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Herbert Lee RICHARDSON

 
 
 
 
 

 

 

 

   
 
 
Classification: Murderer
Characteristics: Revenge
Number of victims: 1
Date of murder: August 16, 1977
Date of birth: February 16, 1946
Victim profile: Rena Mae Callins (female, 11)
Method of murder: Pipe bomb
Location: Houston County, Alabama, USA
Status: Executed by electrocution in Alabama on August 18, 1989
 
 
 
 
 
 

Alabama Man Is Executed for Killing of Girl

The New York Times

August 18, 1989

Herbert Lee Richardson, 43 years old, was electrocuted early today for the 1977 pipe-bomb killing of an 11-year-old girl.

A flurry of late appeals ended Thursday when the Supreme Court refused to intervene. The High Court appeal followed a decision by the United States Court of Appeals for the 11th Circuit, in Atlanta, upholding District Judge Robert Varner's rejection earlier in the day of a motion for a stay of execution.

Mr. Richardson was executed at Holman Prison here. He was pronounced dead at 12:14 A.M., central daylight time.

He was convicted of murdering Rena Mae Collins, who was blown apart on the porch of her house when she picked up a pipe bomb. Mr. Richardson argued that the device was not meant to explode, but only to frighten the girl's family because her aunt had broken off a romance with him.

Margie Collins, the girl's mother, had said, ''I can't rest until he gets the chair.''

In Montgomery, Lucia Penland of the Alabama Prison Project said Mr. Richardson ''was what most of us would call an all-around American boy with a bright fugure before he went to Vietnam.''

The round of appeals Thursday climaxed weeks of maneuvers in which courts rejected claims that Mr. Richardson had been unfairly denied a psychologist to determine whether he was suffering from post-traumatic stress disorder as a result of his service in Vietnam.

In addition to court appeals, Mr. Richardson had sought clemency from Gov. Guy Hunt. In his clemency plea, Mr. Richardson told how he had written to a church after listening to broadcasts of its services.

As a result of the letter, he met Debbie Herbert and on Aug. 9, the two were married in a prison ceremony, a spokeswoman for the prison system said.

The Governor rejected the clemency plea.

 
 

Alabama Man, 43, Is Executed For Killing Girl With Pipe Bomb

The New York Times

August 19, 1989

A murderer who was married in a prison ceremony last week was executed in Alabama's electric chair early today for the slaying of an 11-year-old girl.

The 43-year-old convict, Herbert Lee Richardson, was pronounced dead at 12:14 A.M., said a spokeswoman for the State Department of Corrections.

Mr. Richardson was executed for the 1977 killing of Rena Mae Callins, whose aunt had broken off a close relationship with Mr. Richardson. The girl was killed by a pipe bomb left on the porch of her home. The bomb detonated when the girl picked it up.

The execution was carried out after the Supreme Court refused Mr. Richardson's request for a stay on Thursday, as had the United States Court of Appeals for the 11th Circuit in Atlanta and Federal District Judge Robert Varner in Montgomery. Gov. Guy Hunt had refused to grant clemency.

Mr. Richardson was the sixth person executed in Alabama and the 116th in the nation since the Supreme Court allowed states to restore the death penalty in 1976.

Mr. Richardson, blindfolded, was strapped in the electric chair at Holman Prison as Warden Charlie Jones read the death warrant. 'I Have No Ill Feeling'

In a final statement, Mr. Richardson said, ''I have no ill feeling and hold nothing against anyone.'' Soon afterward, he received a surge of 1,800 volts of electricity.

In a news conference after the execution, the Alabama Prison Commissioner, Morris Thigpen, said Mr. Richardson had requested that he be blindfolded from the time he left the holding cell adjacent to the execution room at 11:57 P.M. ''He never saw the execution chamber,'' Mr. Thigpen said.

Mr. Richardson's wife, Katie, along with some of her family and a minister visited the condemned man Thursday until about 10:30 P.M. The Richardsons were married in the prison's visiting room Aug. 9. Mr. Richardson met his wife, a member of the El Bethel Primitive Baptist Church, three years ago after he wrote the church saying that he listened to its radio broadcasts, Mr. Richardson was described by Lucia Penland, director of a group opposed to the death penalty, as an ''all-around American boy'' who was left emotionally disturbed by his Vietnam War experience. His lawyer, Bryan Stevenson, said Mr. Richardson served three years in Vietnam as a technician ''in a forward area.''

Mr. Richardson said the pipe bomb was not meant to explode, only to scare the girl's family.

Judge Varner, in rejecting a stay of the execution, said Thursday that it is ''beyond the bounds of reason to believe that a device which maimed and killed an 11-year-old child by exploding in her hands could be thought of as not presenting a serious risk of harm.''

Margie Callins, the mother of the victim, had said she could not rest ''until he gets the chair.''

 
 

Herbert Richardson was diagnosed as suffering from PTSD as a result of his service in the Vietnam War. A psychiatrist found that his mental condition "impacted Mr Richardsonís functioning significantly and played a contributing role" in the murder for which he was sentenced to death.

  


 

864 F.2d 1536

Herbert Lee Richardson, Petitioner-Appellant,
v.
Willie Johnson, Warden, Holman Unit, and Fred Smith, Commissioner, Alabama Department of Corrections, Respondents-Appellees.

No. 88-7201.

United States Court of Appeals,
Eleventh Circuit.

Jan. 17, 1989.
As Modified on Denial of Rehearing Feb. 27, 1989.

Appeal from the United States District Court for the Middle District of Alabama.

Before KRAVITCH, JOHNSON and CLARK, Circuit Judges.

PER CURIAM:

Herbert Lee Richardson appeals the district court's denial of his petition for habeas corpus under 28 U.S.C.A. Sec. 2254. Concluding that he is not entitled to relief, we affirm the district court.

I. Facts

At about 6:00 A.M. on August 16, 1977, a bomb exploded on the front porch of Doris Wyms' home in Dothan, Alabama, killing Rena Mae Collins, a child of ten. The child was Wyms' niece and had spent the previous night at her aunt's home. The only witness to the explosion, a twelve year old friend of the decedent, testified that the two girls had come out to the porch that morning and had seen what looked like a drink can in a plastic bag. The device detonated when the decedent pulled her arm back as she prepared to throw the object away.

The evidence clearly reflects that Richardson was responsible for the bombing. Wyms had ended a relationship with Richardson in May 1977, but he continued to harass and threaten her and her family. One week before Rena Mae was killed, Richardson had thrown an object from his car into Wyms' yard where it exploded on the ground.

On August 15, 1977, Wyms received a threatening note from Richardson. Rena Mae's brother testified that early on the morning of August 16th, he saw Richardson watching Wyms' house. Richardson was employed as an electrician. A week before the explosion at issue here, he told two co-workers that he had made a bomb and set it off in a field.

A search of his car and his home revealed the materials necessary for making bombs, like the one that killed the child. A number of the items recovered during the searches matched fragments of the bomb found at Wyms' house.1 Police also found a library book entitled Explosives and Bomb Disposal Guide at Richardson's residence.

At his trial, Richardson offered evidence of an alibi and claimed that someone else had committed the act. Richardson was convicted by a jury of capital murder and sentenced to death in 1978. The Alabama Court of Criminal Appeals found the sentence defective because the sentencing judge had failed to enter written findings, and remanded for resentencing. 376 So.2d 205 (Ala.Crim.App.1978).

The trial court again imposed a sentence of death and the Alabama Supreme Court affirmed. 376 So.2d 228 (Ala.1979). Richardson filed his first coram nobis petition in 1982, which was denied. 419 So.2d 289 (Ala.Crim.App.1982), cert. denied, No. 81-937 (Ala.1982), cert. denied, 460 U.S. 1017 , 103 S.Ct. 1262, 75 L.Ed.2d 488 (1983).

He was then scheduled for execution on October 25, 1985, but the Supreme Court of Alabama entered a stay of execution on October 23rd. After an evidentiary hearing on Richardson's ineffective assistance of counsel claim, a state circuit court judge denied Richardson's second petition for a writ of coram nobis which had been filed on October 17, 1985.

The Court of Criminal Appeals affirmed and the Alabama Supreme Court denied certiorari. Richardson then amended a habeas petition filed earlier in federal district court which had been stayed pending exhaustion of state remedies. After holding an evidentiary hearing on Richardson's lesser included offense claim, the district court denied habeas corpus relief.

On appeal, Richardson claims that he is entitled to habeas relief because of the following errors: (i) the trial judge was constitutionally required to give a lesser included offense instruction to the jury; (ii) the jury instructions on intent and malice violated due process; (iii) the trial judge improperly considered the jury's death verdict as a factor in imposing the death sentence; (iv) the use of uncounseled misdemeanor convictions by the trial judge in assessing potential mitigating factors at sentencing violated his Eighth Amendment rights; (v) he was denied effective assistance of counsel because of counsel's failure to object to the sentencing judge's consideration of the uncounseled convictions; and (vi) the "especially heinous, atrocious or cruel" aggravating factor was applied by the sentencing judge without a narrowing construction, rendering it unconstitutionally vague under the Eighth Amendment. We shall address each of his claims in turn.

II. Lesser Included Offense Instruction

Richardson was convicted of violating Ala.Code Sec. 13-11-2(a)(9) (repealed), which made it a capital offense to explode a device near an inhabited dwelling "when a person is intentionally killed by the defendant because of said explosion."2 Richardson claims that his due process right was violated because the trial judge erred in not instructing the jury on possible lesser included offenses for which Richardson could have been convicted based on the evidence produced at trial. The district court found no due process violation. We agree.

In Hopper v. Evans, 456 U.S. 605, 102 S.Ct. 2049, 72 L.Ed.2d 367 (1982), the Supreme Court clarified its holding, announced in Beck v. Alabama, 447 U.S. 625, 100 S.Ct. 2382, 65 L.Ed.2d 392 (1980), on the constitutionality of Ala.Code Sec. 13-11-2 and its prohibition on lesser included offense instructions. Under Beck, "due process requires that a lesser included offense instruction be given only when the evidence warrants such an instruction." Hopper, 456 U.S. at 611, 102 S.Ct. at 2054 (emphasis in original).

The Supreme Court also stated that due process would be violated when the defendant suggests a "plausible claim which he might conceivably have made, had there been no preclusion clause, that is not contradicted by his own testimony at trial." Hopper, 456 U.S. at 613, 102 S.Ct. at 2054 (footnote omitted).

Alabama courts have read Hopper to require a two-part inquiry for reviewing courts: (i) was there any evidence presented at trial upon which a conviction of a lesser included offense could have been based;3 (ii) if not, did the defendant suggest a plausible alternative theory that might have been made in the absence of the preclusion clause, that was not contradicted by his trial testimony? Cook v. State, 431 So.2d 1322, 1324 (Ala.1983).

Richardson urges this Court to consider the lesser included offense contained in Ala.Code Sec. 13-2-60, which makes it a crime wilfully to set off an explosion "under or dangerously near ... any inhabited dwelling house." This section, or in the alternative its companion Section 13-2-61, is a material element of a Section 13-11-2(a)(9) violation. The fact that a person was intentionally killed as a result of the explosion made this a capital crime.4 The evidence presented as to Richardson's intent in placing the bomb on the porch is thus crucial to our determination of whether he was unconstitutionally deprived of a lesser included offense instruction.

Throughout the trial, the state characterized the bomb as an "anti-personal" device, which was meant to be triggered by the movement of the intended victim. Although the actual switching device that detonated the bomb was not found in the debris, Richardson had an empty box of such switches at his house.

Further, cardboard "spacers" found at Richardson's house and a spring found in the debris suggested that the person who made the bomb had carefully constructed the bomb with safety devices to insure his movement in transporting and placing the bomb would not cause it to detonate accidentally. Finally, the movement of the victim as reported by the young girl who witnessed the explosion was consistent with the type of motion that is necessary to cause such bombs to explode.

In order to convict Richardson of a Section 13-2-60 offense, the jury would have had to disbelieve the state's evidence that Richardson intended to kill when he planted the anti-personal bomb on the porch. See Reddix v. Thigpen, 805 F.2d 506, 511 n. 1 (5th Cir.1986) (defendant's challenge to the evidence of intent should be weighed in light of all evidence presented at trial); Aldrich v. Wainwright, 777 F.2d 630, 638 (11th Cir.1985), cert. denied, 479 U.S. 918 , 107 S.Ct. 324, 93 L.Ed.2d 297 (1986) (same). In this situation, there was insufficient evidence presented at trial upon which a conviction of a lesser included offense could have been based.

Richardson also fails to assert a plausible alternative theory that he would have presented in the absence of the preclusion clause. He testified at trial that he had neither made a bomb nor put one on the porch. Only at the federal habeas hearing in January 1988 did he admit that he had constructed and placed the bomb that killed the child.

He testified then that the bomb was not meant to explode, but was just a stink bomb. He claims that his decision to perjure himself at trial was a result of fear that any admission of culpability at that stage would have resulted in a possible death sentence under the then-existing law. However, his later testimony contradicts his previous trial testimony.

Thus, Richardson cannot be said to have been deprived of due process at the trial stage. See Ex Parte Wright, 494 So.2d 745, 747 (Ala.1986), cert. denied, 479 U.S. 1101 , 107 S.Ct. 1331, 94 L.Ed.2d 183 (1987) (later theory not plausible when "speculative" and "directly opposed to the testimony presented at trial"); Cook, 431 So.2d at 1325 (same). Having reviewed Richardson's claim under both prongs of the Hopper standard, we conclude that he has not established his right to jury instructions on the lesser included offense contained in Ala.Code Sec. 13-2-60.5

III. Sandstrom and Winship Claims

Richardson challenges the trial court's instructions to the jury, claiming that the malice charge altered the burden of proof and that the intent charge was legally insufficient. He therefore alleges a violation of his due process rights. See Sandstrom v. Montana, 442 U.S. 510, 520-24, 99 S.Ct. 2450, 2457-59, 61 L.Ed.2d 39 (1979) (due process prohibits state from using evidentiary presumptions that shift burden of proof in a jury charge); In re Winship, 397 U.S. 358, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970) (due process requires proof beyond a reasonable doubt with respect to each element of crime).

The district court found these claims barred by procedural default.6 Richardson's challenges to the jury instructions were not raised at trial or on direct appeal. They were first raised at his second coram nobis hearing in 1985, at which point the state court held they were procedurally barred. Claims that are procedurally barred from state coram nobis review are procedurally barred from federal habeas review. Magwood v. Smith, 791 F.2d 1438, 1444 (11th Cir.1986).

Richardson has shown no cause for or prejudice from the default that would suggest this Court should reach the merits of his claim. See Engle v. Isaac, 456 U.S. 107, 102 S.Ct. 1558, 71 L.Ed.2d 783 (1982); Wainwright v. Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977). His trial attorney testified that he did not object to the jury instructions because he did not see any error in them. Further, even if Richardson's appellate counsel recognized theissues, he apparently chose not to pursue them. Attorney error does not automatically establish cause sufficient to avoid procedural default. See Murray v. Carrier, 477 U.S. 478, 486-87, 106 S.Ct. 2639, 2645, 91 L.Ed.2d 397 (1986) ("[T]he mere fact that counsel failed to recognize the factual or legal basis for a claim, or failed to raise the claim despite recognizing it, does not constitute cause for a procedural default."); Presnell v. Kemp, 835 F.2d 1567 (11th Cir.1988) (failure of attorney to protest allegedly unconstitutional jury instructions is not cause).

Richardson does not show prejudice arising from the allegedly erroneous instructions except to suggest that the state's showing of intent was weak and that the jury might have been affected by different instructions.7 Richardson has not met the burden of overcoming the procedural bars to these claims and is denied relief on these grounds.

IV. Baldwin Claim

Richardson challenges the district court's finding that the trial judge did not consider the jury verdict as a factor in his decision. At the sentencing hearing on remand, the trial judge asked whether the parties were ready to proceed "as to whether or not the death penalty should be upheld or [Richardson's] sentence commuted to life in prison without parole."8 Richardson alleges that, in making this statement, the trial judge demonstrated that he viewed the jury's death sentence as a "point of departure" for his own sentencing decision.

In Baldwin v. Alabama, 472 U.S. 372, 105 S.Ct. 2727, 86 L.Ed.2d 300 (1985), the Supreme Court held Alabama's death penalty sentencing procedure facially constitutional, but reserved the question of constitutionality in cases where the judge "consider[s] the jury's verdict ... as a factor that weigh[s] in favor of the imposition of the death penalty." 472 U.S. at 386 n. 8, 105 S.Ct. at 2735 n. 8.

However, as the written findings that resulted from this second sentencing show, the trial judge considered only the aggravating and mitigating circumstances in his decision. Richardson, 376 So.2d at 228 (affirming results of remanded sentencing hearing); see also Baldwin, 472 U.S. at 385, 105 S.Ct. at 2735 (similar language used by sentencing judge is not evidence of deference to jury's decision). We agree with the findings of the district court that the sentencing judge did not act in violation of Baldwin.

V. Use of Allegedly Uncounseled Convictions in Sentencing

Richardson's next two claims, violation of his Eighth Amendment rights and ineffective assistance of counsel, turn on the use of two allegedly uncounseled misdemeanor convictions by the trial judge in assessing potential mitigating factors at Richardson's sentencing. After the jury returned a verdict of guilt, the trial judge conducted a sentencing hearing pursuant to Ala.Code Sec. 13-11-3 (1975).

A presentence report revealed that Richardson had two prior convictions in North Carolina for assaults on women. The court found that these convictions negated the mitigating circumstance urged by Richardson of "no significant history of prior criminal activity." Ala.Code Sec. 13-11-7(1) (1975).

Finding no mitigating circumstances and two aggravating circumstances ("knowingly creating a great risk of death to many persons" and that the felony was "especially heinous, atrocious and cruel"), the court accepted the jury's recommendation of the death penalty. Richardson, 376 So.2d at 226-27.

Richardson now claims that the use of these uncounseled convictions in the sentencing determination denied him statutory mitigation, subjecting him to cruel and unusual punishment in violation of his Eighth and Fourteenth Amendment rights. However, he did not raise this claim until his second coram nobis hearing, at which time the state court found it was barred from review because of procedural default.

We agree with the district court that this issue has been defaulted and proceed to discuss whether Richardson has demonstrated adequate cause and prejudice which would enable this Court to address the merits of the claims under Sykes, 433 U.S. at 87, 97 S.Ct. at 2506.

Richardson argues that his failure to contest use of these convictions at his sentencing was caused by ineffective assistance of his trial counsel. See Carrier, 477 U.S. at 486-88, 106 S.Ct. at 2644-46 (defendant must bear risk of attorney error that results in procedural default unless counsel's performance is constitutionally ineffective under Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984)).

In order to find cause, we must find, upon applying Strickland to this case, that the trial attorney's decision not to challenge the admissibility of the convictions was "outside the wide range of professionally competent assistance," 466 U.S. at 690, 104 S.Ct. at 2066, and "that there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different," 466 U.S. at 694, 104 S.Ct. at 2068. The district court found that Richardson failed to meet the stringent standard established by Strickland and we agree.

Richardson's trial attorney knew that the convictions might have been obtained in violation of Argersinger v. Hamlin, 407 U.S. 25, 37, 92 S.Ct. 2006, 2012, 32 L.Ed.2d 530 (1972) (Sixth Amendment right to counsel attaches if misdemeanor conviction results in imprisonment), and United States v. Tucker, 404 U.S. 443, 447-49, 92 S.Ct. 589, 591-93, 30 L.Ed.2d 592 (1972) (sentence giving explicit consideration to prior convictions unconstitutionally obtained because defendant not represented by counsel will be remanded for reconsideration).

However, Richardson's attorney decided not to contest the admissibility of the prior convictions because he did not want to risk having his client further discredited by an inquiry into the circumstances of the charges, especially since the convictions were for assaults on women.9 He testified at the 1985 coram nobis hearing that he made a strategic decision to try and show that Richardson had no significant prior criminal record; therefore he did not want to focus attention on the convictions or the events leading up to them.10 We agree with the district court that the attorney's decision was not professionally incompetent.

Further, it is not clear that, had the attorney actively challenged the convictions, the result of Richardson's sentencing would have been different. Even if the sentencing judge could not rely on these North Carolina convictions because they were unconstitutionally obtained, evidence of Richardson's past criminal "activity" would have been admissible if the sentencing judge had found such information reliable. See Tucker v. Kemp, 762 F.2d 1480, 1487 (11th Cir.) (en banc), vacated, 474 U.S. 1001 , 106 S.Ct. 517, 88 L.Ed.2d 452 (1985), reinstated, 802 F.2d 1293 (1986), cert. denied, 480 U.S. 911 , 107 S.Ct. 1359, 94 L.Ed.2d 529 (1987) (when sentencing, court can consider evidence of criminal indictments and even evidence of criminal activities for which no charges have been filed if evidence is reliable); cf. Williams v. Lynaugh, 814 F.2d 205, 207-08 (5th Cir.), cert. denied, --- U.S. ----, 108 S.Ct. 311, 98 L.Ed.2d 270 (1987) (evidence of "unadjudicated criminal conduct," confirmed by witnesses, is admissible in capital sentencing trial).11

Had Richardson's attorney objected to admission of the convictions, the state might have attempted to question Richardson directly about the circumstances leading up to his convictions. Because any reliable evidence of the underlying criminal activity leading up to the convictions could have been considered by the trial court, the attorney's failure to object to admission of the actual convictions would not necessarily have changed the outcome of the judge's assessment of Richardson's past criminal activity.

The state had argued at trial that Richardson acted with intent to harm his former girlfriend, Doris Wyms. Any reliable evidence of conduct that led to Richardson's being arrested and charged twice in the past with assaults on women could have influenced the judge in his sentencing decision. Under these circumstances, we cannot conclude that but for counsel's decision not to challenge admission of the convictions, the result of Richardson's sentencing would have been different. Strickland, 466 U.S. at 700, 104 S.Ct. at 2071.

We agree with the district court that Richardson has not demonstrated the level of professional incompetence and prejudice required to sustain an ineffective assistance of counsel claim. Given this conclusion, his attempt to prove cause for his procedural default of his Eighth Amendment challenge fails as well.

VI. Maynard Claim

The sentencing judge found as one of two aggravating factors that the offense in this case was "especially heinous, atrocious or cruel." See Ala.Code Sec. 13-11-8 (1975). This holding was affirmed by the Alabama Court of Criminal Appeals and the Alabama Supreme Court. Richardson now claims that since the Alabama courts have not consistently applied a narrowing construction of this aggravating circumstance, its application in this case violates the Eighth and Fourteenth Amendments. See Maynard v. Cartwright, --- U.S. ----, 108 S.Ct. 1853, 100 L.Ed.2d 372 (1988) (Oklahoma statutory aggravating circumstance of "especially heinous, atrocious or cruel" held unconstitutionally vague as applied in capital cases because Oklahoma courts have adopted no limiting construction).

Richardson did not object to use of this aggravating circumstance at the sentencing hearing, nor did he raise the issue on appeal or in either of his two coram nobis petitions. Therefore, the district court judge found the claim procedurally barred.12 Richardson emphasizes that because the Alabama Court of Criminal Appeals expressly affirmed the propriety of the sentence on remand, 376 So.2d at 228, the issue is not procedurally barred.

However, the issue, if any, preserved by the state court's summary affirmance of the sentence was that Richardson's crime was especially heinous, atrocious and cruel within the state law definition of those terms. The claim that the aggravating circumstance is unconstitutional was not discussed by any of the state courts and remains procedurally barred. As Richardson has offered no cause for his failure to raise his claim earlier and has not discussed the potential prejudice arising therefrom, this Court rejects this allegation of error.13

VII. Conclusion

We AFFIRM the district court's denial of Richardson's petition.

*****

1 A bomb and explosives expert testified at trial that he had reconstructed the bomb from fragments found at the scene. The bomb was probably an anti-movement device specifically meant to harm a person instead of simply damaging property. Such a bomb is meant to explode when a person picks it up to move it, which insures that the victim will be in close proximity when the explosion occurs

2 The 1981 repealing statute expressly saved the 1975 statute for application to crimes occurring before July 1, 1981. Ala.Code Sec. 13A-5-57 (1981)

3 Although under Hopper and Beck due process protects the defendant's right to a lesser included offense instruction if the evidence warrants such an instruction, the standard for reviewing whether such an instruction should have been given in a state proceeding is determined by state law. Hopper, 456 U.S. at 612, 102 S.Ct. at 2054. This Court must review the state proceedings to determine whether "there is any reasonable theory from the evidence which would support the [lesser offense] position." Fulghum v. State, 291 Ala. 71, 277 So.2d 886, 890 (1973)

4 Alabama subscribes to the doctrine of "transferred intent." Under this doctrine, even if the bomb was meant for Doris Wyms and killed the child instead, Richardson is still guilty of intentional homicide. Winton v. State, 229 Ala. 642, 159 So. 62, 63 (1935); Tolen v. State, 49 Ala.App. 353, 272 So.2d 279, 281 (Ala.Crim.App.1972), cert. denied, 289 Ala. 752, 272 So.2d 281 (1973)

5 Richardson also argues that Ala. Code Sec. 13-1-70 (repealed) established a lesser included offense of Ala. Code Sec. 13-11-2(a)(9) (repealed). Ala. Code Sec. 13-2-60 (repealed) made it a crime to cause an explosion newr an inhabited dwelling, and Section 13-11-2(a)(9) stated that the perpetrator must have intended for a victim to be killed when he caused an explosion newr an inhabited dwelling. The definition of first degree murder contained in Section 13-1-70 included homicide "perpetrated by any act greatly dangerous to the lives of others and evidencing a depraved mind regardless of human life, although without any preconceived purpose to deprive any particular person of life." Richardson argues that the killing of a person by placing a bomb near an inhabited dwelling without the specific intent to kill violates this portion of Section 13-1-70 without violating Section 13-11-2(a)(9). Thus, he claims that Section 13-1-70, when read in conjunction with Section 13-2-60, establishes a lesser included offense of Section 13-11-2(a)(9), and that he was entitled to a jury charge on that offense under the dis

Richardson has cited no Alabama case which confirms that hte Alabama courts viewed the interplay between Sections 13-1-70, 13-2-60 and 13-11-2(a)(9) this way. Assuming arquendo that the Alabama courts would have accepted this reading of Section 13-1-70, Richardson's claim fails because of the overwhelming evidence that he did have intent to kill when he placed the bomb on the victim's front porch. See Hopper, 456 U.S. at 613, 102 S.Ct. 2054 (evidence of intent negated defendant's claim that evidence supported lesser included offense instruction with no intent element).

6 The district courts conclusion that the claims were procedurally barred came in an order dated April 15, 1988, which amended the original district court opinion of March 22, 1988. In the opinion, the district court found that the claims afforded Richardson no relief on the merits

7 The state acknowledged, in its brief, that one sentence in the jury charge may have violated Sandstrom. However, in the context of this case, this was harmless error. First, the instruction applied to an element of the crime, malice, which was not contested in the case. Malice was defined by the trial judge as "the doing of an unlawful act without legal justification or extenuation." While intent to kill was denied by the defendant at trial, he did not attempt to prove any legal justification or excuse for his actions. Further, there was overwhelming evidence in the case that "whoever killed the victim did so with intent and malice." Davis v. Kemp, 752 F.2d 1515, 1521 (11th Cir.), cert. denied, 471 U.S. 1143 , 105 S.Ct. 2689, 86 L.Ed.2d 706, 707 (1985)

8 A similar remark made by the trial judge at the first sentencing is irrelevant because the state is attempting to carry out only the result of the sentencing achieved on remand

9 The records used to show Richardson's past convictions do not show whether he was provided with counsel. His present counsel's attempts to search the North Carolina records for a definitive answer have proved futile. The sole evidence that Richardson lacked counsel was his testimony at his second coram nobis proceeding in 1985 that he had not been represented by counsel and that he had not waived his Sixth Amendment right to counsel

10 In challenging his attorney's professional competence, Richardson claims that the attorney did not sufficiently investigate the circumstances of Richardson's prior convictions and, thus, that his decision not to contest their admissibility cannot be deemed a strategic decision taken after a reasonable investigation into alternatives. King v. Strickland, 748 F.2d 1462, 1464 (11th Cir.1984), cert. denied, 471 U.S. 1016 , 105 S.Ct. 2020, 85 L.Ed.2d 301 (1985). However, Richardson does not suggest how further investigation would have altered the attorney's decision. The attorney devised his strategy for the sentencing hearing with the knowledge that the convictions might have been unconstitutionally obtained. Proof that the convictions were in fact unconstitutionally obtained would not likely have changed the attorney's strategy

11 Contrary to Richardson's suggestion at oral argument that Johnson v. Mississippi, --- U.S. ----, 108 S.Ct. 1981, 100 L.Ed.2d 575 (1988), weakens the precedential value of Tucker v. Kemp, we find that Johnson supports this Court's language in Tucker. In Johnson, the Supreme Court reiterated its conclusion that sentencing may not be based on "factors that are constitutionally impermissible or totally irrelevant to the sentencing process." 108 S.Ct. at 1986 (citing Zant v. Stephens, 462 U.S. 862, 887 n. 24, 103 S.Ct. 2733, 2748 n. 24, 77 L.Ed.2d 235 (1983)). The Court emphasized the distinction between a conviction subsequently rendered invalid and the underlying conduct that gave rise to the conviction, suggesting that evidence of underlying conduct may be considered by the sentencing authority even when the conviction itself may not be. Id

12 This conclusion appears in the April 15th order which supersedes the district court's March 22 holding in favor of the state on the merits of this issue

13 Richardson cannot claim the "novelty of his legal claim" as cause for not having raised the issue earlier, see Smith v. Murray, 477 U.S. 527, 536, 106 S.Ct. 2661, 2667, 91 L.Ed.2d 434 (1986), because the Supreme Court in Cartwright specifically based its holding on a reading of Godfrey v. Georgia, 446 U.S. 420, 100 S.Ct. 1759, 64 L.Ed.2d 398 (1980), which was released before Richardson filed either of his two coram nobis petitions

 
 

883 F.2d 895

Herbert Lee RICHARDSON, Petitioner-Appellant,
v.
Morris THIGPEN, Commissioner, Alabama Department of
Corrections, Respondent-Appellee.

No. 89-7604.

United States Court of Appeals,
Eleventh Circuit.

Aug. 17, 1989.

Appeal from the United States District Court for the Middle District of Alabama.

Before KRAVITCH, JOHNSON and CLARK, Circuit Judges.

PER CURIAM:

Herbert Lee Richardson is scheduled to be executed in Alabama at 12:01 A.M. on Friday, August 18, 1989. On the morning of Thursday, August 17, 1989, the United States District Court for the Middle District of Alabama denied Richardson's petition for writ of habeas corpus. This case comes before this Court on motions for leave to proceed in forma pauperis, for stay of execution, and for certificate of probable cause to appeal. We grant Richardson's motion for leave to proceed in forma pauperis, and deny his application for certificate of probable cause and his motion for stay of execution.

I. Background

This is Richardson's second petition for habeas corpus brought in federal court under 28 U.S.C.A. Sec. 2254. This Court affirmed the denial of Richardson's first federal habeas petition in March 1989. Richardson v. Johnson, 864 F.2d 1536 (11th Cir.), cert. denied, --- U.S. ----, 109 S.Ct. 3175, 104 L.Ed.2d 1037 (1989). After the Supreme Court denied his petition for writ of certiorari on June 12, 1989, the State of Alabama scheduled Richardson's execution for August 18, 1989.

On August 8, 1989, Richardson filed a motion for stay of execution in the Alabama Supreme Court, and on August 10, 1989, he filed a motion for post-conviction relief under Ala.Temp.R.Crim.P. 20 in the Circuit Court of Houston, County, Alabama. The circuit court denied his motion for post-conviction relief on Sunday, August 13, 1989. The Alabama Supreme Court denied Richardson's petition for a stay of execution on Tuesday, August 15, 1989. On that day, Richardson filed his petition for habeas corpus in federal district court.

II. Discussion

This Court should grant an application for certificate of probable cause to appeal only if the petitioner makes a substantial showing that he has been denied a federal right. Barefoot v. Estelle, 463 U.S. 880, 893, 103 S.Ct. 3383, 3394, 77 L.Ed.2d 1090 (1983). To make this substantial showing, a petitioner must demonstrate that the issues are "debatable among jurists of reason," that a court could resolve the issues differently, or that the issues are "adequate to deserve encouragement to proceed further." Id. at 893 n. 4, 103 S.Ct. at 3394 n. 4 (quoting Gordon v. Willis, 516 F.Supp. 911, 913 (N.D.Ga.1980)).

Richardson raised four issues in his petition for habeas corpus filed in the Middle District of Alabama: (1) ineffective assistance of appellate counsel; (2) trial court excluded non-statutory mitigating evidence at sentencing, see Hitchcock v. Dugger, 481 U.S. 393, 107 S.Ct. 1821, 95 L.Ed.2d 347 (1987); (3) prosecution failed to disclose material exculpatory evidence to him at trial, see Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963); and (4) he was unable to obtain critical expert assistance at trial due to his indigence, see Ake v. Oklahoma, 470 U.S. 68, 105 S.Ct. 1087, 84 L.Ed.2d 53 (1985).

These claims are either procedurally barred as a matter of state law, see Wainwright v. Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977), or constitute an abuse of the writ under Rule 9(b) foll. 28 U.S.C.A. Sec. 2254. See Kuhlmann v. Wilson, 477 U.S. 436, 106 S.Ct. 2616, 91 L.Ed.2d 364 (1986). Consequently, we conclude that Richardson has failed to make a substantial showing that he was denied a federal right.

A. State Procedural Default

On August 10, 1989, Richardson filed a motion for post-conviction relief under Ala.Temp.R.Crim.P. 20 in the Circuit Court of Houston County, Alabama. In this motion, Richardson alleged ineffective assistance of appellate counsel, a Hitchcock claim, a Brady claim, and an Ake claim. These are the same four claims that Richardson raised in his second federal habeas petition.

The circuit judge held a hearing on the motion on Saturday, August 12, 1989, and denied Richardson's motion for post-conviction relief in a written decision the next day. The state judge issued alternative rulings on each of petitioner's claims. The judge ruled first that each claim was procedurally barred under Alabama law. See Ala.Temp.R.Crim.P. 20.2(b). The judge then addressed and denied each claim on the merits.

In Harris v. Reed, --- U.S. ----, 109 S.Ct. 1038, 103 L.Ed.2d 308 (1989), the Supreme Court held that the "plain statement" rule of Michigan v. Long, 463 U.S. 1032, 103 S.Ct. 3469, 77 L.Ed.2d 1201 (1983), applies in federal habeas corpus proceedings. Under that rule, if a state court issues a clear statement that its decision rests on an independent and adequate state ground, then even if the state court issues an alternative ruling based on its interpretation of federal law, this Court should not address the merits of the federal claim. See Harris, 109 S.Ct. at 1042.

In this case, if the Alabama circuit judge issued a plain statement that his decision on one of Richardson's claims was based on an independent and adequate state procedural ground, then that claim does not provide an avenue for relief on a petition for habeas corpus, see Wainwright v. Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977), unless petitioner can show both cause and prejudice for his state procedural default. Strickland v. Washington, 466 U.S. 668, 690, 104 S.Ct. 2052, 2066, 80 L.Ed.2d 674 (1984).

1. Ineffective Assistance of Appellate Counsel

The state judge addressed the state procedural bar of petitioner's ineffective assistance of appellate counsel claim as follows: "This Court finds that this claim is procedurally barred in that it was not raised by the petitioner at the second error coram nobis hearing which was held in October, 1985." This certainly constitutes a plain statement within the meaning of Michigan v. Long. Richardson argues that the state misapplied its own procedural default rules; this does not constitute cause within the meaning of Strickland. See generally Alvord v. Wainwright, 725 F.2d 1282, 1291 (11th Cir.) (federal court on habeas review must defer to state court's interpretation and application of state law), cert. denied, 469 U.S. 956, 105 S.Ct. 355, 83 L.Ed.2d 291 (1984). Consequently, this claim is procedurally barred under Wainwright and Harris.

2. Brady claim

The state court held that Richardson's Brady claim was procedurally barred under state law. The court stated, "This Court further finds that Richardson's Brady claim is barred by Alabama Rules of Criminal Procedure, Rule 20.2(b)." This statement is sufficiently plain. Richardson makes no cause and prejudice argument under Strickland. Consequently, this claim is procedurally barred under Wainwright and Harris.

3. Ake Claim

The state court held that Richardson's Ake claim was procedurally barred under state law. The court stated, "This Court finds that this claim is procedurally barred by Alabama Temp. Rules of Criminal Procedure 20.2(b) because petitioner did not raise it in his prior Error Coram Nobis proceedings and it certainly could have been discovered through the exercise of reasonable diligence." This statement is sufficiently plain. Richardson does not present any cause and prejudice arguments under Strickland. Consequently, this claim is procedurally barred under Wainwright and Harris.

B. Abuse of the Writ

Richardson argues that this Court's review of his Hitchcock claim is not barred by state procedural default because it was novel in 1985 when he filed his second error coram nobis petition. Novelty does constitute cause for state procedural default under Strickland, see Reed v. Ross, 468 U.S. 1, 104 S.Ct. 2901, 82 L.Ed.2d 1 (1984), and Hitchcock did represent a significant change in the law. Messer v. Florida, 834 F.2d 890, 892-93 (11th Cir.1987). Even if Richardson were able to meet Strickland 's cause and prejudice standard, however, he is not able to avoid application of the abuse of the writ doctrine. See Rule 9(b) foll. 28 U.S.C.A. Sec. 2254.

This is Richardson's second federal habeas petition. Rule 9(b) provides:

A second or successive petition may be dismissed if the judge finds that it fails to allege new or different grounds for relief and the prior determination was on the merits or, if new and different grounds are alleged, the judge finds that the failure of the petitioner to assert those grounds in a prior petition constituted an abuse of the writ.

Richardson failed to file this claim in his prior federal habeas petition. See Richardson v. Johnson, 864 F.2d 1536, 1537 (11th Cir.), cert. denied, --- U.S. ----, 109 S.Ct. 3175, 104 L.Ed.2d 1037 (1989). Consequently, this Court should not address this claim if Richardson's failure to raise it in his original petition constitutes an abuse of the writ. See Demps v. Dugger, 874 F.2d 1385, 1392 (11th Cir.1989).

Although Hitchcock was decided after petitioner filed his first habeas petition, it was available to him when he amended his petition in December 1987 and January 1988. Richardson has offered no excuse for his failure to present the Hitchcock claim in his amended first federal habeas petition. Consequently, we conclude that Richardson has abused the writ by failing to present this claim in his prior petition. See, e.g., Tucker v. Kemp, 819 F.2d 978 (11th Cir.), cert. denied, 481 U.S. 1073, 107 S.Ct. 2472, 96 L.Ed.2d 364 (1987). See generally Demps v. Dugger, 874 F.2d at 1391.

When a petitioner has abused the writ, a federal court should dismiss the petition unless the "ends of justice" require otherwise. Sanders v. United States, 373 U.S. 1, 83 S.Ct. 1068, 10 L.Ed.2d 148 (1963); Mitchell v. Kemp, 827 F.2d 1433, 1435 (11th Cir.), cert. denied, 483 U.S. 1050, 108 S.Ct. 14, 97 L.Ed.2d 812 (1987). Petitioner has the burden of establishing that the ends of justice require the court to entertain the successive petition. See McCorquodale v. Kemp, 832 F.2d 543, 544 (11th Cir.), cert. denied, 483 U.S. 1055, 108 S.Ct. 32, 97 L.Ed.2d 819 (1987).

Richardson argues that because Hitchcock error directly involves the sentence of death, the ends of justice necessarily require a federal court to address the merits of the claim. The meaning of "ends of justice" does not lend itself to a per se rule such as Richardson proposes. Accordingly, we conclude that Richardson has failed to establish that the ends of justice require that the federal courts entertain his Hitchcock claim.

III. Conclusion

We conclude that Richardson has failed to make a substantial showing that he has been denied a federal right. Consequently, we DENY his motion for certificate of probable cause to appeal. We also DENY his motion for stay of execution.

 

 

 
 
 
 
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