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Rodney
Joseph SATTLER
Rape - Altercation
Diane Stout, 25 / Raymond Carl Martinson, 22 (inmate)
Rodney Sattler
strangled Thompson Falls resident Diane Stout in 1986 and left her
body along railroad tracks on the edge of town. He was serving
time for that murder at the former Swan River Correctional
Training Center near Condon in 1995 when he nearly killed boot
camp employee Donna Weeks. While awaiting trial in Lake County
Jail for that case, Mr. Sattler beat Kalispell resident Carl
Martinson to death with a bicycle seat. At the time, Mr. Martinson
was serving time on a misdemeanor charge of drunken driving. Mr.
Sattler was sentenced to death in 1996.
Sattler murdered two, assaulted camp worker
Missoulian.com
Tuesday,
February 3, 2004
DEER LODGE - Death row inmate Rodney Sattler,
convicted of two murders and a near-fatal attack on a boot camp
worker in western Montana, committed suicide in his cell early
Monday, Montana State Prison officials said.
The 36-year-old inmate was found hanged in his
cell at about 4 a.m., said spokeswoman Linda Moodry.
Sattler's was the fourth suicide in the prison
since July, including one other death row inmate. The latest
suicide occurred despite steps the prison said it had been taking
or was considering in an effort to halt more inmate suicides.
Department of Corrections Director Bill
Slaughter said prison officials were concerned about Sattler in
recent days and had noticed "little nuances" in the prisoner's
behavior.
"It didn't rise to the level of suicide or
suicide watch - no overt signs," he said.
Slaughter confirmed Sattler used a bedsheet and
shoelaces to hang himself from a vent.
Slaughter said there were no immediate
indications any of the recent suicides were part of a pact among
prisoners, but officials are still investigating.
"There's no pattern, nothing to indicate that's
true but we're going to take a look at all the communications this
inmate had with other inmates, as we did the other (suicides)," he
said.
Sattler was awaiting execution in the 1995
death of Raymond Carl Martinson, who at the time was an inmate
along with Sattler at the Lake County jail.
Sattler was behind bars awaiting trial on
charges that he had tried to kill a member of the staff at the
Swan River Correction Training Center near Condon. He was a trusty
at the center where he was serving a 30-year sentence for the 1986
rape and murder of Diane Stout, 25, of Thompson Falls.
On Jan. 29, 1995, Sattler brutally beat and
choked Donna Weeks, an employee at the Swan River facility.
Another trusty interrupted the attack. Weeks spent 25 days in a
coma. Sattler was sentenced to life for attempted murder.
He was being held in the Lake County jail for
that attack when he killed Martinson, 22, of Kalispell.
Martinson had been jailed for drunken driving.
Sattler beat him to death with the steel seat post from an
exercise bicycle, saying he was acting in self-defense. A jury
convicted Sattler of murder in March 1996.
He was sentenced to death for Martinson's
murder - Sattler chose death by hanging - and later appealed the
conviction.
In January, a coroner's jury in Deer Lodge
concluded that the three previous suicides over the summer
involved inmates who used torn bedsheets or shoelaces that were
fashioned into nooses.
The deaths involved one inmate on death row,
another who was found to have a potentially lethal dose of drugs
in his body, and one with mental illness and a history of
attempted suicide.
The first of those suicides, that of death row
inmate Douglas Turner, occurred July 8. Lon LeBeau was found dead
Sept. 1, and Kevin Osmanson hanged himself Sept. 15.
Until the suicides began last summer, there had
not been an inmate suicide at the Deer Lodge prison since 1991.
Slaughter said prison officials were in the
process of trying to make it more difficult for inmates to kill
themselves, including use of slip-on footwear rather than lace-up
prison shoes.
"We were in the middle of that process, had not
totally completed that," Slaughter said.
Moodry said shoes with Velcro closures might be
available by the end of this week for about 350 inmates in the
locked units: maximum security, which also houses inmates
sentenced to death; Close 3, where prisoners are in "close
custody"; and reception, where new inmates enter the prison for
the first time.
"We're trying to slow things down. But can we
stop all these suicides? I don't know," she said.
Slaughter noted the maximum security facility
was designed in about 1985 and probably will require some
remodeling to minimize suicide opportunities, including the
current air vent system which opens through a ceiling grate into
cells.
That cannot be changed overnight and would
involve "major renovation of the system.
"We'll continue to deal with that," Slaughter
said.
Supreme Court of Montana
State v. Sattler
STATE of Montana, Plaintiff and Respondent,
v.
Rodney Joseph SATTLER, Defendant and Appellant.
Nos. 96-285, 96-305.
Argued Sept. 9, 1997. -- March 11, 1998
Edmund F. Sheehy, Jr. (argued); Cannon &
Sheehy, Helena, for Defendant and Appellant.Joseph P. Mazurek,
Attorney General; Jennifer Anders (argued), John P. Connor Jr.,
Assistant Attorneys General, Helena, Deborah Kim Christopher;
Lake County Attorney, Polson, for Plaintiff and Respondent.
¶ 1 Rodney Joseph Sattler (Sattler) appeals
from the judgment and death sentence entered by the Twentieth
Judicial District Court, Lake County, on a jury verdict finding
him guilty of the offense of deliberate homicide. Sattler raises
both trial-related and death penalty-related issues and, pursuant
to § 46-18-308, MCA, his appeal is consolidated with this Court's
automatic review of a death penalty case. We affirm.
¶ 2 We address the following issues:
¶ 3 1. Did the District Court abuse its
discretion by limiting Sattler's questioning of prospective jurors
during voir dire?
¶ 4 2. Did the District Court abuse its
discretion by refusing to allow Sattler to inquire into the reason
the victim had been at the Pine Hills youth correctional facility?
¶ 5 3. Was there sufficient evidence to support
the conviction?
¶ 6 4. Did the District Court commit reversible
error in analyzing aggravating or mitigating circumstances?
¶ 7 5. Was the death sentence imposed under the
influence of passion, prejudice or any other arbitrary factor?
¶ 8 6. Is the death sentence imposed
disproportionate to the penalty imposed in similar cases?
¶ 9 7. Are the District Court's findings
regarding the existence of the aggravating circumstance set forth
in § 46-18-303(2), MCA, and the nonexistence of any mitigating
circumstances supported by the evidence?
BACKGROUND
¶ 10 On May 2, 1995, the State of Montana
(State) charged Sattler by information with committing the offense
of deliberate homicide in violation of § 45-5-102(1)(a), MCA. The
facts alleged in support of the charge were that, on or about
April 20, 1995, Sattler purposely or knowingly caused the death of
Raymond Carl Martinson (Martinson) by beating him to death with a
blunt instrument. Both were incarcerated in the Lake County Jail
(Jail) at the time of the charged offense. Sattler had been
convicted of deliberate homicide in 1987 and incarcerated in the
Montana State Prison (MSP); he subsequently was moved to the Swan
River Correctional Training Center (Swan River). At the time of
the incident on which the deliberate homicide charge in this case
was based, Sattler was being held in the Jail as the result of an
attempted deliberate homicide committed by him at Swan River.
Sattler pleaded not guilty to the charge in the present case and
gave notice of his intent to rely on the affirmative defense of
justifiable use of force, commonly called self defense.
¶ 11 The case was tried to a jury in Powell
County in March of 1996. The undisputed evidence was that the
altercation between Sattler and Martinson which resulted in
Martinson's death occurred shortly before midnight on April 20,
1995, in Cell 1 of the Jail's Cell Block A and that Sattler
inflicted a minimum of six blows to Martinson's head and neck with
a metal bar which had affixed the seat to an exercise bicycle
located in that cell.
¶ 12 Each of the four cells in Cell Block A
contained bunks and a combination sink and toilet. Cell 1 did
not house any inmates, but was used as a common bathroom and
exercise room by the inmates. Cell 2 housed five inmates,
including Sattler, Martinson, and two inmates who testified for
the State at trial. Cells 3 and 4 housed two and five inmates,
respectively. The remainder of Cell Block A was composed of a
common area containing a main room and a shower. Except during
the period from approximately midnight to 6:00 a.m. each day,
during which time the inmates were locked in their cells, inmates
frequently sat at two picnic tables in the main room and watched
television, played cards and the like.
¶ 13 According to the evidence presented by the
State, jailer Luc Mathias (Mathias)checked on the inmates in Cell
Block A at around 11:20 p.m. on April 20, 1995, and saw that a few
of them were watching television in the main room; everything was
quiet and seemed normal. About 20 minutes later, Darlene Healy
(Healy), a dispatcher whose responsibilities included monitoring a
surveillance and intercom system at the Jail, noticed Sattler
pacing back and forth in the main room of Cell Block A. She did
not see any other inmates in the main room at that time.
Approximately 15 minutes later, someone pressed the intercom
button in Cell Block A. When Healy pressed the button which
allowed her to communicate with the caller and asked what the
caller needed, the response was “Man down.” “Man down” was
repeated. Healy advised Mathias of the message and called Lake
County Deputy Sheriff David Alexander (Alexander). She continued
to monitor the surveillance and intercom system; she did not see
anything unusual, but thought she could hear someone trying to
breathe.
¶ 14 Mathias went to the catwalk in front of
the cell block, observed feet protruding from Cell 1, locked down
all of the inmates and entered Cell Block A. He saw Martinson
lying on his back in Cell 1. Martinson's head was under the bunk
opposite the door to the cell; he was lying in a lot of blood but
was still alive. Mathias also noticed a bloody metal bar lying
across the sink and the exercise bicycle. Mathias left the cell
block and directed Healy to call an ambulance.
¶ 15 Alexander arrived, together with emergency
personnel who also noticed that Martinson's head was approximately
three to four inches under the bunk. Martinson was transported
to the local hospital and died there less than an hour later.
¶ 16 Inmate Dale Tammen (Tammen) testified that
a number of inmates, including himself and Sattler, were watching
television at the picnic tables shortly before midnight on April
20, 1995. Martinson was there on and off. Tammen heard a “loud
thump” from Cell 1, turned, and saw Martinson on the floor of Cell
1 slumped against the exercise bicycle with his legs facing back
toward the bunks; Martinson appeared to be unconscious and
Sattler was standing over him looking down. Tammen noticed a
large wound in the back of Martinson's head, and possibly another
next to it. He saw Sattler spin Martinson around and lay him
flat on the floor.
¶ 17 Tammen went briefly to his own cell, Cell
2, and then followed the other inmates to Cell 4, the cell
farthest away from Cell 1. He heard a series of approximately five
or six more “thumps” in rapid succession over a three- to
five-second period. Soon thereafter, Sattler came to Cell 4 and
directed the inmates to go to their cells. Sattler returned to
the main room and began pacing, then went to Cell 2, laid down on
his bunk and started reading a book. After borrowing a shirt
from another inmate, Sattler took off his own shirt and wiped his
feet with it. He then tore up his shirt and flushed it down the
toilet; Tammen did not observe any injuries on Sattler when he
changed shirts. After Sattler said it was okay to do so, Tammen
pressed the intercom button and reported that there was a “man
down.” According to Tammen, Sattler asked if any of the inmates
had seen anything and if anyone was going to betray him.
¶ 18 While not identical, the testimony of
inmate Jonathan Nunn (Nunn) largely corroborated Tammen's version
of the events at issue. He heard loud banging noises coming from
Cell 1 which sounded to him like metal on metal. Similarly,
inmate Leslie Butler(Butler) heard “thumping” noises while
showering which sounded like “metal hitting metal.” On returning
to his cell, Butler suspected something was wrong because Sattler
was alone in the main room of Cell Block A.
¶ 19 Inmate Jody Law (Law) testified that the
seat had been on the exercise bicycle in Cell 1 approximately an
hour before the incident in question and was still there shortly
before the incident when he went into Cell 1 to use the toilet.
Sattler came into Cell 1 while Law was there and remained in the
cell when Law returned to the main room. Upon his return to the
picnic tables, Law noticed that Sattler had left his glasses on
the table; this was noteworthy, in Law's view, because Sattler
“just never took [his glasses] off.” Law did not see anyone else
go into Cell 1 after he left Sattler there but, “maybe a couple
minutes” later, he heard a “scuffle going on behind” which started
with kind of a dull thumping sound and then started sounding “
like taking a pipe and hitting it against metal ․ or something.”
Law looked into Cell 1 momentarily and saw no one; he noticed
only that the exercise bicycle moved a little bit. He then saw
Sattler come out of Cell 1, wiping his hands off on his shirt.
Sattler went to Cell 2, then came to Cell 4, where the other
inmates were gathered, and said only “Has anybody got a problem
with that?” Like other inmates, Law could hear someone gasping
for breath in Cell 1 while Sattler returned to the main room to
pace.
¶ 20 Inmates described Sattler as intimidating,
unpredictable, temperamental and the “boss” of the cell block.
He was bigger than the other inmates. Martinson, on the other
hand, was described as a smaller, nonaggressive “happy go lucky
kind of guy,” who was quiet, wimpy, naive and a pest. Sattler
apparently did not like Martinson very much and frequently would
slap Martinson's bunk to frighten him.
¶ 21 According to inmate Shannon Swimmer
(Swimmer), Sattler's attitude had undergone a change for the worse
several weeks before Martinson's death when Sattler learned he
would be receiving a significant sentence on the attempted
deliberate homicide offense which resulted in his placement at the
Jail. Indeed, he and Sattler devised a plan to escape from the
Jail and considered disassembling the exercise bicycle to use
parts of it-including the metal bar to the seat-as weapons. They
had gotten as far as removing the seat but had not removed the bar
which held the seat-and which Sattler ultimately used to beat
Martinson to death. Swimmer abandoned the escape plan upon
receiving a lesser sentence than he had anticipated for his
underlying offense.
¶ 22 On the morning of either April 19 or April
20, 1995, Swimmer was to be transported to the MSP. Before leaving
he asked-and was permitted-to speak to Sattler. Swimmer
testified that, during their conversation, Sattler indicated to
Swimmer that somebody was going to die. Sattler pointed in the
direction of Martinson or the other inmate sleeping on a top bunk
in Cell 2. Swimmer could not tell whether Sattler was joking or
serious but, in any event, he did not report the conversation to
anyone at the Jail. He later told an investigator about the
conversation, stating Sattler said he was going to “do” someone.
¶ 23 The State also presented evidence that
there were no defensive-type wounds on Martinson and testimony-in
addition to that of Tammen-that no signs of injury were observed
on Sattler after the incident. Sattler did not claim to have
been attacked or injured in the incident at the time. No
identifiable fingerprints were found on the metal bar which
inflicted the blows resulting in Martinson's death, but blood
spatter evidence was consistent with the State's theory that most
of the blows Martinson received were inflicted after his head was
low to the ground in Cell 1.
¶ 24 Sattler testified on his own behalf as the
only witness for the defense. He did not deny having caused
Martinson's death, but testified that he did so in self defense
and not purposely. According to Sattler, he had been working
out-during which he did not wear his eyeglasses-earlier in the
evening of April 20, 1995, and then watched the David Letterman
show on television with other inmates. When he entered Cell 1 to
use the toilet, dropping his pants in preparation, he saw a person
who turned out to be Martinson standing by the toilet. Sattler
testified that Martinson swung at him with a weapon, that he went
into a defensive posture, and that he was hit under the arm and on
the left rib cage. He punched Martinson and they struggled over
the metal bar Martinson had in his hands; Martinson went down on
his knees and Sattler hit him again, but Martinson continued to
come at him. According to Sattler, he had no intention of
killing Martinson and did not think he had hit Martinson that
hard; his only intent was to protect himself. Sattler's version
of the incident was that he struck Martinson on the top of the
head a couple of times, Martinson hit the lower bunk pretty hard
when he fell against it, and then Martinson hit his head on the
floor.
¶ 25 Sattler also testified that he was not the
“boss” of the cell block, admitted that he had slapped Martinson's
bunk on occasion, but denied that he had any problem with
Martinson. He denied having had a conversation with Swimmer
about Martinson when Swimmer was leaving the Jail, expressly
denied telling Swimmer that he was going to kill anyone and,
indeed, denied ever having had a conversation with Swimmer which
lasted as long as the conversation Swimmer described.
¶ 26 The State presented six rebuttal
witnesses. A Jail inmate testified about Sattler's threats to
inmates. In addition, the jailer who allowed Swimmer to talk to
Sattler before being transported to the MSP testified that the
conversation lasted about 1 1/212 minutes, and the employee who
transported Sattler to the MSP approximately 12 hours after the
incident testified that he saw no swelling or bruising on Sattler
during a pretransport strip search. Pat Warnecke (Warnecke), the
chief juvenile probation officer in Flathead County, testified
that he had known Martinson for years through his work and
otherwise and that, in his opinion, Martinson was not considered a
violent or particularly aggressive individual. Finally,
Martinson's widow testified that Martinson was nonviolent and that
he would get upset and even cry if she got angry at him.
¶ 27 The jury found Sattler guilty of
deliberate homicide and, thereafter, the State provided Sattler
with formal notice of its intent to seek the death sentence.
Following a sentencing hearing, the District Court entered its
findings of fact, conclusions of law, judgment and sentence. The
court found the existence of two statutory aggravating
circumstances and no mitigating circumstances. The District
Court sentenced Sattler to death and set an execution date of July
10, 1996. Sattler appealed and the sentence was stayed pending
resolution of this appeal and automatic review.
DISCUSSION
¶ 28 1. Did the District Court abuse its
discretion by limiting Sattler's questioning of prospective jurors
during voir dire?
¶ 29 During voir dire, Sattler's counsel
inquired of individual prospective jurors whether they thought
someone in jail “would commit a homicide unless there was
something that caused this to happen[.]” When this question was
asked of the third prospective juror, the State objected that the
question suggested the State had to prove motive. The District
Court sustained the objection. We review such rulings for abuse
of discretion. Hill v. Turley (1985), 218 Mont. 511, 520, 710
P.2d 50, 56.
¶ 30 Sattler contends that he had a right to
voir dire on his defense of justifiable use of force and that the
right was infringed by the District Court's refusal to allow him
to inquire about whether there must be a cause or reason to commit
a homicide in jail. It is true that, where notice of a defense
is given, a refusal to allow the defendant to voir dire
prospective jurors on the defense constitutes prejudicial error.
See State v. McKenzie (1980), 186 Mont. 481, 501, 608 P.2d 428,
441 (citing State v. Olson (1971), 156 Mont. 339, 480 P.2d 822),
cert. denied, 449 U.S. 1050, 101 S.Ct. 626, 66 L.Ed.2d 507 (1980).
However, neither McKenzie nor Olson provides a basis for
determining that the District Court abused its discretion in the
present case.
¶ 31 In McKenzie, the trial court did not allow
the defendant any voir dire regarding mental disease or defect and
the defendant claimed prejudice on appeal. We concluded that the
voir dire was properly prohibited because notice had not been
given of reliance on the defense. McKenzie, 608 P.2d at 441.
Here, notice of the defense was given and, therefore, McKenzie is
not applicable.
¶ 32 In Olson, the defendant asserted an
insanity defense and was denied the opportunity to voir dire on
the subject. We determined that the defendant could not be
assured of an impartial jury without questioning each prospective
juror to see if he or she could understand and accept the insanity
plea, and reversed the trial court. Olson, 480 P.2d at 825.
Here, as in Olson, Sattler gave notice of the defense on which he
intended to rely. Unlike in Olson, however, Sattler was
permitted to voir dire on his defense of justifiable use of force.
Indeed, he asked each prospective juror two questions directly
related to the defense of justifiable use of force: first,
whether a person has a right to defend himself against someone
attacking him with a weapon; and second, the extent to which one
could defend against an aggressor. These pointed questions
regarding the defense properly sought to ascertain whether
prospective jurors could understand and accept the defense at
issue or, alternatively, whether they were biased against the
defense from the outset.
¶ 33 The question disallowed by the District
Court in the present case, however, did not relate directly to
Sattler's self defense theory. Instead, Sattler's question about
whether a cause or reason must exist to commit a homicide in jail
suggested to prospective jurors that the State was required to
prove motive, and Sattler concedes that the State need not do so.
On the face of it, the question went beyond an attempt to
determine whether potential jurors were biased against the
justifiable use of force defense.
¶ 34 We conclude that the District Court did
not abuse its discretion in limiting Sattler's voir dire of
prospective jurors.
¶ 35 2. Did the District Court abuse its
discretion by refusing to allow Sattler to inquire into the reason
the victim had been at the Pine Hills youth correctional facility?
¶ 36 As set forth above, Sattler testified that
Martinson was the aggressor in the encounter. Thereafter, the
State called Warnecke, the chief juvenile probation officer in
Flathead County, as a rebuttal witness. Warnecke knew Martinson
through his work and otherwise. In his opinion, Martinson was
not considered a violent or particularly aggressive individual.
¶ 37 Prior to beginning his cross-examination
of Warnecke, Sattler's counsel asked for a bench conference at
which he apparently sought permission to question Warnecke about
Martinson having once been sent to the Pine Hills youth
correctional facility (Pine Hills) for “molestation.” Sattler's
theory, apparently, was that “molestation” was a violent act and
that evidence of Martinson's prior acts of violence became
relevant after Sattler had identified Martinson as the aggressor
in the incident. The bench conference was not recorded and
Sattler did not pursue the line of inquiry thereafter. Sattler
contends that the District Court prohibited his line of
questioning and that the ruling constituted an abuse of discretion
and prejudicial error.
¶ 38 The State asserts that we cannot review
this issue absent both a record of the bench conference, which
Sattler did not ensure was made, and an offer of proof as to the
specific facts which would have been proven by the offered
evidence. Sattler contends he was unaware the bench conference
was not reported and directs our attention to the fact that,
during the settling of instructions, he advised the District Court
that he wanted to make a record of his effort to question Warnecke
about Martinson being sent to Pine Hills for “molestation” and of
his theory that the molestation was an admissible violent act by
Martinson. The District Court acknowledged Sattler's earlier
effort, agreed it had prohibited the questions in response to an
objection by the State and directed that “[t]he record will so
reflect.” According to Sattler, this record reflects the
entirety of the bench conference which occurred prior to his
cross-examination of Warnecke. Taking Sattler at his word, the
record contains neither his specific legal argument for
admissibility or the basis of the State's objection and, as a
result, it is deficient for purposes of appellate review.
¶ 39 Sattler asserts generally, however, that
the offense for which Martinson was sent to Pine Hills was a
sexual offense in which Martinson caused bodily injury or used
threats, intimidation or force against the victim. As such,
according to Sattler, Martinson's offense was a “crime of
violence” under § 46-18-104(2)(c), MCA, which constituted a
specific instance of Martinson's conduct admissible under Rule
405, M.R.Evid., as evidence identifying the aggressor in the
incident. Rather than leave this issue unresolved, almost
certainly necessitating our addressing it in a future collateral
proceeding related to this death penalty case, we accept Sattler's
fact-related assertions about the nature of Martinson's earlier
violent act as true for purposes of this opinion only and address,
on the merits, the arguments presented in Sattler's opening brief
that the District Court abused its discretion in precluding
Sattler's line of inquiry to Warnecke.
¶ 40 Sattler relies first on two cases which
predated the July 1, 1977, effective date of the Montana Rules of
Evidence-State v. Jones (1914), 48 Mont. 505, 139 P. 441, and
State v. Logan (1970), 156 Mont. 48, 473 P.2d 833-in arguing that
evidence of the deceased's reputation for violence is admissible
when the issue is self defense and there is doubt as to who was
the aggressor. He is correct that the cases stand for the
proposition cited, but they are of no assistance to him in this
case for reasons in addition to the fact that they predated the
Montana Rules of Evidence.
¶ 41 In Jones, the defendant was charged with
first degree murder, admitted the homicide and asserted the
defense of self defense. Jones, 139 P. at 443. On appeal, we
addressed the issue of whether evidence that the decedent was
reputed to be a turbulent, violent man was admissible for any
purpose unless it was first shown to have been known to the
defendant. We concluded that, when the issue is self defense and
there is doubt as to who was the aggressor, evidence of the
decedent's reputation for violence is admissible in order to
enable the jury to resolve the doubt. Jones, 139 P. at 446-47
(citations omitted). We reiterated that rule of admissibility
regarding reputation evidence in Logan many years later,
clarifying that the reputation evidence was not admissible until a
proper foundation had been laid via the defendant's testimony
admitting the killing and raising the issue of the decedent being
the aggressor. Logan, 473 P.2d at 841-42 (citations omitted).
¶ 42 As discussed, both Jones and Logan
addressed the admissibility by the defendant of evidence regarding
the decedent's reputation for violence. Neither addressed the
issue before us in this case, namely, the admissibility of
“specific instance” evidence regarding the victim's character by
the defendant. Since Sattler was attempting to introduce the
“molestation” incident by Martinson, rather than evidence
regarding Martinson's reputation for violence, Jones and Logan do
not support his position that the District Court erred in
excluding the evidence.
¶ 43 With regard to current evidentiary rules,
Sattler cites to Rule 404, M.R.Evid., in support of his argument
that evidence of Martinson's character for violence was
admissible. As a general rule, character evidence is not
admissible to prove action in conformity therewith. Rule 404(a),
M.R.Evid. There are exceptions to the general rule, however, and
one of those exceptions applies to the case before us. Under
Rule 404(a)(2), M.R.Evid., “[e]vidence of a pertinent trait of
character of the victim of the crime” is admissible when offered
by the accused. Thus, Sattler is correct that evidence of
Martinson's character for violence was admissible in this case as
a “pertinent” character trait vis-a-vis his justifiable use of
force defense. That does not end the inquiry, however, because
the question remains regarding the means by which Sattler was
entitled to prove Martinson's character for violence.
¶ 44 Where character evidence is admissible
pursuant to Rule 404, M.R.Evid., character or a character trait
can be proven through reputation evidence or specific instances of
conduct evidence as expressly authorized in Rule 405, M.R.Evid.
Sattler argues summarily that Rule 405(b), M.R.Evid., authorized
him to introduce the specific instance of Martinson's prior act of
violence to support his claim that Martinson was the aggressor in
the altercation between the two men. Rule 405(b), M.R.Evid.,
permits proof of character via specific instances of conduct in
two situations: 1) where character or a trait of character of a
person is an essential element of a charge, claim or defense; and
2) where the character of the victim relates to the reasonableness
of force used by the accused in self defense.
¶ 45 With regard to the first circumstance
outlined in Rule 405(b), we must look to the justifiable use of
force defense to determine whether Martinson's character for
violence was an essential element of that defense. Pursuant to
§ 45-3-102, MCA, a person is justified in using force against
another
when and to the extent that he reasonably
believes that such conduct is necessary to defend himself ․
against such other's imminent use of unlawful force. However, he
is justified in the use of force likely to cause death or serious
bodily harm only if he reasonably believes that such force is
necessary to prevent imminent death or serious bodily harm to
himself․
Nothing in the statutorily-defined defense
relates directly to the question of the identity of the aggressor
and Sattler cites to no authority under which the identity of the
aggressor is an “essential element” of the justifiable use of
force defense. His bare contention that Martinson's character
for violence was an essential element of his justifiable use of
force defense does not make it so. We conclude that the
“specific instance” evidence regarding Martinson's prior violent
act which Sattler sought to introduce through Warnecke was not
admissible under the first circumstance set forth in Rule 405(b),
M.R.Evid.
¶ 46 The second circumstance outlined in Rule
405(b), M.R.Evid., renders specific instances of the victim's
conduct admissible where the victim's character regarding violence
or aggression relates to the reasonableness of the force used by
the accused in self defense. In this regard, we need observe
only that this was not the purpose for which Sattler sought to
introduce Martinson's prior act of violence. Indeed, as
discussed above, Sattler sought to introduce the evidence to show
that Martinson was the aggressor in the incident, not to support
any claim that the force he used against Martinson was reasonable
based on his knowledge of Martinson's history of violent acts.
As a result, we conclude that the “specific instance” of
Martinson's conduct which Sattler sought to introduce through
Warnecke was not admissible under the second circumstance set
forth in Rule 405(b), M.R.Evid.
¶ 47 Sattler raises two new arguments relating
to this issue in his reply brief. Legal theories raised for the
first time in an appellant's reply brief are outside the scope of
such a brief and we do not address them. See Rule 23(c),
M.R.App.P.; Loney v. Milodragovich, Dale & Dye, P.C. (1995), 273
Mont. 506, 512, 905 P.2d 158, 162 (citation omitted). To do so
would tilt the balance in a case in favor of the party who gets
the final word in presenting its arguments to this Court.
¶ 48 Moreover, while we have addressed this
issue absent an appropriate record in order to resolve it now
rather than later, we did so on the basis that the arguments
presented in Sattler's opening brief were those presented to the
District Court during the trial of this case. Under the
principles that guide all cases, a party may not change his theory
on appeal from that advanced in the trial court. See State v.
Fisch (1994), 266 Mont. 520, 524, 881 P.2d 626, 629; State v.
Henderson (1994), 265 Mont. 454, 458, 877 P.2d 1013, 1016. Nor
may a party raise an argument for the first time on appeal. Jones
v. City of Billings (1996), 279 Mont. 341, 347, 927 P.2d 9, 13
(citations omitted). Notwithstanding that this is a death
penalty case, we are neither required, nor inclined, to allow
Sattler to re-create both the record and his arguments not once,
but twice. We decline to address these newly raised arguments.
¶ 49 Finally, we observe that any error in the
District Court's refusal to admit the evidence of Martinson's
prior violent act under Rule 405, M.R.Evid., would not necessarily
have resulted in prejudicial and reversible error. Reversible
error is error which affects the substantial rights of a party.
See § 46-20-701, MCA; Rule 103(a), M.R.Evid. Here, even if
Sattler were entitled to prove Martinson's character for violence
via the specific instance of conduct under Rule 405, M.R.Evid., we
conclude that exclusion of the evidence would not have affected
Sattler's substantial rights in light of the other evidence of
record. Thus, the record here does not establish prejudicial
error and, under § 46-20-701(1), MCA, a reversal is not warranted.
¶ 50 First, while Martinson's act of
“molestation” was relevant in that it had a tendency to make the
existence of a disputed fact-whether, as Sattler testified,
Martinson was the aggressor-more probable (see Rule 401,
M.R.Evid.), the relevance was slight given the other evidence of
record. It was clear from the circumstances of this case that
Martinson was incarcerated in the Jail. In addition, the jury was
aware that Martinson had been committed to Pine Hills during his
youth and that he had been involved in an escape attempt when he
was 14 or 15 years old. Furthermore, Warnecke testified that
Martinson “could be” violent if armed with a weapon, as Sattler
testified he was. Thus, whatever the specifics of the evidence
of Martinson's act of “molestation,” it would have been cumulative
to other negative evidence about Martinson which was before the
jury.
¶ 51 Moreover, whatever the nature of
Martinson's “molestation” act, it had occurred approximately eight
years before Martinson's death, by Sattler's counsel's own
reckoning during oral argument, at a time when Martinson was in
his mid-teen years. Therefore, the act was not only remote but
potentially excludable on that basis. See State v. Benton
(1992), 251 Mont. 401, 404, 825 P.2d 565, 567. Even if not
excluded on remoteness grounds, the lapse of time between
Martinson's “molestation” act and his death in 1995 rendered the
probity of his act minimal at best.
¶ 52 We hold that the District Court did not
abuse its discretion in refusing to allow Sattler to inquire into
the reason the victim had been at Pine Hills.
¶ 53 3. Was there sufficient evidence to
support the conviction?
¶ 54 The jury ultimately found Sattler guilty
of deliberate homicide, which is defined in § 45-5-102(1)(a), MCA,
as purposely or knowingly causing the death of another human
being. In doing so, it implicitly rejected Sattler's defense of
justifiable use of force.
¶ 55 As is true in every criminal case, the
State was required to prove Sattler's guilt beyond a reasonable
doubt. See § 46-16-204, MCA. Conversely, Sattler had the burden
of producing sufficient evidence in support of his justifiable use
of force defense to raise a reasonable doubt about his guilt.
See State v. Daniels (1984), 210 Mont. 1, 16, 682 P.2d 173, 181.
Like the elements of the charged offense, the elements of
Sattler's defense-that is, that he was not the aggressor, that he
reasonably believed he was in imminent danger of unlawful force
and that he used only such force as was reasonably necessary to
prevent his own death or serious bodily harm (see § 45-3-102,
MCA)-are factual in nature and are to be determined by the jury.
See State v. Arlington (1994), 265 Mont. 127, 140, 875 P.2d 307,
314 (citation omitted). It is within the province of the finder
of fact to weigh the evidence presented and determine the
credibility of witnesses; in the event of conflicting evidence on
factual issues, the trier of fact determines which will prevail.
State v. Flack (1993), 260 Mont. 181, 189, 860 P.2d 89, 94
(citation omitted). Sattler argues that there was insufficient
evidence to prove beyond a reasonable doubt that he acted
purposely and knowingly in causing Martinson's death in light of
the evidence he presented in support of his justifiable use of
force defense.
¶ 56 This Court reviews the sufficiency of the
evidence to sustain a guilty verdict in a criminal case to
determine whether, after viewing the evidence in the light most
favorable to the prosecution, any rational trier of fact could
have found the essential elements of the offense beyond a
reasonable doubt. State v. Richards (1995), 274 Mont. 180, 184,
906 P.2d 222, 224 (citations omitted). Given our discussion
above regarding the factual nature of the justifiable use of force
defense and Sattler's burden of producing enough evidence on the
defense to raise a reasonable doubt, it is clear that our
sufficiency of the evidence standard remains unchanged where, as
here, we are reviewing a jury verdict which necessarily rejected
the fact-based defense advanced. In other words, the question of
whether the defendant produced sufficient evidence regarding the
affirmative defense to raise a reasonable doubt as to his guilt is
subsumed in the question of whether, viewed in the light most
favorable to the prosecution, any rational trier of fact could
have found the essential elements of the offense beyond a
reasonable doubt.
¶ 57 As set forth above, a person commits the
offense of deliberate homicide if he or she purposely or knowingly
causes the death of another human being. See § 45-5-102(1)(a),
MCA. A person acts purposely with regard to a result or to
conduct described by a statute defining an offense if it is the
person's conscious object to engage in the conduct or cause the
result. Section 45-2-101(63), MCA. A person acts knowingly
with regard to a result when the person is aware that it is highly
probable that the result will be caused by his or her conduct.
Section 45-2-101(34), MCA. The purposely or knowingly mental
state required to support a criminal conviction can be proved by
direct evidence or inferred from circumstantial evidence such as
the acts of the accused and the facts and circumstances
surrounding the offense. See § 45-2-103(3), MCA; State v.
Albrecht (1990), 242 Mont. 403, 413, 791 P.2d 760, 766.
¶ 58 On this record, we conclude that a
rational trier of fact could have found beyond a reasonable doubt
that Sattler purposely and knowingly caused Martinson's death.
Factually, it was undisputed that Sattler caused Martinson's death
by inflicting blows to his head and neck area with a metal bar.
Sattler admitted inflicting the blows which killed Martinson and
the State's medical examiner testified that one of the blows
actually indented-or caved in-Martinson's skull; the beating also
was sufficient to bruise the brain. Notwithstanding Sattler's
testimony that he did not intend to kill Martinson, the nature of
Martinson's fatal injuries-together with Sattler's awareness of
his conduct and the jury's ability to infer that he also was aware
that there was a high probability that that conduct would result
in Martinson's death-was sufficient to support a finding that
Sattler purposely or knowingly caused Martinson's death beyond a
reasonable doubt. See Arlington, 875 P.2d at 319. Also
supporting the jury's verdict that Sattler acted purposely or
knowingly was the testimony from other inmates that Sattler had
been annoyed with Martinson on numerous occasions, and Swimmer's
testimony that Sattler stated his intention to kill either
Martinson or another inmate within 18 to 42 hours before
Martinson's death.
¶ 59 Sattler points to his denial that the
conversation related by Swimmer took place. However, the jailer
who permitted Swimmer to talk to Sattler prior to being
transported to the MSP corroborated that a conversation between
the two occurred. Sattler's related argument that Swimmer's
testimony about the conversation was undermined by a conflict in
the record about the timing of Swimmer's transport to the MSP goes
to Swimmer's credibility, not to whether there was sufficient
evidence regarding the requisite mental state to support Sattler's
conviction. Moreover, it was the job of the finder of fact-that
is, the jury-to weigh conflicts in the evidence and determine
witnesses' credibility. See Flack, 860 P.2d at 94. We do not
reweigh evidence or credibility here. Indeed, in determining
whether a rational trier of fact could have found the essential
mental state element beyond a reasonable doubt, we review the
evidence in the light most favorable to the prosecution. See
Richards, 906 P.2d at 224.
¶ 60 Sattler's contention that the State did
not present sufficient evidence of his mental state to enable the
jury to find him guilty beyond a reasonable doubt of purposely or
knowingly causing Martinson's death is not a model of clarity.
He appears to argue that, because his testimony supported the
existence of the elements of his justifiable use of force defense,
the jury was obligated to find that a reasonable doubt existed
regarding whether he had the requisite mental state for the
deliberate homicide offense. As discussed above, however, the
jury is free to weigh the evidence and determine the credibility
of all witnesses in making its factual findings. We review the
jury's verdict only to determine whether it is supported by
sufficient evidence, not to determine whether there was evidence
to support a different verdict.
¶ 61 Nor do Arlington and State v. Popescu
(1989), 237 Mont. 493, 774 P.2d 395, on which Sattler relies,
support his argument that, having presented evidence on all three
elements of his defense, the jury had insufficient evidence before
it to find that he acted purposely or knowingly and to convict him
of deliberate homicide. In Arlington, we cited to Popescu for
the three elements which must be proved in order to establish the
affirmative defense of justifiable use of force. Arlington, 875
P.2d at 318 (citation omitted). In Popescu, the issue on appeal
was whether the defendant had introduced sufficient evidence to
warrant submitting the justifiable use of force defense to the
jury. We held that he had, reversed the trial court's refusal to
instruct the jury on the defense, and remanded for a new trial.
Popescu, 774 P.2d at 396-97. That issue is not before us in the
present case. Here, the District Court did instruct the jury on
Sattler's justifiable use of force defense and the instruction
reflected its determination that there was sufficient evidence to
warrant submitting the defense to the jury. Neither Arlington
nor Popescu stands for the proposition that evidence sufficient to
warrant submitting the justifiable use of force defense to a jury
raises a reasonable doubt as to a criminal defendant's guilt as a
matter of law.
¶ 62 Finally, we observe that Sattler
effectively conceded this issue in his reply brief on appeal.
There, he stated that “it could not be said that the State had
failed to prove it's [sic]case․”
¶ 63 We conclude that, on this record, the jury
could have found the essential elements of the charged deliberate
homicide offense beyond a reasonable doubt. As a result, we hold
that there was sufficient evidence to support Sattler's
conviction.
¶ 64 4. Did the District Court commit
reversible error in analyzing aggravating or mitigating
circumstances?
¶ 65 After the State served formal notice of
its intent to seek the death penalty, the District Court held the
sentencing hearing required by § 46-18-301, MCA, to determine the
existence or nonexistence of aggravating circumstances as set
forth in § 46-18-303, MCA, and mitigating circumstances as set
forth in § 46-18-304, MCA. It found that two aggravating
circumstances and no mitigating circumstances existed.
Accordingly, the District Court sentenced Sattler to death.
¶ 66 Sattler challenges the District Court's
determinations regarding both aggravating and mitigating
circumstances. We consider his arguments in turn.
a. Aggravating circumstances
¶ 67 The District Court determined that two
statutory aggravating circumstances existed: first, that the
offense of which Sattler was convicted was deliberate homicide and
it “was committed by a person serving a sentence of imprisonment
in the state prison[,]” as set forth in § 46-18-303(1), MCA; and,
second, that the offense was deliberate homicide and Sattler “had
been previously convicted of another deliberate homicide[,]” as
set forth in § 46-18-303(2), MCA. Sattler contends that the
District Court's determination that the offense was committed by a
person serving a sentence of imprisonment in the state prison is
erroneous as a matter of law, relying on State v. Keith (1988),
231 Mont. 214, 754 P.2d 474, and, as a result, that his death
sentence should be vacated.
¶ 68 In Keith, the defendant pleaded guilty to
six charged offenses, including aggravated kidnaping and
deliberate homicide. Keith, 754 P.2d at 476-77. Keith was on
parole from the state of Washington at the time of the offenses
and, on that basis, the trial court ultimately determined that the
§ 46-18-303(1), MCA, aggravating circumstance existed. We
reversed that determination on appeal, concluding that the statute
expressly applied to a person serving “a sentence of imprisonment
in the state prison” and that the plain language of the statute
did not permit an interpretation which would include an individual
on parole. Keith, 754 P.2d at 490.
¶ 69 Sattler contends that, because he was
under sentence to the MSP at the time of Martinson's death but
physically present in the Jail as the result of a different
charge, Keith bars application of the § 46-18-303(1), MCA,
aggravating circumstance requiring that a person be serving a
sentence of imprisonment in the state prison. The State argues,
in response, that Keith addressed only the parole situation
presented therein and did not preclude application of the
aggravating circumstance in situations such as that presently
before us where a defendant is temporarily housed at a county
detention facility while still under sentence to a term of
imprisonment in the MSP. We need not resolve this dispute,
however, because even if the District Court erred in finding that
the aggravating circumstance set forth in § 46-18-303(1), MCA,
exists and we disregard that circumstance accordingly, the error
is harmless in this case.
¶ 70 As set forth above, the District Court
determined that two aggravating circumstances existed in this
case. The first is the “serving a sentence of imprisonment in
the state prison” circumstance discussed above. The second is
that contained in § 46-18-303(2), MCA, and undisputed by Sattler:
namely, that the deliberate homicide was committed by a
defendant-Sattler-who previously had been convicted of another
deliberate homicide. The court also concluded that “either
[aggravating circumstance] is sufficient to support the sentence
to be imposed.”
¶ 71 In determining whether to impose a death
sentence, a sentencing court in Montana must take into account the
statutory aggravating and mitigating circumstances and “shall
impose a sentence of death if it finds one or more of the
aggravating circumstances” and no mitigating circumstances
sufficiently substantial to call for leniency. Section 46-18-305,
MCA. Thus, the District Court in this case was statutorily
required to sentence Sattler to death upon the finding of the
single aggravating circumstance that he previously had been
convicted of a deliberate homicide and the absence of mitigating
circumstances sufficient to call for leniency.
¶ 72 Nor, under a statutory death penalty
scheme like Montana's, must a death sentence be reversed or a new
sentencing hearing conducted if one of several aggravating
circumstances found to exist is subsequently held to be
inapplicable. See Zant v. Stephens (1983), 462 U.S. 862, 873-80,
103 S.Ct. 2733, 2741-44, 77 L.Ed.2d 235, 247-52. Sattler does
not contend otherwise. Indeed, he concedes that the death
penalty still may be imposed under Zant so long as this Court
ensures that the inapplicability of one aggravating circumstance
does not render the death penalty arbitrary or capricious.
Sattler goes on to argue that this death penalty is arbitrary or
capricious, and we address his arguments in that regard in issue
five below as part of our automatic review of the death sentence
pursuant to §§ 46-18-307 through 46-18-310, MCA.
¶ 73 As noted above, the District Court
concluded that the existence of either one of the aggravating
circumstances was sufficient to support the death sentence in this
case. That conclusion is correct under § 46-18-305, MCA, and, as
a result, any error in the court's determination that the
§ 46-18-303(1), MCA, aggravating circumstance exists in this case
would not affect Sattler's substantial rights or prejudice him.
See § 46-20-701, MCA. Therefore, we hold that the District Court
did not commit reversible error in analyzing the aggravating
circumstances.
b. Mitigating circumstances
¶ 74 The District Court made extensive findings
with regard to both the mitigating circumstances enumerated in
§ 46-18-304(1), MCA, and the “catchall” mitigating circumstances
set forth in § 46-18-304(2), MCA. Indeed, its findings addressed
each of the mitigating circumstances enumerated in the statute
meticulously and methodically, set forth any evidence of record
relating to each, and found whether or not the mitigating
circumstance existed. Sattler advances a number of assertions of
error relating to the District Court's analysis of the mitigating
circumstances.
¶ 75 Sattler's first contention is that the
District Court erred in considering every enumerated mitigating
factor rather than only those he raised and relied on as
mitigating circumstances. He cites to no authority in support of
this assertion of error and it is clear that § 46-18-306, MCA,
requires a court imposing a death sentence to make “specific
written findings of fact as to the existence or nonexistence of
each of the circumstances set forth in ․ 46-18-304.” See also
State v. Smith (1996), 280 Mont. 158, 167, 931 P.2d 1272, 1277,
cert. denied 522 U.S. 965, 118 S.Ct. 410, 139 L.Ed.2d 314 (1997).
We conclude that the District Court did not err in considering
each of the mitigating circumstances enumerated in § 46-18-304(1),
MCA.
¶ 76 Sattler also contends that the District
Court improperly considered the lack of mitigating circumstances
as justification for imposing the death sentence, contrary to
§ 46-18-305, MCA. This contention is entirely without merit. As
discussed above, § 46-18-305, MCA, requires the imposition of a
death sentence if one or more aggravating circumstances exist and
there are no mitigating circumstances sufficiently substantial to
call for leniency. In reaching that ultimate sentencing issue in
this case, the District Court carefully performed the analysis of
mitigating circumstances required by § 46-18-304, MCA, and found
that no mitigating circumstances existed. Nothing in the court's
findings, conclusions, judgment and sentence supports the
interpretation urged by Sattler.
¶ 77 Next, Sattler asserts that the District
Court erred in failing to find the existence of the mitigating
circumstance contained in § 46-18-304(1)(e), MCA, namely, that
“[t]he victim was a participant in the defendant's conduct or
consented to the act.” The court found that there was no
evidence that Martinson was a participant in Sattler's conduct or
consented to the act of being beaten to death by him. The court
also found that “[t]he jury did not accept defendant's claim of
self defense and neither does the Court.”
¶ 78 Sattler's argument seems to be that,
notwithstanding the jury's rejection of his self defense theory,
the court was required to consider his testimony that Martinson
was the aggressor as mitigating evidence under § 46-18-304(1)(e),
MCA, that Martinson participated in or consented to Sattler's acts
which resulted in his death, and to make findings in his favor
thereunder in sentencing. We observe at that outset that, as a
matter of logic, Sattler's argument is flawed because it mixes
apples and oranges. The mitigating circumstance set forth in
§ 46-18-304(1)(e), MCA-that Martinson participated in or consented
to Sattler's act-would not exist even assuming arguendo the truth
of Sattler's testimony that Martinson was the aggressor. The
reason is that, even under Sattler's theory, Martinson's acts were
his own, as were Sattler's. In other words, that Martinson's
acts may have produced Sattler's responsive acts-in Sattler's
version of the events at issue-does not make Martinson a
participant in or a consenter to Sattler's acts of beating him to
death. Therefore, Sattler's self defense-related testimony that
Martinson was the aggressor simply did not constitute evidence of
the mitigating circumstance set forth in § 46-18-304(1)(e), MCA.
As a result, the District Court was not obligated to consider it
or to make findings relating thereto.
¶ 79 Nor is Sattler's reliance on State v.
Korell (1984), 213 Mont. 316, 690 P.2d 992, as legal support for
this argument well placed. In Korell, the defendant was charged
with attempted deliberate homicide and aggravated assault and gave
notice of his intent to rely on a “mental disease or defect”
defense to prove that he did not have the mental state required as
an essential element of the offenses charged. Korell, 690 P.2d at
995. The jury found Korell guilty of both charged offenses and,
on appeal, Korell argued that the trial court erred in not
considering his mental condition at sentencing, as required by
law, by stating that it would not revisit the jury's rejection of
the defense. Korell, 690 P.2d at 996, 1004.
¶ 80 We observed that the applicable sentencing
statutes expressly required the sentencing court to consider
whether the defendant suffered from a “mental disease or defect,”
even where the jury had convicted the defendant. Indeed, the
court could sentence the defendant to imprisonment only after
specifically finding that the defendant did not suffer from such a
disease at the time of the offense. Korell, 690 P.2d at 1000.
In light of the statutes imposing an affirmative obligation on the
sentencing court to independently evaluate the defendant's mental
condition, the court's refusal to do so was erroneous and required
that the sentence imposed be vacated and the case remanded for
resentencing. Korell, 690 P.2d at 1004.
¶ 81 Korell is inapplicable here. There,
statutes expressly required the sentencing judge to independently
determine whether the defendant suffered from a mental disease or
defect even after the jury had rejected the mental disease or
defect defense. No similar statutes required the District Court
in this case to independently evaluate Sattler's self defense
evidence after it had been rejected by the jury. Unlike the
situation in Korell, the language setting forth the statutory
mitigating circumstance relating to a victim participating in or
consenting to a defendant's acts is not similar, much less
identical, to the language defining the justifiable use of force
defense.
¶ 82 We conclude, therefore, that the District
Court did not err in failing to make independent factual findings
in Sattler's favor-or at all-on the evidence Sattler presented on
his justifiable use of force defense. We further conclude that
the District Court did not err in failing to find that Sattler had
established the mitigating circumstance set forth in
§ 46-18-304(1)(e), MCA.
¶ 83 Sattler's next argument is that the
District Court did not properly consider the “catchall” mitigating
evidence he presented under § 46-18-304(2), MCA. The first
purported mitigating evidence is that Sattler was kept at the
Jail, rather than returned to the MSP, following his arrest for
attempted deliberate homicide at Swan River; according to
Sattler, this evidence reflected that he was not considered a
danger to other inmates. Contrary to Sattler's contentions,
however, the District Court did consider that evidence, observing
that persons accused of committing felonies within Lake County
ordinarily are placed in the Jail to await the disposition of
their cases. The court found that this evidence did not
establish a mitigating circumstance under § 46-18-304(2), MCA, and
we agree.
¶ 84 Sattler also argues that the District
Court committed two distinct errors with regard to its finding
“[t]hat the sentences imposed following the prison riot trials,
referred to by [Sattler], do not constitute a mitigating
circumstance as applied to this defendant and this offense.”
Sattler first asserts that he referenced those sentences in
relation to his “excessive or disproportionate” arguments under
§ 46-18-310(3), MCA, rather than as mitigating evidence. That
may be so. Moreover, proportionality evidence is not properly
considered by a sentencing court as a mitigating factor in
performing the individualized sentencing required by §§ 46-18-303
and 46-18-304, MCA. Smith, 931 P.2d at 1282. Rather, it is
within the province of this Court, with its statewide perspective,
to conduct a proportionality review on automatic review of a death
sentence “to prevent imposition of the death penalty in a wanton
and arbitrary fashion.” Smith, 931 P.2d at 1282.
¶ 85 Here, Sattler referred to proportionality
during the sentencing hearing and the District Court merely found
that sentences in other cases did not constitute a mitigating
circumstance with regard to Sattler and the deliberate homicide at
issue. This determination is not at odds with our holding in
Smith and it was, at most, an indication of the sentencing court's
caution and thoroughness in attempting to address all of Sattler's
arguments and evidence in the findings on mitigating
circumstances.
¶ 86 Sattler's second assertion of error
relating to his reference to the prison riot cases, vis-a-vis his
disproportionality argument, is that the District Court failed to
address whether the death sentence in this case was excessive or
disproportionate to the penalties imposed after the riot trials.
He cites no authority under which the District Court was required
to do so, however, and, as discussed above, Montana statutes and
case law reserve the proportionality review to this Court.
Sections 46-18-307 and 46-18-310, MCA; Smith, 931 P.2d at 1282.
¶ 87 Next, Sattler argues that the District
Court did not consider either (1) the psychological report he
presented, (2) that he came from dysfunctional family
circumstances, as outlined in the presentence report, or (3) that
the State was unwilling to negotiate away the death penalty as
mitigating circumstances under § 46-18-304(2), MCA. It is clear
that the court did consider the psychological report, as
established by its finding that “said report has been fully
considered by the Court.” Sattler advances no authority under
which the fact that the sentencing court considered the report in
relation to the mitigating circumstance set forth in
§§ 46-18-304(1)(d), MCA, rather than as a mitigating circumstance
under § 46-18-304(2), MCA, constitutes legal error.
¶ 88 Moreover, while the District Court's
findings on mitigating circumstances did not expressly reference
either the family information contained in the presentence report
or Sattler's evidence of the State's unwillingness to enter into a
plea bargain that excluded the death penalty, the court indicated
that it had considered all of the evidence and all of the
circumstances of the defendant, including his character and
propensities. The law does not require the sentencing court to
make findings on each piece of purportedly mitigating evidence
produced. See Smith, 931 P.2d at 1282-83. The law requires
only that the court consider all such evidence and we must assume
that it did so, particularly where-as here-the court so states.
See Parker v. Dugger (1991), 498 U.S. 308, 314-15, 111 S.Ct. 731,
736, 112 L.Ed.2d 812, 822; Jeffries v. Blodgett (9th Cir.1993), 5
F.3d 1180, 1197.
¶ 89 We conclude that the District Court did
not err in analyzing mitigating circumstances.
¶ 90 5. Was the death sentence imposed under
the influence of passion, prejudice or any other arbitrary factor?
¶ 91 This Court automatically reviews every
death sentence imposed under Montana law. Section 46-18-307, MCA.
In doing so, we determine “whether the sentence of death was
imposed under the influence of passion, prejudice, or any other
arbitrary factor[.]” Section 46-18-310(1), MCA. Our review,
conducted from a statewide perspective rather than from the
individualized perspective the sentencing court must apply, serves
as a check against arbitrary imposition of the death penalty.
See Smith, 931 P.2d at 1282; State v. Langford (1991), 248 Mont.
420, 436, 813 P.2d 936, 948 (citing Gregg v. Georgia (1976), 428
U.S. 153, 206, 96 S.Ct. 2909, 2940, 49 L.Ed.2d 859, 893).
¶ 92 Here, Sattler asserts that the death
sentence was imposed under the influence of passion, prejudice or
other arbitrary factors because the District Court imposed the
sentence on the same day the sentencing hearing was held and
because the sentence was based on Sattler's lack of
rehabilitation. Indeed, Sattler urges that the District Court
improperly converted the lack of rehabilitation into an
aggravating circumstance. We have reviewed the record and
conclude that it does not indicate that the death penalty was
imposed under any arbitrary influence.
¶ 93 With regard to the promptness of the
District Court's written findings, conclusions, judgment and
sentence, the sentencing hearing in this case lasted only 1 1/212
hours and the evidence presented was neither extensive nor
complex. The District Court recessed the hearing and indicated
that it had drafted findings and conclusions to fit both a life
sentence and the death sentence and would give its predrafted
findings and conclusions full consideration, along with “the
material that was introduced [at the sentencing hearing] and the
court file and my notes.” Two hours later, the court reconvened
and read its findings, conclusions, sentence and judgment in open
court in Sattler's presence. As discussed above, the District
Court's findings on aggravating and mitigating circumstances were
thorough and detailed; further, they reflected that the court
took the evidence before it into account in determining to impose
the death penalty.
¶ 94 Sattler also contends that the District
Court improperly used his lack of rehabilitation as the basis for
imposing the death sentence and, indeed, converted that lack of
rehabilitation into an aggravating circumstance. The record does
not support this contention. First, the court's findings and
conclusions were confined to addressing the aggravating and
mitigating circumstances set forth in §§ 46-18-303 and 46-18-304,
MCA. On the basis of those findings and conclusions, the District
Court entered its judgment and sentence imposing the death
sentence on Sattler. In a later portion of the judgment and
sentence, the court correctly quoted the correctional policy of
this State as being “to protect society by preventing crime
through punishment and rehabilitation of the convicted” (see
§ 46-18-101, MCA) and observed that, by his own conduct, Sattler
had not taken advantage of the opportunities for rehabilitation
provided via his prison term for the 1987 deliberate homicide.
No legal or factual error exists in that portion of the judgment
and, while a discussion of Montana's correctional policy may not
have been required, it certainly was not prohibited. That
discussion does not support Sattler's contentions that the death
sentence was imposed because of his lack of rehabilitation and
that the court improperly converted the lack of rehabilitation to
an aggravating circumstance.
¶ 95 We conclude, on the record before us, that
the sentence of death was not imposed under the influence of
passion, prejudice, or any other arbitrary factor.
¶ 96 6. Is the death sentence imposed
disproportionate to the penalty imposed in similar cases?
¶ 97 As noted above, this Court is required to
determine whether the sentence of death imposed in a given case is
“excessive or disproportionate to the penalty imposed in similar
cases, considering both the crime and the defendant.” Section
46-18-310(3), MCA. In performing the proportionality review, we
must reference the similar cases we considered. Section
46-18-310(3), MCA. Moreover, we examine only cases where the death
penalty was-or could have been-imposed after conviction and which
were appealed. See State v. Coleman (1979), 185 Mont. 299,
333-34, 605 P.2d 1000, 1020, cert. denied, 446 U.S. 970, 100 S.Ct.
2952, 64 L.Ed.2d 831(1980), sentence vacated, 874 F.2d 1280 (9th
Cir.1989); Smith, 931 P.2d at 1285. In this regard, we review
“the gravity of the offense, the brutality with which it was
committed, and the factors, if any, which led to a call for
leniency․” State v. Turner (1993), 262 Mont. 39, 59, 864 P.2d
235, 247 (citation omitted), cert. denied, 513 U.S. 827, 115 S.Ct.
96, 130 L.Ed.2d 46 (1994).
¶ 98 We observe that Sattler initially urged us
to overrule the Smith limitation vis-a-vis considering only cases
where the death penalty was, or could have been, imposed after
conviction, and to take into account the so-called prison riot
cases in which inmates at the MSP committed deliberate homicides
but the death penalty was not sought or imposed. He withdrew
that request at oral argument, however, noting that the 1997
Legislature amended § 46-18-310, MCA, to essentially incorporate
the scope of proportionality review we set forth in Smith. See
1997 Mont. Laws, Ch. 302, Sec. 1.
¶ 99 -With the proper scope of our
proportionality review in mind, therefore, we must examine the
proportionality of the death sentence in this case as compared
with other cases appealed to us in which a deliberate homicide was
committed by an incarcerated defendant and the death penalty was
sought or imposed. It is undisputed that only two such cases
exist and, because they arose from the same circumstances, we
consider them together.
¶ 100 Douglas Turner and William Gollehon were
charged with, and convicted of, deliberate homicide by
accountability based on their having beaten Gerald Pileggi to
death with a baseball bat while all three were incarcerated at the
MSP. Turner, 864 P.2d at 237; State v. Gollehon (1993), 262
Mont. 1, 8-9, 864 P.2d 249, 254, cert. denied, 513 U.S. 827, 115
S.Ct. 95, 130 L.Ed.2d 45(1994). The testimony at trial indicated
that Pileggi died of multiple injuries to the head and trunk
resulting from at least four blows, including one which was
sufficient to cave in his skull. Turner, 864 P.2d at 238;
Gollehon, 864 P.2d at 252-53. An inmate testified that Gollehon
“had indicated that he was going to ‘mess [Pileggi] up.’ ” The
same inmate saw Gollehon start the fight with Pileggi in the
exercise yard, watched the two struggle for control of the bat and
then saw Turner arrive and join Gollehon in continuing to beat
Pileggi after he fell to the ground. Gollehon, 864 P.2d at 253;
Turner, 864 P.2d at 238.
¶ 101 The trial court sentenced both Turner and
Gollehon to death. Regarding Turner, the court found the
existence of two aggravating circumstances, namely, that Turner
was serving a term of imprisonment at the MSP when he committed
the offense and that he previously had been convicted of a
deliberate homicide. It also found that Turner's difficult
childhood was insufficient to call for lenity under the
circumstances. Turner, 864 P.2d at 246. With regard to
Gollehon, the sentencing court found the existence of the same two
aggravating factors and considered mitigating evidence of the
inhuman and traumatic childhood to which he had been subjected,
but determined that he had not taken advantage of available help
in dealing with problems resulting from his childhood. Thus, the
court ultimately determined that the family history evidence was
not sufficient to preclude the death penalty. Gollehon, 864 P.2d
at 260, 262-63.
¶ 102 The gravity and brutality involved in
Sattler's beating death of Martinson are substantially similar to
the gravity and brutality of the offense committed by Turner and
Gollehon. Here, as there, an inmate was attacked with a weapon
and beaten to death by blows to the head and other areas of the
body. Here, as there, at least one blow was sufficient to cave
in the skull. Here, as there, the beating continued after the
victim was down. Here, as in Gollehon's case, there was an
indication in advance that the attack was going to be made.
¶ 103 Furthermore, Sattler-like Turner and
Gollehon-had previously been convicted of a deliberate homicide
and, while we have not resolved whether the second aggravating
circumstance which existed in Turner's and Gollehon's cases
applies here, it is clear that all three men were incarcerated at
the time they committed their deliberate homicides. Finally, the
evidence of mitigation on which Sattler premised his call for
lenity was no stronger than that presented by Turner and less
persuasive than that presented by Gollehon.
¶ 104 Sattler's arguments that imposition of
the death penalty in this case would be disproportionate to the
death penalties imposed in Turner and Gollehon generally are based
on his version of the facts rather than the version accepted by
the jury. He also argues differences in the facts relating to
the two offenses, such as that two persons were involved in the
beating death of Pileggi, who was smaller than either of them.
He does not explain, and we certainly cannot conceive, how the
fact that Sattler-the “boss” of Cell Block A-acted alone in
beating Martinson-a smaller, wimpy guy-to death renders the death
penalty here disproportionate to those imposed in Turner and
Gollehon.
¶ 105 Sattler also points to the fact that
Pileggi was beaten to death in front of eyewitnesses, while
Martinson was not. From this, he posits that the evidence
against him was speculative and circumstantial. Again, this
argument essentially relates to the jury's weighing of the
evidence in convicting him of the deliberate homicide, rather than
to the proportionality of the death penalty in this case. Having
concluded above that sufficient evidence exists to support the
conviction, we need not further address these types of arguments.
¶ 106 Sattler also seems to argue that, absent
the existence of both of the aggravating circumstances found in
Turner and Gollehon, the death penalty is disproportionate here as
a matter of law. He cites to no authority, however, in support
of the proposition that disproportionality exists between death
penalties when the number of aggravating circumstances in
factually similar cases is not equal. Nor is that a matter
within the scope of our proportionality review under § 46-18-310,
MCA, Smith and Turner.
¶ 107 Finally, Sattler contends that, unlike
Turner and Gollehon, he accepted responsibility for his acts and,
as a result, the death penalty is disproportionate here. Without
regard to whether a defendant's acceptance of responsibility for
the offense at issue is a proper consideration in our
proportionality review, we reject Sattler's premise. While it is
true that Sattler admitted killing Martinson, he has continued to
assert that he had a right to do so because he was defending
himself. We do not equate continuing to assert a justifiable use
of force defense-even after the jury has rejected it-with
“accepting responsibility” for a brutal deliberate homicide.
Thus, we need not consider this contention further.
¶ 108 Having considered the offense and the
defendant in the present case in proportion to the offenses and
defendants in other Montana cases, we conclude that the death
sentence imposed in this case is not excessive or disproportionate
to the penalty imposed in similar cases.
¶ 109 7. Are the District Court's findings
regarding the existence of the aggravating circumstance set forth
in § 46-18-303(2), MCA, and the nonexistence of any mitigating
circumstances supported by the evidence?
¶ 110 Our automatic review of death sentences
includes, in addition to the “arbitrary factor” and
proportionality issues discussed above, whether the evidence
supports the sentencing court's findings regarding aggravating and
mitigating circumstances. See § 46-18-310(2), MCA. This issue is
separate and apart from the arguments relating to aggravating and
mitigating circumstances which Sattler raised-and we resolved-in
issue four above.
¶ 111 The District Court made a number of
underlying factual findings relating to its ultimate finding that
the aggravating circumstance contained in § 46-18-303(1),
MCA-namely, that the deliberate homicide was committed by a person
serving a sentence of imprisonment in the state prison-exists.
The underlying findings are not only supported by the evidence,
they are undisputed. As discussed above, we need not resolve
here whether the court's ultimate determination regarding this
aggravating circumstance is correct because, even if incorrect, it
was harmless. Nor need we address at length whether the evidence
supports the District Court's ultimate determination that the
aggravating circumstance set forth in § 46-18-303(2), MCA-that the
deliberate homicide was committed by a person previously convicted
of a deliberate homicide-exists. It does and, indeed, this also
is undisputed. Furthermore, the evidence supports the court's
findings regarding the nonexistence of other aggravating
circumstances set forth in § 46-18-303, MCA.
¶ 112 With regard to whether the evidence
supports the District Court's findings on the existence or
nonexistence of the mitigating circumstances enumerated in
§ 46-18-304, MCA, we conclude that it does. The only enumerated
mitigating circumstance on which Sattler offered evidence or
argument was the “participating in or consenting to” the homicide
argument under ¶ 46-18-304(1)(e), MCA. As discussed above,
Sattler's self defense testimony did not establish this mitigating
circumstance as a matter of fact, logic or law. Thus, the
evidence supported the District Court's finding that this
mitigating circumstance did not exist.
¶ 113 Sattler's other evidence in mitigation
was advanced under the “catchall” provision contained in
§ 46-18-304(2), MCA, and consisted of his family background, a
1984 psychological evaluation, and the fact that he was housed in
the Jail, rather than returned to the MSP, upon being charged with
attempted deliberate homicide while at Swan River. However, the
mere introduction of evidence regarding mitigating circumstances
does not require a finding that the mitigating circumstance to
which the evidence relates exists.
¶ 114 We conclude that the District Court's
findings regarding the existence of the aggravating circumstance
set forth in § 46-18-303(2), MCA, and the nonexistence of any
mitigating circumstances are supported by the evidence.
¶ 115 Affirmed.
¶ 116 I concur with the result reached by the
Court and I would affirm the judgment of the District Court.
However, for the reasons set forth in my special concurrence in
State v. Smith (1996), 280 Mont. 158, 186, 931 P.2d 1272, 1289, I
do not agree with the limits that this Court and the legislature
have placed upon the scope of our proportionality review. Section
46-18-310, MCA (1997). Nonetheless, whether reviewed under
§ 46-18-310, MCA(1997), or under the more expansive standard that
I have suggested, I agree that the sentence imposed on Sattler was
not out of proportion to other similar cases, specifically the
Turner and Gollehon cases cited in the opinion.
¶ 117 I concur with the result of the majority
opinion. I would affirm the judgment of the District Court. I
do not agree with all that is said therein, however, and in
particular, disagree with parts of the majority's rationale for
affirming the District Court's exclusion of the victim's prior
criminal offense.
¶ 118 The majority first sets forth § 45-3-102,
MCA, which pertains to self-defense, and then concludes that the
statute has nothing to do with which of two individuals was the
aggressor. I would conclude that the statute is all about who
was the aggressor. Self-defense is, by definition, a reaction to
an act of aggression. The fact that the term “aggressor” is not
used in § 45-3-102, MCA, should not foreclose the obvious.
¶ 119 I would affirm the District Court's
exclusion of evidence regarding Martinson's prior offense
(whatever that offense was) on the basis that no adequate offer of
proof was made to preserve the issue for appeal. Rule 103(a)(2),
M.R.Evid., provides as follows:
(a) ․ Error may not be predicated upon a ruling
which admits or excludes evidence unless a substantial right of
the party is affected, and․
(2) ․ In case the ruling is one excluding
evidence, the substance of the evidence was made known to the
court by offer or was apparent from the context within which
questions were asked.
¶ 120 In this case, we, as the reviewing court,
do not know the substance of the evidence Sattler sought to
introduce. During the cross-examination of the juvenile
probation officer during which Sattler sought to introduce
evidence of Martinson's prior offense, his discussion with the
District Court occurred in a manner that could not be heard by the
jury and was not recorded. The only record we do have are
comments made after the conclusion of evidence and during the
settlement of jury instructions. At that time, the following
discussion was had:
[MARTINSON'S ATTORNEY]: Your Honor, while
we're waiting, one other thing I think we need to put on the
record would be the conversation we had in terms of when Mr.
Warnecke was testifying, about my wanting to get in of Mr.
Martinson being sent to Pine Hills for molestation because I
believe that was a violent act. And the State objected and the
Court indicated that it would not allow me to ask those questions.
THE COURT: With respect to the molestation
charge, that's correct.
[MARTINSON'S ATTORNEY]: Right.
THE COURT: The record will so reflect.
¶ 121 There is no offense in Montana known as
“molestation,” and the specific acts by Martinson which Sattler
sought to introduce were not identified. Therefore, I conclude
that an adequate offer of proof was not made and that there is an
insufficient record on which to conclude that relevant evidence
pertaining to a characteristic of violence was excluded by the
District Court.
¶ 122 For these reasons, I would affirm the
judgment of the District Court, even though I do not agree with
all that is said in the majority opinion.
¶ 123 I concur in the result of the majority
opinion and join Justice Terry N. Trieweiler and Justice W.
William Leaphart in their concurring opinions.
GRAY, Justice.
TURNAGE, C.J., and NELSON and REGNIER, JJ.,
concur.