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Marcus Reymond
ROBINSON
Chronology of Events
01/25/2007 - Execution
is delayed by Wake County Senior Resident Superior Court Judge Donald W.
Stephens, ruling that the Council of State must approve changes to
execution procedures.
12/12/2006 -
Execution date is set for Marcus Reymond Robinson
10/30/2006 -
The Supreme Court of the United States denied Robinson's petition to
review the decision of the Fourth Circuit of Appeals, dismissing his
appeal.
11/03/1995 - The North
Carolina Supreme Court affirmed Robinson's conviction and sentence of
death.
08/05/1994 – Robinson,
33, sentenced to death in Cumberland County Superior Court for the first
degree murder of Eric Tornblom. He also received a concurrent sentence
of 40 years for robbery with a dangerous weapon, 10 years for larceny
and five years for possession of a weapon of mass destruction.
Marcus Reymond
Robinson was sentenced to death for the shotgun murder of 17-year-old
Erik Tornblom.
On the morning of July 21, 1991, seventeen-year-old Erik Tornblom did
not return home from Chi Chi’s restaurant, where he was employed. Erik
was a rising senior at Douglas Byrd High School and worked at Chi Chi’s
from approximately 6:00 pm until midnight.
His body was discovered
later that day, having been shot in the face with a shotgun. A witness
testified at trial that he observed a black male drive Erik’s car to the
location where it was later recovered, get out of the vehicle and wipe
off the steering wheel and door handle.
The black male was
identified as Roderick Williams and was thereafter arrested and named
Marcus Robinson as the person involved with him in the murder of Erik
Tornblom.
Robinson was thereafter
taken into custody and properly advised of his Miranda rights, which he
waived. After initially denying any involvement in the murder, Robinson
admitted that he and Williams had watched Erik Tornblom enter a store.
While Tornblom was in
the store, Robinson pulled out a sawed-off shotgun, which had been
concealed in his clothes, and gave it to Williams. As Erik left the
store, Robinson and Williams asked for a ride.
As soon as they entered
the car, Williams put the gun to the back of Erik Tornblom’s neck and
forced him to drive to a location that Robinson and Williams ordered.
In his confession,
Robinson stated that "the boy kept begging and pleading for us not to
hurt him, because he didn’t have any money." After ordering Tornblom out
of the car, he was made to lie down. According to Robinson, Williams
then shot Tornblom in the face with the shotgun.
Robinson then took
Tornblom’s wallet and split the money with Williams. Robinson led police
to where he had hidden the shotgun and also showed them where the spent
shotgun shell was ejected. Both the gun and the spent shell were
recovered by the police. Other evidence tended to show, two days prior
to the murder, that Robinson told Williams’ aunt that "he was going to
burn him a whitey".
On the morning of the
murder, Robinson obtained the shotgun from a friend, who heard Robinson
tell Williams that he wanted to rob a QuikStop or "do" a white boy.
After the murder, Robinson told a friend that he had robbed a guy the
night before and shot him in the head.
At the time of these
events, Robinson had just turned eighteen years old and only eleven days
earlier had been released from prison.
Robinson and Williams
were indicted by a North Carolina jury on August 5, 1991, and charged
with one count of first-degree murder, one count of first-degree
kidnapping, one count of robbery with a dangerous weapon, once count of
possession of a weapon of mass destruction, one count of felonious
larceny, and one count of possession of a stolen vehicle.
Robinson’s trial began
on July 13, 1994. On the second day of trial, Robinson pleaded guilty to
all of the offenses except for the first degree murder charge. That
charge was tried to the jury on two different theories: felony murder
and murder with malice, deliberation, and premeditation (premeditated
murder).
The jury convicted
Robinson, by special verdict, of first-degree murder under each theory.
Specifically, the jury found as aggravating circumstances that the
murder was committed while Robinson was robbing Tornblom and that the
murder was "especially heinous, atrocious or cruel."
The jury found
mitigating circumstances in Robinson’s lack of criminal history, age,
history of childhood abuse, childhood head injury, and behavioral or
mental problems. The jury unanimously found that the mitigating
circumstances were insufficient to outweigh the aggravating
circumstances and that the aggravating circumstances were sufficiently
substantial to warrant the death penalty.
438 F.3d 350
MarcusReymondRobinson,
Petitioner-appellant, v.
Marvin L. Polk, Warden, Central Prison, Raleigh, North Carolina,
Respondent-appellee
United States Court of Appeals, Fourth Circuit.
Argued September 22, 2005
Decided February 14, 2006
Before WILLIAMS, KING, and SHEDD, Circuit Judges.
Affirmed by published opinion. Judge WILLIAMS wrote
the majority opinion, in which Judge SHEDD joined. Judge KING wrote a
separate opinion dissenting in part.
WILLIAMS, Circuit Judge.
MarcusReymondRobinson,
a North Carolina death-row inmate, appeals the district court's
denial of his habeas petition filed under 28 U.S.C.A. § 2254 (West
1994 & Supp.2005). We granted a certificate of appealability to
consider two claims raised by Robinson: (1)
that the trial court's jury instructions during the guilt phase of
his trial violated the Eighth Amendment; and (2) that a juror's
recitation of a Biblical passage during sentencing deliberations
violated the Sixth Amendment. Applying the deferential standard of
review required by the Antiterrorism and Effective Death Penalty Act
of 1996 (AEDPA), we conclude that the North Carolina court's
decision denying Robinson relief on these
claims was not an unreasonable application of clearly established
federal law. Accordingly, we deny Robinson's
petition and his request for an evidentiary hearing on his Bible
claim.
The facts are set forth adequately
in the order of the North Carolina Superior Court (MAR court)
denying Robinson's motion for appropriate
relief (MAR):
The State's evidence at trial
tended to show that on the morning of 21 July 1991, seventeen year
old Erik Tornblom did not return home from Chi Chi's restaurant,
where he was employed. Erik was a rising senior at Douglas Byrd High
School and worked at Chi Chi's from appropriately [sic] 6:00 pm
until midnight. His body was discovered later that day, having been
shot in the face with a shotgun. A witness testified at trial that
he observed a black male drive Erik's car to the location where it
was later recovered, get out of the vehicle and wipe off the
steering wheel and door handle. The black male identified, [sic] as
Roderick Williams, was thereafter arrested and named [Robinson]
as the person involved with him in the murder of Erik Tornblom.
[Robinson]
was thereafter taken into custody and properly advised of his
Miranda rights, which he waived. After initially denying any
involvement in the murder, [Robinson]
admitted that he and Williams had watched Erik Tornblom enter a
store. While Tornblom was in the store, [Robinson]
pulled out a sawed-off shotgun, which had been concealed in his
clothes, and gave it to Williams. As the victim left the store, [Robinson]
and Williams asked for a ride. As soon as they entered the car,
Williams put the gun to the back of Erik Tornblom's neck and forced
him to drive to a location that [Robinson]
and Williams ordered. In his confession, [Robinson]
stated that "[t]he boy kept begging and pleading for us not to hurt
him, because he didn't have any money." After ordering [Tornblom]
out of the car, he was made to lie down. According to [Robinson],
Williams then shot [Tornblom] in the face with the shotgun. [Robinson]
then took [Tornblom]'s wallet and split the money with Williams. [Robinson]
led police to where he had hidden the shotgun and also showed them
where the spent shotgun shell was ejected. Both the gun and the
spent shell were recovered by the police.
Other evidence tended to show, two
days prior to the murder, that [Robinson]
told Williams' aunt that "he was going to burn him a whitey". [sic]
On the morning of the murder, [Robinson]
obtained the shotgun from a friend, who heard [Robinson]
tell Williams that he wanted to rob a Quik Stop or "do" a white boy.
After the murder, [Robinson] told a friend
that he had robbed a guy the night before and shot him in the head.
(J.A. at 386-388.) At the time of
these events, Robinson had just turned
eighteen years old and only eleven days earlier had been released
from prison.
Robinson
and Williams were indicted by a North Carolina jury on August 5,
1991, and charged with one count of first-degree murder, one count
of first-degree kidnaping, one count of robbery with a dangerous
weapon, once count of possession of a weapon of mass destruction,
one count of felonious larceny, and one count of possession of a
stolen vehicle. As Robinson admits,
[at voir dire,] the prosecutor
ensured that every member of the venire thoroughly revealed his or
her religious preferences regarding ... application of the death
penalty. Moreover, each potential juror was required to
unequivocally state that their religious beliefs would not interfere
with their individual and collective duty to vote on the ...
sentencing phase[].
(J.A. at 438.)
Robinson's
trial began on July 13, 1994. On the second day of trial,
Robinson pleaded guilty to all of the
offenses except for the first-degree murder charge. That charge was
tried to the jury on two different theories: felony murder and
murder with malice, deliberation, and premeditation (premeditated
murder). The jury convicted Robinson, by
special verdict, of first-degree murder under each theory.1
During the sentencing phase of the
trial, the jury heard evidence relating to circumstances that both
aggravated and mitigated the extent of Robinson's
culpability in the crime. At the outset of its charge to the jury,
the trial court emphasized to them that "[i]t is absolutely
necessary that you understand and apply the law as I give it to you
and not as you think it is or might like it to be." (J.A. at 213.)
To guide the jury's consideration of the evidence presented, the
trial court provided the jury with a form entitled "Issues and
Recommendation as to Punishment," which consisted of a written list
of two possible aggravating circumstances and twenty possible
mitigating circumstances, and instructed the jury how to apply the
law to each of these circumstances. (J.A. at 215-247.) The jury
completed the form, finding both of the aggravating circumstances
but only six of the mitigating circumstances.2
The jury ultimately concluded that the aggravating circumstances
outweighed the mitigating circumstances and unanimously recommended
that Robinson be sentenced to death.3
Robinson's
conviction and sentence were affirmed on direct appeal by a
unanimous North Carolina Supreme Court. State v.
Robinson, 342 N.C. 74, 463 S.E.2d 218
(1995). The United States Supreme Court thereafter denied certiorari
review. Robinson v. North Carolina,
517 U.S. 1197, 116 S.Ct. 1693, 134 L.Ed.2d 793 (1996).
On November 1, 1996,
Robinson filed his MAR. Following an
evidentiary hearing on some of his claims,4
the MAR court denied Robinson relief on all
of his claims. The North Carolina Supreme Court denied discretionary
review of the MAR court's ruling. State v.
Robinson, 350 N.C. 847, 539 S.E.2d 646 (1999).
On February 28, 2000,
Robinson filed the instant § 2254 petition
in the United States District Court for the Eastern District of
North Carolina raising thirteen claims of constitutional error. The
State moved for summary judgment on Robinson's
petition, and on September 7, 2004, the district court denied
Robinson's request for an evidentiary
hearing and granted the State's motion for summary judgment. On
February 28, 2005, the district court entered an order denying
Robinson a certificate of appealability on
all of his claims. We granted Robinson's
timely petition for a certificate of appealability on two issues:
whether the MAR court erred in failing to grant him relief on (1)
his claim that his death sentence violated the Eighth Amendment and
(2) his claim that the presence of a Bible during jury deliberations
violated the Sixth Amendment.
We review de novo the district
court's decision to deny a § 2254 petition based on the record
before the MAR court, applying the same standards as the district
court. Whittlesey v. Conroy, 301 F.3d 213, 216 (4th
Cir.2002). Pursuant to AEDPA, the scope of federal review is highly
constrained. We may grant a petition with respect to any claim
adjudicated on the merits in state court only if the state court
decision was either contrary to, or an unreasonable application of,
clearly established federal law as determined by the Supreme Court.
28 U.S.C.A. § 2254(d)(1).
A decision of a state court is
contrary to clearly established federal law "if the state court
arrives at a conclusion opposite to that reached by [the Supreme]
Court on a question of law or if the state court decides a case
differently than [the Supreme] Court has on a set of materially
indistinguishable facts." (Terry) Williams v. Taylor, 529 U.S.
362, 413, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). A state court
adjudication is an unreasonable application of federal law when the
state court "correctly identifies the governing legal rule [from the
Supreme Court's cases] but applies it unreasonably to the facts of a
particular ... case," id. at 407-08, 120 S.Ct. 1495, or "applies
a precedent in a context different from the one in which the
precedent was decided and one to which extension of the legal
principle of the precedent is not reasonable [or] fails to apply the
principle of a precedent in a context where such failure is
unreasonable," Green v. French, 143 F.3d 865, 870 (4th
Cir.1998), overruled on other grounds by (Terry) Williams,
529 U.S. 362, 120 S.Ct. 1495, 146 L.Ed.2d 389; see also Oken v.
Corcoran, 220 F.3d 259, 263 n. 3 (4th Cir.2000) (noting that "the
[Supreme Court in (Terry) Williams left] open the question of
whether" Green's definition of the "unreasonable application"
was correct). The state court's application of clearly established
federal law must be "objectively unreasonable," and "a federal
habeas court may not issue the writ simply because that court
concludes in its independent judgment that the relevant state-court
decision applied clearly established federal law erroneously or
incorrectly." (Terry) Williams, 529 U.S. at 411, 120 S.Ct.
1495. The phrase "clearly established law" refers "to the holdings,
as opposed to the dicta, of [the Supreme] Court's decisions as of
the time of the relevant state-court decision." Id. at 412,
120 S.Ct. 1495. Robinson argues that the
MAR court's decision on the Eighth and Sixth Amendment issues was an
unreasonable application of clearly established law.5
We examine these claims in turn.
Robinson's
first argument is that his death sentence was imposed in violation
of his Eighth Amendment right as established by Enmund v.
Florida, 458 U.S. 782, 102 S.Ct. 3368, 73 L.Ed.2d 1140 (1982).
In Enmund, the defendant was the getaway driver in a robbery
that resulted in death. Id. at 784, 102 S.Ct. 3368. Based
solely on his participation in aiding and abetting the robbery, he
was convicted of first-degree murder and sentenced to death. Id.
at 785, 102 S.Ct. 3368. The Supreme Court reversed his death
sentence, holding that the Eighth Amendment prohibits imposing the
death penalty on a defendant "who aids and abets a felony in the
course of which a murder is committed by others but who does not
himself kill, attempt to kill, or intend that a killing take place
or that lethal force will be employed." Id. at 797, 102 S.Ct.
3368.
Robinson
contends that under the trial court's jury instructions, the jury
was not required to find either that he killed or intended to kill
Tornblom in order to convict him of first-degree murder and that, as
a result, his death sentence violates Enmund. The MAR court
rejected this argument on the merits, and we conclude that the MAR
court's decision was not an unreasonable application of Enmund.
In fact, the trial court's instructions required the jury to find
both that Robinson killed Tornblom and that
he intended his death to occur.
As noted,
Robinson was tried on theories of premeditated murder and
felony murder. Addressing premeditated murder first, the trial court
charged that
the State must prove ... that [Robinson]
intentionally and with malice killed [Tornblom] with a deadly weapon
.... that [Robinson's] act was a proximate
cause of [Tornblom's] death .... that [Robinson]
intended to kill [Tornblom].... that [Robinson]
acted after premeditation.... [and] that [Robinson]
acted with deliberation.
(J.A. at 115.) This charge clearly
required the jury to find that Robinson
killed Tornblom and intended his death to occur in order to convict
him for premeditated murder.
Robinson
argues, however, that the trial court's felony murder charge, which
followed, created an ambiguity in the premeditated murder charge.
After setting forth the elements of felony murder,6
the trial court gave the following instruction:
Ladies and gentlemen of the jury,
for a person to be guilty of a crime, it is not necessary that he
himself do all of the acts necessary to constitute the crime. If two
or more persons act together with a common purpose to commit robbery
with a firearm and are actually or constructively present at the
time the crime is committed, each of them is held responsible for
the acts of the others done in the commission of robbery with a
firearm.
(J.A. at 118.)
Robinson contends that this "acting-in-concert" instruction
failed to differentiate between felony murder and premeditated
murder such that he could have been convicted of the latter even if
the jury believed that Williams killed Tornblom and that he (Robinson)
lacked the requisite intent.
We disagree. The trial court's
felony murder and premeditated murder charges were separate and
distinct from one another, and the elements of each offense were
clearly delineated. Moreover, by its own terms the acting-in-concert
charge did not apply to the premeditated murder charge. Instead, by
referring to the legal effect of the joint commission of a "robbery
with a firearm," (J.A. at 118), the acting-in-concert charge was
explicitly linked only to the felony murder theory.
If this were not enough,
immediately after giving the acting-in-concert instruction, the
trial court summarized the requirements for both theories of murder:
So I charge that if you find from
the evidence beyond a reasonable doubt that on or about the alleged
date the defendant intentionally killed the victim with a
deadly weapon and that this proximately caused the victim's death
and that the defendant intended to kill the victim and that
he acted with malice, after premeditation and with deliberation,
it would be your duty to return a verdict of guilty of first degree
murder on the basis of malice, premeditation, and deliberation.
However, if you do not so find or
have a reasonable doubt as to one or more of these things, you would
not return a verdict of guilty of first degree murder on the basis
of malice, premeditation, and deliberation.
Whether or not you find the
defendant guilty of first degree murder on the basis of malice,
premeditation, and deliberation, you will also consider whether he
is guilty of first degree murder under the first degree felony
murder rule.
So I charge that if you find from
the evidence beyond a reasonable doubt that on or about the alleged
date the defendant, acting either by himself or acting together with
Roderick Williams, had in his possession a firearm and took and
carried away property from the person or presence of a person
without his voluntary consent by endangering or threatening another
person's life with the use or threatened use of a firearm, the
defendant knowing that he was not entitled to take the property and
intending to deprive him of its use permanently and while committing
or attempting to commit robbery with a firearm the defendant killed
the victim and the defendant's act was a proximate cause of the
victim's death, it would be your duty to return a verdict of guilty
of first degree murder under the felony murder rule.
(J.A. at 119-120 (emphases added).)
In this summation, the court
reaffirmed that the acting-in-concert instruction applied only
to felony murder by charging that Robinson
could be found guilty of premeditated murder only if
Robinson "killed" and "intended to kill"
Tornblom. (J.A. at 119.) Moreover, by charging in the summation that
the jury could convict Robinson of felony
murder if it found that he "act[ed] either by himself or act[ed]
together with [Williams]" to commit robbery with a firearm, the
trial court again expressly linked and limited the acting-in-concert
instruction to the felony murder charge. (J.A. at 119.) The
summation reaffirmed that the jury could find
Robinson guilty of premeditated murder only if it found that
he killed Tornblom and intended his death to occur. Because the
trial court's instruction required the jury to make these findings,
the MAR court did not unreasonably apply Enmund in denying
Robinson's Eighth Amendment claim.7
Robinson's
second argument is based on two subparts: (1) that his death
sentence was imposed in violation of his Sixth Amendment right of
confrontation because the Bible amounted to evidence against him and
(2) that his death sentence was imposed in violation of his Sixth
Amendment right to impartial sentencing deliberations because the
Bible reading was an improper influence upon the jury. To support
these contentions in the MAR court, Robinson
presented the affidavits of two law students that summarized their
conversations with two of the jurors in the case. Those affidavits
state:
The [first] juror revealed that [a
second] juror had asked for a bailiff to bring in a bible during
deliberation on sentencing. He recalled that the bailiff provided a
bible, and the second juror read a passage concerning an "eye for an
eye." The one who requested the bible was citing to the scripture
passage to attempt to convince other jurors, including the one we
interviewed ... that they should change their position from one
favoring a life sentence to one favoring a death sentence. The bible
passage was read to the other jurors before the final vote for a
death sentence....
[A third] juror corroborated the
first juror's statement, and confirmed the fact that the [second]
juror had a bible during deliberations on sentencing, however the
third juror could not recall whether the bailiff provided the bible,
or whether the [second] juror had brought it into the deliberations.
The third juror... remembered the [second] juror quoting scriptures
during sentencing, but did not remember the specific passage quoted.
(J.A. at 283-84.)
Robinson
also argued that he could produce four jurors who were willing to
testify to these facts at an evidentiary hearing. The MAR court
denied the Bible claim without an evidentiary hearing, stating that
"there is insufficient evidence to require an evidentiary hearing on
the issue, even taking the submitted materials in the light most
favorable to [Robinson]." (J.A. at 428.)
The MAR court held "that the alleged Bible reading, if it occurred,
[was] not extraneous, prejudicial information" as required under
North Carolina law to permit the impeachment of a jury verdict. (J.A.
at 428 (internal quotation marks omitted).)
Robinson
conceded in his habeas petition that "the [MAR] court denied [his
Sixth Amendment] claim on the merits," (J.A. at 437), and he does
not now argue otherwise. We therefore subject this claim, as we did
his Eighth Amendment claim, to AEDPA's deferential standard of
review. See Bell v. Jarvis, 236 F.3d 149, 158 (4th Cir.2000)
(en banc) (holding that a state court decision denying petitioner
post-conviction relief "[on] the merits ... must be reviewed under
the deferential provisions of § 2254(d)(1)"). To satisfy this
standard, AEDPA "does not require citation of [Supreme Court]
cases—indeed, it does not even require awareness of [those]
cases." Early v. Packer, 537 U.S. 3, 8, 123 S.Ct. 362, 154
L.Ed.2d 263 (2002) (emphasis in original). "In assessing the
reasonableness of the state court's application of federal law, [therefore,]
the federal courts are to review the result that the state
court reached, not `whether [its decision] [was] well reasoned.'"
Wilson v. Ozmint, 352 F.3d 847, 855 (4th Cir.2003) (quoting
Bell, 236 F.3d at 159; Wright v. Angelone, 151 F.3d 151,
157 (4th Cir.1998); and Hennon v. Cooper, 109 F.3d 330, 335
(7th Cir.1997))(alterations in original and emphasis added).
In examining the merits of
Robinson's claim, we, like the MAR court,
will assume the factual allegations set forth in the law students'
affidavits are true. See Bacon v. Lee, 225 F.3d 470, 485 (4th
Cir.2000) (assuming on federal review the truth and admissibility of
petitioners factual allegations where the MAR court denied an
evidentiary hearing on the claim). These affidavits allege the
following: (1) a juror asked for, and the bailiff provided, a Bible
during sentencing deliberations; (2) the juror read an "eye for an
eye" passage;8
(3) the passage was read to the other jurors before a final vote on
a death sentence; and (4) the juror read the passage in an attempt
to convince his fellow jurors to vote for a death sentence.
The Sixth Amendment provides, in
relevant part, that "the accused shall enjoy the right to a ...
trial[ ] by an impartial jury ... [and to] be confronted with the
witnesses against him." U.S. Const. amend VI. The right to trial by
an impartial jury "guarantees ... a fair trial by a panel of
impartial, indifferent jurors." Irvin v. Dowd, 366 U.S. 717,
722, 81 S.Ct. 1639, 6 L.Ed.2d 751 (1961). This right prohibits "any
private communication, contact, or tampering directly or indirectly,
with a juror during trial about the matter pending before the jury."
Remmer v. United States, 347 U.S. 227, 229, 74 S.Ct. 450, 98
L.Ed. 654 (1954). The right of confrontation requires that the "jury's
verdict must be based upon the evidence developed at the trial."
Turner v. Louisiana, 379 U.S. 466, 472, 85 S.Ct. 546, 13 L.Ed.2d
424 (1965). In addition, it "necessarily implies at the very least
that the evidence developed against a defendant shall come from the
witness stand in a public courtroom where there is full judicial
protection of the defendant's right[s]." Id. at 472, 85 S.Ct.
546 (internal quotation marks omitted). These rights apply equally
to sentencing proceedings tried to a jury. See Morgan v.
Illinois, 504 U.S. 719, 727-28, 112 S.Ct. 2222, 119 L.Ed.2d 492
(1992).
Despite these venerable
protections afforded to criminal defendants, the Sixth Amendment
does not require that all evidence introduced by the defendant
tending to impeach the jury's verdict be considered by the courts.
See Tanner v. United States, 483 U.S. 107, 117, 107 S.Ct.
2739, 97 L.Ed.2d 90 (1987). In fact, the common-law rule generally "prohibited
the admission of juror testimony to impeach a jury verdict." Id.
at 117, 107 S.Ct. 2739. The Supreme Court explained the
justification for this rule in McDonald v. Pless, 238 U.S.
264, 35 S.Ct. 783, 59 L.Ed. 1300 (1915), decided early last century:
[L]et it once be established that
verdicts solemnly made and publicly returned into court can be
attacked and set aside on the testimony of those who took part in
their publication and all verdicts could be, and many would be,
followed by an inquiry in the hope of discovering something which
might invalidate the finding. Jurors would be harassed and beset by
the defeated party in an effort to secure from them evidence of
facts which might establish misconduct sufficient to set aside a
verdict. If evidence thus secured could be thus used, the result
would be to make what was intended to be a private deliberation, the
constant subject of public investigation; to the destruction of all
frankness and freedom of discussion and conference.
Id. at 267-68, 35 S.Ct.
783.9
This common-law rule has been codified in Fed.R.Evid. 606(b) and in
many states' rules of evidence, including North Carolina's.10
Like the common law, the Federal
Rules of Evidence and the North Carolina Rules of Evidence contain
an exception to this general rule when "extraneous prejudicial
information" is improperly brought to the jury's attention or when
an "outside influence [is] improperly brought to bear upon any juror."
Fed.R.Evid. 606(b); N.C. Gen.Stat. § 8C-1, Rule 606(b) (2003);
see also Tanner, 483 U.S. at 117, 107 S.Ct. 2739 (describing
exceptions to the common-law rule excluding juror testimony).11
These exceptions track the Sixth
Amendment protections embodied in the Confrontation and Impartial
Jury Clauses. First, the exception for extraneous prejudicial
information allows the court to consider juror allegations that the
defendant's rights to confrontation were violated. In Parker v.
Gladden, 385 U.S. 363, 87 S.Ct. 468, 17 L.Ed.2d 420 (1966), for
example, the defense attorney, after speaking with jurors, prepared
an affidavit alleging that
a court bailiff assigned to
shepherd the sequestered jury, which sat for eight days, stated to
one of the jurors in the presence of others while the jury was out
walking on a public sidewalk: "Oh that wicked fellow [petitioner],
he is guilty"; and on another occasion said to another juror under
similar circumstances, "If there is anything wrong [in finding
petitioner guilty] the Supreme Court will correct it."
385 U.S. at 363-64, 87 S.Ct. 468.
Despite the fact the affidavit was based on juror's testimony, the
Supreme Court did not discuss whether the affidavit was admissible.
Instead, it simply accepted the evidence and concluded that the
bailiff's statements were tantamount to testimonial evidence, and,
because they were not made on the witness stand at trial, the
defendant was denied his constitutional right of confrontation.
Id. at 364, 87 S.Ct. 468 ("We have followed the undeviating rule
that the rights of confrontation and cross-examination are among the
fundamental requirements of a constitutionally fair trial." (internal
quotation marks and citations omitted)).
Similarly, in Turner v.
Louisiana, 379 U.S. 466, 85 S.Ct. 546, 13 L.Ed.2d 424 (1965),
two deputy sheriffs who were key prosecution witnesses were also
responsible for the sequestration of the jury during the defendant's
trial. Id. at 467-468, 85 S.Ct. 546. These deputies "ate with
[the jury], conversed with them, and did errands for them." Id.
at 468, 85 S.Ct. 546. Without discussing the source of the evidence
used to impeach the jury's verdict, the Court declared that the
Sixth Amendment's right to a jury trial "necessarily implies at the
very least that the evidence developed against a defendant shall
come from the witness stand in a public courtroom where there is
full judicial protection of the defendant's right[s]." Id. at
472-73, 85 S.Ct. 546 (internal quotation marks omitted). The deputy
sheriffs' association with the jury risked that the jurors would
make their determinations about the deputy sheriffs' trustworthiness
outside of the courtroom, thus eliminating Turner's ability to
cross-examine the deputy sheriffs effectively and tainting the
jury's ability to weigh the evidence neutrally. Id. at 473,
85 S.Ct. 546. The Court concluded that "it would be blinking reality
not to recognize the extreme prejudice inherent in this continual
association throughout the trial between the jurors and these two
key witnesses for the prosecution." Id. at 473, 85 S.Ct. 546.
The exception to the exclusionary
rule for outside influences, on the other hand, protects a
defendant's right to an impartial jury. In Remmer v. United
States, 347 U.S. 227, 74 S.Ct. 450, 98 L.Ed. 654 (1954), for
example, an unnamed person attempted to bribe a juror. Id. at
228, 74 S.Ct. 450. Before the jury returned a verdict, the juror
reported the incident to the judge, who informed the prosecutor, and
the FBI was called in to investigate. Id. The defendant,
however, was not informed of the incident until after the trial.
Id. The Supreme Court concluded that a hearing was required to
determine whether the bribe and the FBI's investigation involved "private
communication, contact, or tampering... with a juror," thereby
exerting an outside influence on the jury's verdict, despite the
fact the hearing would inevitably require the jurors to testify as
to their exposure to the bribe or the FBI's investigation. Id.
at 229-230, 74 S.Ct. 450.12
In contrast to Parker, Turner,
and Remmer, which involved external influences upon a
jury,13
is the line of Supreme Court cases involving an internal
influence.14
In Tanner v. United States, 483 U.S. 107, 107 S.Ct. 2739, 97
L.Ed.2d 90 (1987), for example, the defendant sought an evidentiary
hearing at which he proposed to examine jurors' alleged drug and
alcohol use during the trial. Id. at 117, 107 S.Ct. 2739. The
Supreme Court refused to grant the defendant relief because, unlike
Parker, Turner, and Remmer, a hearing would allow
inquiry "into the internal processes of the jury." Id. at
120, 107 S.Ct. 2739. Although the Supreme Court has never provided a
formula for deciding whether a particular influence upon the jury
was external or internal, it did cite approvingly to lower courts
holding that the distinction turns not on whether the influence
occurs inside or outside the jury room but is rather "based on the
nature of the [influence]." Id. at 117, 107 S.Ct. 2739. In
Tanner, the Supreme Court disagreed with the defendant's
argument that the Sixth Amendment compelled the district court to
consider evidence of jurors' intoxication, holding instead that
other aspects of the trial process protect the defendant's right to
a jury free of internal influences upon the jury:
The suitability of an individual
for the responsibility of jury service, of course, is examined
during voir dire. Moreover, during trial the jury is observable by
the court, by counsel, and by court personnel. Moreover, jurors are
observable by each other, and may report inappropriate juror
behavior to the court before they render a verdict.
Id. at 127, 107 S.Ct. 2739
(internal citations omitted and emphasis in original).
Tanner thus establishes
that the Sixth Amendment's guarantees do not require judicial
consideration of juror allegations regarding influences internal to
the deliberation process. Under clearly established Supreme Court
case law, an influence is not an internal one if it (1) is
extraneous prejudicial information; i.e., information that
was not admitted into evidence but nevertheless bears on a fact at
issue in the case,15see Parker, 385 U.S. at 364, 87 S.Ct. 468; Turner, 379
U.S. at 473, 85 S.Ct. 546, or (2) is an outside influence upon the
partiality of the jury, such as "private communication, contact, or
tampering... with a juror," Remmer, 347 U.S. at 229, 74 S.Ct.
450. Robinson has cited, and our research
has unearthed, no Supreme Court case addressing whether allegations
of Bible reading fall into either of these categories.
Although our answer could possibly
be different on de novo review, we are satisfied that the MAR court
did not unreasonably apply these principles in denying
Robinson's Bible-reading claim. First,
contrary to Robinson's suggestion and
unlike the bailiff's statements in Parker and deputy sheriffs'
association with the jury in Turner, it would have been
reasonable for the MAR court to conclude that the Bible had no
bearing on any fact relevant to sentencing, and was therefore
not tantamount to "evidence" that was used against him at sentencing.
See Black's Law Dictionary 595 (8th ed.2004) (defining "evidence"
as "something ... that tends to prove or disprove the existence of
an alleged fact"). In the end, the jury concluded that the balance
of the aggravating and mitigating circumstances warranted imposing
the death penalty. Unlike the facts at issue in Parker and
Turner, no Biblical passage—including the ones we assume
were read—had any evidentiary relevance to the jury's
determination of the existence of these aggravating and mitigating
circumstances.16
Second, it would have been
reasonable for the MAR court to conclude that the Bible is not
analogous to a private communication, contact, or tampering with a
juror, and that the common-law rule against allowing juror testimony
applied. See Remmer, 347 U.S. at 229, 74 S.Ct. 450. Unlike
these occurrences, which impose pressure upon a juror apart from the
juror himself, the reading of Bible passages invites the listener to
examine his or her own conscience from within. In this way, the
Bible is not an "external" influence. In addition, reading the Bible
is analogous to the situation where a juror quotes the Bible from
memory, which assuredly would not be considered an improper
influence. Cf. Tanner, 483 U.S. at 124, 107 S.Ct. 2739 (in
holding that Fed.R.Evid. 606(b) does not violate the Sixth Amendment,
noting that the Rule does not "open[ ] verdicts up to challenge on
the basis of what happened during the jury's internal deliberations,
for example, where a juror alleges that the jury refused to follow
the trial judge's instructions or that some of the jurors did not
take part in deliberations" (quoting S.Rep. No 93-1277, p. 13-14
(1974))); J.E.B. v. Alabama ex rel. T.B., 511 U.S. 127, 149,
114 S.Ct. 1419, 128 L.Ed.2d 89 (O'Connor, J., concurring) ("Jurors
are not expected to come into the jury box and leave behind all that
their human experience has taught them." (internal quotation marks
omitted)). We do not believe that the physical presence and reading
of the Bible in the jury room required the MAR court to arrive at a
different conclusion under clearly established Supreme Court case
law. Moreover, like the alleged misconduct in Tanner, we
believe that the MAR court reasonably could have concluded that the
safeguards of the trial process—in particular, the facts that
jurors' religious views can be examined at voir dire, as they were
in this case, and that the defendant can request a jury charge
explaining to the jurors their duty to follow the law, as was given
in this case—provide an adequate protection of a defendant's
right to be sentenced by a jury free of improper influences such
that a post-verdict examination into Bible reading is unnecessary.
To be sure, the line between an "external"
influence and an "internal" influence is a fine one, and one that
may even blur upon close inspection. In a formalistic sense, the
Bible itself is "external" to jurors, as is a private communication,
contact, or tampering insofar as it is not a document physically
within the jurors themselves. But then so too were the drugs and
alcohol allegedly ingested in Tanner "external" in this sense
of the word. In any event, formalistic analyses conflict with
Tanner's admonition that whether an influence is external or
internal is not determined by rigid concepts, but by analyzing the "nature"
of the influence. 483 U.S. at 117, 107 S.Ct. 2739. The difficulty in
locating the line between Remmer and Tanner only
confirms that the MAR court's rejection of
Robinson's Bible claim was not an unreasonable application of
clearly established law. See Mitchell v. Esparza, 540 U.S.
12, 124 S.Ct. 7, 11, 157 L.Ed.2d 263 (2003) ("A federal court may
not overrule a state court for simply holding a view different from
its own, when the precedent from [the Supreme] Court is, at best,
ambiguous.").
The dissent believes that jurors
can generally impeach their verdict by testifying about any
influence that had the "serious potential of swaying the jury
towards a sentence of death," (emphasis added), with the single
exception that jurors cannot testify to their own physical or mental
impairments because those influences only "impair [] the
juror's ... ability to function effectively."17
According to at least a century of Supreme Court jurisprudence, the
dissent has it backwards. As we have discussed, the "firmly
established" general rule is that juror testimony may not
be used to impeach a jury verdict. Tanner, 483 U.S. at 117,
107 S.Ct. 2739. The only exception to this rule is for external
influence, as we have identified in Parker, Turner, and
Remmer. But lest this exception be viewed as swallowing the rule,
the Tanner Court reiterated that the general rule applies to
situations that do not fit within the exception for external
influence as identified by those cases. Tanner, 483 U.S. at
117, 107 S.Ct. 2739 ("In situations that did not fall into this
exception for external influence, however, the Court adhered to the
common-law rule against admitting juror testimony to impeach a
verdict.").
The dissent characterizes
Tanner as only "concern[ing] a phenomenon ... [of] influences
that impair a juror's mental or physical capacity." Such is not the
case. While Tanner is certainly focused on mental and
physical impairment, its focus is narrowly circumscribed only
because those were the facts presented to the Court. The legal rule
of Tanner, however, is not so limited. By characterizing
Tanner as related only to physical or mental impairments, the
dissent conflates the rule with the rule's application.
The facts of McDonald, 238
U.S. at 264, 35 S.Ct. 783, and Hyde v. United States, 225 U.S.
347, 32 S.Ct. 793, 56 L.Ed. 1114 (1912)—cases that Tanner
cites approvingly as stating the general rule—illustrate this
point. In McDonald, it was alleged that the jury neglected
its duty to determine damages and instead used an improper quotient
method, in which the damages were determined by adding each juror's
individual damage estimate and dividing by the total number of
jurors. 238 U.S. at 265-66, 35 S.Ct. 783. Despite the obvious
prejudice to the defendant, the Supreme Court did not allow the jury
to impeach its own verdict. Id. at 269, 35 S.Ct. 783. In
Hyde, the defendant alleged that the jury did not decide his
guilt or innocence but instead had made a bargain among themselves
to convict him in exchange for acquitting his fellow defendant. 225
U.S. at 347, 381-82, 32 S.Ct. 793. Even assuming the facts Hyde
alleged were true, the Supreme Court agreed that there should be no
inquiry into them because they involved "matters which essentially
inhere in the verdict itself and necessarily depend upon the
testimony of the jurors, and can receive no corroboration." 225 U.S.
at 384, 32 S.Ct. 793. In these two cases, the jury's actions were
clearly improper; yet the Court did not allow— much less
require—an inquiry into whether the defendant had been
prejudiced. The dissent's purported rule that an "external influence"
is one that substantially sways the jurors against the defendant
collapses in view of these cases: surely nothing can be more biased
against a defendant than a jury in dereliction of its duty to decide
his guilt or innocence.
Furthermore, not only does the
dissent's rule have no basis in Supreme Court precedent, it also
ignores Tanner's warning that the "integrity of jury
proceedings" is jeopardized by inquiries "into the internal
processes of the jury." 483 U.S. at 120, 107 S.Ct. 2739. Under the
dissent's definition of "external influence," the Sixth Amendment
violation does not arise simply by virtue of the Bible's presence in
the jury room alone; according to the dissent's own formulation, the
violation arises because the jury may have been swayed by "a divine
command to condemn a defendant to death,". On the dissent's view, in
other words, the problem must arise from the jurors' hearing and
obeying the divine commands. Following this logic, the dissent would
allow Robinson a hearing even if the juror
had merely recited from memory the "eye for an eye" passage
during deliberations because this memorized recitation of divine
commands "carries the serious potential of swaying the jury towards
a sentence of death."18
As discussed, however, such an inquiry is clearly prohibited. The
fact that the bailiff provided the Bible to the juror does not alter
our conclusion that it was not an external influence.
Robinson does not allege that the bailiff
instructed the jury to consult the Bible, or, for that matter, that
he did anything other than simply provide the Bible upon the juror's
request. On these facts, the MAR court reasonably could have
concluded that the bailiff's act of providing a Bible was nothing
more than an innocuous intervention into the jury's deliberations.
Cf. Howard v. Moore, 131 F.3d 399, 422 (4th Cir.1997) (concluding
that giving jurors scrap paper consisting of a prosecutor's unused
form letters thanking former jurors for their service was nothing
more than an "innocuous intervention[ ]" (internal quotation marks
omitted)). Indeed, it is reasonable to expect that a juror who wants
something during deliberations—whether it is aspirin, a pen,
or a Bible—will ask the bailiff to obtain it for him. The MAR
court reasonably could have concluded that the bailiff's actions in
fulfilling the juror's request did not, without more, turn the Bible
into an external influence.
Finally, in a statement that was
obviously designed to excite the passions to a greater degree than
the intellect, the dissent argues that our analysis "should be
offensive to those who consider the Bible sacred" because we
conclude "that a divine command to condemn a defendant to death
carries less potential to influence a juror" than would a private
communication, contact, or tampering. Surely the dissent, which does
not cite a single sentence from our opinion in support of this
outlandish claim, must recognize that our analysis is not based on a
belief that the Bible has no ability to sway a juror, but on a
belief that precisely because the Bible occupies a unique
place in the moral lives of those who believe in it, its teachings
cannot blithely be lumped together with a private communication,
contact, or tampering with a juror without clear guidance from the
Supreme Court. With all respect to our dissenting colleague, to
argue that our analysis says anything more is simply misleading.
For the reasons discussed above,
Robinson "has failed to show that the MAR
court's decision was ... an unreasonable application of [ ] clearly
established Supreme Court precedent, because the decisions on which
he relies ... are each distinguishable." Conner v. Polk, 407
F.3d 198, 208 (4th Cir.2005). Therefore, Robinson
is not entitled to habeas relief on his Sixth Amendment claim.
Robinson
asks us to remand for an evidentiary hearing on his Sixth Amendment
claim. The State argues that Robinson may
not receive an evidentiary hearing because his MAR failed to comply
with North Carolina's procedural law. We review the district court's
denial of an evidentiary hearing for abuse of discretion. See
Walker v. True, 401 F.3d 574, 581 (4th Cir.2005).
A § 2254 petitioner may not
receive an evidentiary hearing in the district court if he "`failed
to develop the factual basis of a claim in state court'" unless he
shows the existence of several statutory factors not relevant here.19See Fullwood v. Lee, 290 F.3d 663, 681 (4th Cir.2002) (quoting
28 U.S.C.A. § 2254(e)(2)). "A failure to develop the factual basis
of a claim is not established unless there is a lack of diligence,
or some greater fault attributable to the [petitioner] or the [petitioner's]
counsel." (Michael) Williams v. Taylor, 529 U.S. 420, 432,
120 S.Ct. 1479, 146 L.Ed.2d 435 (2000). The State argues that North
Carolina law requires that a MAR be accompanied by admissible
evidence and that, by presenting only hearsay affidavits to the MAR
court despite the fact he could have obtained affidavits directly
from the jurors themselves, Robinson was
not diligent in pursuing his Sixth Amendment claim in the MAR court.
We agree with the State that a
petitioner who fails to comply with state law in seeking an
evidentiary hearing can be held to lack diligence in pursuing his
claim. Id. at 437, 120 S.Ct. 1479 ("Diligence will require in
the usual case that the prisoner, at a minimum, seek an evidentiary
hearing in state court in the manner prescribed by state law.");
see also Smith v. Bowersox, 311 F.3d 915, 921 (8th Cir.2002) ("[The
petitioner's] failure to comply with Missouri law reflects a lack of
diligence."). It is unclear, however, that
Robinson failed to comply with state law by submitting
hearsay affidavits in support of his MAR. To be sure, the law
students' affidavits are brimming with hearsay, and North Carolina
law provides that they would be inadmissible at an evidentiary
hearing in the MAR court. State v. Adcock, 310 N.C. 1, 310
S.E.2d 587, 608 (1984). But whether inadmissible evidence can be
used at an evidentiary hearing is a different question from
whether inadmissible evidence can support a claim for entitlement
to an evidentiary hearing. The State has not cited, and we have
not found, a single North Carolina decision squarely holding that
the MAR must be accompanied by admissible evidence in order for the
petitioner to demonstrate entitlement to an evidentiary hearing.
Furthermore, the MAR court did not find that
Robinson failed to comply with North Carolina law by failing
to submit admissible evidence. Cf. Dowthitt v. Johnson, 230
F.3d 733, 758 (5th Cir.2000) (denying a federal evidentiary hearing
to a petitioner because the state habeas court had concluded that
the petitioner failed to properly develop the evidentiary basis of
his claim). Because it is not clear that North Carolina rules
require a MAR to be accompanied by admissible evidence and because
the MAR court did not make such an evidentiary ruling, we cannot
hold that Robinson's failure to submit
admissible evidence demonstrates a lack of diligence before the MAR
court. Cf. Bacon, 225 F.3d at 477 ("[I]t is not our role ...
to review the correctness of the state MAR court's application of
its state-law procedural rules....").
The fact that
Robinson is not barred from receiving an evidentiary hearing
in the district court, however, does not mean that he is
automatically entitled to one. See Fullwood, 290 F.3d at 681.
Instead, a district court may grant an evidentiary hearing in a §
2254 case only where the petitioner has "allege[d] additional facts
that, if true, would entitle him to relief" and has "establish[ed]
one of the six factors set forth in Townsend v. Sain, 372 U.S.
293, 312, 83 S.Ct. 745, 9 L.Ed.2d 770 (1963)."20Fullwood, 290 F.3d at 681 (internal quotation marks omitted).
Robinson's § 2254 petition, however,
alleged the same facts that had been alleged before the MAR
court. Because we conclude that the MAR court did not unreasonably
apply clearly established federal law to those facts,
Robinson has not alleged any "additional
facts that, if true, would entitle him to relief," and we therefore
need not consider whether any of the Townsend factors have
been met. Cardwell v. Greene, 152 F.3d 331, 338 (4th
Cir.1998) (denying an evidentiary hearing where the petitioner "failed
to forecast any evidence beyond that already contained in the
record, or otherwise to explain how his claim would be advanced by
an evidentiary hearing" (internal quotation marks omitted)),
overruled on other grounds by Bell v. Jarvis, 236 F.3d 149 (4th
Cir.2000); Bennett v. Angelone, 92 F.3d 1336, 1347 (4th Cir.
1996) (holding, pre-AEDPA, that petitioner's claim for an
evidentiary hearing failed because he "add[ed] nothing `additional'
to the factual mix already before the district court"). The district
court therefore did not abuse its discretion in denying
Robinson an evidentiary hearing.
Accordingly, we affirm the
district court's decision denying Robinson's
§ 2254 petition and denying him an evidentiary hearing.
AFFIRMED
*****
KING, Circuit Judge, dissenting in
part:
This appeal presents an important
Sixth Amendment issue, and I write separately because it is being
wrongly decided. The Sixth Amendment entitles an accused to the
sacrosanct right of a fair trial before an impartial jury, a mandate
that "goes to the fundamental integrity of all that is embraced in
the constitutional concept of trial by jury." Turner v. Louisiana,
379 U.S. 466, 472, 85 S.Ct. 546, 13 L.Ed.2d 424 (1965). And when a
jury's deliberations have been contaminated by an improper external
influence—even if that influence relates to the Bible of
England's first Stuart King—public confidence in our judicial
system is undermined and the jury's verdict must not be enforced.
By its opinion today, the panel
majority erroneously concludes that Robinson
is not even entitled to an evidentiary hearing on the improper
influence issue, because the state court's ruling thereon was not an
unreasonable application of clearly established federal law as
determined by the Supreme Court. See 28 U.S.C. § 2254(d)(1).
The majority reaches its conclusion, however, through its own
misapplication of the relevant Supreme Court precedents, which
obscures the unmistakably clear line that divides those decisions.
The decisions distinguished by the majority —Parker v.
Gladden, 385 U.S. 363, 87 S.Ct. 468, 17 L.Ed.2d 420 (1966),
Turner v. Louisiana, 379 U.S. 466, 85 S.Ct. 546, 13 L.Ed.2d 424
(1965), and Remmer v. United States, 347 U.S. 227, 74 S.Ct.
450, 98 L.Ed. 654 (1954)—involved a single phenomenon: an
external influence upon a juror that carries the potential to
sway him against the defendant. On the other hand, the decision on
which the majority primarily relies—Tanner v. United
States, 483 U.S. 107, 107 S.Ct. 2739, 97 L.Ed.2d 90
(1987)— relates only to an internal influence that
impairs a juror's physical or mental ability to properly function.
The facts here—that the
court bailiff provided a Bible to a deliberating juror, who then
read aloud to his fellow deliberating jurors a passage concerning
the Biblical mandate of "an eye for an eye"— plainly concern
an external influence, i.e., one which carries the serious
potential of swaying the jury towards a sentence of death. A
contrary decision (deeming such conduct to be an internal
influence only) demeans the Bible and those who believe in it, and
constitutes "an unreasonable application of[ ] clearly established"
Supreme Court precedent. 28 U.S.C. § 2254(d)(1).
Robinson's
allegations thus satisfy the requirements of § 2254(d)(1), and he is
entitled to an evidentiary hearing to prove them. First, an
external influence that has the potential to sway a juror
against the defendant must be deemed presumptively prejudicial.
Robinson has thus "allege[d] facts which,
if proved, would entitle him to relief." Townsend v. Sain,
372 U.S. 293, 312, 83 S.Ct. 745, 9 L.Ed.2d 770 (1963). Next, because
the state court did not find facts regarding the improper influence
issue, Robinson has plainly satisfied the
Townsend factor that "the material facts were not adequately
developed at the state-court hearing." Id. at 313, 83 S.Ct.
745. Finally, the district court committed an error of law in ruling
that the law students' affidavits were insufficient to warrant an
evidentiary hearing, and it thus abused its discretion in that
respect.
I would grant
Robinson an evidentiary hearing on the improper influence
issue, and I write separately to dissent on that aspect of this
appeal.1
Robinson's
factual allegations concerning the Bible provided to the jurors (the
"Bible claim") are contained in the law students' affidavits, which
were presented to the state court and made a part of
Robinson's habeas corpus petition.
According to the affidavits—which we must accept as true—a
juror requested a Bible from the bailiff during the jury's
deliberations on whether Robinson should be
accorded the death penalty. Upon receiving this unusual request, the
bailiff provided a Bible to the juror, without either the approval
or notification of the court. The juror then proceeded to read aloud
to other jurors a passage concerning the Biblical mandate of "an eye
for an eye," in an effort to convince the jury to recommend a death
sentence. Ultimately, the jury recommended that
Robinson be sentenced to death.
On January 4, 1999, the state
court which ruled on Robinson's motion for
appropriate relief (the "MAR court") concluded that the foregoing
allegations were insufficient to warrant an evidentiary hearing
because, even assuming their truth, the provision and use of the
Bible did not constitute "extraneous, prejudicial information"
before the jury. After the Supreme Court of North Carolina denied
discretionary review of the MAR court's ruling,
Robinson filed a § 2254 petition in the Eastern District of
North Carolina asserting, inter alia, the Bible claim. As relevant
here, the district court denied Robinson's
request for an evidentiary hearing on the Bible claim, deeming the
law students' affidavits insufficient to warrant such a hearing. We
thereafter granted Robinson a certificate
of appealability on the Bible claim.
The question before us today is
whether Robinson is entitled to an
evidentiary hearing on the Bible claim. As the panel majority
correctly observes, because Robinson was
diligent in pursuing the Bible claim in state court, § 2254(e)(2)
does not govern our analysis. Instead, Robinson
must satisfy the requirements set forth in Townsend v. Sain,
372 U.S. 293, 83 S.Ct. 745, 9 L.Ed.2d 770 (1963). Under Townsend,Robinson must first "allege[ ] facts which,
if proved, would entitle him to relief." Id. at 312, 83 S.Ct.
745. This mandate requires Robinson to
demonstrate that the MAR court's ruling "was contrary to, or
involved an unreasonable application of, clearly established Federal
law, as determined by the Supreme Court of the United States," 28
U.S.C. § 2254(d)(1), and that the error in the MAR court's
ruling had a "`substantial and injurious effect or influence in
determining the jury's verdict,'" Fullwood v. Lee, 290 F.3d
663, 679 (4th Cir.2002) (quoting Brecht v. Abrahamson, 507
U.S. 619, 637, 113 S.Ct. 1710, 123 L.Ed.2d 353 (1993)). Next,
Robinson must establish one of the six
Townsend factors. See Townsend, 372 U.S. at 313, 83 S.Ct.
745.2
Even if Robinson satisfies these
requirements, however, we may vacate the district court's denial of
an evidentiary hearing only if its ruling constituted an abuse of
discretion. See Conner v. Polk, 407 F.3d 198, 204 (4th
Cir.2005).
Pursuant to the foregoing, we must
first assess whether the MAR court's ruling "involved an
unreasonable application of[ ] clearly established Federal law, as
determined by the Supreme Court of the United States." 28 U.S.C. §
2254(d)(1). As explained below, the distinction between external and
internal jury influences has been clearly delineated by the Supreme
Court, and a decision that Robinson's
allegations supporting the Bible claim implicate an internal
influence—rather than an external influence—is
an unreasonable application of that law.
The panel majority makes two
fundamental mistakes in its application of the relevant Supreme
Court precedents. First, it obscures the clear principle that
emerges from Parker v. Gladden, 385 U.S. 363, 87 S.Ct. 468,
17 L.Ed.2d 420 (1966), Turner v. Louisiana, 379 U.S. 466, 85
S.Ct. 546, 13 L.Ed.2d 424 (1965), and Remmer v. United States,
347 U.S. 227, 74 S.Ct. 450, 98 L.Ed. 654 (1954), by artificially
splitting those decisions into two categories. Specifically, the
panel majority interprets Parker and Turner as
involving "extraneous prejudicial information [that]... bears on a
fact at issue," which had been introduced to the jury in
contravention of the defendant's confrontation rights. It then
construes Remmer as concerning "an outside influence upon the
partiality of the jury" that violated the defendant's right to an
impartial jury. Id. As explained below, the majority's
distinction is unsupported by those decisions, each of which (not
merely Remmer) involved an external influence that carried
the potential to sway the juror against the defendant.3
Second, the majority incorrectly
defines the internal influences at issue in Tanner v. United
States, 483 U.S. 107, 107 S.Ct. 2739, 97 L.Ed.2d 90 (1987), as "influences
internal to the deliberations process." The multiple examples of
internal influences provided by the Tanner Court, however,
concern a phenomenon much more concrete and distinct: influences
that impair a juror's mental or physical capacity.
Given these errors—both of
which obfuscate the Court's clear holdings in the Parker, Turner,
Remmer, and Tanner decisions— it is no surprise
that the panel majority ultimately concludes that the line between
external and internal jury influences "is a fine one, and one that
may even blur upon close inspection." A fair reading of those
decisions, however, presents an unmistakably clear divide between
external and internal influences. And when those decisions are
properly applied, the Bible claim unquestionably relates to an
improper external jury influence.
The first step in our analysis
under § 2254(d)(1) is to identify the relevant "clearly established
Federal law." That phrase, of course, "refers to the holdings, as
opposed to the dicta, of [the Supreme] Court's decisions as of the
time of the relevant state-court decision." See Williams v.
Taylor, 529 U.S. 362, 412, 120 S.Ct. 1495, 146 L.Ed.2d 389
(2000). As explained below, although the panel majority correctly
identifies Parker, Turner, Remmer, and Tanner as the
relevant precedents, it fails to recognize and apply the Court's
clear holdings in those decisions.
In its Parker decision, the
Supreme Court held that Parker's Sixth Amendment rights had been
contravened when the "bailiff assigned to shepherd the sequestered
jury" remarked in the jury's presence, "`Oh that wicked fellow [petitioner],
he is guilty,'" and "`If there is anything wrong [in finding
petitioner guilty] the Supreme Court will correct it.'" 385 U.S. at
363-64, 87 S.Ct. 468. The panel majority characterizes Parker
solely as a decision in which the Court held that Parker's
confrontation rights were violated because the bailiff's comments
constituted "extraneous prejudicial information [that]... bears on a
fact at issue." This characterization, however, is unsupported by
Parker's facts and rationale. Although the bailiff's statement
that Parker was guilty could be construed as extraneous "evidence"
that "bears on a fact at issue," his remark that the Supreme Court
would correct any error in finding him guilty clearly had no
evidentiary relevance. Rather, the bailiff's comment was simply an
effort on his part to sway the jury to find Parker guilty. The
majority's conclusion is also belied by the Parker Court's
analysis. Although the Court referenced Parker's right to
confrontation, it did so only after referring to his right to an
impartial jury. See Parker, 385 U.S. at 364, 87 S.Ct. 468.
Furthermore, the Court characterized the bailiff's statements as
unconstitutional "private talk, tending to reach the jury by outside
influence," not as extraneous evidence. Id. (internal
quotation marks omitted). Finally, and most importantly, the Supreme
Court itself has characterized Parker as a case involving
external influences. See Tanner, 483 U.S. at 117, 107 S.Ct.
2739.
Whereas Parker at least
bore traces of an "extraneous prejudicial information" case, the
Turner decision, which the panel majority also characterizes as
such a case, solely concerned an external influence. In Turner,
the Court held that the defendant's Sixth Amendment rights were
contravened where the sequestered jury was "placed in [the] charge"
of two deputy sheriffs who were also the "principal witnesses for
the prosecution." 379 U.S. at 467, 85 S.Ct. 546. In their role as
the jury's caretakers, the deputies drove the jurors where they
needed to go, "ate with them, conversed with them, and did errands
for them." Id. at 468, 85 S.Ct. 546. Crucially, the
constitutional problem was not with any information that the deputy
sheriffs had imparted to the jurors—indeed the Court operated
under the assumption that no such information-sharing had occurred.
See id. at 473, 85 S.Ct. 546. Rather, the problem was the "relationship"
between the deputy sheriffs and the jury, "one which could not but
foster the jurors' confidence in those who were their official
guardians during the entire period of the trial." Id. at 474,
85 S.Ct. 546. The Court's concern was that, as a result of the
jury's dependence on the deputies during the trial, their testimony
against the defendant would carry greater weight with the jury than
it otherwise would. The relationship thus constituted an external
influence with the potential to sway the jurors against the
defendant, irrespective of any information that might have been
conveyed to the jurors by the deputies.4
The panel majority contrasts
Parker and Turner with Remmer, which concerned an
effort to bribe a juror, and which the majority correctly
characterizes as involving an external influence. See 347 U.S.
at 228-29, 74 S.Ct. 450. Yet, whether it was the bailiff's remarks
impugning the defendant in Parker, the relationship of
confidence between the jurors and the deputy sheriffs in Turner,
or the attempt to bribe the juror in Remmer, the same concern
animated the Court's decisions: that an external influence might
sway the jurors against the defendant.
In contrast to the improper
external influences on a jury exemplified in Parker,
Turner, and Remmer, internal jury influences are
illustrated in Tanner. There, the Court held that the Sixth
Amendment did not require an evidentiary hearing at which jurors
could testify that a fellow juror was under the influence of alcohol
and illegal drugs during Tanner's trial. See 483 U.S. at
126-27, 107 S.Ct. 2739. In so ruling, the Court expressly
distinguished the external influences present in cases such as
Parker and Remmer from the internal influence at issue in
Tanner. See id. at 117, 107 S.Ct. 2739. The Court explained
that the distinction between an external influence, on the one hand,
and an internal influence, on the other, depends on the "nature" of
the influence, id., and it approvingly observed that lower
courts had treated influences affecting "the physical or mental [ ]competence
of a juror" as internal influences, id. at 118, 107 S.Ct.
2739. It also provided several examples of internal influences—in
addition to the intoxication at issue in that case—including
psychological disorders, insanity, sickness, lack of sleep, hearing
impairment, and consumption of poorly prepared food, all of which
constitute a physical or mental impairment. See id. at
118-19, 122, 107 S.Ct. 2739.
The panel majority draws from
Tanner the following definition of internal influences: those "internal
to the deliberations process." Because the majority fails to
elaborate, we are left to guess at the meaning of this vague and
circular definition. Whatever it means, however, the majority's
definition finds no support in Tanner and fails to encompass
the numerous examples of internal influences provided by the Court
in that decision. If by influences "internal to the deliberations
process" the panel majority means those that only affect the
deliberations process, its definition describes external influences
better than internal influences. The external influences recognized
by the Court— such as attempted bribery or improper
association with the prosecution's witnesses —come from
without but impact only the juror's perception of the defendant, an
influence that focuses directly on the final decision a jury must
make. In contrast, internal influences—such as intoxication,
lack of sleep, and psychological disorders—affect not only a
juror's ability to rationally and neutrally deliberate on a
defendant's fate, but also a juror's general ability to
perceive, process, and comprehend the world around him. Perhaps the
majority, by the phrase "internal to the deliberations process,"
means to indicate only those influences that originate in the
deliberations process. If so, neither internal nor external
influences would fall within its definition. Whether the influence
is an improper association with the prosecution's witnesses, an
attempted bribe, sickness, or intoxication, it originates outside
the jury room.
There is only one reasonable
definition to draw from the Tanner Court's distinction
between external and internal influences, its instructions that the
distinction turns on the "nature" of the influence, and the numerous
examples it provides of internal influences: If the "nature" of the
influence is that it impairs the juror's physical or mental
ability to function effectively, it is an internal influence.
Internal influences thus stand in stark contrast to their external
counterparts, which come from without and carry the potential to
bias the juror against the defendant.
Importantly, this distinction
between external and internal jury influences was carefully drawn by
the Supreme Court well before the MAR court's 1999 ruling. It
therefore constitutes "clearly established Federal law" within the
meaning of § 2254(d)(1). See Williams, 529 U.S. at 412, 120
S.Ct. 1495.
We must next assess whether a
decision that the facts alleged by Robinson
constitute an internal rather than an external influence is an "unreasonable
application" of the law clearly established in Parker, Turner,
Remmer, and Tanner. 28 U.S.C. § 2254(d)(1). A decision is
an "unreasonable application" of clearly established Supreme Court
precedent if the "state court identifies the correct governing legal
principle from th[e] Court's decisions but unreasonably applies that
principle to the facts." Wiggins v. Smith, 539 U.S. 510, 520,
123 S.Ct. 2527, 156 L.Ed.2d 471 (2003). As we have recognized, a
state court determination may be set aside under this standard if
the court "`was unreasonable in refusing to extend the governing
legal principle to a context in which the principle should have
controlled.'" Booth-El v. Nuth, 288 F.3d 571, 575 (4th Cir.
2002) (quoting Ramdass v. Angelone, 530 U.S. 156, 166, 120
S.Ct. 2113, 147 L.Ed.2d 125 (2000) (plurality opinion)). The mandate
of § 2254(d)(1), however, is not satisfied by our independent
determination that the state court's application was erroneous; we
must also find such application to be unreasonable. See Williams,
529 U.S. at 411, 120 S.Ct. 1495. Nevertheless, where, as here, the
relevant principles are well-defined, the range of reasonableness is
narrower. See Yarborough v. Alvarado, 541 U.S. 652, 664, 124
S.Ct. 2140, 158 L.Ed.2d 938 (2004) ("[E]valuating whether a rule
application was unreasonable requires considering the rule's
specificity. The more general the rule, the more leeway courts have
in reaching outcomes in case by case determinations."). Given the
clarity of the distinction between an external and an internal
influence on a jury, a decision that Robinson's
allegations constitute an internal influence—rather than an
external influence—easily satisfies the "clearly unreasonable"
standard.
The panel majority concludes that
the provision and reading of the Bible is "not unlike" the internal
influences described in Tanner. It thus concludes that a
decision that Robinson's allegations
constitute an internal influence would not be unreasonable. In so
ruling, the majority fails to reference the Tanner Court's
admonition that internal influences are those affecting the "physical
or mental [ ]competence of a juror." 483 U.S. at 118, 107 S.Ct.
2739. And it declines to analogize to the numerous examples of
internal influences provided by the Court in Tanner. See id.
at 118-19, 122, 107 S.Ct. 2739. Instead, the majority concludes—without
citation to Tanner—that reading from the Bible is "not
unlike" an internal influence because it "invites the listener to
examine his or her own conscience from within," a conclusion that
finds no support in Tanner and bears no resemblance to any of
the examples of internal influences provided there. That the
majority fails to proceed by analogy to the examples provided in
Tanner is not surprising, for it would certainly be shocking for
a court to compare a Bible reading to intoxication, insanity,
exhaustion, psychological disorder, or food poisoning. See id.
at 118-19, 122, 107 S.Ct. 2739 (listing these and others as examples
of internal influences). Yet, in labeling the provision and reading
of the Bible as an internal influence, the majority has likened a
Bible reading to such impairments. Not only is such a conclusion
empirically false, it should be offensive to those who consider the
Bible to be sacred.
In regard to whether
Robinson's allegations constitute an
external influence, i.e., an influence that comes from without and
carries the potential to sway a juror against the defendant, the
panel majority suggests that neither the bailiff's provision of the
Bible nor the reading of the Bible in the jury room could have
influenced the jurors against Robinson.
Indeed, although the majority is hesitant to compare Bible reading
to intoxication or food poisoning, it is not troubled by comparing
the Bible to "aspirin [or] a pen." In so doing, the majority ignores
the fact that the Bible is an authoritative code of morality—and
even law—to a sizable segment of our population. As in
Turner, it would be "blinking reality" not to recognize the
profound influence that quotations from the Bible could carry in the
jury room. 379 U.S. at 473, 85 S.Ct. 546. Moreover, the specific
passage read aloud—those concerning the mandate of "an eye
for an eye"—bear directly on the severity of punishment to be
imposed for a criminal act and expressly require the death penalty
as punishment for murder. The majority therefore concludes—alarmingly—that
a divine command to condemn a defendant to death carries less
potential to influence a juror than the bailiff's comments in
Parker or the jurors' relationship with the deputy sheriffs in
Turner. I can neither make nor accept that conclusion.
This case is made all the more
egregious by the fact that the Bible was provided to the juror by
the trial court's bailiff. The panel majority characterizes the
bailiff's actions as an "innocuous intervention," but, as the Court
explained in Parker, "[t]his overlooks the fact that the
official character of the bailiff—as an officer of the court
as well as the state—beyond question carries great weight
with a jury." 385 U.S. at 365, 87 S.Ct. 468. Furthermore, because of
the bailiff's capacity as an officer of the court, it is likely that
a juror would impute his actions to the court itself, leaving an
impression that the court approved of the jury's use of the Bible.
Taken together, the juror's
reading of the "an eye for an eye" passage, and the appearance that
this reading was sanctioned by the trial court, plainly constitute
an external influence with the potential to sway the jury against
Robinson. The MAR court's decision to the
contrary was therefore an "unreasonable application" of Supreme
Court precedent. 28 U.S.C. § 2254(d)(1).
In order to "allege[] facts which,
if proved, would entitle him to relief," as required by Townsend,
372 U.S. at 312-13, 83 S.Ct. 745, Robinson
must also demonstrate that the error in the MAR court's ruling had a
"`substantial and injurious effect or influence in determining the
jury's verdict.'" Fullwood, 290 F.3d at 679 (quoting
Brecht, 507 U.S. at 637, 113 S.Ct. 1710). Because
Robinson's allegations give rise to a
rebuttable presumption of prejudice, they also satisfy this
requirement.
In Remmer, the Supreme
Court announced that, "[i]n a criminal case, any private
communication, contact, or tampering, directly or indirectly, with a
juror during a trial ... is, for obvious reasons, deemed
presumptively prejudicial." 347 U.S. at 229, 74 S.Ct. 450. We have
had occasion to apply Remmer and elaborate on the
circumstances in which its presumption of prejudice arises. In
Stockton v. Virginia, we held that the presumption of prejudice
arose where the proprietor of a restaurant at which the jury ate
lunch during deliberations told jurors that "they ought to fry the
son of a bitch." 852 F.2d 740, 741, 744 (4th Cir.1988); see also
Fullwood, 290 F.3d at 681-82 (concluding that presumption of
prejudice arose where defendant alleged that juror's husband had
attempted to convince her to vote for death penalty). We explained
in Stockton that, in order to invoke the presumption, a
defendant must "establish both that an unauthorized contact was made
and that it was of such a character as to reasonably draw into
question the integrity of the verdict." 852 F.2d at 743. In so
ruling, we explicitly distinguished such outside contacts from
Tanner-like situations involving "juror impairment or
predisposition." Id. at 744.
Robinson's
allegations plainly satisfy the two-step rule set forth in
Stockton. First, the bailiff's furnishing of the Bible to the
juror was an unauthorized contact with the jury. Second, such
contact "reasonably draw[s] into question the integrity" of the
jury's recommendation that Robinson be
sentenced to death. Stockton, 852 F.2d at 743. As discussed
above, the Bible is one of the most influential texts known to our
culture and represents, to many, God's explicit commands.
Furthermore, as in Stockton, the passage read aloud in the
jury room "bore on the exact issue — whether to impose the
death penalty — that the jurors were deliberating at that
time," and thus carried a serious potential for prejudice. Id.
at 746; see also McNair v. Campbell, 416 F.3d 1291, 1307-08
(11th Cir.2005) (concluding that introduction of Bible into jury
room gives rise to presumption of prejudice). The presumption of
prejudice, of course, "is not one to be casually invoked."
Stockton, 852 F.2d at 745. The circumstances of this case,
however, more than justify its invocation.
Finally, in order to demonstrate
entitlement to an evidentiary hearing, Robinson
must establish one of the Townsend factors, and we must find
that the district court abused its discretion in denying him such a
hearing. Robinson satisfies each of these
requirements. First, in concluding that Robinson's
allegations did not entitle him to relief, the MAR court denied
Robinson a hearing on the Bible claim
without finding any facts. Thus Robinson
satisfies at least the fifth Townsend factor, that "the
material facts were not adequately developed at the state-court
hearing." 372 U.S. at 313, 83 S.Ct. 745. Second, the district court
committed an error of law in denying Robinson
an evidentiary hearing on the basis that the law students'
affidavits were insufficient to warrant an evidentiary hearing, for
it is settled that allegations alone are sufficient to warrant a
hearing where, taken as true, they entitle a petitioner to relief.
See id. at 312, 83 S.Ct. 745; Walker v. True, 399 F.3d
315, 327 (4th Cir.2005). By definition, such an error of law
constitutes an abuse of discretion. See United States v. Ebersole,
411 F.3d 517, 526 (4th Cir.2005).
Pursuant to the foregoing,
Robinson is entitled to an evidentiary
hearing on the Bible claim, and I would vacate and remand for such
further proceedings as may be appropriate.
In a separate trial, a jury found Williams not
guilty of premeditated murder but guilty of felony murder and
robbery with a firearmState v. Williams, 345 N.C. 137, 478
S.E.2d 782, 783 (1996).
Specifically, the jury found as aggravating
circumstances that the murder was committed while
Robinson was robbing Tornblom and that the murder was "especially
heinous, atrocious or cruel." (J.A. at 249.) The jury found
mitigating circumstances in Robinson's lack
of criminal history, age, history of childhood abuse, childhood head
injury, and behavioral or mental problems. The jury unanimously
found that the mitigating circumstances were insufficient to
outweigh the aggravating circumstances and that the aggravating
circumstances were sufficiently substantial to warrant the death
penalty
It appears that Robinson
was never sentenced for the charges to which he pled guiltyState
v. Robinson, 342 N.C. 74, 463 S.E.2d
218, 221 (N.C. 1995) ("Prayer for judgment was continued as to the
charges to which defendant had pled guilty, and defendant was tried
for first-degree murder.").
As relevant to this appeal, the MAR court granted
an evidentiary hearing on Robinson's Eighth
Amendment claim, but denied a hearing on his Sixth Amendment claim
The trial court listed the elements of felony
murder as follows: "First, that the defendant committed or attempted
to commit robbery with a firearm.... Second, that while committing
or attempting to commit robbery with a firearm the defendant killed
the victim with a deadly weapon. And third, that the defendant's act
was a proximate cause of the victim's death." (J.A. at 117-118.)
We also note the stark differences between this
case andEnmund v. Florida, 458 U.S. 782, 102 S.Ct. 3368, 73
L.Ed.2d 1140 (1982). In Enmund, the "record supported no more
than the inference that Enmund was ... in the car by the side of the
road at the time of the killings, waiting to help the robbers
escape." Id. at 788, 102 S.Ct. 3368. Such facts are a far cry
from this case, where the evidence showed that
Robinson was the instigator of a kidnaping and robbery
perpetrated at gunpoint, told others of his intent to "burn" a "white
boy," and the following day bragged of killing Tornblom. To equate
Robinson with Enmund, a getaway driver
following a robbery that resulted in murder, is specious.
Robinson does not allege
which "eye for an eye" passage was read. The King James Version of
the Bible provides several references to "eye for an eye." The Old
Testament contains three such passages: (1) "Eye for eye, tooth for
tooth, hand for hand, foot for foot," Exodus 21:24; (2) "Breach for
breach, eye for eye, tooth for tooth: as he hath caused a blemish in
a man, so shall it be done to him again," Leviticus 24:20; (3) "And
thine eye shall not pity; but life shall go for life, eye for eye,
tooth for tooth, hand for hand, foot for foot," Deuteronomy 19:21.
But in the New Testament's Sermon on the Mount, Jesus said, "Ye have
heard that it hath been said, An eye for an eye, and a tooth for a
tooth: But I say unto you, that ye resist not evil: but whosoever
shall smite thee on thy right cheek, turn to him the other also."
Matthew 5:38-39. We assume, for the sake of argument, that the juror
read from the Old Testament
McDonald v. Pless, 238 U.S. 264, 35 S.Ct.
783, 59 L.Ed. 1300 (1915) was a civil case, but the Supreme Court
has cited its reasoning with approval in the criminal context.
See Tanner v. United States, 483 U.S. 107, 117, 107 S.Ct. 2739,
97 L.Ed.2d 90 (1987).
(b) Inquiry into validity of
verdict or indictment. Upon an inquiry into the validity of a
verdict or indictment, a juror may not testify as to any matter or
statement occurring during the course of the jury's deliberations or
to the effect of anything upon that or any other juror's mind or
emotions as influencing the juror to assent to or dissent from the
verdict or indictment or concerning the juror's mental processes in
connection therewith, except that a juror may testify on the
question whether extraneous prejudicial information was improperly
brought to the jury's attention or whether any outside influence was
improperly brought to bear upon any juror. Nor may a juror's
affidavit or evidence of any statement by the juror concerning a
matter about which the juror would be precluded from testifying be
received for these purposes.
North Carolina Rule of Evidence
606(b) is identical to its federal counterpart. See N.C.
Gen.Stat. § 8C-1, Rule 606(b) (2003). North Carolina law also
provides:
(a) Upon an inquiry into the
validity of a verdict, no evidence may be received to show the
effect of any statement, conduct, event or condition upon the mind
of a juror or concerning the mental processes by which the verdict
was determined....
(c) After the jury has dispersed,
the testimony of a juror may be received to impeach the verdict of
the jury on which he served, subject to the limitations in
subsection (a), only when it concerns:
(1) Matters not in evidence which
came to the attention of one or more jurors under circumstances
which would violate the defendant's constitutional right to confront
the witnesses against him; or
(2) Bribery, intimidation, or
attempted bribery or intimidation of a juror.
Even under these exceptions, however, no juror
may testify to the effect of either the information or an influence
on the jury's deliberative process, but only that the information or
influence came before the jurySee Mattox v. United States,
146 U.S. 140, 149, 13 S.Ct. 50, 36 L.Ed. 917 (1892)("[A] juryman may
testify to any facts bearing upon the question of the existence of
any extraneous influence although not as to how far that influence
operated upon his mind."); N.C. Gen.Stat. § 15A-1240(a).
Robinson argues thatBurch
v. Corcoran, 273 F.3d 577 (4th Cir.2001) compels us to grant him
relief on his improper-influence claim. In Burch, we held,
outside of AEDPA's strictures, that a juror's Bible reading during
sentencing deliberations was not, without more, an improper
influence on the jury. Id. at 591. We question whether this
holding could assist Robinson even on de
novo review, but it assuredly provides no support for
Robinson's argument that the MAR court
unreasonably applied clearly established federal law as determined
by the Supreme Court.
Our good dissenting colleague argues that we "artificially
split[]"Parker v. Gladden, 385 U.S. 363, 87 S.Ct. 468, 17
L.Ed.2d 420 (1966), Turner v. Louisiana, 379 U.S. 466, 85
S.Ct. 546, 13 L.Ed.2d 424 (1965), and Remmer v. United States,
347 U.S. 227, 74 S.Ct. 450, 98 L.Ed. 654 (1954), into two categories:
cases that involved extraneous prejudicial information (Parker
and Turner) and cases that involved an outside influence (Remmer).
He seems to believe that each of these cases involved an outside
influence and nothing more. As our discussion in the text clearly
reveals, however, Parker and Turner each involved the
exposure of the jury to extraneous prejudicial information. In
Parker the information was that the defendant was "wicked" and "guilty,"
385 U.S. at 363, 87 S.Ct. 468, and in Turner the information
was knowledge about the deputy sheriffs' credibility gained while
they were shepherding the jury. 379 U.S. at 472-73, 85 S.Ct. 546.
The dissent's argument, moreover, is baffling given that our
dissenting colleague acknowledges that in Parker, "the [Supreme]
Court referenced [the] right to confrontation." Such a reference
would have been useless had that right not been implicated in the
case.
While we conclude that Parker
and Turner each involved extraneous prejudicial information,
we do not conclude, as the dissent seems to believe, that Parker
and Turner each involved only extraneous prejudicial
information. Our discussion in the text merely recognizes that
Parker and Turner are illustrative of the extraneous
prejudicial information exception to the common-law rule of
exclusion, but we nowhere conclude that Parker and Turner
do not also involve outside influences. Moreover, in protesting our
description of Parker and Turner, the dissent fails to
recognize that Robinson's Bible claim
implicates two separate and distinct Sixth Amendment protections:
the right to an impartial jury (i.e., a jury free of external
influence) and the right to confront the witnesses against
him (i.e., a jury not presented with extraneous prejudicial
information).
In any event, the dissent claims
that by failing to discuss the outside influence elements of
Parker and Turner, we "obscure[ ] the clear principle
that emerges from [those cases]." Short of that simple assertion,
however, the dissent fails to demonstrate that the outside-influence
elements of Parker and Turner would alter our analysis
in any way. As both we and the dissent agree, Parker and
Turner contain respective holdings that the bailiff's
communications with jurors were an outside influence, as was the
deputy sheriffs' contact with jurors. We fail to see how
these holdings add materially to Remmer's formulation of the
outside-influence exception: the Sixth Amendment prohibits "private
communication, contact, or tampering ... with a juror." 347
U.S. at 229, 74 S.Ct. 450. Because Remmer's rule encompasses
the outside-influence rule that Parker and Turner
stand for, to analyze Remmer is impliedly to analyze
Parker and Turner. Any other conclusion derives from an
incomplete understanding of Remmer. The dissent's charge that
we obscure the meaning of Parker, Turner, and Remmer
is, therefore, itself nothing more than smoke and mirrors.
The dissent suggests that the category of
extraneous prejudicial information need not "bear on a fact at issue
in the case" to violate the Confrontation Clause. Although we do not
have occasion to define with any precision what the word
"prejudicial" means in this context, it must mean at least that the
information bears on a fact at issue in the case. Under any other
view, the list of ingredients on the packs of coffee provided for
jurors would violate the Confrontation Clause because it is "extraneous"
to the evidence presented in the case and because it is "information."
Such a boundless interpretation of the Confrontation Clause cannot
be correct
Moreover, although the dissent
references one statement by the bailiff in Parker, that did
not bear on a fact at issue, it ignores the bailiff's second
statement—that the defendant was guilty—that plainly
did bear on a fact at issue.
We note that the Ninth Circuit recently reached a
similar conclusion that the Bible is not "extrinsic, factual
material" to a jurySee Fields v. Brown, 431 F.3d 1186,
1208-09 (9th Cir.2005). In Fields, the jury also had
considered an "eye for an eye" passage, among others. Id. The
Ninth Circuit concluded that these "Bible verses ... [were] not, in
fact, facts at all." Id. at 1209.
Our dissenting colleague sees the need to posit
his own definition of an internal influence because he argues that
ours—influences internal to the deliberation process—is
"vague and circular" and "finds no support inTanner." The
careful reader will observe, however, that our definition is but a
rephrasing of the definition given by the Court in Tanner
itself. 483 U.S. at 120, 107 S.Ct. 2739 (noting that by seeking to
introduce evidence from jurors that other jurors were intoxicated,
the defendant sought an inquiry "into the internal processes of the
jury"). Any vagueness or circularity that exists in the definition
provided by the Court in Tanner demonstrates that the line
between external and internal influences is anything but clearly
established. To be sure, the dissent's rule has the advantage of
clarity over the one adopted by the Supreme Court in Tanner.
AEDPA's "clearly established" standard requires, however, that the
rule be clearly established by the Supreme Court, not this court.
For many jurors—including those who are
not followers of the Judeo-Christian faith— the "eye for an
eye" passage is a "cultural precept."See Burch, 273 F.3d at
591 (internal quotation marks omitted). We cannot expect jurors to
leave these precepts at the courthouse door.
The statutory factors are: (1) the claim relies
on (a) a new rule of constitutional law made retroactive to cases on
collateral review, or (b) facts that previously could not have been
discovered, and (2) that the facts establish a "convincing claim of
innocence."(Michael) Williams v. Taylor, 529 U.S. 420, 435,
120 S.Ct. 1479, 146 L.Ed.2d 435 (2000); see also 28 U.S.C.A.
§ 2254(e)(2) (listing statutory factors).
(1) the merits of the factual
dispute were not resolved in the state hearing; (2) the state
factual determination is not fairly supported by the record as a
whole; (3) the fact-finding procedure employed by the state court
was not adequate to afford a full and fair hearing; (4) there is a
substantial allegation of newly discovered evidence; (5) the
material facts were not adequately developed at the state-court
hearing; or (6) for any reason it appears that the state trier of
fact did not afford the habeas applicant a full and fair fact
hearing.
Fullwood, 290 F.3d at 681
n. 7 (internal quotation marks omitted).