In the Court of Criminal Appeals of Texas
AP-74,524
Appellant was convicted in August 2002 of capital murder. Tex.
Penal Code Ann. � 19.03(a). Pursuant to the jury's answers to
the special issues set forth in Texas Code of Criminal Procedure
Article 37.071, sections 2(b) and 2(e), the trial judge
sentenced appellant to death. Art. 37.071 � 2(g).
(1) Direct
appeal to this Court is automatic. Art. 37.071 � 2(h). Appellant
raises six points of error. We reform appellant's death sentence
to a sentence of life imprisonment, and otherwise affirm.
In point
of error two, appellant claims the evidence is legally
insufficient to establish a specific intent to kill. In
determining the sufficiency of the evidence, the evidence is
viewed in the light most favorable to the verdict to decide
whether any rational trier of fact could have found the
essential elements of the crime beyond a reasonable doubt.
Jackson v. Virginia, 443 U.S. 307 (1979).
Appellant,
his brother Lorenzo, and Oscar Villa Sevilla were at appellant's
house in Mission on the night of Saturday, July 28, 2001,
smoking marijuana. Sevilla stated that he wanted to get a gun
and steal a car.
Appellant
said, "Let's see if you have the balls; let's go." Appellant
retrieved a shotgun that he had previously stolen and gave it to
Sevilla. Appellant and Sevilla walked to a nearby intersection.
Sevilla jumped out and pointed the shotgun at the first car to
stop at the four-way stop. Geronimo Morales was driving the car,
and his 21-month-old child, Leslie Ann Morales, was in her car
seat in the back.
Sevilla
pounded on the window, and Morales opened the door. Sevilla got
into the driver's seat and forced Morales over to the
passenger's seat. Sevilla handed appellant the gun, and
appellant pointed it at Morales. Morales cried and pleaded with
them not to hurt the baby. Appellant got into the back seat of
the car while still pointing the gun at Morales.
Sevilla
grabbed Morales by the hair and began hitting him. Sevilla asked
Morales for his money, but Morales stated that he did not have
any. This made Sevilla angry, and he beat Morales some more.
Sevilla stopped the car, retrieved the gun from appellant, and
dragged Morales into some orchards and shot him. He stole
Morales' wallet, a gold ring, and a silver necklace with a skull
on it.
Sevilla returned to the car, and appellant suggested that they
return to his house and pick up his brother Lorenzo. When
Lorenzo got into the car, he asked them what they were going to
do with the baby. Lorenzo suggested that they leave her at a
store or someplace where someone would find her, but Sevilla
said they were going to dump her where no one would find her.
They drove to an area south of town about a half a mile from the
Rio Grande River, and close to La Lomita Mission. Appellant and
Lorenzo
(2) took the
baby out of the car, still in her car seat, and placed her in
some tall grass.
The three
then drove Morales' car to Maria Alma Rosa Acevedo Pineda's
house in Reynosa, Mexico, arriving between 10:30 and 11:00 p.m.
on July 28, 2001. Pineda's husband was a first cousin to
appellant and Lorenzo. Appellant initially told Pineda that the
car belonged to Sevilla. Lorenzo gave Pineda's son a silver
necklace with a skull on it, which was later identified as
Morales' necklace.
Later that
night, appellant told Pineda that he had something he wanted to
tell her, but he was afraid she would tell someone else. He then
told her that they had "broken some guy," but Pineda did not
believe him. Pineda stated that the phrase "broken some guy"
means "to kill, to break, to shoot some person."
The three
cohorts tried to sell Morales' car in Reynosa, but were
unsuccessful. On Sunday, July 29, Reynosa police attempted to
stop them while they were driving Morales' car. A chase ensued,
and they abandoned the vehicle. Reynosa police seized the car
and turned it over to authorities in the United States. The
three cohorts returned to the United States on Monday after
selling the shotgun. Appellant told his girlfriend about what
they had done and took her to see Morales' body where they had
left it.
Leslie
Ann's body was found by border patrol officers around 7 p.m. on
July 29, 2001. The officers were patrolling south of La Lomita
Mission near the river, looking for illegal aliens who might be
hiding in the grass. The patrol officer who testified stated
that the child was in an area where she was not likely to be
found. Other testimony placed her approximately fifteen feet
from the road in grass that was two to three feet high. The
medical examiner testified that Leslie Ann died from dehydration,
exposure to the elements, and heatstroke.
Morales'
body was found on August 1, 2001. He died from a gunshot wound
at close range to the right side of the head.
Appellant
argues that the evidence does not support a finding that he had
a specific intent to kill anyone or to assist, promote, or
encourage Sevilla in committing the murders. He contends, "The
only thing he intended to do, and agreed with, was to steal a
car at gun point." He claims Sevilla alone formulated, during
the course of the robbery, the specific intent to kill the
victims.
Appellant
says the murders, at least on appellant's part, were unintended,
unplanned and random, spurred only by his co-hort's independent
impulse. He claims he could not have reasonably foreseen or
anticipated Sevilla's actions when they stole the car.
The
indictment charged appellant with capital murder in three
separate counts. The first count charged him with the murder of
Morales while in the course of committing or attempting to
commit robbery of him. The charge required the jury to find that
(1) appellant intentionally caused Morales' death while in the
course of robbing him; or (2) either Lorenzo or Sevilla had done
so, under circumstances rendering appellant responsible under
the law of parties.
The second
count charged appellant with committing the murders of Morales
and Leslie Ann in the same criminal transaction. The charge
required the jury to find that (1) appellant intentionally or
knowingly caused their deaths; or (2) either Lorenzo or Sevilla
had intentionally or knowingly caused their deaths, under
circumstances rendering appellant responsible under the law of
parties, or because the murders were the anticipated result of a
conspiracy to commit another offense (robbery). Appellant was
charged in the third count with the murder of Leslie Ann, an
individual younger than six years of age. The jury charge
required the jury to find that (1) appellant intentionally or
knowingly caused the death of Leslie Ann; or (2) either Lorenzo
or Sevilla had intentionally or knowingly caused her death,
under circumstances rendering appellant responsible under the
law of parties, or because the murder was the anticipated result
of a conspiracy to commit another offense (robbery).
The court
submitted a separate jury charge for each count, along with a
separate verdict sheet for each count. The jury found appellant
guilty of each count. Appellant does not argue his insufficiency
claim specifically as to any one or more of the counts.
Appellant's claim that the evidence does not support a finding
that he had specific intent to kill is applicable only to count
one because that is the only theory under which intentionally
causing death is an element. His conviction could be supported
under counts two and three upon a finding that he acted
intentionally or knowingly. Because the jury found
appellant guilty under each of the three theories separately,
two of which do not require a finding that applicant acted
intentionally, appellant's argument regarding legal
insufficiency to prove specific intent is moot.
In a
conclusory statement, appellant also claims that the evidence is
insufficient to support a finding that appellant assisted,
promoted, or encouraged Sevilla in committing the murders. He
further asserts that he could not have reasonably foreseen or
anticipated Sevilla's actions in killing the victims. We address
these contentions in the interest of justice.
"Evidence
is sufficient to convict under the law of parties where the
defendant is physically present at the commission of the offense
and encourages its commission by words or other agreement."
Ransom v. State, 920 S.W.2d 288, 302 (Tex. Crim. App.
1994). Party participation may be shown by events occurring
before, during, and after the commission of the offense, and may
be demonstrated by actions showing an understanding and common
design to do the prohibited act. Id.
According
to appellant's own confession, when Sevilla stated that he
wanted to commit a carjacking, appellant dared him to do it and
provided him with a shotgun. Sevilla's intent to do more than
steal the car was apparent. If Sevilla had intended only to
steal the car, he could have ordered Morales and Leslie Ann out
as soon as he stopped the car, and left them at the side of the
road.
Instead,
Sevilla handed the shotgun to appellant, who pointed it at
Morales as Sevilla got in and drove to a remote area. Appellant
did nothing as he watched Sevilla drag Morales from the car and
shoot him. Later, Sevilla stated his plan to leave Leslie Ann
where she could not be found, rejecting Lorenzo's suggestion to
leave her in a public place where she could be found.
The
evidence supports the inference that appellant and Lorenzo
removed Leslie Ann from the car, still strapped in her car seat,
and placed her in tall grass fifteen feet from a road and
outside of town. The evidence is sufficient to support a finding
that appellant encouraged and participated in, as a party, the
murders of Morales and Leslie Ann. Point of error two is
overruled.
In his
first point of error, appellant claims that he was denied the
effective assistance of counsel at trial for several reasons. To
establish ineffective assistance of counsel, appellant must show
by a preponderance of the evidence that his counsel's
representation fell below the standard of prevailing
professional norms, and that there is a reasonable probability
that, but for counsel's deficiency, the result of the trial
would have been different. Strickland v. Washington,
466 U.S. 668 (1984); Mallett v. State, 65 S.W.3d 59,
62-63 (Tex. Crim. App. 2001).
Review of
counsel's representation is highly deferential, and the
reviewing court indulges a strong presumption that counsel's
conduct fell within a wide range of reasonable representation.
Mallett, 65 S.W.3d at 63. A reviewing court will rarely
be in a position on direct appeal to fairly evaluate the merits
of an ineffective assistance claim. Thompson v. State,
9 S.W.3d 808, 813-14 (Tex. Crim. App. 1999). "In the majority of
cases, the record on direct appeal is undeveloped and cannot
adequately reflect the motives behind trial counsel's actions."
Mallett, 65 S.W.3d at 63. To overcome the presumption
of reasonable professional assistance, "any allegation of
ineffectiveness must be firmly founded in the record, and the
record must affirmatively demonstrate the alleged
ineffectiveness." Thompson, 9 S.W.2d at 813 (citing
McFarland v. State, 928 S.W.2d 482, 500 (Tex. Crim. App.
1996)).
Appellant
alleges that his trial counsel was ineffective because he did
not file a motion to transfer venue. Appellant claims he told
his counsel that he wanted a change of venue, and that he was
prepared to file his own affidavit and the affidavits of two
other compurgators stating that the media coverage was incessant
and the community sentiment was overwhelmingly negative and
antagonistic toward appellant. Appellant points to nothing in
the record in support of his allegations.
In the
absence of anything in the record affirmatively demonstrating
otherwise, we presume that his counsel made a reasonable and
strategic decision not to ask for a change of venue. See
Mallet, 65 S.W.3d at 63.
Appellant
also contends that his trial counsel was ineffective for failing
to allow appellant to testify on his own behalf at the guilt
phase of the trial. Appellant claims his counsel advised against
testifying due to appellant's prior convictions, but appellant
remained adamant about wanting to testify. "Every criminal
defendant is privileged to testify in his own defense, or to
refuse to do so." Harris v. New York, 401 U.S. 222, 225
(1971); see also Maddox v. State, 613 S.W.2d
275, 280 (Tex. Crim. App. 1980)(recognizing that attorney has
duty to protect client's right to testify). However, appellant's
assertions in his brief on appeal, in the absence of anything in
the trial record, are insufficient to show that he asserted his
right to testify and his attorney failed to protect it.
Mallett, 65 S.W.3d at 63.
Appellant next contends that his trial counsel was ineffective
for failing to file a motion to quash the indictment or request
a severance. Appellant claims that his indictment charged him
with three separate and distinct capital murders,
(3) and
contends that trial counsel should have recognized the
indictment as "defective, misjoined, or subject to a severance."
He complains that trial counsel should have filed a motion to
quash, a motion for election, or a motion for severance.
Trial counsel did file a Motion to Quash and/or Sever in which
he complained of the three-count indictment and requested a
severance of the charges. In the alternative, counsel asked that
the indictment be quashed. Finally, he asked that the State be
required to elect the charge on which it would proceed. The
motion was addressed in a pretrial hearing. Appellant's counsel
did everything appellant contends he should have.
(4)
Finally,
appellant claims that his trial counsel was ineffective for
failing to request an instruction on the lesser-included offense
of felony murder in the court's charge at the guilt phase of the
trial. Although appellant's attorney requested and received a
charge on the lesser-included offense of murder, appellant
argues that a charge on felony murder would have been more
appropriate.
A charge
on a lesser-included offense should be given when (1) the lesser-included
offense is included within the proof necessary to establish the
offense charged; and (2) there is some evidence that would
permit a rational jury to find that the defendant is guilty of
the lesser offense but not guilty of the greater. See,
Rousseau v. State, 855 S.W.2d 666, 672-73 (Tex. Crim. App.
1993); Feldman v. State, 71 S.W.3d 738, 750-51
(Tex. Crim. App. 2002).
In meeting
the second prong, there must be some evidence from which a
rational jury could acquit the defendant of the greater offense
while convicting him of the lesser-included offense. Feldman,
71 S.W.3d at 750. Felony murder is a lesser-included offense of
capital murder. Rousseau, 855 S.W.2d at 673. Culpable
mental state is the only difference between the two offenses.
"Capital murder requires the existence of an 'intentional cause
of death,' . . . while in felony murder, 'the culpable mental
state for the act of murder is supplied by the mental state
accompanying the underlying ... felony....'" Id. (quoting
Rodriguez v. State, 548 S.W.2d 26, 29 (Tex. Crim. App.1977)).
The second prong of the test is not satisfied here, however,
because the evidence did not raise any issue of felony murder.
Appellant contends his counsel could have reasonably argued that
the evidence showed felony murder - that in the course of
committing a felony (robbery or kidnapping), and in furtherance
of that particular felony, appellant committed an act clearly
dangerous to human life that resulted in the death of an
individual.
The critical question is whether the evidence showed that
appellant (as a principal or a party) had the intent only to rob
or to kidnap, and he did not have the intent to kill. See
Santana v. State, 714 S.W.2d 1, 9 (Tex. Crim. App. 1986).
Dragging Morales from the car and shooting him in the head with
a shotgun at close range were not merely acts clearly dangerous
to human life that resulted in a death. Likewise, placing Leslie
Ann, a 21-month-old child, strapped into her car seat, in tall
grass fifteen feet from a road and outside of town, was not
merely an act clearly dangerous to human life.
Whether appellant was the actual actor or criminally responsible
for the acts of his cohorts by virtue of the law of parties, the
evidence shows not only an intent to commit robbery or
a lesser included offense, but also the intent to kill.
Thus the evidence did not raise the issue of felony murder.
Appellant was not entitled to a charge on the lesser-included
offense of felony murder and therefore his counsel was not
ineffective when he did not request one. Point of error one is
overruled.
(5)
In his
fifth point of error, appellant claims that the trial court
erred in denying his motion to impose reasonable restrictions on
the media's coverage of pretrial hearings. He contends that such
coverage might have tainted the jury pool.
In a written motion entitled Motion to Restrict Publicity,
appellant requested that all pretrial hearings be held in
chambers, outside the presence and hearing of the public and
press. At a pretrial hearing addressing the motion, appellant
stated that he wanted to restrict the media's coverage of
pretrial hearings so that witnesses who would later be placed
under "the Rule"
(6) during
trial would not have access to certain information or testimony
via news reports on pretrial hearings. As an "alternative
solution," appellant suggested admonishing the witnesses, like
the jury, that they were not to read the paper or watch
television.
The court stated that it was not inclined to limit the media as
broadly as stated in appellant's written motion, but agreed that
a witness admonishment like that suggested by appellant at the
hearing "may be a good practice." The court stated that it would
consider the option, but was not ready to rule on it at that
time. The court asked that appellant bring it to his attention
later, before the Rule was invoked. Appellant does not point to
any place in the record where he ultimately obtained a ruling on
the issue. In stating that he was willing to accept an
alternative solution to his complaint about media reports on
pretrial hearings, appellant therefore waived the complaint as
raised in his written motion. Further, in failing to obtain a
ruling on his proposed alternative solution, he failed to
preserve that issue for review.
(7) Tex. R.
App. P. 33.1. Point of error five is overruled.
In his
sixth point of error, appellant contends that because he was
seventeen years old when the crime was committed, assessment of
the death penalty against him violates the Eighth Amendment to
the United States Constitution. In support of this claim,
appellant cites State ex rel. Simmons v. Roper, 112 S.W.3d
397 (Mo. 2003), in which the United States Supreme Court granted
certiorari to reconsider whether the Eighth Amendment is
violated by the imposition of the death penalty against a
criminal defendant who was seventeen years old when he committed
the capital crime.
The United
States Supreme Court has since decided Roper v. Simmons,
544 U.S.___, 125 S.Ct. 1183, 161 L.Ed.2d 1. The Court has now
held that the "Eighth and Fourteenth Amendments forbid
imposition of the death penalty on offenders who were under the
age of 18 when their crimes were committed." 125 S.Ct. at 1200,
161 L.Ed.2d at 28.
There is
evidence in the record that appellant was seventeen years old
when he committed the instant offense, and the State does not
contend otherwise. The offense was committed on or about July
28, 2001. Appellant's statement indicates that his birthdate is
April 1, 1984. The booking sheet, the arrest report, the arrest
warrant, and the trial court's docket sheet, all contained in
the record, reflect that appellant's date of birth is April 1,
1984. In addition, defense counsel referred to appellant
repeatedly in closing argument as a "17-year-old," and the State
did not object.
In view of
the State's implied concessions and the documents consistently
reflecting appellant's birthdate, the record adequately reflects
that appellant was younger than eighteen years of age at the
time of the offense. Pursuant to the Supreme Court's mandate in
Simmons, appellant's death sentence is hereby reformed
to a sentence of life imprisonment. Tex. R. App. P. 78.1;
Herrin v. State, 125 S.W.3d 436, 444 (Tex. Crim. App.
2002); Collier v. State, 999 S.W.2d 779, 782 (Tex. Crim.
App. 1999). Point of error six is sustained.
We modify the judgment of the trial court to reflect a sentence
of life imprisonment.
(8) In all
other respects, the judgment of the trial court is affirmed.
(9)
Delivered
May 18, 2005
Publish
1.
Unless otherwise indicated, all references to Articles refer to
the Texas Code of Criminal Procedure.
2. This can be inferred
because appellant's fingerprint was found on the bottom of the
car seat, and two of Lorenzo's prints were found elsewhere on
the car seat. Sevilla's prints were not found on the car seat.
3. In a three-count
indictment, appellant was charged with capital murder in the
course of a robbery, committing multiple murders in the same
criminal transaction, and murder of a child under the age of six.
4. Defense counsel
ultimately withdrew his motion to sever after the trial court
made clear that it would not exclude evidence concerning the
other counts, even if they were severed. Appellant does not
complain that his counsel was ineffective in withdrawing the
severance motion.
5. Appellant also claims
that his counsel was ineffective for failing to request an anti-parties
instruction in the court's charge at punishment. Because we
sustain appellant's sixth point of error and reform appellant's
death sentence to a life sentence, any other complaints about
alleged errors in the punishment phase of the trial are moot.
6. Tex. R. Evid. 614.
7. Appellant's written
motion also requested that five other restrictions be placed on
the media coverage of the case. At the hearing, the court
granted some of those requests and denied some of them.
Appellant does not now appear to complain of any of those
rulings.
8. We note that there are
three separate judgments and death sentences in this case, one
for each count. Each judgment and sentence is hereby modified to
reflect a sentence of life imprisonment.
9. In points of error
three and four, appellant complains about alleged errors in the
punishment phase. Because we reform appellant's death sentence
to a sentence of life imprisonment, points three and four are
moot. |