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Jeffery
Dana SPARKS
2 days after
Jeffery Dana Sparks
Yamhill County - Oregon
Born: 5/15/1956
Sentenced to death: 5/14/1999
Sparks sexually assaulted and killed 12-year-old Lacey Renee
Robancho in 1998 in Lafayette. The girl was walking her bicycle near a
convenience store when Sparks lured her to his trailer. The next morning
a railroad worker spotted the girl's partly clad body in a bramble of
ivy. The state medical examiner's office ruled that she died by
strangulation.
Interesting fact: Sparks argued that post-mortem photos of the
victim should not have been admitted as evidence.
Status: Death Row.
In McMinnville, the deputy district attorney said the state will seek
the death penalty against a man accused of sexualy assaulting a
12-year-old Lafayette girl and strangling her so no one would find out
about the crime.
The announcement came after Yamhiss
County Circuit Judge John L. Collins denied a request to move the man's
trial to another county.
Jeffery Dana Sparks, 42, is
charged with 15 counts of aggravated murder, 1st degree sexual abuse,
1st degree kidnapping, 2nd degree kidnapping, 1st degree attempted rape,
and 2nd degree attempted rape.
Michael Ford, 1 of the
attorneys representing Sparks, argued that news accounts of the slaying
of Lacey Rene Robancho and Sparks' subsequent arrest had prejudiced
potential jurors in Yamhill County.
Lacey disappeared
on April 20, while walking her bicycle a few blocks from her home.
Sheriff's deputies discovered her body the next morning near a railroad
trestle at the edge of town. The 7th grader had been strangled, an
autopsy showed.
Sheriff's deputies arrested Sparks 2
days later.
Sparks told detectives that he invited the
girl back to his trailer and fondled her in his bedroom, but said they
later went separate ways, according to court documents.
Because the jury found defendant guilty, we review
the evidence in the light most favorable to the state. State v.
Thompson, 328 Or 248, 250, 971 P2d 879, cert den, 527 US 1042
(1999).
On April 20, 1998, the victim, who was 12 years old,
left her home on her bicycle. At about 6:00 p.m. the victim's mother and
her friend, Blake, saw the victim with some friends near the local post
office. Defendant also was present. After speaking with her mother, the
victim returned home for a short time and then left again to retrieve
her bicycle, which had a flat tire. At about 8:30 p.m., the victim's
grandmother saw the victim walking her bicycle with a man with long dark
hair similar to defendant's hair.
That night, according to Keith, defendant and the
victim entered the trailer where Keith and defendant lived. Defendant
took the victim into the back bedroom and told Keith that he was "not
home." An hour later, defendant came out of the bedroom and told Keith
to go buy him condoms and a douche. Defendant had a cut on the right
side of his face that had not been there before. Keith also heard what
sounded like sexual sounds coming from the back bedroom.
At some point that night, Keith saw the victim come
out of the bedroom and go into the bathroom. Defendant followed her into
the bathroom and Keith heard water running. At about 12:30 a.m.,
defendant told Keith that he was taking the victim home, and left with
her. Defendant returned alone about an hour later and seemed agitated.
Defendant left again at 3:00 a.m. and returned at 6:00 a.m.
Rodriguez, an acquaintance of defendant, saw
defendant at approximately 4:00 a.m. walking from the park or the
railroad tracks. Defendant was wearing a black trenchcoat and a black
stocking hat. When Rodriguez saw defendant again at 5:30 a.m., he was
not wearing the coat or hat, and appeared to be nervous and sweating.
The victim did not return home. Throughout the night,
the victim's mother and Blake drove around and visited the victim's
friends in attempt to locate her.
On the morning of April 21, 1998, while operating a
train, an engineer observed what appeared to be a sleeping transient on
the side of the railroad embankment. He called his dispatcher, who then
notified the Yamhill County Sheriff's Office. The police responded to
the call and discovered the partially nude body of the victim. Someone
had strangled her both manually and by ligature. There was a small
bruise to the entrance of her vagina consistent with sexual assault.
Swabs of the victim's body were negative for the presence of semen and
defendant's DNA. However, police found a Band-Aid near the victim's body
that contained DNA that was consistent with defendant's DNA and that
could not have come from the victim.
On the morning of April 21, defendant told Keith to
clean the trailer because the police would be searching it. Keith burned
drug paraphernalia behind the trailer, and defendant also may have
burned some items. Defendant told Keith not to tell the police that he
had left at 3:00 a.m. After the police interviewed Keith on April 22,
defendant tried to convince Keith that the victim had not been at the
trailer and he threatened to kill Keith if he caused any problems.
On April 21, Detectives Runyon and Crabtree
interviewed defendant. Defendant had a fresh scratch on the right side
of his face, fresh scratches on his arm, and bruising around his biceps.
During the interview, defendant repeatedly changed his story. After
initially denying that he knew the victim or had had any contact with
her, defendant admitted to meeting her once on April 20 in front of the
market.
Runyon, Crabtree, and Detective Ludwig interviewed
defendant a second time on April 23. They confronted defendant with the
information that Keith had provided. Defendant admitted that he was with
the victim in his bedroom and had fondled her buttocks, breasts, and
vagina. However, defendant denied having sex with her.
The state charged defendant with 15 counts of
aggravated murder, ORS 163.095; one count of first-degree sexual abuse,
ORS 163.427; one count of first-degree kidnaping, ORS 163.235; one count
of second-degree kidnaping, ORS 163.225; one count of first-degree
attempted rape, ORS 163.375 and ORS 161.405; and one count of second-degree
attempted rape, ORS 163.365 and ORS 161.405.
The jury found defendant guilty of all
20 counts in the indictment. In a separate sentencing proceeding on
the counts of aggravated murder, the jury determined that defendant had
acted deliberately, that defendant posed a continuing risk to society,
and that defendant should receive a death sentence. The trial court then
entered a sentence of death.
On review, defendant raises 33 assignments of error,
most of which are not well taken and do not require separate discussion.
We analyze defendant's remaining arguments in the order that he presents
them: pretrial issues, guilt-phase issues, and penalty-phase issues.
Another assignment of error presents a challenge to
the constitutionality of excluding convicted felons and nonregistered
voters from the jury pool. This court previously has considered and
rejected that challenge. We adhere to those prior rulings and, because
further discussion would not benefit the public, bench, or bar, we
decline to address those assignments of error in detail.
In two assignments of error, defendant argues that
the trial court erred in overruling his objections and in refusing to
grant a mistrial on the basis of questions and statements that the
prosecutor presented to prospective jurors during voirdire.
On review, we conclude that, in the context of this case, the trial
court's rulings do not reflect an abuse of discretion. A detailed
discussion of our reasons for reaching that conclusion would not serve
the interests of the public, bench, or bar. However, two issues that
defendant raises in three assignments of error regarding pretrial
matters warrant further discussion.
A. Venue
We first address defendant's argument that the trial
court erred in denying his motion for a change of venue. ORS 131.355
provides the standard for a motion for change of venue:
"The court, upon motion of the defendant, shall
order the place of trial to be changed to another county if the
court is satisfied that there exists in the county where the action
is commenced so great a prejudice against the defendant that the
defendant cannot obtain a fair and impartial trial."
Defendant has not offered a different analysis under
the statute than under the state or federal constitutions. In construing
the meaning and application of Oregon's statute and state constitution
in this context, we consider and give due weight to federal court
interpretations of federal law on the same subject based on the
pertinence and persuasiveness of the reasoning offered. We review a
trial court's denial of a motion for change of venue for an abuse of
discretion. Id. at 260.
In this case, defendant moved for a change of venue
before the start of jury selection. He argued that the pretrial
publicity detailing his personal history, his criminal record, and the
effect of the murder on Yamhill County communities had made it
impossible for him to receive a fair and impartial trial in Yamhill
County.
In support of that motion, defendant submitted copies
of four newspaper articles published about the case and provided the
court with an opinion poll of 250 Yamhill County residents taken within
one month of the victim's murder. That poll purported to show that 75
percent of residents recalled hearing about a case in which the
authorities had accused defendant of raping and murdering a 12-year-old
girl and, of those residents, 51 percent had an opinion that defendant
was guilty, and 54 percent had an opinion that, if defendant was found
guilty after a fair trial, he should receive the death penalty.
The trial court denied defendant's motion. The court
determined that the views shown by the poll, although somewhat useful,
were "given in response to fairly general questions and do not appear to
the [c]ourt to be so fixed as to foreclose a fair consideration of all
the evidence in the case." The court concluded that the jury selection
process would provide a sufficient safeguard to ensure that defendant
obtained a fair and impartial jury. Defendant did not renew his motion
for change of venue.
"the court is satisfied that there exists ** *so
great a prejudice against the defendant that the defendant cannot
obtain a fair and impartial trial."
Here, the trial court reviewed the newspaper articles
and the opinion poll that defendant submitted, and concluded that
defendant had not demonstrated that the residents of Yamhill County had
such a fixed opinion about the case that defendant could not obtain a
fair trial.
We recently addressed similar arguments raised by the
defendant in State v. Fanus, 336 Or 63, 79 P3d 847 (2003). In
that case, the defendant submitted several television news reports and
newspaper articles, including 41 articles from the local newspaper. He
also submitted an opinion poll that purported to show that, in the
county where the state would try him, 94 percent of voters recognized
his case, 71 percent believed that he was guilty, and 58 percent
believed that, if found guilty, he should receive the death penalty.
Id. at 75.
At the hearing on his motion for change of venue, the
defendant also submitted expert testimony that "several factors created
heightened prejudice against [the] defendant in that venue[.]" Id.
The defendant renewed his motion during, and at the close of, jury
voir dire. This court concluded that the trial court had not abused
its discretion in denying those motions. In doing so, this court
explained that, in contrast to Irvin v. Dowd, 366 US 717, 81 S Ct
1639, 6 L Ed 2d 751 (1961), "the record of publicity d[id] not disclose
a community sentiment of 'deep and bitter prejudice' against [the]
defendant." Fanus, 36 Or at 80.
We first address defendant's argument that, in light
of his offered stipulation, the post-mortem photographs were irrelevant
to any material issue in the case. OEC 401 provides:
"'Relevant evidence' means evidence having any
tendency to make the existence of any fact that is of consequence to
the determination of the action more probable or less probable than
it would be without the evidence."
OEC 401 establishes a "very low threshold" for the
admission of evidence, that is, "evidence is relevant so long as it
increases or decreases, even slightly, the probability of the existence
of a fact that is of consequence to the determination of the action."
State v. Barone, 329 Or 210, 238, 986 P2d 5 (1999), cert den,
528 US 1086 (2000). We review a trial court's determination of relevance
under OEC 401 for errors of law. State v. Titus, 328 Or 475, 481,
982 P2d 1133 (1999).
We first note that, without the stipulation, the
photographs of the victim's body were relevant. The state sought to
admit the photographs to illustrate the testimony of several witnesses,
to prove the nature and circumstances of the victim's death, and to
prove that defendant had acted intentionally. Defendant asserts, however,
that the photographs became irrelevant once he offered to stipulate to
the facts that the state sought to prove with the photographs.
Defendant's argument is not well taken. His proposed
stipulation only provides an alternate form of proof. It did not have
the effect of making otherwise relevant evidence irrelevant. Laird C.
Kirkpatrick, Oregon Evidence §401.02, Art IV-4 (4th ed 2002) (quoting
1981 Conference Committee to OEC 401) addresses that point:
"'The fact to which the evidence is directed need
not be in dispute. While situations will arise which call for the
exclusion of evidence offered to prove a point conceded by the
opponent, the ruling should be made on the basis of ***
considerations [set forth in] Rule 403, rather than under any
general requirement that evidence is admissible only if directed to
matters in dispute.'"
We conclude that the mere availability of defendant's
offered stipulation as an alternate form of proof did not render the
photographs irrelevant.
We next turn to defendant's argument that the trial
court should have excluded the photographs because, in light of his
offered stipulation, they were unfairly prejudicial. OEC 403 provides:
"Although relevant, evidence may be excluded if
its probative value is substantially outweighed by the danger of
unfair prejudice, confusion of the issues, or misleading the jury,
or by considerations of undue delay or needless presentation of
cumulative evidence."
"In the context of OEC 403, 'unfair prejudice' means
'an undue tendency to suggest decisions on an improper basis, commonly
although not always an emotional one.'" State v. Moore, 324 Or
396, 407-08, 927 P2d 1073 (1996). We review a trial court's decision
under OEC 403 for an abuse of discretion. Id. at 407.
Defendant argues that the photographs depicting the
victim's body were unfairly prejudicial because they had a tendency to "evok[e]
a visceral, emotional response" from the jurors. Defendant further
argues that, because his offered stipulation covered the facts that the
state sought to prove with the photographs, the court should have
excluded them.
In support of his argument, defendant relies on
Old Chief v. United States, 519 US 172, 117 S Ct 644, 136 L Ed 2d
574 (1997); State v. Zimmerlee, 261 Or 49, 492 P2d 795 (1972);
and State v. McKendall, 36 Or App 187, 584 P2d 316 (1978),
overruled on other grounds byState v. Lopez, 147 Or App 314,
936 P2d 386 (1997). In particular, defendant points to the following
statement that the Court of Appeals made in McKendall:
"[W]hen a defendant offers to stipulate to a fact,
proof of the fact would be prejudicial to the defendant, and the
evidence offered in proof is not probative of any issue other than
that which the stipulation addresses, the evidence is inadmissible."
McKendall, 36 Or App at 198. However, as we
explain below, defendant's reliance on those cases is misplaced.
In McKendall, the authorities charged the
defendant with murder under an accomplice theory. At trial, the
defendant sought to exclude photographs of the murder victim's body by
stipulating that someone had murdered the victim. The court determined
that, other than the fact that someone had murdered the victim,
photographic evidence of the murder victim's body was irrelevant to the
issues in the case. Because the defendant's stipulation covered that
fact and because the photographic evidence of the victim's murder would
be unfairly prejudicial to the defendant, the court concluded that the
trial court should have excluded the evidence. Id. at 197-98. In
reaching that conclusion, the Court of Appeals relied on this court's
decision in Zimmerlee.
In Zimmerlee, the state charged the defendant
with armed robbery of Palmer. In the course of the robbery, the
defendant had pointed a pistol at Palmer. Later the same evening, the
defendant had pointed a pistol at Charley before provoking a fight with
him. The defendant sought to exclude evidence of his encounter with
Charley by stipulating to the fact that he was in possession of the
pistol when he first pursued Charley. This court determined that "evidence
of [the] defendant's encounter with Charley was relevant to the issue of
[the] defendant's possession of the gun at the time of the robbery."
Zimmerlee, 261 Or at 53. However, the court explained that
"[o]nce [the] defendant offered to stipulate that
he had possession of the gun subsequent to the alleged robbery, the
only purpose that would be served by permitting the state to prove
the subsequent crime would be to show that because [the] defendant
had committed another crime he was a bad man and therefore probably
committed the crime for which he was charged."
Id. at 54. Thus, the court concluded that the
unfairly prejudicial effect of the evidence of the defendant's encounter
with Charley outweighed its probative value and was not admissible.
The Court determined that the trial court should have
excluded the evidence. The Court concluded that the defendant's
stipulation provided evidence of equal evidentiary significance as the
prosecutor's reading of defendant's official record of conviction.
Old Chief, 519 US at 191. However, the defendant's stipulation did
not present the tendency of unfair prejudice that the name and nature of
his conviction presented. The Court emphasized that the case was unique
in that the fact to be proven was the defendant's "legal status" and
that
"[p]roving status without telling exactly why
that status was imposed leaves no gap in the story of a defendant's
subsequent criminality, and its demonstration by stipulation or
admission neither displaces a chapter from a continuous sequence of
conventional evidence nor comes across as an officious substitution,
to confuse or offend or provoke reproach."
Id.
In all three of the cases discussed above, the
excluded evidence was relevant only to prove a discrete fact in the
case. Further, even without the defendants' offered stipulations, the
excluded evidence in those cases had an undue tendency to suggest a
decision on an improper basis. By offering to stipulate to the discrete
fact that the prejudicial evidence was offered to prove, the defendants
were able to tip the balance in favor of excluding the prejudicial
evidence, because the stipulation provided a nonprejudicial alternate
form of proof.
In contrast to those cases, defendant here sought to
replace the state's photographic evidence with a lengthy series of terse
stipulations. Those stipulations were not of equal evidentiary
significance, because they would have left gaps in the prosecution's
narrative of the crime.
In addition, although defendant's stipulations would
have covered much of what the state sought to prove with the photographs
of the victim's body, those stipulations could not replace the
demonstrative value of the photographic evidence. The photographs
illustrated the testimony of several of the state's witnesses and helped
to clarify that testimony for the jury. The principles discussed in
Old Chief, Zimmerlee, and McKendall are not applicable
in this context.
We also note that this court previously has stated
that photographs of a victim's body that are relevant are not unfairly
prejudicial solely because they are graphic. SeeState v.
Barone, 328 Or 68, 88, 969 P2d 1013 (1998), cert den, 528 US
1135 (2000) ("Although the photographs in question were graphic, they
could not be said to be remarkable in the context of a murder trial.").
Defendant has not suggested that the photographs in
this case created a danger of undue prejudice other than to evoke a
person's natural revulsion to death. We conclude that the trial court
did not abuse its discretion in admitting the photographs and video of
the victim's body.
Defendant makes identical arguments with respect to
those aggravated murder counts that are based on the commission of the
crime of first-degree kidnaping (counts 3, 7, and 12), second-degree
kidnaping (counts 4, 8, and 13), first-degree attempted rape (counts 5,
9, and 14), and second-degree attempted rape (counts 10 and 15).
In a combined argument, defendant contends that the
evidence presented at trial could have supported more than one instance
of each of the five underlying crimes. Specifically, he argues that the
state presented sufficient evidence to establish that each crime could
have occurred at either, or both, of two distinct locations --
defendant's bedroom, where he first brought the victim, or the railroad
embankment, where police found the victim's body.
Under those circumstances, defendant argues that
there was a substantial likelihood of jury confusion and, therefore,
that the trial court was required to instruct the jury that it must
agree unanimously on the factual circumstances that constituted the
elements of each underlying crime to convict defendant on a particular
count of aggravated murder based on that crime. Defendant acknowledges
that he did not object at trial to the jury instructions in that regard.
However, he argues that this court should exercise its discretion to
review the error as apparent on the face of the record, citing State
v. Lotches, 331 Or 455, 472, 17 P3d 1045 (2000), cert den,
534 US 833 (2001).
In Lotches, this court addressed the jury
unanimity rule in the aggravated murder context. In that case, the state
had charged the defendant with three counts of aggravated murder of a
single victim. Those counts were based on the underlying crimes of
attempted first-degree robbery, attempted second-degree kidnaping, and
attempted murder.
The evidence presented at the defendant's trial would
have supported more than one charge of each of the underlying crimes,
because the defendant could have perpetrated each crime against more
than one victim. The trial court did not identify for the jury the
victim or attendant circumstances of any of the underlying crimes
supporting each count of aggravated murder. The trial court also did not
instruct the jury that it had to agree on the same set of facts to
convict the defendant of each count of aggravated murder.
The court began by examining whether the instructions
were adequate in light of State v. Boots, 308 Or 371, 780 P2d 725
(1989). In Boots, the state charged the defendant with aggravated
murder based on two separate subsections of the aggravated murder
statute -- that defendant committed the murder in the course of and in
the furtherance of robbery and that defendant committed the murder to
conceal the identity of the robbers. The trial court had instructed the
jury that the law did not require it to agree unanimously on either
theory, so long as all 12 jurors agreed that the state had proven some
combination of one or the other (or both) of the two alleged aggravating
factors.
On review, this court held that the instruction was
erroneous because "[it] relieves the jury from seriously confronting the
question whether they agree that any factual requirement of aggravated
murder has been proved beyond a reasonable doubt, so long as each juror
is willing to pick one theory or another." Id. at 375. The court,
however, explained that "[w]e are not speaking here of factual details,
such as whether a gun was a revolver or a pistol and whether it was held
in the right or the left hand. We deal with facts that the law (or the
indictment) has made essential to a crime." Id. at 379.
Applying Boots to the aggravated murder
charges in Lotches, this court held that, "because the aggravated
murder instructions that were given did not either limit the jury's
consideration to a specified underlying felony or require jury unanimity
concerning a choice among alternate felonies, each instruction carried
the same danger that this court had condemned in Boots."
Lotches, 331 Or at 469. The court illustrated the problem presented
in that case:
"It is plain from the foregoing that the jury in
the present case properly could not have convicted defendant of
aggravated murder, for example, based on murder committed to conceal
one's identity as the perpetrator of attempted murder, if half the
jurors thought that defendant had attempted to murder Riley and half
thought that he had attempted to murder Edwards. *** [T]he unanimity
rule requires that the jury agree as to 'just what defendant did' to
bring himself within the purview of the particular subsection of the
aggravated murder statute under which he was charged."
Id. at 468-69.
The court in Lotches also determined that,
although the defendant had not raised the error at trial, the error was
"apparent on the face of the record." The elements of plain error are:
(1) the error must be one of law; (2) the legal point must be obvious,
that is, not reasonably in dispute; and (3) to reach the error, "[w]e
need not go outside the record or choose between competing inferences to
find it[.]" State v. Brown, 310 Or 347, 355, 800 P2d 259 (1990).
In Lotches, the court determined that the first and third
elements were satisfied because "the question of what must be included
in a jury instruction is a question of law, and what was or was not
included is determined readily by examining the instructions that were
given." Lotches, 331 Or at 472.
The court also concluded that the legal point was "obvious"
because Boots had established that a jury must be instructed on "the
necessity of agreement on all material elements of a charge in order to
convict." Id. Because the factual distinctions between Lotches
and Boots were not so significant "that a court reasonably could
doubt what its duties respecting jury instructions would be[,]" the
court concluded that the trial court's failure to provide an instruction
on jury unanimity was error apparent on the face of the record. Id.
This court recently addressed the same issue as
"error apparent on the face of the record" in State v. Hale, 335
Or 612, 75 P3d 448 (2003). In Hale, the state charged the
defendant with six counts of aggravated murder based on the underlying
crime of third-degree sexual abuse and four counts of aggravated murder
based on the underlying crime of murder. At trial, the state presented
evidence that the defendant or the co-defendant (or both) could have
committed the crime of third-degree sexual abuse against one or more
victims. Similarly, for the counts based on the underlying crime of
murder, there were three murder victims and two possible perpetrators of
that crime. This court concluded that
"because the instructions that the jury was given
with respect to each of the aggravated murder counts based on the
crimes of third-degree sexual abuse and murder did not either limit
the jury's consideration to a specific instance of third-degree
sexual abuse or murder, committed by a particular perpetrator
against a particular victim, or require jury unanimity concerning a
choice among alternative scenarios, each instruction carried an
impermissible danger of jury confusion as to the crime underlying
each count."
Hale, 335 Or at 627. This court then concluded
that it should address the error as "apparent on the face of the record"
for the same reasons stated in Lotches. Id. at 630.
In this case, because it is the dispositive inquiry,
we first address whether the error, if any, was "apparent on the face of
the record." We agree that, as in Lotches and Hale, the
first and third elements of the plain error doctrine are satisfied --
that the error is one of law and that it appears "on the face of the
record." However, unlike the error addressed in Lotches and
Hale, we conclude that the legal point raised in this case was not "obvious."
Defendant asserts that, in light of Lotches
and Boots, "the requirement of jury unanimity in aggravated
murder cases is apparent." We agree with that statement as far as it
goes. However, we disagree with defendant that the error in this case is
obvious because it "suffers from the same defect identified in
Lotches." In Lotches, there were multiple possible victims
for each of the underlying crimes.
Similarly, in Hale, there were multiple
possible victims and two possible perpetrators of each of the underlying
crimes. In both of those cases, the jury was presented with multiple
factual theories for each of the underlying crimes. It is not reasonably
in dispute that a jury's failure to agree unanimously on either the
victim or the perpetrator of the crime would violate the jury
unanimity rule, because both those facts are material elements of the
underlying crimes.
In this case, however, it is not "obvious" that a
jury's failure to agree unanimously on the precise location where
defendant may have perpetrated the underlying crimes against the single
victim would violate the jury unanimity rule. Nothing about the crimes
charged in this case demonstrates that the precise location of the
underlying crimes constitutes a material element of those crimes on
which the jury must agree unanimously. In fact, the location of those
crimes more logically constitutes a "factual detail" that does not
require jury unanimity. SeeBoots, 308 Or at 379.
The line between those facts that are essential to
the crime and those that are merely factual details may not always be
clear. However, defendant does not explain why the location of the
underlying crimes constitutes a fact that the law makes essential to
those crimes, as Boots discussed, and we cannot agree, without
more, that defendant's legal proposition is "obvious," as this court
applied that standard in Hale and Lotches.
Because we conclude that the specific error alleged
by defendant is not "error apparent on the face of the record," we do
not address whether the trial court erred in the manner that defendant
contends. SeeState v. Reyes-Camarena, 330 Or 431, 436, 7
P3d 522 (2000) (declining to address asserted error as apparent on face
of record because legal point raised was not obvious).
In two assignments of error, defendant argues that
the trial court erred in allowing non family members of the victim to
present victim impact evidence during the penalty phase. ORS
163.150(1)(a) provides, in part:
"In the [sentencing] proceeding, evidence may be
presented as to any matter that the court deems relevant to sentence
including, but not limited to, victim impact evidence relating to
the personal characteristics of the victim or the impact of the
crime on the victim's family and any aggravating or mitigating
evidence relevant to the issue in paragraph (b)(D) of this
subsection[.]"
The trial court determined that the evidence of the
victim's personal characteristics was admissible regardless of whether
defendant attacked the victim's character. The court further stated that
the statute did not prohibit the state "from introducing appropriate
character evidence regarding the victim from third persons who are not
members of the victim's family [or] otherwise legally defined as a
victim." After the court ruled, defendant moved for a mistrial on the
same grounds, which the trial court denied.
ORS 163.150(1)(a) allows the introduction of "victim
impact evidence relating to the personal characteristics of the victim
or the impact of the crime on the victim's family * * *[.]" The statute
limits the scope of victim impact evidence that the court may deem
relevant to sentencing. However, the statute contains no limitations
regarding the relationship between the victim and a witness who may
present victim impact evidence.
As a general rule, the Oregon Evidence Code does not
limit the witnesses who may present relevant and otherwise admissible
evidence, as long as any witness is competent to testify about the
matter. See OEC 601 (providing that any person who can perceive
and communicate may be witness); OEC 602 (providing that witness may
testify to matter of which witness has personal knowledge). Those
provisions stand in contrast to other provisions of law that do specify
who has a right to present information to the court. See, e.g.,
Or Const, Art I, § 42 (granting to "victims," in prosecutions for crime,
the right "to be heard at * * * the sentencing * * *").
We conclude that ORS 163.150(1)(a) does not limit the
witnesses who may present victim impact evidence as long as the evidence
that they present is within the permissible scope of what constitutes
victim impact evidence that is relevant to sentencing. That is, the
evidence must pertain, in the words of the statute, to "the personal
characteristics of the victim or the impact of the crime on the victim's
family." Because defendant does not argue that the victim impact
evidence actually presented during his penalty-phase proceeding was not
within the scope of the statute, we conclude that the trial court did
not err in allowing non family members of the victim to present victim
impact evidence.
To be admissible under OEC 401,
evidence presented in a death penalty sentencing proceeding must be
relevant to one or more of the statutory questions that ORS
163.150(1)(b) requires the jury to answer. State v. Wright, 323
Or 8, 15, 913 P2d 321 (1996). Those questions are:
"(A) Whether the conduct of the defendant that
caused the death of the deceased was committed deliberately and with
the reasonable expectation that death of the deceased or another
would result;
"(B) Whether there is a probability that the
defendant would commit criminal acts of violence that would
constitute a continuing threat to society;
"*****
"(D) Whether the defendant should receive a death
sentence."
ORS 163.150(1)(b). We review trial court
determinations of relevance under OEC 401 for errors of law. Titus,
328 Or at 481.
Before the presentation of evidence in the penalty-phase
proceeding, defendant made an oral motion in limine to exclude
the photographs of items confiscated from prison inmates. Defendant
argued that that evidence was not relevant to the question of
defendant's future dangerousness and was unfairly prejudicial.
Defendant contended that the state was offering the
evidence to imply improperly that, because other inmates had made
weapons in prison, defendant would make a weapon in prison. The state
responded that it was offering the evidence to illustrate its witness's
testimony about opportunities for inmate violence in prison.
The trial court disagreed with defendant and stated
that
"I think that the jury is entitled to see what it
is like there [in prison] and decide whether or not regardless of
whether [defendant] makes a knife, whether he is going to be
dangerous to some other inmate.
"I think you made it pretty clear in your opening
statement your intention is to show he is not dangerous to the
people he is going to be around which are adult males.
"So, I think they [the jury] are entitled to see
what opportunities, if any, there are for him within the context of
prison life * **."
After reviewing the photographs of the confiscated
items, the court denied defendant's motion. The court concluded:
"I think, generally speaking, the availability of
an opportunity to make a weapon in prison is all we are talking
about here.
"Obviously, you will be able to argue whether or
not [defendant] is so inclined, but I think probably the State,
well, the general perception of the public is that people in prison
don't have access to weapons and consequently they can't be
dangerous.
"And I think the State is entitled to offer
evidence to suggest if they are creative and decide they want to
make a weapon, they can. Now, whether or not [defendant] will be one
of those people will be something the jury will have to decide. Your
motion on those photo[s] is denied."
Before the testimony of the state's witness,
Detective Hepler, defendant renewed his objection and moved for mistrial.
The court overruled those objections and denied defendant's motion.
On review, defendant argues that the evidence
reviewed above allowed the state to prove his future dangerousness
through evidence that was probative only of the bad acts of others. He
contends that the state offered the evidence to show that, because
prison is dangerous and some inmates are violent, defendant will be
violent in prison. However, defendant asserts that only evidence that
relates to his past conduct in prison is relevant to the question of
whether he will be dangerous in the future in prison.
Defendant further argues that it is necessary to
limit the evidence considered relevant to the future dangerousness
question, because, otherwise, courts will allow the state to introduce
evidence that constitutes an impermissible aggravating factor on the
question of whether a defendant should receive the death penalty.
The state responds that it presented the evidence for
the purpose of explaining to the jurors that inmates have many
opportunities to inflict injuries or death on other inmates and that
prison staff cannot always control the violence that occurs in prison.
Because defendant argued that he would not be dangerous in "prison
society," the state argues that a description of that society was
relevant to the jury's determination of defendant's future dangerousness.
In addressing defendant's contentions, we begin with
the question set out in ORS 163.150(1)(b)(B), which asks the jury to
decide "[w]hether there is a probability that the defendant would commit
criminal acts of violence that would constitute a continuing threat to
society[.]" This court previously has held that whether a defendant will
be a danger to "society" includes the consideration of whether that
defendant will be a danger to prison society. State v. Douglas,
310 Or 438, 450, 800 P2d 288 (1990) ("Society includes prison society,
as well as society at large. When the jury considers the threat that the
defendant might pose because of future violent crimes, it may consider
the threat to prison society.").
Our inquiry whether the state's evidence was relevant
to the question of defendant's future dangerousness begins, and ends,
with the proper characterization of the purpose for which the state
offered Hepler's testimony and the photographs of confiscated items. The
state offered that evidence to explain and demonstrate the nature of "prison
society" and the opportunities for violence within that setting. Because
the statutory question required the jury, in the context of this case,
to decide the disputed fact of whether defendant would be dangerous in
prison society, the jury necessarily needed to understand the nature of
that society.
In contrast to a juror's knowledge of "outside"
society, jurors ordinarily will not have the personal experience or
expertise to know what opportunities for violence exist in the prison
setting. In general, background information that a party offers as an
aid to understanding a disputed issue is admissible. See
Kirkpatrick, Oregon Evidence §401.02 at Art IV-4 ("Evidence which
is essentially background in nature can scarcely be said to involve
disputed matter, yet it is universally offered and admitted as an aid to
understanding.").
In our view, defendant's argument is incorrect
because it assumes that Hepler's testimony and the challenged
photographs solely pertained to the potential dangerousness of other
prison inmates. To the contrary, that evidence described part of the
violent characteristics of the institution in which defendant would be
confined in the immediate future.
Evidence of that violent institutional environment
can assist jurors in understanding whether defendant would face a
significant risk in prison of involvement in violent acts against others
and, perhaps, the use of weapons that the environment affords. Thus, the
state's evidence, properly understood, does pertain to defendant, and
helps the jury understand, at least to some degree, the probability that
defendant will commit criminal acts of violence in the future.
Moreover, defendant made the distinction between
prison society and outside society relevant to the question of his
future dangerousness by arguing that he would not be a danger in prison.
It follows that the background information that provided the necessary
context for the jury to resolve that disputed issue also was relevant.
We conclude that the evidence to which defendant
objected was properly admissible as relevant to the question of his
future dangerousness under ORS 163.150(1)(b)(B). The trial court did not
err.
C. State's Closing Arguments
In two assignments of error, defendant contends that
the trial court erred in failing to act sua sponte by giving a
curative instruction or by granting a mistrial because of the following
remarks that the prosecutor made during closing arguments:
"[PROSECUTOR]: ***
"Is it more likely than not Defendant will commit
criminal acts of violence that will constitute a continuing threat
to society?
"What is society, Ladies and Gentlemen? What did
the legislature mean when they wrote that word into the statute? Did
they mean [a] group of people that have been exiled from the
community to prison?
"Or did they mean the place where you and I live,
where a system of community of life which individuals form a
continuous and regulatory association for their mutual benefit and
protection. Webster indicates this is a voluntary association of
people. Prison is not a voluntary association of people.
"[DEFENSE COUNSEL]: Objection. Webster is not in
evidence.
"THE COURT: Overruled.
"[PROSECUTOR]: Community or nation or broad
grouping of people having traditions, institutions and collective
activities or interest.
"That is not a prison. What the normal ordinary
common meaning of that word is that community in which we live in,
does the Defendant justify in receiving the death penalty because he
is a continuing threat to live anyplace where people congregate.
"Words have their ordinary and common meaning.
The question to be addressed is [defendant] a danger to this
community out here? And that is the issue that the state must prove
beyond a reasonable doubt, is he a danger to the areas where we live?
"* * * * *
"So, I am going to argue in the alternative maybe
one of you is thinking it might be okay to leave him in prison.
Maybe that would be a sufficient society. That is not what the
legislature intended, but maybe you are thinking that."
Defendant argues, and the state concedes, that the
prosecutor misstated the law on what constitutes "society" under the
future dangerousness question, because this court has held that "society"
includes prison society. See,e.g., Douglas, 310 Or
at 450. Because defendant's argument in the penalty phase of his trial
was that he would not be dangerous in prison and, therefore, should
receive a sentence less than death, defendant asserts that the
prosecutor's deliberate misstatement of the law deprived him of a fair
sentencing proceeding.
The state responds that, in the context of the
prosecutor's entire closing arguments, defense counsel's closing
arguments, and the jury instructions, defendant was not denied a fair
trial. The state first points out that, although the prosecutor argued
that "society" does not include prison, the prosecutor acknowledged that
prison "society" might be relevant to the question of future
dangerousness and, at length, argued to the jury that defendant would be
dangerous in prison.
In addition, the state points out that defense
counsel told the jury that it had the power to define "society," and
that it could decide that prison society was a sufficient society for
defendant. Finally, the state argues that, in light of the trial court's
instructions to the jury that they "must follow these instructions[,]"
that "[y]our answers to the questions should be based on only the
evidence and these instructions[,]" and that "[t]he attorneys'
statements and arguments are not evidence[,]" the prosecutor's arguments
did not deny defendant a fair trial.
Defendant acknowledges that he took
no action during the proceeding to preserve this claim of error.
However, he requests that we exercise our discretion to consider it as
an "error apparent on the face of the record[.]" ORAP 5.45(6); Brown,
310 Or at 355. Defendant asserts that this court may address the error
as apparent on the face of the record because it is not reasonably in
dispute that "society," under ORS 163.150(1)(b)(B), includes prison
society.
A trial court's failure to grant a mistrial sua
sponte constitutes error apparent on the face of the record "only if
it is beyond dispute that the prosecutor's comments were so prejudicial
as to have denied defendant a fair trial." State v. Montez, 324
Or 343, 357, 927 P2d 64 (1996), cert den, 520 US 1233 (1997).
SeealsoState v. Smith, 310 Or 1, 24, 791 P2d 836
(1990) ("Even if we find the prosecutor's remarks to be improper,
tasteless, or inappropriate, we will not find an abuse of discretion in
the trial court's denial of the motion for a mistrial unless the effect
of the prosecutor's remarks is to deny a defendant a fair trial."). We
have reviewed defendant's claim of error, and we conclude that the
prosecutor's argument was not so prejudicial that "it is beyond dispute"
that this court can say that the trial court's failure to give a
curative instruction or grant a mistrial sua sponte denied
defendant a fair trial.
Defendant is correct that the court may sentence him
to only a single sentence of death for the aggravated murder of a single
victim. SeeState v. Barrett, 331 Or 27, 37, 10 P3d 901
(2000) (holding that "appropriate procedure would have been to enter one
judgment of conviction reflecting the defendant's guilt on the charge of
aggravated murder, which judgment separately would enumerate each of the
existing aggravating factors"); Hale, 335 Or at 631 (holding that
"[e]ach judgment should enumerate separately the aggravating factors on
which each conviction was based *** [and] each judgment entering a
single conviction for aggravated murder for each victim should impose a
single sentence of death.").
However, here, the judgment of conviction does not
purport to impose multiple sentences of death on defendant. Rather, it
states that defendant "is sentenced to death on all fifteen
counts as provided in ORS 163.150(1)(f)." (Emphasis added.) We read the
judgment to conform with the law, which allows a single sentence of
death under the circumstances of this case. Thus, we conclude that it is
not necessary to remand for entry of a corrected judgment.
IV. CONCLUSION
We conclude that none of defendant's assignments of
error is well taken. Accordingly, we affirm defendant's conviction and
sentence of death.
The judgment of conviction and the sentence of death
are affirmed.