. I
won’t go into any questions regarding the offense.
[DEFENSE]: I accept completely the way she
represents it. We still think it’s covered by Estelle vs. Smith
and would be a Fifth and Sixth Amendment violation, and we make
that objection.
(Emphasis added).
In Smith, the trial judge
ordered a psychiatric examination of the defendant to determine
whether he was competent to stand trial.14 The
defendant was in custody at the time.15 As a witness
for the State in the punishment phase of trial, the psychiatrist
expressed opinions tending to show that the defendant was a future
danger to society.16 The Supreme Court held that the
testimony violated the defendant’s Fifth Amendment right against
self-incrimination because he was not given Miranda
warnings before he made statements in the interview that were
ultimately used by the psychiatrist to form opinions about the
defendant’s future dangerousness.17 The Court also
found a violation of the Sixth Amendment’s right to counsel
because criminal proceedings had already been initiated by
indictment, the defendant was represented by an attorney, and
defense counsel was not notified that the psychiatric interview
would encompass the issue of the defendant’s future dangerousness.18
However, in Buchanan v. Kentucky,19
the Supreme Court recognized limits to its holding in Smith.
As in Smith, the interview in Buchanan was conducted
without giving Miranda warnings to the defendant. But
Buchanan presented three crucial distinguishing factors: (1)
defense counsel had requested the psychiatric examination pursuant
to Kentucky’s involuntary hospitalization procedure, (2) the
entire defense strategy revolved around establishing a mental
status defense of extreme emotional disturbance, and (3) the State
introduced the psychiatric testimony for the limited purpose of
rebutting the defendant’s mental status defense.20
Under these circumstances, the Supreme Court found that there was
no Fifth or Sixth Amendment violation.21
The facts in the present case are similar to
those in Buchanan. The interviews with jail psychiatrists
occurred because appellant requested treatment. At the guilt-innocence
phase of trial, appellant offered expert testimony from Dr.
Lundberg-Love that appellant suffered from bipolar disorder. She
based her opinion on a sixteen-hour personal interview of
appellant, standardized psychological testing, a review of
appellant’s medical records, and a review of appellant’s
videotaped confession. This testimony was introduced to support
appellant’s contention that his oral statements were obtained
without a knowing, intelligent, and voluntary waiver of his
Miranda rights – an issue that was submitted to the jury. In
response to appellant’s expert testimony, the State presented
testimony from the jail psychiatrists outlining their opinions
that appellant did not suffer from bipolar disorder and the
reasons behind those opinions. The State’s proposed testimony was
limited in scope, as evidenced by the prosecutor’s statement that
she would not “go into any questions regarding the offense.”
Buchanan
resolves appellant’s Fifth Amendment claim. Appellant initiated
the contact with the jail psychiatrists and his discussions with
them were a necessary part of determining whether he needed
treatment. The State introduced the testimony for the limited
purpose of countering appellant’s expert testimony, which was
based in part on a personal interview of appellant. Appellant
cannot now use his silence to “deprive the State of the only
effective means it has of controverting his proof on an issue that
he interjected into the case.”22
As for appellant’s Sixth Amendment claim, he
failed to properly preserve the issue for review. Although
appellant cited the Sixth Amendment and Smith, the only
reason he gave for the impropriety of the testimony was the
failure to give warnings. In Smith, the violation of the
Sixth Amendment’s right to counsel turned upon the State’s failure
to inform defense counsel regarding one of the topics of the
examination.23 So, while appellant had specifically
articulated the basis for his Fifth Amendment Smith claim (the
absence of warnings), he failed to articulate the basis for a
Sixth Amendment Smith claim (failure to inform counsel of
the existence and/or subject of the interview). The trial court
was not placed on notice that appellant was alleging a Sixth
Amendment violation distinct from the failure to give
warnings, and in fact, counsel’s statement could be taken to mean
that the failure to give warnings was the only argument
being advanced. Because the Sixth Amendment claim was not
articulated “with sufficient specificity to make the trial court
aware of the complaint,” the Sixth Amendment aspect of Smith
was procedurally defaulted.24
Even if it had been preserved, however,
appellant’s Sixth Amendment claim would fail. The only fact
distinguishing this case from Buchanan is that appellant
personally sought out psychiatric services instead of counsel
seeking the examination on his behalf. Although it is generally
more difficult to waive a Sixth Amendment right to counsel than to
waive a Fifth Amendment right to remain silent, defendants are not
precluded altogether from waiving the Sixth Amendment right to
counsel on their own (i.e. without consulting counsel):
A defendant’s right to rely on
counsel as a “medium” between the defendant and the State
attaches upon the initiation of formal charges [citation omitted]
and respondent’s contention that a defendant cannot execute a
valid waiver of the right to counsel without first speaking to
an attorney is foreclosed by our decision in Patterson.
Moreover, respondent’s view would render the prophylactic rule
adopted in Jackson wholly unnecessary, because even
waivers given during defendant- initiated conversations would be
per se involuntary or otherwise invalid, unless counsel
were first notified. Although a defendant may sometimes later
regret his decision to speak with police, the Sixth Amendment
does not disable a criminal defendant from exercising his free
will. To hold that a defendant is inherently incapable of
relinquishing his right to counsel once it is invoked would be
“to imprison a man in his privileges and call it the
Constitution” [citation omitted].25
Here, appellant effectively relinquished his
counsel’s assistance by seeking out mental health treatment on his
own. Appellant has not alleged that he was ever denied the
opportunity to consult with counsel before he sought such
treatment. And appellant’s claim is undermined by the fact that
the evidence was used for impeachment, rather than in the State’s
case-in-chief. The Supreme Court has recognized that some rules
designed to enforce the Sixth Amendment right to counsel do not
apply to impeachment evidence.26
Appellant contends, however, that the State
reoffered this evidence at the punishment phase of trial to
support a finding of future dangerousness. Assuming arguendo
that consideration of this psychiatric testimony in the punishment
phase of trial created some sort of Fifth or Sixth Amendment
problem, the burden was upon appellant to timely request an
appropriate limiting instruction.27 Appellant did not
request a limiting instruction at the time the trial court
admitted the evidence, nor did he request one during the
punishment phase at the time the State reoffered all the guilt
phase evidence. Points of error thirteen and fourteen are
overruled.
3. Mitigation Issue
In points of error fifteen
through eighteen, appellant complains about his waiver of the
mitigation special issue.28 At the beginning of the
punishment phase of trial, defense counsel complained to the trial
court that his client was placed in an unfair position by being
required to choose between the admission of victim impact evidence
and the submission of the mitigation special issue. He requested
that the trial court hold the “statute” (presumably referring to
Article 37.071) unconstitutional, but the trial court denied this
request. Defense counsel then told the trial court that the State
had informed him of its intent to use victim impact testimony.
Defense counsel further stated that it was his understanding that
the trial court would be permitting this testimony, and the trial
court confirmed his understanding to be correct. Defense counsel
and appellant then requested that appellant be permitted to waive
the mitigation special issue:
MR. MORROW: Based on that then, Your Honor,
and after counseling with Mr. Ripkowski and his family, it is
our decision on his behalf to waive the mitigation special issue
so that the victim impact testimony would no longer be
admissible.
THE COURT: Mr. Ripkowski, you heard Mr.
Morrow, your lawyer, make that statement in the record. Do you
agree?
MR. RIPKOWSKI: Yes, sir.
THE COURT: Do you wish to affirmatively waive
and give up the right to have the issue of mitigation presented
to the jury?
MR. RIPKOWSKI: Yes, sir.
THE COURT: You understand if you do that,
they will have just the one issue left, and that would be what
we call the future dangerousness issue, and then if they answer
that in the affirmative, then the Court would assess your
punishment at death. Do you understand that?
MR. RIPKOWSKI: Yes, sir.
THE COURT: Knowing all of this, has anyone
promised you anything or threatened you to do it this way?
MR. RIPKOWSKI: No, sir.
THE COURT: And, that’s what you want to do,
is to give up any right to have the issue of mitigation
presented to the jury?
MR. RIPKOWSKI: Yes, sir.
As a result of this colloquy, the mitigation
issue was not submitted in the punishment charge, and the State
was not permitted to introduce victim impact testimony.
Appellant now contends that the trial court
erred in denying his challenge to the constitutionality of Article
37.071. He contends that the statute, as interpreted by our
decision in Mosley v. State,29 nullifies the
Supreme Court’s decision in Penry v. Lynaugh30
by forcing the defendant to choose between the mitigation issue
and victim impact testimony. Alternatively, appellant contends
that Tong v. State31 retracted the rule
permitting waiver of the mitigation special issue, and hence
appellant’s waiver was invalid. In addition, appellant claims that
trial counsel was rendered ineffective because either (1) he was
forced to choose between two detrimental actions, or (2) the
inability to waive the issue means that counsel conveyed incorrect
sentencing information to the defendant.
a. Authority to
Withdraw the Issue
The first difficulty appellant’s
claims face is the estoppel rule recognized in Prystash v.
State.32 In Prystash, the defense asked the
trial court not to submit the anti-parties special issue.33
We held that the defendant was estopped from complaining on appeal
about the absence of the issue – regardless of whether the issue
was waivable.34 We reasoned that a crucial distinction
exists between the concepts of “waiver” and “invited error”: “The
question was not whether [appellant] could waive a right, it was
whether he could complain of an action he requested.”35
We held that the definition of what can constitute error “excludes
those actions of the trial court actually sought by the party to
that tribunal.”36 Although Mosley distinguished
Powell v. State37 by emphasizing the differences
between the deliberateness and mitigation special issues,38
Prystash subsequently overruled Powell by holding
that a party could estop himself from complaining about the
failure to submit any issue, regardless of the nature of
the issue involved.39 Thus, Prystash’s holding
goes beyond Mosley in barring a defendant from complaining
on appeal when he has procured the absence of a special issue.
Even if Mosley’s dicta on waiving the mitigation issue were
completely disavowed, Prystash would still stand as a bar
to relief in this case. Because appellant requested that the
mitigation issue be omitted, he cannot now complain about the
trial court’s alleged lack of authority to withdraw the issue from
the jury’s consideration.
Nothing in Tong contradicts this
conclusion. The defendant in that case asserted that he had the
right to waive the mitigation issue.40 Prystash
did not address whether a trial court was required to
withdraw an issue from the jury’s consideration at the defendant’s
request; rather, it held that a defendant cannot complain on
appeal when he succeeds in having the issue so withdrawn.
Moreover, Tong did not actually address whether a defendant
has a right to waive the mitigation special issue. We simply held
that the Mosley language about waiving the mitigation issue
was dicta; we did not decide whether that dicta was
a correct or incorrect rule of law.41
b. Defense Counsel’s
Dilemma
One might be able to argue that
Prystash-estoppel consequences should not result from
decisions that were not freely made. Appellant’s challenge to the
constitutionality of the statute and his ineffective assistance of
counsel claims appear to invoke this type of argument. Appellant
claims that counsel, and appellant himself, were forced to choose
between two very undesirable courses of action. However, facing a
dilemma is not enough to create an actionable claim. The Supreme
Court has recognized that defendants are often required to make
hard choices: “A hard choice is not the same as no choice.”42
At a minimum, for a dilemma to be considered “no choice,” the
competing options must all be illegal. If one of the options were
legal, then the defendant could have chosen the legal option, and
so would not have been forced to choose the improper course. While
an all- illegal-options dilemma does not necessarily excuse the
particular option chosen,43 we will assume arguendo
that such a dilemma could exempt a defendant from the estoppel
considerations articulated in Prystash.
Appellant fails to present an all-illegal-options
dilemma. In Payne v. Tennessee, the Supreme Court rejected
the claim that the admission of victim impact evidence violates
the United States Constitution.44 Similarly, in
Mosley we rejected the claim that the admission of victim
impact evidence constituted a per se violation of our
statutory scheme.45 Instead, we held such evidence to
be admissible, subject to limitations imposed by Tex. R. Evid.
403.46 Appellant does not allege that any of the
State’s proposed victim impact testimony would have been
inadmissible under our law had the mitigation special issue been
submitted. So, appellant does not dispute that he had at least one
legal option: allow the admission of victim impact testimony by
retaining the mitigation special issue. While that option may not
have been a desirable one, it was a legal one, so appellant’s
“forced choice” claim must fail.47
Finally, counsel’s advice did not constitute
inaccurate information. Appellant received exactly what counsel
told him he would get: the withdrawal of the mitigation special
issue in exchange for the exclusion of the State’s proposed victim
impact testimony. Points of error fifteen through eighteen are
overruled.48
4. Constitutionality of Child-Murder Provision
In points of error nineteen
through twenty-one, appellant contends that Texas Penal Code
§19.03(a)(8), which proscribes the killing of a child under age
six, violates various provisions of the United States and Texas
constitutions. He acknowledges that Black v. State49
and Henderson v. State50 decided these issues
contrary to his position. We decline his invitation to revisit
these holdings. Points of error nineteen through twenty-one are
overruled.
5. Videotape and Photographs
In point of error twenty-two,
appellant contends that the trial court violated Tex. R. Evid. 40351
by admitting into evidence a videotape of the recovery of the
victim’s body. He claims that the videotape is cumulative of still
photographs and of the defendant’s statements describing the
body’s location. He also claims that the videotape unfairly
prejudiced him through dramatization, close-ups of a decomposing
body, and lingering camera angles. We have held in the past that a
videotape and still photographs are not entirely cumulative of
each other.52 A videotape offers a panoramic view of
the scene that still photographs often do not offer.53
We have previously upheld the admission of a videotape of the
crime scene against a Rule 403 claim that the evidence was unduly
cumulative or caused undue delay.54 We see little
difference between the present situation and the facts of our
prior case. Although appellant also claims unfair prejudice, we
find that the videotape simply reflects the gruesomeness of the
crime – and that is not a sufficient reason for excluding the
evidence.55 Point of error twenty-two is overruled.
In point of error twenty-three, appellant
contends that the trial court violated Rule 403 in admitting into
evidence color photographs of the victim’s larynx, after it had
been removed from the victim’s throat. Appellant contends that the
photographs were unfairly prejudicial because they depicted
“massive mutilation caused by the surgery in performing an autopsy.”
But we have recently held that our “mutilation” cases do not apply
to photographs depicting organs that have been removed.56
And appellant concedes that the photographs depicted bruising on
the larynx that was not visible externally. Hence, the photographs
were highly relevant to the manner of death – in this case, manual
strangulation of the victim. Given the relevance of the
photographs, we find that their probative value was not
substantially outweighed by the danger of unfair prejudice.57
Point of error twenty-three is overruled.
6. Parole Argument
In point of error twenty-four,
appellant contends that the trial court erred in overruling his
objection to a prosecutorial argument about parole. During the
prosecutor’s closing argument at punishment, the following
transpired:
MR. HAWKINS [prosecutor]: Mr. Morrow spoke to
you about the parole laws; but as you know, those are laws that
can be changed when they need to.
MR. MORROW: Excuse me, Mr. Hawkins. Judge, I
object to him telling the jury they can disregard the Charge the
Court’s given to them and disregard the law.
THE COURT: That’s overruled.
MR. HAWKINS: As Mr. Baker testified, we saw
the changes in the ‘80s when the federal judge stepped in and
the Prison Management Act took place and people began to serve a
fraction of their time. But that’s not what the issue asks. This
issue, as Dr. Quijano admitted, doesn’t ask if the defendant
would constitute a continuing threat in prison or after prison
or after serving 40 years in prison. That’s not what you are
being asked. The question for you, is the defendant, as he sits
here, here and now, is he a continuing threat to society?
MR. MORROW: Pardon me. Judge, may I have a
running objection to him asking the jury to disregard the law as
given in the Charge?
THE COURT: You certainly may, sir.
Appellant contends that the prosecutor’s
argument concerning the possibility that parole law could change
in the future amounted to an admonition to the jury to disregard
the law. Assuming arguendo that appellant’s contention is
correct, we find that appellant opened the door to this argument.
A defendant cannot complain of improper
prosecutorial argument if he invited the argument.58 In
the present case, appellant requested and received a jury
instruction informing the jury that a defendant given a life
sentence in a capital murder case would not be eligible for parole
for forty calendar years.
The defense also called as a witness William
Baker, a regional supervisor for the Texas Department of Criminal
Justice – Parole Division, who testified to the forty year
eligibility requirement. In response to defense questioning on
direct examination, Baker also testified that, over the years, the
Legislature has gradually increased – and never reduced – the
amount of time a capital life inmate must serve to become eligible
for parole. Defense counsel also elicited testimony concerning the
procedures followed by the Board of Pardons and Paroles and the
factors taken into account by the Board in determining whether to
release a particular inmate.
On cross-examination, the State elicited
testimony – over defense objection – that rules regarding parole
had changed in the past to permit some inmates to be released
earlier. During argument, defense counsel contended, not only that
appellant would be ineligible for parole for forty years, but also
that appellant would never be paroled:
40 calendar years is how long someone spends
in the penitentiary if you return a life sentence on capital
murder, at a minimum. What else does Mr. Baker and the parole
board care about? They care about whether or not the person’s
still a threat at the end of 40 calendar years. They care about,
has he behaved himself in prison. And their primary concern,
above all else, is the protection of society. The protection of
society. So if you go to prison and misbehave, you are not going
to even get out when 40 calendar years pass. It’s a reasonable
deduction from the evidence, I would suggest to you all, that
Britt Ripkowski will never be paroled if you return a life
sentence. Never.
We conclude that defense counsel invited the
prosecutorial argument in question by:
(1) eliciting testimony that parole laws had
become tougher on inmates throughout the years,
(2) eliciting testimony concerning the
procedures of the Parole Board and the factors taken into account
in determining whether to release someone, and (3) arguing that
appellant would never be released on parole. Point of error twenty-four
is overruled.
We affirm the judgment of the trial court.
KELLER, Presiding Judge
Date delivered: November 7, 2001
Publish
*****
1
“A person commits an offense if he commits murder as defined under
Section 19.02(b)(1) and...the person murders an individual under
six years of age.” Texas Penal Code §19.03(a)(8).
2 Article 37.071, §2(b)(1). Unless otherwise indicated,
all future references to Articles refer to the Code of Criminal
Procedure.
3 Article 37.071 §2(h).
4 384 U.S. 436 (1966).
5 See Salazar v. State, 38 S.W.3d 141,
147 (Tex. Crim. App. 2001); Wood v. State, 18 S.W.3d 642,
649 n. 6 (Tex. Crim. App. 2000).
6 Maestas v. State, 987 S.W.2d 59, 60 (Tex. Crim.
App.), cert. denied, 528 U.S. 834 (1999).
7 Guzman v. State, 955 S.W.2d 85, 89 (Tex. Crim.
App. 1997).
8 Colorado v. Spring, 479 U.S. 564, 573 (1987).
9 Id.
10 Id. However, the “Constitution does not
require that a criminal suspect know and understand every possible
consequence of a waiver of the Fifth Amendment privilege.” Id.
at 574. It is enough that the suspect “knows that he may choose
not to talk to law enforcement officers, to talk only with counsel
present, or to discontinue talking at any time.” Id.
11 Colorado v. Connelly, 479 U.S. 157, 170
(1986).
12 Jones v. State, 944 S.W.2d 642, 651 (Tex.
Crim. App. 1996), cert. denied, 522 U.S. 832 (1997).
13 451 U.S. 454 (1988). Although appellant alleges
violations of the Fifth, Sixth, Eighth, and Fourteenth Amendments
to the United States Constitution and violations of counterpart
provisions in the Texas Constitution, his argument is based solely
upon Smith. To the extent that the constitutional
provisions cited might encompass other arguments, appellant has
failed to adequately present them. See Salazar and Wood,
supra.
14 Smith, 451 U.S. at 456-457.
15 Id. at 467.
16 Id. at 458-459.
17 Id. at 467-469.
18 Id. at 469-471.
19 483 U.S. 402 (1987).
20 Id. at 423.
21 Id. at 423-425.
22 Smith, 451 U.S. at 465.
23 Id. at 471; Buchanan, 483 U.S. at 423.
24 Tex. R. App. P. 33.1(a)(1)(A).
25 Michigan v. Harvey, 494 U.S. 344, 352-353
(1990).
26 Id. at 351 (questioning a defendant after the
Sixth Amendment right to counsel has attached when the defendant
did not initiate the conversation).
27 Hammock v. State, 46 S.W.3d 889, 895 (Tex.
Crim. App. 2001).
28 The mitigation special issue asks:
Whether, taking into consideration all of the
evidence, including the circumstances of the offense, the
defendant’s character and background, and the personal moral
culpability of the defendant, there is a sufficient mitigating
circumstance or circumstances to warrant that a sentence of life
imprisonment rather than a death sentence be imposed.
Article 37.071, §2(e)(1).
29 983 S.W.2d 249 (Tex. Crim. App. 1998), cert.
denied, 526 U.S. 1070 (1999).
30 492 U.S. 302 (1989).
31 25 S.W.3d 707 ((Tex. Crim. App. 2000).
32 3 S.W.3d 522 (Tex. Crim. App. 1999), cert. denied,
529 U.S. 1102 (2000).
33 Id. at 529-530.
34 Id. at 531-532.
35 Id. at 531.
36 Id.
37 897 S.W.2d 307 (Tex. Crim. App. 1994), overruled
by Prystash v. State, 3 S.W.3d 522 (Tex. Crim. App. 1999).
38 Mosley, 983 S.W.2d at 264.
39 Prystash, 3 S.W.3d at 531-532.
40 Tong, 25 S.W.3d 711.
41 Tong, 25 S.W.3d at 711, 711 n. 5.
42 United States v. Martinez-Salazar, 528 U.S.
304, 315 (2000); see also Payne v. Tennessee, 501 U.S. 808,
823 (1991).
43 See Butterfield v. State, 992 S.W.2d 448,
451-452 (Tex. Crim. App. 1999)(cruel trilemma of incrimination,
contempt, and perjury does not excuse defendant from the
consequences of perjury).
44 501 U.S. 808 (1991).
45 983 S.W.2d at 249.
46 Id.
47 By this discussion, we do not mean to imply that
waiving the mitigation special issue constitutes an “illegal”
option. We have simply assumed that part of appellant’s claim for
the purpose of argument without deciding the question.
48 The dissent advances a number of unfounded
criticisms of this opinion’s analysis of the mitigation issue.
First, the dissent contends that this Court invited the error at
issue by placing defense counsel in a Catch-22. This contention is
essentially the same argument made by appellant that is answered
in this opinion. Appellant has no constitutional right to be free
of victim impact evidence. To the extent that Mosley
sanctioned the ability to waive the mitigation issue in exchange
for having victim impact evidence excluded, that opinion actually
offered defense counsel greater flexibility by affording an
additional strategic option. This additional option may not give
defendants an easy choice, but the difficulty of the choice does
not invalidate the option given.
The dissent also contends that Mosley defied the language
of Article 37.071 when it held that “aggravating” circumstances
were relevant to the mitigation issue. The dissent supports this
contention with definitions of the words “aggravate” and “mitigate.”
But words must be “read in context and construed according to the
rules of grammar and usage.” Sanchez v. State, 995 S.W.2d
677, 683 (Tex. Crim. App. 1999) (citing TEX. GOV'T CODE §
311.011(a)). In Mosley, we pointed out that the mitigation
issue asked whether the mitigating circumstances were “sufficient”
to warrant imposing a life sentence. 983 S.W.2d at 263. In order
to accurately determine whether mitigating circumstances are “sufficient,”
the factfinder must necessarily be permitted to consider
aggravating circumstances. Jackson v. State, 992 S.W.2d
469, 478 (Tex. Crim. App. 1999)(quoting Mosley, 983 S.W.2d
at 263 n. 18).
The dissent next contends that the Court has “gradually extended
the Mosley holding beyond its self-declared limits.” The
dissent complains that subsequent decisions have eroded Mosley’s
statement that victim-related evidence is relevant only to
the mitigation special issue. This contention misperceives both
the nature of Mosley’s holding and the subsequent cases.
The dissent initially discusses two (unrelated) cases styled
Jackson v. State which we will call Donell Jackson (Jackson
v. State, 992 S.W.2d 469 (Tex. Crim. App. 1999)) and
James Jackson (Jackson v. State, 33 S.W.3d 828 (Tex.
Crim. App. 2000), cert. denied 121 S. Ct. 2221 (2001)) for
ease of reference. The dissent contends that Donell Jackson
permitted the introduction of victim-related evidence without
limiting the jury’s consideration of the evidence to the
mitigation issue. But the defendant in that case never claimed
that he was denied a limiting instruction; he simply argued that
victim impact evidence was inadmissible as a matter of law.
Donell Jackson, 992 S.W.2d at 480. And in fact, we expressly
reiterated the relevance of victim impact evidence to the
mitigation issue: “We have recently held that victim impact
testimony is admissible as relevant to the mitigation special
issue, subject to the provisions of Tex.R. Evid. 403.” Id.
The dissent then complains that James Jackson relied upon a
footnote in Mosley dicta to hold that victim-related
evidence is relevant to the future dangerousness issue if the
defendant is aware of the victim impact evidence at the time the
crime was committed. However, the mitigation claim in James
Jackson was part of an ineffective assistance claim, which
complicates any attempt to draw from that opinion a holding
regarding the evidentiary value of victim-related evidence. See
James Jackson, 33 S.W.3d at 842 (Johnson, J. concurring)(Because
the prosecutor’s argument discussed victim impact evidence of
which appellant was aware at the time he committed the murders...it
arguably pertained to the issue of future dangerousness).
But, to the extent that the decision could be interpreted as
holding “known” victim impact evidence to be relevant to future
dangerousness, such a holding cannot be said to extend Mosley
“beyond its self-declared limits” when Mosley
anticipated the situation. See Mosley, 983 S.W.2d at 261 n.
16. The dissent further contends that Solomon v. State, 49
S.W.3d 356 (Tex. Crim. App. 2001) permitted the introduction of
victim impact evidence “generally” without considering whether the
defendant had knowledge of the impact on the victims that would
somehow be relevant to future dangerousness. But the only issue in
Solomon was whether the trial court had erred in admitting
the victim impact evidence. Id. at 365-367. In resolving
that claim, we found the evidence to be relevant to the mitigation
special issue. Id. at 366. The defendant in that case did
not allege that he was entitled to a limiting instruction; so, we
had no occasion to address whether the evidence had any relevance
to other special issues. See id. at 371 n. 1 (Meyers,
J. concurring). The dissent is in error to read Solomon as
recognizing a “general” relevance of victim-related evidence to
the special issues.
The dissent next criticizes the distinction made by Prystash
between the concepts of waiver and invited error — contending that
there is no real difference between the two. This is mistaken. The
distinction between the two concepts centers upon whether a party
has the right to insist upon waiver. For example, in Prystash,
the trial court did not have to accede to the defendant’s request
to omit the special issue. The trial court could have refused the
request, and the defendant would have no grounds to complain.
However, because the defendant succeeded in having the special
issue omitted, he was barred by the doctrine of invited error from
complaining about its omission. On the other hand, Mosley
suggested that a defendant may have a right to insist upon waiving
the mitigation issue. That question would be ripe only in a case
in which the trial court refused a requested waiver. The dissent
next contends that allowing defendants to waive submission of the
mitigation issue violates Penry because the jury no longer
has a vehicle for expressing its reasoned moral response to the
defendant’s proffer of mitigating evidence. But the lack of that
vehicle would be the defendant’s choice, made on the basis of
strategic considerations, namely, the exclusion of damaging
evidence that could not be excluded otherwise.
Finally, the dissent expresses concern about permitting the waiver
of the other special issues, such as the anti-parties issue and
the future dangerousness issue. The expressed concern is without
merit. Whether or not a trial court may be required to omit the
mitigation issue upon request, the trial court is not required to
omit the future dangerousness and anti-parties issues because on
those issues, the State carries the burden of proof. See Mosley,
983 S.W.2d at 264. Moreover, if defense counsel believes, in his
considered judgment, that his client will benefit from the
omission of a particular issue, and he persuades the trial court
to omit the issue, it cannot be said that the defendant’s
interests were ill-served. On the other hand, if it is discovered
that a particular attorney procured the omission of an issue
without a valid trial strategy, then that conduct can be made the
basis of a claim of ineffective assistance of counsel.
49 26 S.W.3d 895, 896-899 (Tex. Crim. App. 2000).
50 962 S.W.2d 544, 560-563 (Tex. Crim. App.
1997), cert. denied, 525 U.S. 978 (1998).
51 The rule provides:
Although relevant, evidence may be excluded
if its probative value is substantially outweighed by the danger
of unfair prejudice, confusion of the issues, or misleading the
jury, or by considerations of undue delay, or needless
presentation of cumulative evidence.
52 Matamoros v. State, 901
S.W.2d 470, 476 (Tex. Crim. App. 1995); Ladd v. State, 3
S.W.3d 547, 568-569 (Tex. Crim. App. 1999), cert. denied,
529 U.S. 1070 (2000).
53 Matamoros, supra; see also and Ladd,
3 S.W.3d at 568.
54 Ladd, 3 S.W.3d at 568-569.
55 Jones v. State, 982 S.W.2d 386, 394 (Tex.
Crim. App. 1998), cert. denied, 528 U.S. 985 (1999);
Sonnier v. State, 913 S.W.2d 511, 519 (Tex. Crim. App. 1995).
56 Salazar, 38 S.W.3d at 151-152.
57 See id. at 152-153.
58 Wilson v. State, 938 S.W.2d 57, 60 (Tex. Crim.
App. 1996). |